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An open-access REF: the whys and wherefores Aberystwyth University 24 October 2014 Ben Johnson
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An open-access REF: the whys and wherefores Aberystwyth University 24 October 2014 Ben Johnson.

Jan 18, 2018

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A “subversive proposal” Open access is…? “There can be no such thing” An “unprecedented public good” “Information wants to be free”
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Page 1: An open-access REF: the whys and wherefores Aberystwyth University 24 October 2014 Ben Johnson.

An open-access REF: the whys and wherefores

Aberystwyth University24 October 2014

Ben Johnson

Page 2: An open-access REF: the whys and wherefores Aberystwyth University 24 October 2014 Ben Johnson.

Thank you

Page 3: An open-access REF: the whys and wherefores Aberystwyth University 24 October 2014 Ben Johnson.

A “subversive proposal”

Open access is…?

“There can be no such thing”

An “unprecedented public good”

“Information wants to be

free”

Page 4: An open-access REF: the whys and wherefores Aberystwyth University 24 October 2014 Ben Johnson.

…a complex issue

gratis

libre

APCs

CC BY

hybrid

copyright transfer

green

gold

double-dipping

embargoes

decision tree

AAMs

compliancemetadata

repositories

learned societies

Page 5: An open-access REF: the whys and wherefores Aberystwyth University 24 October 2014 Ben Johnson.

Gratis Libre

Green Gold

Page 6: An open-access REF: the whys and wherefores Aberystwyth University 24 October 2014 Ben Johnson.

Publicly funded research should be freely open to the public that paid for it.

Page 7: An open-access REF: the whys and wherefores Aberystwyth University 24 October 2014 Ben Johnson.

The UK’s special journey

Page 8: An open-access REF: the whys and wherefores Aberystwyth University 24 October 2014 Ben Johnson.

• Open research is excellent research

• Mandates are successful

• £1.6 billion

And now the REF

Page 9: An open-access REF: the whys and wherefores Aberystwyth University 24 October 2014 Ben Johnson.

• Repositories are a tried and tested route to OA, a significant investment, and a national asset

• Author engagement must increase

• We must set reasonable and achievable goals, with flexibility (exceptions)

• We must set clear and straightforward rules

Our aims

Page 10: An open-access REF: the whys and wherefores Aberystwyth University 24 October 2014 Ben Johnson.

• To be eligible for the next REF, journal articles and conference papers accepted after 1 April 2016 must be:

o Deposited in a repository as the peer-reviewed manuscript (or better)

o Made accessible for read and download after 12 months or 24 months

The minimum requirements

Page 11: An open-access REF: the whys and wherefores Aberystwyth University 24 October 2014 Ben Johnson.

Will publishers allow authors to deposit their papers in

repositories?

Yes!

Page 12: An open-access REF: the whys and wherefores Aberystwyth University 24 October 2014 Ben Johnson.

How many journal articles are published in venues with permissible embargoes?

96%

0 25 50 75 100

Page 13: An open-access REF: the whys and wherefores Aberystwyth University 24 October 2014 Ben Johnson.

How many papers are being deposited today?

12%

0 25 50 75 100

Page 14: An open-access REF: the whys and wherefores Aberystwyth University 24 October 2014 Ben Johnson.

• Environment component of the REF can drive innovation and deeper, lasting change

• Benefits of OA should be extended beyond journals and conferences

• “© All Rights Reserved” is no basis for libre open access

Extra credit

Page 15: An open-access REF: the whys and wherefores Aberystwyth University 24 October 2014 Ben Johnson.

• Complex mixture of policies

• Compliance and culture change

• Technical challenges

• Cost issues for gold OA

• Long-term trajectory for UK OA

Challenges for institutions

Page 16: An open-access REF: the whys and wherefores Aberystwyth University 24 October 2014 Ben Johnson.

• Implementation and monitoring

• Stability vs. harmony

• Acceptability of embargoed, double-dipped, and gratis OA

• Long-term trajectory for UK OA: seizing the golden opportunity?

Challenges for policymakers

Page 17: An open-access REF: the whys and wherefores Aberystwyth University 24 October 2014 Ben Johnson.

• Funder-publisher-institution coordination and monitoring

• FAQs, further information, review

• Technical implementation (Jisc, publishers, funders)

• Monographs and OA Project

• Open Data

Some further work

Page 18: An open-access REF: the whys and wherefores Aberystwyth University 24 October 2014 Ben Johnson.

The future is open, and the benefits are substantial