NGAN HANG TMCP NGOAI THlTONG VIET NAM Dja chi try sa chinh: 198 Tran Quang Khai, Ha Noi Ma so DN: 0100112437 (cap thay doi Ian 11 ngay 07/11/2014) S6^W/vcb-CL&TKTH CQNG H6A XA H0I CHU NGHIA VIET NAM Doc lap - Tu- do - Hanh phiic Ha Noi, ngayZCthdng 07 nam 2016 BAO CAO TINH HINH QUAN TRI NGAN HANG 6 THANG DAU NAM 2016 Kinh gui: - Uy ban chung khoan Nha nirac - Sa Giao dich Chung khoan TP. Ho Chi Minh Ten cong ty niem yet: Ngan hang Thuang mai Co phan Ngoai thuang Viet Nam Dja chi try so" chinh: so 198 Tran Quang Khai, Ha Noi Dien thoai: (84.4)39343137; Fax: (84.4) 39360049/38269067 Email: p tkhdqt.ho(g)vietcombank.com.vn Von dieu le: 26.650.203.340.000 dong Ma chu-ng khoan: VCB I. HO AT DONG CUA DAI HOI DONG CO DONG Ngay 15/4/2016, Ngan hang TMCP Ngoai thuang Viet Nam (Vietcombank) da to chuc phien hop Dai hoi dong cd dong (DHDCD) thuang nien Ian thu 9. Tren ca sa cac bao cao, ta trinh va qua qua trinh thao luan, DHDCD da thong qua cac noi dung chinh sau day: TT So Nghj quyet Ngay Noi dung 1 09/TN2016/ NQ-DHDCD 15/4/2016 Thong qua cac noi dung: - Cac bao cao ciia: HDQT, cua Ban dieu hanh, Ban kiem soat ve hoat dong nam 2015 va dinh huang hoat dong nam 2016. 1/45
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NGAN HANG TMCP
NGOAI THlTONG VIET NAM
Dja chi try sa chinh: 198 Tran Quang Khai, Ha Noi
Ma so DN: 0100112437
(cap thay doi Ian 11 ngay 07/11/2014)
S6^W/vcb-CL&TKTH
CQNG H6A XA H0I CHU NGHIAVIET NAMDoc lap - Tu- do - Hanh phiic
Ha Noi, ngayZCthdng 07 nam 2016
BAO CAO TINH HINH QUAN TRI NGAN HANG
6 THANG DAU NAM 2016
Kinh gui: - Uy ban chung khoan Nha nirac
- Sa Giao dich Chung khoan TP. Ho Chi Minh
Ten cong ty niem yet: Ngan hang Thuang mai Co phan Ngoai thuang Viet Nam
Dja chi try so" chinh: so 198 Tran Quang Khai, Ha Noi
Ngay 15/4/2016, Ngan hang TMCP Ngoai thuang Viet Nam
(Vietcombank) da to chuc phien hop Dai hoi dong cd dong (DHDCD) thuang
nien Ian thu 9. Tren ca sa cac bao cao, ta trinh va qua qua trinh thao luan,
DHDCD da thong qua cac noi dung chinh sau day:
TT So Nghj
quyet
Ngay Noi dung
1 09/TN2016/
NQ-DHDCD
15/4/2016 Thong qua cac noi dung:
- Cac bao cao ciia: HDQT, cua Ban dieu
hanh, Ban kiem soat ve hoat dong nam 2015
va dinh huang hoat dong nam 2016.
1/45
TT So Nghj
quyet
Ngay Noi dung
- Bao cao tai chinh 2015 dugc kiem toan va
dugc Ban kiem soat tham dinh;
- Dinh huong va cac chi tieu hoat dong kinh
doanh chinh nam 2016 do HDQT trinh
DHDCD;
- Phuong an phan phoi lgi nhuan nam 2015;
- Muc thu lao cho Hoi dong quan tri va Ban
kiem soat nam 2016;
- Phuang an tang von dieu le bang viec phat
hanh co phieu thuang vai ty le 35% cho co
dong hien huu va phat hanh co phieu rieng le.
II. HOAT DONG CUA HOI DONG QUAN TRI (HDQT)
1. Thong tin ve thanh vien HDQT:
Trong 6 thang dau nam 2016, HDQT Ngan hang TMCP Ngoai Thuang
Viet Nam (VCB) da to chuc hop 39 phien (6 phien toan the va 19 phien theo ca
che thuang true va 14 Ian lay y kien bang van ban) de dinh huong, chi dao hoat
dong cua VCB trong tung thai ky, xem xet quyet djnh cac cong viec thuoc tham
quyen xu ly cua HDQT, cung nhu trao doi ve mot so chuyen de cu the khac.
