MASARYK UNIVERSITY FACULTY OF MEDICINE DEPARTMENT OF INTERNAL MEDICINE – HEMATOLOGY AND ONCOLOGY FACULTY HOSPITAL BRNO ANALYSIS OF GENETIC CHANGES IN MYELOPROLIFERATIVE NEOPLASMS Ph.D. thesis in the field of Experimental Oncology and Tumor Biology Supervisor: Author: Robert Kralovics, Ph.D. Mgr. Bc. Blanka Kubešová Brno, 2020
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ANALYSIS OF GENETIC CHANGES IN MYELOPROLIFERATIVE NEOPLASMS
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20200129x_thesis_final_KubesovaDEPARTMENT OF INTERNAL MEDICINE – HEMATOLOGY AND ONCOLOGY FACULTY HOSPITAL BRNO Ph.D. thesis in the field of Experimental Oncology and Tumor Biology Supervisor: Author: Robert Kralovics, Ph.D. Mgr. Bc. Blanka Kubešová Brno, 2020 Abstract Introduction Fully expanded TP53 mutations are rare in myeloproliferative neoplasms (MPN) but frequent in post-MPN acute myeloid leukemia (AML). The multistep process of TP53 mutation expansion during MPN transformation into AML has been documented retrospectively. Links between TP53 mutations in post-MPN AML and cytoreduction with hydroxyurea (HU), a drug triggering p53 response via replication stress, has been neither confirmed nor fully excluded. Although MPNs harboring TP53 mutations with low variant allele frequency (VAF) were described as “high risk”, it was unknown how common TP53 mutations were, whether they were linked to HU cytoreduction and what disease progression risk they carried. This study aimed to search for low-burden TP53-mutated subclones in chronic-phase-MPN patients and to correlate presence of these clones with therapy, disease course, and other clinical features. Methods TP53 gene was investigated in MPN patients treated with HU, interferon α-2a or anagrelide and in untreated patients using ultra-deep next generation sequencing (NGS) or functional yeast analysis followed by NGS. In TP53-mutated cases, serial samples were analyzed. Results The analysis of 254 treated patients, as well as of 85 untreated patients, demonstrated that TP53 mutations occur irrespective of disease subtype, driver gene status and cytoreduction. TP53 mutations were found in 50 cases (0.2-16.3% VAF). Both therapy and TP53 mutations were strongly associated with older age. In patients harboring TP53 mutations, retrospective and/or prospective samples were examined if available to explore the clonal evolution of TP53- mutated clones. Over-time analysis showed that the mutations may be undetectable at diagnosis and slowly increase during disease course. Further, the impact of TP53 mutations on overall survival and leukemic transformation was assessed. Although three patients with TP53 mutations progressed to TP53-mutated or TP53 wild-type AML, significant age-independent impact on overall survival was not observed during the follow-up. Further, it was showed that complete p53 inactivation alone led neither to blast transformation nor HU resistance. Conclusion Using highly sensitive method was showed that low-burden TP53 mutations are present in MPN chronic phase. Patient`s age was revealed as the strongest factor affecting low-burden TP53 mutation incidence in MPN and no significant age-independent association between TP53 mutations and hydroxyurea were found. Monitoring of TP53 mutations during the disease course showed that their clonal development is rather variable. Mutations may persist at low levels for years without an immediate risk of progression. Nevertheless, TP53 minor mutations may represent a pool for future clonal evolution. Key words Abstrakt Úvod Leukemická transformace je nepíliš astou, ale fatální, komplikací myeloproliferativních neoplázií (MPN). Mutace v genu TP53 se v chronické fázi MPN objevují spíše vzácn, avšak u sekundární akutní myeloidní leukémie (AML) je jejich výskyt astjší. Byly popsány pípady expanze klonu s mutovaným genem TP53 v prbhu transformace. Souvislost vzniku nebo selekce TP53 mutací a léby hydroxyureou (HU) nebyla potvrzena ani vyvrácena. Pestoe byla pítomnost klonu s TP53 u MPN oznaena jako vysoce riziková, nebylo známo, jak asté mutace genu TP53 v chronické fázi MPN jsou, jestli jsou asociovány s pedchozí terapií a jak velké riziko progrese ve skutenosti nesou. Cílem této práce bylo zjistit, jestli a v jakém rozsahu se mutace TP53 vyskytují v chronické fázi MPN, jestli jejich výskyt souvisí s pedchozí terapií a jakou míru rizika pedstavují pro další vývoj onemocnní. Metody Gen TP53 byl u pacient s MPN vyšetován pomocí sekvenování nové generace (NGS) nebo v pilotní analýze pomocí metody FASAY (Functional Analysis of Separated Alleles in Yeast) a následn NGS. Byli vyšetování pacienti léení hydroxyureou, interferonem α-2a nebo anagrelidem. V pípadech, kde byl nalezen mutovaný gen TP53, byly analyzovány následné vzorky ke zjištní vývoje mutovaného klonu, Výsledky V rámci hlavní analýzy bylo vyšeteno 254 pacient léených hydroxyureou, interferonem α- 2a nebo anagrelidem a 85 pacient bez cytoredukní léby. Mutace v genu TP53 se u nich