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Journal of Membrane Science, 38 (1988) 161-174 Elsevier Science
Publishers B.V., Amsterdam - Printed in The Netherlands
161
E.L. CUSSLER, STEPHANIE E. HUGHES, WILLIAM J. WARD, III3 and
RUTHERFORD ARIS
Department of Chemical Engineering and Materials Science,
University of Minnesota, Minneapolis, MN 55455 (U.S.A.) 2Department
of Chemical Engineering, Stanford University, Palo Alto, CA
(U.S.A.) General Electric Company, Research and Development Center,
Schenectady, NY 12301 (U.S.A.)
(Received July 31,1987; accepted in revised form December
9,1987)
Summary
Membranes which contain impermeable flakes or lamellae can show
permeabilities much lower than conventional membranes, and hence
can serve as barriers for oxygen, water and other solutes. This
paper develops and verifies theories predicting the properties of
these barrier membranes. In particular, the theories predict the
variation of permeability with the concentration and the aspect
ratio of the flakes.
Introduction
Most membrane research concentrates on separations. This
research has been successful: membranes for purifying water are now
big business, and membranes for gas separations are expanding
rapidly.
Another area of membrane research uses membranes as barriers.
For ex- ample, polymer film is used for food wrapping, and paint is
common for metal protection. Still, many polymer barriers are less
effective than desired.
This paper will discuss an alternative type of barrier membrane.
The mem- brane consists of a thin polymer film filled with flakes
aligned with the plane of the film. Micrographs of such a film
would look like a bed of wet leaves imbedded in a continuous
polymer phase. Material diffuses through the poly- mer but only by
a very tortuous path around the impermeable flakes. The result is a
membrane whose permeability can be orders of magnitude less than
that through the polymer alone.
This paper will discuss both models and experiments for this
type of mem- brane. The models, which are highly simplified, lead
to two main predictions. First, they predict the variation of
membrane permeability with the volume fraction of flakes.
Interestingly, this prediction is almost independent of the
detailed geometries that are assumed. It is verified
experimentally.
0376-7388/88/$03.50 0 1988 Elsevier Science Publishers B.V.
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The second prediction is of the variation of permeability with
the aspect ratio of the flakes. Here the models are less definitive
and different geometries lead to different predictions. The
differences between these predictions can be used to characterize
the available experiments. The results help us to think more
clearly about this type of barrier membrane.
Theory
Four models of barrier membrane, shown in Fig. 1, contain
impermeable flakes aligned with the plane of the membrane. The four
models differ in the geometry assumed for the flakes. The most
realistic model, shown in Fig. 1 (a), has flakes which are randomly
shaped and randomly distributed throughout the plane of the film.
The impermeable flakes impede solute transport across the film by
creating a tortuous path for diffusion. Clearly, this model is too
complex for simple analysis.
To make this simple analysis, we idealize the model in Fig. 1
(a) in two ways. First, we assume that the flakes are not randomly
located in the film, but rather occur periodically in a discrete
number of planes within the film. We will make this assumption in
all three models detailed here.
Second, we assume a particular shape and spacing for the flakes.
We assume three such geometries. Most simply, we assume that the
flakes are rectangles
A.
B.
C.
D.
slits _;;_
a
random flakes
Fig. 1. Models of barrier membranes. The first drawing is a
sketch of the actual membrane. In the second and third drawings,
diffusion occurs through regularly spaced slits or pores. In the
last, it occurs through randomly spaced slits.
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of uniform size but great width, regularly spaced like the
bricks in a wall. In such an idealization, shown in Fig. 1 (b ) ,
diffusion will occur through the slits between the bricks.
Alternatively, we can assume that each layer of flakes is a single
flake perforated with regularly spaced pores. In this extreme
idealiza- tion, shown in Fig. 1 (c), diffusion takes place through
pores rather than slits. Finally and more realistically, we can
assume that the flakes are randomly sized rectangles randomly
located in the discrete planes. We will discuss all three
geometries in the paragraphs which follow.
