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    SHOULDER

    BL DE

    BRE THING BEH VIOR DURING SINGING

    ohan Sundberg

    Together with Curt von

    N TOMY

    Euler and the late Roll

    eanderson. the author has

    carried out a series of investi-

    c nons of bre thng beh vor

    during the last decade. This

    article presents the picture of

    phonatory breathing in sing-

    rig that has emerged from this

    Subglottal pressure is deter-

    mined by muscular forces

    lasticity forces, and gravita-

    l ion. The phonatory function

    Johan uiidberg

    f the breathing apparatus is

    to provide a subglottal pres-

    sure. Both in singing and spe ech this pressure is adjusted

    according to the intended voc al loudness.

    but

    in singing it has

    need

    o be tailored also to pitch; higher pitches need higher p res-

    sures than lower pitches. A s subglottal pressure affects pitch.

    singers need to develop a quite virtuosic breath control. Some

    singers activate the diaphragm only during inhalation and for

    reducing suhglottal pressure at high lung v olum es, while

    other singers have been found to cu-contract it throughout the

    breath phrase.

    The tracheal p ull, i.e.. the pulling force ex erted by the tra-

    chea on the larynx. is a m echanical link between the breath-

    ing and phonatory system s. The m agnitude of this force de-

    pends on the level of the diap hragm in the trunk, i.e.. on the

    lung volum e, but it is also probably increased by a co-con-

    tracting diaphragm . The pedagogical imp lications of these

    findings are discussed.

    INTRODU TION

    By experience, voice therapists and singing teachers know

    very well th t n efficient w y to improve phon tion

    is t

    imp rove the breathing technique. Yet, the breathing technique

    can onl

    y

    generate an overpressure of air in the lungs. Such an

    overpressure is needed for bringing the vocal folds into vibra-

    tion It is not at all clear why the way in which the

    overpressure was achieved should affect the vocal-told lone-

    tion. How do the folds know if the overpressure was created

    by a contraction of the abdominal wall or of the rib cage? And

    why should that matter?

    Lately, several advances have been m ade in our under-

    standing of the breathing apparatus and its signif icance to

    singing. After the pioneering investigations by Proctor, M ead.

    and associates. summarized in Proctor (1980). important con-

    tributions have been m ade by Hixon and associates (Nixo n.

    19 87 ). and during the eighties, the author had the privilege of

    carrying out a series of investigations of singers' breathing

    together w ith the neurologist Curt von Euler and the late

    phoniatrician Rolf Leanderson (Leanderson. Sundherg. 'on

    Euler. 19 87 ; Sundherg. Leanderson. von Euler (19 8tfl.

    In this overview. I w ill first review the anatomy and physi-

    ology of the breathing apparatus, and then sum m arize the

    picture that has em erged from this research.

    Phonation requires that the air pressure inside the lungs is

    raised. This air pressure serves as the m ain physiological con-

    trol parameter lr vocal loudness: the higher the pressure. the

    louder. The elevation of the lung pre.sure, henceforth the

    suhglorral pressure is

    achieved by decreasing the volume of

    the rib cage. in wh ich the lungs are hanging. There are three

    different forces that contribute to this volume: muscular

    forces, elasticity lrces, and graviation (see Table I).

    Table

    Forces Beh ind Suhglo t ta l Pressure

    Inha la tory

    xhatatory

    Muscles

    xt. Intercost.

    m t.

    ntercost.

    Diaphragm Abd. Wall

    Elasticity

    ow LV: Rib Cage

    High LV: Rib Cage

    Lungs

    Gravitation Upright/Sitting

    Supine/Hanging

    Muscle Forces

    Som e of these forces are produced by muscles. The

    int r

    ins/al muscles

    are attached to the ribs, as shown in Figure I

    The inspiratory (external) intercostals wideti the rib cage by

    l if ting the ribs, and so provide an inspiratory m uscle force.

    The expiratory (internal) intercostal m uscles decrease the rib

    cage volume.

    INTERCOST L MUSCLES

    EXTERN L

    INTERN L

    Figure 1 1

    sleriial and internal intercostal m uscles that lift and

    com press the ribs during inspiration and expiration, respectively.

