Capital Market Group Mandates...Past Performance at a Glance Range of Product offered in Last 7 years* IPO, 12 Rights, 6 FPO, 1 QIP, 3 Disinvestment (IPO), 3 Take Over, 1 SME IPO,

Capital Market Group

Completed Transaction

Performance at a glance

Past Performance at a Glance

Range of Product offered in Last 7 years*

IPO, 12

Rights, 6

FPO, 1

QIP, 3

Disinvestment (IPO), 3

Take Over, 1 SME IPO, 3 Offer for Sale, 5

Debt Issue, 1 Bond Issue, 1

*(No. of Deals)

Product-wise no. of deals & size of deals ( ` crore)

5,835 6,862

30 1,925 2,427 13 54 1,006 1,050 100

12

6

1 3 3

1 3

5

1 1

IPO Rights FPO QIP Disinvestment (IPO)

Take Over SME IPO Offer for Sale Debt Issue Bond Issue

Value of Deal No. of Deals

3 Private & Confidential

Year-wise No. of Deals & Total Amount Raised (` in crore)

913 491

3,332

8,097

2,091 2,509

1,868

3

2

6

7

4

7 7

FY' 08 FY' 09 FY' 10 FY' 11 FY' 12 FY' 13 FY' 14*

Total Deal Size No. of Deals

*Up to March 2014


Advisory Mandates

Company Financial Year Type

MOIL Limited

FY’ 13 Advisory (Surplus Fund Management and Exploration Options)

FY’ 13 Advisory (Bonus Issue)

OMDC Limited FY’ 13 Advisory (Bonus Issue)

ABB Limited FY’ 13 Advisory (Valuation for ESOPs)


Deals – Financial Year 2013-14

Deal Summary

MMTC Limited

Offer for Sale

` 560 Crore

National Fertilizer Limited

Offer for Sale

` 101 Crore

• National Fertilizers Limited is a major Indian producer of inorganic and organic fertilizers and industrial chemicals. • Established in 1974, it operates 5 major plants across India.

• Issue Open: June 13, 2013 • Issue Size: 9.3 crore Equity Shares • Number of times subscribed: 1.33 times

• MMTC Ltd., Metals and Minerals Trading Corporation of India, is one of the two highest earners of foreign exchange for India and India's largest public sector trading body.

• Issue Open: July 31, 2013 • Issue Size: 3.74 crore Equity Shares • Number of times subscribed: 1.02 times


Deal Summary

State Trading Corporation of India

Offer for Sale

` 4.54 Crore

India Tourism Development Corporation

LTD.

Offer for Sale

` 30 Crore

• The India Tourism Development Corporation Limited is an Hospitality, retail and Education company owned by Government of India, under Ministry of Tourism.

• Issue Open: August 02, 2013 • Number of times subscribed: 1.02 times

• State Trading Corporation of India Ltd is an international trading company owned by Government of India. • The company is involved in the export, import and domestic trading of a range of products, both agricultural and non-agricultural commodities.

• Issue Open: August 02, 2013 • Issue Size: 3.74 crore Equity Shares • Number of times subscribed: 0.57 times


Deal Summary

India Infoline Finance Limited

Debt Issue - NCD

` 1,050 Crore

Mitcon Consultancy & Engineering Service Limited

SME - IPO

` 22 Crore

• Incorporated in 2010, MITCON Consultancy & Engineering Services Ltd is an ISO 9001:2008 certified company engaged in providing consultancy and engineering services.

• Issue Open: September 2013 • Issue Size: The NCD issue is aggregating up to ` 525 crore with an option to retain over-subscription up to ` 525

crore for issuance of additional NCDs aggregating to a total of up to ` 1050 crore.

• The company is a non-banking finance company, which primarily focuses on mortgage loans and gold loans. Other smaller segments of lending extend to capital market financing, medical equipment financing and commercial vehicle financing

• Issue Open: Oct 15, 2013 - Oct 18, 2013 • Issue Type: Fixed Price Issue IPO – ` 61 per share • Issue Size: 4,100,000 Equity Shares of ` 10 • Listed on: NSE Emerge


Deal Summary

Cochin Shipyard Limited

Tax Free Bond

` 100 Crore

• Issue Open: December 2013 • Issue Details: Private Placement of Tax Free Bonds

• Cochin Shipyard Limited is the largest shipbuilding and maintenance facility in India. It is part of a line of maritime-related facilities in the port-city of Kochi, in the state of Kerala, India.


