At the Ballot Boxes or in the Streets and Factories: Economic Contention in the Visegrad Group Ondřej Císař and Jiří Navrátil Introduction As demonstrated by recent social movement research as well as by the contributions in this very volume, economic contention is coming to the fore of scholarly attention as a result of popular reactions to the current recession and the related austerity policies introduced in many countries across the globe (but see, for example, Kousis and Tilly 2005). In this chapter, we broaden this crisis-focused perspective and look at a longer time period in four countries that were affected by the crises of economic transformation and austerity packages well before the current wave. The goal of this chapter is to analyse protest on issues of economy, welfare, and social policies (hereinafter ‘economic protest’) in four very similar national environments: the Czech Republic, Slovakia, Hungary, and Poland, the so-called Visegrad Group (V4). In many respects, these countries represent a uniform pattern of post-communist transformation, in both political and economic terms. They are typically taken as four cases of a single model of transition political economy, which is currently conceptualized as the embedded neoliberal regime (Bohle and Greskovits 2012). Accordingly, their pattern of collective action has thus
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At the Ballot Boxes or in the Streets and Factories:
Economic Contention in the Visegrad Group
Ondřej Císař and Jiří Navrátil
Introduction
As demonstrated by recent social movement research as
well as by the contributions in this very volume,
economic contention is coming to the fore of scholarly
attention as a result of popular reactions to the current
recession and the related austerity policies introduced
in many countries across the globe (but see, for example,
Kousis and Tilly 2005). In this chapter, we broaden this
crisis-focused perspective and look at a longer time
period in four countries that were affected by the crises
of economic transformation and austerity packages well
before the current wave.
The goal of this chapter is to analyse protest on
issues of economy, welfare, and social policies
(hereinafter ‘economic protest’) in four very similar
national environments: the Czech Republic, Slovakia,
Hungary, and Poland, the so-called Visegrad Group (V4).
In many respects, these countries represent a uniform
pattern of post-communist transformation, in both
political and economic terms. They are typically taken as
four cases of a single model of transition political
economy, which is currently conceptualized as the
embedded neoliberal regime (Bohle and Greskovits 2012).
Accordingly, their pattern of collective action has thus
far been captured and explained by a single narrative
that starts with the quiescent 1990s (Greskovits 1998;
Vanhuysse 2006) and is followed by the end to patience
brought about by the current Great Recession (Kriesi
2014; Beissinger and Sasse 2014). In contrast to this
perspective, the present chapter analyses the variegated
level of economic protest across the selected countries
and the dynamics of protest within them.
First, we explore the dynamics of economic protest
in the four countries in the last 20 years, looking at
grievances and most importantly the political dynamics
behind protests. Second, we look at the difference in the
protest magnitude across them. Probably surprisingly,
given the usually uniform treatment of these countries in
terms of the level of economic protest, they do not form
a homogeneous group; in fact, the Czech Republic and
Slovakia are far less contentious than Hungary and
Poland. Since the available theories do not seem to
explain this difference, the main goal of this chapter is
to develop, using a comparative method, a theoretical
argument explaining the variegated level of economic
protest across the countries. We argue that the
explanation must be sought in the overall structure of
the political conflict of the post-communist countries
analysed. In a nutshell, economic protest emerges under
the conditions of a suppressed economic cleavage in the
field of party politics.
1
Theories of Post-communist Economic Contention
In the early 1990s, Central-Eastern Europe faced a double
challenge, namely, to transform both its politics and its
economy (further compounded by a state-building process
in Slovakia). While in the political arena democratic
institutions were expected to replace the undemocratic
ones, capitalism was to take over centrally planned
economies (see Offe 1996). At the same time, when
economic restructuring was expected to produce groups of
impoverished people, these people were given
opportunities to express their grievances in the newly
institutionalized democratic institutions. Seemingly, all
the conditions for a big political protest were in place:
the grievances produced by structural changes and the
opportunities provided by the opening up
(democratization) of political institutions (Snow and
Soule 2010; Tarrow 2011). Based on the logic of
mainstream social movement theories, an outburst of
protest was the expected outcome, but contrary to initial
fears it never occurred.
