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Appendix: Target population data
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Appendix: Target population data - Roche Estimates of the Resident Population by Sex and ... and Sex for the United States: 2010 to 2050 ... localisation/systeme_nerveux_central.pdf,

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Page 1: Appendix: Target population data - Roche Estimates of the Resident Population by Sex and ... and Sex for the United States: 2010 to 2050 ... localisation/systeme_nerveux_central.pdf,

Appendix:

Target population data

Page 2: Appendix: Target population data - Roche Estimates of the Resident Population by Sex and ... and Sex for the United States: 2010 to 2050 ... localisation/systeme_nerveux_central.pdf,

24,700 18,000

7,900 5,700

22,800

21,400

11,800

5,600

,0

5,000

10,000

15,000

20,000

25,000

30,000

35,000

40,000

45,000

50,000

Incident cases Drug treated

indolent 1st-line

Drug treated

follicular 1st-line

Drug treated

follicular

relapsed

Top 5 EU

US

MabThera-Rituxan/GA101:

Follicular Non-Hodgkin’s Lymphoma (NHL)

2

11,300

39,400

19,700

Sources: Cancer Incidence in Five Continents, Vol. IX, Curado. M. P et al (2007), IARC Scientific Publications No. 160, Lyon, IARC;

World Population Prospects; 2008 revision; medium variant; MabThera patient flow model; & patient case market research Q2 2012

Estimates only; US based on Census Bureau, SEER, Mattson Jack TA data, and Q1 2012 Rituxan tracking; GNE Hematology Epi Model

2012 est

imate

s fo

r num

ber

of

patients

Page 3: Appendix: Target population data - Roche Estimates of the Resident Population by Sex and ... and Sex for the United States: 2010 to 2050 ... localisation/systeme_nerveux_central.pdf,

32,100 20,900

10,400

32,900

19,500

,300

,0

20,000

40,000

60,000

80,000

Incident cases DLBCL 1st-line DLCL relapsed

Top 5 EU

US

Sources: Cancer Incidence in Five Continents, Vol. IX, Curado. M. P et al (2007), IARC Scientific Publications No. 160, Lyon, IARC;

World Population Prospects; 2008 revision; medium variant; MabThera patient flow model; & patient case market research Q2 2012

Estimates only; US based on Census Bureau, SEER, Mattson Jack TA data, and Q1 2012 Rituxan tracking; GNE Hematology Epi Model

MabThera-Rituxan/GA101:

Diffuse large B-Cell Non-Hodgkin’s Lymphoma (DLBCL)

3

40,400

10,700

Drug treated

2012 est

imate

s fo

r num

ber

of

patients

Page 4: Appendix: Target population data - Roche Estimates of the Resident Population by Sex and ... and Sex for the United States: 2010 to 2050 ... localisation/systeme_nerveux_central.pdf,

14,400 8,900 7,000

14,900

10,000

5,400

,0

20,000

40,000

Incident cases CLL 1st-line CLL relapsed

Top 5 EU

US

Sources: Cancer Incidence in Five Continents, Vol. IX, Curado. M. P et al (2007), IARC Scientific Publications No. 160, Lyon, IARC;

World Population Prospects; 2008 revision; medium variant; MabThera patient flow model; & patient case market research Q2 2012

Estimates only; US based on Census Bureau, SEER, Mattson Jack TA data, and Q1 2012 Rituxan tracking; GNE Hematology Epi Model

MabThera-Rituxan/GA101/GDC-0199:

Chronic Lymphocytic Leukemia (CLL)

4

18,900

12,400

Drug treated

2012 est

imate

s fo

r num

ber

of

patients

Page 5: Appendix: Target population data - Roche Estimates of the Resident Population by Sex and ... and Sex for the United States: 2010 to 2050 ... localisation/systeme_nerveux_central.pdf,

Avastin: Colorectal Cancer (CRC)

5 5

Source: US Team analysis and SEER Database 1975-2008. WHO mortality database 2008 http://www.who.int/whosis/whosis/;

World Population Prospects. The 2008 Revision. UN Population Division 2009. http://esa.un.org/unpp/; internal estimates

NB: EU Avastin eligibility, no cut is made for patients who are contraindicated for Avastin – all drug treated patients are assumed eligible for Avastin

The potential target population for Avastin in first-line colorectal cancer is ~118,000 drug treated

patients (40,000 US/78,000 Top 5 EU); the potential target population in second-line colorectal

cancer is ~67,000 chemo treated patients (25,500 US/41,500 Top 5 EU)

45,000 40,000 25,500

92,000 78,000

41,500

,0

30,000

60,000

90,000

120,000

150,000

mCRC

1L incidence

mCRC

1L drug treated

mCRC

2L chemo treated

Top 5 EU

US

67,000

118,000

2012 est

imate

s fo

r num

ber

of

patients

Page 6: Appendix: Target population data - Roche Estimates of the Resident Population by Sex and ... and Sex for the United States: 2010 to 2050 ... localisation/systeme_nerveux_central.pdf,

6

Avastin: Non-Small Cell Lung Cancer (NSCLC)

The potential target population for Avastin in first-line non-small cell lung cancer is

~107,000 non-squamous drug treated patients (51,000 US/56,000 Top 5 EU)

mNSCLC is defined as stage IIIB/IV NSCLC

Sources: SEER Database: Incidence - SEER 17 Regs Research Data (2000-2008) released April 2011; Table 1. Annual Estimates of the Resident Population by Sex and Five-Year

