Chapter 18 Languages and Farming Dispersals: Austroasiatic Languages and Rice CultivationCharles Higha m There were two major transitions to agriculture in the Ol d World. On e took place in the Levant an d involved wheat, barley, cattle and sheep. The other was centred in the Yangtze an d Yellow River basins of China, where rice an d millet were brought under cultivation in association with cattle an pig domes tication. Both took place at about the same time an d under parallel climatic changes. In the western centre, much research has been devoted to exploring possible links between the expansion of agricultural communities from the Near East an d the present distribution of Indo-European languages. Archaeogenetic research has been deployed as a testing mechanism for th e broad models generated. East and Southeast Asia lag well behind this move, b ut the region is important not only on its own terms, b u t also as a means of seeking possible similarities with th e spread of Indo-European languages. This paper identifies first a series of cognates for rice cultivation which link th e Austroasiatic languages of Southeast Asia an d eastern India. I t then seeks archaeological evidence for th e expansion of rice farmers south an d west from th e centre of do mestication in th e Yangtze Valley, an d finds a n en couraging conformity between the distribution of Austroasiatic (AA) languages a n d the spread of Neolithic settlement based o n rice, an d th e raising of domestic cattle, pigs and the dog. I t then considers th e possible adoption of Austroasiatic languages by indigenous hunter-gatherers. The concluding model is proposed and means of testing it ar e explored. AA languages fall into tw o major divisions, Munda a n d Mon-Khmer, an d are found from east er n India to Vietnam, south to peninsular Malaysia a n d the Nicobar Islands. Th e Kurku are the westernmost group of AA speakers, living south of the Narmada River in Maharashtra. Norman & Mei (1976) have identified a possible AA substrate in 223 southern China which suggests that this language family once had an even wider distribution. Th e most northerly known AA language is P'u-man, re cognized in 1899 in the village of Xiao Qin in Yunnan. This is a particularly vital location, for it lies o n the strategic Mekong about 100 km south of lake Dali. Apart from Vietnamese an d Khmer, the national languages of Vietnam an d Cambodia, th e distribution of AA speakers consistently takes th e form of isolated enclaves. This is, at least in part, d u e to more recent, historically-documented intrusions. The Thai, for example, have taken u p much of the Chao Phraya Valley, thus isolating th e speakers of Mon (a n AA language) to remote, usually upland enclaves. Th e Kuay people of the lower Thai provinces of the Khorat Plateau are islands surrounded by speakers of Lao. The Burmese have marginalized th e Mon, while Munda languages persist as enclaves sur rounded by Indo-European languages. No AA speakers survive in Lingnan (southern China) in the face of the expansion of Sino-Tibetan. AA languages have, for almost a century, been linked in various ways with other language families. Schmidt (1906) wa s foremost in suggesting that AA and Austronesian (AN) languages belong to a phy lum he named Austric. This linkage was not widely supported until Reid (1994) found evidence in th e Nancowry language of the Nicobar Islands for a link based no t so much on cognates, but on morphemes in which conservative A N tructures survived in AA languages due probably to th e remote island location. Th e notion that th e Munda languages were intrusive to India was suggested by Heine-Geldern (1932), wh o further linked their arrival from Southeast Asia with the distribution of the polished shoul dered adze an d th e spread of agriculture. Wheeler (1959) joined h im in identifying a n eastern source for th e Neolithic of eastern India.
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8/3/2019 Austroasiatic Languages and Rice Cultivation
Rongrien in peninsular Thailand where the earliest working stone have been isolated. No evidence for
layers go back to about 38,000 BP. Recent investiga rice cultivation or animal domestication has been
tions, particularly in Vietnam, have identified nu found in this site, dated to about 2300 Be.
