Ann D Montgomery Financial Disclosure Report for 2010

8/3/2019 Ann D Montgomery Financial Disclosure Report for 2010

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FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 201 0

Report Required by the Ethics

in Government Act of 1978

(5 U.S.C. app. §§ 101-111)

I. Person Reporting ( last name, f irst , middle initia l)

M O N T G O M E R Y , A N N D .

4. Ti t le (Art ic le 111 judges indica te act ive or senior sta tus;magis t rate judges indicate fu l l - or pa r t - time)

A RT I C L E I li J U D G E - A C TI V E

7. C ha mbe rs o r O f f i ce A ddre s s

1 3 W U . S . C O U R T H O U S E

3 0 0 S O U T H F O U R T H S T R E E TM I N N E A P O L I S , M N 5 5 4 15

2. Co ur t o r O rg a n i za ti o n

U . S . D I S T R I C T C O U R T - M N

5a . Report Type (check appropria te type)

] Nominat ion, Date

[] Initial [] Annual [] Final

5b. [] Amended Report

8. On t h e b a s i s o f t h e i n fo rm a t i o n c o n t a i n e d i n t h i s Re p o r t a n d a n y

modif ica t ions perta in ing there to , i t i s , in my opin ion , in compliancewith appl ic ab le l aws and r egu la t ions .

R e v ie w ing O ff i ce r Date

3. Date of Report

05/03/2011

6. R e por t ing Pe r iod

0 1/0 1 /20 10to

12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed. Complete all parts,

checking the NONE box for each part where you have no reportable information. Sign on last page.

I . P O S I T I O N S . (Reporting individual only; see pp. 9 -13 of fi ling instructions.)

~] N O N E (No reportable positions.)

POSITION

2.

3.

4.

5.

N A M E O F O R G A N I Z A T IO N / E N T IT Y

I I . A G R E E M E N T S . ( R c ~ , o r t i n g i n a i v i d u a t o n l y ; s c e ~ , p . 1 4 - 1 6 of filing instructions.)

~] N O N E (No reportable agreements.)

DATE PARTIES AND TERMS




Page 2 of 7

Name of Person Reporting

MONTGOMERY, ANN D.

Date of Report

05/03 /2 01 1

I l l . N O N - I N V E S T M E N T I N C O M E . (Reporting individual and spouse; seepp. 17-24 of filing instructions.)

A. Filer’ s Non-Investm ent Incom e

~ (No reportable non-investment income.)ONE

DATE SOURCE AND TYPE

2.

3.

4.

INCOME

( y o u r s , n o t s p o u s e ’ s )

B . S p o u s e ’ s N o n - l n v e s t m e n t I n c o m e - i f you were married during an yport ion of the report ing year, complete this sect ion.

( D o l l a r a m o u n t n o t r e q u i r e d e x c e p t f o r h o n o r a r i a .)

[~ N O N E ( N o rep o r ta b le no n - inves tmen t inco me. )

D A T E

1. 2010

2.

3.

4.

S O U R C E A N D T Y P E

A r t h u r , C h a p m a n , K e t t e r in g , S m e t a k & P i k a l a L a w F i r m

I V . R E I M B U R S E M E N T S - transportation, lodging, food, entertainment.

(Includes those to spouse and dependent children," see pp. 25-27 of filing instructions.)

[~ N O N E (No reportable reimbursements.)

SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

1 . In te rn a tio n a l C rim in a l M arch 1 5 - M arch 21 , A m sh a , T an za n ia IC T R T ra in in g - D ire c t a n d T ra n sp o r ta tio n , lo d g in g , m e a lsT r ib u n a l fo r R w a n d a 2010 C ro ss E xa m

2. T h e A s p e n I n s t i t u t e /R o b in a N o v e m b e r 5 - Qu e e n s to wn , M D The Aspen Inst i tu te Just ice Tr a n s p o r t a t i o n , l o d g i n g , me a l sF o u n d a t i o n N o v e m b e r 7 , 20 1 0 a n d S o c ie ty P ro g ra m

3. A m eric a n C o n fe re n c e N o v e m be r 3 0 - O r l a n d o , F L A C I ’ s 2 1 s t A n n u a l B a d T ra n s p o r t a t i o n , l o d g i n g , m e a l sInstitute D e c e m b e r 1 ,2 0 1 0 Fa i t h L i t ig a t i o n C o n fe re n c e

4.

5.




