Broadridge Transfer Agent Solutions

©2010 Broadridge Financial Solutions, Inc. Broadridge and the Broadridge logo are registered trademarks of Broadridge Financial Solutions Inc. StockTrans is registered trademark of StockTrans Inc. 551-C-18

Transfer Agent Solutions

Today’s business environment is increasingly complex, creating challenges for corporate issuers to effectively and efficiently address business needs. Partnering with Broadridge helps ensure successful achievement of your business and financial objectives. Broadridge offers a unique shareholder communications model that includes transfer agent solutions, proxy processing and annual meeting expertise. We’ll invest our time and resources to develop a comprehensive set of solutions to directly meet your needs, thus reducing costs and improving efficiency for you and your organization.

Specifically, you can look to Broadridge for:

4 Single-Source Simplicity – enables you to bring all of your shareholder servicing essentials under one roof. Record keeping, annual meeting services, dividends, shareholder communications, corporate actions – Broadridge has the technology, experience and scale to do it all. You reduce time spent interacting with multiple vendors and take advantage of a flexible service model that allows you to use only what you need when you need it.

4 Significant Cost Reduction Through:

•Our commitment to eliminate unnecessary and duplicative services, while providing you with only the services you require

•Scale that enables you to add services as your business needs warrant without additional vendor relationships and markups

•The most efficient customer communications platform that drives postage reductions and acceptance of edelivery.

•Simple predictable billing that allows you to control costs and manage your budget.

4 Superior Service – that has earned us recognition from both clients and industry sources. Our associates are focused on delivering world-class service to you and your organization. You will find us to be acutely aware of shifts in the regulatory landscape – and if you have concerns, your personal Broadridge account representative, backed by a knowledgeable team, is always on the other end of the line.

The suite of shareholder services includes:

4 Record Keeping, Transfer and Registrar Services

The unique combination of personalized service, experience and leading technology provides you and your shareholders with up to the minute data, reports and powerful online tools. •Account Maintenance•Stock Transfers•Lost Shareholder Searches and Escheatment•Dividend Processing•Cost Basis Compliance•OFAC and Patriot Act Scrubbing

4 Corporate Action Services

Mergers, acquisitions, initial public offerings (IPO’s) and many other corporate actions are critical to a company’s success and require attention to detail and precise execution. We offer expert advice and exchange agent services from a highly experienced staff. •Exchange Agent•Escrow Agent•Warrant Agent 4 Annual Meeting Services

Your annual meeting process can be very complex. In addition to traditional transfer and registrar services related to the annual meeting, only Broadridge can help you before, during and after your annual meeting. •Pre-Proxy Planning•Shareholder Forum•Proxy Card Preparation & Printing•Proxy Materials Distribution•Householding

4 Stock Plan Services

Providing incentives and rewards to your employees and your shareholders is important. Whether you seek full administration or software to help you administer one of these plans, it is available at your fingertips. Plan Management Corporation is our service provider partner.

•Employee Stock Option Plans•Employee Stock Purchase Plans•Dividend Reinvestment Plans Broadridge is positioned to help companies with their stock transfer, registrar and record keeping needs and deliver them in concert with annual shareholder communications and voting solutions to simplify the year round management of communicating with shareholders. We offer the only complete consultative shareholder communication solution available in the marketplace today.

Only Broadridge can offer deep levels of comfort in information security. Broadridge is one of only nine U.S. data processing services providers to the financial services industry that is ISO 27001 certified. ISO is the world’s highest accreditation for information protection and security.

Bring all your business essentials under one secure roof. Selecting Broadridge as your transfer agent partner will pay dividends in efficiency, loyalty, value and responsiveness. To learn more please visit www.broadridge.com or contact your account representative today. Or call 1-800-353-0103.