Age Groups for the United States: April 1, 2000 to July 1, 2009 (NC-EST2009-01). U.S. Census Bureau, Population Division. Release Date: June 2010; Table 12. Projections of the

Population by Age and Sex for the United States: 2010 to 2050 (NP2008-T12). Population Division, U.S. Census Bureau. Release Date: August 14, 2008; UHC and Medicare Claims;

1965-2005 Center for Health Statistics smoking trends data. WHO mortality database 2008 http://www.who.int/whosis/whosis/. World Population Prospects. The 2008 Revision. UN

Population Division 2009. http://esa.un.org/unpp/. Roche-Genentech Clinical, Patient Chart Audits; internal estimates

134,000 93,000

51,000

137,000

82,000

56,000

,0

50,000

100,000

150,000

200,000

250,000

300,000

350,000

mNSCLC

incidence

mNSCLC

non-squamous

mNSCLC

1L non-squamous

drug treated

Top 5

EU107,000

2012 est

imate

s fo

r num

ber

of

patients

Page 7: Appendix: Target population data - Roche Estimates of the Resident Population by Sex and ... and Sex for the United States: 2010 to 2050 ... localisation/systeme_nerveux_central.pdf,

45,000

29,000 23,000

43,800

37,400

22,500

,0

20,000

40,000

60,000

80,000

100,000

mBC HER2-negative

incidence

mBC HER2-negative

1L chemo treated

mBC HER2-negative

2L chemo treated

Top 5 EU

US

Avastin

HER2-negative metastatic Breast Cancer (mBC)

7

The potential target population for Avastin in first-line HER2-negative metastatic breast cancer

is ~66,400 chemo-treated patients (29,000 US/37,400 Top 5 EU); in second-line HER2-negative

metastatic breast cancer the potential target population is ~45,500 chemo treated patients

(23,000 US/22,500 Top 5 EU)

Sources: SEER Database,1994 – 2002 (raw incidence by Stage of breast cancer and overall survival rates for metastatic patients), US Census.

WHO, mortality database 2008 http://www.who.int/whosis/whosis/. World Population Prospects. The 2008 Revision. UN Population Division 2009.

http://esa.un.org/unpp/. Roche-Genentech Clinical, Patient Chart Audits

Note: Includes 1L and 2L patient populations only

66,400

45,500

2012 est

imate

s fo

r num

ber

of

patients

Page 8: Appendix: Target population data - Roche Estimates of the Resident Population by Sex and ... and Sex for the United States: 2010 to 2050 ... localisation/systeme_nerveux_central.pdf,

Avastin: Glioblastoma Multiforme (GBM)

8

Source(s): Institut de vielle sanitaire : http://www.invs.sante.fr/surveillance/cancers/default.htm,

http://www.invs.sante.fr/applications/cancers/projections2010/donnees_localisation/systeme_nerveux_central.pdf, Assoziatione Italiana Registry Tumori:

http://www.registri-tumori.it/cms/, http://info.cancerresearchuk.org/cancerstats/types/pancreas/incidence, Gemeinsames Krebsregister Jahresbericht:

http://www.berlin.de/gkr/publikationen/jahresberichte/,

SEER Cancer Stat Fact Sheet, Cancer of the Brain and Other Nervous System; Mattson Jack Brain Cancer Epidemiology, December 2007, Mattson Jack Cancer Treatment

Architecture, December 2007, Avastin Market Planning primary market research; WHO, mortality database 2008 http://www.who.int/whosis/whosis/; World Population

Prospects. The 2008 Revision. UN Population Division 2009. http://esa.un.org/unpp/; internal estimates

Note: Genentech assumes 75%-80% of incident patients are eligible for drug treatment **Avastin for relapsed GBM is not approved in EU

The potential target population for Avastin in first-line GBM is ~21,400 Avastin-eligible, drug treated

incident patients (9,100 US/12300 Top 5 EU). The potential target population for Avastin in relapsed GBM

is ~13,200 Avastin-eligible, drug treated incident patients ( 5,500 US/7,700 Top 5 EU)

22,000

11,500 9,100 5,500

27,400

13,700 12,300

7,700

,0

20,000

40,000

60,000

Total diagnosed incident

brain & CNS

Total diagnosed incident

GBM

Avastin-eligible drug

treated incident GBM (1L)

Avastin-eligible drug

treated incident GBM

(Relapse)

Top 5 EU

US

21,400

13,200

2012 est

imate

s fo

r num

ber

of

patients

Page 9: Appendix: Target population data - Roche Estimates of the Resident Population by Sex and ... and Sex for the United States: 2010 to 2050 ... localisation/systeme_nerveux_central.pdf,

26,500 17,700

7,000

22,000

18,300

10,000

,0

20,000

40,000

60,000

OC incidence Front line

chemo treated

2nd line chemo treated

platinum sensitive

Top 5 EU

US

9

Avastin: Ovarian Cancer

** EU label is FL stage IIIb-IV (GOG-218)US labels expected to reflect eligibility of ICON7 and OCEANS in 1L and 2LPS, respectively

Sources: SEER Database 1975 - 2002 . Mattson-Jack/DaVinci, Cancer!Mpact, December 2006. US Census Update 2008. WHO mortality database

2008 http://www.who.int/whosis/whosis/. World Population Prospects. The 2008 Revision. UN Population Division 2009. http://esa.un.org/unpp/.

Roche-Genentech Clinical, Patient Chart Audits, ZS Epidemiological model, 2010.

