AUSTRALIA / NEW ZEALAND CAPITAL MARKETS LEAGUE TABLES FY 2018
AUSTRALIA / NEW ZEALANDCAPITALMARKETSLEAGUE TABLESFY 2018
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AUSTRALIA / NZ CAPITAL MARKETS
DATA SUBMISSIONS AND QUERIES
Equities
Fixed Income
Loans
Contact EmailPhone
FY 2018
MANAGER RANKINGS
© 2018 Bloomberg Finance L.P. All rights reserved.
Zhen Hao Toh
Jennifer Passos
Dave Lin
+65 6499 2931
+65 6231 9677
+852 2974 3196
Bloomberg Australia/NewZealandCapitalMarkets|FY2018
BloombergLeagueTableReports Page1
AustraliaBonds
FY2018 FY2017
Firm RankMkt
Share(%)Volume(AUD
Mln)DealCount
PrevRank
PrevMktShare(%)
MktShareChg(%)
ANZBankingGroup 1 18.341 26,221 121 2 16.153 2.188
NationalAustraliaBank 2 14.312 20,462 119 3 13.441 0.871
WestpacBanking 3 13.789 19,714 86 1 16.967 -3.178
CommonwealthBankAustralia
4 11.350 16,227 75 4 11.892 -0.542
UBS 5 7.324 10,471 45 6 6.769 0.555
TDSecurities 6 5.672 8,109 91 8 4.245 1.427
DeutscheBank 7 5.642 8,066 48 5 7.614 -1.972
Citi 8 4.622 6,607 26 7 4.825 -0.203
RBCCapitalMarkets 9 3.616 5,170 57 9 4.111 -0.495
Nomura 10 3.094 4,424 55 10 2.720 0.374
JPMorgan 11 1.988 2,842 24 11 2.287 -0.299
MizuhoFinancial 12 1.669 2,386 25 12 1.784 -0.115
BankofAmericaMerrillLynch 13 1.655 2,367 10 14 0.839 0.816
HSBC 14 1.120 1,601 17 13 1.766 -0.646
Morgans 15 0.850 1,215 5 17 0.622 0.228
MorganStanley 16 0.807 1,154 6 18 0.460 0.347
DaiwaSecurities 17 0.555 793 12 15 0.703 -0.148
DBSGroup 18 0.376 538 4 24 0.161 0.215
Scotiabank 19 0.306 438 3 21 0.207 0.099
BMOCapitalMarkets 20 0.271 388 3 28 0.107 0.164
TOTAL 100% 142,966 427 100%
ThistableconsistsofdebtsecuritiesdenominatedinAustralianDollars,withmarkettype"Australian","Domestic"or"DomesticMTN".Thisexcludesasset-backedsecurities,bondswithwarrants,convertiblesecurities,andcredit-linkednotes.Thereisaminimumthresholdof12monthsformaturities,callorputperiodsandUSD50MMminimumamountforself-ledsecurities.PleaseseeLeagueTableStandardsandGuidelinesforfurtherdetails.
Financials54%
Government40%
Others6%
AustraliaBonds:ManagerRankingsHistory
AustraliaBonds:IndustryBreakdown
54%40%
6%
ANZBankingGroup
NationalAustraliaBank
WestpacBanking
Comm
onwealthBankAustralia
UBS
TDSecurities
5
10
15
Marke
tSha
re(%
)
0
20
2018 2017 2016
Bloomberg Australia/NewZealandCapitalMarkets|FY2018
BloombergLeagueTableReports Page2
AustraliaKangarooBonds
FY2018 FY2017
Firm RankMkt
Share(%)Volume(AUD
Mln)DealCount
PrevRank
PrevMktShare(%)
MktShareChg(%)
TDSecurities 1 19.947 6,199 83 1 15.916 4.031
Nomura 2 10.542 3,276 46 3 11.797 -1.255
RBCCapitalMarkets 3 9.927 3,085 47 5 11.386 -1.459
ANZBankingGroup 4 8.672 2,695 30 4 11.761 -3.089
DeutscheBank 5 7.194 2,236 31 2 12.284 -5.090
MizuhoFinancial 6 6.872 2,136 23 8 4.012 2.860
CommonwealthBankAustralia
7 6.193 1,925 24 13 2.317 3.876
JPMorgan 8 5.489 1,706 17 6 8.543 -3.054
NationalAustraliaBank 9 5.190 1,613 21 7 4.960 0.230
UBS 10 4.170 1,296 11 14 2.246 1.924
WestpacBanking 11 3.047 947 14 11 2.721 0.326
DaiwaSecurities 12 2.553 793 12 9 3.072 -0.519
Citi 13 2.381 740 11 12 2.541 -0.160
HSBC 14 2.333 725 8 10 2.938 -0.605
BMOCapitalMarkets 15 1.247 388 3 18 0.468 0.779
BankofAmericaMerrillLynch 16 1.207 375 4 20 0.146 1.061
BNPParibas 17 0.967 300 4 - - 0.967
DBSGroup 18 0.603 188 1 17 0.526 0.077
Natixis 19 0.599 186 2 - - 0.599
GoldmanSachs 20 0.287 89 3 15 1.413 -1.126
TOTAL 100% 31,076 203 100%
ThistableconsistsofAustralianKangaroobonds.Thisexcludesbondswithwarrantsandcredit-linkednotes.Thereisaminimumthresholdof12monthsformaturities,callorputperiods,andAUD65MMminimumforself-ledsecurities.PleaseseeLeagueTableStandardsandGuidelinesforfurtherdetails.
