ACNP Summer Council Meeting Agenda Sunday, June 23, 2013 8:30 a.m. – 3:30 p.m. EST Room 303, Westin Diplomat David Lewis, Presiding *Nominating Committee 2013 – Please complete the ballot and give your completed ballot to Laura or Sarah before you leave the meeting on June 23rd. (pages 1-2) *Hoch Award – Bill Carlezon has nominated Dr. Jim Meador-Woodruff for his service to the journal for the award. Award specifications and nomination are also behind page 3-5. 1. 8:30 a.m. – Program Committee Report – Randy Blakely to join. 2. 9:00 a.m. - Treasurer’s Report – a. FY2012 Audit Report (pages 6-27) b. Investment Report i. SunTrust (pages 28-53) ii. Olympia Neu (pages 54-64) 3. 9:15 a.m. - Associate Member Termination – Richard Bergeron was elected to associate membership in 2009 and missed 3 meetings (2010-2012). An attendance reminder letter (page 65) was sent from the Executive Office on Dr. Frazer’s behalf in March of 2012 with no response received. In a March 26, 2013 letter (page 66) Dr. Bergeron’s associate membership was terminated per the ACNP By-laws. The Executive Office received the attached request (page 67) for continued membership from Dr. Bergeron. 4. 9:30 a.m. – Room Block for ACNP Annual Meeting at the Westin Diplomat – Ronnie Wilkins to update. 5. 9:45 a.m. - Meeting Locations for 2018 & 2019 – In December, Council decided to continue meeting at the Westin Diplomat for 2018 and 2019. Since we have been here in 2012 and again in 2013, and have contracts completed for 2015 and 2016. Do you want to consider an alternative venue for either 2018 or 2019? 6. 10:00 a.m. - Childcare at the Annual Meeting – Do we want to continue offering childcare at the Annual Meeting? Last year, we had 15 children from 10 families use the service. 7. 10:15 a.m. – Nasrallah Gift – In late December, 2012 Dr. Henry Nasrallah and his wife gave 1,000 shares of Phillips 66 stock to the ACNP. At the time of donation the stock was valued at $50,570. We have attached correspondence related to this gift (pages 68-75). The action for us this year is to announce during the awards ceremony at the beginning of the President’s Plenary session that we will have a new award beginning in 2014. The award will be either the Young Investigator Research Award for Serious and Persistent Mental Illness, or the Young Investigator Award for Psychosis Research. We need to decide which name.
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ACNP Summer Council Meeting Agenda
Sunday, June 23, 2013
8:30 a.m. – 3:30 p.m. EST
Room 303, Westin Diplomat
David Lewis, Presiding
*Nominating Committee 2013 – Please complete the ballot and give your completed ballot to
Laura or Sarah before you leave the meeting on June 23rd. (pages 1-2)
*Hoch Award – Bill Carlezon has nominated Dr. Jim Meador-Woodruff for his service to the
journal for the award. Award specifications and nomination are also behind page 3-5.
1. 8:30 a.m. – Program Committee Report – Randy Blakely to join.
2. 9:00 a.m. - Treasurer’s Report –
a. FY2012 Audit Report (pages 6-27)
b. Investment Report
i. SunTrust (pages 28-53)
ii. Olympia Neu (pages 54-64)
3. 9:15 a.m. - Associate Member Termination – Richard Bergeron was elected to associate
membership in 2009 and missed 3 meetings (2010-2012). An attendance reminder letter
(page 65) was sent from the Executive Office on Dr. Frazer’s behalf in March of 2012 with
no response received. In a March 26, 2013 letter (page 66) Dr. Bergeron’s associate
membership was terminated per the ACNP By-laws. The Executive Office received the
attached request (page 67) for continued membership from Dr. Bergeron.
4. 9:30 a.m. – Room Block for ACNP Annual Meeting at the Westin Diplomat – Ronnie
Wilkins to update.
5. 9:45 a.m. - Meeting Locations for 2018 & 2019 – In December, Council decided to continue
meeting at the Westin Diplomat for 2018 and 2019. Since we have been here in 2012 and
again in 2013, and have contracts completed for 2015 and 2016. Do you want to consider an
alternative venue for either 2018 or 2019?
6. 10:00 a.m. - Childcare at the Annual Meeting – Do we want to continue offering childcare at
the Annual Meeting? Last year, we had 15 children from 10 families use the service.
7. 10:15 a.m. – Nasrallah Gift – In late December, 2012 Dr. Henry Nasrallah and his wife gave
1,000 shares of Phillips 66 stock to the ACNP. At the time of donation the stock was valued at
$50,570. We have attached correspondence related to this gift (pages 68-75). The action for us
this year is to announce during the awards ceremony at the beginning of the President’s Plenary
session that we will have a new award beginning in 2014. The award will be either the Young
Investigator Research Award for Serious and Persistent Mental Illness, or the Young
Investigator Award for Psychosis Research. We need to decide which name.
8. Career Development Institute for Psychiatry Trainee Class – Request to meet at the ACNP
Annual Meeting. (page 76)
9. 10:30 a.m. – Discussion on National Mental Health Conference at the White House. See
11. 11:00 a.m. - Strategic Plan Discussion/Updates – (pages 91-101)
ACNP FELLOWS ELIGIBLE FOR ELECTION TO THE 2013 NOMINATING COMMITTEE
Please circle ten (10) to fifteen (15) names for the 2013 Nominating Committee
FELLOWS Abel, Ted Abercrombie,
Elizabeth Adinoff, Bryon Alexopoulos, George Andreasen, Nancy Anthony, James Anton, Raymond Arango, Victoria Artigas, Francesc Asberg, Marie Aston-Jones, Gary Balster, Robert Barchas, Jack Barondes, Samuel Barrett, James Bartus, Raymond Baxter, Lewis Beasley, Charles Beck, Sheryl Bellack, Alan Benes, Francine Berrettini, Wade Bethea, Cynthia Biggio, Giovanni Bissette, Garth Blakely, Randy Blier, Pierre Bowden, Charles Breese, George Branchek, Theresa Brody, Arthur Brown, Alan Brown, Lawrence Buchanan, Robert Bunney, William Buxbaum, Joseph Cadenhead, Kristin Calabrese, Joseph Carlezon, William Carlsson, Arvid Carroll, Marilyn Carter, Cameron Casey, Daniel Charney, Dennis Chase, Thomas Chuang, De-Maw Chavkin, Charles Cicero, Theodore Civelli, Olivier Coccaro, Emil Cohen, Bruce Conley, Robert Coyle, Joseph Crews, Fulton Cunningham, Kathryn Davidson, Michael