    (After Seidner W endler. 19)

    THE NATS JOURNAL

    ANUARY/FEBRUARY 1993

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    OBLIQUE

    RIBS

    R N L

    I Q U E

    T US

    The diaphi agin is

    another important breathing m uscle.

    When relaxed, i t assumes the shape of a vault pointing into

    the rib cage. Its edge inserts into the lower contour of the rib

    cage, as is shown in Figure 2. When contracting. it is f lat-

    tened so that the f loor in the r ib cage is low ered, and i ts

    volume is increased. Thus, the diaphragm is an inhalatory

    muscle.

    R I B C A G E

    Figure

    2. Diaphragm muscle, the mobile floor of the rib cage. By

    contracting, the floor lowers, causing an inspiratory force.

    With the body in an upright position. the diaphragm muscle

    can be restored to its upward-bul g

    ing shape only by means of

    the

    abdominal wa/I muscles

    shown in Figure 3. B y contract-

    ing, these muscles press the abdom inal contents upward, into

    the rib cage, so that the diaphragm. the floor in the rib cage.

    moves upward and the lung volume is decreased. Therefore,

    the abdominal wall muscles are muscles for exhalation,

    BDOMIN L W LL MUSCLES

    F i g u r e 3 Abdominal wall

    muscles that move the abdominal wall

    inward

    so

    that the abdominal contents move toward the rib cage.

    thus causing an expiratory force. (A fter Seidner Wendler. 19 )

    The inspiratory and expiratory intercostals represent a

    paired muscle group that produces both inspiratory and expi-

    ratory forces. The abdominal wall and the diaphragm repre-

    sent a similar paired muscle group for inhalation and exhala-

    tion It is possible to breathe using one or both of these

    muscles groups. In costal breathing. only the intercostals are

    used for respiration. and in ventricular breathing. only the

    diaphragm and abdomen are used as respiratory muscles.

    T he volume of the abdominal contents cannot easily he

    altered appreciably. T herefore. when the d iaphragm contracts,

    i t presses the abdominal contents dow nward w hich, in turn,

    press the abdominal wall outward. Actually, expansion of the

    abdom inal wall during inhalation is a safe sign that the dia-

    phragm w as activated. It' . on the other hand, the abdominal

    wall remains flat during inspiration, this means that only the

    intercostal muscles w ere used. A n expansion of the abdomi-

    nal wa ll dur ing phona tion is not necessar i ly a sign of dia-

    phragmatic activation. It may equally well result from the

    increased lung pressure that is required for phonation. A n

    overpressure in the lungs is transmitted downward through a

    relaxed diaphragm. Hence, the subglottic pressure will exert

    a pressure on the abdominal wall. By contracting the abdomi-

    nal wall muscles, this expansion can he avoided.

    lasticity Fo rces

    A part from these muscular forces, there are also

    el sticity

    forces. The magnitude of these recoil forces depends on the

    amount of air contained in the lungs, or the lung volume. The

    effects and their dependence on lung volume are illustrated

    schematically in Figure 4.

    S U I3 G L O T T A L P R E S S U R E S

    P R O D U C E D B Y E L A S T IC IT Y F O R C E S

    PRESSURES REQUIRED

    FOR TONE SUNG

    100

    p

    80

    T O T L

    6

    RIBCAGE\1

    L U NG S

    :: F

    RC

    S U B G L O IT A L P R E S S U R E ( cm H2 0)

    Figure

    4. S uhglottal pressures caused by the lung-volume-depen-

    dent elasticity forces of the breathing apparatus. The elasticity

    of

    h

    lungs

    is

    always an exhalatory force, while the elasticity of the rib

    cage is

    exhalator y

    at large lung volumes and inhalatory at

    low

    u n g

    volumes. T he lung volume where inhalatory and exhalatory forces

    balance each other

    is

    called the functional residual capacity, or FR('.

    T o

    maintain a constant suhglottic pressure for a PP or

    a

    1 1 l o n e t h e

    elasticity forces niust he complemented by activation

    ii

    the breath-

    ing muscles that strongly depend on the ever-changing lung volume.

    (A fter Proctor. 198 0).

