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BEFORE THE DEPARTMENT OF BUSINESS OVERSIGHT STATE OF CALIFORNIA In the Matter of: The Commissioner of Business Oversight Complainant, v. Cornerstone Capital Management, Inc. and Laura Jean Kent Respondent. OAH No.: 2013050773 DECISION The attached Proposed Decision of the Administrative Law Judge of the Office of Administrative Hearings, dated October 25, 2013, is hereby adopted by the Department of Business Oversight as its Decision in the above-entitled matter. This Decision shall become effective on March 8, 2014 . IT IS SO ORDERED this 6 th day of February, 2014 . COMMISSONER OF BUSINESS OVERSIGHT /s/ Jan Lynn Owen
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California Department of Business Oversight - dbo.ca.gov Capital Management-OAH.pdf · admitting or denying the factual allegations contained therein, respondents consented to the

May 06, 2019

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Page 1: California Department of Business Oversight - dbo.ca.gov Capital Management-OAH.pdf · admitting or denying the factual allegations contained therein, respondents consented to the

BEFORE THE DEPARTMENT OF BUSINESS OVERSIGHT

STATE OF CALIFORNIA

In the Matter of: The Commissioner of Business Oversight

Complainant, v. Cornerstone Capital Management, Inc. and Laura Jean Kent

Respondent.

OAH No.: 2013050773

DECISION The attached Proposed Decision of the Administrative Law Judge of the Office of

Administrative Hearings, dated October 25, 2013, is hereby adopted by the Department of Business

Oversight as its Decision in the above-entitled matter.

This Decision shall become effective on March 8, 2014 .

IT IS SO ORDERED this 6th day of February, 2014 .

COMMISSONER OF BUSINESS OVERSIGHT

/s/ Jan Lynn Owen

Page 2: California Department of Business Oversight - dbo.ca.gov Capital Management-OAH.pdf · admitting or denying the factual allegations contained therein, respondents consented to the
Page 3: California Department of Business Oversight - dbo.ca.gov Capital Management-OAH.pdf · admitting or denying the factual allegations contained therein, respondents consented to the
Page 4: California Department of Business Oversight - dbo.ca.gov Capital Management-OAH.pdf · admitting or denying the factual allegations contained therein, respondents consented to the
Page 5: California Department of Business Oversight - dbo.ca.gov Capital Management-OAH.pdf · admitting or denying the factual allegations contained therein, respondents consented to the
Page 6: California Department of Business Oversight - dbo.ca.gov Capital Management-OAH.pdf · admitting or denying the factual allegations contained therein, respondents consented to the
Page 7: California Department of Business Oversight - dbo.ca.gov Capital Management-OAH.pdf · admitting or denying the factual allegations contained therein, respondents consented to the
Page 8: California Department of Business Oversight - dbo.ca.gov Capital Management-OAH.pdf · admitting or denying the factual allegations contained therein, respondents consented to the
Page 9: California Department of Business Oversight - dbo.ca.gov Capital Management-OAH.pdf · admitting or denying the factual allegations contained therein, respondents consented to the
Page 10: California Department of Business Oversight - dbo.ca.gov Capital Management-OAH.pdf · admitting or denying the factual allegations contained therein, respondents consented to the
Page 11: California Department of Business Oversight - dbo.ca.gov Capital Management-OAH.pdf · admitting or denying the factual allegations contained therein, respondents consented to the
Page 12: California Department of Business Oversight - dbo.ca.gov Capital Management-OAH.pdf · admitting or denying the factual allegations contained therein, respondents consented to the
Page 13: California Department of Business Oversight - dbo.ca.gov Capital Management-OAH.pdf · admitting or denying the factual allegations contained therein, respondents consented to the
Page 14: California Department of Business Oversight - dbo.ca.gov Capital Management-OAH.pdf · admitting or denying the factual allegations contained therein, respondents consented to the
Page 15: California Department of Business Oversight - dbo.ca.gov Capital Management-OAH.pdf · admitting or denying the factual allegations contained therein, respondents consented to the
Page 16: California Department of Business Oversight - dbo.ca.gov Capital Management-OAH.pdf · admitting or denying the factual allegations contained therein, respondents consented to the
Page 17: California Department of Business Oversight - dbo.ca.gov Capital Management-OAH.pdf · admitting or denying the factual allegations contained therein, respondents consented to the
Page 18: California Department of Business Oversight - dbo.ca.gov Capital Management-OAH.pdf · admitting or denying the factual allegations contained therein, respondents consented to the
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