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doi:10.1182/blood-2011-12-309153 Prepublished online June 26, 2012; Waleed Ghanima, Bertrand Godeau, Douglas B. Cines and James B. Bussel splenectomy or a medical therapy as a second-line treatment How I treat immune thrombocytopenia (ITP): the choice between (108 articles) Thrombocytopenia (338 articles) Platelets and Thrombopoiesis (223 articles) Pediatric Hematology (106 articles) How I Treat (1653 articles) Free Research Articles Articles on similar topics can be found in the following Blood collections http://bloodjournal.hematologylibrary.org/site/misc/rights.xhtml#repub_requests Information about reproducing this article in parts or in its entirety may be found online at: http://bloodjournal.hematologylibrary.org/site/misc/rights.xhtml#reprints Information about ordering reprints may be found online at: http://bloodjournal.hematologylibrary.org/site/subscriptions/index.xhtml Information about subscriptions and ASH membership may be found online at: digital object identifier (DOIs) and date of initial publication. the indexed by PubMed from initial publication. Citations to Advance online articles must include final publication). Advance online articles are citable and establish publication priority; they are appeared in the paper journal (edited, typeset versions may be posted when available prior to Advance online articles have been peer reviewed and accepted for publication but have not yet Copyright 2011 by The American Society of Hematology; all rights reserved. 20036. the American Society of Hematology, 2021 L St, NW, Suite 900, Washington DC Blood (print ISSN 0006-4971, online ISSN 1528-0020), is published weekly by For personal use only. by guest on April 4, 2013. bloodjournal.hematologylibrary.org From
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Page 1: Blood-2012-Ghanima-blood-2011-12-309153

doi:10.1182/blood-2011-12-309153Prepublished online June 26, 2012;   

 Waleed Ghanima, Bertrand Godeau, Douglas B. Cines and James B. Bussel splenectomy or a medical therapy as a second-line treatmentHow I treat immune thrombocytopenia (ITP): the choice between

(108 articles)Thrombocytopenia   � (338 articles)Platelets and Thrombopoiesis   �

(223 articles)Pediatric Hematology   � (106 articles)How I Treat   �

(1653 articles)Free Research Articles   �Articles on similar topics can be found in the following Blood collections

http://bloodjournal.hematologylibrary.org/site/misc/rights.xhtml#repub_requestsInformation about reproducing this article in parts or in its entirety may be found online at:

http://bloodjournal.hematologylibrary.org/site/misc/rights.xhtml#reprintsInformation about ordering reprints may be found online at:

http://bloodjournal.hematologylibrary.org/site/subscriptions/index.xhtmlInformation about subscriptions and ASH membership may be found online at:

digital object identifier (DOIs) and date of initial publication. theindexed by PubMed from initial publication. Citations to Advance online articles must include

final publication). Advance online articles are citable and establish publication priority; they areappeared in the paper journal (edited, typeset versions may be posted when available prior to Advance online articles have been peer reviewed and accepted for publication but have not yet

Copyright 2011 by The American Society of Hematology; all rights reserved.20036.the American Society of Hematology, 2021 L St, NW, Suite 900, Washington DC Blood (print ISSN 0006-4971, online ISSN 1528-0020), is published weekly by    

For personal use only. by guest on April 4, 2013. bloodjournal.hematologylibrary.orgFrom

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How I treat immune thrombocytopenia (ITP): the choice between splenectomy or a medical therapy as a second-line treatment Waleed Ghanima 1,2, Bertrand Godeau 3, Douglas B. Cines4, James B. Bussel 1 Dept. of Pediatric Hematology/Oncology, Weill Cornell Medical College , New York, USA1,

Dept. Of Internal Medicine, Østfold Hospital Trust Fredrikstad, Fredrikstad, Norway2,Dept.

of Internal Medicine, Henri Mondor University Hospital, Assistance Publique-Hôpitaux de

Paris, UPEC, Créteil- France3, Depts. of Pathology and Laboratory Medicine and

Medicine, the Perelman School of Medicine at the University of Pennsylvania4

Corresponding Author:

Dr. James B. Bussel

Dept. of Pediatric Hematology/Oncology

Weill Cornell Medical College

New York, N.Y. 10065 USA

[email protected]

ph 212-746-3474

fax 212-746-5121

Blood First Edition Paper, prepublished online June 26, 2012; DOI 10.1182/blood-2011-12-309153

Copyright © 2012 American Society of Hematology

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Abstract

The paradigm for managing primary immune thrombocytopenia (ITP) in adults has

changed with the advent of rituximab and thrombopoietin receptor agonists (TPO-RAs)

as options for second-line therapy. Splenectomy continues to provide the highest cure

rate (60-70% at 5+ years). Nonetheless, splenectomy is invasive, irreversible, associated

with post-operative complications, and its outcome is currently unpredictable, leading

some physicians and patients towards postponement and use of alternative approaches.

An important predicament is the lack of studies comparing second-line options to

splenectomy and to each other. Furthermore, some adults will improve spontaneously

within 1-2 years. Rituximab has been given to more than 1 million patients worldwide, is

generally well tolerated and its short-term toxicity is acceptable. In adults with ITP, 40%

of patients are complete responders at one year and 20% remain responders at 3-5

years. Newer approaches to using rituximab are under study. TPO-RAs induce platelet

counts >50,000/µl in 60-90% of adults with ITP, are well-tolerated, and show relatively

little short-term toxicity. The fraction of TPO-RA-treated patients who will be treatment-

free after 12-24 months of therapy is unknown but likely to be low. As each approach has

advantages and disadvantages treatment needs to be individualized, and patient

participation in decision-making is paramount.