Government59%
Financials36%
Others5%
AustraliaKangarooBonds:ManagerRankingsHistory
AustraliaKangarooBonds:IndustryBreakdown
59%
36%
5%
TDSecurities
Nomura
RBCCapitalMarkets
ANZBankingGroup
DeutscheBank
MizuhoFinancial
5
10
15
Marke
tSha
re(%
)
0
20
2018 2017 2016
Bloomberg Australia/NewZealandCapitalMarkets|FY2018
BloombergLeagueTableReports Page3
AustraliaDomesticnon-KangarooBonds
FY2018 FY2017
Firm RankMkt
Share(%)Volume(AUD
Mln)DealCount
PrevRank
PrevMktShare(%)
MktShareChg(%)
ANZBankingGroup 1 21.305 22,311 86 2 17.769 3.536
NationalAustraliaBank 2 17.447 18,271 94 3 15.928 1.519
WestpacBanking 3 16.729 17,519 66 1 21.428 -4.699
CommonwealthBankAustralia 4 12.877 13,485 47 4 15.037 -2.160
UBS 5 8.305 8,697 31 5 8.014 0.291
DeutscheBank 6 5.567 5,830 17 6 6.479 -0.912
Citi 7 5.507 5,767 14 7 5.725 -0.218
RBCCapitalMarkets 8 1.991 2,085 10 8 2.031 -0.040
BankofAmericaMerrillLynch 9 1.902 1,992 6 11 1.087 0.815
TDSecurities 10 1.824 1,910 8 13 0.812 1.012
Nomura 11 1.096 1,148 9 27 0.027 1.069
HSBC 12 0.836 876 9 9 1.476 -0.640
JPMorgan 13 0.759 795 5 - - 0.759
Scotiabank 14 0.418 438 3 17 0.226 0.192
DBSGroup 15 0.334 350 3 25 0.054 0.280
BankofChina 16 0.272 285 2 21 0.144 0.128
AMPLtd 17 0.267 280 3 - - 0.267
MitsubishiUFJFinancialGroupInc
17 0.267 280 3 14 0.308 -0.041
MorganStanley 17 0.267 280 3 15 0.268 -0.001
MizuhoFinancial 20 0.239 250 2 10 1.169 -0.930
TOTAL 100% 104,721 218 100%
ThistableconsistsofAustraliannon-Kangaroobonds.Thisexcludesbondswithwarrants,credit-linkednotesandKangaroobonds.Thereisaminimumthresholdof12monthsformaturities,callorputperiods,andAUD65MMminimumforself-ledsecurities.PleaseseeLeagueTableStandardsandGuidelinesforfurtherdetails.
Financials56%
Government37%
Others7%
AustraliaDomesticnon-KangarooBonds:ManagerRankingsHistory
AustraliaDomesticnon-KangarooBonds:IndustryBreakdown
56%37%
7%
ANZBankingGroup
NationalAustraliaBank
WestpacBanking
Comm
onwealthBankAustralia
UBS
DeutscheBank
5
10
15
20
Marke
tSha
re(%
)
0
25
2018 2017 2016
Bloomberg Australia/NewZealandCapitalMarkets|FY2018
BloombergLeagueTableReports Page4
NewZealandBonds
FY2018 FY2017
Firm RankMkt
Share(%)Volume(NZD
Mln)DealCount
PrevRank
PrevMktShare(%)
MktShareChg(%)
ANZBankingGroup 1 28.689 4,908 40 1 34.866 -6.177
NationalAustraliaBank 2 22.826 3,905 25 2 17.682 5.144
CommonwealthBankAustralia
3 11.414 1,952 13 5 8.333 3.081
WestpacBanking 4 11.209 1,917 22 3 14.367 -3.158
DeutscheBank 5 8.379 1,433 12 4 9.987 -1.608
TDSecurities 6 6.333 1,083 8 6 4.865 1.468
UBS 7 2.923 500 1 8 3.531 -0.608
ForsythBarrLtd 8 2.514 430 11 7 4.000 -1.486
KiwibankLtd 9 1.461 250 1 10 1.130 0.331
HSBC 10 1.169 200 2 - - 1.169
FirstNZCapitalLtd 11 1.145 196 8 9 1.240 -0.095
HobsonWealthPartnersLtd 12 0.767 131 2 - - 0.767
ABCUnBkNorway 13 0.585 100 1 - - 0.585
BankofChina 13 0.585 100 2 - - 0.585
- - - - - - - -
- - - - - - - -
- - - - - - - -
- - - - - - - -
- - - - - - - -
- - - - - - - -
TOTAL 100% 17,106 67 100%
Thistableconsistsofdebtsecurities,denominatedinNewZealandDollar,withmarkettype"Domestic"or"DomesticMTN".Thisexcludesbondswithwarrants,convertiblesecurities,andcredit-linkednotes.Thereisaminimumthresholdof12monthsformaturities,callorputperiods,andUSD50MMminimumamountforself-ledsecurities.PleaseseeLeagueTableStandardsandGuidelinesforfurtherdetails.
Government55%
Financials30%
Utilities6%
Others9%
NewZealandBonds:ManagerRankingsHistory
NewZealandBonds:IndustryBreakdown
55%30%
6%
9%
ANZBankingGroup
NationalAustraliaBank
Comm
onwealthBankAustralia
WestpacBanking
DeutscheBank
TDSecurities
10
20
30
Marke
tSha
re(%
)
0
35
2018 2017 2016
Bloomberg Australia/NewZealandCapitalMarkets|FY2018
BloombergLeagueTableReports Page5
Australia/NewZealandInternationalBonds
FY2018 FY2017
Firm RankMkt
Share(%)Volume(USD
Mln)DealCount
PrevRank
PrevMktShare(%)
MktShareChg(%)
Citi 1 8.736 5,238 31 2 10.352 -1.616
JPMorgan 2 8.598 5,155 31 1 11.457 -2.859
HSBC 3 8.572 5,139 27 3 9.246 -0.674
BNPParibas 4 6.712 4,024 20 14 3.037 3.675
GoldmanSachs 5 6.318 3,788 15 13 3.141 3.177
BankofAmericaMerrillLynch 6 5.643 3,384 22 4 7.965 -2.322
WestpacBanking 7 5.472 3,281 17 12 3.240 2.232
CommonwealthBankAustralia
8 4.550 2,728 15 11 3.690 0.860
CreditSuisse 9 4.493 2,694 20 16 2.388 2.105
NationalAustraliaBank 10 4.056 2,432 14 7 4.773 -0.717
UBS 11 4.017 2,408 13 9 3.805 0.212
ANZBankingGroup 12 3.954 2,371 14 8 4.050 -0.096
DeutscheBank 13 3.891 2,333 11 15 2.389 1.502
MorganStanley 14 3.799 2,278 14 5 6.427 -2.628
RBCCapitalMarkets 15 3.204 1,921 12 6 5.112 -1.908
Nomura 16 2.393 1,435 7 18 1.951 0.442
TDSecurities 17 2.208 1,324 7 19 1.840 0.368
SumitomoMitsuiFinancial 18 1.654 992 8 21 0.923 0.731
Barclays 19 1.397 838 5 17 2.077 -0.680
MizuhoFinancial 20 1.202 721 5 20 1.224 -0.022
TOTAL 100% 59,956 120 100%
ThistableconsistsofdebtsecuritieswithcountryofrisklocatedinAustraliaorNewZealand,andexcludesmarkettypesof"Australian","Domestic"and"DomesticMTN".Thisexcludesbondswithwarrants,credit-linkednotesandKangaroobonds.Thereisaminimumthresholdof18monthsformaturitiesandUSD100MMminimumissueamount.PleaseseeLeagueTableStandardsandGuidelinesforfurtherdetails.
