Calculations of optical properties of transition metal and rare-earth ions Mikhail G. Brik Institute of Physics, University of Tartu, Riia 142, Tartu, 51014, Estonia LUMINET winter school, Costa Adeje, Tenerife, December 2-6, 2013
Calculations of optical properties
of transition metal and rare-earth ions
Mikhail G. Brik
Institute of Physics, University of Tartu, Riia 142, Tartu, 51014, Estonia
LUMINET winter school, Costa Adeje, Tenerife, December 2-6, 2013
Outline
Introduction: impurities in crystals and glasses
Transition metal and rare earth ions
Energy level schemes of free ions
Correlation between the Racah parameters, spin-orbit constant and
atomic number for isovalent ions
Basic foundations of crystal field theory
Splitting of free ion energy levels in crystal field
Tanabe-Sugano diagrams for d ions
Conclusions
3d unfilled shell
4f unfilled shell
Introduction: d and f ions
4d unfilled shell
5d unfilled shell
5f unfilled shell
Y3Al5O12:Nd3+
Phosphor powders
Quartz
Ice -
snowflake
Emerald
Amethyst
Azurite
Diamond
Introduction: crystals, glasses, phosphor powders
Where does the color come from?..
Corundum Al2O3
If pure – colorless or grey
Impurities (imperfections) in crystals
Ruby: corundum Al2O3
with a few percent of chromium
Sapphire: corundum Al2O3
with a few percent of titanium
Even a small amount of impurities (added either artificially or in a natural way) can drastically change optical properties of a crystal !!
Introduction: crystals, glasses, phosphor powders
Corundum Al2O3 Chromium Ruby
+ =
Corundum: http://www.kaycircle.com/Wha
t-Is-The-Average-Cost-Of-
Corundum-Per-Gram-Pound-
Ton-Average-Corundum-Price
~ 50 $ per pound
Math properties of addition cease to work, when it comes to gemstones …
Chromium: http://www.metalprices.com/Fre
eSite/metals/cr/cr.asp
~1.6 – 2.6 $/kg +
Ruby: http://www.ruby-sapphire.com/r-
s-bk-prices.htm “good quality”
(on a scale “poor – fair – good –
very good - exceptional”)
from 50 to 13,000 $ per carat 1 carat = 0.2 gram
≠
Introduction: crystals, glasses, phosphor powders
Outline
Introduction: impurities in crystals and glasses
Transition metal and rare earth ions
Energy level schemes of free ions
Correlation between the Racah parameters, spin-orbit constant and
atomic number for isovalent ions
Basic foundations of crystal field theory
Splitting of free ion energy levels in crystal field
Tanabe-Sugano diagrams for d ions
Conclusions
Electron configurations
Impurities (3d, 4f ions) – MULTI-ELECTRON systems
Electron states of free ions
3d, 4f ions – MULTI-ELECTRON systems
d electrons quantum numbers:
Principal quantum number n=3, or 4, or 5
Orbital quantum number l=2
Magnetic quantum number ml=-2,-1,0,1,2
Spin quantum number mS=-1/2, +1/2
10 states in total
f electrons quantum numbers:
Principal quantum number n=4, or 5
Orbital quantum number l=3
Magnetic quantum number ml=-3,-2,-1,0,1,2,3
Spin quantum number mS=-1/2, +1/2
14 states in total
Pauli exclusion principle: no electrons with identical quantum numbers!
Wolfgang Ernst Pauli,
25.04.1900-15.12.1958
Nobel prize in physics 1945
d2 configuration (V3+, Cr4+, Mn5+, Fe6+)
OR:
OR…
!!
!
kqk
qN
Number of
permutations of k
electrons through
q orbitals
OR:
45
!210!2
!10
N
d2 configuration: q=10, k=2
Electron states of free ions
Electron states of free ions
Electron
configu-
ration
Number of states
Number of energy levels
p1 , p5 6 ?
p2 , p4 15 ?
p3 20 ?
Electron
configu-
ration
Number of states
Number of energy levels
d 1 , d 9 10 ?
d 2 , d 8 45 ?
d 3 , d 7 120 ?
d 4 , d 6 210 ?
d 5 252 ?
Electron
configu-
ration
Number of states
Number of energy levels
f 1 , f 13 14 ?
f 2 , f 12 91 ?
f 3 , f 11 364 ?
f 4 , f 10 1001 ?
f 5 , f 9 2002 ?
f 6 , f 8 3003 ?
f 7 3432 ?