We begin the discussion for the slit model in Fig. 1 (b) by
considering a unit cell of area (2dW). The total flux J,, through
this unit cell when no flakes are present is [ 1 ] :
J 0
=D(2dW) AC
1 (1)
where 1 is the total thickness of the membrane and dC is the
concentration difference across it. For later convenience, we
rearrange this result as a resis- tance across the membrane
DLIC 1 -=- Jo 2dW
(2)
This resistance is proportional to the membrane thickness and
inversely pro- portional to the area through which diffusion
occurs. It forms a reference for later discussion.
Next we turn to the case of a membrane with one barrier. Now,
diffusing solute can not pass through the membrane without necking
down to pass through one of the periodic slits. The resistance in
this case is approximately given by [2]:
DAC 1 -= J,
-+bln 2dW dW
(3)
in which J1 is the flux through a unit cell of area 2dW. The
first term on the right-hand side of eqn. (3 ) is the resistance
without flakes, just as in eqn. (2 ). The second term represents
the constriction into and out of the slit; and the third term is
the resistance of the slit itself. This result is approximate
because we are essentially counting part of the resistance to
diffusion across the mem- brane twice, once in the first term and
once in the third. Still, while this result is exact only when 1 +
d % s, it will not dramatically alter the results for a membrane
with many layers. Exact results when a=0 can be obtained from the
solution by elliptic functions [ 31.
The resistance of such a multilayer membrane can be found by
extending these results. In such a membrane, solute must diffuse to
the slit in the first layer and diffuse through this first slit. It
then diffuses to one of the two sym-
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metrically placed slits in the second layer of flakes. (One may
show that small displacements from symmetry have no effect.) The
distance to each of these next slits is d; the area through which
this diffusion occurs is that between the flakes b IV. Thus the
resistance for diffusion across a membrane with N flakes is
DAC 1 --+bln d +&+i (N-I)&
JN- 0 2dW dW 2s (4)
As before, the first term on the right-hand side is the
resistance of the layer without flakes, and the second term is the
resistance of the constriction into the first layer of flakes and
out of the last layer of flakes. These terms are the same as those
in eqn. (3) because there is no additional constriction; once in
the membrane, diffusion must follow its narrow, tortuous path. The
third term is the resistance of the N slits through which solute
must pass to cross the membrane. This term is just N times the
final term in eqn. (3 ), for now we have N layers instead of just
one layer. The fourth term on the right-hand side of eqn. (4)
reflects the tortuosity: (N- 1) wiggles each d long. The factor of
f in front of this term represents the reduced resistance due to
the periodic array of flakes: solute can diffuse into each slit
either from the left or from the right. Equation (4) is more useful
if it is divided by eqn. (2 ) and rearranged:
(5)
This is the key result for the first model in Fig. 1 (b) . We
now consider the limit of a membrane containing many layers, each
of
which contains flakes which block diffusion across much of the
layer. If there are many layers, N, (N- 1) and (N+ 1) are virtually
the same. As a result, the total membrane thickness 1 equals N(a+
b). If each layer is almost filled with impermeable flakes, then
the volume fraction of flakes, $, equals a/ (a + b). This volume
fraction is called the loading. We also define two new variables.
The flake aspect ratio CI! ( =d/a) is a measure of the flake shape.
The pore aspect ratio CJ (=s/a) characterizes the pore shape. With
these changes, eqn. (5 ) becomes
da d2
s(u+b)+b(a+b) (6)
The second term on the right-hand side of eqn. (5 ) has dropped
out because it is proportional to N -l.
Equation (6) shows some features in common with a sound, earlier
theory
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published by Brydges et al. [4] for glass-ribbon reinforced
composites. This theory is developed in terms of fluid flow, but
the basic approach is similar. Both eqn. (6) and the Brydges theory
contain a value of one as the lead term on the right-hand side.
Both include the same variation with aspect ratio in the second
term, but the Brydges theory contains no variation with loading @
Both theories predict the same variation with loading in the third
term, but the Brydges theory contains a geometrical factor which
one may show always equals four.
We are especially interested in two cases of eqn. (6) which can
be checked experimentally. First, we consider the case where u/a! 4
1. In this case, the wiggles within the films are dominant, and
eqn. (6) becomes
(7)
Second, we consider the case where a/a! % 1. Now, eqn. (6)
becomes
(8)
Diffusion is limited not by the wiggles but by the slits
themselves. Equations (7) and (8) are the desired results for the
two-dimensional model
shown in Fig. 1 (b). They give the change in the flux caused by
the flakes in the membrane. This change is a function of three
variables which can be al- tered experimentally, the loading $, the
flake aspect ratio CX, and the slit aspect ratio 0.