Financials86%
Others14%
Australia/NewZealandInternationalBonds:ManagerRankingsHistory
Australia/NewZealandInternationalBonds:IndustryBreakdown
86%
14%
Citi
JPMorgan
HSBC
BNPParibas
Goldm
anSachs
BankofAmericaM
errillLynch
5
10
Marke
tSha
re(%
)
0
15
2018 2017 2016
Bloomberg Australia/NewZealandCapitalMarkets|FY2018
BloombergLeagueTableReports Page6
Australia/NewZealandEquity&RightsOfferings
FY2018 FY2017
Firm RankMkt
Share(%)Volume(USD
Mln)DealCount
PrevRank
PrevMktShare(%)
MktShareChg(%)
UBS 1 26.457 6,719 33 1 23.664 2.793
Macquarie 2 14.636 3,717 18 2 15.245 -0.609
MorganStanley 3 9.633 2,446 9 3 12.227 -2.594
Citi 4 6.557 1,665 15 10 2.555 4.002
JPMorgan 5 5.210 1,323 12 4 6.211 -1.001
DeutscheBank 6 4.486 1,139 8 20 0.813 3.673
BellPotterSecuritiesLtd 7 3.618 919 56 5 3.937 -0.319
Morgans 8 3.134 796 49 6 3.818 -0.684
BankofAmericaMerrillLynch 9 2.576 654 1 28 0.381 2.195
GoldmanSachs 10 1.918 487 6 8 3.138 -1.220
OrdMinnettLtd 11 1.902 483 13 18 1.138 0.764
NationalAustraliaBank 12 1.841 467 5 27 0.393 1.448
HartleysLtd 13 1.650 419 37 19 0.968 0.682
TaylorCollisonLtd 14 1.612 409 26 17 1.237 0.375
WilsonsCorporateFinanceLtd
15 1.375 349 12 11 1.803 -0.428
Moelis&Co 16 1.171 297 9 15 1.555 -0.384
CanaccordGenuity 17 1.060 269 26 9 3.043 -1.983
EurozSecurities 18 1.017 258 19 14 1.563 -0.546
Evans&PartnerPtyLtd 19 0.952 242 2 23 0.576 0.376
CommonwealthBankAustralia
20 0.820 208 4 12 1.652 -0.832
TOTAL 100% 25,394 644 100%
Thistableconsistsofequity&rightsofferingsissuedbyAustralianorNewZealandissuers.Thisexcludeslocalmarketsharesales,privateplacements,andself-ledofferings.PleaseseeLeagueTableStandardsandGuidelinesforfurtherdetails.
Energy23%
Industrials20%
Financials16%
Materials16%
HealthCare6%
ConsumerDiscretionary5%
Others13%
Australia/NewZealandEquity&RightsOfferings:ManagerRankingsHistory
Australia/NewZealandEquity&RightsOfferings:IndustryBreakdown
23%
20%
16%
16%
6%
5%
13%
UBS
Macquarie
MorganStanley Ci
ti
JPMorgan
DeutscheBank
10
20
Marke
tSha
re(%
)
0
30
2018 2017 2016
Bloomberg Australia/NewZealandCapitalMarkets|FY2018
BloombergLeagueTableReports Page7
Australia/NewZealandEquity&RightsOfferings(LegalAdviser-Issuer)
FY2018 FY2017
Firm RankMkt
Share(%)Volume(USD
Mln)DealCount
PrevRank
PrevMktShare(%)
MktShareChg(%)
HerbertSmithFreehills 1 18.592 3,201 9 1 25.274 -6.682
King&WoodMallesons 2 11.762 2,025 10 4 8.349 3.413
KardosScanlanPtyLtd 3 10.044 1,729 4 3 8.849 1.195
BakerMcKenzie 4 9.052 1,558 12 7 4.754 4.298
Allen&OveryLLP 5 7.515 1,294 3 5 8.276 -0.761
SidleyAustinLLP 6 7.371 1,269 3 16 0.902 6.469
Gilbert+Tobin 7 6.918 1,191 15 2 15.654 -8.736
MinterEllison 8 6.647 1,144 10 6 5.584 1.063
BellGully 9 3.126 538 2 - - 3.126
Allens 10 2.371 408 10 9 2.313 0.058
HWLEbsworthLawyers 11 1.972 340 9 18 0.638 1.334
DLAPiperLLP 12 1.808 311 7 19 0.403 1.405
Sullivan&Cromwell 13 1.591 274 1 - - 1.591
CorrsChambersWestgarth 14 1.266 218 5 49 0.058 1.208
JacksonMcDonald 15 1.132 195 3 54 0.052 1.080
JohnsonWinter&Slattery 16 1.068 184 1 - - 1.068
AshurstLLP 17 0.894 154 4 10 2.211 -1.317
KensingtonSwan 18 0.873 150 1 - - 0.873
McCulloughRobertsonLawyers
19 0.776 134 4 11 1.736 -0.960
McMahonClarkeLegal 20 0.769 132 1 - - 0.769
TOTAL 100% 17,216 196 100%
Thistableconsistsofequity&rightsofferingsissuedbyAustralianorNewZealandissuers.Thisexcludeslocalmarketsharesales,privateplacements,andself-ledofferings.PleaseseeLeagueTableStandardsandGuidelinesforfurtherdetails.