The strange absence of economic protest during the
first transition decade became one of the most prominent
theoretical puzzles in transitional political economy.
Why did Central-East Europeans not erupt in protest when
pressed by economic hardships? In a nutshell, three
answers were put forward in the literature: one institutional
(1), one grievance-based (2), and one policy-based (3). (1)
According to Ekiert and Kubik (1998, 2001), who focus on
2
Poland, Hungary, Slovakia, and former GDR, limited access
to tripartite institutions and the fragmentation of the
labour movement chiefly account for the lack (except to
some extent in Poland) of economic protest in Central-
East European countries. According to these authors,
owing to its pre-1989 tradition of contentious politics
Poland was still the most contentious country in the
early 1990s (1989–1993). (2) Béla Greskovits (1998) finds
possible explanations in a host of structural
characteristics of post-communist countries, such as the
lack of extreme inequality (the source of relative
deprivation – and thus grievances), an established
protest culture (the source of protest repertoire), or
young people in urban areas ready to be mobilized (the
social bases of protest). He also cites the rise of
social expenditures, the core of the third explanation.
(3) Focusing on the Czech Republic, Hungary, and Poland,
Pieter Vanhuysse (2004, 2006) argues that the subdued
populations in these transforming countries were the
result of a ‘divide and pacify’ style of social policies,
which were designed to prevent any potential disruption
in these countries. While there were different paths
across the region, such as strategic retirement and pro-
employment labour market policies, they all resulted in
decreasing protest potential. Moreover, Vanhuysse
challenges Ekiert and Kubik’s picture of Poland as the
most contentious country, although his data also
3
demonstrate that it was more contentious than other post-
communist countries (Vanhuysse 2004: 428).
With the exception to some extent of Ekiert and
Kubik, who in terms of protest set Poland apart from the
other post-communist countries, these accounts focus on
explaining the situation of these countries as a group.
In other words, they compare the situation of post-
communist countries either to the original expectations
of a greater degree of transformation protest or to other
groups of countries, such as the Latin American region
(Greskovits 1998). Those who focus on the end of the
initially calm transformation period opt for the same
strategy and try to explain how the current economic
crisis brought an end to the previous quiet period in the
region as a whole.
Drawing on data from 18 East-European countries
after 2007 and on focused paired comparisons, Beissinger
and Sasse (2014) claim that the recession did indeed
bring about the political mobilization of East European
populations and that it was funnelled by socioeconomic
deprivation. They contend that while it is easier to
endure economic hardships for a first time and under the
conditions of optimistic expectations (such as in the
1990s), it is much more difficult to do so for a second
time and while simultaneously lacking prospects of a
bright future: ‘The stark contrast between the relatively
more “patient” or quiescent protest responses in Eastern
Europe during the transition to capitalism in the 1990s
4
and the more contentious protest responses to the Great
Recession (even though they both involved deep economic
pain) raises broader questions about the conditions under
which individuals mobilize collectively against economic
hardship. “Patience,” it seems, is much harder to sustain
the second time around.’ (ibid.: 365)
Comparing Western and Eastern European responses to
the crisis and focusing on the interplay of electoral and
protest politics, Kriesi (2014) first shows that in both
regions (with the exceptions of Poland and Slovakia and
in Eastern Europe together with the rates of economic
growth) budgetary deficits played a significant role in
explaining protest voting. Moreover, ‘in Central and
Eastern European countries in particular, the magnitude
of the economic crisis mattered mostly in combination
with preexisting homemade corruption and political
scandals’. (ibid: 328)
Going beyond a macro-regional comparison and drawing
on four case studies, Kriesi claims that extra-
institutional protest mobilization was universally
triggered by the adoption of austerity policies. Most
importantly, Kriesi shows that protest brings important
implications for elections, thus underscoring the
interplay between party and protest politics. In this
chapter, we draw on and further develop this interaction-
based explanation. We focus on four very similar countries
that however differed in terms of their protest
magnitude. We show that this difference can hardly be
5
explained by socioeconomic indicators, since they are not
associated with patterns of economic protest. The
explanation we intend to develop resides in the
differences in the general structure of political
conflict, and in particular we highlight the cleavage
structure and the configuration of party politics as key
to explaining cross-country differences in economic
protest.