P a g e 3 o f 7

N a me o f Pe rs on R e p or t ing


D a te o f R e por t

05/03/201 I

¥o KJlr l ~o (Includes those to spouse and dependent children; see pp. 28-31 of filing mstructfi~ns.)

N O N E ( N o reportable gifts.)

SOURCE DESCRIPTION

1.

2.

3.

4.

5.

VALUE

V I . L I A B I L I T I E S . ( i n c l u d e s t h o s o I ~ p o u ~ e ~ . d d e p e n d e n t children; see p p . 3 2 - 3 3 of filing instructions.)

N O N E ( N o reportable liabilities.)

CREDITOR DESCRIPTION

1.

2.

3.

4.

5.

VALUECODE




Page 4 of 7

N a m e o f P e r s o n R e p o r t in g

MONTGOM ERY, ANN D.

Date of Report

0 5/0 3/20 11

V I I . I N V E S T M E N T S a n d T R U S T S -income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)

N O N E ( N o reportable income, assets, or transactions.)

A. B. C. D.

Descr ipt ion of Asset s I nc ome dur i ng Gross value at end T ran sac t ion s dur i n g r e p o r t i n g p e r i o d

( inc luding t r u s t a s se t s ) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d

(l) (2 ) (1) (2) (l) (2) (3) ] (4) (5 )

Place "(X)" af ier each asse t A m o u n t Type(e.g., Value Value Type(e.g., Date Value I Gain Identityof

exempt from prior disclosure Code I div . , r en t , C o d e 2 M e t h o d b u y , sell, mm/dd/yy Code 2 I Code 1 buyer/sel ler

( A - H ) o r i n t . ) (J-P) C o d e 3 r e d e m p t i o n ) (J P) ( A - H ) ( i f pr i vat e

( Q - W ) t r ansac t i on)

T

T

U

S

1 . US Bancorp A I n t e r e s t J

2. Nortech System - Comm on Stock A Dividend J

3. Minn esota State Judge Retirem ent Plan None K

4. I\4 Interest in farm land in M eeker County, A Rent L

5. Neurogen Corp. H W P - Comm on Stock None Sold 06/01/I 0 J A

6. Lincoln Life Variable Ann uity Fund None Sold 03/10/10 L A

7. Tmns Amer ica Annui ty None L T Buy 03110/10 L

8. Alliance Bernstein Balanced Wealth A Dividend Sold 02116110 LS t r a t e g i e s

9. Pimc o Total Return B Dividend K T Buy 02/16110 K

1 0 . Prudential Natural Resource A Dividend K T B uy 02116110 K

1 1 . Blackrock Global Allocation A Dividend K T B uy 02116/10 K

1 2 . First Eagle A Dividend K T Buy 02/16110 K

1 3 . IvyAsset Strategy A Dividend K T Buy 02/16/10 K

1 4 . Black rock Global Allocation - IRA A Dividend K T Sold 02/16/10 M D(part)

1 5 . Prudential Natural Resource - IRA A Dividend K T B uy 02116/10 K

1 6 . lvyAsset Stm gegy- IRA A Dividend K T B uy 02/16/10 K

1 7 . First Eagle- IRA A Dividend K T Bu y 02/16/10 K

I. I n c o m e G a in C o d e s : A =$1, 000 or l ess B =$ 1 ,001 - $ 2,500 C = $ 2,501 - $ 5,000 D = $ 5,001 - $ 15,000

(See C o l u m n s B 1 and D4) F =$ 50,001 - $100,000 G -$100,001 - $1,000,000 H I = $1,000,001 - $5,000,000 H2 =M ore t han $5 , 000 , 000

2. Va lue Code s J =$15 , 000 or l ess K =$15,001 - $50,000 L -$ 50 ,0 01 - $ I00 .0 00 M =$ 100,001 - $ 250,000

(See Col um ns C 1 and D3) N =$250,001 - $ 500,000 O =$500,001 - $ 1,000,000 P 1 =$1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000

P3 =$25.000,001 - $50,000,000 P4 =M or e th a n $50 ,0 0 0 ,00 0

3. Va lue Me th od Code s Q =Appra i sa l R :Cos t (Real Estale Only) S = A s s e s s m e n t T = C a s h Market

(See Col um n C2 ) U = B o o k V a l u e V - O t h c r W =Es t ima tcd

E =$15,0 0 1 - $ 50 ,0 0 0




Page 5 of 7


MONTGOM ERY, ANN D.

