BSEC DHAKA

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Bangadesh Securities and Exchange Commission(BSEC)

The Bangladesh Securities and Exchange Commission (BSEC) was establishedon 8th June, 1993 as the regulator of the countrys capital market through enactmentof the Securities and Exchange Commission Act 1993. Through an amendment of theSecurities and Exchange Commission Act, 1993, on December 10, 2012, its name hasbeen changed as Bangladesh Securities and Exchange Commission from previousSecurities and Exchange Commission. The Commission consists of a Chairman andfour Commissioners who are appointed for fulltime by the government for a period offour years and their appointment can be renewed only for further one term, but thecondition is that age cannot exceed 65 in position during the tenure. The Chairmanacts as the Chief Executive Officer (CEO) of the Commission. The Commission hasoverall responsibility to formulate securities legislation and to administer as well. TheCommission is a statutory body and attached to the Ministry of Finance.

Mission: Protect the interests of securities investors. Develop and maintain fair, transparent and efficient securities markets. Ensure proper issuance of securities and compliance with securities laws.

Functions: Regulating the business of the Stock Exchanges or any other securities market. Registering and regulating the business of stock-brokers, sub-brokers, share

transfer agents, merchant bankers and managers of issues, trustee of trustdeeds, registrar of an issue, underwriters, portfolio managers, investmentadvisers and other intermediaries in the securities market

Registering, monitoring and regulating of collective investment schemeincluding all forms of mutual funds.

Monitoring and regulating all authorized self regulatory organizations in thesecurities market.

Prohibiting fraudulent and unfair trade practices relating to securities trading inany securities market.

Promoting investors education and providing training for intermediaries of thesecurities market.

Prohibiting insider trading in securities. Regulating the substantial acquisition of shares and take-over of companies. Undertaking investigation and inspection, inquiries and audit of any issuer or

dealer of securities, the Stock Exchanges and intermediaries and any selfregulatory organization in the securities market.

Conducting research and publishing information.

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List of Registered Merchant Banks

1. AAA Consultants and Financial Adviser Limited2. AB Investment Limited3. Agrani Equity and Investment Limited4. Alliance Financial Services Limited5. Alpha Capital Management Limited6. Banco Finance & Investment Limited7. Bay Leasing and Investment Limited8. BMSL Investment Limited9. BRAC EPL Investment Limited,10. City Bank Capital Resources Limited11. Cosmopolitan Finance Limited12. EC Securities Limited13. EXIM Islami Investment Limited14. FAS Capital Management Limited15. First Security Islami Capital & Investment Limited16. Grameen Capital Management Limited17. Green Delta LR Financial Services Limited18. GSP Finance Company (BD) Limited19. ICB Capital Management Limited20. IDLC Investments Limited21. IIDFC Capital Limited22. Jamuna Bank Capital Management Limited23. Janata Capital and Investment Limited24. Lanka Bangla Investments Limited25. MTB Capital Limited26. NBL Capital and Equity Management Limited27. NDB Capital Limited28. PLFS Investment Limited29. Prime Bank Investment Limited30. Prime Finance Capital Management Limited31. Race Portfolio and Issue Management Limited32. Royal Green Capital Market Limited33. Rupali Investment Limited34. SBL Capital Management Limited,35. Sigma Capital Management Limited36. Sonali Investment Limited37. Southeast Bank Capital Services Limited38. Swadesh Investment Management Limited39. Trust Bank Investment Limited

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40. Union Capital Limited

41. Uttara finance and Investment Limited42. AFC Capital Limited43. First Securities Services Limited44. Business and Management Co.45. Imperial Capital Limited46. Sonar Bangla Capital Management Limited47. Bengal Investments Limited48. BD Finance Capital Holdings Limited49. Citizen Securities & Investment Limited50. IL Capital Limited51. CAPM Advisory Limited52. EBL Investments Limited53. AIBL Capital Management Limited54. Shandhani Life Finance Limited55. Beta One Investments Limited56. Riverstone Limited

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List of Credit Rating Companies

Sl.No Name

01 Credit Rating Information and Services Ltd. (CRISL)

02 Credit Rating Agency of Bangladesh Ltd. (CRAB)

03 National Credit Ratings Ltd.

04 Emerging Credit Rating Ltd.

05 ARGUS Credit Rating Services Ltd.

06 WASO Credit Rating Company (BD) Ltd.

07 Alpha Credit Rating Ltd.

08 The Bangladesh Rating Agency Ltd.

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List of Asset Management Companies

Sl.No Name

1 ICB Asset Management Company Ltd.

2 Asset & Investment Management Services Bangladesh Ltd. (AIMS)

3 L-R Global Bangladesh Asset Management Company Ltd.

4 Bangladesh Development Bank Limited (Previous -Bangladesh Shilpa RinSangstha)

5 RACE Management Pvt. Co. Ltd.

6 Prime Finance Asset Management Company Ltd.

7 VIPB Asset Management Company Ltd.

8 Alif Asset Management Company Ltd.

9 National Asset Management Ltd.

10 Invest Asia Capital Asset Management Ltd.

11 Asian Tiger Capital Partners Asset Management Ltd.

12 Alliance Capital Asset Management Ltd.

13 Universal Financial Solutions Ltd.

14 Zenith Investment Ltd.

15 CAPM (Capital & Asset Portfolio Management) Company Ltd.

16 Rock Asset Management Ltd.

17 Lanka Bangla Asset Management Company Ltd.

18 Vanguard Asset Management Limited

19 Peninsula Asset Management Company Limited

20 Assurance Asset Management Ltd.

21 Strategic Equity Management Limited

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List of Security Custodian Service Provider

Sl.No. Name

01 The Hongkong & Shanghi Banking Corporation ltd

02 Standard Charterd Bank Ltd

03 Dhaka Bank Ltd

04 Southeast Bank Ltd.

05 Arab Bangladesh Bank Ltd.

06 IDLC Finance Ltd.

07 Commercial Bank of Ceylon Ltd.

08 Citi Bank N.A.

09 The City Bank Ltd.

10 BRAC Bank Ltd.

11 One Bank Ltd.

12 Mutual Trust Bank Ltd.

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List of Registered Custodians for Mutual Fund

Serial No.

Name of Custodian Company

1. Agrani Bank Ltd.

2. BRAC Bank Limited

3. Citi Bank N.A.

4. Investment Corporation of Bangladesh (ICB)

5. Standard Chartered Bank

6. The Hongkong and Shanghai Banking Corporation (HSBC) Limited

7. Commercial Bank of Ceylon PLC

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List of Registered Trustees for Mutual Fund

Serial No. Name of the Trustee Company

1. Investment Corporation of Bangladesh

2. Grameen Fund, Grameen Bank

3. Bangladesh General Insurance Co. Ltd.

4. Sandhani Life Insurance Company Ltd.

5. BRAC Bank Limited

6. Eastern Bank Ltd.

7. ICB Capital Management Ltd.

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Central Depository Bangladesh Limited (CDBL)

Central Depository Bangladesh Limited (CDBL) was incorporated on 20th August 2000sponsored by the country's Nationalized Commercial Banks (NCBs), Investment Corporation ofBangladesh (ICB), Private Commercial Banks (PCBs), Foreign Banks, Merchant Banks, Publicly ListedCompanies, Insurance Companies and Dhaka & Chittagong Stock Exchanges with the collaboration ofthe Asian Development Bank (ADB).

CDBLs core services cover the efficient delivery, settlement and transfer of securities throughcomputerized book entry system i.e. recording and maintaining securities accounts and registeringtransfer of securities; changing the ownership without any physical movement or endorsement ofcertificates and execution of transfer instruments. The Central Depository System (CDS) operated byCDBL has proved to be a convenient and reliable means to settle securities transaction. The investor hasbeen freed from the hassles of physical handling of certificates, errors in paper work and the risksassociated with damaged, lost and forged certificates.