Energy23%
Industrials20%
Financials16%
Materials16%
HealthCare6%
ConsumerDiscretionary5%
Others13%
Australia/NewZealandEquity&RightsOfferings:LegalAdviser-IssuerRankingsHistory
Australia/NewZealandEquity&RightsOfferings(LegalAdviser-Issuer):IndustryBreakdown
23%
20%
16%
16%
6%
5%
13%
HerbertSmithFreehills
King&WoodM
allesons
KardosScanlanPtyLtd
BakerMcKenzie
Allen&OveryLLP
SidleyAustinLLP
10
20
Marke
tSha
re(%
)
0
30
2018 2017 2016
Bloomberg Australia/NewZealandCapitalMarkets|FY2018
BloombergLeagueTableReports Page8
Australia/NewZealandEquity&RightsOfferings(LegalAdviser-Manager)
FY2018 FY2017
Firm RankMkt
Share(%)Volume(USD
Mln)DealCount PrevRank PrevMktShare(%) MktShareChg(%)
Allen&OveryLLP 1 29.495 4,212 11 4 16.924 12.571
SidleyAustinLLP 2 13.864 1,980 1 - - 13.864
Allens 3 13.145 1,877 8 7 1.401 11.744
Gilbert+Tobin 4 13.030 1,861 21 3 18.278 -5.248
BakerMcKenzie 5 10.580 1,511 5 5 15.217 -4.637
Sullivan&Cromwell 6 6.871 981 1 - - 6.871
HerbertSmithFreehills 7 4.698 671 9 2 22.544 -17.846
RussellMcVeagh 8 3.716 531 1 - - 3.716
King&WoodMallesons 9 1.484 212 2 6 2.521 -1.037
ArnoldBlochLeibler 10 0.790 113 2 - - 0.790
AshurstLLP 11 0.784 112 1 - - 0.784
HoganLovellsUSLLP 12 0.551 79 2 - - 0.551
CorrsChambersWestgarth
13 0.324 46 2 - - 0.324
NortonRoseFulbrightLLP 14 0.207 30 1 - - 0.207
HWLEbsworthLawyers 15 0.168 24 2 - - 0.168
FieldfisherLLP 16 0.133 19 1 - - 0.133
MinterEllison 17 0.082 12 1 - - 0.082
MagnussonAdvokatbyra 18 0.045 6 1 - - 0.045
Dentons 19 0.035 5 1 - - 0.035
- - - - - - - -
TOTAL 100% 14,281 69 100%
Thistableconsistsofequity&rightsofferingsissuedbyAustralianorNewZealandissuers.Thisexcludeslocalmarketsharesales,privateplacements,andself-ledofferings.PleaseseeLeagueTableStandardsandGuidelinesforfurtherdetails.
Energy23%
Industrials20%
Financials16%
Materials16%
HealthCare6%
ConsumerDiscretionary5%
Others13%
Australia/NewZealandEquity&RightsOfferings:LegalAdviser-ManagerRankingsHistory
Australia/NewZealandEquity&RightsOfferings(LegalAdviser-Manager):IndustryBreakdown
23%
20%
16%
16%
6%
5%
13%
Allen&OveryLLP
SidleyAustinLLP
Allens
Gilbert+Tobin
BakerMcKenzie
Sullivan&Crom
well
10
20
30
Marke
tSha
re(%
)
0
40
2018 2017 2016
Bloomberg Australia/NewZealandCapitalMarkets|FY2018
BloombergLeagueTableReports Page9
Australia/NewZealandEquity,EQL&Preferred
FY2018 FY2017
Firm RankMkt
Share(%)Volume(USD
Mln)DealCount
PrevRank
PrevMktShare(%)
MktShareChg(%)
UBS 1 22.833 7,082 36 1 22.130 0.703
Macquarie 2 11.983 3,717 18 2 13.323 -1.340
MorganStanley 3 10.445 3,239 13 3 11.887 -1.442
Citi 4 5.613 1,741 16 11 2.233 3.380
Morgans 5 5.497 1,705 54 5 5.411 0.086
JPMorgan 6 5.123 1,589 14 4 6.953 -1.830
DeutscheBank 7 4.558 1,414 9 24 0.710 3.848
BellPotterSecuritiesLtd 8 2.963 919 56 6 3.441 -0.478
ANZBankingGroup 9 2.931 909 5 23 0.844 2.087
NationalAustraliaBank 10 2.920 906 9 10 2.609 0.311
GoldmanSachs 11 2.509 778 8 8 2.743 -0.234
BankofAmericaMerrillLynch 12 2.109 654 1 30 0.333 1.776
CommonwealthBankAustralia
13 2.006 622 7 13 1.707 0.299
WestpacBanking 14 1.918 595 4 12 2.109 -0.191
OrdMinnettLtd 15 1.557 483 13 21 0.995 0.562
HartleysLtd 16 1.351 419 37 22 0.846 0.505
TaylorCollisonLtd 17 1.320 409 26 20 1.081 0.239
WilsonsCorporateFinanceLtd
18 1.126 349 12 14 1.575 -0.449
Evans&PartnerPtyLtd 19 1.023 317 3 18 1.305 -0.282
Moelis&Co 20 0.959 297 9 17 1.359 -0.400
TOTAL 100% 31,014 653 100%
Thistableconsistsofequity,equity-linked&preferredsecuritiesissuedbyAustralianorNewZealandissuers.Thisexcludesbondswithwarrants,creditlinkednotes,localmarketsharesales,privateplacements,andself-ledofferings.Thereisaminimumthresholdof12monthminimumcall,put&maturityperiods.PleaseseeLeagueTableStandardsandGuidelinesforfurtherdetails.