Davis, John Davis, Kenneth De Souza, Errol de Wit, Harriet Deakin, John (Bill) DeLisi, Lynn Deutch, Ariel Deutsch, Stephen DeVane, C. Lindsay Drevets, Wayne Dubocovich, Margarita Ebert, Michael Ehlers, Cindy Emslie, Graham Endicott, Jean Enna, Salvatore Ernst, Monique Escobar, Javier Essock, Susan Evans, Dwight Everitt, Barry Fatemi, S. Hossein Fawcett, Jan Fieve, Ronald Fleischhacker, Wolfgang Foltin, Richard Frank, Ellen Freed, William Gelenberg, Alan George, Mark George, Tony Gershon, Elliot Geyer, Mark Giedd, Jay Gilmore, John Gjedde, Albert Gogtay, Nitin Goldberg, Terry Golden, Robert Goldman, David Goodwin, Frederick Goodwin, Guy Grace, Anthony Grandy, David Greden, John Green, Alan Green, Michael Greene, Robert Greengard, Paul Griffiths, Roland Gur, Ruben Halaris, Angelos Halbreich, Uriel Haroutunian, Vahram Harris, James Harvey, Philip Heckers, Stephan
Heilig, Markus Higley, J. Dee Hill, Shirley Hirschfeld, Robert Hollander, Eric Holsboer, Florian Hyman, Steven Innis, Robert Insel, Thomas Iyengar, Smriti Javitt, Daniel Jeste, Dilip Jimerson, David Johnson, Bankole Jones, Edward Judd, Lewis Kalin, Ned Kandel, Eric Kane, John Kaye, Walter Keefe, Richard Keller, Martin Kelsoe, John Kilts, Clinton Kleber, Herbert Kleinman, Joel Koob, George Koslow, Stephen Kosten, Thomas Kranzler, Henry Kreek, Mary Jeanne Krishnan, Ranga Kuhn, Cynthia Kumar, Anand Leckman, James Lerer, Bernard Liberzon, Israel Licinio, Julio Lieberman, Jeffrey Lipska, Barbara Loh, Horace London, Edythe Lucki, Irwin Lyketsos, Constantine Mailman, Richard Malaspina, Dolores Manji, Husseini Marder, Stephen Markou, Athina Mason, Barbara Mathe, Aleksander McCarley, Robert McDougle, Christopher Meador-Woodruff, James Mello, Nancy Meltzer, Carolyn Meltzer, Herbert Merikangas, Kathleen
Merlo-Pich, Emilio Meyer, Roger Meyer-Lindenberg,
Andreas Miller, Andrew Mirnics, Karoly Mohler, Hanns Mohs, Richard Morilak, David Mueller, Walter Murphy, Dennis Nasrallah, Henry Nemeroff, Charles Nurnberger, John Neumaier, John Neumeister, Alexander Nixon, Ralph Nopoulos, Peg Nurnberger, John O’Donnell, James O’Donnell, Patricio Ogren, Sven Ove Oquendo, Maria Owens, Michael Palfreyman, Michael Pandey, Ghanshyam Paul, Steven Pearlson, Godfrey Peskind, Elaine Pfefferbaum, Adolf Phillips, Katharine Phillips, Mary Pickar, David Pollack, Mark Post, Robert Price, Lawrence Racagni, Giorgio Rapaport, Mark Rapoport, Judith Rapoport, Stanley Rasenick, Mark Rasgon, Natalie Raskind, Murray Rauch, Scott Reisberg, Barry Ressler, Kerry Richelson, Elliott Robinson, Robert Role, Lorna Roques, Bernard Rosenbaum, Jerrold Roth, Bryan Rothschild, Anthony Roy-Byrne, Peter Rubinow, David Rush, A., John Sackeim, Harold Salzman, Carl
ACNP FELLOWS ELIGIBLE FOR ELECTION TO THE 2013 NOMINATING COMMITTEE
Please circle ten (10) to fifteen (15) names for the 2013 Nominating Committee
FELLOWS CON’T Sanacora, Gerard Sanberg, Paul Sanders-Bush, Elaine Sawa, Akira Schatzberg, Alan Schlaepfer, Thomas Schmidt, Peter Schneider, Lon Schooler, Nina Schuckit, Marc Schwarcz, Robert See, Ronald Self, David Sellers, Edward Sesack, Susan Shalev, Arieh Shekhar, Anantha Sheline, Yvette Shenton, Martha Shih, Jean Sibley, David Siegel, Steven Siever, Larry Skolnick, Phil Small, Gary Smith, Gwenn Smith, Robert Snyder, Solomon Spiegel, David Stahl, Stephen Stein, Elliot Stein, Murray Strakowski, Stephen Sunderland, Trey Suppes, Trisha Svensson, Torgny Swann, Alan Swedo, Susan Sweet, Robert Swerdlow, Neal Swift, Robert Tabakoff, Boris Tarazi, Frank Tohen, Mauricio Uhde, Thomas Valentino, Rita Vezina, Paul Volkow, Nora Waddington, John Wagner, Karen Watson, Stanley Weinberger, Daniel Weiss, Friedbert Weiss, Jay Weissman, Myrna Williams, Janet Wisner, Katherine
Wong, Dean Wong, Dona Lee Woods, James Yamawaki, Shigeto Yehuda, Rachel Young, Alice Young, Robert Youdim, Moussa Zohar, Joseph Zubenko, George Zubieta, Jon-Kar Zukin, R., Suzanne
FELLOWS EMERITUS Adler, Martin Aghajanian, George Agranoff, Bernard Alpert, Murray Angrist, Burt Angst, Jules Appel, James Azmitia, Efrain Baldessarini, Ross Ballenger, James Ban, Thomas Belmaker, Robert Blackwell, Barry Bloom, Floyd Borbely, Alexander Breese, George Breitner, John Brown, Walter Bunney, Benjamin Callaway, Enoch Campbell, Magda Carpenter, William Carroll, Bernard Clayton, Paula Conners, C. Keith Cook, Leonard Coppen, Alec Crow, Timothy Davidson, Jonathan Davis, Michael DeVeaugh-Geiss, Joseph Dingell, James Domino, Edward Dunner, David Eichelman, Burr Elkes, Joel Fann, W. Edwin Fibiger, H. Christian Fink, Max Fish, Barbara Fisher, Seymour Fuxe, Kjell
Gabay, Sabit Gallant, Don Garattini, Silvio Garver, David Gershon, Samuel Glick, Ira Goldstein, Burton Groves, Philip Halmi, Katherine Hanin, Israel Hanlon, Thomas Hargreaves, William Harris, Louis Hartmann, Ernest Hellhammer, Dirk Heninger, George Henn, Fritz Hippius, Hanns Hoffmeister, Friedrich Holaday, John Hornykiewicz, Oleh Itil, Turan Iversen, Leslie Jacobowitz, David Jaffe, Jerome Janowsky, David Jenden, Donald Jones, Reese Karczmar, Alexander Katz, Martin Klee, Gerald Klein, Donald Klein, Rachel Klett, James Kocsis, James Kopin, Irwin Kornetsky, Conan Kuhar, Michael Kuntzman, Ronald Lake, C., Raymond Landau, Emmanuel Langer, Salomon Lemberger, Louis Lenox, Robert Leonard, Brian Levine, Jerome Lewy, Alfred Li, Ting-Kai Lipman, Ronald Lloyd, G., Kenneth Lovenberg, Walter Malitz, Sidney Mandell, Arnold Mann, J., John McKinney, William Mendels, Joseph Mendlewicz, Julien Mirsky, Allan Molinoff, Perry
Moore, Kenneth Neff, Norton Noble, Ernest O'Brien, Charles Overall, John Oxenkrug, Gregory Pardes, Herbert Pauls, David Paykel, Eugene Pichot, Pierre Pitman, Roger Potter, William Prange, Arthur Raskin, Allen Rech, Richard Redmond, D. Eugene Resnick, Richard Reynolds, Charles Rickels, Karl Rifkin, Arthur Robinson, Donald Rose, Robert Rubin, Robert Salmoiraghi, Gian Sandler, Merton Satterfield, James Schneider, Jurg Schuckit, Marc Sedvall, Goran Shader, Richard, Simpson, George Sokoloff, Louis Sourkes, Theodore Spitzer, Robert Stein, Larry Sulser, Fridolin Szara, Stephen Tecce, Joseph Tedeschi, David Tinklenberg, Jared Tsuang, Ming Uhlenhuth, E. H. van Kammen, Daniel van Praag, Herman Vinar, Oldrich Way, E. Leong Wender, Paul Wetterberg, Lennart Wurtman, Richard Yanagita, Tomoji
2013 ACNP Paul Hoch Distinguished Service Award 1. The Paul Hoch Distinguished Service Award is presented by the ACNP when a
member has made unusually significant contributions to the College. The emphasis
of this award is on service to the College—not for teaching, clinical, or research
accomplishment. Recipients of the Hoch Award will receive a monetary award and a
plaque to be given at the Annual Meeting in Hollywood, Florida, December 8-12,
2013.