TT Thanh vien Chuc vu Ngay bat So buoi Ty le Ly do
HDQT dau la hop tham khong
thanh vien HDQT du hop tham hop
HDQT tham du•
1Nghiem
Xuan Thanh
Chu tich
HDQT01/11/2014 39/39 100%
Pham Quang TV
2 Dung HDQT,
TGD
01/11/2014 39/39 100%
Nguyen TV
3 Danh Luang HDQT,
PTGD
02/10/2014 6/6 100%
2/45
TT Thanh vien
HDQT
Chucvu•
Ngay bat
dau la
thanh vien
HDQT
So buoi
hop
HDQT
tham du•
Ty le
tham
du hop
Ly do
khong
tham hop
4
Yutaka Abe TV
HDQT,
PTGD
30/09/2012 6/6 100%
5Le Thi Hoa TV
HDQT25/04/2013 39/39 100%
6Nguyen
Manh Hung
TV
HDQT26/12/2014 39/39 100%
7
Nguyen Thi
Dung
TV
HDQT
doc lap
25/04/2013 6/6 100%
Ghi chit:
: Cac ong Nguyen Danh Luang va Yutaka Abe la cac TV HDQTkiem nhiem, chi tinhty le tham gia hop doi vai cac phien hop toan the; Ngoai ra, can cu tinh chat tirng vuviec cu the, thanh vien HDQT Nguyen Danh Luang co the duac mai tham du cacphien hop thuang true nhung khong thong ke tai bang neu tren;: Bd Nguyen ThiDung la TV HDQT doc lap, chi tham gia cac phien hop toan the;
2. Hoat dong giam sat cua HDQT doi vol Ban dieu hanh (Tong giam
doc va cac Pho Tong giam doc):
Hoat dong giam sat cua HDQT doi vai Ban dieu hanh dugc thuc hien theo
Quy che quan tri noi bp ciia ngan hang. Ben canh do, Tong Giam doc cung dong
thai la TV HDQT do vay luon dam bao sir giam sat ciia HDQT trong hoat dong
dieu hanh. Tai cac phien hop thuang ky cua HDQT, Tong Giam doc co bao cao
ve moi mat hoat dong ciia ngan hang; bao cao viec trien khai thuc hien cac Nghj
quyet cua Dai hoi dong co dong (DHDCD), cac Nghj quyet, Quyet dinh cua
HDQT; bao cao mot so chuyen de theo yeu cau ciia HDQT. Mat khac, viec giam
sat ciia HDQT con dugc the hien thong qua hoat dong ciia bp may giam sat
thuoc Ban kiem soat. HDQT da giao cho Ban kiem soat dinh ky hang thang
kiem tra va bao cao tinh hinh thuc hien cac Nghj quyet, Quyet dinh ciia HDQT.
Trong 6 thang dau nam nay, bam sat dien bien thi truong, quan triet cac
phuong cham va quan diem chi dao dieu hanh da dat ra, HDQT da chi dao toan
3/45
he thong nghiem tuc thuc hien cac chii truong, chinh sach ciia Chinh phii,
NHNN; dam nhiem va hoan thanh tot cac nhiem vu dugc giao, gop phan on djnh
vT mo va thiic day tang truong kinh te xa hoi, the hien vai tro tien phong, vj the
ciia mot NHTM chii dao trong he thong. Viec phan cong nhiem vu dugc HDQT
thuc hien chi tiet tai tung vj tri lanh dao. Cung vai do, VCB da co nhieu doi mai
trong chi dao dieu hanh dac biet la vai cong tac khach hang; cong tac lap, giao
ke hoach, dieu hanh kinh doanh bam sat ke hoach, danh gia ke hoach; kjp thai
ghi nhan va xu ly cac vuong mac phat sinh ciia cac chi nhanh; de cao cong tac
quan tri riii ro. Viec ket noi chat che giua Chi nhanh va TSC, giua VCB vai cac
ca quan chuc nang trong cong tac xii ly thu hoi ng co van de da tiep tuc tao ra
nhung chuyen bien quan trong trong cong tac xii ly, thu hoi ng xau, ng ngoai
bang.
Cong tac kiem tra giam sat ciia VCB co nhieu buoc chuyen bien, bp may
Kiem tra npi bp tai Tru Sa chinh va cac khu vuc da phat huy dugc vai tro va vj
tri dpc lap trong viec kiem tra, giam sat, canh bao nii ro. Cong tac kiem tra, kiem
soat da bao quat cac llnh vuc hoat dong va dugc thuc hien co trgng tarn; chat
lugng cac khuyen nghj, ghi nhan dugc nang cao.
Doi vai viec trien khai cac du an nang cao nang lire quan trj va hoat dong,
HDQT da thuang xuyen giam sat, danh gia va co chi dao quyet liet, thuang
xuyen, kjp thai. Nguon nhan luc cho cong tac quan trj du an dupe chii trong tang
cuong, quy che quan ly du an dugc ra soat hoan thien... do do tien dp va chat
lugng trien khai nhieu du an da dugc kiem soat tot.
