Being a smart city: the case of Vienna and Seestadt Aspern Dongxia He, Juan Sebastian Orozco, Matevž Straus, Nazar Kovalenko, Victoria Remezkova Vienna, June 2015 1 The Contemporary Overview 1.1 Where is this smartness coming from? By Victoria Remezkova What unites Barcelona, New York, London, Nice and Singapore? The fact that they were granted the title of the “smartest cities” (according to the Economist: High, 2015) surpassing many others that also made it to the list. It looks like being smart is becoming a new religion for urban governments. Reading any report about a city’s present state or any strategic document for its future, we can easily find the word “smart” in it. Many cities around the globe self-praise themselves to be smart and are including the notion of smartness into their branding strategy. All others who have not yet reached the title, put “becoming a smart city” among primary goals in their development plans. Enormous amount of various global rankings support the buzz around “smartness”. And this is easily explainable: smartness includes all kinds of things universally acknowledged as good and desirable in all possible spheres like productive and innovative economy, transparent and flexible government, high living standards for all citizens, sustainable transportation, good air quality and less pollution, educated and tolerant citizens (European smart cities 3.0, 2014). Who would dare to say that these objectives are not worth setting? Which city does not want to be innovative, green, socially inclusive and successful? Thus, not aiming at being smart, equals to… being “stupid”. We could ask what the “smartness” really is: the actual goals that urban governments and other urban actors try to achieve or just a fashionable label that helps to create a positive city image on global arena? This paper consists of six elements, sections. In the first part, we take a look at the context and try to explain the changes in urban government/governance and economies that have led to the
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Being a smart city: the case of Vienna and Seestadt Aspern
Dongxia He, Juan Sebastian Orozco, Matevž Straus, Nazar Kovalenko, Victoria Remezkova
Vienna, June 2015
1 The Contemporary Overview
1.1 Where is this smartness coming from?
By Victoria Remezkova
What unites Barcelona, New York, London, Nice and Singapore? The fact that they were
granted the title of the “smartest cities” (according to the Economist: High, 2015) surpassing
many others that also made it to the list. It looks like being smart is becoming a new religion
for urban governments. Reading any report about a city’s present state or any strategic
document for its future, we can easily find the word “smart” in it. Many cities around the globe
self-praise themselves to be smart and are including the notion of smartness into their branding
strategy. All others who have not yet reached the title, put “becoming a smart city” among
primary goals in their development plans.
Enormous amount of various global rankings support the buzz around “smartness”. And this is
easily explainable: smartness includes all kinds of things universally acknowledged as good
and desirable in all possible spheres like productive and innovative economy, transparent and
flexible government, high living standards for all citizens, sustainable transportation, good air
quality and less pollution, educated and tolerant citizens (European smart cities 3.0, 2014).
Who would dare to say that these objectives are not worth setting? Which city does not want to
be innovative, green, socially inclusive and successful? Thus, not aiming at being smart, equals
to… being “stupid”.
We could ask what the “smartness” really is: the actual goals that urban governments and other
urban actors try to achieve or just a fashionable label that helps to create a positive city image
on global arena?
This paper consists of six elements, sections. In the first part, we take a look at the context and
try to explain the changes in urban government/governance and economies that have led to the
rise of smart city concept. Secondly, we try to define “smart city”, its aspects and intentions,
while in third part we discuss some of the major critiques of these “smart” approaches to urban
development. Fourth part is dedicated to smart initiatives in Vienna in general and smart project
of a Seestadt Aspern smart city. We take a look at governance and technological perspective,
and in fifth chapter stress some of the main issues with smart city concept and conclude with a
proposal for a “smart red strategy”.
1.2 Context: Why a city wants to be smart after all?
By Victoria Remezkova
On the one hand, the objectives of smart city concept seem to be worthwhile. Being smart is a
claim to make cities more sustainable, ecologically friendly, socially just, technologically
advanced, innovative, and comfortable. In other words, cities are aiming at becoming a better
place to live.