Legal basis for CDBLs operations is set out in the Depositories Act 1999, DepositoriesRegulations 2000, Depository (User) Regulations 2003, and the CDBL Bye Laws.

CDBLs operations are carried out in its Main Data Centre which is linked to a remote DisasterRecovery Centre operating as a backup with data update taking place simultaneously.

CDBLs Software application VeDAS (Versatile Engine for Depository Accounting System) isbuilt on three-tier architecture, with Visual Basic at the Front End, TUXEDO as the middle tiertransaction manager and Oracle at the Back End centralized database.

Network connectivity to Depository Participants (DPs), Issuers, Banks, Stock Exchangesand Bangladesh Securities and Exchange Commission (BSEC) is through Front End interfaces accessedby fiber optics network connections. Small volumes of data transmission are also possible via PSTNtelephone lines.

Live operations of the CDS commenced with the inauguration of the Electronic GovernmentSecurities Registry (EGSR) by the Governor of Bangladesh Bank on 20th October 2003. Equity marketsecurities dematerialization process i.e. eliminating physical certificate as record of security ownership bysubstituting it as an electronic book entry record in the CDS commenced on 24th January 2004 with theentry of Square Pharmaceuticals Limited into the CDS.

Since 14th February 2003 CDBL has been acting as National Numbering Agency for InternationalSecurities Identification Number (ISIN) and Classification of Financial Instruments (CFI) in Bangladesh,initially as a partner and since 3rd June 2010 as full member of Association of National NumberingAgencies (ANNA). CDBL is a member of Asia Pacific Central Securities Depository (CSD) Group(ACG) and an associate member of South Asian Federation of Exchanges (SAFE).

Highlights of progress of CDS

Depository elements June 10 June 11 June 12 June 13 June 14Investors Accounts set-up in the CDS 3,432,295 4,457,661 4,639,400 4,993,967 5,527,394Investors Accounts in operable state in theCDS

2,570,659 2,678,400 2,686,783 2,645,335 2,958,353

Percentage of operable Investors Accounts 75% 60% 58% 53% 54%

Investors Accounts with Share Balances 1,006,664 1,340,437 1,831,176 1,755,454 1,689,246

Investors Accounts with Zero Balances 612, 518 687,352 562,736 650,546 826,021

Investors Accounts never used 951,477 650,611 292,871 239,335 443,086

Depository Participants 300 328 345 363 376

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Growth of Depository Participants 10% 9% 5% 5% 4%

Securities in the CDS Issuers 226 275 292 308 322Growth of Issuers entry in the CDS 26% 22% 6% 5% 5%

Number of Shares in the CDS (in millions) 5,412 16,995 31,829 36,877 44,408

Growth of Shares in the CDS 192% 214% 87% 16% 20%

% of stock exchange turnover settled in theCDS

98 100% 100% 100% 100%

CDBL DP List (Exchange Participant)

SL DP Name DP ID Address

1Chittagong Stock ExchangeLimited, Ctg

10300CSE Building 1080 Sk. Mujib RoadAgrabad C/A, ChittagongPhone: 031-720871, 031-720872

2Chittagong Stock ExchangeLtd., Dhaka

16500BSEC Bhaban (7th Floor) 102 KarwanBazar , DhakaPhone: 9123023,

3Chittagong Stock ExchangeLtd., Sylhet

16600

Ananda Tower (3rd Floor) Jail Road ,SylhetPhone: 0821-723090, 723184,721213,721215

4 Dhaka Stock Exchange Ltd 102009/F Motijheel , DhakaPhone: 9564601, 9666940-48

CDBL DP List (Full Service Participant) as on 12th October 2014

SL DP Name DP ID

1 A. A. Securities Limited 37600

2 A D Holdings Limited 50300

3 A N F Management Co. Ltd. 25900

4 A N W Securities Ltd. 53000

5 A. K. Khan Securities Limited 50500

6 A.R. Chowdhury Securities Ltd. 28200

7 AB & Co. Ltd. 19400

8 AB Ispahani Securities Limited 48300

9 AB Securities Limited 37100

10 ABS Safdar & Co. Ltd. 22200

11 ACE Capital Management Services Limited 46600

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12 Adams Securities Limited 38300

13 Adil Securities Ltd. 20600

14 AHC Securities Limited 49600

15 Ahmed Iqbal Hasan Securities Ltd. 26600

16 Ahmed Securities Services Limited 48600

17 AIBL Capital Market Services Ltd 42900

18 Akij Securities Ltd. 41400

19 AL Securities Limited 35000

20 Al-Haj Securities & Stocks Ltd. 22700

21 Al-haja Jahanara Securities Ltd 34600

22 Al-Muntaha Trading Co. Ltd 32100

23 Ali Securities Co. Ltd. 29600

24 Alliance Securities & Management Limited 36700

25 ALOCO Securities Ltd. 26300

26 Alpha Equities Limited 42300

27 Alpha Securities Limited 44500

28 AM Securities & Financial Services Limited 40800

29 Amin Securities & Consultants Limited 26200

30 Anchor Securities Ltd. 29500

31 Anwar Securities Limited 22000

32 Apex Investments Ltd. 20200

33 Arafat Securities 29700

34 ARC Securities Ltd. 25800

35 Arena Securities Ltd. 28500

36 Aries Securities Limited 30100

37 Asenz Securities Limited 41000

38 Asia Securities Limited 48800

39 Associated Capital Securities Limited 30800

40 Azam Securities Limited 30600

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41 Azim Securities Ltd 48700

42 B & B Enterprise Limited 27900

43 Bali Securities Ltd. 19700

44 Banco Securities Limited 21500

45 Commerce Bank Securities and Investment Limited 30000

46 Bangladesh Shilpa Bank 19200

47 Bangladesh Shilpa Bank 24400

48 Bank Asia Limited 44900

49 Base Capital Limited 49900

50 BD Finance Securities Limited 51500

51 BD Sunlife Securities Ltd 56700

52 BDBL Securities Limited 21800

53 BE RICH LIMITED 41800

54 Beximco Securities Limited 19300

55 BLI Securities Ltd. 15000

56 BRAC EPL Stock Brokerage Limited 18200

57 BRB Securities Limited 39100

58 British Bengal Securities Limited 38200

59 Brotherhood Securities Limited 31700

60 Bulbul Securites 27500

61 C-Maart Securities Limited 35800

62 Century Securities Limited 27400

63 Chittagong Capital Limited 37900

64 Chittagong Shares & Securities Limited 32300

65 Chittagong Stock Exchange OTC Exchange DP 47400

66 Chowdhury Securities & Services 29100

67 Chowdhury Securities Ltd. 42600

68 City Brokerage Limited 45000

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69 CMSL Securities Limited 17500

70 Coast To Coast Securities Limited 46700

71 Conmark Ltd. 34300

72 Cordial Securities Limited 34700

73 Cosmopolitan Traders (Pvt.) Ltd 57100

74 Country Stock (Bangladesh) Ltd. 16100

75 Crest Securities Ltd. 40500

76 D M R Securities Ltd. 33200

77 D. N. Securities Limited 38600

78 Daulatunnessa Equities Ltd. 41100

79 Dawn Securities Limited 21000

80 Dayton Holdings Limited 34500

81 DBL Securities Limited 16300

82 Delta Capital Ltd. 25300

83 DESA Securities Limited 39200

84 Dhaka Securities Limited 52100

85 Dhanmondi Securities Ltd. 33900

86 DLIC Securities Limited 57300

87 Doha Securities Limited 45400

88 Dragon Securities Limited 21400

89 DSE OTC EXCHANGE DP 47100

90 DSFM Securities Limited 29800

91 Dynamic Securities Consultants Limited 23700

92 E-Securities Limited 28800

93 Eastern Shares & Securities Limited 36400

94 EBL Securities Limited 19500

95 EMES Securities Limited 24600

96 Eminent Securities Ltd. 17100

97 Equity Resources Limited 18000

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98 Ershad Securities Limited 23200