    0

    0

    >

    z

    JA N U A R Y /F E B R U A R Y 1 9 93

    HE N TS JOURN L

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    The lungs always attempt to shrink,

    somewhat as rubber balloons, when

    hanging inside the rib cage. They arc

    prevented from doing so by the tact

    that they are surrounded by a vacuum.

    The lungs exert an entirely passive ex-

    piratory force that increases with the

    amount of air inhaled. According to

    Proctor 1980. this force corresponds

    to a pressure that may amount to

    around 20 ciii HO after a maximum

    inhalation. After a deep exhalation, ills

    only a few cm H20.

    If the rib cage is forced to deviate

    from its rest volume. e.g.. because of' a

    contraction of the intercostal muscles, it

    strives to return to the rest volume.

    Therefore, the rib cage produces elastic

    forces- After a deep costal inhalation, a

    passive expiratory Force is generated

    that may produce an overpressure of

    about 10 cm H

    0. Conversely, if the rib

    cage is squeezed by the expirator

    yin-

    tercostal muscles. ii strives to expand

    again to reach the rest volume. After a

    deep costal exhalation, the resulting

    passive expiratory force may produce

    an underpressure of about 20 cm H:().

    Gravi tat ion Forces

    The air pressure in the lungs is at-

    fected also by a third kind of force:

    gravitation. When we are in an upright

    position, the abdominal contents pull

    the diaphragm downward and hence

    produce an inhalatory force. If we lie

    clown on our hack or if. for some rca-

    son, we arc hanging upside-down.

    gravitation strives to move the abdomi-

    nal content into the rib cage and so

    produces an exhalatory force.

    As there are both cxhalatory and

    itihalatory elasticity forces which de-

    pend on lung volume, there is a particu-

    lar lung volume value for the respira-

    tory mechanism at which the passive

    inspiratory and expiratory forces are

    equal. This lung volume value is called

    the functional residual capacity (FRO.

    As soon as the lungs are forced to de-

    part from FRC by expanding or con-

    tracting, passive forces try to restore

    the FRC volume. This effect, by the

    way, is used when one tries to revive

    people by artificial breathing: the

    patient's chest is alternately squeezed

    and released: when released, elasticity

    produces an i nhalatory force.

    REGULATION OF

    SUBG LOTfAL P RESSURE

    Above we have seen that subglottic

    pressure is dependent on the activity in

    different respiratory muscles, plus the

    lung-volume-dependent passive elastic-

    ity forces, plus the posture-dependent

    influence of gravitation. As illustrated

    in Figure 4. the muscular activity re-

    quired for maintainin

    g

    a constant

    suhglottic pressure is dependent on the

    lung volume because the elasticity

    forces of the lungs and the rib cage

    strive to raise or to lower the pressure

    inside the liing. depending on whether

    the lung volume is greater or smaller

    than the functional residual capacity.

    FRC. When the lungs are filled with a

    large quantity of air. the passive exhala-

    tion force is great, and it generates a

    high pressure. If this pressure is too

    high for the intended phonation, it can

    be reduced by a contraction of the

    muscles of inhalation. The need for this

    activity then gradually decreases as the

    lung volume decreases, and it reaches

    zero at the rest volume, because there

    the passive exhalation forces cease.

    Be

    y

    ond this point, the muscles of exha-

    lation must take over more and more.

    so

    that one compensates for the increas-

    ing inhalation force of the increasingly

    compressed rib cage.

    Figure 4 also shows two suhglottic

    pressures typically needed for produc-

    ing a pianissimo (pp) note and a

    fortissimo

    fl) note. It is evident that the

    demands for compensatory activity of

    inspiratory muscles are quite high when

    a note is to be sung pp after a niaxi-

    mutii inhalation, and conversely, that a

    good deal of muscular expiration activ-

    ity is required if a note is to be sung

    . f f

    with lungs that contain only some small

    proportion of their full capacity.