The potential target population for Avastin in front

line ovarian cancer is ~36,000 drug treated incident

patients (17,700 US/18,300 Top 5 EU)

The potential target population for Avastin in 2nd-line

platinum sensitive ovarian cancer is ~17,000 drug

treated incident Avastin naïve patients (7,000 US/10,000

Top 5 EU)

36,000

17,000

2012 est

imate

s fo

r num

ber

of

patients

Page 10: Appendix: Target population data - Roche Estimates of the Resident Population by Sex and ... and Sex for the United States: 2010 to 2050 ... localisation/systeme_nerveux_central.pdf,

10

Avastin: Renal Cell Carcinoma (RCC)

Sources: SEER Database 1975 - 2002 . Mattson-Jack/DaVinci, Cancer!Mpact, December 2006. US Census Update 2008.

WHO mortality database 2008 http://www.who.int/whosis/whosis/; World Population Prospects. The 2008 Revision. UN Population Division

2009. http://esa.un.org/unpp/; internal estimates; Market Planning Quarterly Tracking Studies

The potential target population for Avastin in first-line metastatic renal cell cancer is

~28,100 drug treated incident patients (15,100 US/13,000 Top 5 EU)

15,400 15,100

17,200 13,000

,0

20,000

40,000

Newly diagnosed all RCC Drug treated incident

stage IV RCC

Top 5 EU

US

28,100

2012 est

imate

s fo

r num

ber

of

patients

Page 11: Appendix: Target population data - Roche Estimates of the Resident Population by Sex and ... and Sex for the United States: 2010 to 2050 ... localisation/systeme_nerveux_central.pdf,

231,000 218,000 198,000 186,500

36,000

297,500 238,500

231,000 227,500

34,000

,0

100,000

200,000

300,000

400,000

500,000

600,000

Total BC

incidence

Stage I, II, III Drug treated HER2 tested HER2+

Top 5 EU

US

Herceptin: HER2+ early Breast Cancer (eBC)

11

The target population for Herceptin in HER2+ early (adjuvant) breast

cancer is ~70,000 patients (36,000 US/34,000 Top 5 EU)

Source: USA Breast Cancer Epi Model; Curado. M. P. et al (2007), Cancer Incidence in Five Continents, Vol. IX; World Population; HER2

Forecast Model. Prospects. The 2008 Revision. United Nations Population Division 2009. http://esa.un.org/unpp/.

70,000

2012 est

imate

s fo

r num

ber

of

patients

Page 12: Appendix: Target population data - Roche Estimates of the Resident Population by Sex and ... and Sex for the United States: 2010 to 2050 ... localisation/systeme_nerveux_central.pdf,

HER2+ metastatic Breast Cancer (mBC)

12

The target US and Top 5 EU population for 1L HER2+

metastatic breast cancer is ~18,000 patients

(6,000 de novo and 12,000 adjuvant relapse)

The target US and Top 5 EU population for 2L-4L

HER2+ metastatic breast cancer is ~26,000

patients (~14,000 US/~12,000 Top 5 EU)

2012 E

stim

ate

d Incid

ence

Source: USA Breast Cancer Epi Model; WHO mortality database 2008 http://www.who.int/whosis/whosis/; World Population Prospects.

The 2008 Revision. UN Population Division 2009. http://esa.un.org/unpp/; internal estimates

Stage IV=newly diagnosed cases of stage IV BC; HER2 Forecast Model

HER2+ Rx

opportunities

US 5 EU

2L 6,300 7,000

3L 4,700 3,200

4L 3,250 1,500

Adjuvant

relapse De Novo

1L

Patients

(Top5 EU)

6,400 3,300

1L

Patients

(US)

5,400 2,800

12,000 11,300

2,800

12,000 11,500

3,300

,0

5,000

10,000

15,000

20,000

25,000

Stage IV HER2 Tested 1L HER2+

De Novo

Top 5 EU

US

Page 13: Appendix: Target population data - Roche Estimates of the Resident Population by Sex and ... and Sex for the United States: 2010 to 2050 ... localisation/systeme_nerveux_central.pdf,

21,400 23,300 16,200 17,700

4,400 4,900

37,900 38,500

27,200 34,700

3,500 4,400

,0

10,000

20,000

30,000

40,000

50,000

60,000

70,000

2012 2017 2012 2017 2012 2017

Top 5 EU

US

Herceptin: HER2+ 1L metastatic Gastric Cancer

13

Incident advanced

stage patients

HER2 tested Herceptin eligible

Note: HER2 Testing and eligible assumptions differ between US and 5 EU; Source: GC Forecast Model.

In 2017, the target population for Herceptin in HER2+ metastatic gastric cancer is

approximately 9,300 eligible patients (4,900 US/4,400 Top 5 EU)

2012/2

017 e

stim

ate

s fo

r num

ber

of

patients

9,300

Page 14: Appendix: Target population data - Roche Estimates of the Resident Population by Sex and ... and Sex for the United States: 2010 to 2050 ... localisation/systeme_nerveux_central.pdf,

150,000

80,000 80,000

219,000

144,000 144,000

,0

50,000

100,000

150,000

200,000

250,000

300,000

350,000

400,000

Drug treated incident

CRC

Drug treated mCRC Xeloda eligible mCRC

Top 5 EU

US

40,000

26,000

14,000

US patients

14

Xeloda: Metastatic Colorectal Cancer (mCRC)

The target population for Xeloda in mCRC is ~224,000 eligible drug treated incident patients (80,000

US/144,000 Top 5 EU). Of the drug treated population, the US target population in first-line and

second-line mCRC is ~40,000 and ~26,000 patients, respectively.