Financials32%
Energy18%
Industrials17%
Materials13%
Others20%
Australia/NewZealandEquity,EQL&Preferred:ManagerRankingsHistory
Australia/NewZealandEquity,EQL&Preferred:IndustryBreakdown
32%
18%17%
13%
20%
UBS
Macquarie
MorganStanley Ci
ti
Morgans
JPMorgan
5
10
15
20
Marke
tSha
re(%
)
0
25
2018 2017 2016
Bloomberg Australia/NewZealandCapitalMarkets|FY2018
BloombergLeagueTableReports Page10
Australia/NewZealandEquity,EQL&Rights
FY2018 FY2017
Firm RankMkt
Share(%)Volume(USD
Mln)DealCount
PrevRank
PrevMktShare(%)
MktShareChg(%)
UBS 1 25.594 6,719 33 1 23.652 1.942
Macquarie 2 14.158 3,717 18 2 15.237 -1.079
MorganStanley 3 9.890 2,596 10 3 12.221 -2.331
Citi 4 6.343 1,665 15 10 2.553 3.790
DeutscheBank 5 5.385 1,414 9 20 0.813 4.572
JPMorgan 6 5.040 1,323 12 4 6.208 -1.168
BellPotterSecuritiesLtd 7 3.500 919 56 5 3.935 -0.435
Morgans 8 3.032 796 49 6 3.817 -0.785
GoldmanSachs 9 2.965 778 8 8 3.137 -0.172
BankofAmericaMerrillLynch 10 2.492 654 1 28 0.381 2.111
OrdMinnettLtd 11 1.840 483 13 18 1.137 0.703
NationalAustraliaBank 12 1.780 467 5 27 0.393 1.387
HartleysLtd 13 1.596 419 37 19 0.968 0.628
TaylorCollisonLtd 14 1.560 409 26 17 1.236 0.324
WilsonsCorporateFinanceLtd
15 1.330 349 12 11 1.802 -0.472
Moelis&Co 16 1.133 297 9 15 1.554 -0.421
CreditSuisse 17 1.127 296 5 7 3.163 -2.036
CanaccordGenuity 18 1.025 269 26 9 3.042 -2.017
EurozSecurities 19 0.984 258 19 14 1.562 -0.578
Evans&PartnerPtyLtd 20 0.921 242 2 23 0.576 0.345
TOTAL 100% 26,251 647 100%
Thistableconsistsofequity,equity-linked&rightssecuritiesissuedbyAustralianorNewZealandissuers.Thisexcludesbondswithwarrants,creditlinkednotes,localmarketsharesales,privateplacements,andself-ledofferings.Thereisaminimumthresholdsof12monthminimumcall,put&maturityperiods.PleaseseeLeagueTableStandardsandGuidelinesforfurtherdetails.
Energy22%
Industrials21%
Financials17%
Materials15%
HealthCare6%
ConsumerDiscretionary5%
Others14%
Australia/NewZealandEquity,EQL&Rights:ManagerRankingsHistory
Australia/NewZealandEquity,EQL&Rights:IndustryBreakdown
22%
21%
17%
15%
6%
5%
14%
UBS
Macquarie
MorganStanley Ci
ti
DeutscheBank
JPMorgan
10
20
Marke
tSha
re(%
)
0
30
2018 2017 2016
Bloomberg Australia/NewZealandCapitalMarkets|FY2018
BloombergLeagueTableReports Page11
Australia/NewZealandLoans(Bookrunner)
FY2018 FY2017
Firm RankMkt
Share(%)Volume(USD
Mln)DealCount
PrevRank
PrevMktShare(%)
MktShareChg(%)
ANZBankingGroup 1 25.185 19,590 73 1 21.576 3.609
NationalAustraliaBank 2 14.697 11,432 48 3 13.015 1.682
CommonwealthBankAustralia 3 14.038 10,919 52 2 15.476 -1.438
HSBC 4 6.171 4,800 24 5 7.084 -0.913
WestpacBanking 5 5.770 4,488 30 4 9.941 -4.171
MitsubishiUFJFinancialGroupInc
6 5.441 4,232 22 6 3.695 1.746
MizuhoFinancial 7 3.353 2,608 17 8 2.480 0.873
CreditAgricoleCIB 8 3.214 2,500 8 9 2.262 0.952
DeutscheBank 9 2.457 1,911 4 49 0.012 2.445
BankofChina 10 2.159 1,679 8 7 3.063 -0.904
Citi 11 1.747 1,359 4 12 1.462 0.285
SumitomoMitsuiFinancial 12 1.706 1,327 9 10 1.809 -0.103
INGGroep 13 1.704 1,326 7 21 0.812 0.892
BNPParibas 14 1.497 1,164 6 11 1.797 -0.300
Industrial&CommBankofChina
15 1.392 1,082 3 22 0.710 0.682
GoldmanSachs 16 1.123 874 4 20 0.867 0.256
RBCCapitalMarkets 17 1.039 808 3 - - 1.039
Oversea-ChineseBankingCorp 18 0.706 549 3 36 0.197 0.509
BankofAmericaMerrillLynch 19 0.630 490 2 - - 0.630
UnitedOverseasBank 20 0.612 476 3 25 0.507 0.105
TOTAL 100% 77,783 171 100%
ThistableconsistsofloanswithamarketofsyndicationasAustraliaorNewZealand.Thisexcludesbilateralloans.Thereisaminimumthresholdof3monthsformaturities.PleaseseeLeagueTableStandardsandGuidelinesforfurtherdetails.