vyskytovaly nezávisle na typu MPN, mutacích v “driver genech” a léb. Mutace genu TP53 byly celkov nalezeny u 50 pacient (0.2-16.3% VAF). Oba faktory, léba a výskyt TP53 mutací, byly siln asociovány s vyšším vkem pacient. Analýza následných vzork odebraných v prbhu studie ukázala, e mutace mohou být v dob diagnózy nedetekovatelné a jejich nálo me v ase narstat. Byl hodnocen také vliv pítomnosti mutací genu TP53 na celkové peití a na progresi a transformaci do sAML. Nebyl pozorován ádný na vku nezávislý vliv mutací TP53 na celkové peití. Ani kompletní inaktivace genu TP53 nevedla k transformaci nebo k rezistenci na lébu hydroxyureou. Závr Analýza s vyuitím vysoce citlivých metod odhalila, e minoritní klony nesoucí TP53 mutace jsou u pacient v chronické fázi MPN pítomny. Vk pacient se ukázal jako nejsilnjší faktor ovlivující výskyt mutací TP53. ádná na vku nezávislá asociace mezi výskytem mutací TP53 a lébou hydroxyureou nalezena nebyla. Vývoj mutací v ase byl rznorodý. Minoritní mutované klony mohou být pítomny dlouhodob bez akutního rizika progrese choroby, mohou však slouit jako podhoubí pro budoucí klonální vývoj. Klí ová slova TP53, MPN, AML, transformace, hydroxyurea, interferon, anagrelid, NGS I declare that I have carried out the work on this thesis independently under the supervision of Robert Kralovics, Ph.D. and my consultant Mgr. Šárka Pavlová, ……………………………………………….. Acknowledgment I would like to thank my supervisor Robert Kralovics, Ph.D. for help and for the opportunity to spend 21 months working in the Research Centre for Molecular Medicine (CeMM) in Vienna where I have met many inspiring people and got a lot of experience. I would like to express my special thanks of gratitude to my consultant Mgr. Šárka Pavlová, Ph.D. for her patience and huge help throughout the years. Without her valuable support, my study would not have been completed. Furthermore, I would like to thank prof. RNDr. Šárka Pospíšilová, Ph.D. and prof. MUDr. Michael Doubek. Ph.D. for their advice, RNDr. Jitka Malíková, Ph.D. for help with manuscript, Mgr. Lenka Radová, Ph.D. for help with statistic analyses, Mgr. Nikola Tom, Ph.D. for help with bioinformatic analyses, and all the hospitals involved in samples’ collection for our study. Finally, I would like to express my gratitude to my family for their never-ending support. TABLE OF CONTENTS 1 INTRODUCTION ............................................................................................................. 10 1.2.1 Driver mutations – JAK2, CALR, MPL .............................................................. 16 1.2.2 Prognosis ............................................................................................................ 19 1.2.3 Non-driver mutations .......................................................................................... 20 1.2.4 Chromosomal aberrations ................................................................................... 25 1.2.5 Genetic aberrations associated with the process of disease progression ............ 26 1.3 Risk stratification ....................................................................................................... 31 1.4.1 Polycythemia vera .............................................................................................. 33 1.5.1 Hydroxyurea ....................................................................................................... 37 1.5.2 Anagrelide .......................................................................................................... 37 1.5.3 Interferon-α ......................................................................................................... 38 1.6.1 The role of TP53 in transformation .................................................................... 41 1.6.2 Association of previous treatment with disease progression and TP53 defects . 42 2 AIMS ................................................................................................................................. 44 3.2 Functional analysis of TP53 in yeast (FASAY) ........................................................ 45 3.3 TP53 Sanger sequencing ............................................................................................ 46 3.4 Colony-forming cell assay (CFC assay) .................................................................... 46 3.5 Ultra-deep next-generation sequencing of TP53 amplicons ...................................... 46 3.6 SNP arrays ................................................................................................................. 50 3.7 Statistical analysis ...................................................................................................... 50 4 RESULTS.......................................................................................................................... 51 4.1 Pilot study – minor TP53 mutations in chronic-phase MPN patients ........................ 