On the other hand, these objectives are set in a very specific entrepreneurial context. The
decrease of the role of nation states in urban life in 1970s, gave (either they wanted it or not)
cities many responsibilities. We can talk about rescaling, in which cities acquire importance,
while the role of state is pushed aside, but not totally dismantled (Brenner, 1999). Cities are
getting more independence in managing their internal affairs, but are losing state subsidies and
national structural support, forcing them to search for new, different ways of sustaining the
quality of living.
At the same time, nation states are also losing the power to control the capital that is becoming
increasingly mobile. This triggers a competition among different cities around the globe that
have the same goal – to attract capital in order to boost their economy. Urban governments are
therefore becoming not just political but also economic agents that try to rule the city as if it
was a company. Here we can see the general movement of Western urban governments from
managerialism to entrepreneurialism (Harvey, 1989).
Managing a city as a firm substantially increases the importance of city marketing and city
branding for the urban agenda. Being a smart city creates a positive business image of a city
and gives it a competitive advantage in the race for capital attraction. Therefore, the “smart
city” label may be seen simply as an indulgence to neoliberal ideology that has become a
mainstream in Western urban politics. Accordingly, in this race for capital improvement of
citizens’ lives acquires a secondary role in urban agenda becoming more of a “side-effect” than
an actual goal.
So, can the “smart city” goal combine these two aspects – making the citizens’ lives better and
at the same time rising the city’s competitiveness? Municipality of Vienna claims that they can
have both.
2 Definition: What is this new Urban Utopia?
By Juan Sebastian Orozco
The use of the Smart City concept is an adaptation of the smart growth movement that was
initiated in the 90s in United States (Batty et al., 2012). This conception of urban planning
promoted compact urban centers to encourage walking, cycling and social interactions between
citizens and was against urban sprawl and planning based on private car ownership.
Even though there is a clear consensus from where the term “smart” was taken, there is not a
clear understanding in the academia of what is to be a “smart city”. Many authors have proposed
different approaches to the concept of “smart” and addressed it in a supporting or critical
manners. In the next paragraphs, we will present the most relevant points of the supporting
discourses about “smart cities”.
The use of Information and Communication Technology (ICT) to offer a better quality of
live: Batty (et al., 2012) defines a Smart City »as a city in which ICT is merged with traditional
infrastructures, coordinated and integrated using new digital technologies«. He also argues that
what makes a city smart is also a short-term decision-making process, based on use of ICT for
improving the quality of living in the long term.
Smart city could improve the quality of life in the fields of security, efficiency of transportation
systems and public services, e-governance and a sustainable built environment. Smart city thus
has the ICT tools and the government structure that allows efficient provision of these specific
amenities. Moreover, it allows and enables urban planners and policy makers to reflect and
make decisions, based on the data collected by the ICT tools.
An example of a huge security system is the Chicago’s, where 24.000 cameras are installed in
the city (Tobin, 2014). Even though the numbers of crimes and car accidents were not clearly
reduced after the installations of the cameras, the supporters of the system agreed that the
information collected could improve the decision making in terms of security and transportation
policies.
Smart cities, open data and participatory governance: the second point refers to the
possibility of smart cities to be transformed by its citizens. Several authors (Batty et al, 2012;
Leydersdorff and Deakin, 2011; Townsend, 2014) agree that a smart city government should
allow access to its information. The availability of data gather by smart city tools opens a door
for civic initiatives that wants to construct another reality with the collected information. »The
way to accelerate change is to plug revolutionary software directly in government databases, «
argues Townsend (2014: 227).
Interesting examples are taking place in Vienna, where several data sets are available to
inhabitants to create different applications that could be useful for the public in general or
specific social and interest groups. In another example, San Francisco hosts annual summer
hackathons, where hackers and city decision makers gather to conceive new tools and solutions
to improve specific problems of the city (Townsend, 2014: 229). In Brussels, a citizen group
developed an application in order to collect data against the decision of the city government to
build four new parking buildings.