3. Hoat dong cua cac Uy ban thuoc HDQT:
Hien tai VCB co 03 Uy ban thuoc HDQT la: Uy ban Quan ly nii ro, Uy
ban Nhan sir va Uy ban Chien luge. Cac Uy ban hoat dong theo Quy che to chuc
va hoat dong ciia tung Uy ban do HDQT ban hanh.
Uy ban Quan ly nii ro tham mini cho HDQT trong viec phe duyet cac
chinh sach va djnh huong phii hop trong tung thai ky lien quan den cac loai nii
ro (nii ro tin dung, nii ro thj truong, nii ro hoat dong...), bao gom ca viec xac
djnh cac ty le, gioi han/han che va miic dp chap nhan nii ro ciia Ngan hang.
Trong nam 6 thang dau nam 2016, Uy ban Quan ly nii ro da to chuc 2 phien hop
djnh ky, phoi hop voi cac phong ban co lien quan de tiep tuc xay dung va hoan
thien cac quy che ciia VCB, tham mini de xuat cho HDQT ve cac chien luge,j
chinh sach quan ly nii ro, cac bien phap phong ngua nii ro tren nhieu mat hoat4/45
dong. Uy ban cung dong vai tro tich cue trong viec xiic tien trien khai cac sang
kien nham tung buoc ap dung Basel II theo 16 trinh da dugc phe duyet.
Uy ban nhan sir la uy ban co vai tro tham muu, tu van cho HDQT doi vaif » r t J *
cac van de lien quan den nhan sir, che dp tien luong, thu lao, tien thuang va cac
chinh sach dai ngp khac ciia VCB. Sau khi dupe dong bp cac van ban quy che ve
quan ly can bp, UBNS da tich cue, chii dong trong viec danh gia quan ly can bp
thuoc phan cap tham quyen. Trong thai gian qua, viec bo nhiem, bo nhiem lai
cac chuc vu lanh dao thuoc Tru So chinh va cac don vj kinh doanh deu dupe
thong qua boi UBNS, gop phan nang cao nang lire, chat lugng trong viec quan
ly can bo.
Uy ban Chien luge tham muu cho HDQT trong viec xay dung chien luge
phat triln kinh doanh ciia Ngan hang, bao gom ca danh gia thuc trang, muc tieutong thi, tarn nhin dai han, djnh huong chien luge, cac chi tieu kinh doanh chotung giai doan, giai phap va 16 trinh thuc hien. Uy ban da tham muu cho HDQT
trong viec dua ra cac djnh huong hoat dong ciia nam; dau moi chuan bj bao cao,
lam viec vai cac don vj lien quan ve viec danh gia thuc hien De an tai co cau
ngan hang, tham gia xay dung phuong an tang von dieu le.
4. Cac Nghj quyet cua HDQT:
Trong 6 thang dau nam 2016, HDQT da ban hanh 159 nghj quyet. Chi tiet
dupe thong ke 6 Phu luc 01 dinh kern.
III. BAN KIEM SOAT
1. Thong tin ve thanh vien BKS
TTThanh
vien BKSChuc vu
•
Ngay batdau/khong
con la thanh
vien BKS
So buoi
hop BKStham du
•
Tyletham
dir hop
Lydokhong
tham du•
h9P
1 Ba TruongLe Hien
Truong ThangBKS 6/2008
2/2 100%
2 Ba La ThjHong Minh
Thanh
vien
BKS
Thang6/2008
2/2 100%
3 Ba Do ThjMai Huong
Thanh
vien
BKS
Thang6/2008
2/2 100%
5/45
TTThanh
vien BKS
Ba Vu ThjBich Van
Chuc vu
Thanh
vien
BKS
Ngay batdau/khong
con la thanh
vien BKS
Thang4/2011
So buoi
hop BKStham du
2/2
Tyletham
du hop
100%
Lydokhong
tham du
hop
2. Hoat dong giam sat cua BKS doi vol HDQT, Ban Giam doc dieu
hanh va co dong:
BKS da thuc hien giam sat HDQT, BDH trong viec thuc hien cac djnh
huong va muc tieu kinh doanh nam 2016 ciia VCB dugc DHDCD thong qua,giam sat viec tuan thu quy djnh ciia phap luat, Dieu le Ngan hang trong viecquan tri, dieu hanh. Nhin chung, trong 6 thang dau nam 2016, HDQT va BDHda chi dao, dieu hanh hoat dong kinh doanh ciia VCB theo diing muc tieu, cac
chi tieu kinh doanh dat kit qua tot so vai ke hoach de ra; HDQT va BDH datuan thu cac quy djnh ciia Luat TCTD va Dieu le Ngan hang trong quan trj, dieu
hanh.