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Background

Consult: A 34 year-old patient presents with a platelet count of 10,000/µL accompanied

by petechiae, ecchymoses, and epistaxis. Work-up leads to the diagnosis of ITP.

Treatment with prednisone is initiated with good clinical and platelet response and the

drug is reasonably well tolerated. However, the platelet count falls and bleeding

symptoms recur when the dose is tapered below 10 mg daily. Prednisone is reinitiated at

a high dose and tapered more slowly, but the platelet count again falls to <20,000/µL

when the dose reaches 10 mg daily. It is now 5 months since diagnosis. What is the

appropriate therapy? Specifically, is splenectomy indicated or should it be reserved and

other treatments tried first?

Introduction

Splenectomy has been the standard second-line treatment for adults with ITP for

decades and remains the option that provides the highest cure rate. Careful choice of

patients, widespread adoption of a laparoscopic approach, peri-operative

thromboprophylaxis, and better approaches to prevent and mitigate sepsis have helped

reduce morbidity, costs1 and possibly mortality.2 Concurrently, important advances have

been made in understanding the pathogenesis of ITP accompanied by development of

novel treatments, including anti-CD20 antibodies3 and thrombopoietin receptor agonists

(TPO-RAs).4,5 This has led to increased uncertainty as to when splenectomy is advisable

as the standard next step. It has also become clear that some adults improve over time

either spontaneously or as a result of treatment, leading some to recommend deferring

surgery for one to several years.6 Moreover, increased clinical awareness and use of

laboratory testing now identifies concomitant illnesses in patients who otherwise meet

diagnostic criteria for ITP (“cryptic” secondary ITP), including some, e.g. hepatitis C and

common variable immune deficiency (CVID), that mitigate against splenectomy.

It is our distinct impression that information of variable validity widely available on the

Internet has increased the number of patients who wish to avoid splenectomy. The

introduction of new therapies and increased awareness of late remissions in ITP have

resulted in physicians tending to avoid or defer splenectomy, which is increasingly

viewed as the last resort, particularly in the United States and some European countries.

This is evidenced by a decrease in the rate of splenectomy for ITP from 50–60% in

previously reported cohorts to 20–25% more recently.7

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Two recent reviews of treatment for ITP have been published.8,9 The International

Consensus document used both published studies and the accumulated experience of

22 international experts, somewhat akin to the process used to develop the initial ASH

guidelines, though with less formal integration of expert opinion.8 In contrast, the revised

ASH guidelines focused on evidence-based medicine, with half of the writing group

having expertise in trial-methodology and data-analysis, the remainder in ITP.9 Both

groups considered splenectomy, and both recommended it as a second-line therapy.

However, the International Consensus gave it equal place among a number of options,

whereas the ASH guidelines gave splenectomy its highest grade of recommendation

based on its curative effects and the extensive published experience. Additional

guidelines that consider the role of splenectomy in second line treatment are summarized

in Supplemental Table 1.

This article on “How I Treat ITP” investigates the question: What is the optimal

second line treatment for adults with ITP? Splenectomy is considered in the context of

the two most commonly employed, newer approaches to second line therapy: rituximab

and TPO-RAs. Since no comparative evidence-based recommendations can be made,

our focus is to consider and balance the potential benefits and relative contraindications

of each option to help inform individualized care.

What is ITP? ITP is an autoimmune disease characterized by isolated thrombocytopenia (platelet

count <100,000/µl) resulting from accelerated clearance and destruction of antibody-

coated platelets by tissue macrophages, predominantly in the spleen.10 Anti-platelet

antibodies also target antigens on megakaryocytes and pro-platelets, variably

suppressing platelet production.11,12 Plasma thrombopoietin (TPO) is generally normal or

only minimally elevated, primarily because of accelerated clearance via megakaryocytes

and platelets.13 Activated cytotoxic CD8 positive T cells may contribute to

thrombocytopenia in certain patients.14 A potential underlying etiology giving rise to

secondary ITP, such as infection with hepatitis C, human immunodeficiency virus (HIV)

or Helicobacter pylori, and co-existence of systemic lupus erythematosus (SLE),

antiphospholipid syndrome (APS) or common variable immunodeficiency

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(hypogammaglobulinemia, CVID), is identified in approximately 20% of patients with

immune thrombocytopenia.15 Discovering an underlying cause is important since it may

impact the efficacy and safety of splenectomy and other approaches (see below).16,17

Moreover, patients such as in the case example are often not thoroughly evaluated for

secondary ITP and an underlying etiology may not be apparent on presentation.

Who should be treated?

Treatment is generally confined to patients who are bleeding or are perceived to be at

significant risk of bleeding. The risk of bleeding is multi-factorial and its assessment is

complex. For the most part, bleeding is related to a decreased platelet count, increasing

age, co-morbidities (including their treatments), risk of trauma, and previous history of

bleeding.18 Although a platelet count of <30,000/µl is often used as a surrogate

marker,4,5,9,19 lower (10-20,000/µl) or higher (50,000/µl) thresholds are pursued

depending on the risk of bleeding, the presence of co morbidities, patient’s lifestyle and

risk of trauma, all of which need to be weighed against the likely benefits and the risk of

treatment-related side effects.20 Some therapies may improve health related quality of life

(HRQoL), especially fatigue, although this issue is infrequently considered or invoked as

a reason to treat.21,22 Comparative outcome studies are lacking here as well.

When should splenectomy be considered among second-line therapies?