Date of Report

05/03 /2 01 I

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a l u e , t r a n s a c t i o n s ( I n c l u d e s t h o s e o f s p o u s e a n d d e p e n d e n t c h i l d r e n ; s e e p p . 3 4 - 6 0 o f f i li n g i n s t r u c t i o n s . )

N O N E ( N o reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g( in c lu d in g tru s t a s se ts ) r e p o r t in g p e r io d

( ! ) (2)

Place "(X)" after each asset A m o u n t Type (e.g.,

exempt from prior disclosure C o d e 1 d i v . , r e n t ,

( A - H ) o r i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d

(1) (2)

Value Value

C o d e 2 M e th o d

(J-P) C o d e 3

( Q - W )

( l)

Type (e .g. ,

buy, se l l ,

redempt ion)

T r a n sa c t i o n s d u r i n g r e p o r t i n g p e r i o d

( 2 ) ( 3 ) ( 4 )

Date Va lu e Ga i n

m m / d d / yy C o d e 2 Code 1

( J - P ) ( A - H )

( 5 )

Identity of ..

buyer/seller

(if private

t r a n s a c t i o n )

18. Pimco-IRA B Dividend K T B uy 02/16/10 K

l , Income Ga in Code s :

( S e e C o l u m n s B I a n d D 4 )

2 . Va lue Code s

( S e e C o l u m n s C I a n d D 3 )

3.Va lue Me th od Code s

( S e e C o l u m n C 2 )

A=$1,000 o r lcss

F =$50, 001 - $ 100, 000

J =$15,0 0 0 or l c s s

N = $250 ,0 0 1- $50 0 ,0 0 0

P3 =$25,000,001 -$50,000,000

Q=Appr a i s a l

U = B o o k V a l u c

B =$1 ,0 0 1- $2 ,50 0

G = $I0 0 ,0 0 1- $1 ,0 0 0 ,0 0 0

K =$15,0 0 1- $ 50 ,0 0 0

O=$50 0 ,0 0 1 - $1 ,0 0 0 ,0 0 0

R =Cos t ( Re a l Es t a t e Only)

V = O t h e r

C =$2,501- $5 ,000

HI =$ 1 ,0 0 0 ,0 0 1- $5,0 0 0 ,0 00

L =$ 50 ,0 0 1- $10 0 ,0 00

PI =$1 ,0 0 0 ,0 0 1- $5,0 0 0 ,0 0 0

P4 =M or e th a n $50 ,0 0 0 ,00 0

S =As s e s s mcnt

W = E s t i m a t c d

D=$5,0 0 1- $15,0 0 0

t t2 =More~an $5 ,000 ,000

M $100,001- $250,000

P2 =$5,000,001- $25,000,000

T = C a s h M a r k c t

E =$15 ,0 0 1 -$50 ,0 0 0




Page 6 of 7

N a m e o f P e r s o n R e p o r t in g


Date of Report

05/03/2011

V I II . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . (lndicatepart of report.)

l es s than that but my share , in any e ven t , would be l es s than $ 20,000.




Page 7 of 7

IX. CERTIFICATION.

Ia rn e o f P e r so n Re p o r t i n g


Date o f Repor t

05/03/201 I

I c e r t if y t h a t a ll i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i sa c c u r a t e , tr u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s ta t u t o r y

p r o v i s io n s p e r m i tt i n g n o n - d i s c l o s u re .

I f u rt h e r c e r ti f y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f ts w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e ~ v i t h t h e p ro v i s i o n s o f 5 U . S . C . a p p . § 50 1 e t . s e q ., 5 U . S . C . § 7 353 , a n d Ju d i c i a l C o n fe re n c e r e g u l a t i o n s .

Signatur e: S/ANN D. MONTGOM ERY

N O T E : A N Y I N D IV I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S IF IE S O R F A I L S T O F I LE T H I S R E P O R T M A Y B E S U B J E C T T O C IV I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . § 1 0 4 )

Committee on Financial Disclosure

Administrative Office of the United States Courts

Suite 2-301

One Columbus Circle, N.E.

