Aviation Safety, Aviation Safety, Security & the Security & the Environment: The Environment: The Way Forward Way Forward Vince Galotti Vince Galotti Chief/Air Traffic Chief/Air Traffic Management Management ICAO ICAO Safety and Efficiency Safety and Efficiency An ICAO Perspective An ICAO Perspective
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Aviation Safety, Security & the Environment: The Way Forward Vince Galotti
Safety and Efficiency An ICAO Perspective. Aviation Safety, Security & the Environment: The Way Forward Vince Galotti Chief/Air Traffic Management ICAO. Presentation Outline Two issues. Evolution of ICAO’s efforts toward a more seamless and global ATM system Safety Management. - PowerPoint PPT Presentation
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Aviation Safety, Security Aviation Safety, Security & the Environment: The & the Environment: The
Safety and EfficiencySafety and EfficiencyAn ICAO PerspectiveAn ICAO Perspective
Presentation OutlineTwo issues
Evolution of ICAO’s efforts toward a more seamless and global ATM system
Safety Management
CONTINUED EVOLUTION TOWARD A MORE GLOBAL AND SEAMLESS ATM SYSTEMGlobal ATM Operational Concept
Provides the ICAO vision of seamless, global ATM system Endorsed by 11th ANCONF SESAR and NexGen are adapting the concept
Performance Based Transition Global Air Navigation Plan
23 Global Plan InitiativesStems from industry roadmapAssists in establishment of performance objectivesAssists in implementation of ATM operational
improvements
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Safety Management
How do we ensure safety in the more complex, synchronized global system that we strive toward
How do we ensure safety in the more complex, synchronized global system that we strive toward
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The evolution of safety thinking
TECHNICAL FACTORSTECHNICAL FACTORS
HUMAN FACTORSHUMAN FACTORS
ORGANIZATIONAL ORGANIZATIONAL FACTORS FACTORS
TOD
AY
TOD
AY
1950s1950s 1970s1970s 1990s1990s 2000s2000s
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Concept of safety
The elimination of accidents (and serious incidents) is The elimination of accidents (and serious incidents) is unachievable. unachievable.
Failures will occur, in spite of the most accomplished Failures will occur, in spite of the most accomplished prevention efforts.prevention efforts.
No human endeavour or human-made system can be No human endeavour or human-made system can be free from risk and error. free from risk and error.
Controlled risk and error is acceptable in an inherently Controlled risk and error is acceptable in an inherently safe system.safe system.
The elimination of accidents (and serious incidents) is The elimination of accidents (and serious incidents) is unachievable. unachievable.
Failures will occur, in spite of the most accomplished Failures will occur, in spite of the most accomplished prevention efforts.prevention efforts.
No human endeavour or human-made system can be No human endeavour or human-made system can be free from risk and error. free from risk and error.
Controlled risk and error is acceptable in an inherently Controlled risk and error is acceptable in an inherently safe system.safe system.
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Concept of safety (Doc 9859)
SafetySafety is the state in which the risk of harm to persons
or property damage is reduced to, and maintained at or
below, an acceptable levelacceptable level through a continuing
process of hazard identificationhazard identification and risk risk
management. management.
SafetySafety is the state in which the risk of harm to persons
or property damage is reduced to, and maintained at or
below, an acceptable levelacceptable level through a continuing
process of hazard identificationhazard identification and risk risk
management. management.
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The management dilemma
ProductionProtectionProtection
ResourcesResourcesManagement levels
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The big picture
Operation of aircraftOperation of aircraftMaintenance of aircraftMaintenance of aircraftAir traffic services Air traffic services AerodromesAerodromes
Two audience groupsTwo audience groupsStatesStatesService providersService providers
Three distinct requirementsThree distinct requirementsSafety programmeSafety programmeSMSSMS Management accountabilityManagement accountability
Operation of aircraftOperation of aircraftMaintenance of aircraftMaintenance of aircraftAir traffic services Air traffic services AerodromesAerodromes
Two audience groupsTwo audience groupsStatesStatesService providersService providers
Three distinct requirementsThree distinct requirementsSafety programmeSafety programmeSMSSMS Management accountabilityManagement accountability
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As of 23 November 2006
States shall establish a States shall establish a safety programmesafety programme, in order to , in order to achieve an achieve an acceptable level of safetyacceptable level of safety in: in:The operation of aircraft The operation of aircraft The maintenance of aircraft The maintenance of aircraft The provision of air traffic services The provision of air traffic services Aerodrome operationsAerodrome operations
The acceptable level of safety to be achieved shall be The acceptable level of safety to be achieved shall be established by the State(s) concernedestablished by the State(s) concerned
States shall establish a States shall establish a safety programmesafety programme, in order to , in order to achieve an achieve an acceptable level of safetyacceptable level of safety in: in:The operation of aircraft The operation of aircraft The maintenance of aircraft The maintenance of aircraft The provision of air traffic services The provision of air traffic services Aerodrome operationsAerodrome operations
The acceptable level of safety to be achieved shall be The acceptable level of safety to be achieved shall be established by the State(s) concernedestablished by the State(s) concerned
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What is a safety programme?
