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Baldwins Rulesfor
Ring Closure
Dr Fabienne PradauxWednesday 2nd February 2005
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Baldwins Rules
Qualitative set of generalization on the probability ofa ring closure (RC)
Empirical rules formulated from observations andstereoelectronic reasoning
Describe kinetic feasibility of ring closure
Physical basis lie in stereochemical
The rules do not apply to second row elements and topericyclic reactions
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Terminology/Classification (1)
Prefix exo when thebreaking bond isexocyclic to the
smallest ring formed.
Prefix endo when thebreaking bond isendocyclic to thesmallest ring formed.
X-
exo
X
Y Y-
X- Y XY-
endo
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Terminology/Classification (2)
Numerical prefix describe the size of formed ring.
Sufixes Tet, Trig and Dig indicate the geometry of
the carbon undergoing the RC. Tetrahedral for sp3 carbon
Trigonal for sp2 carbon
Digonal for sp carbon
X-X
Y Y-
5-exo-Tet51
2
3
4
51
2
3
4
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Rules for Ring Closure (1)
Tetrahedral Systems 3 to 7-exo-Tet are all favoured processes 5 to 6-endo-Tet are disfavoured
-XY
X-Y
X-
Y X- Y
X-
YX-
Y
X-
Y
5-exo-Tet3-exo-Tet 4-exo-Tet 6-exo-Tet
7-exo-Tet 5-endo-Tet 6-endo-Tet
12
35
1
2
3
5
6
7
1
2
3
1
2
3
1
2 3
4
4
4
5
6
4
1
2
3
45
6
1
2
3
4
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Rules for Ring Closure (2)
Trigonal systems 3 to 7-exo-Trig are all favoured processes 3 to 5-endo-Trig are disfavoured; 6 to 7-endo-Trig are
favoured
-XY
X-Y
X-
Y X- Y X-
Y
X-
Y
X-
Y
5-exo-Trig3-exo-Trig 4-exo-Trig 6-exo-Trig 7-exo-Trig
5-endo-Trig 6-endo-Trig
-XY
-X Y
X-
Y
3-endo-Trig 4-endo-Trig 7-endo-Trig
12
3
51
23
5
6
71
2
3
1
2
3
1
2 3
4
44
5
6
4
1
2
3
4
5
6
1
2
3
4
1
2
3
1
2
3
4
5
71
2
3
45
6
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Rules for Ring Closure (3)
Digonal Systems 3 to 4-exo-Dig are disfavoured processes; 5 to 7-exo-
Dig are favoured
3 to 7-endo-Dig are favoured
- -
Y-
Y-
-
-
Y
-
Y
5- -Di- -Di - -Di - -Di - -Di
5- -Di - -Di
- Y-
Y
-
Y
- -Di - -Di - -Di
YY
Y
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Other Than Nucleophilic Cases
Radical Processes(homolitic):
Cationic Processes:
3- - ri
- - ri
- - ri
5- - ri
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Attack Trajectories Favoured paths to transition states are:
Y-E
X Y-E
E = 80
Wald ninv rsi n
Y
X-
E
E = 09
Brgi-Dunitz X
Y
E
C C
E
E
X-
E = 20C C
Y
XE E
Y
Tetrahedral Systems
Trigonal Systems
igonal Systems
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Favoured and Disfavoured
Favoured RC will be those in which length andnature of linking chain enables terminal atoms to
achieve required trajectory to form final ring bond
Disfavoured RC would require severe bond angle
and distances distortion, so the desired RC will bedifficult (if available, alternative pathways willdominate)
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Tetrahedral carbon (1)
All exo-Tet cyclisations are favoured
X
Y
n
X l p ir Ov rl p wit C- W*Att ck t 180 l c ccur
H2NBr1
2 3
3-exo-Tet
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Tetrahedral carbon (2) Why all endo-Tet cyclisations are disfavoured?
SO
S
O O
O
O
NaH
SO
S
O O
O
O
SO
S
O O
O
O
S O
S
O O
O
O
6- - t ?
6- - t Di f av ur : R acti clu iv l i t r l cular
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Trigonal Carbon (1)
Why all exo-Trig cyclisations are favoured?
