1CHAPTER 1 GENERAL INTRODUCTION ollowing a brief introduction to
the science of hydrology, this chapter traces itsevolution from the
moment the Greeks recognized that water phenomena couldnot be
explained by their ancient myths, until the present day, when
hydrologyis accepted as a full scientific discipline. Also in this
chapter we cover the various facets of hydrology and the range of
issues that it attempts to address today. This firstsection, along
with a preliminary discussion, also includes a discussion of the
main organizations active in the field of the hydrology, whether
globally, in Europe, or morelocally in Switzerland, where the
federal government plays a strong role in the organi-zation of its
institutions. Finally, the chapter closes with an outline of the
structure ofthe book. The hydrological sciences occupy a space at
the nexus of various disciplines, thegoal beingto understand the
mechanisms governing the distribution of wateron theEarths surface
as well as its bio-geochemical properties. Thus, the science of
hydro-logy studies both the flow of water and the Earths reserves
of water, whether on thesurface,underground, or atmospheric.So in
itssimplestdefinition, hydrology is thescience of water and its
Earth cycle, which is more or less the definition used by theUnited
Nations. 1.1 HISTORICAL
APPROACHFormuchofhistory,hydrologywasmerelyonecomponentofthescienceofhydraulics,
and more specifically, of hydraulic construction projects. Since
the
mainobjectiveofthisbookistodescribeandexplaintheprocessesofthewatercycle,itseems
relevant to review the origin of the first rational explanations of
the water cycle.
However,becausethemodernhistoryofhydrologyiswelldocumented(Bonnin,1984;
Malissard, 2002; Nordon, 1991a; Nordon, 1991b; Purple, 2000), in
this chapterwe will limit our discussion to the earliest theories
about the hydrological cycle. It isalmost impossible to specify the
precise date that marked the beginning of the
scienceofhydrology.However,wecanmakeastartbynotingthatsinceAncienttimes,populations
haveestablishedthemselvesalongthebanksofwaterwayssuchastheTigris
andEuphratesriversofMesopotamia,theNileRiverofEgypt,theIndusinIndia,
and the Yellow River of China. Although an understanding of the
water
cyclemaynothavebeenapriorityforancientcivilizations,thereisnodoubtthattheypossessed
acertaindegreeofempiricalknowledge,asisevidencedbyvarioushydraulic
constructions such as dams, dikes and irrigation canals, some of
which arestill in use today. F 2011 by Taylor and Francis Group,
LLCGeneral introduction 21.1.1 Early explanations of the Water
Cycle
ThefirstrationalexplanationofthewatercyclecoincidedwiththeGreekMiracle
(Lord, 1974) in the 6th Century B.C., when Greek philosophy broke
from itsancient myth-based explanations for natural phenomena.
Before this golden period
ofphilosophicalandscientificachievements,therewascertainlyadegreeofhighlyevolvedtechnicalknowledge,butitwasnotuntiltheGreekphilosopherThalesofMilet1that
anyone attempted a theory of causal explanations, and more
importantly,understood the need to seek such explanations. Thales
was also the first to
speculatethatallthingsderivedfromasingleelement.ForThales,thisoriginalelementwaswater.
As Aristotle later suggested in his Metaphysics, Thales had perhaps
noticed thatwater is present everywhere and in everything; it is a
necessity for life.
WhenhereachedtheriverHalys,Croesustransportedhisarmyacrossit,asImaintain,bythebridgeswhichexistthereatthepresentday;but,accordingtothegeneral
belief of the Greeks, by the aid of Thales the Milesian. The tale
is that Croesuswas in doubt how he should get his army across...
Thales, who happened to be in thecamp, divided the stream and
caused it to flow on both sides of the army instead of onthe left
only. This he effected thus: Beginning some distance above the
camp, he dug
adeepchannel,whichhebroughtroundinasemicircle,sothatitmightpasstorearward
of the camp; and that thus the river, diverted from its natural
course into thenewchannelatthepointwhere thisleftthestream,
mightflowbythestationofthearmy, and afterwards fall again into the
ancient bed. In this way the river was split intotwo streams, which
were both easily fordable.(The History of Herodotus, I, 75,
Rawlinson
translation)AlthoughThalesdidnotactuallydevelopanexplanationofthewatercycle,hedeservescreditforseekingrationalexplanationsforthings.Itisalsoimportanttoremember
that a correct explanation of the water cycle depends, among other
things,onanaccurateunderstandingoftheshapeoftheEarth.AlthoughHomeracknowledgedthattheEarthwasspherical(8thCenturyB.C),andin150B.C.themathematicianCratesofMallusactuallybuiltaspheretorepresenttheEarth,suchknowledge
was still undiscovered at the time of Thales, and this served as an
obstacleto formulating a causal explanation of the water cycle. Two
centuries later, Aristotleput forward the first great encyclopaedia
of knowledge. Above all, he was the first toattempt to assemble
information about the physical properties and interactions of
thenatural world.
AfterThales,thephilosopherAnaximanderrejectedtheideathatwaterwastheprincipalelement,andAnaximenes,thethirdphilosopherintheMiletSchoolofphilosophy,
concluded that everything in the world was composed of air.
However, weowe toAristotle the explanations for various specific
phenomena such as condensa-tion, the formation of dew, and the
salinization ofrivers. It should be noted that theGreeks had a good
qualitative approach to the water cycle, but because they lacked1.
Thales of Milet, one of the Seven Sages of Greece, was the founder
of the Ionian School ofphilosphy. Although it is difficult to
establish the precise dates, he was probably born about640-635 B.C.
and died about 548-545 B.C. 2011 by Taylor and Francis Group,
LLCHydrology: A Science of Nature 3measuring capabilities, were
unable to proceed to a quantitative understanding2. Forexample,
Anaxagoras proposed the idea that rain and groundwater were the
source ofthe water in rivers. He also described the formation of
hail, and of the seas and
theirsalinization,andhetracedtheoriginsoftheNiletothesnowmeltoftheEthiopianmountains(Dumont,1988).Itisimportanttonotethattheseearlyexplanationsforelements
of the water cycle were part of a broader endeavour regarding
evolution andchange. Change was a main thematic of pre-Socratic
philosophy and led some thinkersto try to understand how things
worked. Besides Aristotle, who left behind some impressive work,
the second great sourceof thought (other than Herodotus) was
Strabos Geographica (64 B.C. to 20 A.D.).