An integrated set of regulations and activities aimed at An integrated set of regulations and activities aimed at improving safety.improving safety.
States are responsible for establishing a safety States are responsible for establishing a safety programme:programme:Safety regulationSafety regulationSafety oversightSafety oversightAccident/incident investigationAccident/incident investigationMandatory/voluntary reporting systemsMandatory/voluntary reporting systemsSafety data analysis and exchangeSafety data analysis and exchangeSafety assuranceSafety assuranceSafety promotionSafety promotion
An integrated set of regulations and activities aimed at An integrated set of regulations and activities aimed at improving safety.improving safety.
States are responsible for establishing a safety States are responsible for establishing a safety programme:programme:Safety regulationSafety regulationSafety oversightSafety oversightAccident/incident investigationAccident/incident investigationMandatory/voluntary reporting systemsMandatory/voluntary reporting systemsSafety data analysis and exchangeSafety data analysis and exchangeSafety assuranceSafety assuranceSafety promotionSafety promotion
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As of 23 November 2006
States shall require, as part of their safety programme, that States shall require, as part of their safety programme, that an an [operator, maintenance organization, ATS provider, [operator, maintenance organization, ATS provider, certified aerodrome operator]certified aerodrome operator] implements a implements a safety management system accepted by the State that, as a accepted by the State that, as a minimum:minimum: Identifies safety hazardsIdentifies safety hazards Ensures that remedial action necessary to maintain an Ensures that remedial action necessary to maintain an
acceptable level of safety is implemented acceptable level of safety is implemented Provides for continuous monitoring and regular Provides for continuous monitoring and regular
assessment of the safety level achievedassessment of the safety level achieved Aims to make continuous improvement to the overall Aims to make continuous improvement to the overall
level of safetylevel of safety
States shall require, as part of their safety programme, that States shall require, as part of their safety programme, that an an [operator, maintenance organization, ATS provider, [operator, maintenance organization, ATS provider, certified aerodrome operator]certified aerodrome operator] implements a implements a safety management system accepted by the State that, as a accepted by the State that, as a minimum:minimum: Identifies safety hazardsIdentifies safety hazards Ensures that remedial action necessary to maintain an Ensures that remedial action necessary to maintain an
acceptable level of safety is implemented acceptable level of safety is implemented Provides for continuous monitoring and regular Provides for continuous monitoring and regular
assessment of the safety level achievedassessment of the safety level achieved Aims to make continuous improvement to the overall Aims to make continuous improvement to the overall
level of safetylevel of safety
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What is an SMS?
A systematic approach to A systematic approach to managing safety, including managing safety, including the necessary organizational the necessary organizational structures, accountabilities, structures, accountabilities, policies and procedures.policies and procedures.
Providers are responsible for Providers are responsible for establishing an SMS.establishing an SMS.
States are responsible of the States are responsible of the acceptance and oversight for acceptance and oversight for providers’ SMS.providers’ SMS.
A systematic approach to A systematic approach to managing safety, including managing safety, including the necessary organizational the necessary organizational structures, accountabilities, structures, accountabilities, policies and procedures.policies and procedures.
Providers are responsible for Providers are responsible for establishing an SMS.establishing an SMS.
States are responsible of the States are responsible of the acceptance and oversight for acceptance and oversight for providers’ SMS.providers’ SMS.
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As of 23 November 2006
An accepted safety management system shall clearly An accepted safety management system shall clearly define define lines of safety accountabilitylines of safety accountability throughout the throughout the [airline, maintenance, ATS provider, certified aerodrome [airline, maintenance, ATS provider, certified aerodrome operator] operator] organization, including organization, including direct accountability direct accountability for safety on the part of senior management.for safety on the part of senior management.
Note. – Guidance on safety management systems is Note. – Guidance on safety management systems is contained in the ICAO Safety Management Manual contained in the ICAO Safety Management Manual (Doc 9859).(Doc 9859).
(Accountability – Obligation or willingness to account for (Accountability – Obligation or willingness to account for one’s actions) one’s actions)
An accepted safety management system shall clearly An accepted safety management system shall clearly define define lines of safety accountabilitylines of safety accountability throughout the throughout the [airline, maintenance, ATS provider, certified aerodrome [airline, maintenance, ATS provider, certified aerodrome operator] operator] organization, including organization, including direct accountability direct accountability for safety on the part of senior management.for safety on the part of senior management.
Note. – Guidance on safety management systems is Note. – Guidance on safety management systems is contained in the ICAO Safety Management Manual contained in the ICAO Safety Management Manual (Doc 9859).(Doc 9859).
(Accountability – Obligation or willingness to account for (Accountability – Obligation or willingness to account for one’s actions) one’s actions)