2. Any Member or Fellow of the ACNP may submit the name of a member to receive
the Hoch Award. All submissions shall be made to the Executive Office and include
a description of the candidate’s contributions to the College and a statement about the
significance of his/her contributions. Nomination of women and minorities is highly
encouraged.
3. Individuals who have received the Paul Hoch Distinguished Service Award are:
1965 Jonathan O. Cole 1995 Arthur J. Prange, Jr.
1968 Richard Wittenborn 1996 Arnold J. Friedhoff
1973 Theodore Rothman 1998 Floyd E. Bloom
1974 Burtrum C. Schiele 1998 David J Kupfer
1978 Albert DiMascio 1999 Roger E. Meyer
1980 Leo E. Hollister 2000 Herbert Y. Meltzer
1982 Daniel X. Freedman 2002 Eva King Killam
1983 Oakley Ray 2003 Thomas A. Ban
1986 David M. Engelhardt 2004 Irwin J. Kopin
1986 Morris A. Lipton 2005 Ira D. Glick
1988 Frank J. Ayd, Jr. 2007 Kenneth L. Davis
1989 Leonard Cook 2008 William T. Carpenter, Jr.
1990 Keith F. Killiam, Jr. 2009 Charles P. O’Brien
1991 Donald F. Klein 2010 Huda Akil
1993 J. Christian Gillin 2011 Carol A. Tamminga
2012 David L. Braff
Nominations must be submitted on-line: http://www.acnp.org/programs/awards.aspx
June 14, 2013 Dear Members of ACNP Council: I nominate Dr. James Meador-Woodruff for the 2013 Paul Hoch Distinguished Service Award. Jim made unusually significant contributions to the College over a 6+ year period as Editor-in-Chief of Neuropsychopharmacology. He is an ideal candidate for this prestigious award. Jim took over Neuropsychopharmacology in 2006, during a time of crisis for the journal. As was justified by the circumstances, he brought in an entirely new team of editors and re-established stability and transparency. Despite these challenges, under his leadership the journal has become one of the top journals in our field. He grew the impact factor from 3.80 in 2006 to 7.991—currently the high point in journal history and #6 among all psychiatry journals—in 2011. (The 2012 impact factor is not yet available.) As one of his associate editors for 6 years, I can attest to the fact that he had extraordinary attention to detail and treated everyone involved in the process (authors, reviewers, editors) with a combination of respect and dignity. His decisiveness, fairness, and broad knowledge of the field made him an ideal Editor-in-Chief. I am very proud to have been part of the journal renaissance that he engineered. I will be forever grateful to Jim for getting me interested and excited about the journal and giving me the confidence to apply for the role of Editor-in-Chief when it became open at the end of his 6-year term. Jim handed me the reins of a journal that is clearly on the rise, with improvements in numerous key metrics under his leadership. He has been gracious in every respect, sharing with me the smallest details of how to run a successful journal in a highly competitive field while leaving time and energy for my other job (running an externally funded basic research program). The fact that Jim shared so much of his time and insight during the transition made it possible to rapidly implement some significant changes in the first issue of 2013, without having to dedicate time and effort re-inventing the task of running the journal. In this way the transition was seamless, with no hurdles to slow down our progress or disrupt our trajectory. Although my nomination focuses on Jim’s role as Editor-in-Chief, it may be relevant to point out some other accomplishments that illustrate his innovating thinking on behalf of the college. Jim was also the ACNP’s first website editor. He led the effort to put the 4th and 5th Generations of Progress on the website, making them available free of charge. Under his leadership the ACNP began posting the final accepted draft of papers to be published in the journal on our website within a couple of days of acceptance, essentially the same as our publisher (Nature Publishing Group [NPG]) does for us now, over 10 years ago. While we stopped this process when NPG’s system became efficient enough that there was little advantage to have the draft paper available, the point is that Jim’s vision was prophetic. The website has certainly been
McLean Hospital
Behavioral Genetics Laboratory
Harvard Medical School
Department of Psychiatry
Meador-Woodruff, 2
developed much further under Dave Sibley’s leadership, but Jim did an outstanding job getting it off the ground at a time when there were many technical challenges and demands. All of Jim’s actions as Editor-in-Chief were designed to strengthen the journal, to support his colleagues who would be staying on, and to bring pride to the ACNP. I suspect that Jim might say that someone else deserves this award more than he does, which is precisely why he deserves it so richly. Thank you in advance for your careful consideration of this nomination. Sincerely yours,
William A. Carlezon Jr., Ph.D. Professor of Psychiatry and Neuroscience Editor-in-Chief, Neuropsychopharmacology ACNP Fellow
SunTrust Investment Services, Inc.P O Box 596Richmond, VA 23286-0388
AMERICAN COLLEGE OFNEUROPSYCHOPHARMACOLOGY5034 THOROUGHBRED LN STE ABRENTWOOD TN 37027
Important information .......................... 25
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1000050829844
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is a service of SunTrust Investment Services, Inc. and SunTrust Bank, which are affiliates of SunTrust Banks,
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AMERICAN COLLEGE OF 1000050829844NEUROPSYCHOPHARMACOLOGY
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any money market funds held as an investment in your account, uninvested cash and margin account balances. For more information, see
the sections below Your Signature Advantage cash summary - Sweep activity and Your Signature Advantage investments.
cash andcash equivalents 3.5%
investments 96.5%
AMERICAN COLLEGE OF 1000050829844NEUROPSYCHOPHARMACOLOGY
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Customer Your checking account
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"Signature Advantage cash and cash equivalents" Signature Advantage
Your total SunTrust assets $2,892,781.14 $2,895,582.19 $2,801.05
Your SunTrust assets
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MILLION(S)
MAY08
AUG09
DEC10
MAR12
MAY13
Total 100.0%
Your SunTrust accounts summary
0.0
0.5
1.1
1.7
2.3
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Short-term gains 14.54 14.54
Long-term gains 28,614.74 28,614.74
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This section is a summary of realized gains and
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AMERICAN COLLEGE OF 1000050829844NEUROPSYCHOPHARMACOLOGY
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Realized Gain/Loss Information
Customer Your checking account
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Net short term gains and losses $14.54 $14.54
Net long term gains and losses $28,614.74 $28,614.74
Total net gains and losses on youraccount $28,629.28 $28,629.28
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Taxable dividends 2,740.13 15,172.60
Long-term capital gains 0.00 2.78
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Total taxable earnings $2,740.13 $15,175.38
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This statement reports both cash and investment activity from 05/01/13 through 05/31/13.