    When we speak. we generally use

    rather small lung volumes, typically the

    middle 50

    o

    what is available

    (Watson Hixon. 1995). Under these

    conditions, the elasticity forces are not

    ver

    y

    strong. In singing. it is often nec-

    essary to use a large portion of the vital

    capacity, starting with full lung-

    ., and

    ending with the lungs nearly depleted

    (Watson & Hixon. 195). Under these

    conditions, the elasticity Forces are con-

    siderable. At the sanie time, suhglottal

    pressure must be varied with great pre-

    cision. Therefore, the demands placed

    on the respiratory system in singing are

    high.

    Subglottal Pressure

    and Loudness

    Ideally, subglottal pressure is mea-

    sured by inserting a fine needle into the

    trachea. This is obviously a rather in-

    trusive method and not the only one

    possible. The lung pressure enters the

    mouth as soon as the glottis is open and

    the mouth is shut. This is exactly what

    happens when we pronounce the conso-

    nant

    Ipi.

    Consequently. it is possible to

    measure the air pressure in the lungs

    also in the mouth during the

    p

    i occlu-

    sion (Vail den Berg. 1959: Rothenberg,

    196: Smitheran & Hixon. 191). An-

    other possibility that also causes very

    little discomfort is to measure the

    esophageal pressure. The subject therm

    swallows a thin catheter or a rubber

    balloon into the esophagus (van den

    Berg. 1962: Draper. Ladefoged. &

    Whitteridge, 1962). The pressure thus

    captured does not correspond exactly to

    he

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    6 THE NATS JOURNAL

    ANUARY/FEBRUARY 1993

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    0

    2

    e sr

    ?

    SJS SRS

    the subglottal pressure. because the

    contribution from the lung elasticity

    does not appear in the esophagus. At

    high lung volumes in particular. the

    esophageal pressure is, therefore, con-

    siderably lower than the subglottal

    pressure. This is a problem of minor

    concern if only chan ges of subglottal

    pressure are of interest.

    As men tioned. suhglottal pressure is

    the main physiological parame ter for

    variation of vocal loudne ss. Figure 5

    il lustrates this. It shows the so und level

    and the underlying subglottal pressure

    in a singer who alternates between

    cithitolone

    and

    suhito piano

    at a con-

    stant pitch. Both sound level and

    subglottal pressure are changed quickly

    and in synchrony between tw o rather

    stationary values such that squarewave-

    l ike patterns emerge. The louder poi-

    ions of the tone are associated w ith

    higher pressures.

    p

    L U

    TiME

    s

    Figure 5. V ariation of suhglottal pressure

    during variation of vocal loudness. The top

    curve shows sound level, the middle curve

    e s o p h a g e a l

    rid the bottom curve

    f u n d a m e n t a l Ir c q u e n c v

    It is noteworthy that different indi-

    viduals seem to need different

    subgloual pressures for achieving the

    same loudness. Figure 6 illustrates this,

    showing the sound level obtained for a

    subglottal pressure of 10 cm H:O by

    different male singers. The figure also

    shows the relevance of vocal technique:

    the sound level obtained in pressed

    phonation. i.e.. with an exaggerated

    glottal adduction, is much lowe r that in

    neutral phonation. Differences in vocal

    technique may not he the on ly reason

    for the inter-individual variation show n

    in the fi ,ure. It is equally poss ible that

    the vocal folds are stiffer in some indi-

    viduals, and that this implies the need

    for higher subglottal pressures.

    MEAN SF1 OBTAINED FOR P

    s1

    kP

    SUBJECT

    Figure 6

    C omparison of the sound level

    obtained by different singers for a suhglottal

    pressure of

    10 cm 1-1:0. The two suhects

    RS and JS used different modes of phona-

    tion: pressed and neutral, i.e.. with and with-

    out exaggerated glottal adduction: this had

    clear consequences for the result.

    Subglott aI Pressure and Pitch

    In singing, variation of suhglottal

    pressure is required not onl y

    when

    loudness but also when pitch is

    changed (Cleveland Sundherg.

    1985). When w e increase pitch, we

    stretch the vocal folds. It seems that

    stretched vocal folds require

    it

    higher

    driving pressure than taxer vocal folds

    Titze. 1989). Thus, higher subglottal

    pressures are needed for high pitches

    than for low pitches.