Thevastsumofknowledgecontainedinits17volumesinspiredNapoleontofinanceatranslation.
Strabos Geography compiled almost everything in the history of
sciencefrom Homers era to the Age of Caesar Augustus. Strabo was
interested in the move-ment of water and in meteorology as well as
physical geography. For example, he de-scribed the mechanism
whereby rainfall supplies rivers. He also understood that riverflow
is dictated by gravity, and that water flows not just on the
surface but also
under-ground.Likewise,Strabowasinterestedinthecausationoffloodsandstudiedtheflooding
of major rivers such as the Nile, Tigris, Euphrates, and some
rivers of India.In particular, he wanted to understand what caused
the water level of rivers to rise. Even more interesting is Strabos
insight about the importance of predicting floods,because although
floods can be an asset when they provide for annual irrigation
andfertilizethesoil,theycanalsocausedevastation.HenotedthattheEgyptianswerealready
aware of these phenomena: for example, they developed the nilometer
on theisland of Elephantine in Aswan to measure and track the flood
levels of the Nile. Inaddition, Strabo posited explanations for
water currents, seas and tidal bores, and
evensuggestedatentativeexplanationfortheprocessofevaporation.Thisstudywasdeveloped
in parallel to that of Aristotle, who was known to
Strabo.Likewise,StrabotooknoteofAristotlesideathatprecipitationzoneswereafunction
of latitude, and responded that this was caused by the presence of
mountains,which impeded the clouds and promoted water condensation.
Strabo did not pay muchattention to precipitation because the
phenomenon seemed commonplace, but
duringhistimeitwasestablishedthatcloudsareformedasaresultoftheevaporationofwater,
which in turn depends on temperature and the extent of surface
water. When theresulting clouds are blocked by mountains, the
clouds cool and generate precipitation.Given this comprehension of
both precipitation and the behaviour of rivers and
otherwatercourses, we can reasonably conclude a basic qualitative
knowledge of the watercycle already existed by Strabos time.
Returning now to the topic of evaporation, Aristotle made a leap
forward from
hispredecessorswhenherealizedthatairbecomescoolerathigheraltitudes.Healsoproduced
explanations for the formation of dew, mist, and snow as a form of
frozenwater. Later on, Theophrastus, who is widely considered as
the first to give an accurate2. Paradoxically, the Egyptians
already knew how to measure water discharge. 2011 by Taylor and
Francis Group, LLCGeneral introduction
4descriptionofthecompletewatercycle,addedtoAristotlesobservationsbyhigh-lighting
the role of wind not only in the process of evaporation but also of
precipitation. From a technical point of view, we should add that
the Greeks not only studied thenature of water, they embarked upon
water diversion projects, as Maneglier remindedus (1991). In the
6th Century B.C., Peisistratus undertook a project to divert water
from
MountHymettusintotwocanalstosupplytheOdeonofHerodusAtticus.Meanwhile,Eupalinoscarriedoutwhatwasundoubtedlythegreatestengineeringfeatofthecentury,constructingtheaqueductonSamosIslandtosupplythecitysfountains.Whatwasremarkableaboutthisachievementwasthe1100meterlongTunnelofEupalinos,whichwasconstructedbyexcavatingfrombothends.Eupalinosusedgeometric
calculations to ensure that the two ends of the tunnel joined in
the middle.Even though his design suffered from some imperfections,
there is no denying that thisconstruction which included some
twenty ventilation and maintenance shafts was
anamazingachievementforitstime.Atthesametime,theGreeksalsoexploitedthesiphon
technique, and used it to supply water at the rate of 2700 liters
per minute to theAcropolis of Pergamon in the city of Lycia.
Although the first recorded siphons
weredesignedtoconveywatertoJerusalem,itwastheGreekswhofullyexploitedthetechnology,
employing them regularly to pass over obstacles in steep areas.
Later
on,theRomanswouldconstructaqueductsalongcontourlinesratherthanemploythesiphon
method. The Greek were soon to face the problem of conveying water
for everyday use, inpart because they constructed their earlier
cities on higher ground They had to resortto impluvia to store
rainwater and also because it was not possible to rely on riversto
supply them with water year round, especially during the dry
seasons when waterlevels were low. This helps to explain why the
Greeks developed such mastery of theirwater resources. 1.1.2 Water
in Ancient Egypt The discovery in 1896 of the King Scorpion
Macehead provided the first
evidenceoftheexistenceofartificialirrigationtechniquesinancientEgypt.Thepictorialdepicts
the Scorpion King using a hoe to breach a dyke or dam (Figure 1.1).