The frequency of complete remission23 after a course of first line therapy with

corticosteroids ranges from 10-30% with daily oral prednisone24 to as much as 60-80%

with high-dose, pulsed dexamethasone (HDD).6,25,26 However, the latter remains to be

confirmed in controlled trials and currently available evidence does not establish the

superiority of HDD.27 In the absence of such evidence, we do not routinely use multiple

cycles of HDD to induce remission in patients who have failed a course of prednisone.

Patients may develop hemostatic platelet counts by one year (Figure 1)6,28 or

occasionally after many years of severe disease without additional treatment.29,30

Accordingly, the International Consensus statement suggests deferring splenectomy until

the chronic phase (> 12 months), if possible, unless an adequate count cannot be

maintained with medical therapy, adverse reactions to medical alternatives develop, or

there is compelling patient preference, e.g. because of life-style or employment.8

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The management of patients who fail corticosteroids is challenging, as there have been

no comparative trials of treatment options in this setting. The International Consensus

report lists more than 10 second-line therapeutic options, including splenectomy, without

indicating a preference.8 The revised ASH guidelines recommend splenectomy (Grade-

1B evidence) for patients who failed corticosteroid therapy while suggesting treatment

with TPO-RAs and rituximab pre-splenectomy (Grade 2C evidence).9 What follows is our

analysis of the factors to be considered when choosing amongst the three most common

options (Table 2; Figure 2). We recognize that other approaches, including watchful

waiting may be appropriate in many patients. Also, other treatments widely used in some

countries, such as dapsone and immunosuppressive agents,8 are not commonly

employed as second line treatments in our practice.

Splenectomy

Splenectomy has been employed for decades as the primary option in patients who

require additional treatment after a course of corticosteroids.

What are the Pros of Splenectomy?

1- Splenectomy is “curative”

Splenectomy “cures” ITP by removing both the primary site of platelet destruction and an

important site of anti-platelet antibody production in an uncertain but large proportion of

patients. Platelet counts rise rapidly in 85% of patients. Relapses are encountered,

especially in the first 2 years after surgery, but 60-65% of patients remain in clinical

remission 5-10 years after splenectomy, an outcome unmatched by any other therapy

(Figure 3).2,31,32 A systematic review of 135 case-series published between 1966 to 2004

revealed a complete response rate of 66% with a median duration of follow-up of 28

months (range 1 to 153 months).2 A recent systematic review of 23 articles and 1,223

patients post-laparoscopic splenectomy recorded a success rate of 72% at 5 years.33

Responding patients require relatively little follow-up e.g. yearly platelet counts and

repeated vaccinations, except in pregnant women who are at risk for having a fetus with

thrombocytopenia.

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2- Splenectomy failure does not jeopardize response to most medical treatments

It has been thought for some time that some patients who fail splenectomy may be

managed with lower doses of corticosteroids than were required before surgery. 19

However, strong evidence is lacking. TPO-RA and rituximab are equally effective in

splenectomized and non-splenectomized patients.34,35 The only therapies known to be

less effective after splenectomy are IV anti-D,36 and probably dapsone.

3- Advantages of laparoscopic splenectomy

Laparoscopic splenectomy37 is widely used as the preferred approach because it is less

traumatic, engenders less post-operative pain, and is associated with fewer wound

infections and other complications leading to shorter hospital stays, more rapid

convalescence, and more rapid return to work, all of which contribute to lower costs.38,39

Cosmesis is improved compared with the open approach. Laparoscopy does not

increase the frequency of missing accessory spleens.40 Consequently, laparoscopic

splenectomy has been embraced as the “Gold Standard,”1,41 but should only be

performed by experienced operators.42 The conversion rate to open laparotomy ranges

from 5-15%.38,42 As with open splenectomy, it is important to elevate platelet counts

preoperatively to >20,000/µl to avoid longer hospital stay, blood transfusions, and other

complications.43

4- Splenectomy has a well-characterized safety profile and generally preventable

complications

Perioperative complications of splenectomy include bleeding, infection, and thrombosis.

Long-term complications include overwhelming sepsis by encapsulated bacteria and

vascular/thrombotic events. Most complications are infrequent and either preventable or

treatable (see Splenectomy “Cons”). Surgical expertise combined with proper patient

selection and preparation is key to reducing complication rates and involves: excluding

patients with serious co-morbidities for general surgery and “older” patients (age cut-offs

for those in otherwise excellent health is debated), optimizing platelet counts peri-

operatively, and judicious use of antibiotics and thromboprophylaxis.43 We recommend

Pneumococcal, Meningococcal, and Haemophilus influenzae vaccination prior to

splenectomy and periodically every 5 years or according to titers.1,44

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5- Splenectomy reduces cost

Prior to TPO-RA, the annual cost of treating severe chronic ITP was estimated to be

$40,00045, although comprehensive cost-effectiveness studies are lacking in adults.

However, the cost of TPO-RAs ranges from $2500-$4000 per month, and each 4-infusion

course of rituximab costs $10,000-$50,000, whereas the estimated total procedural cost

of splenectomy is not more than $20,000. These cost estimates apply only to patients

who respond. The societal cost of failed splenectomy includes the cost of surgical

complications and subsequent therapy.

6-Pregnancy

Women with ITP who contemplate pregnancy may opt for splenectomy because most

options for management of the maternal platelet count, including TPO-RA and rituximab,

may not be safe for the fetus.46,47 However, women in remission post-splenectomy may

relapse during pregnancy and the fetus/neonate may develop thrombocytopenia even if

the splenectomized mother remains in remission.48

What are the Cons?

