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Brinkley, Chapter 5 Notes
Brinkley, Chapter 5 Notes
The American Revolution
Defining American War Aims
When the Second Continental Congress met they agreed to support
the war but disagreed about its purpose.
The Adams Cousins - Favored Independence
Moderates - Quick reconciliation with Britain (John Dickinson)
Most Americans believed at first that they were fighting not for
independence but for a redress of grievances within the British
Empire, but they changed their minds as the fighting spread to
their backyards.
Thomas Paine, author of Common Sense argued that the greatest
problem facing the colonists was the English Constitution and
getting rid of it was worth fighting for.
Declaration of Independence
“That these United Colonies are, and, of right, ought to be,
free and independent states; that they are absolved from all
allegiance to the British crown, and that all political connexion
between them and the state of Great Britain is, and ought to be,
totally dissolved.”
Launched a period of energetic political innovation, as one
colony after another considered itself as a “state.”
By 1777, Congress adopted a plan for union, the Articles of
Confederation - a weak decentralized system of government.
Continental Congress, July 4 1776
Jefferson wrote most of the Declaration, but had help from Ben
Franklin and John Adams. Borrowed many concepts circulating
throughout the colonies and from the Enlightenment.
Mobilizing for War
Financing the war was difficult because Congress had no
authority to levy taxes on its own and had to borrow from state
governments.
Most of the money used to finance the war came from France and
other nations.
Volunteer soldiers were scarce. States had to pay bounties or
draft them into service.
At first, militiamen remained under control of their respective
states but Congress recognized the need for a centralized military
command and created a Continental Army with George Washington as
the Commander.
War for IndependenceBritish Advantages:
Greatest Navy
Best Equipped Army
Resources of an empire
Coherent structure of command
American Advantages:
Fighting on own territory
More committed to the conflict
Substantial aid from abroad
Luck:Early British blunders and miscalculations
The First Phase
British suffered heavy losses at Bunker Hill
Parliament did not believe it was a “real” war, but quarrels
Fighting moved out of Boston into Canada
Americans invaded Canada unsuccessfully and Britain realized
they needed to wage a full scale war
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Brinkley, Chapter 5 Notes
Lexington & Concord
Saratoga
Boston
Philadelphia
Charleston
Richmond
Canada American Revolution
Battles and Cities
Battles
Cities
Valley Forge
Delaware River
The Second Phase
If not for a series of British mistakes, the war would probably
have ended by 1778
British General William Howe offered the colonists: surrender
with a royal pardon or face a battle against overwhelming odds.
American rejected Howe’s offer and Howe pushed them off
Manhattan into New Jersey and Pennsylvania.
British settled in for the winter, but Washington crossed the
Delaware River on Christmas night in 1776 and surprised the
Hessians (German mercenaries).
Although it was a moral victory, it was a military defeat for
Washington as he was unable to hold onto Trenton.
The Second Phase
The British strategy relied on dividing the Continental Army
into 2
British captured Philadelphia hoping the war would end soon
after. The Continental Congress fled to York, Pennsylvania.
George Washington tried to attack the British at Germantown,
just outside of Philadelphia. Unsuccessful, he fled to Valley
Forge.
In all the defeats, the Colonists managed a huge victory at
Saratoga (New York)
Saratoga changed EVERYTHING
Securing Aid From Abroad
The French stood to gain the most of a British defeat
At first they provided the Colonists with badly needed supplies
but no formal diplomatic recognition. French foreign minister,
Charles Gravier de Vergennes wanted evidence that the Americans had
a real chance of winning.
Prime Minister Lord North offered the colonists complete home
rule within the empire for Americans if they would quit the
war.
Vergennes feared the Americans would accept the offer and
destroy France’s opportunity to support Britain. Formal recognition
was granted to America.
The Final Phase: The South
After Saratoga, the British relied on heavily Loyalist sentiment
in the South. They moved South to enlist the Loyalists and tried to
convince slaves to fight for them.