Deals – Financial Year FY 2012-13

Deal Summary

Thejo Engineering Limited

SME - IPO

` 19 Crore

• Issue Open: Sep 04, 2012 - Sep 06, 2012 • Issue Type: 100% Book Built Issue IPO • Price Band: ` 402 - ` 430 Per Equity Share • No. of times issue subscribed: 1.53 • Listing Date: Sep 18, 2012 • Issue Price: ` 402.00 Per Equity Share

Credit Analysis And Research Limited

Initial Public Offer

` 540 Crore

• Issue Open: Dec 07, 2012 - Dec 11, 2012 • Issue Type: 100% Book Built Issue IPO • Issue Size: 7,199,700 Equity Shares of `10 • Price Band: ` 700 - ` 750 Per Equity Share • No. of times issue subscribed: 40.98 • Listing Date: December 26, 2012 • Issue Price: ` 750 Per Equity Share

• Thejo Engineering Ltd is an Engineering Solutions provider for Bulk Material Handling, Mineral Processing and Corrosion Protection to the Core Sector Industries like mining, power, steel, cement, ports, fertilizers etc.

• Company's corporate office and manufacturing units are located in Chennai and they have a wide network of branch and site offices across 14 states.

• Incorporated in 1993, Credit Analysis & Research Ltd (CARE) is the second largest full-service credit rating company in India. • CARE offers rating and grading services across a diverse range of instruments and industries including IPO grading, equity grading, and

grading of various types of enterprises, including shipyards, maritime training institutes, construction companies and rating of real estate projects


Deal Summary

PC Jeweller Limited


` 601 Crore

• Issue Open: Dec 10, 2012 - Dec 12, 2012 • Issue Type: 100% Book Built Issue IPO • Issue Size: 45,133,500 Equity Shares of `10 • Price Band: `125 - `135 Per Equity Share • No. of times issue subscribed: 6.85 • Listing Date: December 27, 2012 • Issue Price: ` 135.00 Per Equity Share

Bhushan Steel Limited

Rights Issue

` 474 Crore

• Incorporated in 2005, PC Jeweller Ltd is an established jewellery retailer in North India. Company's operations include the manufacture, retail and wholesale of jewellery. PCJ offers a wide range of products including gold jewellery, diamond jewellery and other jewellery including silver articles. They provide 100% Hallmarked jewellery and Certified Diamond jewellery.

• Bhushan Steel Limited is engaged in the steel business. The Company has a portfolio of flat products, which are manufactured at steel processing facilities at Sahibabad, Uttar Pradesh. The Company’s products include cold rolling (CR) annealed and skin pass coil, galvanized coil for both automobile and construction sectors, gal-alume/ zinc- magnesium coated coil for construction sector, aluminized coil for heat exchanger, etc.


Deal Summary

Rashtriya Chemicals & Fertilizers Ltd

Disinvestment (OFS)

` 310 Crore

Opal Luxury Time Products Limited

SME – IPO

` 13 Crore

• Incorporated in 2007, Opal Luxury Time Products Ltd is engaged in manufacturing and marketing of home decor products.

• Rashtriya Chemicals and Fertilizers Limited is engaged in chemicals manufacturing. • The Company produces include Methanol, Sodium Nitrate, Sodium Nitrite, Ammonium bicarbonate, Methylamines, Dimethyl

Formamide, Dimethylacetamide.

• Issue Open: Mar 25, 2013 - Mar 28, 2013 • Issue Type: 100% Book Built Issue IPO • Issue Size: 1,000,000 Equity Shares of `10 • Price Band: `130 - `135 Per Equity Share • Listing Date: April 12, 2013 • Issue Price: ` 130.00 Per Equity Share • Listed on: NSE Emerge

• Issue Open: March, 2013 • Number of times subscribed: 0.3 times • Last Closing Price: ` 32.10


Deal Summary

Alok Industries Limited.