    Figure 7 il lustrates this. Here, the

    singer was performing a se ries of alter-

    nating rising and falling octaves. It can

    he observed that the higher pitch was

    produced w ith a much higher pressure

    than the lower pitch. The wrinkles in

    the pressure curve are signs of the

    happy fa ct that the subject was alive:

    they reflect his heart beats. The

    wrinkles in the fundamental frequency

    curve correspond to the vibrato.

    3 0 0

    H

    T

    l

    T

    n f l

    TIME

    Figure

    7

    Variation of subglottal pressure

    observed when a professional singer per-

    formed a series of alternating rising and

    falling octaves. The top curve sh ows

    esophageal pressure, and the bottom curve

    fundamental frequency. The wiggles in the

    top curve reflect pressure variations caused

    by blood circulation in the aorta, while

    those of the bottom curve depend on the

    vibrato.

    Figure

    8 shows

    the suhglottal pres-

    sure of it

    professional baritone singing

    soft, medium. and loud ascending chro-

    niatic scales

    . It can he seen that pres-

    sure consistently rises with pitch. This

    relationship is typically found in s ing-

    ers. S uhglottal pressure is always the

    main tool for loudness variation, but

    for each pitch the singer has to adjust

    the scale, working with high pressures

    at high pitches and low pressures at

    low pitches.

    2 0 [

    . . X

    1::iLT

    0

    1ND,'.I,IENTAi. FREQUENCY (i-ti)

    Figure 8. Pitch and loudness dependence

    iii suhglottal pressure measured as oral

    pressure during p1-

    occl u sion

    for the tones

    in ascending chromatic scales from E

    5

    to

    E

    h

    4

    sung at low, middle, ndhigh vocal

    loudness, as sung by a professional male

    s i n g e r

    The above has very important conse-

    quences for singers. They have to tailor

    the suhglottat pressure for every note.

    taking into consideration both its loud-

    ness and its pitch. Thus, each new pitch

    has to he w elcomed by its own pressure

    in the respirator

    y

    apparatus. Given the

    fact that hitche

    s

    tend to change con-

    stantl

    y and rather freq uently in music.

    we can imagine that the breathing sys-

    tem keeps its ow ner busy during sing-

    i n g

    As if this were not enough, there is a

    musically highly reles ant comp licating

    effect of suhgloltal pressure. It affects

    the pitch: other things being eq ual, a

    raised suhglottal pressure raises the

    pitch. This mean s that an error in the

    suhglottal pressure is manifested not

    only as an e rror in loudness, w hich,

    perhaps, may be of limited concern, but

    also as an error in pitch, which, of

    course. may be a d isaster for a singer.

    A singer must, therefore, tune

    suhglottal pressure quite accurately in

    order to sing all notes in tune. Accord -

    ingly, one finds very well-formed

    suhglottal pressure patterns iii profi-

    cient singers. Figure 9 illustrates this. It

    shows the pressures produced by

    it

    bari-

    tone singing an asccnoling triad on the

    tonic chord and a descend ing triad on

    J A N U A R Y /F E B R U A R Y 1 99 3

    H E N A TS J O U R N A L

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    for en

    and Women

    S O N G S F O R L O W V O I E

    in a com fortab le r ange

    18 Vocal Solos with Piano Accompaniment.

    Transcribed and Edited by Leonard Van Camp.

    Includes accompaniment cassette.

    Fol lowing the success of Songs for Bass in a comfortable Range (05201,

    05201 A, 05201 B ), Leonard Van C amp has devised this valuable selection

    of songs sui table for both low-voiced male an d fema le s ingers.

    the dominant seventh chord. No te that

    the singer did no t give the top pitch the

    highest pressure. Instead, the peak pies-

    sure is g iven to the f i rst note af ter the

    top note. This no te is the f i rs t that ap-

    pears over the new chord a nd. there-

    fore, it represents the m usical peak of

    th is phrase. Con sequent ly . the singer

    gives this note the main stress

    (Sundherg. 199).

    1 0 0

    I

    ci10

    8 0 L

    (

    N r

    fJ J1JJ.J,JJJjfuiJjJ j.

    j

    c j

    0r

    I

    3x o

    00

    L

    .JJI.iJ{lj\]JJJJJ

    vAt-

    200

    150 r-

    'C O

    TIME

    Figure 9

    Pitch and loudness dependent

    variation

    of

    suhglottal pressure in singing.