Thuc hien theo quy djnh cua Luat TCTD, BKS da thuc hien theo doi danhsach co dong sang lap, co dong Ion va ngudi co lien quan ciia TV HDQT, TV
BKS, TGD va cap nhat thong tin djnh ky. Trong 06 thang dau nam 2016, taiVCB phat sinh mot giao djch npi bp mua co phieu VCB, giao djch dugc thuchien diing quy djnh ve cong bo thong tin tren thj truong chung khoan.
3. Su phoi hop hoat dong giua BKS doi vol hoat dong cua HDQT,
Ban Giam doc dieu hanh va cac can bo quan ly khac:
Thuc hien Quy che quan trj npi bp VCB, BKS thuang xuyen tham gia cac
cupc hop thuang xuyen/djnh ky ciia HDQT/thuong true HDQT, cac cupc hopgiao ban hang thang ciia BDH. BKS cung dupe cung cap cac thong tin, tai lieuve cong tac quan ly, dieu hanh va hoat dong kinh doanh ciia ngan hang phuc vucho viec kiem soat ciia BKS. Cac thanh vien BKS dugc tham gia cac khoa hoc,
hoi thao nghiep vu nhim nang cao kien thuc quan trj, dieu hanh ngan hang.
Thong qua hoat dong kilm soat, BKS da dua ra cac de xuat, kien nghj vaiHDQT, BDH cac bien phap tang cuang kiem soat, giam thieu nii ro, dam bao
tuan thu cac quy dinh cua Phap luat, Dieu le va cac quy djnh npi bp, gop phan
6/45
nang cao chat lugng, hieu qua hoat dong cua Ngan hang va hoan thanh tot nhiem
vu kinh doanh 6 thang dau nam 2016 ciia VCB.
4. Hoat dong khac cua BKS (neu co):
Trong 06 thang dau nam 2016, BKS da thuc hien cong tac tham djnh
BCTC nam 2015 va 06 thang dau nam 2016, to chuc thuc hien 08 cupc kiem
toan npi bp doi vai cac hoat dong nghiep vu tai cac Chi nhanh, thuc hien giam
sat vai cac mang hoat dong ciia ngan hang, theo doi viec tuan thu cac ty le dam
bao an toan...
Trong 6 thang dau nam 2016, BKS dang trien khai Du an nang cao nang
luc kiem toan npi bp theo yeu cau ciia Hiep uoc von Basel II va Du an kiem
toan cong nghe thong tin, thuc hien dao tao can bp thuoc BKS...
IV. DAO TAO VE QUAN TRI
Cac khoa dao tao ve quan trj cong ty dugc HDQT, Ban dieu hanh bo tri
Phe duyet nhan chuyen nhuongQSD dat va QSH tai san trendat lam PGD Bong San thuocChi nhanh VCB Quy Nhan
7 07/NQ-VCB-HDQT 19/01/2016Phe duyet thay doi dai dien vonVCBtaiVCBF
808A/NQ-VCB-
HDQT19/01/2016
Phe duyet chu truong trien khaidau tu he thong LOS cho VCB
9 08/NQ-VCB-HDQT 19/01/2016
Phe duyet bo nhiem Pho Giamdoc Chi nhanh VCB Nam Ha
Noi
10 09/NQ-VCB-HDQT 20/01/2016
Phe duyet chii truong thueCong ty luat tu van dam phanhop dong du an Nang cao nangluc kiem tra, kiem toan npi bova chuyen doi chuc nang kiemtoan noi bo ciia VCB
11 10/NQ-VCB-HDQT 25/01/2016
Phe duyet dieu dong can bo giuchuc vu tai Chi nhanh VCB
Quang Ninh, Hai Phong
12 11/NQ-VCB-HDQT 25/01/2016
Phe duyet nhan sir cac chinhanh VCB tren dia ban Binh
Duong
13 12/NQ-VCB-HDQT 03/02/2016Phe duyet xep loai Chi nhanhVCB nam 2015
16/45
14 13/NQ-VCB-HDQT 28/01/2016
Phe duyet cap giai han tin dungdoi voi khach hang thuoc thamquyen HDQT
15 14/NQ-VCB-HDQT 03/02/2016
•?