Washington, D.C. 20544



,40 I0Rev. 1/2011

FINANCIAL DISCLOSURE REPOR T

FOR CALENDAR YEAR 201 0

Report Required by the Ethics

in Governme nt Act of 1978

(5 U.S.C. app. §§ 101-111)

1 . Person Reporting (last name, firs t , middle init ial)


4. Tit le (Artic le ! i l judges indicate act ive or sen ior s ta tus ;magis t rate judges indicate fu l l - or p ar t - time)

A R T I C L E I ll J UD G E - A C T I V E

7 . Ch a mb e rs o r Of f ic e Addre s s

1 3 W U. S . COUR T H OUS E3 0 0 S O UT H F O U R T H S T R E E T

M I NNE A P OL I S , M N 554 1 5

2. Co urt o r Org an iza t io n

U.S. DISTRICT COURT * MN

5a . Report Type (check appropria te type)

] Nominat ion , Date

[] Initial [] Annual [] Final

5h. [] Amended Report

8. On the basis of the informat ion conta ined in this Report and anymod if ica t ions perta in ing there to , it i s , in my opin ion , in compliancewith a pp l i c a b le l a ws a nd re gu la t ions .

R e v i e w i n g O f f i c e r D a t e

3. Date of R e p o r t

07 /11/2011

6 . Re p o r t i n g P e r i o d

0 1 / 0 1 / 20 1 0to

12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be followetL Complete all parts,

checking the NON E box for each part where you have n o reportable information. Sign on iast page.

I . P O S I T I O N S . ( R e p o r t i n g i, dividuul only; seepp. 9-13 of filing instructions.)

~] N O N E ( N o reportable positions.)

PO SI T I O N

2.

3.

4.

5.

NAME OF ORGANIZATION/ENTITY

I I . A G R E E M E N T S . (Reporting individual only; seepp. 14-16 of filing instructions.)

~] N O N E ( N o reportable agreements.)

D A T ~ E PARTIES AND TERMS




P’age 2 of 7



Date of Report

07/I 1/2011

I l L N O N - I N V E S T M E N T I N C O M E . ( R e p o r t i n g i n d i v id u a l a n d s p o a s c ; s e e p p . 1 7 - 2 4 o I ~ l l n g instructions.)

A. Filer’s Non-Investm ent Incom e

~ (No reportable non-investment income.)O N E


2.

3.

4.

I N C O M E( y o u r s , n o t s p o u s e ’ s )

B . S p o u s e ’ s N o n - I n v es t m e n t I n co m e - if you were married during any portion of the reporting year, complete this section.

(D ollar amount not required except for honoraria.)

N O N E ( N o reportable non-investment income.)

1.2010

2.

3.

4.


A r t hu r , C ha p ma n , K e t t e ri n g , S me t a k & P i k a l a L a w F i r m

I V . R E I M B U R S E M E N T S - transportation, lodging, food, entertainment.

(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

~ (No reportable reimbursements.)O N E

SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

1 . I n t e ma t i 0 n a l C r i mi n a l M a rc h 1 5 - M ar ch 21 , A m s h a, Ta n za n ia IC T R T r a in in g - D i r e ct a n d T r a n sp o r ta t io n , lo d g in g , m e a l sT r i bu n a l f o r Rw a n d a 2010 C r o s s E x a m

2. T h e A s p e n I n s ti t u te / R o b in a N o v e m b e r 5 - Q uee n s to w n , M D T he A s p e n In stitu te Just ice T r a n s p o r t a t i o n , l o d g i n g , me a l sF o u n d a t i o n N o v e mbe r 7 , 2 0 1 0 a n d S o c i e t y P r o g r a m

3. A me r i ca n C o n f e r e n ce N o v e m be r 3 0 - O rla n d o , F L ACI’s 21 s t Annua l Bad T r a n s p o r t a t i o n , l o d g i n g , me a l sInstitute D e ce mbe r 1 , 2 0 1 0 F a i t h L i t ig a t i o n C o n f e r e n ce

4.

5.




P a g e 3 o f 7

N a m e o f P e r so n R e p o r t in g


Date o f Repor t

07/11/2011

V . G I F T S . a n c t u d e s t h o s e t o s p o u ~ . n d dependent children; see p p . 2 8 - 3 1 of filing instructions.)

N O N E ( N o reportable g ifts.)

SOURCE DESCRIPTION

1.

2.

3.

4.

5.

VALUE

V I . L I A B I L I T I E S . a n c t . d ~ t h o ~ o I ~ p o . s ~ a n d dependent children; see pp. 3 2 - 3 3 of fillng instructions.)

N O N E ( N o reportable liabilities.)

CREDITOR DESCRIPTION

1.

2.

3.

4.

5.

VALUE CODE




Page 4 of 7 Ia m e o f P e rs o n R e p o r t in g


Date of Report

07 /11/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n e o . ~ e , v u l u e , transactions (Includes those of spouse and de pendent cM Idren; seepp. 3 4-60 of f i ling instructions. )

N O 1 N E (No reportable income, assets, or transactions.)