Althoughsome experts question the depiction and the date when
irrigation first appeared, it isgenerally accepted that the
technique was first employed towards the end of the FirstPharaonic
Dynasty, around 2200 B.C. (Vercoutter, 1992). The advent of
irrigation wasclosely linked with the Nile River, and more
specifically, the flooding of the Nile,
asthefloodingratherthantheriveritselfwasthesourceofEgyptsprosperity.Butalthough
we tend to acknowledge the benefits of the Niles floods in
providing waterand silt, we must not forget that irrigation was
also developed in part to protect
againsttheuntolddamagefloodscouldcause.TheEgyptiansunderstoodthisparadoxicalnature
of water and responded with some significant technical advances,
even thoughthis did not lead them to any rational understanding of
the phenomena connected to thewater cycle. 2011 by Taylor and
Francis Group, LLCHydrology: A Science of Nature 5Everything in
Egypt was determined by the Nile, soil, agriculture, the species
ofanimals and birds that made their homes there. The Egyptians were
more conscious ofthis than anyone and showed it: they embraced
their river as a God and called it Hapi,and never failed to
celebrate its bounty.G. Maspero, Histoire ancienne des peuples de
lOrientIn Egypt, then, the story of the water resource is
indisputably the story of the Nile.From a historical viewpoint,
this is shown in part by the Macehead discovery we havejust
discussed, and also by a particular period in Egyptian history,
known as the
reignofAmenemhatIII(1853-1809B.C.).ThiswasaperiodofpoliticalcalminEgypt,which
allowed the new Pharaoh to concentrate on priorities other than
military, suchas developing the Sinai mines and controlling the
water level of the Nile at the citiesof Semma and Koumma, south of
Aswan. During the reign of Amenemhat III, 18 damswere built on the
Nile, which led Vandersleyen (1995) to conclude that the choice
andthewilltocontrolthelevelsoftheNilewouldhavebeenscientific.However,weshould
note a strange phenomenon during this period. During the reign of
AmenemhatIII,thelevelsoftheNileatKoummawere8to13metersabovethosenormallyobserved
when the Nile floods. Although at first reading we might conclude
that
thesemeasurementswereatransientphenomenon,wehavetodiscardthatideawhenwerealizethatthesehighwaterlevelspersistedforsome75years.Wealsohavetosupposethatbecausetheselevelsweresocarefullyrecorded,itwasduetotheirextremenature.Inanycase,suchhighwaterlevelsshouldhavehadcatastrophicconsequences.Despite
some tentative explanations, no one really understands the records
from thisperiod, which obliges us to conclude that the Nile
underwent some sort of an excep-tional phase. The Nile was a source
of constant political concern in ancient Egypt asFig. 1.1 : The
Scorpion Macehead, depicting King Scorpion breaching a dyke
(Ashmolean Museum, Oxford). 2011 by Taylor and Francis Group,
LLCGeneral introduction 6it is still is, actually but one must
remember that the knowledge they were workingwith was relatively
limited. Even though the ancient Egyptians were able to measurethe
flood levels of the Nile, they were unable to explain them. The
Nilometer The nilometer, which was probably first constructed of
wood, was one of the firsthydrological measuring instruments
because it could be used to determine the waterlevel of a river
(Figure 1.2)3. Later nilometers were constructed of masonry, and
theseconstructions made it possible to record average and extreme
flood levels. Today, it isstill possible to see such nilometers on
the island of Elephantine in Aswan and at thetemples of Kom Ombo
and Edfou.
InformationaboutthelevelsoftheNileiscontainedatothertemples,aswell,including
the Temple of Karnak. In 1895, M. LeGrain discovered a series of 40
record-ingsofNilefloods.Theserecordsgobacktoabout800B.C.,andallowus,forexample,
to evaluate the rate of silt deposits which resulted in a 2.68
meter rise in theNiles average level at this location over a span
of 2800 years. Although the Egyptiansshowed a degree of willingness
to control these rises in water level, they clearly lackedthe means
to build adequate dams to control them. Nevertheless, they did
attempt toforecast floods and implement some significant management
practices to control thewater levels. It is entirely possible that
Lake Karoun was constructed artificially in
adepressionwiththegoalofregulatingtheNilesfloods.Thislake,locatedinthedepression
of Fayoum to the south-west of the current capital of Egypt, was
perhapsconnected to the Nile by two canals towards the end of the
12th Dynasty (circa 2000B.C.), resulting in the creation and
development of the oasis. Qanat water systemsEven in ancient times,
water was required for many purposes, and one of the mostimportant
was for agriculture. Of the various hydraulic systems employed, one
of the3. An earlier and more rudimentary measuring technique was to
inscribe the height of the wateron the riverbank. Fig. 1.2 :
Construction of a nilometer from wood (Gille, 1978). 2011 by Taylor
and Francis Group, LLCHydrology: A Science of Nature 7most
ingenious was a system that combined wells and qanat. The term
qanat meansreed in Akkadien (the language of ancient Mesopotamia);
the technology is still inuse in parts of the Middle East and
Northern Africa, where it is known as a foggara(Nordon, 1991a). A
qanat is a gently sloping underground tunnel designed for
drainingan aquifer, and the installation can take several forms
(Bousquet, 1996). Usually, thetunnel is dug from downstream to
upstream in the direction of the water table that is
toserveasthereservoir.Theexcavatedearthisremovedthroughaseriesofverticalshafts
along the length of the qanat, which later serve as wells.
AccordingtoGoblot(1979),qanatswereoriginallydevelopedtodrainminingtunnels.
They were first used about 700 B.C. under the reign of Sargon II,
an Assyrianking. Eventually, qanat were used mostly to supply water
for daily consumption
ratherthanforagriculturalusessuchasirrigation.In20thcenturyIran,thisuniquewatersystem
continued to supply 75% of the water consumed.The Hydraulic Noria
The hydraulic noria, or more simply noria, is a wheel designed for
raising water toa given height. In general, a noria consists of a
fairly thin wheel on which buckets arefixed. A noria installation
can accommodate a number of these wheels (Figure 1.3). The
technology made its first appearance in Egypt under the Roman
Empire,
andwassubsequentlyintroducedthroughouttheMiddleEast(Viollet,2000).Usually,norias
areinstalledalongriverswithafluvialregimewheregravityirrigationisdifficult
to establish. The Shadoof
Lastly,weshouldmentiontheshadoof,which,alongwiththedeviceknownasFig.
1.3 : Hydraulic noria in the Egyptian Fayoum (Picture C.Higy). 2011
by Taylor and Francis Group, LLCGeneral introduction 8Archimides
screw (although no doubt it predated Archimides himself) is the
simplestofallthedevicesusedtoliftwater(Figure1.4)Composedofaleatherbagandacounterweight,
this asymmetrical system requires a man to raise the counterweight
inorder to plunge the bag into the water before allowing the bag to
lift back up
alone.Usually,thissystemwasoperatedbytwomen,andtheycouldliftwaterintotheirrigationditches
atarateofaboutsixcubicmetersperhour.InMesopotamia,anetwork of
shadoofs placed along the terraced fields made it possible to
irrigate fieldssome eight meters above the water level of the
river. 1.1.3 And Elsewhere? We chose the example of Egypt to
illustrate water management systems of ancienttimes, but it should
be noted that other civilizations also developed competencies
formanaging the water supply quite early. However, these
competencies were
primarilytechnical,andsofallmoreintothesphereofhydraulicsandirrigationthanof
hydrology.