Phe duyet tin dung thuoc thamquyen HDQT
16 15/NQ-VCB-HDQT 03/02/2016
• s -n
Phe duyet huong dan chuyenxep luong theo Bell Curve
17 16/NQ-VCB-HDQT 03/02/2016
Nghj quyet chi dao hoat dongkinh doanh phien hop thuangky thang 02/2016
18 17/NQ-VCB-HDQT 03/02/2016
7 •
Phe duyet cap giai han tin dungdoi vai khach hang thuoc thamquyen HDQT
19 18/NQ-VCB-HDQT 16/02/2016
Phe duyet ve viec to chuc Daihoi dong co dong thuang nien2016
20 19/NQ-VCB-HDQT 17/02/2016
Phe duyet dieu chinh thang,bang luong dong bao hiem xahoi cho can bo VCB
21 20/NQ-VCB-HDQT 19/02/2016
Phe duyet ban hanh Quy dinhve phuong phap danh gia vaTham quyen xu ly nii ro hoatdong tai VCB
22 21/NQ-VCB-HDQT 19/02/2016Phe duyet viec ra soat He thongXHTD noi bp ciia VCB
23 22/NQ-VCB-HDQT 19/02/2016Phe duyet ra soat Chinh sach duphong nii ro ciia VCB
24 23/NQ-VCB-HDQT 19/02/2016
r _
Phe duyet cap giai han tin dungdoi vai khach hang thuoc thamquyen HDQT
25 24/NQ-VCB-HDQT 18/02/2016
Phe duyet ban hanh quy dinh veGiai han tin dung doi voiKhach hang doanh nghiep
26 25/NQ-VCB-HDQT 18/02/2016Phe duyet bo nhiem lai Giamdoc Chi nhanh VCB Trung Do
27 26/NQ-VCB-HDQT 19/02/2016Phe duyet nhan su Chi nhanhVCB Nhan Trach, Dong Nai
28 27/NQ-VCB-HDQT 22/02/2016
Phe duyet chuyen tiep ke hoachmua van phong/nha dat tu nam2015 sang nam 2016 va pheduyet quyet dinh dau tu nhanchuyen nhupng QSD dat dS xaydung tru so PGD Cai Lay - Chi
17/45
nhanh VCB Tien Giang
29 28/NQ-VCB-HDQT 19/02/2016
t 1—
Phe duyet ban hanh Quy che tochuc va hoat dpng ciia Hpidong tin dung Doanh nghiepVCB
30 29/NQ-VCB-HDQT 19/02/2016
" 7 1—
Phe duyet ban hanh Quy che tochuc va hoat dpng ciia Hpidong tin dung Dinh che taichinh VCB
31 30/NQ-VCB-HDQT 19/02/2016Phe duyet giao nhiem vu kiemsoat vien, kiem toan vien
32 31/NQ-VCB-HDQT 19/02/2016
1 ' *Phe duyet quyet dinh dau tu vathuc hien du an PMO Basel II
34 33/NQ-VCB-HDQT 22/02/2016Phe duyet ke hoach XDCB2016 ciia VCB
35 34/NQ-VCB-HDQT 22/02/2016
* 1
Phe duyet dieu chinh tien dpxay dung try so VCB tai Ba Ria- Vung Tau
36 35/NQ-VCB-HDQT 22/02/2016
' i %"^ 1 * "~Z 'Phe duyet chuyen tiep ke hoachmua van phong/nha dat tu nam2015 sang nam 2016 va pheduyet quyet dinh dau tu nhanchuyen nhupng QSD dat de xaydung try so try so Chi nhanhVCB Ha Nam
37 36/NQ-VCB-HDQT 22/02/2016Phe duyet phuong an xay dungtru so Chi nhanh VCB Phii Tho
38 37/NQ-VCB-HDQT 22/02/2016
7
Phe duyet chii truong ban daugia cong khai tai san ciia VCB
39 38/NQ-VCB-HDQT 22/02/2016
Phe duyet nhan su phu trachdieu hanh Chi nhanh VCB
Long Khanh
40 40/NQ-VCB-HDQT 25/02/2016
7
Mot so nhiem vu trong tamtrong hoat dpng kinh doanh vaquan tri dieu hanh
41 41/NQ-VCB-HDQT 25/02/2016
— : ^
Phe duyet gia han hop dongthuc hien du an thay the hethdng CB
42 42/NQ-VCB-HDQT 25/02/2016Phe duyet phuong an phongchong khung bo ciia VCB
18/45
43 43/NQ-VCB-HDQT 25/02/2016
r *
Phe duyet dieu chinh thai giantrien khai Goi thau so 01 ciia
Du an Quan ly nii ro gian Ianciia VCB
44 44/NQ-VCB-HDQT 25/02/2016Phe duyet chii truong mua tryso Chi nhanh VCB Nam Dinh
45 45/NQ-VCB-HDQT 19/02/2016
* 7
Phe duyet dau tu he thong daotao true tuyen E learning
46 46/NQ-VCB-HDQT 25/02/2016
Phe duyet chii truong dieudpng, bo nhiem va bo nhiem laimot so nhan su trong he thongVCB
47 47/NQ-VCB-HDQT 08/03/2016