Drug treated patients=all patients who begin a treatment in a new line of therapy

Source: US Team Analysis, SEER Database 1975 -2006; WHO mortality database 2008 http://www.who.int/whosis/whosis/. World Population Prospects.

The 2008 Revision. UN Population Division 2009. http://esa.un.org/unpp/. Roche-Genentech Clinical, Patient Chart Audits; internal estimates; Curado.

M. P., et al (2007), Cancer Incidence in Five Continents, Vol. IX, IARC Scientific Publications No. 160, Lyon, IARC

2012 e

stim

ate

s fo

r num

ber

of

patients

1st line

3rd line+

2nd line 224,000

Page 15: Appendix: Target population data - Roche Estimates of the Resident Population by Sex and ... and Sex for the United States: 2010 to 2050 ... localisation/systeme_nerveux_central.pdf,

38,000

31,000

31,000

US patients

316,000

100,000 100,000

215,000

93,000 93,000

,0

100,000

200,000

300,000

400,000

500,000

600,000

Drug treated BC Drug treated mBC Xeloda eligible mBC

Top 5 EU

US

15

*Drug treated patients=all patients who begin a treatment in a new line of therapy

Adjuvant HER2- patients are drug treated while metastatic HER2- patients are chemo treated.

Source: US Team Analysis, SEER Database 1975 - 2006. WHO mortality database 2008 http://www.who.int/whosis/whosis/.

World Population Prospects, the 2008 Revision. UN Population Division 2009. http://esa.un.org/unpp/; Internal estimates; Curado. M. P., et al

(2007), Cancer Incidence in Five Continents, Vol. IX, IARC Scientific Publications No. 160, Lyon, IARC

Xeloda: Metastatic Breast Cancer (mBC)

The target population for Xeloda in metastatic breast cancer in 2012 is ~193,000 eligible drug

treated incident patients (100,000 US/93,000 Top 5 EU)

1st line 3rd line+

2nd line

193,000

2012 e

stim

ate

s fo

r num

ber

of

patients

Page 16: Appendix: Target population data - Roche Estimates of the Resident Population by Sex and ... and Sex for the United States: 2010 to 2050 ... localisation/systeme_nerveux_central.pdf,

134,000

72,000 43,000 28,000

137,000

93,000

51,000

21,000

,0

50,000

100,000

150,000

200,000

250,000

300,000

Incidence mNSCLC* mNSCLC

1st line drug-

treated

mNSCLC

2nd line drug-

treated

mNSCLC

3rd line +drug-

treated

Top 5 EU

US

Tarceva: Non-Small Cell Lung Cancer (mNSCLC)

16

*Total metastatic NSCLC newly diagnosed or newly progressed drug treated patients

Sources: US information, SEER Annual Cancer Review 1975-2006; US Census; Mattson Jack; UHC and Medicare Claims; IntrinsiQ;

Synovate Tandem. WHO mortality database 2008 http://www.who.int/whosis/whosis/. World Population Prospects. The 2008 Revision.

UN Population Division 2009. http://esa.un.org/unpp/. Roche-Genentech Clinical, Patient Chart Audits; internal estimates

22012 e

stim

ate

s fo

r num

ber

of

patients

EGFR mutation

positive ~ 11%

EGFR mutation

negative ~ 89% 165,000

94,000

EGFR mutation

positive ~ 23%

EGFR mutation

negative ~ 77%

5 EU

US

Page 17: Appendix: Target population data - Roche Estimates of the Resident Population by Sex and ... and Sex for the United States: 2010 to 2050 ... localisation/systeme_nerveux_central.pdf,

30'000 27'000

15'000

35'000

29'000

9'000

'0

10'000

20'000

30'000

40'000

50'000

60'000

70'000

Total advanced

pancreatic patients

Advanced pancreatic

1st line

Advanced pancreatic

2nd line

Top 5 EU

US

17

Tarceva: Metastatic Pancreatic Cancer

2012 e

stim

ate

s fo

r num

ber

of

treate

d

new

ly d

iagnose

d o

r pro

gre

ssed p

ancre

atic

cancer

patients

“Advanced”=Stage IIIB/IV in US and Stage IV in EU

Sources: US information, SEER Annual Cancer Review 1975-2006; US Census; Mattson Jack; UHC and Medicare Claims; IntrinsiQ;

Synovate Tandem. WHO mortality database 2008 http://www.who.int/whosis/whosis/. World Population Prospects. The 2008 Revision.

UN Population Division 2009. http://esa.un.org/unpp/.; internal estimates

The potential target population for Tarceva in first-line metastatic pancreatic cancer is ~60,000 newly

diagnosed and drug treated patients (27,000 US/29,000 Top 5 EU)

56,000

Page 18: Appendix: Target population data - Roche Estimates of the Resident Population by Sex and ... and Sex for the United States: 2010 to 2050 ... localisation/systeme_nerveux_central.pdf,

8,900

4,450

9,200

4,600

,0

2,000

4,000

6,000

8,000

10,000

12,000

14,000

16,000

18,000

20,000

mM 1st line drug treated

incidence

BRAF mutation positive

Top 5 EU

US

18

Zelboraf: 1st line metastatic Melanoma Cancer

The target population for Zelboraf in 1L BRAF mutation positive metastatic melanoma is ~9,100 drug treated patients (4,500 US/4,600 Top 5 EU)