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deposits from investments $64,433.69
deductions for investments ($2,625.98 )
Core investment option cash $100,620.43
Opening cash balance $38,812.72
Total amounts added $64,433.69
Total amounts deducted ($2,625.98 )
Closing cash balance $100,620.43
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- below lists all cash activity in your account in date order.This includes any investment and checking activity which affects your cash.In the first column of this section:
INV May 20 You Sold Phillips 66 Com Ex-Div Date 05/16/13Record Date 05/20/13 Payable Dte 06/03/13@ 63.7300 Lt Gain $28,614.74 ST Gain$14.17 64,047.21 102,859.93
INV May 20 IN Lieu of Frx Share Phillips 66 Com ST Gain$0.37 8.41 102,868.34
INV May 25 Reinvestment Ft Unit 3580 Int Rt Hedge PortSer 47 Monthly Fee Acct Reinvestment Reinvest@ $11.3323 (226.64 ) 100,242.36
INV May 25 Dividend Received Ft Unit 3412 Inflation HedgeOpportunity Port Ser 12 Monthly Fee Acct Cash 145.05 100,387.41
INV May 25 Dividend Received Ft Unit 3580 Int Rt HedgePort Ser 47 Monthly Fee Acct Reinvestment 232.52 100,619.93
INV May 30 Federated Prime Obligations Trust Sh DividendReceived 0.50 100,620.43
AMERICAN COLLEGE OF 1000050829844NEUROPSYCHOPHARMACOLOGY
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Amounts AmountsClass Date Description added ($) deducted ($) Balance ($)
Apr 30 Opening cash balance $38,812.72
May 31 Closing cash balance $100,620.43
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cash managementMay 20 Transfer to money market mutual fund 64,055.62
May 21 Transfer from money market mutual fund 2,399.34
May 28 Transfer to money market mutual fund 150.93
May 30 Transfer to money market mutual fund 0.50
AMERICAN COLLEGE OF 1000050829844NEUROPSYCHOPHARMACOLOGY
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Amount or shares Amount or sharesadded to deducted from
money market money marketDate Sweep description mutual fund mutual fund
Total amount $64,207.05 $2,399.34
Closing number of money market mutual fund shares: 100,620.43
An investment in a money market fund isnot a bank deposit and is not insured orguaranteed by the FDIC or any othergovernment agency. Although a moneymarket fund seeks to preserve the value ofyour investment at $1.00 per share, it ispossible to lose money by investing in thefund. Income from Tax-Free andTax-Exempt Funds may be subject to theAlternative Minimum Tax (AMT).
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Unless otherwise specified in writing,securities, investment and insurance productsoffered through SunTrust Investment Services,Inc.: - are not FDIC insured - are not bank guaranteed - may lose value.
Cash and cash equivalents 3.5%
Equities 76.2%
Fixed income 20.3%
This statement reports on investment activity for the periodMay 1 to May 31, 2013
AMERICAN COLLEGE OF 1000050829844NEUROPSYCHOPHARMACOLOGY
T1F141631
Value at Value atbeginning of end of Difference
month ($) month ($) this month ($)
Your investment account Signature Advantage
Signature AdvantageSignature Advantage
Cash and cash equivalents 38,812.72 100,620.43 61,807.71
Equities 398,430.07 335,677.07 (62,753.00 )
Mutual funds 2,455,538.35 2,459,284.69 3,746.34
Total investments $2,892,781.14 $2,895,582.19 $2,801.05
Your asset mix
Your monthly statement for May, 2013 You are here
Signature Advantage
Signature Advantage
Summary of your investments
Your investments *Signature Advantage
Allocations for equities, fixed income, and othercategories may include mutual funds and may benet of short positions. STIS has made assumptionsconcerning how certain mutual funds are allocatedin this representation. The chart may not reflectyour actual portfolio allocation. Before makinginvestment decisions or if your financial situation,investment objectives or restrictions on themanagement of your account have recentlychanged, please consult your adviser at the numberon the first page.
Bulletin Board
Your SunTrust accounts summary
Your cash summary
Balancing your account
Total 100.0%
Customer Your checking account
Your investments
10 of 25
* Information about your investments and any other investment services or margin accounts is provided by NFS (member
SIPC and NYSE), which carries these accounts and is the clearing broker for SunTrust Investment Services, Inc. (member SIPC). Balances and
margin availability are reflected as of the close of this statement. Margin is subject to change based on the fluctuations in the equity and bond
markets. Please consult your Registered Representative prior to trading to obtain current borrowing availability. For a more complete description,
please see the messages at the end of this statement.
Please review your statement and report any discrepancies immediately. Inquiries or concerns regarding your brokerage
account or the activity therein, should be directed to SunTrust Investment Services, Inc. ("STIS", "we" or "us") at the telephone number and
address reflected on the front of this statement or National Financial Services LLC ("NFS"), who carries your brokerage account and acts as your
custodian for funds and securities that are deposited with NFS by you through STIS, or as a result of transactions NFS processes for your
account, may also be contacted for statement discrepancies. NFS may be called at . Any oral communications regarding
inaccuracies or discrepancies should be reconfirmed in writing to protect your rights, including those under the Securities Investor Protection Act
("SIPA"). When contacting either NFS or STIS, remember to include your entire brokerage account number to ensure a prompt reply. Please notify
our service center promptly in writing of any change of address. Please review your statement and report any discrepancies immediately.
Account statements are deemed to be accurate and are final and binding, unless you specifically notify us otherwise in writing within ten days of
sending. We are authorized to share such customer account information which we may lawfully share with our affiliated entities, including
SunTrust Bank for such purposes as we, in our sole discretion, may deem necessary or appropriate.
. Expected stock split, next dividend payable, and next interest payable information has been provided by third
parties and may be subject to change, Information for certain securities may be missing if not received from third parties in time for printing. NFS
is not responsible for inaccurate, incomplete, or missing information. Please consult us for more information about expected stock split, next
dividend payable, and next interest payable for certain securities.
AMERICAN COLLEGE OF 1000050829844NEUROPSYCHOPHARMACOLOGY
T1F141631
Value at Value atbeginning of end of Difference
month ($) month ($) this month ($)
Customer Service.
(800) 801-9942
Splits, Dividends, and Interest
Your investment account
Signature Advantage
Signature Advantage
Signature AdvantageSignature Advantage
Your monthly statement for May, 2013 You are hereSignature Advantage
Summary of your investments
Your investments (continued)Signature Advantage
Bulletin Board
Your SunTrust accounts summary
Your cash summary
Balancing your account
Customer Your checking account
Your investments
11 of 25
Federated Prime ObligationsTrust Sh7 Day Yield .01%Dividend Option ReinvestCapital Gain Option ReinvestAccount Type: CASH 100,620.430 1.000 100,620.43Symbol/Cusip: POLXX
Ft Unit 3404 Cap Strength PortSer 15 Semi Annual Fee Acct CashAccount Type: CASH 17,696.000 11.040 195,363.84 162,948.31 32,415.53Symbol/Cusip: 30279L179
The cost basis information we have provided for open-end mutual funds is based on the Average Cost Single Category method and, for all other securities, is based on First In First Out and assumes themethod has been followed consistently for all your investments in the securities. If you used the specific share method to identify lots sold, that identification is not reflected. Cost basis information fordebt securities has not been adjusted for amortization or accretion.