Phe duyet bo nhiem lai Giamdoc Chi nhanh VCB Ninh
Thuan
48 48/NQ-VCB-HDQT 09/03/2016Phe duyet ban hanh Quy chephong chong nia tien ciia VCB
102 109/NQ-VCB-HDQT 13/05/2016Phe duyet khoan cap gioi hantin dung doi voi khach hang
22/45
thuoc tham quyen HDQT
103 110/NQ-VCB-HDQT 13/05/2016Phe duyet mo hinh to chuc ciiaVCBL
104 111/NQ-VCB-HDQT 16/05/2016
Phe duyet y kien bieu quyet ciiadai dien von VCB tai VCBT ve
ke hoach kinh doanh 2016 ciia
VCBT
105 112/NQ-VCB-HDQT 16/05/2016
Phe duyet y kien bieu quyet ciiadai dien von VCB tai VBB vkke hoach kinh doanh 2016 ciia
VBB
106 113/NQ-VCB-HDQT 16/05/2016
Phe duyet y kien bieu quyet ciiadai dien von VCB tai VCBM va
ke hoach kinh doanh 2016 ciia
VCBM
107 114/NQ-VCB-HDQT 16/05/2016Phe duyet ke hoach kinh doanh2016 ciia VFC
108 115/NQ-VCB-HDQT 16/05/2016Phe duyet ke hoach kinh doanh2016 ciia VCBS
109 116/NQ-VCB-HDQT 16/05/2016
Phe duyet y kien bieu quyet ciiadaj dien von VCB tai VCBF veke hoach kinh doanh 2016 ciia
VCBF
110 117/NQ-VCB-HDQT 16/05/2016Phe duyet ke hoach kinh doanh2016 ciia VCBL
111 118/NQ-VCB-HDQT 16/05/2016
Phe duyet cap tin dung doi vaikhach hang thuoc tham quyenHDQT
112 119/NQ-VCB-HDQT 10/05/2016
Phe duyet cap tin dung doi voikhach hang thuoc tham quyenHDQT
113 120/NQ-VCB-HDQT 16/05/2016
Phe duyet dieu chinh khoan captin dung doi voi khach hangthuoc tham quyen HDQT
114 121/NQ-VCB-HDQT 16/05/2016Phe duyet ban hanh Quy che tochuc hoat dpng ciia ALCO
115 122/NQ-VCB-HDQT 16/05/2016
Phe duyet ban hanh Quy dinhve phuong phap djnh gia chiingkhoan no va danh muc ngoaih6i tren kinh doanh thay thequyet djnh 412
23/45
116 123/NQ-VCB-HDQT 16/05/2016
' 1 iPhe duyet dieu chinh khoan captin dung doi voi khach hangthuoc tham quyen HDQT
117 126/NQ-VCB-HDQT 19/05/2016
Phe duyet ban hanh Quy chequan ly viec di nuac ngoai ciiacan bo VCB
118 127/NQ-VCB-HDQT 19/05/2016Phe duyet ban hanh Quy checong bo thong tin ciia VCB
119 128/NQ-VCB-HDQT 19/05/2016
Phe duyet Quy dinh ve chi traphu cap cong viec cho Nguoidai dien theo uy quyen kiemnhiem va Nguoi kiem nhiemkhac ciia VCB tai doanh nghiepkhac
120 129/NQ-VCB-HDQT 19/05/2016
Phe duyet chii truong mua sanpham bao hiem Bao An Gia ciiaVCLI cho nguoi lao dpng VCB
121 130/NQ-VCB-HDQT 19/05/2016
Phe duyet sua doi npi dung phigiao djch uy quyen cho VCBFdau tu
122 131/NQ-VCB-HDQT 19/05/2016Phe duyet gia han thuc hien hopdong du an thay the CB
123 132/NQ-VCB-HDQT 19/05/2016
Phe duyet y kien bieu quyet ciiadai dien von VCB tai Dai hpidong co dong nam 2016 ciiaVNA
124 133/NQ-VCB-HDQT 19/05/2016
Phe duyet thanh lap phongKhach hang doanh nghiep FDItrue thuoc Chi nhanh VCB TP
HCM
125 134/NQ-VCB-HDQT 19/05/2016
Phe duyet cap tin dung chokhach hang thuoc tham quyenHDQT
126 135/NQ-VCB-HDQT 19/05/2016
Phe duyet cap tin dung chokhach hang thuoc tham quyenHDQT
127 136/NQ-VCB-HDQT 24/05/2016
Phe duyet ban hanh Quy dinhve Tham quyen phe duyet tindung doi voi Khach hang thenhan va to chuc ciia VCB
128 137/NQ-VCB-HDQT 19/05/2016
Phe duyet cap gioi han tin dungdoi voi khach hang thuoc thamquyen HDQT
24/45
129 138/NQ-VCB-HDQT
130 139/NQ-VCB.HDQT
131 140/NQ-VCB-HDQT
132 141/NQ-VCB-HDQT
133 142/NQ-VCB-HDQT
134 143/NQ-VCB-HDQT
135 144/NQ-VCB-HDQT
136 145/NQ-VCB-HDQT
137 146/NQ-VCB-HDQT
138 147A/NQ-VCB-HDQT
139 147/NQ-VCB-HDQT