How can we find the number of energy levels for each of these configurations?..
How can we calculate the energies of those levels?..
!!
!
kqk
qN
Number of
permutations
of k electrons
through q
orbitals
??
Electron states of free ions
Wave function of a particular
state can be obtained from the
one-electron functions
using the angular momenta
addition rules and
(again!) Pauli exclusion
principle.
2121 LLLLL
1L
2L
M1
M2
L
21 MMM
In quantum mechanics
2+2 is not always 4!
The rule of addition of two
momenta L1 and L2
For example, L1=2, L2=2,
L=0, 1, 2, 3, 4
Why?.. Only one out of three components
of angular momentum operator can be
determined at the same time
,,, lmnlnlm YrRr
0
12
00
2/3
0
3
22exp
2
2!
!1)(
na
ZrL
na
Zr
na
Zr
na
Z
nln
lnrR l
ln
l
nl
General form of the
radial wave functions
One-electron wave
function
zyxkjiLiLL kji ,,,,,ˆˆ,ˆ
Spectral terms of free ions
Ψ stands for the wave function
of a particular state;
it can be obtained from the
one-electron functions
using the angular momenta
addition rules and
(again!) Pauli exclusion
principle.
Electrostatic (Coulomb) interaction between electrons of the unfilled shell
is mainly responsible for the formation of the energy level schemes
21212121
2
2
2
1
21
2* sinsin dddddrdrrr
rr
e
+Ze
-e
-e
r12
Spherical system of coordinates
2121 LLLLL
1L
2L
M1
M2
L
21 MMM
In quantum mechanics
2+2 is not always 4!
The rule of addition of two
momenta L1 and L2
For example, L1=2, L2=2,
L=0, 1, 2, 3, 4
Why?.. Only one out of three components
of angular momentum operator can be
determined at the same time
Ψ stands for the wave function
of a particular state;
it is a linear combination of
products of one-electron wave
functions
MMM
MLML
LM
MLMLLM C21
22112211
The Clebsch-Gordan coefficients
They have the following physical meaning: the
square of the absolute value of the
coefficient is equal to the probability that two
states (L1, M1) and (L2, M2) after addition
produce the state (L, M). If M ≠ M1+ M2, the
corresponding Clebsch-Gordan coefficient is zero.
LM
MLMLC2211
Spectral terms of free ions
,,, lmnlnlm YrRr
0
12
00
2/3
0
3
22exp
2
2!
!1)(
na
ZrL
na
Zr
na
Zr
na
Z
nln
lnrR l
ln
l
nl
General form of the
radial wave functions
One-electron wave
function
Clebsch-Gordan coefficients and Wigner 3j-symbols
mmm
jjjjC
mjjjm
mjmj
21
21121 21
2211
z
mjjz
zmjjzmjjzmjzmjzjjjz
mjmjmjmjmjmj
jjj
jjjjjjjjj
mmm
jjj
!!!!!!
1
!!!!!!
!1
!!!
2131232211321
333322221111
321
321321321
321
321
321
General definition of the Wigner 3j-
symbol
Not that difficult to write a computer program to calculate the 3j-symbols
Many standard packages (MAPLE, for example) have the built-in procedures
for evaluation of the 3j-symbols
But in a “pre-computer era” one was supposed to calculate the 3j-symbols
“by hands” (special tables were created…)
It is a common practice to use the 2S+1L notation for the multi-electron states
where S is the TOTAL spin, and L is the TOTAL orbital momentum
After the wave functions of two electron configurations are built, one can repeat the
procedure by adding the third electron to get the wave functions of three electron
configuration etc … (fractional parentage coefficients, seniority quantum number, 6j-, 9j-
symbols)
Spectral terms of free ions
L 0 1 2 3 4 5 6 7 8 9 10 11 12 13 14
S P D F G H I K L M N O Q R T
How to memorize the above-given sequence … mnemonic rules?..