The British badly overestimated the Loyalist sentiment. Further,
they underestimated the ability of the colonial army to move within
the territory of the South and blend in with the population.
This phase of the war made it “revolutionary.” It had the effect
of mobilizing and politicizing large groups of the population. The
war expanded into previously isolated communities, with many
civilians forced to involve themselves whether they liked it or
not. Support for independence increased greatly.
The British found success in the South in Charleston and
Savannah
The Final Phase: The South
American and French forces quickly descended on Yorktown. George
Washington and French General Count de Rochambeau marched to
Yorktown to meet the Marquis de Lafayette. This joint operation
caused the surrender of Cornwallis. The war for independence was
over.
General Nathanael Greene replaced Horatio Gates in the colonial
southern campaigns. Gates confused British General Lord Cornwallis
by dividing American forces and avoided open, conventional battles.
Cornwallis said the American forces delivered “a very unexpected
and severe blow.”
After American reinforcements arrived, Greene decided to move
back into traditional open battlefield fighting and lost to
Cornwallis. However, Cornwallis lost so many men that he decided to
abandon the Carolina campaign and take a defensive position in
Yorktown, Virginia.
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Brinkley, Chapter 5 Notes
Winning the PeaceConwallis’s defeat provoked outcries in
England
Lord North resigned as Prime Minister
British emissaries appeared in France to negotiate a peace
settlement
Ben Franklin, John Adams, and John Jay were the American
diplomats
Treaty signed on September 3, 1783
3. Americans gained fishing rights off Newfoundland
Treaty of Paris 1783
1. Full American independence recognized by Britain
2. Boundaries set:North = Great LakesWest = MS RiverSouth = 31st
Parallel
4. Britain kept control of Canada
5. Navigation of the MS River was to be open to both British
& Americans
War and SlaveryFor some African Americans, war meant freedom.
The British helped many escape the country as a way of disrupting
the American war effort.
PA was the 1st state to abolish slavery (1780)
VT was the 1st colony to abolish slavery (1777)
Emancipation of slaves in the North was slow, but the number of
slaves dwindled over the next few decades.
Nov. 7, 1775 Lord Dunmore issued a Proclamation “And I hereby
further declare all indentured servants, Negroes, or others free,
that are able and willing to bear arms, they joining His Majesty’s
Troops...”
Fewer than 1,000 fought for Dunmore
About 5,000 served in the Continental Army
Tension Between Liberty and Slavery
The Revolution exposed the continuing tension between the
natin’s commitment to liberty and its commitment to slavery.
It seemed obvious to most that slavery and liberty were
incompatible, but it was less obvious in the South
Many white southerners believed that enslaving Africans was the
best way to ensure liberty for white people. They feared that
without slaves, it would be necessary to recruit a servile white
workforce in the South, and that the resulting inequalities would
jeopardize the survival of liberty
One of the ironies of the American Revolution was that many
white Americans were fighting both to secure freedom for themselves
and to preserve slavery for others.
For some African Americans, the Revolution meant an increased
exposure to the concept of liberty
Native Americans and the RevolutionMost tribes ultimately chose
to stay out of the war. Only the Iroquois allied with Britain -
although they claimed to be neutral.
Many Indians the Revolution would replace a somewhat trustworthy
ruling group (the British) with a hostile ruling group bent on
expansion (Americans)
The Revolution weakened the position of the Native Americans in
several ways:
Increased white demand for western land
Resentment towards Indians for not allying with Colonists and
carrying out raids
Paternalistic point of view toward the Indians led by Thomas
Jefferson: The Indians were “noble savages,” uncivilized in their
present state but redeemable if they were willing to adapt to the
norms of white society.
Abigail Adams
The emphasis on liberty and the “rights of man” led some wealthy
women to question their position in society.
Abigail Adams wrote to her husband John, “In the new code of
laws which I suppose it will be necessary for you to make, I desire
you would remember the ladies and be more generous and favorable to
them than your ancestors.” She was calling
for new protections against abusive and tyrannical men.