140 148/NQ-VCB-HDQT
141 149/NQ-VCB-HDQT
142 150/NQ-VCB-HDQT
25/05/2016
25/05/2016
25/05/2016
25/05/2016
25/05/2016
25/05/2016
25/05/2016
25/05/2016
25/05/2016
26/05/2016
25/05/2016
26/05/2016
06/06/2016
06/06/2016
Phe duyet cap gioi han tin dungdoi vai khach hang thuoc thamquyen HDQTPhe duyet cap gioi han tin dungdoi voi khach hang thuoc thamquyen HDQTPhe duyet cap gioi han tin dungdoi voi khach hang thuoc thamquyen HDQTPhe duyet phuong an phat hanhtrai phieu nam 2016 ciia VCBPhe duyet phuong an kien truecong trinh try so VCB Thu DuePhe duyet sua doi, bo sung quydjnh ve bao cao doi voi cackhoan cap tin dung thuoc thamquyen HDQTPhe duyet quyet toan du an thuetru so Chi nhanh VCB Ha Noi
Phe duyet quyet toan du an thuetry so Chi nhanh VCB ThanhHoa
Phe duyet quyet toan du an thuetry so Chi nhanh VCB Ha Tay
Phe duyet dieu chinh tien dphoan thanh du an va thuc hien
phan con lai ciia goi thau xaylap so 12, thuoc du an xay dungtru so VCB Binh Thuan
Phe duyet chii truong bo nhiem,bo nhiem lai doi voi can bp cacChi nhanh VCB TP HCM, DaNang, Quang Nam, Tra Vinh,Quang Binh, Gia LaiPhe duyet bo nhiem lai Giamdoc Chi nhanh SGD
Nghj quyet chi dao hoat dpngkinh doanh phien thuang kythang 06/2016Phe duyet y kien nguoi dai dienvon VCB tai VCBT ve gia hannhiem ky ciia Tong giam docVCBT
25/45
143 151/NQ-VCB-HDQT 06/06/2016
Phe duyet ban hanh chuongtrinh hanh dpng thuc hanh tietkiem phong chong lang phi nam2016 ciia VCB
144 152/NQ-VCB-HDQT 06/06/2016
* 1
Phe duyet cap gioi han tin dungdoi voi khach hang thuoc thamquyen HDQT
145 153/NQ-VCB-HDQT 06/06/2016
Phe duyet huong din thuc hienQuy djnh ve GHTD va thamquyen phe duyet tin dung
146 154/NQ-VCB-HDQT 06/06/2016
Phe duyet ke hoach trien khaichi tra co tiic nam 2015 phathanh co phieu tang von dieu letu nguon von chii so huu nam2016
147 156/NQ-VCB.HDQT 06/06/2016Phe duyet ban hanh chinh sachbao dam ciia VCB
148 157/NQ-VCB.HDQT 15/06/2016
Phe duyet chii truong tham giadau gia mua dat xay dung try saChi nhanh VCB Quang Trj
149 158/NQ-VCB.HDQT 15/06/2016
Phe duyet tiep nhan va bonhiem Truong ban hien dai hoacong nghe ngan hang VCB
150 159/NQ-VCB.HDQT 17/06/2016
Phe duyet chii truong tuyendung va cii giu chuc vu PTGDVBB
151 160/NQ-VCB.HDQT 17/06/2016Phe duyet ket qua xep loai Chinhanh VCB Quy I nam 2016
152 161/NQ-VCB.HDQT 17/06/2016Phe duyet don gia tien luonggiao Chi nhanh 2016
153 162/NQ-VCB.HDQT 17/06/2016
— 7 7
Phe duyet thanh lap Ban co vantrien khai phuong an nang caonang luc tai chinh ciia VCB
154 163/NQ-VCB.HDQT 28/06/2016Phe duyet tin dung thuoc thamquyen HDQT
155 164/NQ-VCB.HDQT 28/06/2016
7 3
Phe duyet ban hanh Quy che tochuc va hoat dpng ciia bp mayquan ly ciia cac du an nang caonang luc quan trj va hoatdpngtai VCB
156 165/NQ-VCB.HDQT 28/06/2016
Phe duyet thanh lap van phongdai dien ciia VCB tai khu vuc
phia nam
26/45
157 167/NQ-VCB-HDQT
158 168/NQ-VCB.HDQT
159 169/NQ-VCB.HDQT
28/06/2016
30/06/2016
30/06/2016
Phe duyet bo nhiem TruongVPDD khu vuc phia Nam ciiaVCB
Phe duyet chii truong tai troASXH nam 2016 cho cac tinh
Khanh Hoa, Thai Binh va HaTinh
Phe duyet cap gioi han tin dungdoi vai khach hang thuoc thamquyen HDQT
27/45
PHV LyC 2: DANH SACH CO DONG NQI B0 VA NGlTO»I CO LIEN QUAN
TTTEN TO CHlTC/CA
NHAN
TAI
KHOAN
