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Healthcare – Complicated or Complex? Brenda Zimmerman, PhD Director of Health Industry Management Program Associate Professor of Strategy
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Applications of Complexity Science to Healthcare

Feb 19, 2016

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Applications of Complexity Science to Healthcare Brenda Zimmerman
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Page 1: Applications of Complexity Science to Healthcare

Healthcare – Complicated or Complex?

Brenda Zimmerman, PhDDirector of Health Industry

Management Program Associate Professor of Strategy

Page 2: Applications of Complexity Science to Healthcare

Heart Rate Dynamics ( from Dr Ary Goldberger,Harvard)

Page 3: Applications of Complexity Science to Healthcare

Heart Rate Dynamics

Page 4: Applications of Complexity Science to Healthcare

Heartsongs

• Listen to the “songs” of healthy hearts• Not random and yet not a rigid

pattern

• Between orderly and disorderly

Page 5: Applications of Complexity Science to Healthcare

Lessons From Physiology• “As humans we are complex

and chaotic when healthy and rigidly orderly when ill.”

Stuart Davidson

• Healthy heart has difference, irregularity, and is sensitive to changes in context ---- it is adaptable!

Page 6: Applications of Complexity Science to Healthcare

“You don't see something until you have the right metaphor to let you perceive it”. Thomas Kuhn

Believing is seeing. ” Karl Weick

Page 7: Applications of Complexity Science to Healthcare

Mental models

• Assumptions • Metaphors

• Challenge of implicit vs. explicit mental models

Page 8: Applications of Complexity Science to Healthcare

Common ImplicitMental Models

• Scarcity• Gap analysis–

what isn’t working

• Parts• Complicated• Machine – like

Page 9: Applications of Complexity Science to Healthcare

Common ImplicitMental Models

Alternatives/Opposites

• Scarcity• Gap analysis–

what isn’t working

• Parts• Complicated• Machine – like

• Abundance• Appreciative

inquiry – what is working

• Relationships• Complex• Life – like

Page 10: Applications of Complexity Science to Healthcare

In Health Care (almost) Nothing is Simple

• Distinguish between “complicated” and “complex” problems

• Dealing with complex problems as if they are complicated is like looking for your car keys in the lamplight

• Seemingly intractable complicated problems can often be viewed more optimistically and unraveled when they are seen as complex

