Alvin W Thompson Financial Disclosure Report for 2009

8/3/2019 Alvin W Thompson Financial Disclosure Report for 2009

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A o 1 0 FINANCIAL DISCLOSURE REPORT R e p o r t R e q u i r e d b y t h e E t h ic sin Government Act of 1978

R o y . 1 /2 0 1 0 FOR CALENDAR YEAR 2009 ( ~ ~ Z S . C . a p p . § § 1 0 1 - 1 1 1 )

1. Person Reporting (last ~,.ame, first, middle i~fial) 2. Court or Organization 3. Date of Report

Thompson, Alvin W. U.S. District Court (Conn.) 5/13/2010

4~ T itle (Article LL1 judges indicate active or senior st,-mss; 5a. Report Type (check appropriate type) 6. Reporting Per iodmagistrate judges indicate full- or part-time)

I [] Nomination, Date 01/01/2009

U.S. District Judge - Active [] lJ’atia! [] Annual[] Final

to

12/31/2009

5b. [] Amended Report

7. Chambers or Off ice Address 8. On the basis of the information contained in tlds Report and any

modifications, pertaining thereto, it Is, |n my epinion, in compliance

U nited States District Court ~ t h a p p l i c a b l e la w s a n d regulations.

450 Main Street

tlarfford, CT 06103Re~-iewiog Officer Date

IMPORTAN T NO TES: The instruct ions accompanying this form must be fol lowecL Com ptae al l parts,checking the NONE box for each part where you have no reportable informat~’on. Sign on last page.

I . P O S I T I O N S . ,R o p o , ~ g ~ , , u , .~ , ~ t o ~ y ; s , e p ~ , . ~ - ~ o y , ~ , ~ g i , ~ . , a o ~ . ~

NO NE (No reportable positions.)

POSITION N ~ M E O F O g GA N 1 ZA T IO N / E N T I T Y

l.

2.

3.

4.

I I. A G R E E M E N T S . ~a,po~a~g ~a~,o~ o~.; ~, pp. 14 -16 o]~fflng

~ N O N E ~ o reportable a~eemencs.)

~ P A R T I E S A N ~ T E ~ MS

3.



FINANCIAL DISCLOSURE REPORT ,5 ; 1 3 / 2 o l oPage 2 of 7

I I I . N O N - I N V E S T M E N T I N C O S ~ E . o + e v o + ~ g + , ~ + + ,~ l : , ~ + + o = ~ e ; , e ~ p p . + + - 2 4 o s ~ a i n g i .s + u ~ o ~ )

A. Filer’s Non-Investment Income

N O N E ( N o reportable non-investment income.)

1DATE SOURCE AND TYp, l~ INCOME(yours, not spouse’s)

B . S p o u s e ’ s N o n - I n v e s tm e n t I n c o m e - i f you were married during an.V pO rtion of ~e reporting yewr, complete thix st~tion.

( D o l l a r a m o u n t n o t r e q u i r e d e x c e p t f o r h o n o r a r i a )

[ N O N E ( N o reportable non-investment income.)

D A T _ . _ ~ S O U R C E _ A N D T Y P E

1 . 2 0 0 9 East Hartford Public Schools

IV. REIM BURSEMENTS - ~a,~w ,~i~,~(Includes those to spouse ~ dependent chi!~en: see pp. 25-2 Z of f!l~g ir~t~ctio~.)

~ N O N E ~ o reportable reimbursements~)

S O U R C E D A T E S L O C A T I O N P~OSE I T E M S P A I D O R P R O V ID E D

I. ~MS ecfion of B~iness J~ uaw 1 5- 18, 2009 S c on sd ale , ~ iz on a Midwinter Co~cil Travel, lodging ~d meals.

L aw Meeting

2. ABA ~ Committee on Disaster F eb ru ar y 11-12 , 2 00 9 B os ton, Ma ssac huseU s Disaster Response and Travel, lodging and meals.Response and Preparedness Prepaxedness Meeting

3. ABMComm ittee on Disaster Jtme 13-14, 2009 Chicago, lllJnois Disaster Response and Travel, lodging and meals.

Response and Preparedness Preparedness Meeting

4. ABA /Section of Business June 18-20, 2009 N ational Harbor, Maryland Div ersity in the Legal T rav el, lo dg ing and meals.L aw Profession

5. ABA/Section of Business July 30-August 3, Chicago, Illinois A nnual Meeting Travel, lodging and meals.L aw 2009



. FINANCIAL DISCLOSURE REPORT

Page 3 of 7 x h o m p s o ~ , A ~ i ~ W . 5 / 1 3 / 2 0 1 0

6. A B.4 dS ec tio n o f Bus in es s S ep tem be r 24 -25, Philadelphia, Permsylvania National Conference for the Travel, lodging and meals.