2.

3.

4.

5.

6.

7.

8.

9.

1 0 .

1 2 .

13 .

1 4 .

15 .

1 6 .

1 7 .

A. B. C. D.

Descr ipt ion of A ssets In com e d urin g G ross va lue a t en d Transact ions dur ing repor t ing per iod

( inc luding t rust asse ts) rep ortin g p erio d o f rep orting perio d

(l ) (2) (1) (2) ( l) (2) (3) (4) (5 )

Place "(X)" after each asset A moun t Typ e (e .g ., Value Value Type (e .g. , D a t e Value G a in Id entity of

exempt f rom pr ior di sclosure Code 1 div., rent, Code 2 Method buy, se l l , m m /d d/yy Co de 2 Code I buyer/se l ler(A-H) o r i n t . ) ( J - P ) Code 3 redempt ion) ( J - P ) (A -H) (if p riva te

(Q-W) t ransact ion)

U S B a n co r p

N o r t e ch S y s te m - C o m mo n S t o ck

M i n n e s o t a S t a t e J u d g e Re t i r e me n t P l a n

A

A

Inte res t

D i v i d e n d

N o n e

J

J

K

T

T

U

1\4 In teres t in farm land in M eeker County ,M N

N e u r o g e n C o r p . H W P - C o mmo n S t o ck

R e n t

N o n e S o l d 06/01/10 J

L i n co l n L i fe V a r i a b l e A n n u i t y F u n d N o n e So l d 03/10/10 L

T r a n s A m e r i ca A n n u i ty N o n e L B uy 03/10/10 L

A l l ia n c e B e m s t e i n B a l a n c e d W e a l th A D i v i d e n dSt ra teg ies

Tota l Re turn - IMCO P1M CO B D i v i d e n d

So l d 02/16/10 L

B uy 02/16/!0 K

P r u d e n t i a l N a t u r a l R e s o u r c e s - P r u d e n t i a l A D i v i d e n d K B uy 02/16/10 K

B l a ck r o ck G l o ba l A l l o ca ti o n - B l a ck r o ck A D i v i d e n d K B uy 02/16/10 K

F i r s t E a g l e G l o ba l F u n d - F i r s t E a g l e A D i v i d e n d K B uy 02/16/10 K

Ivy Asse t Stra tegy - IVY A D i v i d e n d K B uy 02/16/10 K

B l a ck r 0 ck G l o ba l A l l o ca ti o n - I RA - A D i v i d e n dB l a ck r 0 ck

Pruden t i a l Natura l Resources - IRA - A D i v i d e n dP md e n t i a l

Ivy Asset S t ragegy - IRA - IVY A D i v i d e n d

K

K

K

T

T

T

S o l d 02/16/10 M

(pa r t )

B uy 02/16/10 K

B uy 02/16/10 K

F i r s t E a g l e G l o b a l F u n d - IR A - F i r s t E a g l e A D i v i d e n d K B uy 02/16/10 K

A

D

1. Incom e G ain Codes: A = $ 1,000 or less B =$1,001 - $2,500 C = $2,501 o $5 ,000 D = $ 5,001 - $15,000

( S e e Colu mns BI a nd D4 ) F =$50,001 - $100,000 G =$100,001 - $1,000,000 HI =$1,000,001 - $5,000,000 H2 = Mo re t han $5 , 000 , 000

2 . V al ue Codes J = $15 , 000 or l ess K= $15 , 001 - $50 , 000 L =$50,001 - $ 100,000 M -$ 100,001 - $250,000

(See Colum ns C 1 an d D3) N =$ 250.001 - $500,000 O =$500,001 - $ 1,000,000 P 1 = $1 ,000,001 - $5 ,000,000 P 2 = $ 5,000,001 - $ 25 ,000,000

P3 =$25,000,001 ° $50,000.000 P4 = Mo re t han $50 , 000,000

3. V al ue Met hod Codes Q = A ppra i sa l R = Cost (Rea l E s t a t e O nl y ) S = A s s e s s m e n t T = C a s h M a r k e t

( S e e Colu mn C2) U =Book Va lu e V = O t h e r W =Es t ima te d

E = $1 5,0 0 1 - $50 ,0 00




Page 5 o f 7


MONTGOMERY , ANN D.

Date of Report

07/ i 1/201 l

V I I . IN V E S T M E N T S a nd T R U S T S - in co ,~ e , v al .e , transactions (Includes those of spouse and dependent ch ildren; seepp. 34-60 of filing instructions.)