WeknowthatinMesopotamia,significantadvancementhadbeenmadeinthediggingofirrigationditchesandspecificirrigationtechniquesasearlyasthethirdmillennium
B.C. In Mesopotamia, unlike Egypt, lack of water was a permanent
condi-tion.By1200B.C.,undergroundwaterpipeswerebeingduginPalestine.Usually,citieswerebuiltonhilltops,nexttorivers.Duringperiodsofwar,suchcitieswerevulnerable
because it was easy for enemies to access and cut off their water
supplies,so it was routine to try to keep the location of both ends
of the water conduits a secret.
Palestinealsodevelopedtechniquesformeasuringprecipitation.InChina,theyactually
set up entire networks of rainfall gauges constructed of
reeds.These gaugeswere positioned along mountain slopes, and some
of them were definitely used to carryout measurements of
snowfall.Fig. 1.4 : Example of a shadoof (Gille, 1978). 2011 by
Taylor and Francis Group, LLCHydrology: A Science of Nature 91.1.4
Water in the Middle Ages There was such an abundance of water in
the Middle Ages that there was no
needtoaddressproblemswithwaterqualityorwatermanagement.Waterwassimplyanatural
element. This led on the one hand to the domestication of water,
but on the other hand, to
itsmystification,whichresultedinacertainambivalencebetweenunderstandingthephenomenon
of water and mastering hydraulics. Nonetheless, water worked
duringtheMiddleAgesbecausegreatstridesweremadeinthedevelopmentofriverandmaritime
navigation.
Fromtechnicalandeconomicperspectives,waterplayedanessentialrole;thewater-millplayedacentralpartinthemedievaleconomyfromthe12thCenturyonwards.
Water also played an essential part in the development of poetic
thought byproviding its rhythm.It was no accident that Saint James
was the saint credited withthe most power. Saint James was the one
who ruled the seas and tamed rivers and whoendowed springs with
their healing powers. Water in the Middle Ages was somethingelse,
too it contained the power to baptize and to redeem.
Medievalencyclopaediasaddressedthisthemeofwater,anddiscusseditinconnection
to at least seven specific fields of study: cosmology, chemistry,
geography,technology, medicine, zoology, meteorology and geology.
In the encyclopaedia of
aFranciscanmonk,BartholomeusAnglicus,wateristhesubjectofanentirechapter.The
author tries to describe the various properties of water as well as
its
relationshipwithotherelements.Furthermore,theauthordescribesvariouscategoriesofwaterincludingrain,snow,andspringwater.Inthissameencyclopaedia,Bartholomewdiscusses
the utility of water to humans, and even mentions the floods of the
Nile; andhe was not the only one to address these topics. As for
the idea of the river, beyond thefascination with the actual water
it contained, its importance was recognized for thetransportation
of goods, for waste disposal, and as a source of energy to power
mills.Thinkers in the Middle Ages, taking inspiration from the work
of Plato and Aristotle,were also aware of the presence of
groundwater. But despite all this, the circulation ofwater was
considered to be a terrestrial phenomenon, and we have to wait
until the 17 th Century for the scientific understanding of
atmospheric water circulation.
Meanwhile,thefirsttechnicaldevelopmentsandquantitativeunderstandingofprocesses
related to water arrivedwith Leonardo de Vinci, and later, Pierre
Perrault(1510-1589), who noted in particular that the discharge of
a river represents only oneportion of the incident precipitation
(Chow et al, 1988). During this same period,
theDutchmadesubstantialeffortstoprotectthemselvesfromfloods.Thefirstpolderswerebuiltabout1435,followingthecatastrophicfloodsfromthe13thtothe15thCenturies
(Labeyrie, 1993). Overnight, between the 18th and the 19th of
October,
1421,65villageswereinundatedandsome100,000peopleweredrownedwhenthelandbetween
the Meuse and Scheldt rivers flooded (Gille, 1964). By the 15th
Century, suchproblems were effectively eliminated through a
combination of dike systems and thedraining of the Poitevin Marsh
under the leadership of Dutch engineers. 2011 by Taylor and Francis
Group, LLCGeneral introduction 101.1.5 Ancient Legislations Related
to Water Historically, civilizations have been establishing codes
and laws to regulate the
useofwatersincetheinventionofwriting,asmentionedearlier.ThefamousCodeofHammurabiincludessevenarticlesrelatedtotheuseofwater,mainlyrulesforresolving
disputes concerning irrigation. Discovered by a French
archaeological teamin Suse (Iran) in 1901, this Code is probably
the most complete set of laws created
bytheBabyloniansandtheSumerians.Theirrulesconcerningirrigationseemtohavebeen
created not only to ensure the allocation of water, but also to
limit damage due tofloods.
AsfortheEgyptians,theydevelopedadecentralizedsystem,grantinglocalauthorities
the autonomous power to manage irrigation processes and the
distributionof water. In addition, there existed a hierarchy of
regulation depending on the degreeof importance of the waterway.
One admirable aspect of Egyptian water regulation wasthat water was
measured as a function of time rather than volume. This indicates
thatthe parameters for calculating a quantity of water were the
size of the waterway, theheight of the water, and time. 1.2 THE
MODERN CONCEPT OF WATER Despite the technical and conceptual
progress made between ancient times and theMiddle Ages, it was not
until 1850 that hydrology moved beyond the contemplativephase to an
explanatory phase, by incorporating the essential dimension of
scientificmodelling. About that year, the Irish engineer Mulvanay,
who was in charge of agricul-tural drainage, proposed a rational
formula making it possible to determine the
floodflowatagivenpointbasedontheintensityofprecipitation,thesizeofthedrainage
area, and a coefficient that roughly divides the percentage of
rainwater
thatinfiltratesthesoilfromthepercentagethatflowsonthesurface.Despiteitsmanysimplifying
assumptions,thisformularemainsthemostwidelyknownandutilizedprecisely
because of its simplicity. The American Geophysical Union (AGU) did
not establish a separate hydrologybranch until 1930. In 1931,
Horton presented a report dedicated to the objectives
andthestatusofhydrology,butdidnotevenmentiontheimportanceofstudyingtheimpactsofhumanactivityonwater.Thusittooknearly4,000yearstoseetheemergence
of an actual scientific discipline, and we had to wait until the
20th centuryand the development of an understanding of hydrological
processes for hydrology toreach the status of paradigm.To
illustrate this progression, Table 1.1 lists some of
theimportantlandmarksinthehistoryofhydrologyand,inabroadersense,themanagement
of water. It is worth noting that the importance of better managing
ourwater resources was only generally recognized in the past 30 or
so years. 2011 by Taylor and Francis Group, LLCHydrology: A Science
of Nature 111.2.1 Current problems Although great effort has been
applied in the area of integrated water management,the growing
pressures on the environment causedby humans are producing
impactsTable 1.1 : Historical milestones. DateEventOutcome 1972UN
Conference on the Human Environment, Stockholm The UN Declaration
on the Human Environment 1977UN Conference on Water, Mar Del Plata
Mar del Plata Action Plan 1981-1990 International Drinking Water
and Sanitation Decade Importance of comprehensive and balanced
country-specific approaches to the water and sanitation problem.