Each 2S+1L spectral term is degenerated; the degree of degeneracy is
(2S+1)(2L+1). E.g. 4F term: (2S+1)(2L+1) = 4(2 x 3 +1) = 28 states
Sober Physicists Don't Find Giraffes Hiding In Kitchens Like My Nephew
Spectral terms of free ions
Equivalent configurations for p-electrons:
p1 and p5 – 2P
p2 and p4 – 1SD, 3P
p 3 – 2PD, 4S
Equivalent configurations for d-electrons:
d 1 and d 9 – 2D
d 2 and d 8 – 1SDG, 3PF
d 3 and d 7 – 2PD(2)FGH, 4PF
d 4 and d 6 – 1S(2)D(2)FG(2)I, 3P(2)DF(2)GH, 5D
d 5 – 2SPD(3)F(2)G(2)HI, 4PDFG, 6S
Equivalent configurations for f-electrons:
f 1 and f 13 – 2F
f 2 and f 12 – 1SDGI, 3PFH
f 3 and f 11 – 2PD(2)F(2)G(2)H(2)IKL, 4SDFGI
f 4 and f10 – 1S(2)D(4)FG(4)H(2)I(3)KL(2)N, 3P(3)D(2)F(4)G(3)H(4)I(2)K(2)LM, 5SDFGI
f 5 and f 9 – 2P(4)D(5)F(7)G(6)H(7)I(5)K(5)L(3)M(2)NO, 4SP(2)D(3)F(4)G(4)H(3)I(3)K(2)LM,
6PFH
f 6 and f 8 - 1S(4)PD(6)F(4)G(8)H(4)I(7)K(3)L(4)M(2)N(2)Q, 3P(6)D(5)F(9)G(7)H(9)I(6)K(6)L(3)M(3)NO,
5SPD(3)F(2)G(3)H(2)I(2)KL, 7F
f 7 - 2S(2)P(5)D(7)F(10)G(10)H(9)I(9)K(7)L(5)M(4)N(2)OQ,
4S(2)P(2)D(6)F(5)G(7)H(5)I(5)K(3)L(3)MN, 6PDFGHI, 8S
A subscript denotes a number
of terms with the same S and L.
Hund’s rule to find the ground term: i) max spin S; ii) max orbital momentum L
d 2 and d 8 – 1SDG, 3PF - the ground term is 3F Friedrich Hund, 04.02.1896 – 31.03.1997
Electron states and spectral terms of free ions
Electron
configu-
ration
Number of states
Number of energy levels
p1 , p5 6 1
p2 , p4 15 3
p3 20 3
Electron
configu-
ration
Number of states
Number of energy levels
d 1 , d 9 10 1
d 2 , d 8 45 5
d 3 , d 7 120 8
d 4 , d 6 210 16
d 5 252 16
Electron
configu-
ration
Number of states
Number of energy levels
f 1 , f 13 14 1
f 2 , f 12 91 7
f 3 , f 11 364 17
f 4 , f 10 1001 47
f 5 , f 9 2002 73
f 6 , f 8 3003 119
f 7 3432 119
How can we find the number of energy levels for each of these configurations?..
How can we calculate the energies of those levels?..
!!
!
kqk
qN
Number of
permutations
of k electrons
through q
orbitals
? ?
Coulomb interaction between electrons of the unfilled shell is
mainly responsible for the formation of the energy level schemes
21212121
2
2
2
1
21
2* sinsin dddddrdrrr
rr
e
+Ze
-e
-e
r12
Spherical system of coordinates
Energy of spectral terms of free ions
22
*
111
12
,,12
41
kmkmk
k
k
k
km
YYr
r
kr
0
21
2
1
0
21
1
21211
1
1
r
k
kr
k
k
k
k
drr
rdr
r
rdrdrdr
r
r
r1
r2
r1>r2
r2>r1
Not zero, if l1+k+l2 is an even number. k=0, 2, 4 for d-electrons
k=0, 2,4,6 for f-electrons
,,,~ lmnlnlm YrRr Eventually we have the integrals from
the product of three spherical functions
21
212121
0
2
0
*
0004
1212121sin 1
2211 mmm
lkllkllklddYYY
m
mlkmml
This integral is expressed in terms of the Wigner 3j-symbols:
Coulomb interaction between electrons of the unfilled shell is
mainly responsible for the formation of the energy level schemes
21212121
2
2
2
1
21
2* sinsin dddddrdrrr
rr
e
+Ze
-e
-e
r12
Spherical system of coordinates
R(r) – radial parts of the wave functions
Energy of spectral terms of free ions