Sources: US information from SEER Annual Cancer Review 1975-2008; US Census; WHO mortality database 2008

http://www.who.int/whosis/whosis/. World Population Prospects. The 2008 Revision. UN Population Division 2009.

http://esa.un.org/unpp/. Roche-Genentech Clinical, Patient Chart Audits; internal estimates

9,100

2012 est

imate

s fo

r num

ber

of

patients

Page 19: Appendix: Target population data - Roche Estimates of the Resident Population by Sex and ... and Sex for the United States: 2010 to 2050 ... localisation/systeme_nerveux_central.pdf,

6,600 4,100

2,100

11,700

10,000

5,000

,0

2,000

4,000

6,000

8,000

10,000

12,000

14,000

16,000

18,000

20,000

Incidence

(stage IIc and III)

Drug treated incidence BRAF

mutation positive

Top 5 EU

US

Zelboraf: Adjuvant Melanoma Cancer

19

The target population for Zelboraf in BRAF mutation positive stage IIc and III melanoma is ~7,100 drug treated patients (2,100 US/5,000 Top 5 EU)

Sources: US information from SEER Annual Cancer Review 1975-2008; US Census; WHO mortality database

2008 http://www.who.int/whosis/whosis/. World Population Prospects. The 2008 Revision. UN Population Division 2009. http://esa.un.org/unpp/.

Roche-Genentech Clinical, Patient Chart Audits; internal estimates

7,100

2012 est

imate

s fo

r num

ber

of

patients

Page 20: Appendix: Target population data - Roche Estimates of the Resident Population by Sex and ... and Sex for the United States: 2010 to 2050 ... localisation/systeme_nerveux_central.pdf,

Erivedge (vismodegib):

Advanced Basal Cell Carcinoma

20

*Basal cell carcinoma is not tracked in most cancer registries, including SEER. Prevalence is estimated from incidence rates reported in literature

and primary market research.

Source: US BCC Market Sizing Study, W4 2012 & EU5 Market Sizing Study, 2011. Lucas RM et al: Global burden of disease from solar ultraviolet

radiation. In: Prüss-Üstün et al (eds.) Environmental Burden of Disease Series No 13. Geneva: WHO 2006; WHO mortality database

2008 http://www.who.int/whosis/whosis/. World Population Prospects. The 2008 Revision. UN Population Division 2009. http://esa.un.org/unpp/.

Roche-Genentech Clinical, Patient Chart Audits; internal estimates

28K 40

0

2,400

The target population for Erivedge in metastatic and locally advanced basal cell carcinoma is ~40,000 patients (28,000 US/ 12,000 Top 5 EU)

1,600

2,000

1,200 1'500 K

28 K

800 K

12 K

BCC incidence Advanced BCC incidence

Top 5 EU

US

40 K

2012 est

imate

s fo

r num

ber

of

patients

(000)

Page 21: Appendix: Target population data - Roche Estimates of the Resident Population by Sex and ... and Sex for the United States: 2010 to 2050 ... localisation/systeme_nerveux_central.pdf,

21

MetMAb: Non-Small Cell Lung Cancer (mNSCLC)

*Total metastatic NSCLC newly diagnosed or newly progressed patients

Sources: US information, SEER Annual Cancer Review 1975-2009; US Census; Mattson Jack; UHC and Medicare Claims; IntrinsiQ;

Synovate Tandem. WHO mortality database 2008 http://www.who.int/whosis/whosis/. World Population Prospects. The 2008 Revision.

UN Population Division 2009. http://esa.un.org/unpp/. Roche-Genentech Clinical, Patient Chart Audits; internal estimates

2012 e

stim

ate

s fo

r num

ber

of

treate

d n

ew

ly

dia

gnose

d o

r pro

gre

ssed N

SC

LC

patients

134'000

72'000 43'100

22'000 28'300 14'150

137'000

93'000

51'000

25'500 21'000 10'500

'0

50'000

100'000

150'000

200'000

250'000

300'000

350'000

Incidence

mNSCLC*

mNSCLC

1st line

drug treated

mNSCLC

2nd line

drug treated

mNSCLC

2nd line

Met Dx+

mNSCLC

3rd line+

drug treated

mNSCLC

3rd line

Met Dx+

Top 5 EU

US

47,500

24,500

Page 22: Appendix: Target population data - Roche Estimates of the Resident Population by Sex and ... and Sex for the United States: 2010 to 2050 ... localisation/systeme_nerveux_central.pdf,

Lucentis:

Age-related Macular Degeneration (AMD)

22

Source: Klein R et al. Fifteen-year cumulative incidence of age-related macular degeneration: the Beaver Dam Eye Study. Ophthalmology 2007

Feb;114(2):253-262; Klein R et al. Prevalence of age-related macular degeneration in the US population. Arch Ophthalmol 2011 Jan;129(1):75-80;

US Census; Roche-Genentech Clinical, Patient Chart Audits, 2007 wAMD Buying Process; internal estimates

Of the ~560k patients with wet AMD (wAMD), our potential U.S. target patient population is ~280k

patients in 2012

388,000

224,000 193,000

174,000

109,000 86,000

,0

100,000

200,000

300,000

400,000

500,000

600,000

wAMD

population

Presenting/

diagnosed

population

Treated

population

New patients

Existing patients

562,000

333,000

279,000

2012 est

imate

s fo

r num

ber

of

patients

Page 23: Appendix: Target population data - Roche Estimates of the Resident Population by Sex and ... and Sex for the United States: 2010 to 2050 ... localisation/systeme_nerveux_central.pdf,