1- Removal of a “healthy” organ

Splenectomy is irreversible and consequently leads to the loss of its multiple hematologic

and immunologic functions e.g. elimination of abnormal blood cells, cell particles and

organisms from the blood and production of antibodies to blood-borne antigens.49

2- Unpredictability of response

The response to splenectomy cannot be predicted using readily available clinical criteria,

e.g. previous response to steroids or IVIG, other than “older” age, which is ill-defined.2 In

a retrospective review of 111In-labeled autologous platelet sequestration studies, the

complete response rate after splenectomy was 87% (median 3.8 years follow up) in

patients having predominantly splenic sequestration as opposed to 35% in those with

“mixed” or hepatic sequestration (OR 5.39; 95% CI 1.3–21.6).50 Confirmatory studies are

needed. Major limitations include restricted availability and technical difficulty.51

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3- Post-Splenectomy Mortality and Morbidity

Splenectomy is an invasive procedure associated with near-term complications primarily

related to general anesthesia and surgery and long-term complications from loss of

splenic functions.

a- Overall Mortality

The 30-day mortality and complication rates after laparoscopic splenectomy (0.2% and

9.6%) are reported to be lower than after open splenectomy (1% and 12.9%).2 A Danish

cohort study compared 3,812 patients splenectomized for various indications between

1996 and 2005, 8,310 non-splenectomized patients with matched underlying conditions,

and 38,120 controls. Ninety-day mortality was elevated in the splenectomized cohort as a

whole and in the sub-cohort with ITP (n=269) (Adjusted Relative risk (RR) 33.6; 95%CI

7.9-143) compared to the general population. However, for patients with ITP, the

difference in mortality during the first year after splenectomy was not significant when

compared to the non-splenectomized cohort. Interestingly, after one year, the RR of

death in the splenectomized ITP patients was significantly lower than in the matched ITP

controls treated otherwise (RR 0.4; 95% CI 0.2-0.7).52 However, the assessment period

preceded the introduction of TPO-RAs and extensive use of rituximab; therefore data in

the non-splenectomized ITP cohort was derived from an era when patients typically

underwent prolonged exposure to high doses of corticosteroids and other

immunosuppressives not widely used and/or no longer considered safe or appropriate in

this setting.

b- Risk of infection

Since 1952, it has been evident that asplenic subjects are at increased risk of life-

threatening infections.53 The Danish cohort study identified a 14-fold higher RR of sepsis

in splenectomized ITP patients (n=269) during the first year after splenectomy and a 4-

fold higher RR after 1 year compared to the general population. Importantly, compared to

non-splenectomized ITP patients, a higher rate of sepsis was observed only during the

first 90 days.53 Interestingly, enteric organisms were the predominant cause of early and

late postsplenectomy bacteremia; encapsulated bacteria, such as pneumococci,

meningococci, and Haemophilus influenzae were rarely encountered in the

splenectomized cohort, perhaps a result of widespread vaccination and early intervention

with antibiotics (see below). No sepsis-related mortality was reported in two Italian

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studies that included 612 splenectomized ITP patients.31,54

Repeated patient education is vital because the rarity of sepsis predisposes to non-

compliance. Med-alert bracelets may be helpful. Guidelines for preventing sepsis and/or

improving the outcome, when it occurs, vary but may include: a) repeat vaccination every

5-10 years or when antibody titers (especially to pneumococcus) fall; b) measurement of

body temperature at the onset of any illness and urgent emergency room evaluation for a

fever of 101oF or higher with initiation of IV antibiotics such as ceftriaxone (absent

allergy); and c) consideration of penicillin 250-500 milligrams twice a day for life (however,

the incidence of pneumococcal penicillin resistance currently approaches 30%).

Exposure to infections with known worse outcomes in splenectomized patients, e.g.

malaria and babesiosis, should be avoided if at all possible. Table 3 summarizes pre-

and post-operative recommendations to minimize post splenectomy infectious

complications.

c- Vascular complications

Splenectomy may increase morbidity from venous thromboembolism (VT) or

atherosclerosis. Increased pro-coagulant derived microparticles,55 platelet activation,

disturbance and activation of the endothelium, altered lipid profiles and persistent

thrombocytosis have been implicated in hypercoagulability in ITP.44

VT is reported to occur in up to 10% of patients with hematologic diseases undergoing

splenectomy.2,38,42,56 The risk of VT is highest in the first year post-splenectomy, but even

thereafter the rate of VT in splenectomized ITP was 2.7-fold (95% CI 1.1-6.3) higher than

in age-matched controls.57 However, these studies did not include a non-splenectomized

ITP cohort. In a more recent French study of 275 patients given thromboprophylaxis who

underwent laparoscopic splenectomies for various hematological disorders (76% with

ITP), only 1% developed VT.42 Portal vein thrombosis is a known early complication of

open or laparoscopic splenectomy. Systematic screening for portal vein thrombosis with

doppler ultrasound or CT scan revealed a high incidence (8-37%), but symptomatic

cases are rare (<2%),57,58 making the value of routine post-operative surveillance

unproven. Secondary pulmonary arterial hypertension has been reported after

splenectomy in patients with hemolytic anemia, e.g. spherocytosis and thalassemia, but

only anecdotally after splenectomy for ITP.59 There is insufficient information to know

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whether splenectomy predisposes to other reported vascular complications, (e.g. multi-

infarct dementia and acute coronary syndrome).60

Summary. Splenectomy offers the greatest opportunity for cure and societal costs

appear favorable. There is little evidence to suggest increased long-term mortality and

morbidity compared with medical treatment options if patients are managed appropriately,

especially with regard to selection, pre- and peri-operative management, laparoscopy by

an experienced surgeon, and prophylaxis of and attention to sepsis and thrombosis.