Smart city as the new model of urban economic growth: one of the most interesting models
of urban economic growth was proposed by Leydersdorff and Deakin (2011). In their Triple
Helix of Knowledge based economy, smart city is conceived as a vehicle to create and sustain
economic development. The triple helix model of smart city structures its economic growth in
three main pillars:
Firstly, it organizes the knowledge production between universities and industries. In their
view, government should provide policy framework and infrastructure (ICT and built
environment) needed to promote the interaction between these two actors. Secondly, it bases
wealth creation in local industries. Government should thus support development of local
industries base in knowledge based economy and the use of ICT tools. Finally, athors stress the
importance of citizen participation in urban governance.
In conclusion, this model moves from an entrepreneurship-based, knowledge-intensive firms
and market-dependent understanding of a smart city, towards a model of learning organizations,
policy makers, academic leaders and corporate strategies.
After explaining some of the common points that involve the concept of a smart city, we can
agree that there is still a lot to discuss in order to have a clear idea of what smart city means. It
is also important to understand which are the stakeholders involved in the smart city system,
which could be their interests and their objectives. For example, large software companies
leading the market in ICT tool implementations are present in majority of activities related to
the city, offering their tools to cities as the solutions to all the urban problems. Only a better
understanding of the systems will allow us to define what a smart city is and see what a smart
city could be.
3 Critique: The other side of the smart city?
By Dongxia He
As it was mentioned in the last chapter, the smart city concept is widely adopted by many cities
and is accompanied with the key words of technologies and intelligence. There is a handful of
examples from the official websites of the smart cities showing that smart city is somehow
equal to a technology city. In some cities, they even have the (mis)understanding of the
“smartness”, which considereds a city to be smart as long as it is connected with technology.
However, smart city is not just an urban label focusing on the high technology, but is providing
a solution to address social and economic problems using ICT (Hollands, 2008). In another
way, when we call a city smart, it is not due to the installment of the technologies, but due to
how people use those technologies.
Last year Indian government announced that it will build 100 smart cities in the following years.
Moreover, the Indian government is going to allocate 70.6 billion rupees (£762m) to its “100
Smart Cities” plan (Ravindran, 2015). As the urban development minister Venkaiah Naidu
mentioned in the interview, smart cities “would have clean water, assured power supply,
efficient public transport and would not be polluted or congested”, and will “have smart
(intelligent) physical, social, institutional and economic infrastructure”. It looks very wistful
for India. In Palva Megacity, one of the smart city projects, the promoting video reveals that it
was inspired by the big cities like by Singapore and Dubai, and high skyscrapers and the
technological advance were highlighted. It shows not only the ambition of solving the
increasing population problems in India, but also an eagerness to compete with other cities.
However, the planners are very little concerned with the importance of adaption to local
contexts (Vanolo, 2013).
On the other hand, following similar template, characterized by modernity and technology,
many cities and local governments are building their smart, secure and controlled cities. Smart
technologies can become a tool of social control that makes intrusion in person’s private life
almost unnoticeable (Vanolo, 2013). When all the buildings and household appliances are
sensored to get users’ data, which on the one hand will be conveniently applied to the intelligent
lifestyle, it can put users under control as well. In India’s newly built smart city Gujarat
International Financial Tec-City, the most eye-catching building is its “Command and Control
Centre”, whose function is to keep traffic moving smoothly and monitors every building
through a network of CCTVs (Ravindran, 2015). It seems every citizens’ behavior will be
monitored by an intelligent machine. As Sassen (2001) has pointed out: “from experimentation,
discovery, and open-source urbanism, we could slide into a managed space where ‘sensored’
becomes ‘censored.’”