51 4.2 Age-balanced study – low-burden TP53 mutations occur irrespective of hydroxyurea administration ....................................................................................................................... 56 4.3 Main analysis – ultra-deep NGS analysis of TP53 gene in treated MPN patients .... 58 4.3.1 Statistical analyses of the main cohort ............................................................... 64 4.3.2 Analysis of untreated patients ............................................................................ 74 4.3.3 Detailed description of TP53 mutations in HU-treated and other patients ........ 76 4.3.4 TP53 mutations may escape detection if examined at diagnosis........................ 79 4.3.5 Monitoring patients with TP53 mutations – dynamic behavior of mutated clones ………………………………………………………………………………….79 4.3.6 Impact of TP53 mutations on overall survival or leukemic transformation ....... 81 4.3.7 Summary of patients who died during the follow-up and developed sAML or clonal expansion ................................................................................................................ 84 4.3.8 Clonal expansion of TP53 mutated clone without transformation into sAML .. 87 5 DISCUSSION ................................................................................................................... 90 6 BIBLIOGRAPHY ............................................................................................................. 96 11 LIST OF PUBLICATIONS OF THE AUTHOR ........................................................ 123 11.1 First-author publication ............................................................................................ 123 11.2 Co-authored publications ......................................................................................... 124 11.3 Conference abstracts ................................................................................................ 125 13 ATTACHMENTS ....................................................................................................... 129 1.1 Myeloproliferative neoplasms Myeloproliferative neoplasms (MPN) are a group of chronic diseases of bone marrow (BM) characterized by a clonal hematopoiesis and an overproduction of differentiated fully functional myeloid cells. The term myeloproliferative disorders (MPD) was first described by William Dameshek in 1951 1. Later the description of recurrent mutations reclassified these diseases as myeloproliferative neoplasms 2. The classification is multiparametric and consideres clinical features, morphology and genetic data. The latest revision of the classification of myeloid neoplasms from 2016 includes classical diseases as chronic myeloid leukemia (CML), polycythemia vera (PV), essential thrombocythemia (ET) and primary myelofibrosis (prefibrotic/early PMF and overt fibrotic PMF). Further it includes chronic neutrophilic leukemia, chronic eosinophylic leukemia not otherwise specified and MPN unclassifiable in this group 3. A genetic change typical for CML is the reciprocal translocation between chromosomes 9 and 22. This translocation results in a fusion gene BCR-ABL1 (Philadelphia chromosome, Ph). The absence of this translocation is a characteristic feature of the other three classical MPNs (Ph-negative) – PV, ET and PMF. These disorders share mutations that constitutively activate the signal transduction pathway responsible for hematopoiesis 4. The phenotype of one disease type can mimic phenotype of other disease types and even benign hematopoietic disorders, such as hereditary thrombocytosis. This phenotype of benign myeloproliferation can mask a clone of transformed hematopoietic stem cells, which could develop and expand to acute myeloid leukemia. 1.1.1 Classification The classification of myeloid neoplasms was revised in 2016 3. The reasons for the revision consisted mainly of the expanded panorama of genetic lesions underlying MPNs and new insights into the disease course derived from clinical studies. It is important to distinguish individual MPN entities, because treatment strategies and survival differ. The World Health Organization (WHO) classification for MPN from 2016 is described in Table 1. 11 Table 1: WHO classification of myeloid neoplasms and acute leukemia (adapted from WHO classification 2016 3). 