We turn next to the pore model shown in Fig. 1 (c). This model
has the same, multilayered structure as the slit model studied
above. However, the gaps be- tween layers are no longer wide thin
slits, but regularly spaced pores. Diffusion from the pores in one
layer to those in the next is a multidimensional process, a
significant change from the previous case.
As before, we can write the resistance across a membrane
containing no flakes in terms of the flux JO:
DAC 1
Jo =4d2 (9)
This resistance is a close parallel to eqn. (2)) except that the
unit cell of area 2dW is now replaced by a unit cell of area 4d2.
In a similar way, we can write the resistance of a composite of N
layers as
DAC 1 ln(dl,.b) -=$+;+s+ (N-l) nb JN
(10)
which is a parallel of eqn. (4). The first term on the
right-hand side is the resistance without flakes. The second is the
resistance due to the constriction
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into the top layer of holes, and out of the bottom layer of
holes [ 51. The third of these terms is the resistance of the N
holes - each a long and of area 7~s - through which solute must
diffuse in transversing the membrane [ 11. The fourth term on the
right-hand side of eqn. (10) represents the (N - 1) wiggles which
the solute makes [6]. Strictly speaking, the logarithm in this term
should be the inverse hyperbolic cosine, but this function is
almost identical to the logarithm when d/s $1, as is true here.
As before, we are most interested in the limit of many layers.
When we divide eqn. (10) by eqn. (9 ) , we find for multilayered
limit:
(11)
in which (x, o, and $ are the flake aspect ratio (d/a), the pore
aspect ratio (s/ a), and the loading a/ (a + b), analogous to eqn.
(6). The first term on the right hand side is the resistance of
flake free membrane, the second team is the resistance of the
pores, and the third term is the effect of tortuosity. The effect
of the constriction has dropped out in the limit of many layers,
just as it dropped out of eqns. (7) and (8).
Finally, we turn to the third model suggested in Fig. 1 (d),
that of random flakes. The development of this model, detailed in
the Appendix, is a general- ization of the first case discussed.
The key result for a many-layered membrane is
(12)
This close parallel to eqn. (7) differs only by the unknown
factor p, a combined geometric factor characteristic of the random
porous media.
Equations (7)) (8)) (11)) and (12) are the core of the analysis
developed in this paper. Each predicts the change in membrane
permeability as a function of the loading and the aspect ratio. We
test the predicted variation with loading using data in the
literature. We test the predicted variation with the aspect ratio
by means of the experiments described next.
Experimental
We have no literature data to test predicted variations of flux
with the aspect ratio. To make diffusion experiments with variable
aspect ratios would be both difficult and tedious. As an
alternative, we chose to study electrical conduct- ance of aqueous
solutions of reagent grade potassium chloride (Aldrich), using a
modified Jones bridge [ 71. In these solutions, the equivalent
ionic conduct-
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antes of K+ and Cl- are almost equal, so the equivalent
conductance of this salt is almost equal to the diffusion
coefficient times a dimensional conversion factor [ 11. As a
result, the quantity D&/J is within ten percent of the elec-
trical resistance divided by the resistivity. Resistivities for
these solutions are known [8].
We used the two poly (methyl methacrylate) devices shown in Fig.
2 to per- form these conductance experiments. Each consists of
three flat plates. In the first, the two outer plates, which are
1.2 cm thick, are pierced by platinum wires 0.051 cm in diameter
bent to give the equivalent of a slit source 2.5 cm long. The
third, central plate, which is 1.2 cm thick, contains an open slit
which is 0.16 cm wide and 2.5 cm long. The plates are separated by
spacers 0.051 cm thick. The steady-state resistance from one wire
to the other in this device is given by
DAC a +dl +d, -=- - J3 2sW Wb
(13)
Note that d, and dz are not necessarily equal to each other or
to the flake size 2d used above. The first term on the right-hand
side of eqn. (13) is the resis- tance of the slit, and the second
that of the two wiggles. This result parallels eqn. (4) for the
special case in Fig. 2. The second device in Fig. 2 is similar,
except that there is a pore instead of a slit. The outer two discs,
each 1.2 cm thick, are pierced by platinum wires 0.080 cm in
diameter to give the equivalent of a point source. The central
plate, 1.2 cm thick, has a single 0.16 cm diameter
Fig. 2. Apparatus to study aspect ratio. Each device consists of
three plates whose alignments are easily altered. The electrical
resistance of salt solutions in these devices is used to mimic the
tortuosity in the barrier membranes.