99 ETBL Securities & Exchange Limited 32500

100 Ettihad Securities Limited 38100

101 Expo Traders Limited 36000

102 Express Securities Limited 51600

103 Far East Shares & Securities Ltd 42000

104 Fareast Islami Securities Limited 57900

105 Fareast Stocks & Bonds Ltd 46900

106 Farida Raquib Securities Limited 32700

107 Federal Securities & Investment Limited 30500

108 Finvest Services Limited 43500

109 First Capital Securities Limited 44300

110 First Lead Securities Limited 37500

111 Fortune Securities (Pvt.) Limited 24100

112 G M F Securities Limited 19900

113 Galaxy Capital Ltd 48000

114 Gateway Equity Resources Limited 23800

115 Global Securities Limited 38800

116 Globe Securities Ltd 17000

117 Green Delta Securities Limited 36200

118 Greenland Equities Limited 21900

119 Habibur Rahman Securities Ltd. 20800

120 HAC Securities Ltd. 28400

121 Haji Ahmad Brothers Securities Limited 26400

122 Haji Mohammad Ali Securities Ltd. 44600

123 Hallmark Securities Limited 40200

124 Harpoon Securities Limited 39400

125 Harun Securities Limited 40000

126 Hasan Securities Limited 48200

127 Hassan Shares & Securities Limited 31300

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128 Hazrat Amanat Shah Securities Limited 45700

129 Hedayetullah Securities Ltd. 20500

130 Hefazatur Rahman & Company Ltd 48900

131 Hillcity Securities Ltd. 18700

132 Holy City Securities Ltd 47600

133 Howlader Equity Services Ltd. 22600

134 Ibrahim Securities Ltd. 22800

135 ICB Securities Trading Co. Ltd. 31000

136 ICB Securities Trading Co. Ltd. Khulna Branch 36500

137 ICB Securities Trading Co. Ltd. Uttara. 43300

138 ICB Securities Trading Comapny Limited 15300

139 ICB Securities Trading Company Limited 39500

140 ICB Securities Trading Company Limited 27200

141ICB Securities Trading Company Limited,Chittagong

16800

142ICB Securities Trading Company Limited,Sylhet

18600

143 IDLC Securities Limited 36800

144 IFIC Securities Ltd. 43400

145 IIDFC Securities Limited 44800

146 Imtiyaz Husain Securities Limited 14800

147 Indicate Securities Consultants Ltd. 43800

148 Inter Continental Securities Limited 51000

149 International Leasing Securities Ltd. 42200

150 International Securities Co. Ltd 18500

151 Investment Promotion Services Ltd. 20100

152 Islami Bank Securities Limited 37000

153 Island Securities Limited 19600

154 ISPI Securities Ltd 47700

155 J K C Securities Ltd. 24900

156 Jahan Securities Ltd. 26100

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157 Jalalabad Securities Ltd. 41500

158 Jamal Ahmed Securities Limited 18100

159 Jamuna Bank Securities Limited 53900

160 Joytun Securities International Limited 28000

161 Jubok Capital Management Limited 34800

162 K- Securities & Consultants Ltd 23500

163 Kabir Securities Limited 33300

164 Kazi Equities Ltd. 17300

165 Kazi Firoz Rashid Securities Ltd. 24500

166 Kazi Showeb Rashid Capital Ltd. 27800

167 KHB SECURITIES LIMITED 45200

168 Khurshid Alam Securities Limited 25600

169 Khurshid Securities Limited 26800

170 Khwaja Equity Services Ltd. 22100

171 Kishwar Security Investment Limited 47000

172 Lanka Bangla Securities Limited Banani 40300

173 Lankabangla Securities Limited 35900

174Lankabangla Securities Ltd Nasirabad,Chittagong

44100

175 Lankabangla Securities Ltd, Khatungonj 29900

176 LANKABANGLA Securities Ltd. 18400

177 LANKABANGLA Securities Ltd. 18300

178 Lankabangla Securities Ltd. Dhanmondi 42400

179 Latif Securities Ltd. 27000

180 Lotus Shares & Securities Ltd 49700

181 M & Z Securities Limited 33700

182 M Securities Ltd. 22500

183 M Shamsur Rahman & Co. 20400

184 M Zubair Securities Limited 28900

185 Mah Securities Limited 41200

186 MAM Securities Limited 15400

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187 Md. Fakhrul Islam Securities Ltd. 30400

188 Md. Shahidullah Securities Limited 27600

189 Meenhar Securities Limited 17800

190 Meghna Life Securities And Investment Ltd 57800

191 Merchant Securities Limited 33100

192 Mian Abdur Rashid Securities Ltd. 41300

193 Midway Securities Ltd. 18900

194 MIKA Securities Limited 32600

195 Mirpur Securities Limited 39700

196 Mirror Financial Management Limited 37200

197 MKM Securities Limited 50400

198 Modern Equity Limited 39000

199 Modern Securities Limited 35700

200 Mohammad Talha & Co. 26900

201 Moharram Securities Limited 47500

202 Mona Financial Consultancy & Securities Ltd. 14700

203 Mondol Securities Ltd. 35300

204 Moshihor Securities Ltd. 15800

205 MTB Securities Limited 18800

206 Multi Securities & Services Limited 28300

207 Muntaha Shares & Capital Limited 49500

208 Murshed Securities Ltd. 20000

209 Nabiul Karim Securities Ltd. 41700

210National Investment and Finance CompanyLimited

22300

211 NBL Securities Limited 39800

212 NCCB Securities and Financial Services Limited 20900

213 Nexus Securities Limited 37800

214 Nizams Shares & Securities Ltd 44400

215 NLI Securities Limited 57200

216 North West Securities Ltd. 21300

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217 Nouvelle Securities Ltd. 24700

218 Nur-E-Alam Siddique & Co Limited. 39600

219 Oasis Turner Limited 48500

220 One Securities Limited 57000

221 Oshadhi Securities Limited 38000

222 Parkway Securities Limited 15200

223 Pasha Capital Limited 37400

224 Peace Securities Limited 50100

225 Peoples Equities Ltd 43700

226 PFI Securities Ltd. 17400

227 Phoenix Securities Limited 34100

228 PHP Stocks & Securities Limited 37300

229 Pioneer Shares & Securities Limited 49800

230 Platinum Securities Limited 41600

231 Popular Equities Ltd. 14900

232 Popular Life Insurance Company Limited 46800

233 Premier Bank Securities Ltd. 45900

234 Premier Leasing Securities Limited 49300

235 Premium Securities Limited 30900

236 Prilink Securities Limited 33000

237 Prime Bank Securities Limited 50800

238 Prime Financial Consultants & Equities Ltd. 28600

239 Prime Islami Securities Limited 50000

240 Prudential Capital Ltd. 42500

241 Prudential Securities Limited 29000

242 Pubali Bank Securities Limited 34400

243 Quayum Securities Limited 26500

244 R N Trading Limited 19800

245 Raja Securities Ltd 48100

246 RAK Capital Ltd 50200

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247 Rapid Securities Limited 19000

248 Rashid Investment Services Limited 21600

249 Rasti Securities Consultant Ltd. 33600

250 Razzak Securities Ltd. 17200

251 Reliance Brokerage Services Ltd. 38500

252 Reliance Securities Consultant Ltd 43200

253 Remons Investment & Securities Limited 26000

254 Rising Securities Ltd. 15500

255 RNI Securities Ltd. 24300

256 Rose Securities Ltd 25400

257 Royal Capital Limited 15900

258 Royal Green Securities Limited 20300

259 S & H Equities Ltd. 28100

260 S R Capital Limited 35500

261 S.B Securities Limited 40700

262 Saad Securities Limited 31500

263 Sadeque Finance Manangement Limited 49100

264 SAHCO Securities Ltd 56800

265 Salam & Company Limited 16400

266 Salta Capital Limited 16000

267 Salta Capital Limited, Dhaka 36100

268 Samin Securities Limited 29400

269 Sanmar Capital Management Limited 56200

270 SAR Securities Limited 16900

271 Saya Securities Limited 45100

272 SBC Securities & Investment Ltd. 45500

273 SCL Securities Limited 15700

274 Securities Broking and Management Services Limited 24200

275 SES Company Limited 19100

276 Shah Mohammad Sagir & Co. Ltd. 30200

277 Shahed Securities Ltd. 23000

278 Shahidul Hoque Sikder Securities Exchange Limited 36900

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279 Shahiq Securities Ltd. 34900