•SAS 70 Type II Report•Shareholder Services•Restricted Stock Transfer•Shareholder Correspondence•Online Account Access

•Stock Splits•Rights Offerings•Writing Letters of Transmittal

•Proxy Solicitation•Virtual Shareholder Meeting•Vote Tabulation•Inspector of Elections•Online Access to Voting Results•Webhosting

•Direct Stock Purchase Plans•Restricted Stock Grants

Today’s business environment is increasingly complex, creating challenges for corporate issuers to effectively and effi ciently address business needs. Partnering with Broadridge helps ensure successful achievement of your business and fi nancial objectives. Broadridge offers a unique shareholder communications model that includes transfer agent solutions, proxy processing and annual meeting expertise. We’ll invest our time and resources to develop a comprehensive set of solutions to directly meet your needs, thus reducing costs and improving effi ciency for you and your organization.

Specifi cally, you can look to Broadridge for:

Single-Source Simplicity – enables you to bring all of your shareholder servicing essentials under one roof. Record keeping, annual meeting services, dividends, shareholder communications, corporate actions – Broadridge has the technology, experience and scale to do it all. You reduce time spent interacting with multiple vendors and take advantage of a fl exible service model that allows you to use only what you need when you need it.

Signifi cant Cost Reduction Through:

• Our commitment to eliminate unnecessary and duplicative services, while providing you with only the services you require

• Scale that enables you to add services as your business needs warrant without additional vendor relationships and markups

• The most effi cient customer communications platform that drives postage reductions and acceptance of edelivery.

• Simple predictable billing that allows you to control costs and manage your budget.

Superior Service – that has earned us recognition from both clients and industry sources. Our associates are focused on delivering world-class service to you and your organization. You will fi nd us to be acutely aware of shifts in the regulatory landscape – and if you have concerns, your personal Broadridge account representative, backed by a knowledgeable team, is always on the other end of the line.

The suite of shareholder services includes:

Record Keeping, Transfer and Registrar Services

The unique combination of personalized service, experience and leading technology provides you and your shareholders with up to the minute data, reports and powerful online tools. • Account Maintenance• Stock Transfers• Lost Shareholder Searches and Escheatment• Dividend Processing• Cost Basis Compliance• OFAC and Patriot Act Scrubbing

Corporate Action Services

Mergers, acquisitions, initial public offerings (IPO’s) and many other corporate actions are critical to a company’s success and require attention to detail and precise execution. We offer expert advice and exchange agent services from a highly experienced staff.

• Exchange Agent• Escrow Agent• Warrant Agent

Annual Meeting Services

Your annual meeting process can be very complex. In addition to traditional transfer and registrar services related to the annual meeting, only Broadridge can help you before, during and after your annual meeting.

• Pre-Proxy Planning• Shareholder Forum• Proxy Card Preparation & Printing• Proxy Materials Distribution• Householding

Stock Plan Services

Providing incentives and rewards to your employees and your shareholders is important. Whether you seek full administration or software to help you administer one of these plans, it is available at your fi ngertips. Plan Management Corporation is our service provider partner.

• Employee Stock Option Plans• Employee Stock Purchase Plans• Dividend Reinvestment Plans

Broadridge is positioned to help companies with their stock transfer, registrar and record keeping needs and deliver them in concert with annual shareholder communications and voting solutions to simplify the year round management of communicating with shareholders. We offer the only complete consultative shareholder communication solution available in the marketplace today.

Only Broadridge can offer deep levels of comfort in information security. Broadridge is one of only nine U.S. data processing services providers to the fi nancial services industry that is ISO 27001 certifi ed. ISO is the world’s highest accreditation for information protection and security.

Bring all your business essentials under one secure roof. Selecting Broadridge as your transfer agent partner will pay dividends in effi ciency, loyalty, value and responsiveness. To learn more please visit www.broadridge.com or contact your account representative today. Or call 1-800-353-0103.

• SAS 70 Type II Report• Shareholder Services• Restricted Stock Transfer• Shareholder Correspondence• Online Account Access

• Stock Splits• Rights Offerings• Writing Letters of Transmittal

• Virtual Shareholder Meeting• Vote Tabulation• Inspector of Elections• Online Access to Voting Results• Webhosting

• Direct Stock Purchase Plans• Restricted Stock Grants

©2010 Broadridge Financial Solutions, Inc. Broadridge and the Broadridge logo are registered trademarks of Broadridge Financial Solutions Inc. StockTrans is registered trademark of StockTrans Inc. 551-C-18

Transfer Agent Solutions