1992International Conference on Water and the Environment, Dublin
Dublin Statement on Water and Sustainable Development, taking into
account the vulnerability of the water resources, the role of women
in sustainable development, and the economic value of water. 1992UN
Conference on Environment and Development (UNCED Earth Summit), Rio
de Janeiro Rio Declaration on the Environment and Development, and
Agenda 21 1994UN International Conference on Population and
Development, Cairo Action Plan: Population, environmental and
poverty eradication factors are integrated in the sustainable
development policies, plans and programmes. 1995World Summit for
Social Development, Copenhagen Copenhagen Declaration on Social
Development. 1995UN Fourth World Conference on Women, Beijing
Beijing Declaration and Platform Action Plan, highlighting the
necessity to ensure the right of access to water to all. 1996UN
Conference on Human Settlements (Habitat II), Istanbul The Habitat
Agenda promotedhealth, water and sanitation19971st World Water
Forum, Marrakech Marrakech Declaration 20002nd World Water Forum,
The Hague World Water Vision: Making Water Everybodys Business. The
Millennium Declarations of the UN regarding water. An official
conference on the security of water in the 21st century.
2001International Conference on Freshwater, Bonn Recommendation to
abolish poverty and to ensure sustainable development in all
countries 2002World Summit on Sustainable development, Rio+10,
Johannesburg Implementation Plan 20033rd World Water Forum,
Japan1st edition of United Nations World Water Development Report.
It includes the final declarations regarding the main objectives of
the Millennium. (By the year 2015 decrease by 50 % the proportion
of population without access to clean water or sanitation 2011 by
Taylor and Francis Group, LLCGeneral introduction 12that are often
difficult to predict.Urbanization, agricultural practices, and the
exploi-tation of underground aquifers show that man has the power
to despoil and change thewater cycle. If our intention is to ignore
the various aspects of negative human impacts,we havetobear in mind
that every modification to the water cycle can have
drasticrepercussions far beyond the impacts we envision at the
time. For example, defores-tation can produce increased water flow
which may have an immediate positive effect,but at the same time
can increase the risk of catastrophic floods or lead to
increasedsoilerosion.Deforestationcanalsoleadtoreducedprecipitationasaresultofthedecrease
in evapotranspiration. Conversely, reforestation or intensive
agriculture
candramaticallyincreaseevapotranspirationandthereforecontinentalprecipitation,becausemuchofthisprecipitation(approximatelytwo-thirds)comesfromlandmasses.
This situation leads to or at least can lead to an increase in
surface
runoff.Thisparadoxicalbehaviourservestounderscoretheinterdependenceofthemecha-nismsinvolvedinthehydrologicalcycleandalsothefactthatthewatercycleisacomplex
adaptive system. The issue of deforestation or reforestation is
obviously notthe only human impact, but is one of many changes
resulting from land use practices.Thus, we need to modify our
cultural practices that lead to problems such as the
over-exploitation of groundwater for irrigation purposes, or the
increased pollution of thegroundwater resources through the use of
phytosanitary products. 1.2.2 Floods and inundations
Thedamagecausedbyfloodsandinundationsduetoinsufficientorbadmanagementisverysignificant,andinvolveshighsocialandfinancialcosts.Thefinancial
cost of floods has increased exponentially over recent years as a
function
ofincreasedsocialandeconomicdevelopmentoftheregionsinwhichtheyoccur.Ifcatastrophic
floods have become more common in certain countries such as India
orBangladesh, we must not overlook the fact that they are also
occurring more frequentlyin Europe, and especially in Switzerland.
The floods of September 1987 cost more than1.3 billion Swiss Francs
and the single flood that took place in Brigue that Septemberkilled
three people and cost 650 million Swiss Francs. In Switzerland, the
cost of damages due to bad weather averaged 228 million SwissFrancs
between 1972 and 1996. Beyond the strict financial cost of such
catastrophicevents, they can also produce unacceptable losses in
human life, which obviously
canneverbemonetarilyquantified;53peoplehavediedinSwitzerlandduetoextremeevents
since 1971 (OcCC, 1998). We can conclude from the foregoing that
problems related to water
managementarediverseinnatureandcanoccuratvariousscalesrangingfromaparcelofland(whenproblemsarerelatedtoculturalpractices)toacontinentortheentireplanet(whentheproblemishowtoestimatethewaterresourcesthatwillbeavailableforhumanity
in the coming century). To this range of topics and scales we also
need
toaddthevariabilitiesintimescales,aswellastheimportanceofunderstandingallaspects
of the subject from a systematic and integrated perspective that
considers
notjustthetechnicalaspectsbutthesocial,economicandculturalaspectsaswell.Obviously,
we cannot address all of these problems at once, but it is
essential to stressthe interdependencies. 2011 by Taylor and
Francis Group, LLCHydrology: A Science of Nature 131.3
ORGANIZATIONS INVOLVED WITH WATER To conclude this introductory
chapter, we want to mention the main
organizationsinvolvedinhydrologicalactivitiesonaworldscaleaswellasinEurope,andin
particular, Switzerland. Although there are a number of
international organizationsengaged in water management activities,
we will first discuss the various
organizationsconnectedtotheUnitedNations(UN).Thenwewilldiscusssomeofthemajorresearch
organizations,andclosewithadiscussionoftheroleofnon-governmentalorganizations
(NGOs). 1.3.1 Around the World World Meteorological
OrganizationTheWorldMeteorologicalOrganization(WMO4),aspecializedagencyoftheUnitedNations,wasestablishedin1950followingthe1947WorldMeteorologicalConvention.