Financials28%
Industrials17%
Utilities15%
Energy14%
Materials6%
ConsumerDiscretionary6%
HealthCare5%
Others10%
Australia/NewZealandLoans:BookrunnerRankingsHistory
Australia/NewZealandLoans(Bookrunner):IndustryBreakdown
28%
17%
15%
14%
6%
6%
5%
10%
ANZBankingGroup
NationalAustraliaBank
Comm
onwealthBankAustralia
HSBC
WestpacBanking
MitsubishiUFJFinancialGroupInc
10
20
Marke
tSha
re(%
)
0
30
2018 2017 2016
Bloomberg Australia/NewZealandCapitalMarkets|FY2018
BloombergLeagueTableReports Page12
Australia/NewZealandLoans(MandatedLeadArranger)
FY2018 FY2017
Firm RankMkt
Share(%)Volume(USD
Mln)DealCount
PrevRank
PrevMktShare(%)
MktShareChg(%)
ANZBankingGroup 1 14.993 16,649 135 1 15.996 -1.003
NationalAustraliaBank 2 11.420 12,681 103 3 9.413 2.007
CommonwealthBankAustralia 3 10.123 11,241 103 2 12.019 -1.896
WestpacBanking 4 7.487 8,314 83 4 9.360 -1.873
MitsubishiUFJFinancialGroupInc
5 4.980 5,530 60 8 3.370 1.610
MizuhoFinancial 6 3.894 4,324 45 10 2.282 1.612
HSBC 7 3.886 4,315 40 5 4.536 -0.650
BankofChina 8 3.714 4,124 43 7 3.898 -0.184
SumitomoMitsuiFinancial 9 3.703 4,112 40 6 4.512 -0.809
Industrial&CommBankofChina
10 3.369 3,741 36 13 1.726 1.643
INGGroep 11 2.726 3,027 26 15 1.460 1.266
CreditAgricoleCIB 12 2.630 2,921 23 12 1.892 0.738
BNPParibas 13 2.088 2,318 24 11 1.973 0.115
SocieteGenerale 14 1.691 1,877 20 14 1.671 0.020
ChinaConstructionBank 15 1.662 1,845 16 9 2.629 -0.967
Citi 16 1.566 1,739 13 17 1.366 0.200
DeutscheBank 17 1.536 1,706 8 89 0.007 1.529
UnitedOverseasBank 18 1.338 1,485 15 27 0.853 0.485
Natixis 19 1.199 1,331 10 21 1.071 0.128
DBSGroup 20 1.008 1,120 13 16 1.418 -0.410
TOTAL 100% 111,042 262 100%
ThistableconsistsofloanswithamarketofsyndicationasAustraliaorNewZealand.Thisexcludesbilateralloans.Thereisaminimumthresholdof3monthsformaturities.PleaseseeLeagueTableStandardsandGuidelinesforfurtherdetails.
Financials28%
Industrials17%
Utilities15%
Energy14%
Materials6%
ConsumerDiscretionary6%
HealthCare5%
Others10%
Australia/NewZealandLoans:MandatedLeadArrangerRankingsHistory
Australia/NewZealandLoans(MandatedLeadArranger):IndustryBreakdown
28%
17%
15%
14%
6%
6%
5%
10%
ANZBankingGroup
NationalAustraliaBank
Comm
onwealthBankAustralia
WestpacBanking
MitsubishiUFJFinancialGroupInc
MizuhoFinancial
5
10
15
Marke
tSha
re(%
)
0
20
2018 2017 2016
Bloomberg Australia/NewZealandCapitalMarkets|FY2018
BloombergLeagueTableReports Page13
AustraliaBorrowerLoans(Bookrunner)
FY2018 FY2017
Firm RankMkt
Share(%)Volume(AUD
Mln)DealCount
PrevRank
PrevMktShare(%)
MktShareChg(%)
ANZBankingGroup 1 24.576 21,642 58 2 13.565 11.011
CommonwealthBankAustralia 2 15.040 13,245 47 1 14.949 0.091
NationalAustraliaBank 3 9.990 8,798 42 4 10.183 -0.193
MitsubishiUFJFinancialGroupInc
4 7.200 6,341 23 6 5.939 1.261
WestpacBanking 5 6.729 5,926 29 3 10.691 -3.962
HSBC 6 5.382 4,740 20 5 8.564 -3.182
ChinaCiticBank 7 4.003 3,526 1 - - 4.003
CreditAgricoleCIB 8 3.707 3,265 7 9 2.719 0.988
MizuhoFinancial 9 3.106 2,735 14 8 3.006 0.100
BankofChina 10 2.554 2,249 8 7 3.925 -1.371
SumitomoMitsuiFinancial 11 2.196 1,934 10 10 2.200 -0.004
INGGroep 12 2.005 1,765 7 13 1.467 0.538
Industrial&CommBankofChina
13 1.589 1,399 3 23 0.861 0.728
RBCCapitalMarkets 14 1.263 1,113 3 - - 1.263
GoldmanSachs 15 1.090 960 3 22 1.023 0.067
Oversea-ChineseBankingCorp 16 0.840 740 3 36 0.243 0.597
BankofAmericaMerrillLynch 17 0.745 656 2 - - 0.745
DeutscheBank 18 0.713 628 2 - - 0.713
UnitedOverseasBank 19 0.709 624 3 25 0.611 0.098
DBSGroup 20 0.615 542 2 16 1.149 -0.534
TOTAL 100% 88,060 140 100%
ThistableconsistsofloanswithborrowersthathaveacountryofriskasAustraliaandwithamarketofsyndicationintheAPACregion.Thisexcludesbilateralloans.Thereisaminimumthresholdof3monthsformaturities.PleaseseeLeagueTableStandardsandGuidelinesforfurtherdetails.
Financials25%
Utilities18%
Industrials16%
Energy15%
Materials9%
ConsumerDiscretionary5%
Others12%
AustraliaBorrowerLoans:BookrunnerRankingsHistory
AustraliaBorrowerLoans(Bookrunner):IndustryBreakdown
25%
18%
16%
15%
9%
5%
12%
ANZBankingGroup
Comm
onwealthBankAustralia
NationalAustraliaBank
MitsubishiUFJFinancialGroupInc
WestpacBanking
HSBC
5
10
15
20
Marke
tSha
re(%
)
0
25
2018 2017 2016
Bloomberg Australia/NewZealandCapitalMarkets|FY2018
BloombergLeagueTableReports Page14
AustraliaBorrowerLoans(MandatedLeadArranger)
FY2018 FY2017
Firm RankMkt
Share(%)Volume(AUD
Mln)DealCount
PrevRank
PrevMktShare(%)
MktShareChg(%)
ANZBankingGroup 1 12.725 16,431 107 2 10.603 2.122
CommonwealthBankAustralia 2 10.313 13,317 96 1 10.776 -0.463
NationalAustraliaBank 3 9.004 11,627 93 3 8.598 0.406
WestpacBanking 4 8.052 10,398 77 4 8.495 -0.443
MitsubishiUFJFinancialGroupInc
5 5.767 7,447 57 8 4.228 1.539
SumitomoMitsuiFinancial 6 4.333 5,595 40 5 5.048 -0.715
BankofChina 7 4.103 5,298 39 7 4.370 -0.267
HSBC 8 3.798 4,905 35 6 4.876 -1.078
Industrial&CommBankofChina
9 3.768 4,865 34 16 1.605 2.163
MizuhoFinancial 10 3.544 4,577 38 10 2.444 1.100
CreditAgricoleCIB 11 2.932 3,786 21 11 2.375 0.557
INGGroep 12 2.863 3,697 25 14 1.841 1.022
ChinaCiticBank 13 2.730 3,526 1 - - 2.730
BNPParibas 14 1.958 2,528 21 12 2.315 -0.357
ChinaConstructionBank 15 1.729 2,233 14 9 2.883 -1.154
UnitedOverseasBank 16 1.573 2,031 15 26 1.098 0.475
SocieteGenerale 17 1.508 1,947 17 15 1.790 -0.282
Citi 18 1.042 1,345 9 23 1.142 -0.100
RBCCapitalMarkets 19 0.986 1,273 10 27 0.959 0.027
Natixis 20 0.900 1,162 7 22 1.163 -0.263
TOTAL 100% 129,130 218 100%
ThistableconsistsofloanswithborrowersthathaveacountryofriskasAustraliaandwithamarketofsyndicationintheAPACregion.Thisexcludesbilateralloans.Thereisaminimumthresholdof3monthsformaturities.PleaseseeLeagueTableStandardsandGuidelinesforfurtherdetails.