The energy of the LS terms will be a combination of the Fk parameters
(Slater integrals) defined as:
21
2
2
2
1
2
22
2
111
2 )()( drdrrrrRrRr
reF
k
k
kThe integrals can be found numerically
k=0, 2, 4 for the d-electrons
k=0, 2,4,6 for the f-electrons
It is a common practice to express the
energy of the LS terms for 3d ions in the
so called Racah parameters A, B, C:
44240
63
5;
441
5
49
1;
441
49FCFFBFFA
Energy of spectral terms of free ions
Equivalent configurations for d-electrons:
d 1 and d 9 – 2D
d 2 and d 8 – 1SDG, 3PF
d 3 and d 7 – 2PD(2)FGH, 4PF
d 4 and d 6 – 1S(2)D(2)FG(2)I, 3P(2)DF(2)GH, 5D
d 5 – 2SPD(3)F(2)G(2)HI, 4PDFG, 6S
d 2 and d 8 – 1SDG, 3PF
1S A + 14 B + 7C
3P A + 7 B
1D A – 3 B + 2C
3F A – 8 B
1G A +4 B + 2C
d 3 and d 7 – 2PD(2)FGH, 4PF
2P 3A – 6 B + 3C
4P 3A
2D1, 2D2
2F 3A + 9 B + 3C
4F 3A – 15 B
2G 3A – 11 B + 3C
2H 3A – 6 B + 3C
3dn electron configurations and
corresponding ions from the periodic table
d 1 Ti3+
d 2 Ti2+, V3+, Cr4+, Mn5+, Fe6+
d 3 V2+, Cr3+, Mn4+, Fe5+
d 4 Cr2+, Mn3+, Fe4+
d 5 Mn2+, Fe3+
d 6 Fe2+, Co3+
d 7 Co2+, Ni3+
d 8 Ni2+
d 9 Cu2+
A can be omitted
(a shift of all terms)
Ion B (cm-1) C (cm-1)
Ti2+ 718 2629
V3+ 861 4165
Cr4+ 1039 4238
V2+ 766 2855
Cr3+ 918 3850
Mn3+ 965 3675
Fe4+ 1144 4459
Mn2+ 960 3325
Fe3+ 1015 4800
Co2+ 971 4366
Ni2+ 1041 4831
Cu2+ 1238 4659
Cr 4+ – 1SDG, 3PF
3F – 8312 cm-1
1D 5359 cm-1
3P 7273 cm-1
1G 12632 cm-1
1S 44212 cm-1
Typical values of the Racah parameters for some free 3d ions
Electron states and spectral terms of free ions
Electron
configu-
ration
Number
of
states
Number
of
energy
levels
p1 , p5 6 1
p2 , p4 15 3
p3 20 3
Electron
configu-
ration
Number
of
states
Number
of
energy
levels
d 1 , d 9 10 1
d 2 , d 8 45 5
d 3 , d 7 120 8
d 4 , d 6 210 16
d 5 252 16
Electron
configu-
ration
Number of states
Number
of
energy
levels
f 1 , f 13 14 1
f 2 , f 12 91 7
f 3 , f 11 364 17
f 4 , f 10 1001 47
f 5 , f 9 2002 73
f 6 , f 8 3003 119
f 7 3432 119
How can we find the number of energy levels for each of these configurations?..
How can we calculate the energies of those levels?..
!!
!
kqk
qN
Number of
permutations
of k electrons
through q
orbitals
Outline
Introduction: impurities in crystals and glasses
Transition metal and rare earth ions
Energy level schemes of free ions
Correlation between the Racah parameters, spin-orbit constant and
atomic number for isovalent ions
Basic foundations of crystal field theory
Splitting of free ion energy levels in crystal field
Tanabe-Sugano diagrams for d ions
Conclusions
25
)1(14,2
)(
LLhFHN
i
ii
k
k
k
FI sl
Coulomb interaction Spin-orbit interaction Trees correction
Slater integrals
CBF 772
5634 CF Racah parameters
Electronic states:
Hamiltonian for free d-ions
C.A. Morrison, Crystal
Fields for Transition-
Metal Ions in Laser Host
Materials, Springer-
Verlag, 1992
Is there any trend
between these
parameters and a
number of d-
electrons (or atomic
number)?
Systematic trends across
the 3d ions series
Is there any trend in behavior of the
B, C parameters across these groups?..