Based in Geneva, the WMO operates as the UN systems scientific
voiceon matters concerning our planets atmosphere and climate.
Currently, the WMO has189 members (183 States and 6 territories),
all with hydrological services. In
additiontoitsgoverningCongress,theWMOincludesvariousregionalassociationsandtechnicalcommissions,anExecutiveCouncil,aSecretariat,andvariousworkinggroups.
The Member States of the WMO are grouped into six regional
associations5.Eachassociationcoordinatesactivitiesrelatedtometeorologyandhydrologyinitsregion.
The technical commissions of the WMO, eight in number, deal with
the
followingfields:aeronauticalmeteorology,agriculturalmeteorology,atmosphericsciences,basic
systems, climatology, hydrology, instruments and methods of
observation, andoceanography and marine meteorology. In accordance
with its constitution, the objectives of the WMO are: To facilitate
world co-operation in establishing networks for hydrological
andmeteorological measurement and observation. To develop the
exchange of data. To promote standardization of meteorological
observations and in connection,the publication of data and
statistics. To encourage activities in the fields of meteorology
and hydrology, and theteaching and development of hydrological
services. The WMO manages a number of scientific and technical
programs, the main ones4. The website of the WMO is
http://www.wmo.int5. The regions represented are Africa, Asia,
Central America, Europe, Pacific South-west, NorthAmerica and South
America. 2011 by Taylor and Francis Group, LLCGeneral introduction
14being World Weather Watch, the world climate program, the
atmospheric research andenvironment program, applications of
meteorology program, the hydrology and
waterresourcesprogram(HWRP),aneducationandtrainingprogramandatechnicalcooperation
program.
TheHWRPistheWMOprogramthatdealsspecificallywithhydrology.Moreprecisely,
the programs goal is to assist the hydrological services of WMO
membersin the field of operational hydrology to decrease the risks
resulting from droughts
andfloods.Thisprogramtreatsinaninterdependentmannerallaspectsofoperationalhydrology
techniques (measurements, data collection, archiving of
water-related infor-mation, etc.) and of its practice (modelling,
hydrological forecasting). In addition, theprogram makes
significant contributions to a great number of other UN
programmesand institutions as well as to governmental and
non-governmental organizations.
UNESCOTheprincipalobjectiveofthisUnitedNationsorganizationistocontributetomaintainingpeacethroughthedevelopmentofeducation,science,culture,andcollaborationbetweennations6.Unescowasestablishedin1946,followingaUNconvention
in 1945, and as of October 2009, had 193 member states and 7
associatemembers.
MuchliketheWMO,UNESCOhasacomplexorganizationalstructurethatincludes
a General Conference, an executive board and a secretariat. Its
head office isin Paris but it has 73 regional offices distributed
around the world. Its main fields
ofactivitiesareeducation,communicationandinformation,culture,socialandhumansciences,andthenaturalandphysicalsciences.Inthis
lastarea, UNESCOisactiveboth| through specific programs in the
natural sciences, and through intergovernmentalprograms such as the
International Hydrological Program (IHP) and the World
WaterAssessment Program (WWAP7).The IHP was created during the
International Hydrological Decade
(1964-1975).Attheendofthisperiod,itwastransformedtobecomealong-termprogram,andalthoughtheIHPmaintaineditsoriginalobjectives,itsoperationwasallocatedintospecific
phases, each phase dedicated to a specific theme.In Phase I, or
IHP-I
(1975-1980),theIHPcontinueditsactivitiesfromtheInternationalHydrologicalDecade,with
its focus on research. In IHP-II and III (1981-1983 and 1984-1989)
the
organi-zationconcentratedmorespecificallyonthepracticalissuesofhydrology.IHP-IV(1990-1995)introducedtheconceptofsustainabledevelopmenttothehydrologicalsciences.Finally,the
two last phases,IHP-V
(1996-2000)andIHP-VI(2002-2007),focusedonstrengtheningthelinksbetweenresearch,practicalapplicationandteaching,
and as well, in the current phase, on a better comprehension and
integrationof the social, economic and ecological aspects of water
resource management. It is fairto say, then, that theIHP has
metamorphosed into atruly interdisciplinary
program.6.http://www.unesco.org7.For further detail, visit the
internet portal at http://www.unesco.org/water 2011 by Taylor and
Francis Group, LLCHydrology: A Science of Nature 15Integrating not
only the scientific components of hydrology but also more
pragmaticpoliticalandsocialcomponents,theIHPhasbecomeoneofthemostambitiousprograms
within the United Nations system.
TheWorldWaterAssessmentProgram(WWAP),meanwhile,istheUnitedNations`
main division for the evaluation of water resources. The WWAP
publishes ayearly report on the development of water resources
around the world. This documentprovides a reliable inventory of the
planets water resources. The three organizations we have just
touched upon are by no means the only onesactive in the field of
hydrology on an international scale. It is important to
understand,however,thattheconceptofwaterresourcemanagementextendsfarbeyondthestudyofhydrologywhichisthefocusofthisbook;itisarecurringthemeinthechallenge
of reducing poverty and increasing international co-operation. In
this regard,other components of the United Nations system also
address the topic of water.
TheFoodandAgricultureOrganization(FAO)isconcernedwiththeissueofwaterforagriculture,
theWorldHealthOrganization(WHO)isconcernedwithitshealthaspects, and
the International Atomic Energy Agency (IAEA) employs it for the
use ofisotopic tracers, the objective being the peaceful use of the
atom. Although the UN hadset up in 1950 an administration for
technical assistanceto bring together the
directorsofthevariousUNagenciesactiveindevelopmentwork,theUNGeneralAssemblydecided
to create a special fund with the goal of raising additional
financial
resourcesinordertobeabletocarryoutlarge-scaleprojects.Soin1965,theUnitedNationsDevelopment
Program (UNDP) was established. This program has a very broad
fieldofactivities,andothermorespecificprogramshavesincebeenestablishedthatfunction
underitsumbrella.Forexample,in 1962,theWorldFoodProgram(WFP)was
created in collaboration with FAO, and in 1973 the FAO set up a
revolving fundfor the exploitation of natural resources. The
International Bank for Reconstruction and Development (IBRD) was
createdin 1945 in accordance with the Bretton Woods Agreement in an
effort to help
EuroperecoverfromtheeffectsoftheSecondWorldWar.Howeversincethemid1950s,IBRDhasconcentrateditseffortsonthefinancingofprogramsandprojectsindeveloping
countries.SubsequenttothecreationoftheInternationalFinanceCorporation
(IFC) in 1956 and the International Development Agency (IDA) in
1960,IBRD has evolved into what we know today as the World Bank.