    The top, middle, and bottom curves repre-

    sent sound level, oral pressure during (p1-

    occlusion, and fundamental frequency in a

    professional baritone singer performing an

    exercise with an ascending triad up to the

    twelf th on the tonic chord followed by a

    descending doni i nant seventh triad.

    The skil l required for an accurate re-

    produ ction of this exercise is obv iously

    very h igh. and i t is even greater i f the

    tones are sung s taccato rather than

    legato. In staccato, the vocal folds must

    open the glot t is during the s i lent seg-

    men ts. For th is to he p ossib le without

    wasting air , suhglottal pressure m ust he

    reduced to zero dur ing the si lent in ter-

    vals. As a consequence, the singer has

    to switch from the target value that wa s

    required for the pitch to zero during the

    si lent in terval, and then up to the new

    target value which is dif ferent from the

    previous one . A failure to reach the tar-

    get pressures is m anifested as a pi tch

    error . Th is p i tch error becom es qu i te

    substan tial in loud sing ing, part icularly

    at h igh pitches. From the point of v iew

    of breath an d p i tch co ntro l, th is ex er -

    cise is clearly virtuosic.

    It is interest ing to com pare this type

    of pressure con trol wi th that required

    for speech . This is il lustrated in Figure

    10. It shows suhglottal pressure in neu-

    tral and emphatic speech. Neutral

    speech is characterized by the absence

    of heavy stress ; in this type of spee ch,

    it is suff icient to signa l stress b

    y funda-

    mental frequency and syllable duration.

    Co nsequen t ly , there is l it t le n eed for

    loudness variat ion, and the subgloual

    pressure curve i s smoo th. In emot ive

    spee ch. by contrast, loudn ess also is

    used for s ignal ing s t ress. Therefore,

    sudden increases of sub glottal pressure

    are need ed, as i l lustrated in the graph.

    JO E

    TE

    OUP

    -

    C

    TIME(sec)

    .05

    TE

    05

    U

    LU- .-------

    I I ECU

    Figure 10

    Suhglottal pressure during

    neutral and emphatic speech. The upper and

    tower curves represent fundam ental fre-

    quency and subglottal pressure. The under-

    l ined words were emphasized. Emp hasis is

    realized by increases of

    siihglottal pressure.

    (After Liehermait. 1

    967 .

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    THE NATS JOURNAL

    ANUARY/FEBRUARY 1993

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    crucial to pitch: the higher the p itch, the

    smal ler th is gap. I t is narrowed by con-

    traction of the cricothyroid muscles, the

    major agents for pitch control. Therefore.

    under conditions of constant

    pitch

    w e

    expected

    the

    CT muscle to contract to

    different degrees dep ending on the p osi-

    t ion of the diaphragm.

    The first experiment was to have

    singers phona te a t d i f fe rent lung vo l -

    umes. The cricoth

    roid contraction w a s

    measured

    in terms

    of

    the

    EM U signal

    that

    was captured by a needle electrode

    inserted into

    the

    muscle. It turned out

    that the CT contracted more vigorously

    when the diaphragm w as in a low posi-

    t ion than w hen i t was in a h igh pos i -

    tion.

    Thus, the tracheal pul l increased

    the need for CT contract ion. ' :

    The next experiment was to have the

    singers perform pitch jumps apply ing

    first the flaccid diaphragm technique and

    then the co-contracting diaphragm tech-

    nique. A v isual feedba ck was used to

    assist the sub jects in contro l l ing di i i -

    phragm at ic cont ract ion : the

    diaphrag-

    matic activity was presented to them in

    terms of an

    oscilloscope

    heani that repre-

    sented the pressure di f ference across

    their diaphragm . When the singers used

    the co-contracting diaphragm technique.

    i .e.. when they increased the diaphrag-

    matic contraction for the high note, the

    CT show ed a h igher degree o f act ivi ty

    than when they performed the same task

    using the f laccid d iaphragm technique.