1 2 3 4 5 6 7 8 9
800
1000
1200
3000
4000
5000
C= 2902.60 + 254.22 Z
CuNiCoFeMnCrVTi
B
C
Energ
y,
cm
-1
Number of
d electrons, N
Divalent 3d ions
Sc
B= 778.82 + 69.76 Z
1 2 3 4 5 6 7 8 91000
1200
1400
1600
4000
4500
5000
5500
6000Trivalent 3d ions
Energ
y,
cm
-1
B
C
CuNiCoFeMnCrVTi
Number of
d electrons, N
Zn
C= 3691.11 + 240.24 N
B= 978.39 + 66.22 N
1 2 3 4 5 6 7 8 91200
1400
1600
5000
5500
6000
6500
En
erg
y,
cm
-1
Tetravalent 3d ions
B
C
Zn GaV Cr Mn Fe Co Ni Cu
Number of
d electrons, N
B= 1154.26 + 64.55 N
C= 4387.62 + 233.59 N
Free di, tri-, tetravalent 3d ions: Racah parameters
B and C – linear increasing functions of
number of d-electrons (atomic number)
M.G. Brik, A.M. Srivastava,
Opt. Mater. 35 (2013) 1776
1 2 3 4 5 6 7 8 9
3.69
3.70
3.71
3.72
3.73
3.74
3.75
3.76
3.77
3.78C/B=3.79382-0.00628N
C/B=3.76464-0.00551N
C/B
Divalent 3d ions
Trivalent 3d ions
Tetravalent 3d ions
Number of d electrons, N
C/B=3.71974-0.00351N
Free di, tri-, tetravalent 3d ions: C/B ratio
C.A. Morrison, Crystal
Fields for Transition-
Metal Ions in Laser Host
Materials, Springer-
Verlag, 1992
M.G. Brik, A.M. Srivastava,
Opt. Mater. 35 (2013) 1776
21 22 23 24 25 26 27 28 29 30 31
3
4
5
6
= 0.27778 (Z-8.571)
= 0.28437 (Z-9.444)
= 0.29695 (Z-10.619)
, [c
m]
GaZn
Divalent 3d ions
Trivalent 3d ions
Tetravalent 3d ions
CuNiCoFeMnCrVTi
Atomic
number, Z
Sc
*4/1 29695.0619.1029695.0 ZZ Divalent
*4/1 28437.0444.928437.0 ZZ Trivalent
*4/1 27778.0571.827778.0 ZZ Tetravalent
Free di, tri-, tetravalent 3d ions: SO coupling
Increase of an effective
nuclear charge
with increasing oxidation
state
M.G. Brik, A.M. Srivastava,
Opt. Mater. 35 (2013) 1776
Free di, tri-, tetravalent 3d ions: relation
between B, C and SO constant
2.8 3.2 3.6 4.0 4.4 4.8 5.2 5.6 6.0 6.4
1000
1500
4000
5000
6000
, [cm]
Energ
y,
cm
-1
B-divalent
C-divalent
B-trivalent
C-trivalent
B-tetravalent
C-tetravalent
Conclusion: if the value of any single parameter (B, C, or ζ) is known
for one ion from the group of di-, tri- or tetravalent 3d ions, all
parameters for all members in the considered isovalent ions can be
estimated.
M.G. Brik, A.M. Srivastava,
Opt. Mater. 35 (2013) 1776
Free di, tri-, tetravalent 4d/5d ions
C.-G. Ma, M.G. Brik,
J. Lumin. 145 (2014) 402
Similar behavior:
The Racah parameters
A, B, C, and SO constant
ζ1/4 all proportional to
atomic number Z.
If one parameter is
known for one ion from
the group of di-, tri- or
tetravalent 4d/5d ions,
all parameters for all
members in the
considered isovalent
ions can be estimated.
Free di, tri-, tetravalent 4d/5d ions
C.-G. Ma, M.G. Brik,
J. Lumin. 145 (2014) 402
Similar behavior:
The Racah parameters A, B, C, and
SO constant ζ1/4 all proportional to
atomic number Z.
If one parameter is known for one
ion from the group of di-, tri- or
tetravalent 4d/5d ions, all
parameters for all members in the
considered isovalent ions can be
estimated.