AMERICAN COLLEGE OF 1000050829844NEUROPSYCHOPHARMACOLOGY
T1F141631
Unrealized EstimatedDescription Quantity Current Current Total cost gain or annualSymbol/Cusip you own price ($) value ($) basis ($)* (loss) ($) income ($)
Core Investment Option
$100,620.43
$100,620.43
Stocks
$40,845.60
Unit Investment
Customer Your checking account
Your investment account Signature Advantage
Signature Advantage
Total Core Investment Option
Total cash and cash equivalents
Total Stocks
Signature Advantage
Your monthly statement for May, 2013 You are hereSignature Advantage
Cash and cash equivalents
Equities
Details of your investments
Your investmentsSignature Advantage
Bulletin Board
Your SunTrust accounts summary
Your cash summary
Balancing your account
* The abbreviations used in this Column are defined below at the end of the section
Your investments
(continued)
Your Signature Advantage investments.
12 of 25
Ft Unit 3412 Inflation HedgeOpportunity Port Ser 12 MonthlyFee Acct CashAccount Type: CASH 5,162.000 8.570 44,238.34 48,917.18 (4,678.84 )Symbol/Cusip: 30279N522
Ft Unit 3580 Int Rt Hedge PortSer 47 Monthly Fee AcctReinvestmentAccount Type: CASH 5,053.000 10.930 55,229.29 48,653.00 6,576.29Symbol/Cusip: 30290G282
AMERICAN COLLEGE OF 1000050829844NEUROPSYCHOPHARMACOLOGY
T1F141631
Unrealized EstimatedDescription Quantity Current Current Total cost gain or annualSymbol/Cusip you own price ($) value ($) basis ($)* (loss) ($) income ($)
$294,831.47
$335,677.07 $284,342.23 $51,334.84
Fixed Income Funds
Customer Your checking account
Your investment account Signature Advantage
Signature Advantage
Total Unit Investment
Total equities
Signature Advantage
Your monthly statement for May, 2013 You are hereSignature Advantage
AMERICAN COLLEGE OF 1000050829844NEUROPSYCHOPHARMACOLOGY
T1F141631
Unrealized EstimatedDescription Quantity Current Current Total cost gain or annualSymbol/Cusip you own price ($) value ($) basis ($)* (loss) ($) income ($)
Customer Your checking account
Your investment account Signature Advantage
Signature AdvantageSignature Advantage
Your monthly statement for May, 2013 You are hereSignature Advantage
PIMCO Unconstrained Bond Fund ClAEstimated Yield 0.85%Dividend Option ReinvestCapital Gain Option ReinvestAccount Type: CASH 11,135.584 11.520 128,281.93 123,791.93 4,490.00 1,091.21Symbol/Cusip: PUBAX
Templeton Global Bond Class AEstimated Yield 5.43%Dividend Option ReinvestCapital Gain Option ReinvestAccount Type: CASH 6,498.245 13.320 86,556.62 84,269.11 2,287.51 4,706.03Symbol/Cusip: TPINX
AMERICAN COLLEGE OF 1000050829844NEUROPSYCHOPHARMACOLOGY
T1F141631
Unrealized EstimatedDescription Quantity Current Current Total cost gain or annualSymbol/Cusip you own price ($) value ($) basis ($)* (loss) ($) income ($)
$587,353.13 $19,507.10
Equity Funds
Customer Your checking account
Your investment account Signature Advantage
Signature Advantage
Total Fixed Income Funds
Signature Advantage
Your monthly statement for May, 2013 You are hereSignature Advantage
Invesco Small Cap Value Fund ClADividend Option ReinvestCapital Gain Option ReinvestAccount Type: CASH 4,905.742 19.710 96,692.17 75,248.12 21,444.05Symbol/Cusip: VSCAX
Alger Spectra Fund Class Cl AEstimated Yield 0.55%Dividend Option ReinvestCapital Gain Option ReinvestAccount Type: CASH 11,015.560 15.490 170,631.02 113,098.42 57,532.60 945.14Symbol/Cusip: SPECX
AMERICAN COLLEGE OF 1000050829844NEUROPSYCHOPHARMACOLOGY
T1F141631
Unrealized EstimatedDescription Quantity Current Current Total cost gain or annualSymbol/Cusip you own price ($) value ($) basis ($)* (loss) ($) income ($)
Customer Your checking account
Your investment account Signature Advantage
Signature AdvantageSignature Advantage
Your monthly statement for May, 2013 You are hereSignature Advantage
Hartford Capital Appreciation ClAEstimated Yield 0.56%Dividend Option ReinvestCapital Gain Option ReinvestAccount Type: CASH 3,820.418 41.340 157,936.08 111,773.34 46,162.74 889.96Symbol/Cusip: ITHAX
Ing Global Real Estate Cl AEstimated Yield 3.88%Dividend Option ReinvestCapital Gain Option ReinvestAccount Type: CASH 3,473.808 18.420 63,987.54 48,058.72 15,928.82 2,488.64Symbol/Cusip: IGLAX
AMERICAN COLLEGE OF 1000050829844NEUROPSYCHOPHARMACOLOGY
T1F141631
Unrealized EstimatedDescription Quantity Current Current Total cost gain or annualSymbol/Cusip you own price ($) value ($) basis ($)* (loss) ($) income ($)
Customer Your checking account
Your investment account Signature Advantage
Signature AdvantageSignature Advantage
Your monthly statement for May, 2013 You are hereSignature Advantage
Mutual funds (continued)
Details of your investments (continued)
Your investmentsSignature Advantage
Bulletin Board
Your SunTrust accounts summary
Your cash summary
Balancing your account
Your investments
(continued)
17 of 25
MFS Value Class AEstimated Yield 1.54%Dividend Option ReinvestCapital Gain Option ReinvestAccount Type: CASH 707.495 29.720 21,026.75 17,379.74 3,647.01 325.60Symbol/Cusip: MEIAX
MFS Utilities Class AEstimated Yield 2.63%Dividend Option ReinvestCapital Gain Option ReinvestAccount Type: CASH 2,404.737 20.200 48,575.69 41,557.02 7,018.67 1,279.68Symbol/Cusip: MMUFX
Rs Value Fund Cl AEstimated Yield 0.94%Dividend Option ReinvestCapital Gain Option ReinvestAccount Type: CASH 5,869.364 31.090 182,478.53 143,603.52 38,875.01 1,720.90Symbol/Cusip: RSVAX
AMERICAN COLLEGE OF 1000050829844NEUROPSYCHOPHARMACOLOGY
T1F141631
Unrealized EstimatedDescription Quantity Current Current Total cost gain or annualSymbol/Cusip you own price ($) value ($) basis ($)* (loss) ($) income ($)
Customer Your checking account
Your investment account Signature Advantage
Signature AdvantageSignature Advantage
Your monthly statement for May, 2013 You are hereSignature Advantage
Van Eck Global Hard Assets ClassAEstimated Yield 0.56%Dividend Option ReinvestCapital Gain Option ReinvestAccount Type: CASH 1,441.654 43.640 62,913.78 53,244.86 9,668.92 354.65Symbol/Cusip: GHAAX
AMERICAN COLLEGE OF 1000050829844NEUROPSYCHOPHARMACOLOGY
T1F141631
Unrealized EstimatedDescription Quantity Current Current Total cost gain or annualSymbol/Cusip you own price ($) value ($) basis ($)* (loss) ($) income ($)
May 20 Cash Phillips 66 Com Ex-Div Date05/16/13 Record Date 05/20/13Payable Dte 06/03/13 @ 63.7300Lt Gain $28,614.74ST Gain $14.17 1,005.000 63.73 64,047.21 35,418.30 28,628.91
Apr 30 Cash PIMCO Unconstrained Bond Fund ClA 0.000 78.56
May 01 Cash Fidelity Advisor FL Rate HighInc Cl A 0.000 176.23
May 01 Cash MFS Utilities Class A 0.000 84.03
May 03 Cash Franklin Income Class A 0.000 471.16
May 17 Cash Templeton Global Bond Class A 0.000 259.17
May 22 Cash Eaton Vance Tax Mang Global DivInc A 0.000 470.24
May 25 Cash Ft Unit 3412 Inflation HedgeOpportunity Port Ser 12 MonthlyFee Acct Cash 0.000 145.05
May 25 Cash Ft Unit 3580 Int Rt Hedge PortSer 47 Monthly Fee AcctReinvestment 0.000 232.52
May 28 Cash Loomis Sayles Bond Retail Shares 0.000 22.59
May 28 Cash Loomis Sayles Bond Instl 0.000 305.92
May 30 Cash Federated Prime ObligationsTrust Sh Dividend Received 0.000 0.50
AMERICAN COLLEGE OF 1000050829844NEUROPSYCHOPHARMACOLOGY
T1F141631
Quantity RealizedSettlement Account bought Total Cost gain ordate type Description or sold Price ($) Amount ($) basis ($)* (loss) ($)
$64,047.21
Customer Your checking account
Your investment account Signature Advantage
Signature Advantage
Total securities sold
Signature Advantage
Your monthly statement for May, 2013 You are hereSignature Advantage
Securities you sold
Dividends/interest/capital gains
Details of investment activityYour investmentsSignature Advantage
Bulletin Board
Your SunTrust accounts summary
Your cash summary
Balancing your account
* The abbreviations used in this Column are defined below at the end of the section
Your investments
(continued)
Your Signature Advantage investments.