Drawing on the more or less recently reinvigorated
interest in the interplay of protest and
institutionalized party-based politics (for example
Goldstone 2003; della Porta and Diani 2006; Kriesi at al.
2012; McAdam and Tarrow 2013; Hutter and Kriesi 2013;
della Porta 2015; Kriesi in this volume), we see them as
two fields of action that influence each other (Fligstein
and McAdam 2012: 91): ‘Typically the process is set in
motion by some exogenous change that is perceived by at
least two actors as posing a significant threat to, or
opportunity for, the realization of group interest.’ With
respect to economic interests, the field of party
politics has clearly played a more decisive role in the
post-communist democratizing context, with the field of
protest mostly reacting to developments in the political
party field.
Like the literature on radical right mobilization
(Giugni et al. 2005), and in contrast to the traditional
political opportunity structure-based arguments that see
strongly economically defined left parties as
6
instrumental to the mobilization of protest, we expect a
substitutive relation between the fields of party and
protest politics. Drawing on Piven and Cloward, Kriesi at
al. (2012: 190) label this the countervailing thesis,
which expects protest and party politics to move ‘in
opposite directions: the more contested and salient an
issue in the electoral area becomes, the less salient it
is expected to become in the protest politics arena’. An
economically mobilized field of protest can be expected
to form if political parties do not articulate
socioeconomic cleavages in the field of institutionalized
politics.
Theoretically, we draw here on the conceptualization
of inter-field relations put forward by Fligstein and
McAdam (2012) and Kriesi et al. (2012), and relate it to
the literature on transition (Offe 1996; Stark and Bruszt
1998; Greskovits 1998; Bohle and Greskovits 2012). As we
already noted, transition involved two major tasks,
democratization and marketization, the latter of which
constituted a source of major grievances that could be
articulated in the newly constituted democratic politics.
When political parties articulated these grievances in
the form of a socioeconomic cleavage, they crowded out
protest collective action and vice versa: in countries
where socioeconomic grievances were not articulated by
the parties, protest actors were given an opportunity to
constitute a field of contentious politics around this
issue.
7
Here we see the key difference between our two
groups of countries, which is that after the fall of
communism their main conflict lines developed in
different ways. While in the Czech Republic and Slovakia
the main conflict line was centred on socioeconomic
issues, in Hungary and Poland these issues never played
such a role. In short, while in the first two countries
socioeconomic issues formed the main cleavage in the
political party field, in the latter two other issues
assumed the main structuring role in the political
conflict. As a result, in the Czech Republic and Slovakia
these issues were articulated mostly by parties, while in
Poland and Hungary they were ‘left’ to the field of
protest politics to articulate. We would argue that the
‘suppressed’ articulation of socioeconomic issues in
party/electoral politics in Hungary and Poland helps
explain the higher levels of economic protest in these
countries.
Data and Methods
Our chapter is based on a protest event analysis. The
protest event is defined here as either an actual
gathering of at least three people convened in a public
space in order to make claims that bear on the interests
of an institution/collective actor, or a petition
addressed to an institution/collective actor (see Tilly
1995). Only real episodes of collective action are
included; threats of resorting to collective action, such
8
as strike alerts, were excluded. The dataset consists of
all events in which some socioeconomic issue was raised,
i.e. an issue related to monetary or fiscal policies,
taxes, wages, social policies, welfare issues etc. We
included events organized between January 1991 and
December 2010 in which a petition was not the only or
main protest strategy. The dataset comprises 754 events
in the Czech case, 852 in Slovakia, 4042 in Poland and
2624 events in Hungary. The unit of analysis is a year.