On the other hand, data comparing splenectomized and non-splenectomized ITP patients,

which suggest little difference in adverse outcomes (e.g. sepsis), were acquired in

patients with extensive steroid exposure before the current era of TPO-RA and rituximab.

Furthermore, the long-term consequences of splenectomy remain ill defined. Delaying

the decision for 12 months or more appears to lessen the need for surgery in a

substantial proportion of patients. If this approach is adopted more widely, it may affect

subsequent analyses, because restricting splenectomy to third-line “salvage” therapy will

likely reduce not only the need but also the response rate.

Primary Alternative Therapeutic Options including Factors

Determining the Choice of Treatment

Rituximab a. Pros. Rituximab is appealing because of its curative potential and relative safety and

because hematologists are familiar with its use in treating lymphoma. Four once-weekly

IV infusions at 375 mg/m2 induce complete remission (CR) in 44% of patients. 61 In one

study, splenectomy was deferred by two years in 40% of the patients who were treated

with rituximab.62 Patients with CRs generally persist at least 1 year; those with PRs

usually relapse within 6 months.3 In adults, the CR rate falls to approximately 20% by 2-5

years after a single 4-infusion course.62,63 More durable remissions might be induced by

adding 1-3 cycles of HDD or using maintenance rituximab.64,65 First infusion reactions

induced by clearance of anti-CD20-coated B cells by macrophages and direct cytotoxicity

to B cells is generally preventable by slowing the rate of infusion and pre-administration

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of IV methylprednisolone (100 -1000 mg), IV diphenhydramine (25-50 milligrams) and

acetaminophen.

b. Cons. Toxicities primarily involve first infusion reactions, serum sickness, which is

more common (5-10%) in children, and a series of rare complications, including fulminant

hepatitis B and progressive multifocal leukoencephalopathy (primarily in the setting of

profound immunodeficiency such as when rituximab is used along with intensive

chemotherapy), delayed neutropenia (more common when rituximab is combined with

chemotherapy), hypogammaglobulinemia, and diverse idiosyncratic reactions.61,66

Persistent perturbations in the T- and B-cell repertoires and impaired response to specific

antigens have been reported in non-ITP populations and in animal models,67 but their

clinical significance is uncertain. Immunizations, such as pneumovax, should be given

prior to rituximab, as response is reduced for 4-6 months until B cells return. This may be

especially important if the patient subsequently requires splenectomy. While safety

issues exist, more than one million patients have been treated for a variety of malignant

and autoimmune indications since the 1990’s with limited long-term serious toxicity

documented to date.

c. Additional considerations. Because large randomized studies have not been

completed, Rituximab has not received FDA or EMA approval for ITP although it is

currently reimbursed for this purpose in many countries. Currently the drug is

administered IV, although subcutaneous administration has been performed with two

other anti-CD20 antibodies, one in ITP.68 The longest follow-up for which data is more

than anecdotal is 3-5 years compared with 5-20 years for splenectomy. Dosing is empiric.

Infusions of lower doses, e.g. 100 mg, showed comparable but delayed short-term

benefit.69,70 There is no mechanism or treatment effect that can be used to individualize

dose or frequency of administration, other than depletion of peripheral blood B cells.

Repeat administration has been used effectively in a few patients.71 Anecdotal

information, which suggests that Rituximab administered closer to the time of diagnosis is

more effective, needs to be formally demonstrated. Outcomes may be improved by use

in combination with HDD. The single reported study combining one cycle of HDD

followed by Rituximab in previously untreated ITP patients yielded a combined PR and

CR rate of 63% at 6 months; of those, 15-25% relapsed by 20 months.72,73 In a pilot study

of 42 previously treated patients, a combination of Rituximab with 3 cycles of HDD

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yielded a CR + PR of 71% and lasting responses in 57%.64

d. Summary. Rituximab has been used widely and appears to be relatively safe to date.

It provides long-term CR comparable to any therapy other than splenectomy. However,

the long-term outcome after 4 standard-dose infusions is somewhat disappointing.

Additional benefits from co-administering dexamethasone and maintenance therapy

appear promising and are under investigation

Thrombopoietin receptor agonists (TPO-RAs) TPO-RAs are the only second-line therapy validated by randomized, controlled trials;

however, thus far, the comparator arm was placebo.4,5,22,34,35,74 Two TPO-RAs,

Romiplostim and Eltrombopag, are approved for use in over 80 countries. In the USA,

Romiplostim is administered as subcutaneous weekly injections, which, at the time of this

writing, must be administered by a health care provider. Eltrombopag is an oral agent

given daily that must be taken at least 2 hours apart from ingestion of food and 4 hours

apart from calcium-containing products (e.g. dairy) and supplemental iron.

a. Pros.

The reported response rates to TPO-RAs range from 59-88%;22,34,35 responses are

generally sustained as long as treatment continues.22,75

The short-term safety and

tolerability of both TPO-RAs have been carefully documented and both were monitored

closely for 3 years in the US, as part of post-marketing surveillance by the FDA. In one

long-term study, 5% of the patients discontinued therapy because of side effects.75 Only

a few patients lose responsiveness once a stable platelet count has been attained.75 In

responders, doses can be individualized to attain hemostasis and in many patients the

dose can be increased temporarily to raise platelet counts further in advance of elective

surgery. Many patients are able to discontinue or reduce the dose of concomitant ITP

treatments such as corticosteroids.22,34,74,75 Decreased bleeding, less need for other

(rescue) treatments, and increased HRQoL have been seen in responders.22,34,74,75 A

number of patients, after months to years of treatment, appear able to discontinue

treatment and maintain an adequate platelet count.76

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b. Cons.