280 Shahjahan Securities Ltd. 28700

281 Shahjalal Islami Bank Securities Limited 40900

282 Shakil Rizvi Stock Ltd. 15100

283 Sharp Securities Limited 31800

284 Sheltech Brokerage Limited 25500

285 Shohrab Securities & Trade Ltd. 40400

286 Shyamol Equity Management Ltd. 24000

287 SIBL Securities Limited 52000

288 Sinha Securities Limited 31400

289 SKYS Securities Limited 33400

290 Sohel Securities Limited 23900

291 South Asia Securities Ltd 23100

292 Southern Capital Limited 52300

293 Square Securities Management Ltd 15600

294 Standard Bank Securities Limited 56000

295 Sterling Stocks & Securities Limited 56900

296 Stock & Bond Limited 35100

297 Stock And Security Linkway Limited 48400

298 Subvalley Securities Limited 36300

299 Super Shares & Securities Ltd 49000

300 Surma Securities Holding Co. Limited 44700

301 Sylhet Metro City Securities Limited 39300

302 Sylnet Securities Limited 43100

303 Synthia Securities Limited 31900

304 Tamha Securities Limited 31200

305 Ten Stars (Pvt) Ltd. 40600

306 Thea Securities Limited 32800

307 Times Securities Limited 33500

308 TK Shares & Securities Ltd. 35600

309 Tobarrak Securities Ltd. 21200

310 Total Communication Ltd. 32200

311 Transcon Securities Limited 43900

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312 Trendset Securities Limited 25700

313 Trust Bank Securities Limited 56600

314 Trustee Securities Ltd. 22400

315 TSI Securities Limited 49200

316 UCB Capital Management Limited 55900

317 UGC Securities Limited 37700

318 Unique Share Management Limited 47300

319 Uniroyal Securities Limited 17700

320 United Enterprises & Co. Ltd 47800

321 United Financial Trading Company Limited 31100

322 Uttara Bank Securities Limited 57500

323 Vantage Securities Ltd 45600

324 Vision Capital Management Ltd. 42800

325 Western Securities Investment Management Limited 29300

326 Wifang Securities Ltd. 35200

327 Youth Investment & Securities Limited 33800

CDBL DP List (Custody Participant) as on 12th October 2014

SL DP Name DP ID

1 The Hongkong And Shanghai Banking Corporation Ltd 16200

2 Standard Chartered Bank 16700

3 AB Investment Limited 17600

4 Prime Bank Investment Limited 21100

5 Mercantile Bank Securities Limited 21700

6 Southeast Bank Ltd. 22900

7 Trust Bank limited 23400

8 ONE Bank Limited 23600

9 EXIM Islami Investment Limited 24800

10 Dutch Bangla Bank Limited 25000

11 IDLC Investments Limited 25100

12 Rupali Bank Limited 25200

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13 Business & Management Co. Ltd.(BAMCO) 27700

14 Meghna Life Insurance Company Limited 29200

15 Pubali Bank Limited 30300

16 Uttara Finance & Investments Ltd. 31600

17 Peoples Leasing & Financial Services Limited 32900

18 Midas Financing Limited 34000

19 Delta Life Insurance Company Limited 34200

20 Jamuna Bank Limited 36600

21 Uttara Bank Limited 38400

22 Commercial Bank of Ceylon Ltd. 38700

23 AB Bank Limited 38900

24 Asset & Investment Management Services of Bangladesh Limited 40100

25 GSP Finance Company (Bangladesh) Limited 41900

26 CITI Bank N.A. 43000

27 Eastern Bank Limited 44000

28 Prime Finance Capital Management Limited 44200

29 SBL Capital Management Limited 45300

30 Investment Corporation Of Bangladesh 45800

31 BRAC Bank Limited 46200

32 FAS Capital Management Limited 46300

33 EC Securities Ltd 46400

34 BRAC EPL Investments Limited 46500

35 Swadesh Investment Management Limited 47200

36 IIDFC Capital Limited 47900

37 Bangladesh Mutual Securities Limited 49400

38 Phoenix Finance & Investments Limited 50600

39 MTB Capital Ltd 50700

40 Royal Green Capital Market Limited 50900

41 Agrani Equity & Investment Limited 51100

42 Jamuna Bank Capital Management Limited 51200

43 Race Portfolio & Issue Management Ltd 51300

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44 First Security Islami Capital & Investment Ltd 51400

45 City Bank Capital Resources Limited 51700

46 Sonali Investment Limited 51800

47 AAA Consultants & Financial Advisers Limited 51900

48 Rupali Investment Limited 52200

49 NBL Capital and Equity Management Ltd 52400

50 Cosmopolitan Finance Limited 52500

51 Green Delta Capital Ltd 52600

52 CAPM (Capital and Asset Portfolio Management) Company Limited 52700

53 LankaBangla Investments Limited 52800

54 CAPM Advisory Limited 52900

55 ICB Head Office 53100

56 ICB Local Office 53200

57 ICB Khulna Branch 53300

58 ICB Barisal Branch 53400

59 ICB Bogra Branch 53500

60 ICB Chittagong Branch 53600

61 ICB Sylhet Branch 53700

62 ICB Rajshahi Branch 53800

63 Janata Capital and Investment Limited 54000

64 PLFS Investments Limited 54100

65 ICB Capital Management Limited Head Office 54200

66 ICB Capital Management Limited Chittagong Branch 54300

67 ICB Capital Management Limited Rajshahi Branch 54400

68 ICB Capital Management Limited Khulna Branch 54500

69 ICB Capital Management Limited Barishal Branch 54600

70 ICB Capital Management Limited Sylhet Branch 54700

71 ICB Capital Management Limited Bogra Branch 54800

72 ICB Capital Management Limited Uttara Branch 54900

73 ICB Capital Management Limited Gazipur Branch 55000

74 ICB Capital Management Limited Narayanganj Branch 55100

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75 IL Capital Limited 55200

76 Southeast Bank Capital Services Ltd 55300

77 Trust Bank Investment Limited 55400

78 Alpha Capital Management Limited 55500

79 AIBL Capital Management Limited 55600

80 Banco Finance & Investment Limited 55700

81 BD Finance Capital Holdings Limited 55800

82 Sandhani Life Finance Limited 56100

83 Mutual Trust Bank Limited 56300

84 EBL Investments Limited 56400

85 BLI Capital Limited 56500

86 Unicap Investments Limited 57400

87 First Securities Services Limited 57600

88 BetaOne Investments Limited 57700

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DHAKA STOCK EXCHANGE LTD (DSE).

The Dhaka Stock Exchange Ltd. (DSE) was established as East Pakistan Stock ExchangeAssociation Limited on April 28, 1954. Formal trading of the bourse began in 1956. On June 23,1962, it was renamed as East Pakistan Stock Exchange Ltd. The name of the stock exchange wasonce again changed to Dacca Stock Exchange Ltd. on May 13, 1964. The service on the stockexchange continued uninterrupted until 1971. The trading was suspended during the liberationwar and resumed in 1976 with the change of economic policy of the government.