merous regional groups of hunter-gatherers, the earlier The form and decoration on the pottery vessels,
ones having considerable time depth. The Nguom in as well as the adze and bone industry at Nong Nor,
dustry is older than 23,000 BP, the Dieu sites date from are virtually identical with those from the base of a
30,000 BP and the Son Vi from 23,000-13,000 BP. Very much larger estuarine settlement known as Khok
few sites are found in interior river valleys, but this Phanom Di, 14 km to the north. This enigmatic site
could be the result of subsequent environmental modi was occupied from about 2000-1500 BC, and its pre
fication. The number of occupied inland rockshelters cise relationship to the intrusion of Neolithic groups
diminished markedly from the third millennium BC, into Central Thailand is no t yet finally resolved. The
but some sites continued in occupation, and forest material culture of the basal layers in all respects
hunter-gatherers continue to occupy small tracts of follows the local fisher-hunter-gatherer tradition.
peninsular Thailand and Malaysia. These hunter Over the ensuing five centuries, however, there were
gatherers present an interesting biological question, many developments. Burials followed the same pat
because in contrast to the agricultural population of tern as that seen in inland agricultural communities,
Southeast Asia they are short, dark and have a dis with extended inhumation replacing the former
tinctly Australo-Melanesian phenotype. seated, crouching position. Rice remains were found
The second hunter-gatherer adaptation was from fairly early in the sequence, but at a time when
coastal, and it has failed to survive into the present. local conditions would have either ruled ou t cultiva
However, the raised beaches which mark th e tion or made it highly marginal. A handful of sherds
Holocene high sea levels from southern China to the were tempered with rice chaff, bu t all were of exotic
Gulf of Siam harbour hundreds of former hunter origin. Initially, there were no dogs at the site, but
gatherer sites. The rich bio-productivity of the shore, these appeared after a century or so of occupation.
particularly where it forms an estuary, encourages Domestic dogs must have been derived from an ulti
permanent settlement, and some of these coastal sites mately exotic source that included native wolves.
are large an d deeply stratified. However, none ante The closest such source of wolves to Thailand is in
dates about 4000 BC, because prior to that period the China.
sea level was lower than today, but rising fast. The During the third an d fourth of the seven morarchaeological record is therefore confronted with tuary phases, local conditions saw a reduction in sea
coastal hunter gatherers who made pottery vessels level an d the formation of freshwater swamps. At
and polished adzes from the initial period of ar this juncture, the presence of hoes and reaping knives,
chaeological visibility. as well as changes in dental health, are compatible
Unfortunately, the situation has been confused with local rice cultivation. But a later rise in sea level
by the Vietnamese naming these groups 'coastal saw a return to marine conditions, and to the end of
Neolithic' on the basis of pottery making an d ground the reaping knives and hoes. While the potters of
stone tools rather than any biological evidence for Khok Phanom Di fashioned outstanding burnished
food production. What emerges from a considera mortuary vessels, and decorated them with incised
tion of the relevant sites is a series of regional hunter banded designs not totally dissimilar from the in
gatherer-fishers, some of whom lived long enough land repertoire, the forms of pot are quite differentat their base for a considerable depth of cultural from those of the inland farmers.
material to accumulate, who buried their dead by Again, parallels can be drawn with the situa
inhumation in a seated, crouched position, in asso tion in Northwest Europe, where expanding agricul
ciation with mortuary offerings. Very little is known tural groups met local hunter-gatherers. At present,
of the spatial organization within these sites, except Khok Phanom Di could be interpreted as a site where
for the site of Nong Nor, which has been almost there was a vigorous exchange in valued goods be
completely excavated (Higham & Thosarat 1998). tween coastal hunter-gatherers an d inland farmers,
This site was located on the shore of an extensive an exchange which certainly involved shell jewel
marine embayment of the Gulf of Siam. The faunal lery, stone adzes and ceramic vessels, bu t which
remains indicate deep-water fishing for large sharks could equally have incorporated people. The anvil,
and eagle rays, hunting marine mammals, as well as for example, associated with the richest female potfishing for smaller species and the collection of shell ter interred there, was made of an exotic clay and
fish. Specific areas for making pottery vessels and was inscribed with an owner's mark. Her presumed
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8/3/2019 Austroasiatic Languages and Rice Cultivation