SO constant
Racah parameters
Free di, tri-, tetravalent 4f/5f ions
C.-G. Ma, M.G. Brik, in preparation
Slater integrals, 4f ions
58 59 60 61 62 63 64 65 66 67 68 69 7020
30
40
50
60
70
80
90
100
110
120
130Divalent lanthanides
F6=-59672.22+1663.49 Z
F4=-82612.02+2310.41 Z
F2
F4
F6
Energ
y,
10
3 c
m-1
Atomic number, Z
F2=-130428.62+3676.62 Z
Ce Pr Nd Pm Sm Eu Gd Tb Dy Ho Er Tm Yb
59 60 61 62 63 64 65 66 67 68 69 70 7130
40
50
60
70
80
90
100
110
120
130
140
Pr Nd Pm Sm Eu Gd Tb Dy Ho Er Tm Yb Lu
F6=-41837.26+1456.23 Z
F4=-58338.49+2027.99 Z
F2=-93815.31+3248.91 Z
Energ
y,
10
3 c
m-1
Atomic number, Z
F2
F4
F6
Trivalent lanthanides
60 61 62 63 64 65 66 67 68 69 70 7140
50
60
70
80
90
100
110
120
130
140
Nd Pm Sm Eu Gd Tb Dy Ho Er Tm Yb Lu
F2
F4
F6
Tetravalent lanthanides
Energ
y,
10
3 c
m-1
Atomic number, Z
F2=-72429.77+3042.09 Z
F4=-43942.72+1889.27 Z
F6=-31183.95+1353.59 Z
90 91 92 93 94 95 96 97 98 99 100 101 102
10
20
30
40
50
60
70
80
90
100
110
Th Pa U Np Pu Am Cm Bk Cf Es Fm Md No
Divalent actinides
F6=-120996.33+1631.76 Z
F4=-161536.70+2191.03 Z
F2
F4
F6
Energ
y,
10
3 c
m-1
Atomic number, Z
F2=-238506.92+3270.85 Z
91 92 93 94 95 96 97 98 99 100 101 102 103
20
30
40
50
60
70
80
90
100
110
Pa U Np Pu Am Cm Bk Cf Es Fm Md No Lr
F6=-97633.32+1420.14 Z
F4=-130266.05+1906.87 Z
F2=-193109.92+2855.93 Z
Energ
y,
10
3 c
m-1
Atomic number, Z
F2
F4
F6
Trivalent actinides
92 93 94 95 96 97 98 99 100 101 102 103
30
40
50
60
70
80
90
100
110
U Np Pu Am Cm Bk Cf Es Fm Md No Lr
F2
F4
F6
Tetravalent actinides
Energ
y,
10
3 c
m-1
Atomic number, Z
F2=-169408.29+2657.98 Z
F4=-113647.18+1769.28 Z
F6=-85101.95+1316.94 Z
Slater integrals, 5f ions
57 58 59 60 61 62 63 64 65 66 67 68 69 70 71
5
6
7
8
La Ce Pr Nd Pm Sm Eu Gd Tb Dy Ho Er Tm Yb Lu
-4.86638 + 0.17606 Z
-5.43241 + 0.18275 Z
Atomic number, Z
divalent 4f
trivalent 4f
tetravalent 4f
SO
consta
nt 1/4
, cm
-1/4
-6.3991 + 0.19556 Z
89 90 91 92 93 94 95 96 97 98 99 100 101 102 103
5
6
7
8
9
Ac Th Pa U Np Pu Am Cm Bk Cf Es Fm Md No Lr
-10.97840 + 0.19305 Z
-12.35019 + 0.20563 Z
Atomic number, Z
divalent 5f
trivalent 5f
tetravalent 5f
SO
consta
nt 1/4
, cm
-1/4
-14.97853 + 0.23113 Z
SO constant
Outline
Introduction: impurities in crystals and glasses
Transition metal and rare earth ions
Energy level schemes of free ions
Correlation between the Racah parameters, spin-orbit constant and
atomic number for isovalent ions
Basic foundations of crystal field theory
Splitting of free ion energy levels in crystal field
Tanabe-Sugano diagrams for d ions
Conclusions
Corundum Al2O3 crystal
lattice (one unit cell)
Al
O
Some Al ions are replaced by
Cr: imperfections (defects) of
crystal lattice
Impurity ions in crystals:
what happens to the energy levels?..
Spherical symmetry of a free ion is broken. As a result, degeneracy
of some energy levels is removed (they are split).
The splitting can be calculated using the crystal field theory.
Octahedral impurity centers
x
y
z
1
2
3
4
5
6
a
a
a
–a
–a
–a
Z
Y
X
Six surrounding ions (called ligands) have an electrical charge –Ze.