    This suggested that the co-contract ing

    diaphragm increased the trachea l pul l

    during phonation. In other words it

    showed that the breathing st rategy af -

    fected the voice control mec hanism.

    In another exper iment we analyzed

    the ef fect of diaphra

    g matic co-contrac-

    tion Oil the voice source. The voice

    source is the sound created by the pul-

    sating transglottal air flow. Its character-

    ist ics have important consequences for

    the pe rsonal voice t imbre. Again, visual

    feedback was provided to facil i tate the

    subjects' contro l of d iaphragm atic con-

    traction. They were asked to make

    pitch glides first with a flaccid dia-

    phragm tech nique. and then with a en-

    contract ing diaphragm technique. The

    resul ts suggested that the co-co ntract-

    ing diaphragm reduced glot ta l adduc-

    t ion. i.e.. the degree to w hich the voca l

    folds are pressing against each o ther.

    This had consequences for the voice

    timbre. The amplitude of the lowest

    partial of the voice spectrum was

    greater when the subjects appl ied the

    co-contracting diaphragm technique. In

    other words, this experiment suggested

    that the breathing technique af fected

    voice t imbre becau se of a mecha nical

    effect the

    tracheal pul l , which appea red

    to reduce g lottal adduction.

    As tracheal pu l l increases w ith lung

    volume, we could expect that glottal ad-

    duction is less forceful at high than at low

    lung volumes. Conversely, the adductory

    force needed for

    phonation

    can h e

    as-

    sumed to be greater

    at

    high than at low

    lung

    volumes. This assumption was sup-

    ported by results from an experiment car-

    ried out by Shipp. Morrissey. & Haglund

    1985).

    They est imated the a dduct ive

    force f rom EMG data in nonsingers and

    found that i t was greater at h igh lung vol-

    times,

    at

    least at high pitches.

    The benefit of phonating with re-

    duced glot ta l adduct ion is

    not hard to

    real ize. An exaggerated glot tal adduc-

    l ion implies pressed ph onation, the type

    of phonat ion tha t speakers genera l ly

    resort to tinder conditions of high pitch

    and loudness: the voice sounds

    strained. I f the voc al folds are f i rmly

    adducted, subglottal pressure needs to

    be h igh , o therw ise the a i r f low wi l l he

    arrested by the glottis. A typical ex-

    am ple is the voice qual i ty we produce

    when

    we p honate w hi le l i ft ing an e x-

    t remely hea vy burden. This is clear ly

    not the type of voice quality that music

    l isteners want to pay for.

    Rec ently, results from ano ther experi-

    ment appeared to shed som e more l ight

    on this matter. A professional mezzo-so-

    prano singer exhibited an interest ing

    breathing pattern during one of he r stan-

    dard vocal warming-up exercises. The

    exercise is shown in F igure 12 together

    with curves represent ing fundamental

    frequency, transdiaphragmatic pressure.

    and esophageal pressure. It can be seen

    that when per tbmi ing th is exercise, the

    subject v igorously contracted her d ia-

    phragm during the production of the con-

    sonant 1p]. Corresponding contractions

    did not seem to

    happen during the per-

    formance o f other exam ples. albeit faint

    reflections of this pa ttern could occasion-

    ally be observed also in a performance of

    a coloratura passage.

    Figure

    1 2 . F u n d a m e n t a l fr e q u e n c y , p r e s s u r e

    difference across the diaphragm, and

    esopha-

    geal pressure in

    a professional mezzo so-

    prano singer performing one of her warming-

    u p e x e r c is e s , a d e s c e n d i n g s c a l e r e p e a t in g t h e

    word lpi:us] on each sale tone. The peaks in

    the transdiaphragniatic pressure re veal vigor-

    ous contraction of the diaphragm during the

    occlusion for the consonant

    [ p 1 .

    A still more

    forceful contraction of expiratory muscles

    raises subglottal pressure to

    emphasize the

    [pi-explosion. The diaphragmatic contrac-

    t io n s c a n b e a s s u m e d t o i n c r e a s e t h e t ra c h e a l

    pull and so reduce glottal adduction.