The manipulation of the capital
As the last chapter has mentioned, a rather small number of large IT companies, like Siemens,
Cisco and IBM, are dominating smart cities research and have become the biggest partners of
the municipalities in building smart cities. Taking India as an example again, on the list of
public private partnership, presence of large companies, like IL & FS Energy Development
Company (US), Cisco (US), NEC Corporation (Japan), is striking. These are the one that will
share a piece of big “cake” and benefit greatly from this ambitious plan. In these cases, it is
easy to raise the questions: what if some smart initiative, which started out with social inclusion
as a goal and was funded by the public money, then gets overtaken by private sector and
concerns purely with profit-making? (Hollands, 2008). Does it become a “privatopia”?
(Vanolo, 2013).
Another thing, which needs to be pointed out is, whether smart city concept is a new type of
“spatial fix”? As David Harvey (2003) argues, “Urbanization is one way to absorb the capital
surplus.” We can see that the smart city concept is often regarded as a tool to achieve urban
development goals. For example, the Palava city in India, which is self-labeled as a smart city,
is a newly-constructed city on a green field. Now it is designed to be full of skyscrapers and
high technology facilities. In a similar vein, many cities are created “out of nothing” – e.g.
Gujarat International Financial Tec-City is resembling a row of skyscrapers popping up above
the Sabarmati River in Gandhinagar, India (Ravindran, 2015). We can see the analogous
situation in other cities around the world, as well as in Vienna, as it will be elaborated below.
The construction of smart buildings and the innovation of the urban facilities attract the capital
flowing to the cities, which reveals the new style of the spatial fix.
Smartness for whom
In some smart cities, the smart city management also promotes the comfortable and convenient
lifestyle, even luxurious amenities, which are symbolizing high quality life of the middle and
upper classes. The creative class (Florida, 2002) which is often believed to be a “smart group
of smart people” is welcomed in smart cities – but what about the technologically illiterate and
the less educated citizens? When the vulnerable group cannot catch up with the development
of the city, it may be even more marginalized – despite smart city’s ambition of creating “ideal
city”.
The smart and progressive city requires the input and contribution of various groups of people
and cannot be simply labeled as smart by adopting a sophisticated information technology
infrastructure or through self-labeling on a nicely-designed website. A progressive and smart
city needs to consider the balance of powers between the use of information technology by
private sector, government and citizens. The meaning of creating a smart city is not to create a
closed smart community, but needs to be utilized socially and politically by the people, it needs
to solve the problems of the people, as well as provide a vision of a better life for everybody.
4 Localisation Cases of Smart City
4.1 What does it mean for Vienna to be smart?
By Victoria Remezkova
The city of Vienna has developed a long-term plan aiming at boosting its smartness. However,
Vienna does not have to start from scratch having already achieved quite a lot in the area. This
chapter will look at what is smart about Vienna as it is now while the following chapter will
discuss the city’s plans for future. All the information was derived from Smart City Wien
website (Smart City Wien, 2015a) and various brochures they distribute for public.
To make it more readable, we would suggest dividing Vienna’s smartness into four wider areas
that come from the definition of smart city concept. These areas are: ecological sustainability,
innovations, social inclusion and high quality of life for its citizens.
Ecological sustainability
Sustainability is usually the first thing that comes into mind in association with a smart city.
Vienna claims to be ecologically friendly in many ways. First, it concerns waste management.
Vienna engages its citizens in separating their household waste, in order to recycle some parts
such as paper, plastic or metal. Moreover, special plants in Vienna turn waste incineration into
heat generation which allows both avoiding burying trash in the ground and produces energy.
Second, the city of Vienna aims at “green energy” generation. This is being done with the use
of “clean” power plants that use renewable energy sources such as hydropower or wind power
for electricity production. Next, in Vienna we can find quite a number of “zero-energy”
buildings that are self-sufficient and do not require more energy that they can generate
themselves. Usually, this is possible due to the installation of solar panels on the roof of a
building. Solar energy is offered for citizens’ use as well through the mechanism of renting the
panels directly from the city government.