Eliza Wilkinson
“The men say we have no business [with politics]. They won’t
even allow us liberty of thought, and that is all I want.” Women
did not insist on civic equality with men; they sought only to an
end to restrictive customs and laws.
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Brinkley, Chapter 5 Notes
America, a RepublicMost politicians ignored women’s requests,
and most men insisted on the traditional sexual and political
prerogatives of their sex.
Husbands remained patriarchs who dominated their households.
Even younger men did not support legal equality for their wives and
daughters. In the new American republic, only white men enjoyed
full citizenship.
Nevertheless, the republican belief in an educated citizenry
created opportunities for some women. In 1779, Judith Sargent
Murray wrote an essay called “On the Equality of Sexes.” In her
essay she argued that men and women had equal capacities for memory
and that women had superior imaginations. She conceded that most
women were inferior to men in judgment and reasoning, but only from
lack of training.
That situation changed in the 1790s, when the attorney general
of MA declared that girls had an equal right to schooling under the
state constitution. By 1850, the literacy rates of women and men in
the northeastern states were equal, and educated women again
challenged their subordinate legal and political status.
Republican Mother
Despite the efforts of Adams and others like Judith Sargent
Murray (equal education), American society became more patriarchal
than ever.
No voting, all property belonged to the husband, no legal
transactions, no property rights, no legal authority over her
children, could not initiate divorce.
Out of this though, was the importance of the woman as mother -
to produce a new kind of citizen, one steeped in the principles of
liberty. The “Republican Mother”
Women’s Rights and Women’s Roles
Women were in charge of farms and businesses while men
fought
Led protests against price increases, rioted, or looted food
Attacked British troops when possible“Camp Followers” -
nurses,
cooks, launderers; some disguised themselves as men to fight -
Deborah Sampson
Spies
Assumptions of Republicanism
If Americans agreed to nothing else, they agreed that their new
governments would be republican.
Republic - government system in which power comes from the
people, not a supreme authority
The success of this type of government depended on the small,
independent land owner embedded with civic virtue.
Warned of a few powerful aristocrats and a great mass of
dependent workers
Equality
“All men are created equal.”
All people have to earn their success. There might be no
equality of condition, but there would be equality of
opportunity.
But would there really be equality of opportunity?
African Slaves
Exploitation of Indians
Women not granted access to education
First State Constitutions
State constitutions were to be written down
Power of the executive was to be limited
No executive could hold office in the legislature
simultaneously
Did not embrace direct popular rule
Property requirements for voters
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Brinkley, Chapter 5 Notes
Most Americans continued to believe that religion should play
some role in government but did not want to give special privileges
to any particular
denomination.1786 Virginia enacted the Statue of Religious
Liberty - calling for the complete separation of church and state.
(Thomas Jefferson)
Separation of Church and State
Note: There is NOTHING in the US Constitution that makes
separation of church and state an official law. This is merely
conventional practice.
Toleration and Slavery
Slavery was more difficult to resolve. In many places in the
North it was abolished.
South Carolina and Georgia prohibited the further importation of
slaves from abroad
Virginia passed a law encouraging the voluntary freeing
(manumission) of slaves
Slavery survived nonetheless in all southern and border states
because:
Racist assumptions among whites of the inferiority of blacks
Washington and Jefferson owned slaves
What would happen to freed blacks?
Belief that blacks could be assimilated into white society
The Articles of Confederation 1777
National Government: 1 Branch = Confederation Congress - A
committee of delegates composed of representatives from each state.
Appointed by state legislatures.
Each state had 1 vote. 9 votes needed to approve any measure. 13
votes needed to approve any amendments to the Articles
Each state would tax itself to help contribute to common
expenses (war debt)
No state was to be deprived of western lands.
Each state retained powers not explicitly delegated to
Congress.
States retained sovereignty, freedom, and independence.