20 of 25
May 31 Cash Federated Strategic ValueDividend Cl A 0.000 494.16
Apr 30 Cash ReinvestmentPIMCO Unconstrained Bond Fund ClA Reinvest @ $11.590 6.778 (78.56 )
May 01 Cash ReinvestmentFidelity Advisor FL Rate HighInc Cl A Reinvest @ $10.030 17.570 (176.23 ) 176.23
May 01 Cash ReinvestmentMFS Utilities Class A Reinvest@ $21.190 3.966 (84.03 ) 84.03
May 03 Cash ReinvestmentFranklin Income Class A Reinvest@ $2.350 200.494 (471.16 ) 471.16
May 17 Cash ReinvestmentTempleton Global Bond Class AReinvest @ $13.690 18.931 (259.17 ) 259.17
May 20 Cash IN Lieu of Frx SharePhillips 66 ComST Gain $0.37 (0.132 ) 8.41 8.04 0.37
The fee was calculated by NFS based on certain information provided by the Adviser. NFS processes the fee for the Adviser but does not verify the accuracy of the information. Average
Annualized Fee represents an annualized average of your account fee percentage and/or asset class fee percentage as disclosed in your client fee schedule. You are responsible for verifying
the accuracy of any fee charged by the Adviser.
This notification of an automatic debit is to keep you informed of the activity in your account. This is not an invoice; your account will be debited within 30 days of this statement. If you
have any questions regarding the fee, please contact your investment adviser representative.
Bulletin Board
Your SunTrust accounts summary
Your cash summary
Balancing your account
Your investments
(continued)
-
23 of 25
Disallowed Loss.
AMERICAN COLLEGE OF 1000050829844NEUROPSYCHOPHARMACOLOGY
T1F141631
D
Glossary
Your investment account Signature Advantage
Signature Advantage
End of the Signature Advantage investments
Signature Advantage
Your monthly statement for May, 2013 You are hereSignature Advantage
Footnotes and cost basis information
Your investments (continued)Signature Advantage
NFS will report certain cost basis and holding period information to you and to the IRS on your annual Form 1099-B as required or allowed by law, but NFS-provided cost basis, realized gain and loss, and holding periodinformation may not reflect all adjustments necessary for your tax reporting purposes. Taxpayers should verify such information against their own records when calculating reportable gain or loss resulting from a sale,redemption, or exchange. While NFS must meet IRS requirements with respect to certain information required to be reported to the IRS, NFS is not responsible for your use of this information in meeting your federal,state, and other tax obligations. NFS makes no warranties with respect to, and specifically disclaims any liability arising out of a customer's use of, or any tax position taken in reliance upon, such information. Unlessotherwise specified, NFS determines cost basis at the time of sale based on the average cost-single category (ACSC) method for open-end mutual funds and based on the first-in, first-out (FIFO) method for all othersecurities. Customers should consult their tax advisors for further information.
For the specific share identification cost basis method, appropriate instructions must be given in the timeframe specified by IRS regulations. For shares that are subject to IRS cost basis reporting requirements, theinformation reported on your official 1099-B form will reflect a specific identification. If your official 1099-B form does not show cost basis information, the following limitations may apply. If specific shares were selectedmanually rather than electronically, if some or all of the tax lots a customer specified do not correspond with NFS records, or if a customer used the specific share identification method before such method could betracked by NFS systems, then cost basis and gain (loss) information displayed here for such transactions will be based on the first-in, first-out (FIFO) method. Affected customers will need to refer to their tradeconfirmation for the shares (tax lots) they specified and calculate their gain (loss) accordingly. Additionally, all cost basis and realized and unrealized gain (loss) information based on the first-in, first out method may needto re-calculated to remove the effect of any tax lots that were specifically identified and allocated to other sales. For investments in partnerships, NFS does not make any adjustments to cost basis information as thecalculation of basis in such investments requires supplemental information from the partnership on its income and distributions during the period you held your investment. Partnerships usually provide this additionalinformation on a Form K-1 issued by April 15th of the following year.
When you sell shares at a loss and buy additional shares of the same security within 30 days before or after the sale, the loss is disallowed for tax purposes (this is also know as a wash sale). NFSautomatically adjusts your cost basis in the event of a wash sale. If you hold shares of the same security in more than one account, the combined activities could result in a disallowed loss that is not accounted for onyour statement. A disallowed loss is added to the cost basis of the new acquisition.
This may not reflect all of your Realized gain/loss because of incomplete Cost Basis information.
Adjusted cost basis reflects any cumulative original issue discount, premium, or acquisition premium, and it assumes such amounts were amortized by the taxpayer over the life of the security from acquisition datethrough disposition date. For securities still held, maturity date was used instead of disposition date. Premium amortization was calculated using the yield-to-maturity method. Acquisition premium was calculated using theratable accrual method. If applicable, adjusted cost basis reflects market discount accretion which was calculated using the straight-line method and was recognized at disposition date. Gain/loss displayed for thistransaction was based on cost basis as adjusted for premium and discount as stated above and does not reflect any losses disallowed because of wash sales (if applicable). The adjusted cost basis may not reflect alladjustments necessary for tax reporting purposes and may also not apply if you are using an alternative amortization calculation method. Refer to IRS Publication 550, Investment Income and Expenses, for additional
information.
Bulletin Board
Your SunTrust accounts summary
Your cash summary
Balancing your account
- If you have sold securities under the short sale rule, we have, in accordance with regulations, segregated the proceeds from such transactions in your Short Account. Any market increases or decreases from the original saleprice will be marked to the market and will be transferred to your Margin Account on a weekly basis.