Lucentis: Diabetic Macular Edema (DME)

23

Of the ~700k patients with DME, we believe our Lucentis U.S. target population is ~170k patients in 2012

Sources: Bressler NM, Varma R, Doan Q, et al. Prevalence of Visual Impairment from Diabetic Macular Edema and Relationship to Eye Care from

the 2005-2008 National Health and Nutrition Examination Survey (NHANES) extrapolated to 2012; The Retina Society 45th Annual Scientific

Meetings, Washington, DC; October 4−7, 2012 (accepted for presentation); Eye Diseases Prevalence Research Group (EDPRG) paper April 2004;

2008 DME Buying Process; Roche-Genentech Clinical, Patient Chart Audits; internal estimates

466,000

245,000 145,000 102,000

234,000

163,000

96,000 68,000

,0

100,000

200,000

300,000

400,000

500,000

600,000

700,000

DME

population

Vision loss Presenting/

diagnosed

Treated

population

New patients

Existing patients

408,000

170,000

241,000

700,000

2012 est

imate

s fo

r num

ber

of

patients

Page 24: Appendix: Target population data - Roche Estimates of the Resident Population by Sex and ... and Sex for the United States: 2010 to 2050 ... localisation/systeme_nerveux_central.pdf,

246,000

30,000 24,300 18,100

42,400

36,000 29,200

21,500

,0

100,000

200,000

300,000

CRVO

population

Rate of

vision loss

Presentation/

Diagnosis rate

Treatment rate

Lucentis: Retinal Vein Occlusion (RVO)

2012 estimates for BRVO target population

BRVO=Branch Retinal Vein Occlusion; CRVO=Central Retinal Vein Occlusion.

Source: Klein R et al. The 15-year cumulative incidence of retinal vein occlusion: the Beaver Dam Eye Study. Arch Ophthalmol 2008 Apr;126(4):513-518; Klein R

et al. The epidemiology of retinal vein occlusion: the Beaver Dam Eye Study. Trans Am Ophthalmol Soc 2000;98:133-141; discussion 141-143; The Branch Vein

Occlusion Study Group. (1984). Am J Ophthalmol, 98(3), 271-82; 2008 RVO Buying Process Research; Roche-Genentech Clinical, Patient Chart Audits; internal

estimates

2012 estimates for CRVO target population

• Of the ~290k patients with CRVO, our potential U.S.

target patient population is 40k patients in 2012

• Of the ~870k patients with BRVO, we believe our

potential U.S. target patient population is 50k

patients in 2012

288,000

66,000 54,000

40,000

719,600

52,200 27,800 20,600

151,200

83,200 44,200 32,700 ,0

200,000

400,000

600,000

800,000

1000,000

BRVO

population

Rate of

vision loss

Presentation/

Diagnosis rate

Treatment rate

Existing patients New patients

871,000

135,000 72,000 53,000

24

Page 25: Appendix: Target population data - Roche Estimates of the Resident Population by Sex and ... and Sex for the United States: 2010 to 2050 ... localisation/systeme_nerveux_central.pdf,

Rituxan and Actemra:

TNF-IR Rheumatoid Arthritis

25

Our global target population for MabThera/Rituxan

and Actemra in rheumatoid arthritis is ~900k bio

eligible patients.

*1st line indication pending FDA approval in October 2012

US Sources: 2011 Equinox EPI Research and Modeling, 2011 survey of published RA epidemiology literature including 2010 US based study,

2011 literature review of most recent sources (2008-2010), primary market research 2010-2011 (Rheum ATU, GfK rheum report, Synovate Chart

Audit, Adelphi, Decision Resources, etc.), Claims data analysis (2011); Updated for BP2012

5EU Sources: RA Bio-Population alignment (based on BlackSwan assessment); RA Tracker Adelphi & Genactis 2011 and 2012

2012 estimates for target population

Top 5 EU: Target population for MabThera is Bio-IR

(2L+: 85k), for ACTEMRA it is all biologics (~190k)

US: Target Population for Rituxan and Actemra* is BIO IR

(2L+: ~330k)

1.9 1.5 1.3

0.70

2.0

1.3 1.1

0.19

0

1

2

3

4

Diagnosed

RA

patients

Mod-to-Sev

RA patients

Mod-to-Sev

treated

RA patients

Biologic

treated

US

Top 5 EU

327,000

85,000

371,000

103,400

,0

300,000

600,000

900,000

US Top 5 EU

BIO-IR (2L+) DMARD-IR (1L)

(in millions)

2012 est

imate

s fo

r num

ber

of

patients

Page 26: Appendix: Target population data - Roche Estimates of the Resident Population by Sex and ... and Sex for the United States: 2010 to 2050 ... localisation/systeme_nerveux_central.pdf,

Actemra:

Systemic Juvenile Idiopathic Arthritis (sJIA)

26

US: The target sJIA patient population is estimated to be ~5,700 who are eligible for treatment with

Actemra – the first and only FDA approved therapy

EU5: The bio eligible sjIA sjIA target population is estimated to be ~1,500 patients

Sources: US: Q4 2011sJIA Market Research, 2010 sJIA ad-board, CDC NHANES, Global Epi Group, EU5: GHEP Epidemiology