Powers of Congress
Declare War and Peace
Appoint military and naval officers
Requisition the states for men and money
Send and receive ambassadors
Enter into treaties and alliances
Establish a post office
Coin money
Borrow money or issue paper money on credit
Cannot:
Regulate trade
Draft troops
Levy direct taxes
Mediate interstate issues
Enforce its will on the states
Regulate Commerce
Can:
Weaknesses of Articles
Never solved the problem of representation
Big states wanted representation based on population
Small states wanted equal representation
No separate executive. The “President” was merely the residing
officer at the sessions of Congress
No judicial Branch to act as mediator between the states
Inflexible as it needed all 13 states to ratify amendments
Problems Created by the ArticlesThe Federal Government was weak
and could not enforce the A of C
States refused to pay off foreign debts, refused to pay taxes on
time, or at all (GA)
Trade limits imposed by Britain, France & Spain. A of C too
weak to contest
Could not protect American settlements in areas controlled by
Spain and Britain.
States violated treaties with Indian nations - A of C could not
punish states
States would not send delegates to Congress - Congress could not
hold session
States argued over boundaries, fishing rights, trading, etc. A
of C could not resolve infighting
Some states wanted secession
Turmoil between debtors and creditors - each state had different
currencies
Rebellions left the states to defend themselves (Shay’s
Rebellion)
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Brinkley, Chapter 5 Notes
Success of the Articles
Received international recognition
Forged diplomatic relations with foreign nations
Borrowed money from international lenders
Negotiated the Treaty of Paris
Fielded a Continental Army and won a war
Established of a system of territorial governance under federal
authority
--> Land Ordinance of 1784 and the Northwest Ordinance
1787
Land Ordinance of 1784Until about 1780 the lands of the
Northwest Territory were claimed by several existing states,
including NY & VA. These states soon ceded their land holdings
to the central government.
The Ordinance of 1784, drafted by Thomas Jefferson and passed by
Congress, divided the territory into a handful of self-governing
districts.
It stipulated that each district could send one representative
to Congress upon its attaining a population of 20,000, and it would
become eligible for statehood when its population equaled that of
the least populous existing state. (This ordinance was superseded
by the Ordinance of 1787.)
By the time the Revolution ended in 1783, specific measures were
needed to guide the settlement, division, and organization of the
Northwest Territory.
Provided for the scientific surveying of the territory’s lands
and for a systematic subdivision of them.
Land Ordinance of 1785
It also required that half of the townships be sold in single
blocks of 23,040 acres each, which restricted their sale to
well-to-do farmers.
Land was to be subdivided according to a rectangular grid
system; the basic unit of land grant was the township, which was a
square area measuring six miles on each side.
A township could then be subdivided into a number of rectangular
parcels of individually owned land. The minimum land sale was set
at one square mile (640 acres), and the minimum price per acre was
$1.
One section in each township was to be set aside for a school.
These procedures formed the basis of American public land policy
until the Homestead Act of 1862.
The Northwest Ordinance, 1787
1787 Ordinance - created a single Northwest Territory out of the
lands north of the Ohio River. The territory was then subsequently
divided into 5 territories.
The Northwest Ordinance of 1787 was the most important of the
land ordinances.
It laid the basis for the government of the Northwest Territory
and for the admission of its constituent parts as states into the
Union.
Arguably the most important accomplishment of the Articles of
Confederation.
Under this ordinance, the principle of granting new states equal
rather than inferior
status to older ones was firmly established.
Each district was to be governed by a governor and judges
appointed by Congress until it attained a population of 5,000 adult
free males, at which time it would become a territory and could
form its own representative legislature.
An individual territory could be admitted to statehood in the
Union after having attained a population of 60,000.
Under the ordinance, slavery was forever outlawed from the lands
of the Northwest Territory; freedom of religion, trial by jury, and
other civil liberties were guaranteed
The Northwest Ordinance. 1787
Indians were promised decent treatment; and education was
provided for.
