Advanced Database Systems

Sekolah Tinggi Ilmu Statistik (STIS)

Advanced Database Systems


1Dr. Said Mirza Pahlevi, M.Eng.

Transaction Management 2

Lecture 3



Today’s LectureConcurrency Control

Meaning of serializability Conflict serializability View serializability

Locking Methods


Last time lecture

View SerializabilitySecond Subtopic (from previous lecture)



View SerializabilityConflict equivalent ----- View equivalent

Conflict serializable ----- View serializable



Motivating exampleSchedule Q

T1 T2 T3 Read(A)

Write(A) Write(A)

Write(A)


t1:t2:t3:t4:


Motivating ExampleSame asQ = r1(A) w2(A) w1(A) w3(A)

P(Q): T1 T2

T3

Not conflict serializable!



Compare Q to Serial Schedule (S)Q T1 T2 T3

Read(A) Write(A) Write(A) Write(A)

S T1 T2 T3 Read(A) Write(A) Write(A) Write(A)

T1 reads same thing in Q dan ST2, T3 read same thing (nothing?)After Q or S, DB is left in same state So what is wrong with Q?


Sekolah Tinggi Ilmu Statistik (STIS)Dr. Said Mirza Pahlevi, M.Eng. 9

View EquivalentTwo schedules S1 and S2 are view equivalent:

1. IF in S1: wj(A) ri(A), THEN in S2: wj(A) ri(A)

2. IF in S1: ri(A) reads initial DB value, THEN in S2: ri(A) also reads initial DB value

3. IF in S1: Ti does last write on A, THEN in S2: Ti also does last write on A means “reads value produced by”


View SerializabilitySchedule is view serializable if it is view equivalent to a

serial schedule.

Offers less stringent definition of schedule equivalence than conflict serializability.

Every conflict serializable schedule is view serializable, although converse is not true.

It can be shown that any view serializable schedule that is not conflict serializable contains one or more blind writes.



View Serializable Test

add

1. Add final transaction Tf that reads all DB

e.g.: S = …..W1(A)…….. W2(A)… Rf(A)

last A write


add

View Serializable Test2. Add initial transaction Tb that writes all DB

e.g.: S = wb(A) ... r1(A) … w2(A) …



0

3. Create labeled precedence (LP) graph of S:

(a) If wi(A) rj(A) in S, add Ti Tj

means “reads value produced by”



p

p

0

0

(b) For each wi(A) rj(A) do

consider each wk(A): [Tk Tb]

(i) IF Ti Tb Tj Tf THEN insert

Tk Ti some new p

Tj Tk

(ii) IF Ti =Tb Tj Tf THEN insert

Tj Tk

(iii) IF Ti Tb Tj =Tf THEN insert

Tk Ti



4. Check if LP(S) is acyclic; if so, then S is view serializable

- For each pair of “p” arcs (p 0), choose one


Example 1: View Serializable (VS)Check if Q is view serializable:Q = r1(A) w2(A) w1(A) w3(A) Q’ = wb(A) r1(A) w2(A) w1(A) w3(A) rf(A)

T3

T2

T1

TfTb

rule 3a

0

0 0

0

rule 3b (ii)

0

0

rule 3b (iii)

Acyclic graph!!Q is VS


Z=wb(A) r1(A) w2(A) r3(A) w1(A) w3(A) rf(A)

T3

T2

T1

TfTb

00

0

0

0

Acyclic graph, so Z is VS(equivalent to Tb T1 T2 T3 Tf)

do not pickthis one of “1” pair


1

1 00

Example 2: View Serializable (VS)

rule 3b (i)

rule 3b (ii)rule 3b (iii)

rule 3a


RecoverabilitySerializability identifies schedules that maintain database

consistency, assuming no transaction fails.

Could also examine recoverability of transactions within schedule.

If transaction fails, atomicity requires effects of transaction to be undone

Durability states that once transaction commits, its changes cannot be undone (without running another, compensating, transaction).



If T9 Rollback Instead of Commit

Dr. Said Mirza Pahlevi, M.Eng. 19

We should undo T10 but T10 has committed the transaction (durability does not allow it).

This is a non-recoverable schedule


Recoverable ScheduleA schedule where, for each pair of transactions Ti

and Tj, if Tj reads a data item previously written by Ti, then the commit operation of Ti precedes the commit operation of Tj.

If commit operation of Tj precedes the commit operation of Ti then it is unrecoverable, because of the durability.


Locking MethodsThird Topic



Concurrency Control TechniquesTwo basic concurrency control techniques:

Locking, Timestamping.

Both are conservative approaches: delay transactions in case they conflict with other transactions.

Optimistic methods assume conflict is rare and only check for conflicts at commit.


LockingTransaction uses locks to deny access to other

transactions and so prevent incorrect updates.

Most widely used approach to ensure serializability.

Generally, a transaction must claim a shared (read) or exclusive (write) lock on a data item before read or write.

Lock prevents another transaction from modifying item or even reading it, in the case of a write lock.


Locking - Basic Rules1. If transaction has shared lock on item, it can read but

not update item.

2. If transaction has exclusive lock on item, it can both read and update item.

3. Reads cannot conflict, so more than one transaction can hold shared locks simultaneously on same item.

4. Exclusive lock gives transaction exclusive access to that item.


Locking - Basic Rules5. Some systems allow transaction to upgrade read

lock to an exclusive lock, or downgrade exclusive lock to a shared lock.