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DICH
CHU*NG
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sdHUTJ
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1NGHIEM XUAN
THANH
Chu
tich•
HDQT
21.500 0,00081
1.1 Nghiem Xuan But Bode 0 0
1.2 Duong Thj Thuan Me de 0 0
1.3 Ha Kim Ngpc Vo 0 0
1.4 Nghiem Xuan Long Con trai 0 0
1.5 Nghiem Ha Linh Con gai 0 0
1.6 Nghiem Thj Thuy Chi gai 4.490 0,00017
1.7 Nghiem Thj Ha Em gai 0 0
1.8 Nghiem Thj Loan Em gai 0 0
1.9 Nghiem Xuan Vupng Em trai 0 0
2 PHAM QUANG Uy vien 2.431 0,0001
28/45
14
TTTEN TO CHlTC/CA
NHAN
TAI
KHOAN
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CHUC
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2.1 Pham Mai Hung Bo 0 0
2.2 Pham Thj Phung Me 0 0
2.3 Dam Lam Thanh Vp 41.181 0,0015
2.4 Pham Thj Huong Chi 0 0
2.5 Pham Mai Hoa Em 0 0
2.6 Pham Nhat Thu Con gai 0 0
2.7 Pham Khoi Nguyen Con trai 0 0
2.8 Nguyen Van Hien Anh re 0 0
2.9r
Le Tuan Khanh Em re 0 0
3NGUYEN DANH
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16.009 0,0006
29/45
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%
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3.1 Nguyen Danh Huyen Bo 0 0
3.2 Truong Thj Thuc Me 0 0
3.3 Dau Thj Bich Hong Vp 0 0
3.4 Nguyen Thj Hong Sam Chj 0 0
3.5 Nguyen Danh Nghla Anh 0 0
3.6 Nguyen Danh Do Anh 0 0
3.7 Nguyen Thj Kim Quy Em gai 0 0
3.8Nguyen Thi PhuongMai
Em gai 0 0
3.9 Nguyen Thj Hong Dung con 0 0
3.10 Nguyen Thj Hong Diep con 0 0
4NGUYEN MANH
•
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->
Uy vien
HDQT1.682 0,00006
4.1 Vu Thj Van Huong Vo 1.869 0,00007
4.2 Nguyen Chi Cong Bo 0 0
30/45
TTTEN TO CHUC/CA
NHAN
TAI
KHOAN
GIAO
DICH
CHlTNGKHOAN
(NEU CO)
CHUC
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SO CMND
/DKKDDIA CHI
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%
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4.3 Nguyen Thj Thong Me 0 0
4.4 Nguyen Manh Dung Con 0 0
4.5 Nguyen Quynh An Con 0 0
4.6 Nguyen Cong Cuong Anh trai 0 0
4.7 Ta Thj Anh Hong Chj dau 0 0
5 YUTAKA ABE
•t
Uy vien
HDQT,
P.TGD
0 0
5.1 Sadaichiro Abe Cha 0 0
5.2 Junko Abe Me 0 0
5.3 Maki Abe Va 0 0
5.4 Yuki Abe Con 0 0
5.5 Marika Abe Con 0 0
5.6 Yumiko Inoue Chj 0 0
6 NGUYEN THI DUNG•
Uy vien
HDQT2.300 0,00008
31/45
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%
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6.1 Nguyen Trac Cha 0 0
6.2 Le Thj Truyen Me 0 0
6.3 Nguyen Ngpc Minh Chong 0 0
6.4 Nguyen Minh Ngpc Con de 0 0
6.5 Nguyen Thi Ngpc Uyen Con dau 0 0
6.6 Nguyen Minh Tarn Con de 0 0
6.7 Nguyen Tuyet LanCon
chong0 0
6.8 Nguyen Minh TuanCon re
chong0 0
6.9 Nguyen Minh PhuongCon
chong0 0
6.10 Tran Thj PhupngCon dau
chong0 0
6.11 Nguyen Chinh Anh rupt 0 0
6.12 Do Thj Tuyet Mai Chj dau 0 0
32/45
I£l - s i._£k
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6.13 Nguyen Liem Anh rupt 0 0
6.14 Ngo Thj Thu Thuy Chj dau 0 0
6.15 Nguyen Thj Kien Chj rupt 0 0
6.16 Le Due Lai Anh re 0 0
7 LE THIHOA•
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4.677 0,00017
7.1 Le Van Thi Cha 0 0
7.2 Vo Thi Hoe Me 0 0
7.3 Le Van Hong Anh 0 0
7.4 Le Van Vinh Anh 0 0
7.5 Le Thj Nga Em 0 0
7.6 Le Thi My Em 0 0
7.7 Nguyen Ba Tan Chong 0 0
33/45
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