Financials25%
Utilities18%
Industrials16%
Energy15%
Materials9%
ConsumerDiscretionary5%
Others12%
AustraliaBorrowerLoans:MandatedLeadArrangerRankingsHistory
AustraliaBorrowerLoans(MandatedLeadArranger):IndustryBreakdown
25%
18%
16%
15%
9%
5%
12%
ANZBankingGroup
Comm
onwealthBankAustralia
NationalAustraliaBank
WestpacBanking
MitsubishiUFJFinancialGroupInc
Sumitom
oMitsuiFinancial
5
10
Marke
tSha
re(%
)
0
15
2018 2017 2016
Bloomberg Australia/NewZealandCapitalMarkets|FY2018
BloombergLeagueTableReports Page15
NewZealandBorrowerLoans(Bookrunner)
FY2018 FY2017
Firm RankMkt
Share(%)Volume(USD
Mln)DealCount
PrevRank
PrevMktShare(%)
MktShareChg(%)
ANZBankingGroup 1 51.742 2,784 12 1 49.509 2.233
NationalAustraliaBank 2 20.515 1,104 4 2 20.373 0.142
CommonwealthBankAustralia 3 17.266 929 5 3 19.274 -2.008
Citi 4 4.752 256 1 5 4.570 0.182
INGGroep 5 3.186 171 1 - - 3.186
WestpacBanking 6 1.243 67 1 4 5.924 -4.681
BNPParibas 7 0.324 17 1 - - 0.324
HSBC 7 0.324 17 1 - - 0.324
MitsubishiUFJFinancialGroupInc
7 0.324 17 1 - - 0.324
MizuhoFinancial 7 0.324 17 1 - - 0.324
- - - - - - - -
- - - - - - - -
- - - - - - - -
- - - - - - - -
- - - - - - - -
- - - - - - - -
- - - - - - - -
- - - - - - - -
- - - - - - - -
- - - - - - - -
TOTAL 100% 5,380 22 100%
ThistableconsistsofloanswithborrowersthathaveacountryofriskasNewZealandandwithamarketofsyndicationintheAPACregion.Thisexcludesbilateralloans.Thereisaminimumthresholdof3monthsformaturities.PleaseseeLeagueTableStandardsandGuidelinesforfurtherdetails.
HealthCare22%
Industrials21%
ConsumerStaples16%
Financials16%
Government10%
ConsumerDiscretionary7%
Communications7%
Others0%
NewZealandBorrowerLoans:BookrunnerRankingsHistory
NewZealandBorrowerLoans(Bookrunner):IndustryBreakdown
22%
21%
16%
16%
10%
7%
7%
ANZBankingGroup
NationalAustraliaBank
Comm
onwealthBankAustralia Ci
ti
INGGroep
WestpacBanking
20
40
Marke
tSha
re(%
)
0
55
2018 2017 2016
Bloomberg Australia/NewZealandCapitalMarkets|FY2018
BloombergLeagueTableReports Page16
NewZealandBorrowerLoans(MandatedLeadArranger)
FY2018 FY2017
Firm RankMkt
Share(%)Volume(USD
Mln)DealCount
PrevRank
PrevMktShare(%)
MktShareChg(%)
ANZBankingGroup 1 49.594 3,866 23 1 43.884 5.710
CommonwealthBankAustralia 2 13.330 1,039 7 2 16.653 -3.323
NationalAustraliaBank 3 7.179 560 7 4 9.023 -1.844
Citi 4 4.064 317 2 5 4.519 -0.455
MitsubishiUFJFinancialGroupInc
5 3.458 270 4 12 0.722 2.736
WestpacBanking 6 3.415 266 4 3 13.486 -10.071
MizuhoFinancial 7 2.674 208 3 - - 2.674
Industrial&CommBankofChina
8 2.654 207 3 8 1.590 1.064
INGGroep 9 2.199 171 1 11 0.879 1.320
ChinaConstructionBank 10 1.947 152 2 9 1.027 0.920
Rabobank 11 1.864 145 1 13 0.666 1.198
BankofChina 12 1.490 116 2 7 1.975 -0.485
KreditanstaltfuerWiederaufbau 13 1.287 100 1 - - 1.287
Natixis 13 1.287 100 1 15 0.067 1.220
RBCCapitalMarkets 15 1.164 91 1 - - 1.164
SocieteGenerale 15 1.164 91 1 - - 1.164
HSBC 17 1.007 79 2 6 3.790 -2.783
BNPParibas 18 0.224 17 1 - - 0.224
- - - - - - - -
- - - - - - - -
TOTAL 100% 7,796 33 100%
ThistableconsistsofloanswithborrowersthathaveacountryofriskasNewZealandandwithamarketofsyndicationintheAPACregion.Thisexcludesbilateralloans.Thereisaminimumthresholdof3monthsformaturities.PleaseseeLeagueTableStandardsandGuidelinesforfurtherdetails.