O
H
OH
O1
2
3 4
5
5-exo-Trig
X n
Y
X lo e pair
Overlap wit C= T*Attack at 109 angl p ibl
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Trigonal Carbon (2)
Example of disfavoured 5-endo-Trig
O
O
XBase
O
O
5-endo-Trig
H
OH
OH
OH
O
H
O
HOH
5-e o-Trig
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Trigonal Carbon (3)
OH
OMe
O
Base
O
OMe
O
5-endo- rig
O
OMe
O
1
2
3
4
5
5
1
2
3
4
5 0%
OH OX
Base
5-endo- rig
Disfavouredandnot observed
OMe
O
OMe
O
5-endo-Trig versus 5-exo-Trig
5-exo- rig1
2
3
4
O O
5
100%
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Trigonal Carbon (4)
5-endo-Trig exceptions :
SH
CO2Me
S
CO2MeBaseSe ond ro element
-S ond longerem ty or ital 3d of S mayintera t ith - T or ital
isfa o red t ossi le
5-endo-Trig
- .43 ngstrm
-S . 2 ngstrm
R
R
O(CH2OH)2
O
OR
R
R R
HO O
OHH
- H2O
R
R
O
OH
5-endo-Trigisfa o red
H
R R
H2O O
OH
5-exo-TrigFa o red
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Trigonal Carbon (5) 5-endo-Trig versus 5-exo-Trig; Nitrogen analogue
MeO2C CO2Me
NH2 HN
MeO2C CO2Me
1
2
34
51
2
3
4
5
X
HN
O
MeO2C
5-endo-Trig%
5-exo-Trig%
1
2
3
45
ontrol ex eriment
CO2Me
PhCH2NH2Ph
HN
CO2Me
HN Ph
1 %%
O
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Trigonal Carbon (6)
5-endo-Trig versus 5-exo-Trig; Nitrogenanalogue (MO explanation)
N
O
OMeH
H
Bad alignment
N lone air an not rea hT* or ital of Mi hael a e tor
nitz angle atta not ossi le
N
HH
O
OMe
Too far a ay
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Digonal carbon
All endo-Dig cyclizations are favoured
O
O
Ar1
2
3
4 5
5-endo- ig
O
OT* ina essi le
ela ossi le in thelane of the ring
Ar
3- and 4-exo-Dig cyclisations are disfavoured
-X -XY
3-exo- ig 4-exo- ig
Y
12
3 1
2 3
4
N le hile an not atta ith the req ired 2 angle
x x
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Intramolecular Alkylations of
Ketone Enolates (1)
-O O
+ -(Enolendo)-Exo- et
Endocyclic alkylations
Exoclyclic alkylations
+ -
-OO
(Enolexo)-Exo- et
6- to 7- membere RC
Favoured 3- to 5- membere RC
Disfa oure
3- to 7- membere RC
Favoured
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Intramolecular Aldol
Condensations (1)
-O O
(Enolendo)-Exo- rig
Y-
-O Y O
(Enolexo)-Exo- rig
Y-
Endocyclic reactions
Exoclyclic reactions
3- to 7- membered RCFavoured
3- to 5- membered RC
Disfavoured 6- to 7- membered RCFavoured
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RESTRICCIONES
ESTERE
OELE
CTRON
ICA
S.
O
Y
O
Y
C alkylatio sC alkylatio s
180 atta
109 atta
Intramolecular alkylationsof ketone enolates
Intramolecular aldolcondensations
Oalkylatio s Oalkylatio s
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Intramolecular Alkylations of
Ketone Enolates (1) Why 5-(Enolendo)-exo-tet disfavoured?
O
Br
O O
Br
M
t-BuOM
O
> 70% 0%
5-exo-Tet 5-(enolendo)-exo-tet
OOO
MX X
M
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Intramolecular Alkylations of
Ketone Enolates (2) Why 6-(enolendo)-exo-tet favoured?
BrOO Br
M OO
>95% 0%
t-BuOM
6-(enolendo)-exo-tet
6-exo-Tet
XOM Possible because of extra bond lengt
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Intramolecular Aldol
Condensations (2)
O
O
O O
O
O
O
O
O
+5-( nolendo)-
exo-trig
6-( nolendo)-
exo-trig
Statistics : 4 possibilities to form a 5 membered ring2 possibilities to form a 6 membered ring
Previsions : 6 membered ring would be predominant or exclusive
6-(enolendo)-exo-trig versus 5-(enolendo)-exo-trig
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Intramolecular Aldol
Condensations (3)
O
O
O O
O
1 KOH
MeOH
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Baldwin Rules in Harrity Group (1)
RCo2(CO)6
O
RZ
RELewis Acid
RCo2(CO)6
ORE R
Z
OLA
RE
RZ
H
R
Co2(CO)6 OLA
RE
RZ
H
Co(CO)3
Co(CO)3
R
6-(enolendo)-exo-trig
Formation of cyclohexanones :
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Baldwin Rules in Harrity Group(2)
R1 Co2(CO)6
OR2
Le is id
R1
OLA H
H
Co(CO)3
Co(CO)3
R1
4-(enolexo)-exo-trig
R2
O
Co2(CO)6
R2
OLA H
R2
R1
Co2(CO)6
Formation of cyclobutane ketones :
6-exo- rig
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Conclusion
Only give information about whether processes arefavoured or disfavoured and not allowed andforbidden.
Nucleophilic RC feasibility strongly depends on ringsize, geometry of reacting atom and exo or endonature of reaction.
Structural modification can dramatically affect the
cyclization mode.
If favoured trajectory of attack valid, then reactionwill follow the Baldwins rules.
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Summary (1)
Size Exo Endo
Tet Trig Dig Tet Trig Dig
3 X X
4 X X
5 X X
6 X
7
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Summary (2)
Exo-Tet Exo-Trig
Size enolendo enolexo enolendo enolexo
3 X X
4 X X
5 X X
6
7
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References
J. E. Baldwin, J. Chem. Soc., Chem. Commun. 1976, 734.
J. E. Baldwin, J. Cutting, W. Dupont, L. Kruse, L. Silberman, R. C.Thomas, J. Chem. Soc., Chem. Commun. 1976, 736.
J. E. Baldwin, R. C. Thomas, L. Kruse, L. Silberman, J. Org. Chem,
1977, 42, 3846. J. E. Baldwin, L. Kruse, J. Chem. Soc., Chem. Commun. 1977, 233.
J. E. Baldwin, M. J. Lusch, Tetrahedron, 1982, 38, 2939.
C. D. Johnson, Acc. Chem. Res. 1993, 26, 476.
J. Clayden, N. Greeves, S. Warren, P. Wothers, Oxford, chapter
42, p 1140. D. A. Evans, internet course.