Since then the bourse did not look back and continued its journey contributing to thedevelopment activities of the nation. On August 10, 1998 the DSE introduced screen-based state-of-the-art automated online real-time trading through Local Area Network (LAN) and Wide AreaNetwork (WAN). DSE upgraded its automated trading system on August 21, 2005. CentralDepository System (CDS) for electronic settlement of share trading made a debut on January 24,2004 in the DSE. The Dhaka Stock Exchange became a full Depository Participant (DP) ofCDBL to facilitate the trading of its non-DP members. Government Bonds made a debut on theDSE on 1st January, 2005. The SEC approved the Dhaka Stock Exchange Direct ListingRegulations-2006 as proposed by the DSE which paved the way for direct listing of large andprofitable companies with the DSE which has allowed only state-owned companies. Book-building method is also in operation in Bangladesh Capital Market since 2010. On June 10, 2010DSE introduced Web-Based Trading Software-MSA Plus. DSE started DSE Broad Index(DSEX) and DSE 30 Index (DS30) made by the world renowned institution S&P Dow Jones. OnFebruary 18, 2013 DSE launched Bangla version of its official website. DSE transformed into ademutualized exchange on November 21, 2013. DSE launched DSEX Shariah Index (DSES).According to the world famouse index provider organization S&P Dow Jones indexmethodology and in the superintendence of Rating Intelligence and Islamic Shariah Board, thisShariah Index has been drawn up. New serveillance software of DSE InstantWatch wasformally commenced on February 11, 2014. DSE has entered into an agreement with NASDAQOMX and Flex Trade Systems to proved the world leading trading system on March 21, 2014. Inits 60-years journey the stock exchange has made significant contribution to the economy ofBangladesh providing the unique venue to raise investment from the members of the public. Thestock exchange is in a relentless process of modernization and up-gradation of its systems andfacilities to home in latest technologies available. Over the years, the bourse has earnedconfidence of the investors.

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LIST OF DSE TREC HOLDERS

SL. No.:TRECNo Company Name

1 1 A. B. Ispahani Securities Limited

2 2 S & H Equities Limited

3 3 Shyamol Equity Management Limited

4 4 Phoenix Securities Limited

5 5 Harun Securities Limited

6 6 A. K. Khan Securities Ltd.

7 7 Apex Investments Limited

8 8 Crest Securities Ltd.

9 9 International Leasing Securities Limited

10 10 Khwaja Equity Services Limited

11 11 BRAC EPL Stock Brokerage Ltd.

12 12 Pasha Capital Ltd.

13 13 MAH Securities Limited

14 14 DMR Securities Services Ltd.

15 16 ACE Capital Management Service Ltd.

16 17 Adil Securities Ltd.

17 18 Greenland Equities Ltd.

18 19 Azam Securities Limited

19 20 BDBL Securities Ltd.

20 21 Royal Capital Ltd.

21 22 A. R. Chowdhury Securities Ltd.

22 23 Ershad Securities Limited

23 24 Vision Capital Management Ltd.

24 25 Arena Securities Ltd.

25 26 EBL Securities Limited

26 27 SAR Securities Ltd.

27 28 Sadeque Finance Management Ltd.

28 29 Kazi Firoz Rashid Securities Limited

29 30 BD Finance Securities Ltd.

30 31 ETBL Securities & Exchange Ltd.

31 32 Bulbul Securities (Bulbul Securities Ltd.)

32 33 Ibrahim Securities Limited

33 34 B & B Enterprise Limited

34 35 Rashid Investment Services Limited

35 37 Daulatunnessa Equities Limited

36 38 Quayum Securities Limited

37 39 Shahiq Securities Ltd.

38 41 Haji Ahmad Brothers Securities Ltd.

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39 42 Rapid Securities Limited40 43 AB & Company Limited41 44 M-Securities Ltd.42 45 Federal Securities And Investment Limited43 46 SAHCO Securities Ltd.44 47 Khurshid Securities Ltd.45 48 Aries Securities Ltd.46 49 Al-Muntaha Trading Co. Ltd.47 50 Imtiyaz Husain Securities Limited48 51 S. B. Securities Limited49 52 M. Zubair Securities Limited50 53 Mian Abdur Rashid Securities Limited51 54 UGC Securities Limited52 55 Transcon Securities Limited53 56 Alpha Equities Ltd.54 57 Hasan Securities Ltd.55 58 IDLC Securities Ltd.56 59 Green Delta Securities Ltd.57 60 Global Securities Ltd.58 61 NCCB Securities & Financial Services Ltd.59 62 Reliance Brokerage Services Ltd.60 63 Banco Securities Limited61 64 Shahjahan Securities Limited62 65 ASENZ Securities Ltd.63 66 E- Securities Ltd.64 67 Sinha Securities Limited65 68 Popular Equities Ltd.66 69 Mohammad Talha & Co Ltd.67 70 First Capital Securities Ltd.68 71 SBC Securities & Investment Ltd.69 72 H R Securities & Investments Limited70 73 Prudential Securities Limited71 74 HAC Securities Limited72 75 Multi Securities & Services Limited73 76 Square Securities Management Ltd.74 77 Royal Green Securities Limited75 78 R. N. Trading Limited76 79 PFI Securities Limited77 80 Latif Securities Limited78 81 Tamha Securities Limited

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79 85 Desa Securities Limited80 86 MAM Securities Limited81 87 Farida Raquib Securities Ltd.82 88 Asia Securities Ltd.83 89 Uniroyal Securities Ltd.84 90 Md. Fakhrul Islam Securities Ltd.85 91 Md. Sahidullah Securities Limited86 93 Alhaj Securities & Stocks Limited87 94 SIBL Securities Ltd.88 95 Salta Capital Limited89 97 Jamal Ahmed Securities Ltd.90 98 Dhanmondi Securities Ltd.91 99 Country Stock (Bangladesh) Ltd.92 100 ARC Securities Ltd.93 101 Dayton Holdings Limited94 102 Howlader Equity Services Limited95 104 Prime Islami Securities Ltd.96 105 Ali Securities Co. Limited97 106 Island Securities Ltd.98 107 Islami Bank Securities Limited99 108 Remons Investment & Securities Ltd.

100 109 Unique Share Management Ltd.101 110 Ettihad Securities Ltd.102 111 Surma Securities Holding Co. Ltd.103 112 Nouvelle Securities Ltd.104 113 CMSL Securities Limited105 114 Ahmed Iqbal Hasan Securities Ltd.106 115 Nabiul Karim Securities Limited107 116 Murshed Securities Limited108 117 A N F Management Company Limited109 118 Saad Securities Ltd.110 119 Dragon Securities Limited111 120 Sheltech Brokerage Limited112 121 SCL Securities Limited113 122 K-Securities and Consultants Ltd.114 123 Shahed Securities Ltd115 124 ABS Safdar & Co. Ltd.116 125 Rose Securities Ltd.117 126 Dynamic Securities Consultants Ltd.118 127 Doha Securities Ltd.119 128 R N I Securities Ltd.120 129 ICB Securities Trading Company Limited

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121 130 Thea Securities Ltd.122 131 Harpoon Securities Ltd.123 132 LankaBangla Securities Ltd.124 133 DSFM Securities Ltd.125 134 Moshihor Securities Ltd.126 135 Kazi Equities Ltd.127 136 Securities Broking & Management Services Ltd.128 137 Alliance Securities & Management Ltd.129 138 Al-Haja Jahanara Securities Ltd.130 139 Aloco Securities Ltd.131 140 Hedayetullah Securities Ltd.132 142 Midway Securities Ltd.133 143 K.H.B. Securities Ltd.134 145 City Brokerage Limited135 146 Cosmopolitan Traders (Pvt.) Ltd.136 147 Fortune Securities (Pvt.) Ltd.137 148 Joytun Securities International Ltd.138 149 Shakil Rizvi Stock Ltd.139 151 AHC Securities Limited140 152 Bangladesh Shilpa Bank.141 153 Bali Securities Ltd.142 154 Indicate Securities Consultants Ltd.143 155 EMES Securities Ltd.144 156 Standard Bank Securities Ltd.145 157 Gateway Equity Resources Ltd.146 158 Investment Promotion Services Limited147 159 Peace Securities Ltd.148 160 Anwar Securities Ltd.149 162 Trustee Securities Ltd.150 163 SES Company Limited (Unicap Securities Limited)151 164 Mona Financial Consultancy & Securities Ltd.152 165 Haji Mohammad Ali Securities Ltd.153 166 Times Securities Limited154 167 Khurshid Alam Securities Ltd.155 168 Subvalley Securities Ltd.156 169 Merchant Securities Limited157 171 Shah Mohammad Sagir & Co. Ltd.158 172 Tobarrak Securities Ltd.159 173 Hazrat Amanat Shah Securities Ltd.160 174 T. A. Khan Securities Co. Ltd.161 175 BLI Securities Limited162 176 Peoples Equities Ltd.