Since 1985, the
WorldBankhasbeentheprincipalcreditorofThirdWorldcountries,dedicatingsome20billion
dollars eachyeartofinancing development projects (Brunel, 1997).
Some ofthese funds are dedicated to the issues of improved water
access and sanitation. TheInternational Monetary Fund (IMF), which
is often linked with the World Bank
andwascreatedatthesametimeasIBRD,isanotherspecializedagencyoftheUnitedNations.
The IMF can be viewed as the guardian of the international monetary
order;it supervises exchange policies between member states
(Black-Defarges, 2000). 1.3.2 In Europe The European Community (EC)
and its Parliament acts on environmental issues,through, on the one
hand a combination of research programs and, on the other hand,
2011 by Taylor and Francis Group, LLCGeneral introduction 16the
European Environment Agency (EEA). This agency is responsible for
collecting,recordingandanalyzingenvironmentaldataandfurnishingthemembersoftheECwith
objective information. The priorities of the EEA are air quality,
water quality,
soilconditions,faunaandflora,utilizationoflandandnaturalresources,wastemanagement,
noise and chemicalemissions, andfinally, the protection of
coastlinesand the marine environment. A second well-known
organization that must not be overlooked is the Organizationfor
Economic Cooperation and Development (OECD). Created in 1947 as the
Organi-zation for European Economic Cooperation, it became the OECD
in 1961. Despite itsEuropean origins, the OECD is now an
international organization with member statesfrom North America as
wellas Mexico,Japan, NewZealand andKorea. Among itsmultiple
activities, the OECD has since 2001 employed a strategy for the
environmentwhich was approved by the environment ministers of its
member states. This
strategysetsoutfivepriorityobjectivesdesignedtoachievesustainabledevelopmentinallmember
states. The first of these objectives gives prime importance to
water
resources,specificallystating:Tomaintaintheintegrityofecosystemsthroughrationalmanagement
ofnaturalresources,andinparticularbyrespectingtheclimate,waterresources
and biodiversity. Every two years, the OECD publishes an important
studyregarding the costs of supplying and purifying water. 1.3.3
Switzerland In Switzerland, two main organizations deal with water
issues at the national level.The first is the National Hydrological
Survey, and the second is the Federal Office
ofMeteorologyandClimatologyknownasMeteoSwiss.TheNationalHydrologicalSurvey
(NHS) is one of the Divisions of the federal office of the
environment, whichis attached to the federal department of the
environment, transport, energy and commu-nication. The role of the
NHS is to collect and analyze hydrological data on a national
scale.It operates approximately 400 measuring stations that collect
information relating tothe quantity and the quality of surface and
groundwater. In addition, the NHS conductshydrological forecasts
and operates the station for calibrating the hydrometric
currentmeters (Chapter 9), it provides advice for communities and
the private sector, and itrepresents Switzerland at various
international organizations. The NHS also
publishesahydrologicalatlasofSwitzerland,whichmakesmapsofhydrologicalinformationavailable
to a broad audience. Finally, the NHS was specifically mandated by
the
StateSecretaryoftheeconomyandtheSwissagencyfordevelopmentandcooperation(DDC)
to re-establish hydrological services in the Aral Sea basin for the
period from1994 to 2011. Currently, the NHS is divided into five
sections which are:
Hydrometry.Thissectionisresponsibleforprojecting,construction,operation,
and maintenance of all measuring stations on rivers, lakes, and
ingroundwater;forcollectionoffielddata,operatingwarningstationsandsupportingwarningorganizations.ItalsoadvisesthirdpartiesonstationdesignandcarryingoutdischargemeasurementsandrepresentsSwissstandard
organizations in groups of international experts. 2011 by Taylor
and Francis Group, LLCHydrology: A Science of Nature 17
Instrumentsandlaboratory.Thesectionassuresthemaintenanceofmeasuringdevices,developsnewinstruments,managestheofficialcalibration
station, and plans the measuring systems.
DataProcessingandinformation.Inadditiontoprocessingandanalyzingdata,
this unit is responsible for verifying, correction and archiving.
It is alsoresponsible for publishing the Hydrological Yearbook of
Switzerland. Analysis and forecasting. The analysis and forecasting
unit carries out studieson changes in river trends, handles data
relating to water quality and
developsnewdata-processingtools(geographicalinformationsystem).Italsomanages
thenationalnetworksformeasurementandobservationofthephysicochemical
properties of water as well as the Swiss hydrological studyareas.
Hydrogeology.Thisnewsectionisresponsibleforcarryingoutnationalgroundwater
monitoring and for providing information on the qualitative
andquantitative condition of Swiss groundwater sources. It also
provides
hydro-geologicalinformation,makesavailablehydrogeologicaldataandassessments
and produces hydrogeological summaries and overview maps
ofSwitzerland.TheFederalOfficeofMeteorologyandClimatology,MtoSwiss,carriesoutmeteorological
observations as well as forecasts. MtoSwiss is attached to the
FederalDepartment of Home Affairs.