The major disadvantage of these agents compared to splenectomy and rituximab is the

indefinite duration of treatment. As TPO-RAs are potentially life-long treatments,

compliance may be a real issue. The current requirement for a healthcare professional to

administer romiplostim and the alimentary requirements to ensure effective dosing of

eltrombopag are cumbersome. TPO-RAs require at least 1-2 weeks to take effect (in

responders) and therefore play at most a supplementary role in managing urgent

conditions. Patients may experience mild-moderate headache, myalgias and

gastrointestinal disturbances.46 Eltrombopag carries a black-box warning for

hepatotoxicity. Neither should be used during pregnancy or lactation. “Rebound”

thrombocytopenia occurs infrequently after abrupt discontinuation of TPO-RAs, which

can be prevented by tapering the drugs and/or using rescue treatment, if needed.22 An

increase in bone marrow reticulin has been observed in several patients.75,77,78 However,

current evidence does not indicate progressive bone marrow fibrosis with prolonged

exposure.77 TPO-RAs have not been shown to induce malignancy or myelodysplasia in

patients with ITP thus far,77 but they are not indicated in patients with myelodysplasia due

to the potential risk of acute myeloid leukemia (romiplostim carries a warning). Although,

it seems these agents have acceptable short and intermediate term safety profiles, long-

term safety data beyond 5 years is limited.

c. Additional considerations: Relapse occurs in a large majority of patients when

treatment is interrupted.74,75,79 An increase in regulatory T-cells (Tregs) is seen and a few

patients appear to maintain adequate platelet counts off therapy.80 In contrast to

splenectomy and rituximab, TPO-RAs have only been in use for 7 years in trials and 3

years in general practice; hence experience in patients who were not eligible for inclusion

on protocols is limited.81 It is difficult to discern if there is an increase in the rate of VT

compared with other successful interventions; it is important to take the underlying risk of

arterial or venous thrombosis into consideration in patients with ITP and to consider use

of aspirin in those at risk once the platelet count has entered a safe range, e.g.

>50,000/µL. Additional detailed analyses of toxicity have been reported in primary

studies4,5,22,34,35,74,75 and in reviews.82 These agents are not approved for use pre-

splenectomy in Europe unless surgery is contraindicated.

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d. Summary: TPO-RAs are highly effective before and after splenectomy, rituximab, and

other agents. Toxicity appears limited, although surveys and studies are ongoing

involving patients treated in the United States and elsewhere to better define

complication rates (especially thrombosis and marrow fibrosis) in larger numbers of

patients followed for longer times. There is no evidence at this time that there is any

major difference in efficacy or toxicity between the two agents, although eltrombopag

requires monitoring of liver function tests every 1-2 months, which may occasionally lead

to at least temporary discontinuation, if abnormal. Anecdotal evidence suggests that

infrequently one agent will be effective when the other is not.

Factors that influence the choice of treatment

1-Patient and physician preference: The patient is a critical protagonist in the decision

to undergo or defer splenectomy. Increasing awareness of medical alternatives, input of

patient advocacy groups, impact of the internet, inability to predict with certainty the

response to a surgical procedure,83 and rare but dramatic adverse outcomes have

changed the landscape with respect to the patient’s perspective. In turn, this decreases

the breadth of experience of hematologists and surgeons with the procedure and its

relative long-term advantages. The recent demonstrations that a substantial fraction of

patients may not require treatment beyond 1-2 years after diagnosis further lessens

physician enthusiasm for splenectomy as initial second line management. “If, however,

response becomes predictable based on sequestration of labeled platelets and such

testing becomes more widely available, then there may be a resurgence in the use of

splenectomy.”

2-Co-morbidities:

Co-morbidities (e.g. serious cardiopulmonary disorders) increase the risk of general

anesthesia and post-surgical complications. A higher rate of surgical complications and a

lower response rate is reported in most studies of patients over 45-70 years of age84 2,85,86 and in those with various secondary forms of ITP15,87. Care must be taken when

considering options for patients with a history or serious risk of thrombosis,

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3-Restrictions imposed by health funding authorities

National health services in many European countries restrict the use of TPO-RA and

rituximab. After application for permission, the cost may only be covered in

splenectomized patients or if splenectomy is contraindicated, but the situation is

liberalizing rapidly in some countries.

Deciding which option to pursue

Before considering treatment options, it is important to exclude inherited

thrombocytopenias and secondary ITP that might not have been evident on presentation.

A search should be made for conditions that may contribute to or co-exist with persistent

thrombocytopenia including infections such as human immunodeficiency virus and

hepatitis C (even if initially excluded), H. Pylori and possibly cytomegalovirus, thyroid

disorders, immunodeficiency, low-grade lymphoid neoplasms or other lymphoproliferative

disorders, and systemic autoimmune conditions. The lack of clinical findings, e.g. no

history of infection, does not exclude CVID, which might nonetheless be clinically

significant in the post-splenectomy setting and which is more amenable to treatment with

rituximab.17 If a substantial, albeit transient, response has not been achieved by prior ITP

treatments, a bone marrow examination should be performed to exclude other conditions,

particularly myelodysplasia.

The patient’s prior history, anticipated course, and relevant pros and cons of each option

are discussed in a personalized way with each patient and participating family members.

The patient’s goals, fears, individual capacities (e.g. memory, frailty), family support,

proximity to medical care and likely tolerance of each approach are considered in

addition to outcomes. The appropriate therapy for two individuals with essentially

identical clinical presentations, duration of disease and response to other therapies may

differ based on these additional medical and psychosocial factors.