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163 177 Anchor Securities Ltd.164 178 Beximco Securities Limited165 179 JKC Securities Ltd.166 180 Commerce Bank Securities and Investment Ltd.167 181 UCB Capital Management Limited168 182 Nur-E-Alam Siddique & Company Ltd.169 183 C-Maart Securities Limited170 184 Razzak Securities Ltd.171 185 Delta Capital Limited172 186 G M F Securities Ltd.173 187 Habibur Rahman Securities Limited174 189 Globe Securities Limited175 190 Salam & Company Ltd.176 191 Eminent Securities Ltd.177 192 IFIC Securities Ltd.178 193 DBL Securities Limited179 194 Parkway Securities Ltd.180 195 Jahan Securities Ltd.181 196 M & Z Securities Ltd.182 197 MTB Securities Ltd.183 198 Coast To Coast Securities Ltd.184 199 Stock & Bond Limited185 200 Total Communication Ltd.186 201 AB Securities Ltd.187 202 Prilink Securities Ltd.188 203 NBL Securities Limited189 204 Synthia Securities Ltd.190 205 A. M. Securities and Financial Services Ltd.191 206 Modern Equity Limited192 207 United Enterprises & Co. Ltd.193 208 Oshadhi Securities Ltd.194 209 Mondol Securities Ltd.195 210 Wifang Securities Ltd.196 213 AD Holdings Limited197 214 Pubali Bank Securities Ltd.198 215 Mika Securities Ltd.199 216 Sharp Securities Limited200 217 Rasti Securities Consultant Ltd.201 218 Nexus Securities Limited202 219 Prime Bank Securities Ltd.203 220 BRB Securities Limited204 221 Shahidul Hoque Sikder Securities Exchange Ltd.

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205 222 A. L. Securities Ltd.206 223 Mirror Financial Management Ltd.207 224 Mercantile Bank Securities Limited208 225 Shohrab Securities & Trade Ltd.209 226 FAREAST Stocks & Bonds Ltd.210 227 United Financial Trading Co. Ltd.211 228 Conmark Limited212 229 Modern Securities Ltd.213 230 Expo Traders Ltd.214 231 Akij Securities Ltd.215 232 Popular Life Insurance Company Ltd.216 233 Shahjalal Islami Bank Securities Ltd.217 234 AIBL Capital Market Services Ltd.218 235 PHP Stocks & Securities Ltd.219 236 Premier Bank Securities Ltd.220 237 Bank Asia Securities Limited221 238 IIDFC Securities Limited222 239 Dhaka Securities Ltd.223 240 A N W Securities Ltd.224 241 One Securities Ltd.225 242 Trust Bank Securities Ltd.226 243 DLIC Securities Ltd.227 244 NLI Securities Ltd.228 245 Meghna Life Securities and Investment Ltd.229 248 BD Sunlife Securities Ltd.230 249 Sterling Stocks & Securities Ltd.231 250 Uttara Bank Securities Ltd.

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CHITTAGONG STOCK EXCHANGE LTD.

Chittagong Stock Exchange Limited the first automated bourse of the country was formed andregistered under the Companies Act, 1994 on 1st April 1995 as a Public Company Limited byguarantee and launched trading on October 10, 1995 through the cry-out trading system. TheExchange was a non-profit organization until 20 Nov, 2013.

Within less than three years of formation, CSE introduced its computerized trading system inJune 1998, the first of its kind in Bangladesh enabling Stock dealers/brokers to trade from threemajor cities viz. Dhaka, Chittagong and Sylhet on real-time basis through its wide area network(WAN). Subsequently, the network has been further extended to nine other major cities. Thetrading network has further been extended to Thana level, bringing thousands of investors to theinvestment net. In 2004, CSE launched Internet Trading Services (ITS) for providing tradingfacility to the investors irrespective of geographical boundary. In October 2011, CSE switched toa new robust multi-asset-class, multi-channel trading system- the Next Generation TradingSystem (NGTS), one of the fastest trading software in the world. CSE provides more user-friendly Internet and Mobile Trading services through the NGTS. In 2012, CSE launched theDisaster Recovery Site in its Dhaka office to keep the stock trading hassle free in times of naturalcatastrophes.

CSE initiated and introduced many modern concepts in Bangladesh Capital Market alongsideimplementing the automated screen based trading system, Central Depository System (CDS),Securities Training Institute, Sector wise indices, Short Selling under the regulations, over-the-Counter (OTC) market etc.

In 2011 CSE established the Corporate Finance Department (CFD) to review various non-compliance issues regarding financial reporting and corporate governance by the listedcompanies in CSE. This initiative would help the listed companies improve compliance inpreparing their financial statements.

On 02 May 2013, the Exchanges Demutualization Act 2013 was enacted for the purpose ofcorporatization and demutualization of stock exchanges in Bangladesh. In compliance to this actCSE submitted its Demutualization Scheme to the Bangladesh Securities and ExchangeCommission on 29 July 2013. Upon approval from Bangladesh Securities and ExchangeCommission of the Demutualization Scheme, CSE held Extra Ordinary General meeting ofshareholders on 25 October 2013 and obtained certified copy of the documents from RJSC on 21November 2013 and became demutualized under the Exchanges Demutualization Act, 2013transforming into a Public Company Limited by shares (a for-profit company) with effect from21 November 2013.

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CSE is considering introducing new products like Financial Derivatives, ETFs, establishingCommodities Exchange and seeking the regulators nod these issues.

The principal activities of the Exchange are to conduct, regulate and control the trade or businessof buying, selling and dealing in shares, stocks, bonds, debentures, Government securities, loansand other instruments and securities of like nature. It is engaged in disseminating information tothe investors through websites and publishing quarterly "Portfolio", monthly "Bazar Parikrama"and other publications and organizing training programmes, seminars, workshops etc. TheExchange is also devoted to Research and Development activities relating to capital market andmaintains its own Library, Investors Information Cell (IIC) and a Complain Cell.

CSE is committed to bringing transparency and accountability in the Bangladesh capital market.It also works for creating strong platform for entrepreneurs raising capital.

LIST OF CSE TREC HOLDERS

SL.No. TREC No. TREC Holders' Name

01 CSE 001 Alpha Securities Ltd.02 CSE 002 ISPI Securities Ltd.03 CSE 003 Meenhar Securities Ltd.04 CSE 004 South Asia Securities Limited05 CSE 005 Island Securities Ltd.06 CSE 006 Chittagong Capital Ltd.07 CSE 007 A.K. Khan Securities Ltd.08 CSE 008 British Bengal Securities Ltd.09 CSE 009 TSI Securities Ltd.10 CSE 010 Saya Securities Ltd.11 CSE 011 First Capital Securities Ltd.12 CSE 012 NBL Securities Limited13 CSE 013 Brac EPL Stock Brokerage Ltd.14 CSE 014 Stock & Security Linkway Ltd.15 CSE 015 UCB Capital Management Ltd.16 CSE 016 Adams Securities Ltd.17 CSE 017 Brothers Securities & Secrvices Ltd.18 CSE 018 B. K. Capital Management Ltd.19 CSE 019 North West Securities Ltd.20 CSE 020 Secure Capitals Ltd.21 CSE 021 EBL Securities Ltd.22 CSE 022 Salta Capital Ltd.23 CSE 023 Azim Securities Ltd.24 CSE 024 Uttara Exchange & Securities Ltd.25 CSE 025 Sylhet Metro City Securities Ltd.26 CSE 026 Jubok Capital Management Ltd.27 CSE 027 Be Rich Limited