Third, Vienna puts a considerable amount of efforts into developing ecologically friendly
transportation system. It includes extended metro and tram systems and the use of zero-emission
buses. In addition to these kinds of public transportation, there is a network of city bikes stations
that also aims at reducing the amount of car travels in the city.
Innovations
Being innovative is considered to be a key element of achieving a smart city goal. The city of
Vienna understands innovation not just in a narrow technological sense but in a broader way
that encompasses various spheres of urban life.
Vienna’s actions in the field of smart urban economy lays in the government’s support for start-
up initiatives which should lower the dominance of transnational corporations in favor of
smaller local entrepreneurs.
In the field of urban governance, Vienna’s main achievement is an establishment of electronic
government which significantly facilitates a number of routine tasks allowing citizens not to
waste time and energy needed for travelling to the city hall.
In the area of research and education, the city of Vienna offers open government data. This
resource is helpful for the works of students, social scientists and researchers from other fields
offering universal access to urban data. The logic behind this claims that if the data have to be
gathered and processed for the city government’s needs, why would not they belong to public
afterwards.
The last innovation field we would like to mention here is the sphere of mobile applications.
Nowadays, when increasing number of citizens use smart phones and other devices that allow
them to be constantly online, the city have to adapt to the changes and provide urban dwellers
with a new mode of services. Thus, in Vienna we can find various urban applications for public
transportation routes and timetables, taxis, city bikes, city maps, tourist guides, parking zones,
etc.
Social inclusion
With ruling social-democratic party, social cohesion and inclusion has been of an outmost
importance for Vienna for a long time. Therefore, in the vision of city of Vienna, smart city is
the one where all dwellers are entitled for a good life regardless of their income and other
parameters. To achieve this goal, Vienna provides a significant amount of public housing (25%
of all housing estate). Providing citizens with very high-quality dwellings of well-planned
infrastructure and sophisticated design is seen as a necessary condition for ensuring that
everyone can fully participate in urban life.
Figure 1: Social housing Vienna style (Source: Matevž Straus)
Quality of life
The city of Vienna claims that offering high living standard to every citizen is their ultimate
goal. A lot of efforts were put into creation of public transportation that is: inexpensive,
territorially expanded, operates 20 hours per day, connects bus, metro and tram lines into one
integrated system and provides accurate real time timetables.
Next, high quality of life in Vienna is ensured by the amount of green spaces: Vienna offers
long km of waterfronts, mountains, natural parks called Vienna Woods and smaller human-
made parks all over the city which results in the fact that ½ of all urban territory is the green
areas.
Other achievement of Viennese municipality is the highest quality of water that comes to the
tap straight from the mountains. This has a positive effect on people’s health and allows them
not to spend money and efforts on constantly buying drinking water. They can just use what is
locally available.
Affordable housing is something that Vienna is famous for. As mentioned above, the percentage
of social housing that can be rented for a relatively low price reaches 25 percent ensuring high
level of living conditions for everyone.
The last thing we would like to mention here is high traffic safety. Vienna works hard on its
“Vision Zero” mission that aims on the absence of any fatal accidents happened because of the
traffic.
Goals for the future
Having these foundations definitely helps Vienna to become even smarter. The municipality
developed a long-term development plan until year 2050 called “Smart City Wien” that covers
all aspects of urban life, work and leisure developing a strategy for improvement and
modernizing the city.
As stated in “Smart City Wien Framework Strategy”, “it is the key goal for 2050 of Smart City
Wien to offer optimum quality of living, combined with highest possible resource preservation,
for all citizens. This can be achieved through comprehensive innovations” (City of Vienna,
2014a). The strategy can be visually presented as three intersecting circles characterizing: the
quality of living, resources consumption, and innovations (Fig. 2).