At one end of the spectrum, splenectomy has the highest cure rate and may therefore be

the preferred option for younger patients, who have the best response and lowest

complication rates, engage in physically challenging sports or professions, are potentially

non-compliant with protracted daily treatment, and who do not wish to continue to “deal

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with” their ITP. Recommendations would be influenced by the results of platelet isotopic

distribution studies (if confirmed and if available).51

At the other end of the spectrum, we try to avoid splenectomy in patients over 65-70

years of age (depending on their physical condition) not only because of higher

complication rates, but also lower response rates. The same considerations apply to

the very frail, those with significant surgical co-morbidities, history or risk of thrombosis,

those with obligatory exposure to malaria or babesia, or who have secondary ITP.

Questions may be raised about post-splenectomy infection in teachers, veterinarians,

healthcare providers, travelers to certain areas, or others with increased exposure to

infectious conditions.

It is far more difficult to make recommendations for or against splenectomy to the

majority of patients with ITP who do not meet these criteria and have no contraindications

to surgery. Although splenectomy is recommended after the failure of steroids, there is

an argument to be made for waiting one year or more after diagnosis before proceeding.

We generally follow the recommendations of the International consensus,8 and often lean

towards either rituximab (lower response rate, modest likelihood of cure) or TPO-RA

(higher response rate, less likelihood of cure) after considering the many factors

mentioned above based on personal clinical experience and patient preference. This

difficulty is exemplified by the responses of each of the authors to how they would advise

the patient presented in the case report:

Consult: We would proceed by excluding causes of secondary ITP and by assessing the

risk of bleeding. This patient’s course to date is consistent with the initial diagnosis of ITP,

which is best substantiated by the response to prednisone and the absence of new

evidence of an underlying cause of secondary ITP. Each of the four authors recommend

therapeutic intervention as opposed to “wait and watch”, since the patient had

experienced bleeding with a platelet count below 20,000/µl. The probability of responding

to low dose or alternate day corticosteroids was considered as remote. All authors

proceeded to second-line treatment. Three different approaches were adopted. These

were: a) 4 weekly infusions of rituximab at conventional doses (WG and BG), b) 4 weekly

infusions of rituximab combined with 3 cycles of HDD (JBB), c) a TPO-RA for a limited

period, i.e. 6 months (DC). None of the authors considered splenectomy as initial next

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step in this patient with “persistent” disease. TPO-RA was recommended as the next

option if rituximab-based therapy fails, and rituximab would be considered if treatment

with a TPO-RA failed or the patient wanted an option that might lead to cure. All authors

would consider splenectomy if an adequate response was not achieved by one year.

Conclusions

The last decade has seen the introduction of new exciting suitable second-line medical

approaches to manage adults with ITP. Each approach has unique benefits, limitations,

and risks, and none have been subjected to head-to-head comparisons. Nor have quality

of life or long-term comparative effectiveness analyses been performed to inform

decisions. It is unlikely any comparative studies will hold interest for the pharmaceutical

industry. Even consortia of major academic centers will have difficulty pursuing these

studies because of the relatively low frequency of disease, cost and reimbursement

issues, and the duration of studies needed to address critical concerns. Therefore,

optimal treatment will continue to involve a personalized approach to therapy that

combines the art of medicine with the science through close collaboration between

patients and health-care providers for the foreseeable future.

AUTHORSHIP

All 4 authors wrote and edited the article extensively.

CONFLICTS OF INTEREST

W.G. has received research grants from Roche and Amgen, consultancy and lecture

honoraria from Amgen and Glaxo Smith Kline (GSK).

B.G. has participated in advisory boards and symposia for Amgen, Roche, GSK and LFB

and has received research funding from Roche.

D.C is Ad hoc member of medical advisory board for Amgen, GSK and Eisai.

J.B. currently receives clinical research support from the following companies: Amgen,

Cangene, GSK, Genzyme, IgG of America, Immunomedics, Ligand, Eisai, Inc, Shionogi

and Sysmex. His family owns stock in Amgen and GSK. He has participated in Advisory

Boards for Amgen, GSK, Ligand, Shionogi, Symphogen and Eisai. He had a one day

consult with Potola.

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Table 1 Comparison between various national and international guidelines in regard to splenectomy in the treatment of ITP.

Guidelines Year Language Publication site Timing, indication and restrictions for splenectomy

Timing Age Stage Indication for splenectomy

ASH 2011 English Blood9 Deferred > 6 mo NG

2nd line therapy after

steroids- grade of recommendation IB.

International Consensus 2010 English Blood8 Deferred

> 6-12 mo NG

One of the second-line

therapies without preference.

French 2009 French www.has-sante.fr Deferred >12 mo NG

2nd line after steroids but

TPO-mimetics or rituximab should be considered in

some patients.

Platelet count < 30,000/µl

associated with bleeding

Norwegian 2011 Norwegian www.legeforeningen.no/hematologi Deferred > 6-12 mo NG

2nd line after failure of steroid and/or rituximab.

German 2010 German Onkologie88 Deferred >12 mo NG

2nd line after steroids but TPO-mimetics or rituximab

should be considered in some patients.

Platelet count < 30,000/µl

associated with bleeding

British 2003 English British Journal of Haematology89 NG 65?