Page 11: Applications of Complexity Science to Healthcare

Following a Recipe Rocket to the Moon Raising a Child

• Formulae are critical and necessary

• Sending one rocket increases assurance that next will be ok

• High level of expertise in many specialized fields + coordination

• Separate into parts and then coordinate

• Rockets similar in critical ways

• High degree of certainty of outcome

• Knowable

• Formulae have only a limited application

• Raising one child gives no assurance of success with the next

• Expertise can help but is not sufficient; relationships are key

• Can’t separate parts from the whole

• Every child is unique

• Uncertainty of outcome remains

• Unknowable

Complicated Complex

The recipe is essential

Recipes are tested to assure replicability of later efforts

No particular expertise; knowing how to cook increases success

Recipe notes the quantity and nature of “parts” needed

Recipes produce standard products

Certainty of same results every time

Known

Simple

Page 12: Applications of Complexity Science to Healthcare

Following a Recipe Rocket to the Moon Raising a Child

• Formulae are critical and necessary

• Sending one rocket increases assurance that next will be ok

• High level of expertise in many specialized fields + coordination

• Separate into parts and then coordinate

• Rockets similar in critical ways

• High degree of certainty of outcome

• Knowable

• Formulae have only a limited application

• Raising one child gives no assurance of success with the next

• Expertise can help but is not sufficient; relationships are key

• Can’t separate parts from the whole

• Every child is unique

• Uncertainty of outcome remains

• Unknowable

Complicated Complex

The recipe is essential

Recipes are tested to assure replicability of later efforts

No particular expertise; knowing how to cook increases success

Recipe notes the quantity and nature of “parts” needed

Recipes produce standard products

Certainty of same results every time

Known

Simple

Page 13: Applications of Complexity Science to Healthcare

Following a Recipe Rocket to the Moon Raising a Child

• Formulae are critical and necessary

• Sending one rocket increases assurance that next will be ok

• High level of expertise in many specialized fields + coordination

• Separate into parts and then coordinate

• Rockets similar in critical ways

• High degree of certainty of outcome

• Knowable

• Formulae have only a limited application

• Raising one child gives no assurance of success with the next

• Expertise can help but is not sufficient; relationships are key

• Can’t separate parts from the whole

• Every child is unique

• Uncertainty of outcome remains

• Unknowable

Complicated Complex

The recipe is essential

Recipes are tested to assure replicability of later efforts

No particular expertise; knowing how to cook increases success

Recipe notes the quantity and nature of “parts” needed

Recipes produce standard products

Certainty of same results every time

Known

Simple

Page 14: Applications of Complexity Science to Healthcare

Following a Recipe Rocket to the Moon Raising a Child

• Formulae are critical and necessary

• Sending one rocket increases assurance that next will be ok

• High level of expertise in many specialized fields + coordination

• Separate into parts and then coordinate

• Rockets similar in critical ways

• High degree of certainty of outcome

• Knowable

• Formulae have only a limited application

• Raising one child gives no assurance of success with the next

• Expertise can help but is not sufficient; relationships are key

• Can’t separate parts from the whole

• Every child is unique

• Uncertainty of outcome remains

• Unknowable

Complicated Complex

The recipe is essential

Recipes are tested to assure replicability of later efforts

No particular expertise; knowing how to cook increases success

Recipe notes the quantity and nature of “parts” needed

Recipes produce standard products

Certainty of same results every time

Known

Simple

Page 15: Applications of Complexity Science to Healthcare

Following a Recipe Rocket to the Moon Raising a Child

• Formulae are critical and necessary

• Sending one rocket increases assurance that next will be ok

• High level of expertise in many specialized fields + coordination

• Separate into parts and then coordinate

• Rockets similar in critical ways

• High degree of certainty of outcome

• Knowable

• Formulae have only a limited application

• Raising one child gives no assurance of success with the next

• Expertise can help but is not sufficient; relationships are key

• Can’t separate parts from the whole

• Every child is unique

• Uncertainty of outcome remains

• Unknowable

Complicated Complex

The recipe is essential

Recipes are tested to assure replicability of later efforts

No particular expertise; knowing how to cook increases success

Recipe notes the quantity and nature of “parts” needed

Recipes produce standard products

Certainty of same results every time

Known

Simple

Page 16: Applications of Complexity Science to Healthcare

Know When Your Challenges Are In the Zone of Complexity

CertaintyClose to Far from

Clo

se to

Page 17: Applications of Complexity Science to Healthcare

Know When Your Challenges Are In the Zone of Complexity

CertaintyClose to Far from

Clo

se to Simple

Plan, control

Page 18: Applications of Complexity Science to Healthcare

Know When Your Challenges Are In the Zone of Complexity

CertaintyClose to Far from

Clo

se to Simple

Plan, control

Chaos

Page 19: Applications of Complexity Science to Healthcare

CertaintyClose to Far from

Clo

se to

Simple &complicated

Plan, control

ChaoticSeek Patterns

Page 20: Applications of Complexity Science to Healthcare

CertaintyClose to Far from

Clo

se to

?

Page 21: Applications of Complexity Science to Healthcare

Nature of complex systems• Interdependence –

cause and effect less clear

• Unpredictability• Emergence• Embedded systems• Nonlinearity• Distributed control• RELATIONSHIPS

ARE KEY

Page 22: Applications of Complexity Science to Healthcare

IOM “Crossing the Quality Chasm”

• Inspiration from complexity science• Principles of complex adaptive systems

resonated• Simple rules that repeat

– Current system– Ideal system

Page 23: Applications of Complexity Science to Healthcare

Simple Rules – allow for swarming

• They give enough of a sense of direction without over-specifying

• Local solutions can be discovered (at the “edge” rather than center)

• Following same rules – can result in different solutions – Creates coherence rather than

consistency

Page 24: Applications of Complexity Science to Healthcare

Lessons from complexity• Learning takes place at the edge of the

system - not the center

• Sustainable change is initiated at the edge of the system – not the centre

• Adaptation to changing external conditions occurs at the system’s edge– not the center

• Command and control makes it worse• Dr. Eric Knox, at AHA Patient Safety

Fellowship 2003

Page 25: Applications of Complexity Science to Healthcare

Patient Safety• Goal is to reduce harm, injury

• Error producing conditions:– Unfamiliarity with task– Shortage of time– Poor communication– Information overload– Poor instructions– Etc..

• Swiss Cheese Model – “gaps” – system Reason, 2001

Page 26: Applications of Complexity Science to Healthcare

The Patient Safety Problem -Simple• People are making mistakes

• Hire the best

• Create rules to correct behaviors

• Tell people to follow rules

• If non-compliance, shine light

• Get rid of or correct “bad apples”

Page 27: Applications of Complexity Science to Healthcare

Patient Safety - complicated

• To err is human (slips, trips and lapses)• Refocus on system problems• Decrease reliance on memory and

other faulty human aspects• Standardize, routinize, reduce

variability • Human factors engineering• Safety culture

Page 28: Applications of Complexity Science to Healthcare

Patient Safety - Complex

• Relationships are key• Focus on Humans – not just as “error

producers” or faulty machine parts• Communication focus • Include full system into processes – patients,

families, clerical staff, etc. • Look at patterns - simple rules that hold

system• Role of surprise and emergence – what is

working/why

Page 29: Applications of Complexity Science to Healthcare

Complexity ConsistentMental Models

• Relationship-Centred Care

• Patient and Family Centred

• Holistic• Embedded

Systems

• Abundance• Appreciative

inquiry – what is working

• Relationships• Complex• Life – like

Page 30: Applications of Complexity Science to Healthcare

“Managers would rather live with a problem they can’t solve

than with a solution they can’t fully understand or control.”

• Eric Bonobeau, researcher in swarm intelligence and CEO of Icosystems