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pore; the three plates are separated by spacers 0.025 cm thick.
The resistance in this second device is:
DAC a -=---+
ln(d,d2/2s2)
J3 m2 nb (14)
The first term on the right-hand side is now the resistance of
the pores, and the second that of the two wiggles. Experiments with
both devices are reported in the section which follows.
Results
The theory developed above predicts the variation of flux across
a flake- filled polymer membrane with the loading and the aspect
ratio of the flakes. In this section, we test the predicted
variation with loading first. Literature data basic to this
discussion are available for two types of membranes, those with
many small flakes and those with a few large lamellae. Each type of
mem- brane merits separate consideration.
Membranes with many small flakes are made by adding an inorganic
mate- rial such as mica to a polymer melt or solution. Films are
formed from this mixture either by extrusion or by casting.
Microscopic cross-sections of these films show highly anisotropic
flakes pressed together like a pile of wet leaves but immersed in a
polymer continuum.
The theories of barrier membranes presented above predict that
the diffu- sion flux can vary with flake loading @ in two ways.
First, if wiggles through the flakes are paramount, then (Jo/J,- 1)
is proportional to $/ (1 - @) (cf. eqns. 7, 11, 12). Second, if
diffusion through gaps between flakes is slowest, then (Jo/J,-1)
varies with @ (cf. eqn. 8 or 11).
Data for flake-filled membranes are consistent with the
prediction that wig- gles are paramount, as shown in Fig. 3 [
g-111. The diffusing solute is oxygen, water, or carbon dioxide.
The flakes are of mica or polyamide, and the polymer continuum is
of polycarbonate, polyester, or polyethylene. We can use plots like
this to determine an effective aspect ratio if we are willing to
assume a more specific model. Values inferred from these models are
shown in Table 1. We can find d/a from eqn. (7 ) without
assumption. We can find d/a from eqn. (11) only by two additional
assumptions. First, we take the limit of eqn. (11) in which the
wiggles dominate; i.e., we neglect the second term of the right-
hand side of this relation. Second, we assume that 0 equals one.
This second assumption reflects two-dimensional vs.
three-dimensional transport: when the wiggles dominate, J,,/J, is
independent of s in slits but not in pores.
While the flux varies with (1 - @) /c$ for membranes fitted with
many layers of flakes, it does not do so for membranes containing a
few layers of poorly permeable lamellae. It may be that the
membranes made by Subramanian [ 121 are of this type. These
membranes are made by incompletely mixing polyam-
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Loading
Fig. 3. The flux across flake-filled membranes. The flux,
plotted as (Jo/J,- 1 ), is proportional to $/ ( 1 - $), where $ is
the flake loading. Note the flakes can reduce the flux hundreds of
times. o, Ward [ll]; q ,Kamaletal. [lo]; A,Okuda [9].
Fig. 4. Flux vs. loading in membranes with lamellae. The flux is
inversely proportional to loading, as predicted by eqn. (8). These
data are not linear when correlated in a fashion parallel to Fig.
3.
TABLE 1
Effective aspect ratios inferred from changes with loading
Membrane Ref. d/o (from eqn. 7)
dlo (from eqn. 11 assuming a = s )
Mica flakes in polycarbonate (~~,,/~=3.6/1.2) 11
Mica flakes in phenolic polyester (PflelJP=3.6/1.35) 9
Polyamide flakes in polyethylene 10 Polyamide lamellae in
polyethylene 12
The aspect ratio (d/s), estimated from eqn. (8).
30 18
30 18 4 4
330 -
ide, which is relatively impermeable, in polyethylene, which is
much more permeable. Micrographs of films made by this incomplete
mixing look like thin sheets of marble cake. These membranes may
have a permeability dominated by diffusion through a few slits or
pores, and not by many tortuous wiggles in the flake-filled
membrane. They should be described by relations like eqn. (81,
rather than by eqn. (7).
