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ECONOMIC IMPACTS OF OPEN ACCESS Alma Swan OASIS (Open Access Scholarly Information Sourcebook) and Key Perspectives Ltd, Truro, UK Berlin 8 Open Access conference, Beijing, China, 25/26 October 2010
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Alma Swan OASIS (Open Access Scholarly Information Sourcebook) and Key Perspectives Ltd, Truro, UK Berlin 8 Open Access conference, Beijing, China, 25/26.

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Page 1: Alma Swan OASIS (Open Access Scholarly Information Sourcebook) and Key Perspectives Ltd, Truro, UK Berlin 8 Open Access conference, Beijing, China, 25/26.

ECONOMIC IMPACTS OF OPEN ACCESS

Alma SwanOASIS (Open Access Scholarly Information Sourcebook)

andKey Perspectives Ltd, Truro, UK

Berlin 8 Open Access conference, Beijing, China, 25/26 October 2010

Page 2: Alma Swan OASIS (Open Access Scholarly Information Sourcebook) and Key Perspectives Ltd, Truro, UK Berlin 8 Open Access conference, Beijing, China, 25/26.

Economic implications of OA

John Houghton and colleagues (2009) Identified the activities in the scholarly

communication system Attached costs to each, and thus to the system Modelled the economic benefits of new, alternative

scholcomm scenarios Australia, UK, Netherlands, Denmark and US federal

agencies Individual universities (Swan, 2010)

www.openOASIS.org

Page 3: Alma Swan OASIS (Open Access Scholarly Information Sourcebook) and Key Perspectives Ltd, Truro, UK Berlin 8 Open Access conference, Beijing, China, 25/26.

The scholarly communication process(Björk, 2007)

Fund R&D and communication

Perform research and communicate results

Publish scientific/scholarly works

Facilitate dissemination, retrieval and preservation

Study publications and apply knowledge

www.openOASIS.org

Page 4: Alma Swan OASIS (Open Access Scholarly Information Sourcebook) and Key Perspectives Ltd, Truro, UK Berlin 8 Open Access conference, Beijing, China, 25/26.

‘Houghton Model’

Available to download online Anyone can use their own data to populate it Models three alternative Open Access

communication scenarios (plus other scholarly communication-related issues)

Models the end-point (an Open Access world)

www.openOASIS.org

Page 5: Alma Swan OASIS (Open Access Scholarly Information Sourcebook) and Key Perspectives Ltd, Truro, UK Berlin 8 Open Access conference, Beijing, China, 25/26.

Rationales and assumptions Obvious direct cost savings (subscriptions, ILL, PPV) Open Access makes it easier to find and retrieve the

material a researcher needs to: READ WRITE papers Carry out PEER REVIEW work

Open Access obviates the need to spend time seeking permissions or dealing with copyright and licensing issues

etc (no duplication, blind alleys …)www.openOASIS.or

g

Page 6: Alma Swan OASIS (Open Access Scholarly Information Sourcebook) and Key Perspectives Ltd, Truro, UK Berlin 8 Open Access conference, Beijing, China, 25/26.

Three scholarly communication scenarios

Self-archiving in repositories (‘Green’ Open Access)

In parallel with subscription journals Instead of subscription journals, via

repositories with overlay services Open Access journals (‘Gold’ Open Access

publishing)

www.openOASIS.org

Page 7: Alma Swan OASIS (Open Access Scholarly Information Sourcebook) and Key Perspectives Ltd, Truro, UK Berlin 8 Open Access conference, Beijing, China, 25/26.

National pictures(Houghton et al, 2009, 2010)

Annual € savings from moving to:

UK Netherlands Denmark US federal agencies

OA journals (‘Gold’ OA)

480 million 133 million 70 million

Value of benefit

amounts to some 4x to 25x

the cost

OA repositories with subscriptions (‘Green’ OA)

125 million 50 million 30 million

OA repositories with overlay services

Circa 480 million

Circa 133 million

Circa 70 million

www.openOASIS.org

Page 8: Alma Swan OASIS (Open Access Scholarly Information Sourcebook) and Key Perspectives Ltd, Truro, UK Berlin 8 Open Access conference, Beijing, China, 25/26.

Individual universities

Results reported for 4 institutions with research income varying from 2 million GBP to 200 million GBP p.a.

2 further institutions modelled by request Series of workshops around UK: further c20-25

universities modelled

www.openOASIS.org

Page 9: Alma Swan OASIS (Open Access Scholarly Information Sourcebook) and Key Perspectives Ltd, Truro, UK Berlin 8 Open Access conference, Beijing, China, 25/26.

Universities differ

Do things differently in libraries Buy journals in different ways Run more or less elaborate repositories Employ different numbers of people Pay people different salaries

www.openOASIS.org

Page 10: Alma Swan OASIS (Open Access Scholarly Information Sourcebook) and Key Perspectives Ltd, Truro, UK Berlin 8 Open Access conference, Beijing, China, 25/26.

Societal value

0

500,000

1,000,000

1,500,000

2,000,000

2,500,000

3,000,000

University AUniversity BUniversity CUniversity DG

BP

per

ann

um

www.openOASIS.org

Page 11: Alma Swan OASIS (Open Access Scholarly Information Sourcebook) and Key Perspectives Ltd, Truro, UK Berlin 8 Open Access conference, Beijing, China, 25/26.

Savings from OA via repositories

0

200,000

400,000

600,000

800,000

1,000,000

1,200,000

1,400,000

University AUniversity BUniversity CUniversity DG

BP p

er a

nnum

www.openOASIS.org

Page 12: Alma Swan OASIS (Open Access Scholarly Information Sourcebook) and Key Perspectives Ltd, Truro, UK Berlin 8 Open Access conference, Beijing, China, 25/26.

Savings from OA via OA journals

-6,000,000

-5,000,000

-4,000,000

-3,000,000

-2,000,000

-1,000,000

0

1,000,000

2,000,000

University AUniversity BUniversity CUniversity D

GBP

per

ann

um

www.openOASIS.org

Page 13: Alma Swan OASIS (Open Access Scholarly Information Sourcebook) and Key Perspectives Ltd, Truro, UK Berlin 8 Open Access conference, Beijing, China, 25/26.

University UK: Annual savings from OA

0

100,000

200,000

300,000

400,000

500,000

600,000

700,000

800,000

900,000

OA journals

OA via repositories

Repositories with overlay publishing services

£ pe

r ann

um

www.openOASIS.org

Page 14: Alma Swan OASIS (Open Access Scholarly Information Sourcebook) and Key Perspectives Ltd, Truro, UK Berlin 8 Open Access conference, Beijing, China, 25/26.

[email protected]

www.openoasis.orgwww.openscholarship.org www.keyperspectives.co.uk

www.openOASIS.org