Single d-electron in an octahedral crystal field (Ti3+, V4+, Cr5+, …)
6
1
2
)(i i
ZeV
rRr
potential energy V of the single d-electron of the
central ion
Perturbation theory: V(r) much smaller than the free ion Hamiltonian. Since the 2D term
is 5-fold degenerated, the effects of the small perturbation will be revealed after
diagonalizing the following 5 by 5 matrix, which can be built using the above-
mentioned wave functions:
EVU
m)()(
2
2
rr
a free ion Hamiltonian )(2
2
r
Um
Values of M
(from -2 to
+2) ddrdrYRVYRV nnnn sin),()()(),()( 2
'232
*
232', rrr
The energetic states of a single d-electron (2D term) in a free ion are described by
the following FIVE wave functions:
),,()( 2232 YrR ),,()( 2132 YrR ),,()( 2032 YrR ),,()( 1232 YrR ),()( 2232 YrR
How to manage this integral?..
ddrdrYRZe
YRV n
i i
nnn sin),()(),()( 2
'232
6
1
2*
232', rrR
r
Single d-electron (Ti3+, V4+, Cr5+, …) in an octahedral crystal field –
calculation of the matrix elements
A solution is to expand the Coulomb potential in terms of the spherical harmonics:
k
km
iikmkm
i kk
k
i i
YYkr
rZe
ZeV
,,
12
4)(
*6
1 01
26
1
2
rRr
Here r< and r> are the smallest and the greatest of r (an electron coordinate) and a (a
distance between the central ion and surrounding point charges), (θ, φ) and (θi, φi) are the
spherical angular coordinates corresponding to the electron and ligands, respectively.
Since r < a (an electron is between the central ion and ligands) , we have:
k
km
iikmkm
i k
k
YYka
r
a
ZeV
,,
12
4)(
*6
1 0
2
r
Will it help?..
Oh yes! A use will be made of some remarkable properties of the spherical functions!!
Calculation of the matrix elements of a crystal field potential
– a further simplification
From the sum (formally an infinite one!) over index k many terms vanish. The reason is that
the matrix elements of V(r) are proportional to the following integrals from the product of
three spherical functions:
(in our case l1 = l2 = 2)
2
0 0
*
', sin),(),(),(~2211
ddYYYV mlkmmlnn
21
212121
0
2
0
*
0004
1212121sin 1
2211 mmm
lkllkllklddYYY
m
mlkmml
This integral is expressed in terms of the Wigner 3j-symbols:
)(0)2
;evenis)10
000 21
2121
llk
lkllkl
If l1 = l2 = 2 (d electrons) then k = 0, 2, 4.
If l1 = l2 = 3 (f electrons) then k = 0, 2, 4, 6.
Calculations of the matrix elements
of the crystal field potential
,,14
5,
2
6)( 4
4
4
4
4
0
4
5
22
CCCra
Ze
a
ZeV r
ddrdrYRVYRV nnnn sin),()()(),()( 2
'232
*
232', rrr
The calculated eigenvalues are:
–4Dq (three roots) and 6Dq (two roots).
Energy levels of a single d electron in an octahedral field
The group theoretical analysis: D → E + T2
Crystal field theory allows for quantitative estimation of
the energy interval between the split states
5
42
3
510
a
rZeDq The crystal field
strength
The character of this splitting can be understood
from the spatial distribution of the electron
density
Directed into the space BETWEEN
the ligands – smaller energy of the
Coulomb repulsion – minimum of
total energy
Directed into the space TOWARDS
the ligands – higher energy of the
Coulomb repulsion – maximum of
total energy
Outline
Introduction: impurities in crystals and glasses
Transition metal and rare earth ions
Energy level schemes of free ions
Correlation between the Racah parameters, spin-orbit constant and
atomic number for isovalent ions
Basic foundations of crystal field theory
Splitting of free ion energy levels in crystal field
Tanabe-Sugano diagrams for d ions
Conclusions
Tanabe-Sugano matrices for energy levels
of impurity ions in a cubic crystal field
Three papers by Y. Tanabe and S. Sugano:
1. "On the absorption spectra of complex ions I". Journal of the Physical Society of Japan 9 (5),
1954, 753–766.
2. "On the absorption spectra of complex ions II". Journal of the Physical Society of Japan 9 (5),
1954, 766–779.
3. "On the absorption spectra of complex ions III". Journal of the Physical Society of Japan 11 (8),
1956, 864–877.
Famous book:
S. Sugano, Y. Tanabe, H. Kamimura, Multiplets of Transition-Metal Ions in Crystals, Acad. Press, New
York, 1970
Splitting of all LS terms of the d-electron configurations in the cubic
crystal field as a function of the Dq, B, C parameters
Energy levels of two d-electrons in a tetrahedral field
The ground state configuration (e)2(t2)0, two excited configurations (e)1(t2)
1 and (e)0(t2)2.