Rights Issue

` 550 Crore

• Alok Industries Limited (Alok) is a vertically integrated textile company. Alok provides solutions through five divisions: Cotton Yarn, Apparel Fabric, Home Textiles, Garments and Polyester Yarn. Alok has also forayed into the textile and apparel retail business in India and in the United Kingdom. In India, its retail business is carried out through Alok's subsidiaries under the store brand H&A, while it operates the Store Twenty One outlets through its overseas subsidiary Grabal Alok (UK) Limited.



Deal Summary

Aanjaneya Lifecare Limited


` 117 Crore

• Issue Open: May 09, 2011 - May 12, 2011 • Issue Type: 100% Book Built Issue IPO • Issue Size: 5,000,000 Equity Shares of `10 • Price Band: ` 228 - ` 240 Per Equity Share • No. of times issue subscribed: 1.11 • Listing Date: May 27, 2011 • Issue Price: ` 234.00 Per Equity Share

SRS LTD


` 203 Crore

• Issue Open: Aug 23, 2011 - Aug 26, 2011 • Issue Type: 100% Book Built Issue IPO • Issue Size: 35,000,000 Equity Shares of `10 • Price Band: ` 58 - ` 65 Per Equity Share • No. of times issue subscribed: 1.25 • Listing Date: September 16, 2011 • Issue Price: ` 58 Per Equity Share

• Incorporated in 2006, Aanjaneya Lifecare Ltd a leading research based integrated pharmaceutical company with established research, manufacturing & marketing capabilities.

• Company’s product portfolio includes Bulk Drugs, Finished Dosage Forms, Herbal Medicines, Inhalers, Lozenges and Animal Health.

• Incorporated in 2000, SRS Limited is engaged in the business of Cinema Exhibition, Food & Beverages, Retail and Manufacturing & Retailing of Jewellery operations.

• Company operates 23 SRS Value Bazaar retail stores, 15 food courts and 30 cinema screens in North India. The company also operates five jewellery retail and wholesale outlets and a jewellery manufacturing unit in Delhi.


Deal Summary

Bajaj Hindustan Limited

Rights Issue

` 1,644 Crore

NBCC Ltd

Disinvestment (IPO)

` 127 Crore

• Issue Open: Mar 22, 2012 - Mar 27, 2012 • Issue Type: 100% Book Built Issue IPO • Issue Size: 12,000,000 Equity Shares of `10 • Price Band: ` 90 - ` 106 Per Equity Share • No. of times issue subscribed: 4.93 • Listing Date: April 12, 2012. • Issue Price: ` 106.00 Per Equity Share

• Bajaj Hindusthan Limited (BHL) is an India-based sugar and ethanol manufacturing company.

• Incorporated in 1960, National Buildings Construction Corporation Limited (NBCC Ltd) is a public sector company engaged in the business of project management consultancy services for civil construction projects ("PMC"), civil infrastructure for power sector and real estate development. NBCC is headquartered in New Delhi and in addition they have 10 regional / zonal offices across India.

• Govt of India Disinvestment of 10% of total equity paid up through the IPO



Deal Summary

GMR Infrastructure Limited

Qualified Institutional Placement

` 1,400 Crore

SVJN Limited

Disinvestment (IPO)

` 1,063 Crore

• Issue Open: Apr 29, 2010 - May 03, 2010 • Issue Type: 100% Book Built Issue IPO • Issue Size: 415,000,000 Equity Shares of `10 • Price Band: ` 23 - ` 26 Per Equity Share • Number of times issue is subscribed: 6.64 • Listing Date: May 20, 2010 • Issue Price: ` 26.00 Per Equity Share

• Incorporated in 1988, Satluj Jal Vidyut Nigam Ltd (formerly Nathpa Jhakri Power Corporation Limited - NJPC) is a hydroelectric power generation company, originally established as a joint venture of the Government of India ( GOI ) and the Government of Himachal Pradesh (GOHP) to plan, investigate, organize, execute, operate and maintain Hydro-electric power projects.

• Issue Open: April 2010 • Issue Type: QIP issue • Issue Size: 22.5 crore shares of ` 10 each • Issue Price: ` 62.13 per equity share

• GMR Infrastructure Ltd is the infrastructure holding company formed to fund the capital requirements of various infrastructure projects across the sectors. The company undertakes the development of the infrastructure projects through their various subsidiaries.