But this basic rules does not guarantee serializability of schedules by themselves


Incorrect Locking Schedule


Valid schedule using basic rules:

S = {write_lock(T9, balx), read(T9, balx), write(T9,

balx), unlock(T9, balx), write_lock(T10, balx),

read(T10, balx), write(T10, balx), unlock(T10, balx),

write_lock(T10, baly), read(T10, baly), write(T10,

baly), unlock(T10, baly), commit(T10),

write_lock(T9, baly), read(T9, baly), write(T9,

baly), unlock(T9, baly), commit(T9) }


Example - Incorrect Locking ScheduleIf at start, balx = 100, baly = 400, result should be:

balx = 220, baly = 330, if T9 executes before T10, or

balx = 210, baly = 340, if T10 executes before T9.

However, result gives balx = 220 and baly = 340.

S is not a serializable schedule. Problem is that transactions release locks too soon, resulting in loss of total isolation

and atomicity. To guarantee serializability, need an additional protocol concerning the positioning of

lock and unlock operations in every transaction.


Two-Phase Locking (2PL)Transaction follows 2PL protocol if all locking

operations precede first unlock operation in the transaction.

Two phases for transaction: Growing phase - acquires all locks but cannot release any

locks. Shrinking phase - releases locks but cannot acquire any new

locks.


Preventing Lost Update Problem using 2PL


Preventing Uncommitted Dependency Problem using 2PL


Apply 2PL!



Preventing Inconsistent Analysis Problem using 2PL


Apply 2PL!



Cascading RollbackIf every transaction in a schedule follows 2PL,

schedule is serializable.

However, problems can occur with interpretation of when locks can be released.


Cascading Rollback Transactions conform to 2PL.

T14 aborts.

Since T15 is dependent on T14, T15 must also be rolled back. Since T16 is dependent on T15, it too must be rolled back.

This is called cascading

rollback.

To prevent this with 2PL, leave release of all locks until end of transaction.


DeadlockAn impasse (kebuntuan) that may result when two (or more) transactions are each waiting for locks held by the other to be released.


DeadlockOnly one way to break deadlock: abort one or

more of the transactions.

Deadlock should be transparent to user, so DBMS should restart transaction(s).

Three general techniques for handling deadlock: Timeouts. Deadlock prevention. Deadlock detection and recovery.


TimeoutsTransaction that requests lock will only wait for a

system-defined period of time. If lock has not been granted within this period,

lock request times out.

In this case, DBMS assumes transaction may be deadlocked, even though it may not be, and it aborts and automatically restarts the transaction.


Deadlock PreventionDBMS looks ahead to see if transaction would cause

deadlock and never allows deadlock to occur.

Could order transactions using transaction timestamps:

Wait-Die - only an older transaction can wait for younger one, otherwise transaction is aborted (dies) and restarted with same timestamp.

Wound-Wait - only a younger transaction can wait for an older one. If older transaction requests lock held by younger one, younger one is aborted (wounded).


Wait-DieTransactions given a timestamp when they arrive

…. ts(T1)

T1 can only wait for T2 if ts(T1)< ts(T2) ...else die



Wound-WaitTransactions given a timestamp when they arrive

… ts(T1)T1 wounds T2 if ts(T1)< ts(T2) else T1 waits

“Wound”: T2 rolls back (if it cannot finish in small interval of time) and gives lock to T1



Deadlock Detection and RecoveryDBMS allows deadlock to occur but recognizes it and

breaks it.

Usually handled by construction of wait-for graph (WFG) showing transaction dependencies: Create a node for each transaction.

Create edge Ti Tj, if Ti waiting to lock item locked by Tj.

Deadlock exists if and only if WFG contains cycle.

WFG is created at regular intervals.


Example - Wait-For-Graph (WFG)


Granularity of Data ItemsSize of data items chosen as unit of protection by

concurrency control protocol.

Ranging from coarse to fine: The entire database A file A page (or area or database spaced) A record A field value of a record


Granularity of Data ItemsTradeoff:

Coarser, the lower the degree of concurrency; Finer, more locking information that is needed to be stored.

Best item size depends on the types of transactions.

What will happen if we use database lock for transaction updating a single record/tuple?

What will happen if we use tuple lock for transaction updating 95% of tuple?


Hierarchy of GranularityCould represent granularity of locks in a hierarchical

structure.

Root node represents entire database, level 1s represent files, etc.

When node is locked, all its descendants are also locked.

DBMS should check hierarchical path before granting lock.


Levels of Locking

If page2 is locked, the record1, record2, field1 and field2 are locked

If lock request on record1, check page2, file2 and database

Sekolah Tinggi Ilmu Statistik (STIS) 48

Intension LockIntention lock could be used to lock all ancestors

of a locked node.

Intention locks can be read or write.

Applied top-down, released bottom-up.


Intention LockIf another transaction requests a lock on any of

descendants of the locked node, the DBMS checks the hierachical path from the root to the requested node.

A transaction may request a lock on a node and a descendant of the node is already locked.



Locking Level + 2PL1. No lock can be granted once any node has been

locked.

2. No node may be locked until its parent is locked by an intention lock.

3. No node may be unlocked until all its descendants are unlocked


Advanced Database Systems

Documents

mirza pahlevi

view serializable schedule

conflict serializable

serializable vsdr

view serializable5dr

ti tb tj tf

initial db value

tk tb i