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Brinkley, Chapter 5 Notes
A problematic era due to the weakness of the national government
under the A of C
Foreign problems
The Critical Period, 1783-1789
Britain wants debts paid to merchants and refused to send a
minister to the US for diplomacy
Britain still maintained Northwest trading posts--was not
abiding by treaties that compelled them to leave the territory. US
will not pay debts until the trading posts are desertedFrance,
almost bankrupt, is upset with Congress for not paying debtsUS
unable to oppose the Barbary Pirates due to lack of a navy
States lacked respect for the national governmentDomestic
Problems
Military almost at the point of mutiny--not being paid by the
government
British goods dumped at low prices
Bank-holders & creditors lost faith in gov’t b/c it could
not even pay interest payments, let alone pay its loan
principal
No Standard Currency
Creditors hurt by state laws forcing acceptance of paper money
for debts
The Critical Period, 1783-1789Dissatisfied GroupsMerchants
wanted gov’t that regulates commerce & can secure favorable
treatment overseasManufacturers wanted tariff barriers against
foreign goodsLand speculators wanted strong gov’t to keep Indians
away & the frontier open for profitHolders of government bonds
wanted the government to pay off its debtCreditors and financiers
wanted a stable currency and a less severe inflation rate
Post War Depression, 1784-1787Exposed the problem of an
inadequate money supply - particularly a problem for debtors.
Enormous outstanding debt from the War, and little means to pay it.
Congress could not tax, & states only gave small contributions.
On the verge of default States had war debts too and relied on
heavy taxes from its citizens. Poor farmers considered such
policies unfair. Demanded that state governments issue paper
currency to increase the money supply and make it easier for them
to pay their loans & taxes.
In MA, lawmakers refused to enact debtor relief legislation.
Shay’s Rebellion
They imposed high taxes to pay off the state’s war debt and cut
the supply of paper currency.
Cash-strapped farmers could not pay both their taxes and their
debts. Creditors threatened lawsuits.
Courts were foreclosing on homes. Mobs of angry farmers closed
the courts by force. They were trying to prevent “valuable and
industrious members of
society being dragged from their families to prison.”
These crowd actions grew into a full-scale revolt led by Daniel
Shays, former captain of the Continental Army.
Shay’s Rebellion
Shays issued a set of demands to the MA legislature:
Issuance of paper money, tax relief, moratorium on debts, and
abolition of imprisonment for debts
The MA gov’t was relatively uninvolved in the rebellion until
“Shayists” prevented the collection of debts and used force to keep
the courts from sitting and sheriffs from selling confiscated
property.
Wealthy Bostonians in the West (including Abigail Adams) donated
money to form a militia to put down the rebellion.
The rebels were routed in a skirmish in January 1787. Shays
escaped to Vermont and was later pardoned. 150 others were captured
and several sentenced to death. George Washington and others urged
compassionate treatment of the rebels and pardons were eventually
granted.
Abigail Adams, in a letter to Thomas Jefferson, while she was in
London & he in Paris, she described the uprising as: “Ignorant,
restless desperadoes, without conscience or principles, have led a
deluded multitude to follow their standard, under pretense of
grievances which have no existence but in their imaginations.”
Shay’s Rebellion
Reversal from the Revolution
Sam Adams had become an establishment figure in Massachusetts
politics and urged death sentences for the leading Shays rebels. It
is believed that he said, “The man who dares to rebel against the
laws of a republic ought to suffer death.”
Demonstrated that many people realized that state governments
undermined property rights
Effects of Shay’s Rebellion
Led to calls for stronger national government--every state
except Rhode Island sendt delegates to Philly to revise the
Articles
The rebellion added urgency to the movement to produce a new,
national constitution. One with a more centralized government, the
power to tax, and the power to intervene in state affairs if
needed.
People realized that a stronger national government was required
to answer to the needs of the union and to stop the states from
threatening their peoples’ lives
Many people (including Madison) felt that the principles of the
Revolution were being threatened more by state governments than
they could be by a stronger central government, IF it was to be
created