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28 CSE 028 RAK Capital Ltd.29 CSE 029 Nizam's Shares & Securities Ltd.30 CSE 030 JIC Securities Ltd.31 CSE 031 PHP Stocks & Securities Ltd.32 CSE 032 A.A. Securities Ltd.33 CSE 033 Sylnet Securities Ltd.34 CSE 034 Pioneer Shares & Securities Ltd.35 CSE 035 Masco Shares & Securities Ltd.36 CSE 036 Vanguard Shares & Securities Ltd.37 CSE 037 Hillcity Securities Ltd.38 CSE 038 S.R. Capital Ltd.39 CSE 039 Capital Management Ltd.40 CSE 040 Base Capital Limited41 CSE 041 Unity Shares Trade Ltd.42 CSE 042 Remons Investment & Securities Ltd.43 CSE 043 United Financial Trading Co. Ltd.44 CSE 044 3A & Company Ltd.45 CSE 045 ZATL Securities Ltd.46 CSE 046 Hefazatur Rahman & Co. Ltd.47 CSE 047 Kishwar Security Investment Ltd.

48 CSE 048 Pacific Equities Ltd.

49 CSE 049 Impel Shares & Securities Ltd.

50 CSE 050 Mirpur Securities Ltd.

51 CSE 051 MKM Securities Ltd.

52 CSE 052 E-Securities Ltd.

53 CSE 053 Royal Capital Ltd.

54 CSE 054 Habib Shares & Securities Ltd.

55 CSE 055 Prime Financial Consultants & Equities Ltd.

56 CSE 056 Kabir Securities Ltd.

57 CSE 057 National Securities & Consultants Ltd.

58 CSE 058 Eastern Shares & Securities Ltd.

59 CSE 059 Reliance Securities Consultant Ltd.

60 CSE 060 Chittagong Shares & Securities Ltd.

61 CSE 061 CMSL Securities Ltd.

62 CSE 062 Prudential Capital Ltd.

63 CSE 063 Associated Capital Securities Ltd.

64 CSE 064 Platinum Securities Ltd.

65 CSE 065 Solex Securities Ltd.

66 CSE 066 Finvest Services Ltd.

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67 CSE 067 Super Shares & Securities Ltd.

68 CSE 068 National Brokers Ltd.

69 CSE 069 T. K. Shares & Securities Ltd.

70 CSE 070 Ahmed Securities Services Ltd.

71 CSE 071 ICB Securities Trading Co. Ltd.

72 CSE 072 Oasis Turner Ltd.

73 CSE 073 Chowdhury Securities Ltd.

74 CSE 074 Raja Securities Ltd.

75 CSE 075 Howlader Securities Ltd.

76 CSE 076 Sohel Securities Ltd.

77 Membership Forfeited

78 CSE 078 BDBL Securities Ltd.

79 CSE 079 Century Securities Ltd.

80 CSE 080 International Leasing Securities Ltd.

81 CSE 081 DBL Securities Limited

82 CSE 082 SES Company Ltd.

83 CSE 083 Abacus Securities Ltd.

84 CSE 084 Skys Securities Ltd.

85 CSE 085 Galaxy Capital Ltd.

86 CSE 086 A. M. Securities and Financial Services Ltd.

87 CSE 087 Purabi Securities Ltd.

88 CSE 088 Reliance Brokerage Services Limited

89 CSE 089 D.N.Securities Ltd.

90 CSE 090 Fazle Securities Ltd.

91 CSE 091 LankaBangla Securities Ltd.

92 CSE 092 Square Securities Management Ltd.

93 CSE 093 Holy City Securities Ltd.

94 CSE 094 Inter Continental Securities Ltd.

95 CSE 095 PFI Securities Ltd.

96 CSE 096 International Securities Co. Ltd.

97 CSE 097 Multi Securities & Services Ltd.

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98 CSE 098 EIC Securities Ltd.

99 CSE 099 Norban Securities Ltd.

100 CSE 100 Ten Star (Pvt.) Ltd.

101 CSE 101 AB Securities Limited

102 CSE 102 Express Securities Ltd.

103 CSE 103 Mona Financial Consultancy & Securities Ltd.

104 CSE 104 Jalalabad Securities Ltd.

105 CSE 105 Pubali Bank Securities Ltd.

106 CSE 106 Paramount Securities Ltd.

107 CSE 107 N.C. Securities Ltd.

108 CSE 108 Moharam Securities Ltd.

109 CSE 109 Sanmar Capital Management Ltd.

110 CSE 110 Starport Securities Ltd.

111 CSE 111 Business Capital Shares & Securities Ltd.

112 CSE 112 Lotus Shares & Securities Ltd.

113 CSE 113 Cordial Securities Ltd.

114 CSE 114 Hassan Shares and Securities Ltd

115 CSE 115 Vantage Securities Ltd.

116 CSE 116 Megacity Securities Ltd.

117 CSE 117 Hallmark Securities Ltd.

118 CSE 118 Southern Capital Ltd.

119 CSE 119 IDLC Securities Ltd.

120 CSE 120 Western Security Investment Mgt.Ltd.

121 CSE 121 Jesco Capital Management Ltd.

122 CSE 122 Firstlead Securities Limited

123 CSE 123 Far East Shares & Securities Ltd.

124 CSE 124 Peoples Securities Ltd.

125 CSE 125 S.N. Securitioes Ltd.

126 CSE 126 Foremost Securities Ltd.

127 CSE 127 B.H. Securities Investment Services Ltd.

128 CSE 128 Amin Securities & Consultants Ltd.

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129 CSE 129 Muntaha Shares & Capital Ltd.

130 CSE 130 Green Delta Securities Ltd.

131 CSE 131 Phoenix Securities Ltd.

132 CSE 132 NCCB Securities and Financial Services Ltd.

133 CSE 133 City Brokerage Ltd.

134 CSE 134 Shahjalal Islami Bank Securities Ltd.

135 CSE 135 Popular Life Insurance Co. Ltd.

136 CSE 136 Premier Leasing Securities Ltd.

137 CSE 137 Nurjahan Securities Ltd.

138 CSE 138 Fareast Stocks & Bonds Limited

139 CSE 139 AIBL Capital Market Services Ltd.

140 CSE 140 Mercantile Bank Securities Limited

141 CSE 141 Prime Bank Securities Limited142 CSE 142 SIBL Securities Limited143 CSE 143 Premier Bank Securities Ltd.144 CSE 144 Dhaka Securities Ltd.145 CSE 145 Prime Islami Securities Ltd.146 CSE 146 Islami Bank Securities Ltd.147 CSE 147 Jamuna Bank Securities Ltd.148 CSE 148 ONE Securities Limited

Bangladesh Institute of Capital Market (BICM)BGIC Tower (Gr. -3rd Floor), 34, Topkhana road, Dhaka- 1000www.bicm.ac.bd

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Bangladesh Institute of Capital Market (BICM) was established as a national institution for impartingpractical capital market education and training on July 24, 2008. The Institute is gradually emerging as acenter of excellence for professional development of capital market intermediaries and full spectrum ofmarket professionals through disseminating recent and updated theoretical and practical knowledge

Background of BICMThe institute fulfilled the long felt demand of market intermediaries as well as development partners. Theidea was first mooted by Chittagong Stock Exchange and a feasibility study was carried out under WorldBank managed multi-grant TA, FIRST initiative. The expatriate consultants recommended setting-up aSecurities Institute in Bangladesh for bridging the gap between the competence and skills required andexist.Later, UNDP as well as ADB under their respective TA recommended for establishment of aSecurities Industries Development Center and a National Capital Market Institute autonomous innature.