D NONE(No reportable incom e, assets, or transactions.)

m. Bo

D e sc r i p t i o n o f A sse t s Income during( in c lu d in g tm s t a s se ts ) r e p o rt in g p e r io d

( 1 ) (2 )

PI ace "(X)" after each asset A m o u n t Type (e.g.,

exempt from prior disclosure C o d e 1 div., rent,

( A - H ) o r i n t . )

G r o ss v a l u e a t e n do f r e p o r t i n g p e r i o d

(1) (2) (1 ) (2) (3) (4) (5 )

V a l u e Value Type (e.g., D a t e V a l u e G a i n Identity of

C o d e 2 M e t h o d b u y , s e l l , mm/dd/yy C o d e 2 C o d e 1 buyer/seller

(J-P) C o d e 3 redemption) (J-P) ( A - H ) (if private

( Q - W ) t r a n s a c t i o n )

T r a n sa c t i o n s d u r i n g r e p o r t i n g p e r i o d

1 8 . P i m c o ’ r o ta l R e t u m - I R A - P I M C O B Dividend K T Buy 02/16/10 K I

I. Incom e G ai n Codes :

(See Col um ns B 1 and D 4)

2.V al ue Codes

( S e e Colu mns CI a nd D3 )

3.V al uc Met hod Codes

( S cc Colu mn C2)

A =$1 ,0 0 0 or l e s s

F =$50,001- $100,000

J =$1 5,0 0 0 or l e s s

N =$250,001- $500,000

P3 =$25,000,001- $50,000,000

Q=Appr a i s a l

U =Book Va lu e

B =$1 .0 0 1 - $2 ,50 0

G =$100,001- $1,000,000

K =$15,001 -$50,000

O=$50 0 ,0 0 1 -$1 ,0 0 0 ,0 00

R=C os t (Rea l Es ta te Only)

V =Other

C =$2,501 - $5,000

H I =$1,000,001 - $5,000,000

L -$50,001 - $ 100,000

P 1 = $ 1,000,001 - $ 5,000,000

P4 =More than $50,000,000

S = A s s e s s m e n t

W - E s t im a t e d

D =$5,0 0 1 - $1 5.0 0 0

H2 =More than $5,000,000

M= $1 0 0 ,0 0 1 - $250 ,00 0

P2=$5,000,001- $25,000,000

T = C a s h M a r k c t

E =$15,001- $50,000




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N a m e o f P e r so n R e p o r t i n g

MONTGOMERY, ANN D.

Date of R epor t

07 /11/2011

V III. ADDITIONAL INFORMATION OR EXPLANATIONS. (Indicate part of report.)

S e c t i o n V II : N o . 4 - It e m 4 i s r e a l e s t a te o w n e d i n co m m o r ~ ] ]= ~ T h e a s s e s s e d t a x v a l u e i s a p p r o x i m a t e l y $ 8 0 ,0 0 0 ; t h e c u r re n t v a l u e m a y a c t u a l l y b el es s than that but my share , in any eve n t , would be l es s than $20,000.




Page 7 o f 7

N a m e o f P e r so n R e p o r t i n g


Date o f Repor t

07/11/201 I

IX . CERTIFICATION.

1 c e r t if y t h a t a ll i n f o r m a t i o n g i v e n a b o v e ( i n c l u d in g i n f o r m a t io n p e r t a in i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i ld r e n , i f a n y ) i s

a c c u r a te , t ru e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b le s t a t u to r yp r o v i s i o n s p e r m i t t i n g n o n - d i s c l o s u r e .

1 f u r th e r c e r ti f y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e inco m p l i a n ce w i t h t he p r o v i s i o n s o f 5 U.S .C. a p p . § 5 0 1 e t . s e q . , 5 U.S .C. § 73 5 3 , a n d Ju d i c i a l Co n f e r e n ce r e g u l a t i o n s .

Sign atu re : S/ANN D. MONTGOM ERY

N O T E : A N Y I N D I V ID U A L W H O K N O W I N G L Y A N D W I L F UL L Y F A L S IF IE S O R F A I LS T O F I L E T H IS R E P O R T M A Y B E S U B J E CT T O C I V ILA N D C R I M I N A L SA N C TI O N S (5 U . S . C . a p p . § 1 0 4 )

Committee on Financial Disclosure

Administrative Office of the United States Courts

Suite 2-301

One Columbus Circle, N.E.

Washington, D.C. 20544

Ann D Montgomery Financial Disclosure Report for 2010

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