2nd line after failure of steroids

Swedish 2010 Swedish www.sfhem.se NG NG 2nd line after failure of

steroid in the absence of contraindication

Platelet count <10 or <30,000/µl and

presence of bleeding or high

steroid requirement

NG= not given

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Table 2*: Comparison between Splenectomy, Thrombopoietic Agents and Rituximab

Therapy Efficacy and response

prediction Safety Contraindications

Mode of application and

follow-up

Grade of ASH

2011 guidelines

recommendation Splenectomy Highest cure rate; short-term

response 80% and long-term

response 60-70% at 5-10

years. Response hard to

predict (see text)

Surgery-related mortality and

morbidity (bleeding, infections,

thrombosis); lifetime risk of

overwhelming infection.

Possible AE: venous thrombosis,

pulmonary hypertension,

atherosclerosis, dementia

Patients with co-morbid conditions

that increase the risk of

complications.

Relative: elderly patients over 60-70

because high rate of complication

and lower response; patients with

immunodeficiency and secondary ITP

e.g. CVID, hepatitis C, neutropenia,

possibly SLE

Invasive procedure usually

performed laparoscopically. Requires

pre- and post-operative preparation

and care and regular vaccination

well-established

treatment for ITP

ASH- 1B after failure

of steroids/

TPO-RA

Romiplostim A maintenance treatment;

60-80% achieve platelet

elevation; sustained -

response in 70-90% in those

entering long- term treatment

studies.

Headache, rebound

thrombocytopenia, weekly injection

Possible AE: Bone marrow reticulin

fibrosis, arterial and venous

thrombosis, risk of malignancy (if

MDS)

Pregnancy and lactation, MDS

Relative: past history of venous or

arterial thrombosis

Weekly s.c injections; requires dose-

adjustment and regular CBC

Approved treatment

for ITP;

ASH- 2C after failure

of steroids before

splenectomy/

Eltrombopag A maintenance treatment;

60-80% achieve platelet

elevation; sustained response

in 70-90% in those entering

long- term treatment studies

Headache, rebound

thrombocytopenia, elevated liver

enzymes.

Possible AE: Bone marrow reticulin

fibrosis, arterial and venous

thrombosis; nausea, vomiting in

small percent; cataracts (very

infrequent if at all)

As with Romiplostim

Requires monitoring of liver tests but

used successfully in large studies of

patients with liver disease secondary

to hepatitis C

Daily ingestions; requires dose-

adjustment and regular CBC and liver

tests

same

Anti-CD20

Rituximab May be curative treatment;

initial response in 50-60%;

sustained response 3-5 years

in 20%; retreatment gives the

same pattern of response as

observed after the first

course in complete

responders. Cannot predict

response

Infusion-related side effects (chills,

fever, dyspnea), neutropenia,

Possible AE: increased risk of

infection and viral reactivation,

hypogammaglobulinemia, serum

sickness (especially in children),

multifocal leukoencephalopathy

(PML)

Active hepatitis B virus, known

clinically significant allergy including

past serum sickness with anti-CD20,

or anti-mouse antibody

Pregnancy and lactation

Weekly IV infusions for 4 weeks; CBC

required depending on the response

Not approved for ITP

– only off-label use.

ASH- 2C after failure

of steroids/

*See text for more complete description of the issues in this table.

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Table 3. Pre-and post-operative measures to reduce and/or prevent complications after

splenectomy

Prior to splenectomy

Patient education regarding risk of

overwhelming sepsis

Early administration of oral antibiotic therapy that covers S.

pneumoniae and H. influenzae in case of fever (amoxicillin-

clavulanate, cefuroxime axetil, or levofloxacin) AND immediate

travel to a hospital for assessment and IV antibiotics.

Vaccination

Vaccination against S. pneumoniae, meningococcus, and H.

influenzae type b. ideally at least 14 days prior to scheduled

splenectomy

Elevation of platelet count

Elevation of platelets to >50x109/L by steroids or IVIg or another

treatment

After splenectomy

Antibiotic prophylaxis

Post-operative antibiotics prophylaxis until the risk of infection is

abated

Thromboprophylaxis

Early mobilization, good hydration and early initiation of

prophylactic anticoagulants once hemostasis is ensured if any

risk of thrombosis

Discontinuation of other treatments

Gradual tapering of steroids, discontinuation of TPO-RA

(provided that counts are good)

Re-vaccination

Vaccination against S. pneumoniae every 5 years and annual flu

vaccine

Regular follow-up

Responding patients require platelet count every 3 months for

one year and no less than annually thereafter. Patients need to

be reminded of precautions. Pregnancy requires reevaluation.

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Figure legends Figure 1. Probability of first complete remission according to the type of onset (insidious or acute). Kaplan-Meier curves show that remissions continued to occur with or without treatment with low-dose steroids between 6 months and 3 years and that remissions occurred earlier and at higher rates in patients with an acute onset of symptoms as opposed to those with an insidious onset. Splenectomized patients were censored at time of splenectomy. Obtained from Haematologica (http://www.haematologica.org) and reprinted from Sailer et al.6 Figure 2. Suggested treatment algorithm for ITP Footnotes: *: These are overall factors that go for or against splenectomy without distinguishing between TPO-RA and rituximab. †: Based on recommendations to defer splenectomy for 1 year, if possible. ‡: Alternative option is rituximab and wait for 12 months prior to conception. §: Anticipated poor compliance is also applicable to splenectomy although post-splenectomy management, e.g. repeat vaccination, management of febrile illness, and f/u re platelet count would probably also be at risk.

Figure 3. Probability of thrombocytopenia-free survival after splenectomy. The estimated relapse-free survival for all patients during plateaus at 75% after 48 months. Obtained from Haematologica (http://www.haematologica.org) and reprinted from Vianelli et al.31

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