- The total Market Value has been calculated out to 9 decimal places; however, the individual unit price is displayed at 5 decimal places. The Total Market Value represents prices obtained from various sources, may be impacted by thefrequency in which such prices are reported and such prices are not guaranteed. Prices received from pricing vendors are generally based on current market quotes, but when such quotes are not available the pricing vendors use a variety of techniques toestimate value. These estimates, particularly for fixed income securities, may be based on certain minimum principal amounts (e.g. $1 million) and may not reflect all of the factors that affect the value of a security, including liquidity risk.The prices provided are not firm bids or offers. The Market Value of a security, including those priced at par value, may differ from its purchase price and may not closely reflect the value at which the security may be sold or purchased based on variousmarket factors. Investment decisions should be made only after consulting your broker/dealer.
- When available, the coupon rate of some fixed income securities is divided by the current market value of the fixed income security to create the EY figure and/or the current interest rateor most recently declared dividends for certain securities are annualized to create the EAI figure. EAI and EY are estimates, and the income and yield might be lower or higher. Estimates may include return of principal or capital gains which would renderthem overstated. In addition, EAI is calculated for positions or accounts where dividends are reinvested and not paid as income. EY reflects only the income generated by an investment; not changes in prices which fluctuate. These figures are based onmathematical calculations of available data, and have been obtained from information providers believed to be reliable, but no assurance can be made as to accuracy. Since the interest and dividend rates are subject to change at any time, and may beaffected by current and future economic, political and business conditions, they should not be relied on for making investment, trading decisions, or tax decisions.
Customer Your checking account
Your investments
Short Account Balances
Market Value
Estimated Yield ("EY") and Estimated Annual Income ("EAI")
Total of
Section A
Total of
Section B
24 of 25
AMERICAN COLLEGE OF 1000050829844NEUROPSYCHOPHARMACOLOGY
T1F141631
Ref no. Date Amount
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
Ref no. Date Amount
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
Customer Your checking account
Your investment account Signature AdvantageSignature Advantage
Section A
Deposits and credits added
Section B
Checks and withdrawals deducted
Signature Advantage
Check to see if the balancein your records is the sameas the closing cash balancein this statement. If it is notgo to Step 2.
In your records, includethe items that appear onthis statement that youhave not recorded, suchas ATM transactions,automatic credits, debits,interest or dividends.
In the columns at the right,list the amounts that havebeen added to or deductedfrom your account since thedate of this statement.
Use this column to balance the cashin your account
Closing cashbalance of your
account $100,620.43
Add thetotal fromSection A +$
Subtract thetotal fromSection B -$
This amount $should be thesame as the amountshown in yourown records
Your monthly statement for May, 2013 You are hereSignature Advantage
Step 1.Check your records
Step 2.Update your records
Step 3. List amounts
Step 4. Balance your statement
Balancing your accountSignature Advantage
Signature Advantage
Signature Advantage
Bulletin Board
Your SunTrust accounts summary
Your cash summary
Your investments
Balancing your account
25 of 25
AMERICAN COLLEGE OF 1000050829844NEUROPSYCHOPHARMACOLOGY
T1F141631
Customer Your checking account
Your investment account Signature AdvantageSignature Advantage
Signature Advantage
Important Information
Your monthly statement for May, 2013 You are hereSignature Advantage
Bulletin Board
Your SunTrust accounts summary
Your cash summary
Your investments
Balancing your account
This statement includes all trades made on or before theclosing date of this statement and serves as confirmation of anypurchases that result from any automatic reinvestmenttransactions during the statement period.
("EFT"), telephone us at (800) 874-4770 or write usat the address appearing on the front of your statement. If youthink your statement is wrong or if you need more informationabout a transfer on the statement, we must hear from you nolater than 60 days after we sent you your FIRST statement onwhich the error or problem appeared. (1) Give us your nameand account number as well as the dollar amount of thesuspected error. (2) Describe the error or transfer in question,why you believe there is an error or why you need moreinformation (such as type of error and date of suspected error).We will investigate your complaint and will correct any errorpromptly. If it takes more than 10 days to do this, we will credityour account for the amount you think is in error, so you willhave use of the money while we complete the investigation. Ifwe ask you to put your complaint in writing and we do notreceive it within in 10 business days, we may not credit youraccount.
. Customer free credit balances arenot segregated and may be used in NFS business, subject tothe limitations of 17 CFR Section 240.15c3-2 under theSecurities and Exchange Act of 1934. You have the right toreceive from NFS in the course of normal business operations,subject to open commitments in any of your brokerageaccounts, any free credit balances to which you are entitled orany fully paid securities to which you are entitled and anysecurities purchased on margin upon full payment of anyindebtedness to NFS. Interest on free credit balances awaitingreinvestment may be paid out at rates that may vary withcurrent short-term money market rates and/or your brokerageaccount balances, set at the discretion of us and /or NFS.
. Account holders receivingpayments in lieu of qualified dividends may not be eligible toreceive credit adjustments intended to help cover additionalassociated federal tax burdens. NFS reserves the right to denythe adjustments to any account holder and to amend orterminate the credit adjustment program.
. Shares creditedto your brokerage account resulted from transactions effectedas agent by either: 1) us for your investment account, or 2)through the Depository Trust Company (DTC) dividendreinvestment program. For STIS effected transactions, the timeof the transactions, the exchange upon which thesetransactions occurred and the name of the person from whomthe security was purchased will be furnished upon writtenrequest. NFS may have acted as market maker in effectingtrades in 'over-the-counter' securities.
of NFS is available for your personalinspection at its office or a copy of it will be mailed to you uponyour written request.
. If we no longer provide your Signature
Advantage statement, NFS will mail statements to customerswho have had transactions that affect their cash balances orsecurity positions held in their brokerage accounts during thelast monthly reporting period. Please keep these statementsfor your records, as they will help you prepare your income taxreturns.
In connection with access to, purchase of,and/or maintenance of positions in mutual funds and otherinvestment products ("funds"), your introducing broker dealerand/or NFS may receive the sales loads and 12b-1 feesdescribed in the prospectus as well as additional compensation,paid by the funds, their investment advisors or affiliates.Additional information about the source(s) and amount(s) ofcompensation as well as other remuneration received by yourintroducing broker dealer and/or NFS will be furnished to youupon written request. At time of purchase fund shares may beassigned a load, transaction fee or no transaction fee status. Attime of sale, any fees applicable to your transaction will beassessed based on the status assigned to the shares at time ofpurchase.
. If you have applied for margin privileges and beenapproved, you may borrow money from NFS in exchange forpledging the assets in you account as collateral for anyoutstanding margin loan. The amount you may borrow is basedon the value of securities in your margin account, which areidentified on your statement. If you have a margin account, thisis a combined statement of your margin account and specialmemorandum account other than your non-purpose marginaccount maintained for you under Section 220.5 of Regulation Tissued by the Board of Governors of the Federal Reserve Board.The permanent record of the separate account, as required byRegulation T, is available for your inspection upon request.
. All transactions are subject to theconstitution, rules, regulations, customs, usages, rulings andinterpretations of the exchange market and its clearing house, ifany, where the transactions are executed, and of the New YorkStock Exchange (NYSE) and of the Financial Industry RegulatoryAuthority ( FINRA ). The FINRA requires that we notify you inwriting of the availability of an investor brochure that includesinformation describing FINRA Regulation's BrokerCheckProgram ("Program"). To obtain a brochure or more informationabout the Program or FINRA Regulation, contact the FINRARegulation BrokerCheck Program Hotline at (800) 289-9999 oraccess the FINRA's web site at www.finra.org.
requires that we and NFS allocate betweenus certain functions regarding the administration of yourbrokerage account. The following is a summary of the allocationservices performed by us and NFS. A more completedescription is available upon request.
