Business Member Due Diligence Checklist *Required fields Business Name* DBA Account Number(s)* DueDil_W (04/14) Signature Date Type of Business member o New o Existing adding service Is your business o New Date formed o Existing Number of years in business Type of Person o U.S. Person o Non-U.S. Person o Corporation registered in state of What brought you to our Credit Union o Products o Prior relationship with Credit Union o Location o Dissatisfied with current financial institution o Family and/or friend referral o Other Physical address of business Physical address of business headquarters Types of transactions o Cash o On us transfers/checks o Payroll checks o Government checks o Cashier’s checks o Wire transfers o Foreign funds o Merchant processing Do you have deposits that come in automatically? o Yes o No If yes, what kind of automatic deposits do you have? o Payroll o Operating account o ACH o Merchant processing o Other Are your transactions o Domestic o International o Both Account opening method o In person, all signors present o In person, less than all signors present o Mail/Fax/Email o Online Type of Business o Money Service Business (MSB) o Marijuana-related business o Buying or selling motor vehicles of any kind, vessels, aircraft, farm equipment, or mobile homes o Practicing law o Accounting o Practicing medicine o Auctioning goods o Chartering or operating ships, buses, or aircraft o Gaming of any kind o Real estate brokerage o Pawn brokerage o Title insurance and real estate closing o Trade union activities o Rental property management o Construction/home repair o Spa (nail/hair care/tanning) o Other What is the primary purpose of this account? Does your company ship currency via a third party carrier (Brinks, Guarda, USPS, etc.) o Yes o No If yes, which company do you use? Do you use automatic withdrawals? o Yes o No If yes, what kind of automatic withdrawals do you have? o Sweep accounts o Utilities o ACH withdrawals o Other How many deposits will you average in a month? o 1n5 o 6n10 o 11 or more How many checks/withdrawals will you average a month? o 1n5 o 6n10 o 11 or more