L aw 2009 Minority Lawyer



Iame of Person Reporting[

Date of Report

’ P a g e F I N A N C I A L 4 o f 7 D I S C L O S U R E R E P O R T 1 T hompson, Alvin "~V.

[

5 / 1 3 / 2 0 1 0

[~ N O N E ( N o repor table gif ts .)

S O_Q_U_tLC~ D E S C R I P T I O N VALL~

2.

3.

4.

5.

V I . L I A B I L I T I E S . a, ct~ th os, o¢ s, ...... a dependent children; see p i t 3 2 - 3 3 of filing ittstruc~’ort~)

N O N E ( N o reportable liabilities.)

CREDITQI~ DESCRIPTION VAIiUE CODE

I.

2.

3_

4.

5.



Iame of P erson Reporting[

Date of Report

PageFINANCIAL5 of 7 D IS C L O S U R E R E P O R T [ Thompson, Alvin W.

]

5 / 1 3 / 2 0 1 0

~qI. INV ESTM ENTS and TRUSTS -~ ..... t~, transactians (Includes those of spouse and dependent children; see pp. 34-~0 of filing im~’uetiom.)

[] NONE income, assets, or transactions.)N o reportable

Description of Assets [ Income during Gross value at end Transactions dm’ing reporting period(includLng mast assets) rep ortin g p erio d o f r ep ortin g p er io d

(l) I (2) (~-- - (~-- (1) (2) 1(3)1(4) (5)

Amount Type (e .g , Value Value Date Value

GainI

Identity ofPlace "(X’)" after each asset

Type (e.g . ,

Code 1 Method.xempt f rom p6oc disclosure div., rent. Code 2 buy, sell. mm/dd.~’ Code 2 buy~/selle*

(A-H) i orint.) (J-P)

Code3(Q.W)

redemption)I (J-P) , ! (A-H )

t r a n s a c t i o n ) ( i f p r i v a m

1. Rollover IRA, T. Rowe Price N o n e O T .* Continued in Part

2. U.S. Gov’t Bond.c/Strips - TINT (P, BC Dain A Interest Redeemed 08/17/09 J A

Rauscher)

3. Vanguard Tax-Managed Growth Income A Dividend J T

Fund

4. Webster Bank Accounts A Interest K T

1 0 .

1 2 .

1 4 .

1 6 .

1 7 .



N a m e o f P e r s o n R e p o r t t n ~D a t e o f R e p o r tFh’NANCIAL D IS CL OSU R E R E POR T

[ T~omp~o.,.~ W .age 6 of 7 s / 1 3 , ~ m 0

VH L ADDITIONAL INFORM ATION OR EX PLANATIONS. (~,,~¢,~.,~o/R,ro,~)

Par~ VII.

Line I - H eld in three common funds- T. Rowe Price Small Cap Fund- T. Rowe P rice Value Fund

T. Rowe Price Spec~m InCome Fund



FINANCIAL DISCLOSURE REPORT

Page 7 of 7 T b o ~ p ~ o o , ~ i u W .

IX. CERTIFICATION.

! certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) isaccurate, true, and complete to the best of m y know ledge and belief, and that any information not reported w as withheld because it met app licable statutoryprox~Isions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are incom pliance with the pro~sions of 5 U .S.C. app. § 501 et. seq., 5 U .S.C. § 7353, and Judicial Conference regulations.

Signature__

NO T E : ANY IND IV ID U A L W t l O K NO W ING L Y AN D W IL F U L L Y F AL SIF IE S O R F AIL S T O F IL E T I tl S R E P O R T M AY B E SU B J E C T T O C M LAN D CRIMINAL SA NCT IONS (5 U.S .C. app. § I04)

F IL I N G IN S T R U C T I O N S

Mail signed original and 3 additional copies to:

Comm ittee on Financial DisclosureA dministrative Office of the U nited States CourtsS uite 2-301

One Columbus Circ le , N.E .Washington, D.C. 20544

Alvin W Thompson Financial Disclosure Report for 2009

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