That eqn. (8) is consistent with these data is shown in Fig. 4.
The altered flux Jo/J, is proportional to the loading $, rather
than to @ / ( 1 - @). However, this figure does not prove that
pores dominate the diffusion, for there are other
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170
physical models which also give a linear variation with @ For
example, if we assume that there are no pores or slits, diffusion
may still occur through alter- nating layers of the two materials.
The diffusion flux across these alternating layers will be linear
in the loading @.
Thus the literature data show a variation with loading
consistent with the theory developed above. Unfortunately, these
data do not include a systematic variation of aspect ratio which
permits a similar test of this second important variable. To make
this second test, we turn from eqns. (7)) (8)) and (11) to eqns.
(13) and (14).
The predictions of eqns. (13) and (14) are justified by the
results in Figs. 5 and 6. In Fig. 5, we show that the value of
Jo/J,, plotted as the resistance divided by the resistivity, is
proportional to dl + d,. In physical terms, this means that the
flux wiggling through a slit is proportional to the length of the
wiggles. Note that the data in this figure do include a five-fold
variation of KC1 con- centration. Moreover, the slope of these data
is 4.0 cme2, close to the value of 5.0 cme2 predicted for these
solutions [S].
In Fig. 6, we show that the flux oozing through a pore is
proportional to the logarithm of the product of the distances to
reach the pore, consistent with eqn. (14). However, repeated
experiments at different concentrations show scatter. While we are
unsure why this scatter occurs, we suspect that it is due to slight
changes in the separation between the plates. Still, the data
clearly show Jo/J,, plotted as the resistance divided by the
resistivity, is linear in In
500 r
dl+ d2 (cm)
200 I I 1 -2 -1 0 1
Log W,+)
Fig. 5. Flux vs. aspect ratio in a slit. The flux, as resistance
divided by resistivity, is proportional to the total length of the
wiggles, as predicted by eqn. (13).
Fig. 6. Flux vs. aspect ratio through a pore. The flux, as
resistance divided by resistivity, varies inversely with the
logarithm of the product of the distances to the slit, as predicted
by eqn. (14). The circles, squares, and triangles refer to
0.01,0.05, and 0.10 M, respectively.
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171
C&C&: the flux in pores varies with the logarithm of the
product of distances traveled.
Discussion
At this point, we need to review what the theory and experiments
have shown. Most importantly, the theory correctly predicts that
for flake-filled mem- branes, the diffusion flux varies with (1 -
$J) /#. This correct prediction occurs in spite of the major
approximations in idealizing the geometry of these mem- branes. In
the actual membrane - cf. Fig. 1 (a) - the flakes are of random
size, and randomly arrayed. In our models - cf. Figs. 1 (b)-1 (d) -
the flakes are collapsed into discrete layers, which in turn are
organized to give slits or pores.
In both the actual and the idealized membranes, the diffusion is
retarded by the tortuous paths around the flakes. In the actual
membrane, most diffusion will occur around the nearest boundary.
The solute diffuses around this bound- ary and across the membrane
until it meets the next random flake. In the idealizations, the
diffusion is much more symmetric and periodic. Geometrical
complexities have been avoided by approximations.
These approximations are probably the reason that the aspect
ratios in- ferred from our models are so small. As shown in Table
1, these ratios range from 5 to 30; direct measurements of the
flakes imply values around 100. There are several reasons why this
might be so. One concerns the adhesion between the polymer and the
flakes. If the adhesion where poor, then diffusing solute might
move rapidly through the resulting gaps. Anecdotal reports of such
rapid transport are frequent, although we have seen no published
evidence.
An alternative reason for these inconsistencies in aspect ratio
is the flake geometry itself. To see how this geometry might be
responsible, consider dif- fusion around a single flake. Each point
on the edge of the flake represents a possible pathway for
diffusion. These pathways are in parallel, and the shortest
pathways will be prefered. As a result, we suspect that the
effective aspect ratio represents a type of harmonic average
biassed towards the shortest paths. Such an average will be less
than that measured geometrically.