Deal Summary

REI Agro Limited

Rights Issue

` 1,245 Crore

Gujarat Pipavav Port Limited

Initial Public Offering

` 554 Crore

• Issue Open: Aug 23, 2010 - Aug 26, 2010 • Issue Type: 100% Book Built Issue IPO • Issue Size: 108,695,652 Equity Shares of ` 10 • Price Band: ` 42 - ` 48 Per Equity Share • Number of Times Issue is Subscribed: 19.94 • Listing Date: September 09, 2010 • Issue Price: ` 46.00 Per Equity Share

• Gujarat Pipavav Port is the developer and operator of APM Terminals Pipavav, India's first private sector port, which has multi-cargo and multi-user operations.

• Promoters of the Company are: APM Terminals B.V., APM Terminals Mauritius Holding Limited, APM Terminals Mauritius Limited

• Issue Open: June 2010 • Issue Type: Rights Issue (2 shares for every 1 share held)

• REI Agro Limited is an Indian company which is the largest basmati rice processing and marketing company in the globe. • Promoters: Aspective Vanijya Private Limited, Mr. Sandip Jhunjhunwala


Deal Summary

MOIL Limited

Disinvestment (IPO)

` 1,238 Crore

Usher Agro Limited


` 100 Crore

• Usher Agro is into manufacturing and distribution of Wheat products, Rice , Food Stuffs & Food Grains under the brand name 'Rasoi Raaja'.

• Issue Open: Nov 26, 2010 - Dec 01, 2010 • Issue Type: 100% Book Built Issue IPO • Issue Size: 33,600,000 Equity Shares of ` 10 • Price Band: ` 340 - ` 375 Per Equity Share • Number of Times Issue is Subscribed: 56.43 • Listing Date: December 15, 2010 • Issue Price: ` 375.00 Per Equity Share

• Incorporate in 1896, MOIL Limited (Manganese Ore India Limited) is India based producer of manganese ore, primarily used to make ferro-alloys for steel production. MOIL is a 'Mini Ratna' PSU, owned by Government of India and under the administrative control of the Ministry of Steel.

• Issue Open: Nov 29, 2010 • Issue Type: QIP issue • Issue Size: 107,96,800 shares • Issue Price: ` 92.62 per equity share


Deal Summary

Central Bank of India

Rights Issue

` 2,497 Crore

• Central Bank of India, a government-owned bank, is one of the oldest and largest commercial banks in India. It is based in Mumbai

• Issue Open: March 24, 2011 • Issue Type: Rights Issue (3 shares for every 5 shares held) • Rights Issue Price: ` 103 per share



Deal Summary

Rishabhdev Technocable Limited

Further Public Offer

` 30 Crore

ASTEC Life Science Limited


` 66 Crore

• Issue Open: Jun 04, 2009 - Jun 09, 2009 • Issue Type: 100% Book Built Issue • Issue Size: 6,854,500 Equity Shares of ` 10 • Price Band: ` 29 - ` 33 Per Equity Share • No. of times issue subscribed: 7.76 • Listing Date: June 29, 2009 • Issue Price: ` 33.00 Per Equity Share

• Incorporated in 1994, Rishabhdev Technocable Limited is in the business of cable manufacturing and trading.

• Incorporated in 1994, Astec Life Sciences Limited is engaged in business of Agrochemicals and Pharmaceuticals. Company is primarily involved in the production of active ingredients and intermediates for agrochemicals and pharmaceutical segment.

• Promoters: Mr. Ashok Vishwanath Hiremath, Mr. P L Tiwari

• Issue Open: Oct 29, 2009 - Nov 04, 2009 • Issue Type: 100% Book Built Issue • Issue Size: 75,00,000 Equity Shares of Rs. 10 • Price Band: ` 77 - ` 82 Per Equity Share • No. of times issue subscribed: 1.56 • Listing Date: November 25, 2009 • Issue Price: ` 82.00 Per Equity Share


Deal Summary

JSW Energy Limited


` 2,700 Crore

Spice Investment & Financial Advisors

Take Over

` 13 Crore

• Issue Open: Dec 07, 2009 - Dec 09, 2009 • Issue Type: 100% Book Built Issue • Issue Size: 269,821,236 Equity Shares of ` 10 • Price Band: ` 100 - ` 115 Per Equity Share • No. of Times Issue Subscribed: 1.68 • Listing Date: January 04, 2010 • Issue Price: ` 95.00 Per Equity Share

• Incorporated in 1994, JSW Energy Limited (JSWEL) is a group company of Jindal South West (JSW) group headed by Mr.Sajjan Jindal. • The JSW Group has a presence in the steel, power, cement, software, and infrastructure sectors.