Figure 2: “Smart City Wien” principles (Source: City of Vienna, 2014b)
In this frame, the main objectives for the future are:
Consuming less resources and protecting the climate;
Improving quality of life through innovations;
Guaranteeing social inclusion for all citizens;
Eradicating any gender discrimination;
Making Vienna a city of codetermination and social justice;
Preserving green spaces and using renewable energy;
Providing equal opportunities for all generations (City of Vienna, 2014b).
To sum up, we may say that the municipality of Vienna recognizes the “smart” heritage the city
already has and aims at moving further with enhancing and reinforcing existing “smart moves”.
The “Smart City Wien” strategy has been approved by the mayor, Michael Häupl, and is
currently being implemented in the development projects in the city.
What is special about Vienna?
Having all this in mind, we would argue that Vienna is different from the cities that use “smart”
label to follow neoliberal mainstream. For Vienna, “smartness” is far from being only about
technology, it is mostly about people. As the “Smart City Wien Framework Strategy” puts it,
“social inclusion is a decisive factor; this means that all measures will take account of all people
living in the city” (City of Vienna, 2014b).
We assume that the reason for that is the social-democratic party that has been it power for a
long time conducting socially oriented “Red Vienna” policy. There are not so many cities in
the world with 25% of all housing estate being social housing, 50% of all territory covered with
publicly supported parks and green areas, as well as with such an amount of public institutions
and well-functioning public transportation system.
We will conclude with another quote from the “Smart City Wien Framework Strategy”: “other
cities are primarily concerned with meeting CO2 emissions targets. With the Smart City Wien
process, Vienna is taking a more comprehensive approach. Beyond simply defining
environmental objectives, this process will give consideration to all spheres of life in the city.
It is precisely this approach that for generations has ensured – and will continue to ensure –
Vienna’s success and the high quality of life enjoyed by the city’s inhabitants. That is the
‘Viennese Way’” (Smart City Wien, 2015b).
4.2 The smart city experimental lab: Seestadt Aspern
By Nazar Kovalenko
Let us start with some key facts from the history of the territory of today’s Seestadt Aspern. On
May 1808, fields between villages Aspern and Essling witnessed the battle between Napoleon
troops and Austrian army, which was also Napoleon’s first significant tactical defeat. In 1912,
an airport was opened in the area, which played a very important role in both World Wars and
in interwar period, especially in 1930s, when this was the center of training flights and one of
the main bases of Luftwaffe. The airport existed even after the war, but was closed in 1977
because of the harsh competition from the airport in Schwechat. Consequently, it was rebuild
into a racing track, and in the 1980s, this territory entered a new period: GM opened its engine
plant with 2000 newly-created workplaces (Aspern Seestadt, 2015).
Figure 3: Aspern airfield before development (Source: Schipfer, 2012)
In 1992, the City Council and Vienna Economic Fond had organized meetings of experts and
city planners on the development of this area and chose the concept of architecture group Leiner
for further development. This project proposed building of housing for 12000 people and 6000
workplaces, and was based on the principles of “Urban Partitur”, which would mean the
creation of low-density urban area crossed through with green belts. Due to large amounts of
capital needed for transport infrastructure, this project was eventually rejected (Vienna City
Council, 2015).
Finally, in May 2007, the City Council of Vienna adopted the Master plan of Seestadt Aspern
(Aspern Vienna’s Urban Lakeside). Starting from the basic principles of the airfield
development programme, a two-tier procedure was employed to select a team for drafting the
master plan. In the first stage of the tender, “bidding syndicates from across the entire EU were
invited to submit their relevant experience and project track record in order to qualify for
participation in the awarding procedure. In the second stage, ten selected bidding syndicates
were invited to prepare solution proposals for the urbanistic development of the former airfield
and to submit these together with bids for the drafting of the master plan” (Aspern Airfield
Master plan, 2008). After that, an international evaluation commission, which was composed
of different stakeholders (experts, land owners, political decision-makers and local residents)
submitted the bids of the master plan. In the end, the contract was awarded to the Swedish