Board Members and ManpowerIn 2010, the government approved organogram of BICM that has similarity to a public university, at smallscale, having 97 employees including 27 faculty members. In 2013, the government also approved thecompensation structure of the institute. Under the leadership of Professor Dr. M. Khairul Hossain,Chairman, Bangladesh Securities and Exchange Commission (BSEC) [Contact- Tel: +88-02-9563713],the Institute has got a competent Board of Directors with a wide range of expertise representing crosssection of stakeholders that includes government, regulator, market intermediaries,exchanges, academiaand different professional bodies.

A total of 38 staff members including six faculty members and six officers have been working in theInstitute. Mr. Mohammad Abdul Hannan Zoarder, Executive President is heading the management of theInstitute. Contact -Tel: +88-02-9515771 or [email protected] .

Infrastructural FacilitiesBICM is housed at 18,508 sqft. area in the commercial hub of the city. BICM is equipped with state of theart education and professional training facilities as well as advanced learning amenities to arrange andorganize national and international training programs, workshops, seminars and conferences. It has thecapacity to accommodate 250 participants at one go in its class rooms of different capacities, conferenceroom and computer lab. It also has break-away-session rooms and digital library for brain storming andcarrying out research.

To augment the Vision 2021, The Institute is equipped with latest ICT facilities. The audio-visual andvideo conferencing facilities with dedicated 20 mbps fiber optics internet connection will enable theinstitute to establish its linkage with institutions from home and abroad in disseminating knowledge.

BICM has the unique and enriched library of the country that is the repository of business, finance, trade,banking, insurance, ICT, law and wide array of financial and other titles. To date, BICM has stocked over10,000 physical books and in process of procuring e- books, videos and other learning and referencematerials. Obtaining the permission, the Institute is also contemplating to hook up its server with the e-library of University Grant Commission, Bangladesh.

Bangladesh Institute of Capital Market (BICM)BGIC Tower (Gr. -3rd Floor), 34, Topkhana road, Dhaka- 1000www.bicm.ac.bd

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FinancingFrom the year 2009-10 Government is continuously financing BICM and till date the institute has beenfinanced with an amount of Tk. 29.064 crore. From this funding, the cost of infrastructural facilitiesandoperational expenses of the institute has beenmet.

Academic Activities of BICMInauguration of Academic Activities

On 09 December 2010, Mr. Abul Maal Abdul Muhith, honorable Finance Minister, Government of thePeoples Republic of Bangladesh inaugurated the academic activities of BICM. The government has beenextending its unflinching support to elevate the institute as a center of excellence.

Investors Education Program

To fulfill the commitment of the government of increasing awareness of general investors, BICM has beenconducting Investor Education Program at free of cost. General investors have been encouraged toassess the financial health of the listed companies prior to making investment. To date, 2900 existinginvestors and future/ potential investors have been trained on the basics of capital market investment.Considering the increasing demand of the investors, BICM has started offering four investor awarenessprograms monthly instead of two.

Specialized Courses for professionals and Market Intermediaries

Till date BICM has conducted 24 Certification Programs of different durations (two weeks to six weekslong). A total of 508 participants have been certified on the areas of:Securities laws, Corporategovernance, Financial statement analysis, Legal drafting, International financial reporting standard,Investment in capital market, Investment analysis and securities valuation, Trading software, Financialjournalism etc.

Future Activities of the InstitutePostgraduate Diploma Course

BICM expects to start its flagship Postgraduate Diploma Program in Capital Market in the terminalquarter of 2014 for existing professionals of capital market and those who aspire to start their career inthe capital market.

Training on New Products of Capital Market

To implement the recent reforms taken by Government as to allowing trading of derivatives, commoditiesand exchange traded fund, BICM is designing curricula and training programs on the same.

Masters in Capital Market

The institute also expects to start Masters Program on Capital Market obtaining affiliation of theUniversity of Dhaka.

Bangladesh Institute of Capital Market (BICM)BGIC Tower (Gr. -3rd Floor), 34, Topkhana road, Dhaka- 1000www.bicm.ac.bd

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Mandatory Licensing Examination

With the help of expatriate consultant engaged under ADB- TA project,BICM has designed coursematerials for Mandatory Licensing Examination for Securities Market Intermediaries.If authorized byBSEC, the institute will impart training and conduct examination on the same.

Distance Learning Programs

BICM is also preparing and equipping itself to start Distance Learning Programs at school and collegelevel for wide dissemination of capital market knowledge at national sphere.

Research and Knowledge Management Activities

There is paucity of research, case study and documentation on financial market in general and capitalmarket in particular.BICM will put maximum emphasis and invest time, energy and effortsin research andknowledge management activitiesto bridge the gap. These activities of BICM will be aiming at settingstandards, preparing best-practice examples, assisting policy formulation and preparing guidelines to helpthe stakeholders. The research outcomes, lessons of cross jurisdictional study, policy papers andrecommendations will facilitate the government and policy makers in devising policy, regulator informulating rules and professionals in implementation and practice.

Cooperation from Development PartnersSince there is dearth of knowledge and expertise as of new instruments viz. derivatives, futures,commodities, exchange traded funds (ETFs), structured products, state of the art securities andsettlement system, cooperation of development partners is of utmost importance to equip facultymembers. This cooperation,in the form of technical assistance and fielding capital market experts,willenhance and elevate the knowledge and expertise of the faculty members for enabling them to impartquality education and training.

Bangladesh Institute of Capital Market, with the policy direction of Bangladesh government and under theleadership of BSEC,isconfident to play a catalytic role in equipping a fair, transparent, informed andvibrant capital market; andpoised tobe a regional hub of excellence in education, research and knowledgemanagement in the days ahead.

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Investment Corporation of BangladeshBackgroundIn the backdrop of rapid and functional change in economic policy The Investment Corporation ofBangladesh (ICB) was established on 01 October 1976 under The Investment Corporation ofBangladesh Ordinance, 1976 (No. XL of 1976).The Establishment of ICB was a major step in a series ofmeasures undertaken by the government to accelerate the pace of industrialization and to develop awell-organized and vibrant capital market, particular securities market in Bangladesh. ICB providesinstitutional support to meet the equity gap of the companies. In view of the national policy ofaccelerating the rate of savings and investment to foster self-reliant economy, ICB assumes anindispensable and pivotal role. Through the enactment of the Investment Corporation of Bangladesh(Amendment) Act, 200(Act No. 24 of 2000), reforms in operational strategies and business policies havebeen implemented by establishing and operating subsidiary companies under ICB.

VisionWe will continue to be the leading, responsible and environment friendly financial institution operatingin such a way that our fellow competitors and the society watch, acknowledge, admire and emulate usas a successful and model organization in the sector.Mission

Our mission is to transform our Corporation into a responsible institution, a financial architect,an innovative solution provider and performance leader.

Being a responsible institution created by law, we will act in accordance with the mandates ofour ordinance for fostering rapid growth of Bangladesh economy.

Being a financial architect, we will strive to establish a benchmark of values, attitudes, behaviorand commitments with earnest endeavors in generating optimum profits and growth for ourshareholders by efficient use of resources.

Being an innovative solution provider, we put emphasis on formulating total solution to fostermobilization of all domestic and NBR savings into potential investments.

Being a performance leader, we must lead by example. We operate in the interest of ourcustomers, so that they can depend and have the trust on us. As employees of a leadinginstitution, we are committed to do everything in our power for lasting success as we moveforward.

Objectives To encourage and broaden the base of Investments. To develop the capital market. To promote and establish subsidiary companies for business expansion To mobilize

savings. To provide for matters ancillary thereto.Business Policy

To act on commercial consideration with due regard to the interest of industry, commerce,depositors, investors and to the public in general.

To provide financial assistance to projects subject to their economic and commercial viability. To arrange equity support and loans for projects singly or through consortium of financial

institutions including banks. To encourage and develop entrepreneurship in the country. To diversify investments. To inspire small and medium savers for investment in securities.

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