• Spice Investment and Finance acquired 51% in Wall Street Finance Limited


Deal Summary

ARSS Infrastructure Project Limited


` 103 Crore

Alok Industries Limited


` 425 Crore

• Issue Open: Feb 08, 2010 - Feb 11, 2010 • Issue Type: 100% Book Built Issue IPO • Issue Size: 2,288,889 Equity Shares of ` 10 • Price Band: ` 410 - ` 450 Per Equity Share • No. of times issue is subscribed: 47.62 • Listing Date: March 03, 2010 • Issue Price: ` 450.00 Per Equity Share

• Incorporated in 2000, ARSS Infrastructure Projects Ltd is engaged in construction of railway infrastructure, roads, highways, bridges and irrigation projects in India.

• Promoters: Mr. Subash Agarwal, Mr. Rajesh Agarwal, Mr. Sunil Agarwal & Mr. Anil Agarwal

• Issue Open: March 2010 • Issue Type: QIP issue • Issue Size: 182,100,248 equity shares of `10 • Issue Price: ` 23.32 per equity share

• Alok Industries Ltd is one of the leading textile group and amongst the fastest growing vertically integrated textile companies in India. • Alok Industries Ltd was incorporated in the year 1986 with the name Alok Textile Industries Pvt Ltd. The company commenced their activities with

the manufacture of texturised yarn by setting up manufacturing facilities at Silvassa.



Deal Summary

Decolights Ceramics


` 43 Crore

Central Bank of India


` 816 Crore

• Issue Open: May 24, 2007 - May 29, 2007 • Issue Type: 100% Book Built Issue IPO • Issue Size: 80,45,557 Equity Shares of ` 10/- each • Price Band: ` 45 - ` 54 Per Equity Share • No. of times Issue Subscribed: 1.53 • Listing Date: June 19, 2007 • Issue Price: ` 54 per equity share

• Incorporated in 2004, Decolight Ceramics Limited is in the business of manufacturing Vitrified Ceramic Tiles used as floor tiles • Promoters: Mr. Girishkumar M. Pethapara, Shri. Kantibhai M. Pethapara, Shri Jayantilal M. Pethapara, Smt. Hansaben G. Pethapara and Shri

Hemalkumar G. Pethapara

• Issue Open: Jul 24, 2007 - Jul 27, 2007 • Issue Type: 100% Book Built Issue IPO • Issue Size: 80,000,000 Equity Shares of `10/- each • Price Band: ` 85 - ` 102 Per Equity Share • No. of times Issue Subscribed: 62 • Listing Date: August 21, 2007 • Issue Price: ` 102.00 Per Equity Share

• Central Bank of India, a government-owned bank, is one of the oldest and largest commercial banks in India. It is based in Mumbai • The Central Bank of India IPO performed extremely well and it got heavily oversubscribed across all categories • Retail investor category subscribed by 16.2 times, Institutional investor category subscribed by 89.11 times and the High Networth Individual

category subscribed by 69.5 times


Deal Summary

Varun Industries Limited


` 54 Crore

• Issue Open: Oct 25, 2007 - Oct 31, 2007 • Issue Type: Fixed Price Issue IPO • Issue Size: 90,00,000 Equity Shares of Rs. 10 • No. of times Issue Subscribed: • Listing Date: November 22, 2007 • Issue Price: ` 60 Per Equity Share

• Incorporated in 1996, Varun Industries Limited is in the business of exporting stainless steel kitchenware and house ware items. • Varun Industries produce and export around 1500 varieties of kitchenware, house ware, tableware, cutlery and other items of various types.

Company produces these products through domestic suppliers and exporting them to many countries across the globe. • Promoters: Mr. Kailash Shriram Agarwal, Mr. Kiran Kumar Mehta


Thank You

Capital Market Group Mandates...Past Performance at a Glance Range of Product offered in Last 7 years* IPO, 12 Rights, 6 FPO, 1 QIP, 3 Disinvestment (IPO), 3 Take Over, 1 SME IPO,

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