12 Polycythemia vera is a chronic blood disorder characterized by erythrocytosis and often leukocytosis and/or thrombocytosis. Further hallmarks of this disease are combinations of splenomegaly, clonal hematopoiesis, endogenous erythroid colony growth and reduced serum erythropoietin 5. The symptoms that patients are suffering from are hypertension, vascular problems, headache, itching, night sweating, reddened face, weakness or dizziness. According to revised World Health Organization (WHO) classification of myeloid neoplasms from 2016, the first major criterion for PV diagnosis is increased hemoglobin or hematocrit or red cell mass 3. The second major criterion is characteristic BM biopsy and the third criterion is presence of mutation of JAK2 gene in exon 12 or 14 (V617F). The minor criterion is subnormal serum erythropoietin level. Diagnosis of PV requires meeting all 3 major criteria, or the first 2 major criteria and the minor criterion. The details about diagnosic criteria are described in Table 2. The mutation of the gene JAK2 was described in 2005 and pathophysiology of this condition was defined as JAK/STAT pathway activation, almost always due to mutations in JAK2 exons 12 or 14 6–10. Incidence of PV ranges from 0.01 to 2.61 per 100,000 11. The most common complications are arterial and venous thrombosis due to red-cell-mass induced hyperviscosity; transient ischemic attacks, ocular migraine, or erythromelalgia due to activated platelets; aquegenic pruritus due to activated basophils; acquired von Willebrand’s disease and pseudohyperkalemia due to extreme thrombocytosis; splenomegaly due to extramedullary hematopoiesis. Occasionally, the disease may progress to bone marrow failure, myelofibrosis or acute myeloid leukemia 4. Median survival of PV patients is 10-16 years 11. 13 Table 2: WHO criteria for PV (adapted from WHO classification 2016 3). 1.1.3 Eseential thrombocythemia Eseential thrombocythemia is characterized by thrombocytosis. It is the most indolent myeloproliferative neoplasm 4. Patients are mainly asyptomatic. If present, the symptoms include thrombosis or hemorrhage, headache, dizziness, chest pain, weakness, fainting, temporary vision changes, numbness, tingling, or pain of the hands and feet, and less often enlarged spleen. The major diagnostic criteria are platelet count higher than 450 x 109/l, characteristic BM biopsy, not meeting WHO criteria for BCR-ABL1 positive CML, PV, PMF, myelodisplastic syndromes, or other myeloid neoplasms, and the presence of JAK2, CALR, or MPL mutation. The minor criterion is a presence of a clonal marker or an absence of the evidence for reactive thrombocytosis. The diagnosis of ET requires meeting of all 4 major criteria or the first 3 criteria and the minor criterion. The detailed description of diagnostic criteria is showed in Table 3. The incidence of ET is estimated to 0.21-2.27 per 100,000 11. Frequent complications of the disease are transient ischemic attacks, ocular migraine, erythromelalgia, acquired von Willebrand’s disease and pseudohyperkalemia due to extreme thrombocytosis; less common are arterial or venous thrombosis and transformation to bone marrow failure, myelofibrosis or acute myeloid leukemia. This disease is a “diagnosis of exclusion”, because isolated thrombocytosis may be present also in patients with polycythemia 14 vera or primary myelofibrosis. Median survival of ET patients is 10-22 years 12. Patients are usually diagnosed at late middle age and have close to normal life expectancy 13. Table 3: WHO criteria for ET (adapted from WHO classification 2016 3). 1.1.4 Primary myelofibrosis Primary myelofibrosis is the least common and the most aggressive from classical MPNs 4. It is manifested mainly as bone marrow fibrosis and splenomegaly due to extramedullary hematopoiesis. There are more CD34+ cells circulating in peripheral blood, anemia, changes in platelets and leukocyte counts, and constitutional symptoms due to inflammatory cytokine production. In many patients, myelofibrosis is asymptomatic and is diagnosed by a routine blood test or physical examination. In later stages general malaise, weight loss, or fever can occur. There are two stages – prefibrotic/early primary myelofibrosis (prePMF) and overt PMF 3. The diagnostic criteria for prePMF and overt PMF are listed in Table 4. The diagnosis of both disease strages requires meeting all 3 major criteria, and at least 1 minor criterion. It is necessary to differentiate ET from prePMF, because this distinction has prognostic implications 3. The incidence of PMF ranges from 0.22 to 0.99 per 100,000 11. The disease course is progressive, characterized by BM failure, organ failure due to extramedullary hematopoiesis, and transformation into acute myeloid leukemia in some cases. The presence of blasts in peripheral blood (1-19%) defines an accelerated phase, whereas ≥20% blasts in peripheral blood is a criterion for leukemia 14. PMF transforms more often to leukemia than PV and ET 15–17. Median survival of PMF patients is 4-5 years 18. 15 Table 4: WHO criteria for prePMF and overtPMF (adapted from WHO classification 2016 3). 1.2 Genetic landscape and molecular pathophysiology of MPN All MPN arise from a single somatically mutated hematopoietic stem cell (HSC) that clonally expands 2. The expansion is accompanied by single or multilineage hyperplasia. PV is characterized by erythroid lineage involvement as well as variable hyperplasia of megakaryocytic and granulocytic lineages. ET and PMF are characterized by megykaryocytic hyperplasia and PMF is defined by the presence of bone marrow fibrosis. Genetic landscape of MPN has been mostly elucidated. There are several groups of mutations found in MPN patients – mutations causing clonal hematopoiesis but not the typical phenotype of MPN, mutations causing the MPN phenotype, and mutations leading to transformation of MPM to acute myeloid leukemia (Figure 1). Mutations, which confirm the MPN diagnosis, are called driver mutations. 