HealthCare22%
Industrials21%
ConsumerStaples16%
Financials16%
Government10%
ConsumerDiscretionary7%
Communications7%
Others0%
NewZealandBorrowerLoans:MandatedLeadArrangerRankingsHistory
NewZealandBorrowerLoans(MandatedLeadArranger):IndustryBreakdown
22%
21%
16%
16%
10%
7%
7%
ANZBankingGroup
Comm
onwealthBankAustralia
NationalAustraliaBank
Citi
MitsubishiUFJFinancialGroupInc
WestpacBanking
10
20
30
40
Marke
tSha
re(%
)
0
50
2018 2017 2016
Bloomberg – League Tables Criteria
Bloomberg L.P. reserves the right of final decision concerning league eligibility and requires adequate documentation for the same. Bloomberg L.P. and its suppliers believe the information herein was obtained from reliable sources, but they do not guarantee its accuracy. Neither the information nor the opinion expressed constitutes a solicitation of the purchase or sale of securities or commodities. Due to the dynamic nature of the Professional Service product, League Table rankings may vary between the quarterly/year-end publications and data found on the Bloomberg Professional Service.
General Guidelines
Credit is based on the total amount of the offering sold to the public. Full credit is awarded to the sole bookrunning manager or split equally among joint bookrunning managers; unless full, explicit breakdown of bookrunning is provided by an involved party. Regional and local tables are identified based on factors such as currency, market of issuer and/or country of risk/incorporation.
Fixed Income
All transactions must have a maturity/call/put option of minimum 18 months. Make-whole call and provisional call/put are exempted from this rule. Note: Criteria may vary for some local and/or regional tables. USD denominated 144A/REG S issues are credited 100% to the 144A tranche and 0% to the REG S tranche. Non-USD denominated 144A/REG S issues are credited 100% to the REG S tranche and 0% to the 144A tranche. Self-led transactions are included. New money portions of exchange offers are eligible for credit.
Exclusions: Accredited investor tranches, asset-backed issues, auction note agencies, collateralized bond obligations, collateralized loan obligations, commercial paper, municipal bonds, mortgage-backed issues, remarketed issues, repackaged bonds, government borrowing scheme retained bonds, variable principal redemption issues, variable interest equity-linked issues, and credit linked notes, selling group agency issues, strips, units, warrants, self-led under USD 50 million. Note: Criteria may vary for some local and/or regional tables.
Equities-Linked
Equity-linked transactions: Convertible bonds, convertible preferred stock and exchangeable bonds. Only issues that mature and are callable/puttable in 12 months or longer are included. Make-whole call, provisional call and provisional put are exempted from this rule. Convertible bonds with attached warrants are included. These are defined as synthetic convertibles with the combination of a fixed income instrument and warrants which can be converted into shares. The embedded warrant can be detachable or non-detachable but the bond and the warrant must be sold as a unit, i.e. there cannot be separate book building for the warrant and the bond.
Exclusions: Redemption-linked instruments, reverse convertibles or similar instruments, synthetics convertibles, issues convertible into participation in an underlying fund or investment trust, pre-IPO convertible instruments, certain lower hierarchy titles, i.e. Jr Bookrunner.
Equities
Equity market transactions: Initial public offerings, additional offerings of common stocks, units, and depositary receipts (ADRs, GDRs, etc) and rights offerings.
Exclusions: Non-underwritten/best efforts, privately placed transactions, funds, self-led, preferred offerings, pre-negotiated offerings, certain lower hierarchy titles, i.e. Jr Bookrunner. Note: Criteria may vary for some local and/or regional tables.
Bloomberg – League Tables Criteria
Bloomberg L.P. reserves the right of final decision concerning league eligibility and requires adequate documentation for the same. Bloomberg L.P. and its suppliers believe the information herein was obtained from reliable sources, but they do not guarantee its accuracy. Neither the information nor the opinion expressed constitutes a solicitation of the purchase or sale of securities or commodities. Due to the dynamic nature of the Professional Service product, League Table rankings may vary between the quarterly/year-end publications and data found on the Bloomberg Professional Service.
Loans
Includes executed syndicated loans transactions. Full credit is awarded to the banks satisfying the highest of the titles. Full credit is awarded to the sole bookrunning manager or split equally among joint bookrunning managers. Credit is allocated to amended or amended and restated transactions, where each modification is 100% at the lender’s option and not as a result of events already built into the original credit agreement. Credit is awarded for the following structural changes only: maturity extensions of three months or more, incremental basis for increased in deal size, reduction in pricing, full release of security.
Exclusions: Bilateral transactions, transactions with a maturity of less than three months, loans withdrawn prior to signing, amended or restated securitizations, receivable and guarantee facilities.
US Municipals
Standard published tables will award deal credit based on true economic credit as reported by the issuer or the bookrunner. In absence of reported economic credit, 100% will be assigned to the bookrunner.
Dollar value of credit will be assigned based on the percentage allocation reported for economic credit (or designated by the user in a custom table) and applied against the total par value of the bonds issued. Zero coupon bonds (CABS) or intermediate appreciation bonds (convertible CABs) will be included at the market value (accreted value) on the interest accrual date.
All debt issued by municipal issuers will be eligible for league credit. Taxable and tax-exempt debt is eligible for league credit unless a table includes specific tax type criteria. “Tax-exempt” is defined as federally tax-exempt and includes bonds subject to AMT and bonds designated as Bank Qualified.
Each table is provided in three formats. “Economic Credit” displays rankings based on true economic credit allocations of applicable deals. “Left Lead” assigns 100% credit to the bookrunner and 0% to all other syndicate participants. “Deal Count” displays rankings based on deal quantity rather than aggregate economic credit amounts. A “deal” refers to the aggregate series within an issuance led by a particular underwriter or syndicate. For example: a $50 million issuance is split into three series- a $10 million Series A, a $20 million Series B, and a $20 million Series C. Bank 1 is the underwriter of Series A & B, while Bank 2 is the underwriter of Series C. Bank 1 would have one “deal” worth $30 million, and Bank 2 would have one “deal” worth $20 million.
Exclusions: Derivatives, private placements, variable rate preferred securities, municipal commercial paper, and remarketings are excluded from municipal league table eligibility.
The full version of Bloomberg’s League table Standards & Guidelines can be accessed and subscribed to on the Reports tab on
LEAG<GO>.