We used the electronic archives of the Czech News
Agency (ČTK), the News Agency of the Slovak Republic
(TASR), the Hungarian News Agency Corporation (MTI), and
the Polish Press Agency (PAP), and searched for selected
keywords in all electronically available news stories.
There is, however, a possibility of bias in the sources
we use stemming from general problems associated with
protest event analysis. First, the use of data from
nationwide press agencies may cause local events to be
underrepresented; second, violent and controversial
events may be overrepresented. On the other hand, the
agency’s electronic archives include information on all
the important events that have taken place in the
selected countries. The archives certainly represent the
single most important source of event data, because,
unlike various newspapers, they contain no explicit
political bias in favour of or against a particular type
of events or actors. For example, while strikes and
events related to the activities of trade unions tend to
9
be overrepresented in leftist newspapers, events of this
type are usually underrepresented in papers leaning to
the political right (Koopmans and Rucht 2002).
In order to measure protest, we used Tilly’s index
of protest magnitude (Tilly 1978: 95-97; Ekiert and Kubik
2001: 121) based on the multiplied attendance, duration,
and frequency of collective action for a particular
country in a given year. Therefore, the duration of the
protest and attendance at the event were recorded. When
the exact number of participants was not available
(several dozen, several hundred etc.), the lowest
estimate was coded (20, 200 etc.). We also used
additional data. The Net Replacement Rate for Average
Production Worker (specifically, single-earner family and
two-child model) representing the ratio of the net
unemployment insurance benefit to net income at the
average wage level was used as the indicator of the
generosity of social policies/the welfare state in the V4
countries (Van Vliet and Caminada 2012). This indicator
represents a key aspect of social policies in the
analysed countries (for a different measurement see Myant
and Drahokoupil 2010: 185-212) and, most importantly, the
data are available for the period and countries under
study, with the only exception of the last year (2010).
Drawing on Kriesi (2014), we combine two economic
indicators to measure economic hardships, i.e. economic
grievances in a particular country: the annual GDP growth
rate and the annual unemployment rate. We get our
10
‘grievance index’ by subtracting the unemployment rate
from GDP growth, which provides an annual measure of
economic grievances. The more negative the value of this
index is, the worse the economic conditions it
represents.
Dynamics of Economic Protest in V4 Countries
When standardized for population size, the most intensive
level of protest activities occurred in 1999 in Poland
(against the Buzek government’s reforms in agriculture
and healthcare) and in 2004 in Hungary (against the
reforms in the mining industry and healthcare). Czech and
Slovak economic protest did not even come close to this
level of protest magnitude (see Figure 1). Even if we
disregard these two main peaks of protest in Poland and
Hungary, the annual magnitude of protest is still much
higher in these two countries than it is in the Czech
Republic and Slovakia (see Figure 1), where the
distribution of protest remains much steadier over the
two decades under study, with three more significant
peaks of economic protest in the Czech Republic (public
services employees demanding higher wages in 1998, and
protests against public finance reforms in 2003 and
2008), and two in Slovakia (large pre-election campaigns
in 1994 and against economic reforms of Dzurinda´s
government in 1999).
Figure 1 ABOUT HERE
11
As regards the general protest dynamics in the V4
countries, i.e. how the overall dynamics of protest
compare, we may observe several interesting features (see
Figure 1). First, no significant wave of economic
contention is observed – in terms of within-country
development - in the early days of the economic
transformation in the Visegrad countries, which strongly
corresponds to the ‘patience thesis’ of post-communist
economic transition (see above and Greskovits 1998).