16 Figure 1: Model of disease initiation and progression in myeloproliferative neoplasms. Role of genetic lessions with different phenotypic effects (adapted from Milosevic et al 2013 19). 1.2.1 Driver mutations – JAK2, CALR, MPL The most common mutations in MPNs are mutations in driver genes – Janus kinase 2 (JAK2), calreticulin (CALR) and myeloproliferative leukemia virus oncogene (MPL). These mutations are implicated in the pathogenesis of MPN, required for the maintenance of the disease, and essential for the myeloproliferative phenotype 2. All three mutations lead to the abnormal ligand-independent activation of the cytokine receptor/Jak2 pathway and their downstream effectors STATs which results in overproduction of myeloid cells (Figure 2). 17 1.2.1.1 Janus kinase 2 (JAK2) As the first driver gene, mutation of JAK2 was described in 2005 6–9,20. JAK2 is located at chromosome 9p24. The mutation is activating with a G to T somatic change at nucleotide 1849 resulting in the substitution of valine to phenylalanine at codon 617 in exon 14. JAK2 is a member of JAK family of tyrosine kinases which includes also JAK1, JAK3, and TYK2 19,21. The mechanism how the mutation in exon 617 causes the constitutive activation of the JAK2 kinase is based on the structure of the protein. It contains 4 funcional domains – FERM domain, SH2 domain, pseudokinase domain (JH2), and tyrosine kinase domain (JH1). The pseudokinase domain lacks kinase activity and its function is to negatively regulate the kinase domain and the activity of the protein in general 22. The mutation V617F abrogates this function of the pseudokinase domain. JAK2 helps to transduce signal from 3 main myeloid cytokine receptors – erythropoietin receptor (EPOR), granulocyte colony-stimulating factor receptor (GCSFR), and trombopoietin receptor (TPOR). After activation by ligand binding, these receptors induce oligomerisation and phosphorylation of JAK2 proteins which is followed by further phosphorylation of downstream targets 23. Small percentages of JAK2 V617F negative PV patients carry mutations in exon 12 of the JAK2 gene 10,24. These mutations are located in the linker between the SH2 domain and the pseudokinase domain and have similar functional consequnces as mutated codon 617. JAK2 mutation is present in majority of PV patients (95 %) and in 50-60 % of ET and PMF patients. In 2007, other mutations in JAK2 exon 12 were described 10. These mutations are found mainly in myeloid lineages, but can be detected also in lymphoid cells or even in endothelial cells 25. The heterozygous mutation at codon 617 can undergo a transition to homozygous within a process of mitotic recombination which results in a copy-neutral-loss of heterozygosity in the 9p region 6,26. The variant allele frequency (VAF) can vary from the detection limit to 100 %. VAF is usually around 25 % in ET patients, over 50 % in PV patients and close to 100 % in post-PV and post-ET MF 27. JAK2 mutations were found at wery low levels also in healthy population and even in neonate 28–30 and it is also associated with clonal hematopoiesis of indeterminate potential common in elderly population 31. The order of mutations acquisition plays a role in several aspects. For example the order of JAK2 and TET2 acquisition influences the phenotype of MPN disease 32. JAK2 is therapeutic target and several JAK2 inhibitors were developed and more are in cilinical trials. 18 The development of megakaryocytes and platelets is regulated by thrombopoietin. After binding to its receptor, it induces signaling through the JAK-STAT pathway. In 2006, MPL was described as another driver gene 33. MPL is located at chromosome 1p34 and mutations were described in exon 10 at the boundary of the transmembrane and the cytosolic domains. The most frequent are mutations of tryptophan at codon 515. It is a gain-of-function substitution leading to cytokine independent growth and thrombopoietin hypersensitivity in cell lines. Mutations are usually heterozygous, but can become homozygous during the disease course 34. MPL mutations were found in ET and PMF in 3% - 5% cases. 35,36. During the disease evolution, MPL mutations arise rather early and can affect both myeloid and lymphoid lineages 37. Other mutation of MPL, originaly described in hereditary form of thrombosis, is located in the transmembrane domain, codon 505 38. Additionaly, non-canonical mutations of MPL were described in triple negative MPN 39,40. These mutations cause amino acid changes in the extracellular or intrcelular domains. They are more often acquired and lead to a true MPN. Germline non-canonical MPL mutations can be also detected and suggest that…