2012 US potential target population

6,000 5,700

5,950

1,480

,0

2,000

4,000

6,000

8,000

10,000

12,000

Prevalent population Diagnosed and treated

US

EU51L

~2.6K

2L

~2.1K

3L

~1.1K

US patients per line

~7,200

2012 est

imate

s fo

r num

ber

of

patients

Page 27: Appendix: Target population data - Roche Estimates of the Resident Population by Sex and ... and Sex for the United States: 2010 to 2050 ... localisation/systeme_nerveux_central.pdf,

Rituxan: ANCA-Associated Vasculitis

27

GPA=Granulomatosis with polyangiitis, MPA=Microscopic polyangiitis, CS=Churg-Strauss syndrome, ANCA=antineutrophil cytoplasmic antibodies

Source: Triangulation and analysis using multiple published studies and primary market research, including:

Watts, et al. Epidemiology of ANCA-associated Vasculitis. Rheumatic Disease Clinics of North America. 2010, August; 36 (3): 447-461;

Koldingsnes, et al. Epidemiology of ANCA associated vasculitis. Norsk Epidemiologi 2008; 18 (1): 37-48; Rituxan AAV Forecast Research, January 2011;

Rituxan GPA/MPA Opportunity Assessment, February 2012

2012 US potential target population

41K

Diagnosed

7K

CS

15K

MPA

19K

WG

20K

In

remission

3K Active Tx CS

18K

Active Tx

WG/MPA

Diagnosed AAV patients

in US 2012

Patients by

disease type

Actively treated vs.

In remission

at any given time

• Label from FDA indicated

for GPA and MPA only

• Actively treated patients may enter remission

• Patients in remission may re-enter „actively

treated‟ upon disease flare-up

Eligible

for

Rituxan

Page 28: Appendix: Target population data - Roche Estimates of the Resident Population by Sex and ... and Sex for the United States: 2010 to 2050 ... localisation/systeme_nerveux_central.pdf,

Xolair: Chronic Idiopathic Urticaria (CIU)

US potential target population

28

2014 U.S. Xolair eligible patients seen by Target MDs = ~78,500 patients

Sources include: CIU Market Research with physicians (Q2 2012), Genentech Burden of Illness Report (2010), Greaves (2007), Tong (1997),

Kaplan (2002), Najib (2009), Xolair team input

961,020

672,714 605,443

441,973

125,078 78,549

,0

200,000

400,000

600,000

800,000

1000,000

Diagnosed CU Idiopathic Age 12+ RX treated Non-responsive

to RX therapy

Seen by

biologic

prescriber

2014 est

imate

s fo

r num

ber

of

patients

Page 29: Appendix: Target population data - Roche Estimates of the Resident Population by Sex and ... and Sex for the United States: 2010 to 2050 ... localisation/systeme_nerveux_central.pdf,

Sources include: US Department of Health & Human Services, Vital & Health Statistics, Dec 2006, Trends in Asthma Morbidity &

Mortality, August 2007, REACT, AAAAI, TENOR, IMS Dx. Updated prevalence based on CDC Data Jan 2011

Xolair: Allergic asthma

2012 U.S. Xolair eligible patients seen by Target MDs = ~382,000 patients

2012 US potential target population

18,552

10,078

4,031

2,217 1,330 ,891 ,382

,0

5,000

10,000

15,000

20,000

Diagnosed

Asthmatics

(12+)

Treated

Asthmatics

Moderate

and Severe

Uncontrolled Allergic Within dosing

table

Seen by ALs,

PUDs, and

select PCPs

Treated

54%

Moderate/Severe

40%

Uncontrolled

55% IgE Mediated

60% 67% 43%

29

Page 30: Appendix: Target population data - Roche Estimates of the Resident Population by Sex and ... and Sex for the United States: 2010 to 2050 ... localisation/systeme_nerveux_central.pdf,

Lebrikizumab:

Severe uncontrolled adult asthma

30

Forecasted estimates for target population

10,152

1,442 ,793

13,023

4,428 1,204

,0

5,000

10,000

15,000

20,000

25,000

Treated asthmatics Treated w

high dose ICS

Uncontrolled

Top 5 EU

US

* Lebrikizumab eligible patients (periostin high) are a subset of this population

Sources: US Department of Health & Human Services, Vital & Health Statistics, Dec 2006, Trends in Asthma Morbidity & Mortality, August 2007,

REACT, AAAAI, TENOR, IMS Dx. Updated prevalence based on CDC Data Jan 2011, Phase II MLLY trial, January 2011 Market Research

~2,000*

Page 31: Appendix: Target population data - Roche Estimates of the Resident Population by Sex and ... and Sex for the United States: 2010 to 2050 ... localisation/systeme_nerveux_central.pdf,

Schizophrenia

31

Sources: Decision Resources, Data Monitor, Roche Epidemiology Group

US Sources: McGrath et. al., 2008 (Prevalence); Adelphi time to mortality data (Diagnosed); WK PLD Analysis 2010, Adelphi Database 2010,

Weiden & Olfson et al., 1990, ECA, 1991, Internal Patient Flow Model (Treatment Rate); Internal Schizophrenia Chart Audit (residual symptoms)

Patients

(000s)

The target population of diagnosed Schizophrenic patients with residual symptoms is ~2.4M patients

(1,323M US/1,080M EU)

2,375 2,197 1,889

1,323

1,986 1,847

1,588

1,080

,0

1,000

2,000

3,000

4,000

5,000

Schizophrenic

prevalence

Schizophrenics

diagnosed

Treated

schizophrenics

Schizophrenics with

Neg and/or Pos

symptoms

Top 5 EU

US

2012 potential target population

Target patient

population

~2.4m

Page 32: Appendix: Target population data - Roche Estimates of the Resident Population by Sex and ... and Sex for the United States: 2010 to 2050 ... localisation/systeme_nerveux_central.pdf,