Second, there is only one period when protest in all
countries but one (Hungary) escalated simultaneously,
namely, in the period of 1997-2000. In all three
countries, this is usually attributed to the growing
dissatisfaction with the reform/austerity policies that
were introduced during times of economic difficulty.
Klaus’s (austerity) ‘packages’ in the Czech Republic,
Buzek’s ‘four reforms programme' in Poland, and
Dzurinda’s restrictive measures in Slovakia were a
reaction to an economic slowdown at the end of the first
transformation decade, and in the Czech Republic and
Poland coincided with public dissatisfaction with
politics and the political elite (Stanley 2013,
Mansfeldová 2013). In the Czech Republic this wave
resulted for the first time in the victory of a leftist
party – the Social Democrats – in the national elections
(1998); in Poland one-fifth of the parliamentary mandates
in the 2001 elections was acquired by populist radicals
12
from Self-Defence and Catholic nationalists from the
League of the Polish Families, while the left won the
elections (see Stanley 2013: 180). At the same time, if
we look at the composition of all the protest issues in
this protest wave (not reported here), we see that
socioeconomic issues dominated in Poland, while in the
Czech Republic and Slovakia the portfolio of issues was
much more diverse, which is in line with the general
argument of this chapter (on the diversity of claims in
the Czech Republic in the late 1990s, see also Císař
2013).
Third, the next wave of protest in the V4 countries
can be identified in 2003 and 2004 (in the Czech
Republic, Hungary, and to some extent in Slovakia), which
involved protests against further rounds of economic
reforms and austerity policies. Except for the Czech
Republic in 2008, this protest wave was not repeated
later in the second post-communist decade. The 2008
protest in the Czech Republic was a response to the
public finance reform pushed through by the liberal-right
Topolánek government.
The Dynamics of Protest and Economic Hardships in the V4
Countries
In all four countries major economic reforms started
after the collapse of the old regimes in 1989, although
in two of them – Hungary and Poland – some noticeable
changes had already taken place before 1989. Compared to
13
Hungary’s and Poland’s significant economic changes, only
mild deregulation of economic activities took place
before 1989 in Czechoslovakia.
Czech Republic
In Czechoslovakia, the main economic reforms – namely
the existence of a substitutive/countervailing relation
between the party politics field and contentious
collective action in the studied countries. As a result,
the chapter potentially represents a challenge to a
fairly generally accepted prediction of the political
opportunity structure-based theories, which in this area
expect that the presence of (socioeconomically defined)
left-wing political parties fosters economic contention.
By showing that the articulation of a socioeconomic
cleavage in the party politics field suppresses economic
contention, our chapter intends to contribute to the
current broader debates on the interaction between social
fields in general and party and contentious politics
fields in particular.
The authors gratefully acknowledge funding from the CzechScience Foundation (grants ‘Collective Action and Protestin East-Central Europe’, code GAP404/11/0462, and‘Protestors in Context: An Integrated and ComparativeAnalysis of Democratic Citizenship in the Czech
33
Republic’, code GA13-29032S). This work was alsosupported by the project ‘Employment of Newly GraduatedDoctors of Science for Scientific Excellence’(CZ.1.07/2.3.00/30.0009), co-financed by the EuropeanSocial Fund and the state budget of the Czech Republic.We are especially thankful to Kateřina Vráblíková, SwenHutter, Jan Drahokoupil and this volume’s editors fortheir helpful comments on earlier drafts of the chapter.All potential problems and omissions are our own.
34
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Tables
Table 1: Main Indicators across the Countries
Economicprotest magnitude
Grievances
Social benefits
Articulated economiccleavage
Czech R.
19 - 4,14 53,8 + +
Slovakia
20 - 10,44 61,4 +
Poland 710 - 9,84 31,8 -Hungary 1009 - 7,1 48 - -Note: Annual averages (except for the last column)
40
Figures
Figure 1: Economic Protest in the V4 countries (Tilly Index, 1991-2010, standardized for the population size)
Figure 2: Economic grievances, social benefits and economic protest