Tanabe-Sugano diagram for
the d2 configuration in a
tetrahedral field. The
horizontal axis – Dq/B; the
vertical axis – energy in (E/B).
C/B=4.25
Weak field – broad
emission corresponding
to the spin-allowed
transitions
Strong field – narrow
emission corresponding to
the spin-forbidden
transitions
3F → 3A2+ 3T1+ 3T2
3P → 3T1
1D → 1E+ 1T2
1G → 1A1+ 1E+ 1T1+ 1T2
1S → 1A1
Energy levels of three d-electrons in an octahedral field
The ground state configuration (t2g)3(eg)0 (the energy is 0), and three excited configurations
(t2g)2(eg)1, (t2g)1(eg)2, (t2g)0(eg)3 with the energies 10Dq, 20Dq, and 30 Dq, respectively.
Tanabe-Sugano diagram for
the d3 configuration in an
octahedral field. The
horizontal axis – Dq/B; the
vertical axis – energy in (E/B).
C/B=4.25
Weak field – broad
emission corresponding
to the spin-allowed
transitions
Strong field – narrow
emission corresponding to
the spin-forbidden
transitions
Tanabe-Sugano diagram and absorption spectrum of Cr3+
Absorption (left) and emission
(right) spectrum of Cr3+ in MgO
Energy levels of four d-electrons in an octahedral field
Tanabe-Sugano
diagram for the d4
configuration in an
octahedral field. The
horizontal axis –
Dq/B; the vertical
axis – energy in (E/B).
C/B=4.25
Weak field – HIGH-SPIN
state
Strong field – LOW-SPIN
state
The ground state configuration (t2g)3(eg)
1 (High spin), and excited configurations (t2g)2(eg)
2, (t2g)1(eg)
3,
(t2g)0(eg)
4, with the energies 10Dq, 20Dq, 30Dq, respectively.
Or: the ground state
configuration (t2g)4(eg)0
(Low spin), and excited
configurations (t2g)3(eg)1,
(t2g)2(eg)2, (t2g)1(eg)3, and
(t2g)0(eg)4, with the energies
10Dq, 20Dq, 30Dq, and
40Dq respectively.
5E
5E
3T1
3T1
Difference between the high and low spin
states of a d4 configuration in an
octahedral field
High spin (energy of
spin-pairing is greater
than the crystal field
strength 10Dq)
S = 2 Low spin (energy of
spin-pairing is less than
the crystal field strength
10Dq)
S = 1
10Dq d orbital
t2
e
10Dq d orbital
t2
e
5E 3T1
How the energy levels of the d ions are formed…
A multielectron
ion
Coulomb
Interaction 2S+1L terms 2S+1 L
~104 cm-1
~104 cm-1
Crystal
field Spin-orbit
interaction
~102 cm-1
How the energy levels of the f ions are formed…
A multielectron
ion
Coulomb
Interaction 2S+1L terms 2S+1 L
~104 cm-1
~104 cm-1
Spin-Orbit
Interaction 2S+1LJ
Crystal
field
splitting
~102 cm-1
Outline
Introduction: impurities in crystals and glasses
Transition metal and rare earth ions
Energy level schemes of free ions
Correlation between the Racah parameters, spin-orbit constant and
atomic number for isovalent ions
Basic foundations of crystal field theory
Splitting of free ion energy levels in crystal field
Tanabe-Sugano diagrams for d ions
Conclusions
Multielectron ions energy levels:
things to remember
Multielectron ions energy levels:
things to remember
Multi-electron configurations
Electrostatic (Coulomb) and spin-orbit interactions produce the (rich)
energy level schemes
Different terms are denoted by the 2S+1L notation (spin S and orbital
momentum L; TM ions) OR 2S+1LJ notation (total angular momentum
J; RE ions)
These states are highly degenerated: (2S+1)(2L+1) number of states
The energies of different terms are expressed in terms of the Racah
parameters (Slater integrals)
Parameters of electrostatic interaction increase linearly with atomic
number Z in the isovalent series
The SO constant increase linearly with Z4
Crystal field removes degeneracy of free ion energy levels
When I see a cow in the field, it is not a cow,
but … a crazy dance of electrons.
S. Chase
Acknowledgement: financial support
Sir Winston Churchill about Christopher Columbus’ voyage to
“India”, which eventually led to the discovery of the New World:
“He left without knowing where he was going, arrived where he did not think he would, and all of it at the expense of others.”
The taxpayers should be always acknowledged!
Marie Curie Initial Training Network LUMINET, grant agreement no. 316906