32

2nd generation anti-CD20:

Relapsing Multiple Sclerosis (RMS) 2012 e

stim

ate

s fo

r num

ber

of

patients

Potential target population for 2nd generation anti-CD20 for Relapsing Multiple Sclerosis (RMS)

is ~475,000 patients (250,300 US/223,000 EU)

306,000 250,300

294,000

223,000

,0

100,000

200,000

300,000

400,000

500,000

600,000

700,000

Diagnosed prevalence Treated population

Top 5 EU

US

~475,000

Source: Genentech/Roche internal assumptions

Page 33: Appendix: Target population data - Roche Estimates of the Resident Population by Sex and ... and Sex for the United States: 2010 to 2050 ... localisation/systeme_nerveux_central.pdf,

33

2nd generation anti-CD20:

Primary Progressive Multiple Sclerosis (PPMS)

Potential target population for 2nd generation anti-CD20 for Primary Progressive Multiple Sclerosis

(PPMS) is ~ 38,400 patients (18,400 US/20,000 EU5)

2012 e

stim

ate

s fo

r num

ber

of

patients

38,200

18,400

65,000

20,000

,0

20,000

40,000

60,000

80,000

100,000

120,000

Prevalence Treated population

Top 5 EU

US~38,400

Source: Genentech/Roche internal assumptions

Page 34: Appendix: Target population data - Roche Estimates of the Resident Population by Sex and ... and Sex for the United States: 2010 to 2050 ... localisation/systeme_nerveux_central.pdf,

Alzheimer’s Disease

US target population

Source: Plassman (2007), IMS Claims Data, Internal Roche/GNE Data

No. of

Patients

in 2

012 (0

00s)

The target population of diagnosed, treated Mild, Moderate and Severe Alzheimer‟s patients is ~1,200,000

1,356

,609 ,330

1,003

,708

,537

,352

,324

,292

2,711

,0

,500

1,000

1,500

2,000

2,500

3,000

Prevalent

population

Mild & moderate

population

Dx'd

population

Tx'd

population

Alzheimer's

Severe

Moderate

Mild

2012 potential US target population

34

1.2m

Page 35: Appendix: Target population data - Roche Estimates of the Resident Population by Sex and ... and Sex for the United States: 2010 to 2050 ... localisation/systeme_nerveux_central.pdf,

Alzheimer’s Disease

5EU target population

35 Source: Plassman (2007), IMS Claims Data, Internal Roche/GNE Data

No. of

Patients

in 2

012 (

000s)

The target population of diagnosed, treated Mild, Moderate and Severe Alzheimer‟s patients is ~1,200,000

1,403

,630 ,341

1,038

,733

,555

,365

,336

,302

2,806

,0

,500

1,000

1,500

2,000

2,500

3,000

Prevalent

population

Mild & moderate

population

Dx'd

population

Tx'd

population

Alzheimer's

Severe

Moderate

Mild

2012 potential EU5 target population

1.2m

Page 36: Appendix: Target population data - Roche Estimates of the Resident Population by Sex and ... and Sex for the United States: 2010 to 2050 ... localisation/systeme_nerveux_central.pdf,

Source: WHO Hepatitis B Department of Communicable Diseases Surveillance and Response Report, WHO/CDS/CSR/LYO/2002.2: Hepatitis B.

HBsAg Prevalence

8% - High

2-7% - Intermediate

<2% - Low

WHO estimate ~350 million global chronic HBV infections

Global prevalence of chronic HBsAg infection

36

Page 37: Appendix: Target population data - Roche Estimates of the Resident Population by Sex and ... and Sex for the United States: 2010 to 2050 ... localisation/systeme_nerveux_central.pdf,

Chronic HBsAg prevalence in Developed

Markets (France, Germany, Italy and USA)

37

Chro

nic

HB

sAg p

atients

(N

)

2.5m

2.0m

0.7m 0.8m

,0.0

,0.5

,1.0

,1.5

,2.0

,2.5

,3.0

2010 2025

Chronic anti-HBsAg Diagnosed chronic anti-HBsAg

2012 potential target population

Page 38: Appendix: Target population data - Roche Estimates of the Resident Population by Sex and ... and Sex for the United States: 2010 to 2050 ... localisation/systeme_nerveux_central.pdf,

Chronic HBsAg prevalence in Emerging

Markets (China [urban], Brazil, Turkey) C

hro

nic

HB

sAg p

atients

(N

) 88m

51m

41m

24m

,0.0

,20.0

,40.0

,60.0

,80.0

,100.0

2010 2025

Chronic anti-HBsAg Diagnosed chronic anti-HBsAg

2012 potential target population

Page 39: Appendix: Target population data - Roche Estimates of the Resident Population by Sex and ... and Sex for the United States: 2010 to 2050 ... localisation/systeme_nerveux_central.pdf,

39

Aleglitazar

Objective:

Reduction of CV mortality, non-fatal MI, stroke, following a recent ACS in adults with concomitant T2D.

Num

ber

of

patients

with A

CS &

T2D

(exc

ludin

g C

HF s

tage II-

IV, 000‟s

)

Source: Internal Roche and Genentech forecasts using National Center for Health Statistics NHANES (US) and country-specific data (ex-US)

0

100

200

300

400

500

600

700

800

2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020

Top 5EU

US