Even with the successes of Figs. 3 and 4, we have not been able
to use vari- ations of flux with loading to distinguish between the
three models in Fig. 1. This is because all three models predict an
identical variation of flux with tortuosity. On the one hand, this
identity is frustrating, for we would like to know if diffusion in
barrier membranes occurs through gaps which are like slits or like
pores. On the other hand, the identity is reassuring, for it says
that the flux will vary in the same way with loading independent of
the detailed geometry.
The theory also predicts how the flux varies with aspect ratio,
and the results in Figs. 5 and 6 support these predictions. This
support is incomplete. We do find the variation of flux with aspect
ratio expected for membranes containing many flakes which behave
like slits or pores in series. We have actually made
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experiments only for one pore or slit, and we know of no data
systematically varying lamellae shape.
Our results represent an extension of earlier studies of
transport phenomena in composite media. These studies began with
Maxwell [ 13 1, who considered the thermal conductivity of a
periodic array of conducting spheres, and were improved by Rayleigh
[ 141, who focussed on the transmission of sound. More recent
studies have included diffusion in cylindrical arrays [ 151 and in
random porous media [ 161. Our efforts seem the first for
composites of flakes oriented across the path of diffusion.
The results in this paper raise other interesting questions.
First, what would be the behavior of flake-filled membranes of
other properties? For example, imagine the flakes were of zeolite,
and hence selectively permeable to linear alkanes. Could such a
membrane separate linear and branched alkanes? As a second example,
imagine the flakes were of gas, large flat bubbles in a polymer
continuum. Would such a membrane be a good thermal insulator?
A second set of interesting questions comes from the fact that
all the discus- sion in this paper is related to the steady state.
Ironically, barrier membranes are sometimes used in unsteady
situations: for wrapping food, for coating, or for protecting
transistors. What is the unsteady diffusion into a barrier mem-
brane as a function of loading and aspect ratio? We know no answers
to these questions, but we anticipate their resolution.
Acknowledgements
This work was supported by the National Science Foundation
(grants 8408999 and 8611646), by the General Electric Corporation,
and by Questar, Inc.
List of symbols
N PFZ s W
flake thickness distance between flakes solute concentration
half flake size wiggle lengths (eqns. 13 and 14) diffusion
coefficient total flux across a membrane of n layers of flakes
total membrane thickness number of flakes or lamellae probability
of encountering n of N flakes in crossing a membrane half slit size
or pore radius width
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flake aspect ratio, d/a geometric factor pore aspect ratio, s/a
volume fraction flakes in membrane ( = a/ (a + b) ) .
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8
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Appendix
In the above, we developed expressions for the flux through
membranes con- taining periodically spaced slits, as suggested by
Fig. 1 (a). We now want to extend these arguments to very thin
randomly spaced flakes of the same size d, as suggested by Fig. 1
(c ) .
To do so, we assume a membrane containing N layers, where N is
large.
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174
Diffusion across this membrane will miss a flake in (N-n)
layers, and hit a flake in n layers. As a result, this process can
take place via (N+ 1) parallel modes of probabilityp,,n = 0 ,...,N.
The probabilityp, of hitting n flakes is [ 171:
pn= ff @(l--$)N- 0
(A-1)
where 4 is the loading in the membrane. The path for diffusion
is (a + b) for each layer where a flake is missed. The
path for each layer where a flake is hit is more difficult: it
is increased by ,ud, where ,u is a geometric factor. However, the
area available for this transport is proportional to Wb rather than
Wd. Thus the effective path for each layer where a flake is hit is
(a + b +pd /b) . The total path through a membrane with n hits is
thus [N(a+b) +npd2/b].
The average flux JN across an area d 2 of a membrane like this
is
JN= $ in d 2DAC IZ=O N(a+b) +npd2/b 1 C-4-2)
Equations (A-l ) and (A-2 ) can be combined and rearranged to
give
(A-3)
in which 1( = N(a+ b) ) is the total thickness of the membrane.
Because N is large, this binomial distribution of probabilities is
close to the Gaussian; if N is very large, the only significant
probability is the mean ri. Thus
DAC pd2 ii
-==+ (a+b)bN Jd (A-4)
@2 =1+@!2- I-$
This is identical to eqn. (12) in the text.