Thisservicemaintainsandpublishesdataproducedbythetwoprincipalmeasurement
networks. The ANETZ network is composed of seventy-two
automaticsampling and measuring stations, which sample
hydro-meteorological data every
tenminutes.Inaddition,theKLIMAnetworkwhichisaconventionalnetworkofapproximately25stationstakesreadingsthreetimesperday.Inadditiontothesenetworks,MtoSwissmanagesapproximately400raingaugestationsandreportsdailyresults,andalsopublishesinmapformthevarioushydro-meteorologicalparameters
as well as radar images of precipitation in Switzerland (Chapter
8). 1.3.4 The Role of Nongovernmental Organizations The number of
nongovernmental organizations (NGOs) that play an
increasinglyimportantroleinwaterresourcemanagement,andespeciallytheprotectionoftheresource,
is too numerous to list here. In a sense, nongovernmental
organizations cansucceed in cases that governmental organizations
cannot when, for example, politicalissues get in the way. These
organizations play an essential role because they are oftenvery
involved in specific situations and thus have access to local
information
relatedtowatermanagement.UNESCOkeepsanup-to-datelistofinstitutionsandorganizations
active in the field of water resource management. This list
includes 550organizations divided into various categories, as shown
in Table 1.2. Of these organi-zations, about one in three is
nongovernmental. 2011 by Taylor and Francis Group, LLCGeneral
introduction 181.4 LEGAL ASPECTS: THE CASE OF SWITZERLAND
Beforeconcludingthisintroductorychapter,wehavetodiscussthelegalissuesrelated
to water, which become more significant daily due to the increasing
complexityofsocietyanditsoperatingpatterns,nottomentiontheincreasingenvironmentalimpacts
of human activities. 1.4.1 Protecting the environment in general
InSwitzerland,theprotectionoftheenvironmentiswrittenintothefederalconstitutionandinvolvesaverybroadfieldofapplicationwhichisoutlinedinthefederal
law on environmental protection adopted on October 7, 1983. In
particular, thelaw aims to protect the health and well-being of
humans, to preserve or restore naturalcycles, to preserve the land
and non-renewable resources such as water and air, and toprotect
cultural and economic assets. This ambitious program can succeed
only withthe judicious use of legal instruments and if certain
fundamental principles are writteninto law. In Switzerland, such
principles entered the law in three phases.
Theprecautionaryprinciple8,thepolluterpaysprinciple9,theprinciplesofthegeneralevaluationofharm10,andofco-operation11
haveallbeenenteredintolaw.Following the Rio Conference in 1992,
Switzerland enacted legislation incorporatingTable 1.2 : Type of
organizations active in the field of water resources
management.Type Number Percentage of total Research and Education67
12.2Governmental Organizations153 27.8Inter-Governmental
Organizations34 6.2Non-Governmental Organizations173 31.5Other65
11.8UN Agencies58 10.5Total 550 1008. The principleofprevention
isfundamentalto thestudyof environmentalimpacts.The pre-cautionary
principle, in combination with the principle of prevention, imposes
the obligationto intervene even when there is not yet formal
scientific proof that an action or policy willharm the environment.
9.
Thisprincipleimposestheburdenofcostonthepersonorentityresponsibleforenvironmental
damage. 10. This principle, endorsed by article 8 of the LPE, is a
systemic principle in that it asserts
thatenvironmentalimpactsmustbeassessedonagloballevelsothatanymeasurestakentoreduce
harm do not produce more harm than the original impact. 11. This
principle stresses the importance of co-operation between various
players in the federalsystem, not only between economic and
political entities but also between the confederationand the
cantons. 2011 by Taylor and Francis Group, LLCHydrology: A Science
of Nature 19the principle of sustainable development12. Finally, in
1999, the principles of preven-tion, causality, and sustainable
development were written into the Swiss Constitution. 1.4.2 Water
Protection in Switzerland In the contents of Swiss national law,
the protection of water resources appears
firstinthedomainofhealth,andmorespecificallyinthedomainofprotectingthe
ecological balance, in the same way that air and soil are
protected. The generic actprotecting the ecological balance is a
federal law adopted October 7, 1983 the LPE.Protection of water
falls under the federal law of January 24, 1991 (LEaux) and of
itsorder of application (OEaux). If LEaux establishes a specific
number of principles inconnection with clean water supplies and the
disposal of wastewater, this is of greatinterest to the hydrologist
because it determines the acceptable limits of discharge
tobeusedbyhumans.
Inadditiontothesetwolaws,Swisslegislationincludesotherspecific
lawsdealingwithwastewaterspillage,theuseofwaterpower,andthedevelopment
of waterways. 1.5 OBJECTIVES AND ORGANIZATION OF THIS BOOK1.5.1
ObjectivesThemainobjectiveofthisbookistoprovidethestudent,thepractitioner,theresearcher
and anyone curious about the discipline of hydrology with a
complete intro-duction to the study of the water cycle, by
addressing its various components one at
atime;itcontainsonlybasicinformationaboutthemethodsusedbypracticinghydrologists
(which is the topic of the second volume of this work). This book,
then,isateachingtoolthatattemptstodescribeandexplainthe basic
mechanismsofthewater cycle as well as the current methods of
measurement. 1.5.2 Organization
Thebookisorganizedintoelevenchapters.Followingageneralintroductiontoplacethedisciplineofhydrologywithinitshistoricalcontext,thesecondchapterdiscusses
the hydrological cycle and its assessment on several scales, global
to local;the second chapter concludes with a description of other
related cycles. The followingchaptersdescribe inmoredetail
thecomponents of thewatercycleandtheir
spatialreference.Thecomponentsofthewatercycleincludetheconceptofthewatershed
(Chapter3),precipitation(Chapter4),evaporationandinterception(Chapter5),andflowsandinfiltration(Chapter
6),andwaterstorageandreserves(Chapter 7). After that, we look at
the issues related to data acquisition (Chapter
8),dataanalysisandhandling(Chapter9),andtheconceptofhydrologicalregimes12.
Sustainabledevelopmentsatisfiestheneedofthepresentgenerationwithoutcompromisingthe
possibility that futures generations will be able to satisfy their
own needs (DDC, 1993, LaSuisse et la Confrence de Rio sur
lenvironnement et de dveloppement. Cahiers de la DDC,3. DDC, Bern.)
2011 by Taylor and Francis Group, LLCGeneral introduction
20(Chapter10).Toconclude,inChapter11wereturntotheconceptofhydrologicalprocesses
and try to answer, in a detailed manner, two basic questions of
hydrology the source of the water in rivers and the fate of these
waters. 2011 by Taylor and Francis Group, LLC