    *Ano

    hcr

    interesting conclusion

    of this

    f inding

    can also

    he m entioned: the lung solunie

    m u s t

    b e taken

    into account in

    EM G investigat ions of the cr icothyroid mu scles: a slo pi tch gl ide

    would provide a poor hsis for conclusions regarding the

    ro le of these m uscles in t h e

    control of pitch.

    Twelve riettas

    VIN ENZO RIGHINI

    Edited by

    TWE LVE AR IETI'AS

    DWIN

    PENHORWOOD

    lbih Voir d

    eatured at the International Vocal Congress

    in Philadelphia, the 12 ARIETTASwerc written

    VIN .ENZ ) Ri ,HINI

    by

    Mozart's rival, Righini. Many of the themes

    show an affinit

    to Mozart; one has a Be etho-

    venesque qual i ty:

    s e v e r a l foreshadow Rossini

    and B ell ini; and others hint of the Romantic.

    A I

    English translations and performing sugges-

    t ions are included in this edition.

    1 0 . 9 5

    s

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    C ^ ^

    vai lab le f rom o ur lo l mus ic dealer or

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    HE NATS JOURNAL

    A N U A R Y /F E B R U A R Y 1 9 9 3

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    An interpretation of the goal of this

    exercise is the following. By contract-

    ing the diaphragm during each [p], the

    tracheal pull was increased before the

    onset of each scale tone. This would

    tend to counteract a trend to increase

    glottal adduction. Thus, this exercise

    may

    have the goal to prevent phonation

    with exaggerated vocal fold adduction.

    It seemed that this particular exercise

    was associated with a breathing pattern

    that used an increased tracheal pull to

    abduct the vocal folds for each new

    scale tone (Sundberg & aL, 1989). If

    this interpretation is correct. the result

    suggests a paramount importance of the

    conditioning of the vocal folds during

    warming-up exercises.

    Two comments should be added. We

    have seen that the vertical position of the

    diaphragm atThcts the CT activity re-

    quired to maintain a pitch. This means

    that when instructing the CT muscles

    how vigorously to contract, the neural

    system has to take into account not only

    the target pitch and the subglottal pres-

    sure, but also the diaphragm position,

    which depends on the constantly chang-

    ing lung volume. This indicates that

    singing is a truly complex task.

    It was mentioned that the tracheal

    pull changes with the position of the

    diaphragm, i.e.. with lung volume. It

    was also mentioned that the tracheal

    pull seems to include an abducting

    component. sothat a forceful tracheal

    pull produces a clear abducting force. If

    singing students tend to exaggerate ad-

    duction under conditions of loud sing-

    ing at high pitches, the tracheal pull

    may

    he a useful tool for them to vocal-

    ize properly. One possibility may he the

    co-contracting diaphragm technique.

    Another possibility is to practise high,

    loud, or otherwise difficult tones only

    after a deep diaphragmatic inhalation.

    In any case, it appears that the diffi-

    culty of singing loud high tones is

    greater toward the end of a phrase.

    when the tracheal pull is faint, than at

    the beginning of a phrase. when the tra-

    cheal pull is stronger.

    ON LUSIONS

    There are great differences in the

    demands on suhglottal pressure control

    in speech and singing. In speech,

    suhglottal pressure is used mainly for

    loudness control, whereas in singing,

    suhglottal pressure must be tailored

    with regard to both pitch and loudness.

    Because a change in suhglottal pressure

    causes an increase in fundamental fre-

    quency, singers need to match the target

    suhg

    lottal pressures with accuracy.

    Moreover, in speech loudness and pitch

    are typically interdependent, so that a

    rise in loudness is associated with a rise

    in l'undamental frequency. While the

    elasticity forces are moderate in speech

    because of the narrow range of lung

    volumes used, they represent an impor-

    tant force affecting suhglottal pressure

    in singing. The tracheal pull represents

    a clear, mechanical connection between

    the breathing technique and the

    phonatory mechanism. It seems that it

    can he used in vocal pedagogy.

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    Johan Sundberg

    is Pro/essor of Music

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    t?iUflu'aIioil citic/ Music A coustic's, Royal

    Institute of Thchnolo

    gv, Stockholm,

    Ssi'eden,

    JANUARY/FEBRUARY 1993