SunTrust Investment Services, Inc. ("STIS")and its clearing firm, National Financial Services LLC (NFS) areparties to a clearing agreement. With Respect to the functionsthat STIS and NFS perform for your brokerage account, thefollowing is a summary of the roles and responsibilitiesallocated between STIS and NFS. A more complete description
is available upon .
(1) obtaining and verifying account information anddocumentation; (2) opening, approving and monitoring youraccount; (3)acceptance of orders and other instructions fromyou regarding your account, and for transmitting promptly andaccurately those orders and instructions to NFS with respect toyour account; (4) determining the suitability of investmentrecommendations and advice; (5) operating in compliance withall applicable laws, rules, and regulations relating to STIS' ownoperations, supervising STIS' sales representatives and itsother personnel, and the supervision of certain transactions andother activity in your account; (6) maintaining the requiredbooks and records for the services STIS performs; and (7)investigating and responding to any questions or complaintsyou have about your account, confirmations, your periodicstatement, or any other matter related to your account.
(1) execute, clear and settle ordersor transactions processed through NFS by STIS; (2) prepareand send transaction confirmations and periodic statements ofyour account (unless STIS has undertaken to do so) (Certainpricing and other information may be provided by STIS orobtained from third parties, which has not been verified byNFS.); (3) custody or safeguarding of funds and securitiesdelivered to NFS on your behalf or received by NSF on yourbehalf; (4) follow STIS' instructions with respect to orders ortransactions, and the receipt and delivery of funds andsecurities for your account; and (5) extend margin credit forpurchasing or carrying securities on margin, if applicable. Youand STIS are responsible for ensuring that your margin accountis in compliance with federal, industry, and NFS margin rulesand for being advised of margin requirements. NFS shallmaintain the required books and records for the services NFSperforms. At the direction of STIS, listed and over-the-counterorder flow in equity securities may be transmitted to SunTrustRobinson Humphrey, Inc. ("STRH"), at $2.00 per order payableto STRH. (see your customer agreement for more detail) STISand STRH are affiliated companies.
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All returns NET of fees unless otherwise indicated. Past performance is no guarantee of future results."Since Inception" returns denote account inception with Olimpio Neu & Assoc.
Portfolio Position AnalysisAs of 05/31/2013
ACNP Report Set5034A Thoroughbred Lane
Brentwood, TN 37027
ActualUnit Current Cash Cost Cash Current Dollar Net
Description Weight Symbol Quantity Cost Price Invested Basis Income Value Gain (IRR%)
Prepared by Olimpio Neu & Associates, Inc.Please contact Olimpio Neu & Associates if there are changes in your personal or financial situation or investment objectives or if you wish to impose, add or modify any reasonable restrictions to the management of youraccount. A copy of our current written disclosure statement as set forth in Part II of Form ADV is available for your review upon request.
Asset Class Performance Summary
ACNP Report Set5034A Thoroughbred Lane
Brentwood, TN 37027
ActualAsset Class Beginning Ending Investment NetDescription Value Value Gain (TWR)
May 2013
Short Term Bonds 286,059 299,654 (1,344) -0. 45Barcap 1-5 Yr Gov/Credit -0. 49
Int. Term Bonds 538,851 459,572 (23,581) -4. 44Barcap Agg. Bond (Bond Market) -1. 79
Alternatives 127,065 117,965 (8,957) -7. 05
Large Cap Stocks 740,347 929,591 (2,586) -0. 43S&P 500 TR 2. 34
Small Cap Stocks 138,075 244,895 9,579 3. 28Russell 2000 (Small Cap) 4. 00
All returns NET of fees unless otherwise indicated. Past performance is no guarantee of future results."Since Inception" returns denote account inception with Olimpio Neu & Assoc.
March 26, 2012
Richard Bergeron, M.D., Ph.D.
Ottawa Health Research Institute
725 Parkdale
Psychiatry
Ottawa, ON K1Y 1K7
Dear Dr. Bergeron:
I am writing to remind you of the attendance requirement for Associate Members. ACNP
associate membership is based, in part, on an assumption that the Associate Member will
be active in the College and will regularly attend annual meetings. In fact, the ACNP By-
laws require that Associate Members attend the ACNP Annual Meeting in order to
remain in good standing. We understand that there are times when it is impossible for
you to make the meeting. Therefore, during your tenure as an Associate Member, you
are permitted up to two absences from the meeting.
In a review of our records we have noticed that you have not attended the last two annual
meetings. Since a third absence would constitute a violation of College policy, I wanted
to send this reminder to you. If you miss another meeting during your 7-year tenure, your
associate membership status will be referred to Council. Council is empowered to
determine final action to be taken in cases where an Associate Member has more than
two absences during their tenure.
The College is honored to have you as an Associate Member, and we hope that College
membership and attendance at the Annual Meeting remains an important part of your
professional and scientific activities.
Sincerely,
Alan Frazer, Ph.D.
ACNP Secretary
Xc: Ronnie Wilkins, Executive Director
March 26, 2013
Richard Bergeron, M.D., Ph.D.
Ottawa Health Research Institute
725 Parkdale
Psychiatry
Ottawa, ON K1Y 1K7
CANADA
RE: Notice of Associate Membership Termination
Dear Dr. Bergeron:
Associate membership in the ACNP is based, in part, on an assumption that the
Associate Member will be active in the College and will regularly attend the annual
meetings. In fact, the ACNP By-laws state that Associate Members may miss no
more than two meetings during their 7-year tenure unless excused by Council.
In a letter dated March 26, 2012, we advised you of the ACNP Associate Member
attendance policy. In a review our records we note that you have not attended the last
three annual meetings. It is therefore necessary to terminate your associate
membership in the College.
Sincerely,
Ronnie D. Wilkins, Ed.D., CAE
Executive Director
University of Ottawa, 451 Smyth Rd, RM 3501, Ottawa, ON K1H 8M5
Richard Bergeron, MD, PhD, FRCPC Assistant Professor Department of Psychiatry & Department of Cellular & Molecular Medicine University of Ottawa Senior Scientist Neurosciences Ottawa Hospital Research Institute
To Whom It May Concern: RE: Continued Associate Membership of Dr. Richard Bergeron to ACNP I am writing to request continued membership to the ACNP. I have been unable to attend the meetings for the last 4 years due to my commitment as a Grant Reviewer for the Canadian Institutes of Health Research. I was on the Neuroscience Panel and the meetings were always scheduled in early December, thus conflicting with the ACNP meetings. It is my intention to continue to attend these excellent scientific meetings and I do not want my membership to laps. If there are any penalties to pay, please send me the invoice so that I may continue my membership. I am very willing to confirm my leave by asking the chair of the Neuroscience Panel to write a confirmation letter for my participation as a reviewer for CIHR for the last 4 years. I am looking forward to attending the next ACNP meeting and would certainly provide whatever is required in order to continue my membership. Sincerely,
Richard Bergeron, MD, PhD, FRCPC Ottawa Hospital Research Institute
February 11, 2013 American College of Neuropsychopharmacology 5034-A Thoroughbred Lane Brentwood, TN 37027 Re: Nasrallah Endowment To the ACNP Council and Executive Director Wilkins, On December 28, 2012, my wife Amelia and I made a gift of 1000 shares of PSX stock to the ACNP, valued at approximately $54,000 (which is currently valued at about $64,000). It is our intent that this endowment be used to fund an award for excellence in basic, clinical or translational research in schizophrenia and other psychotic disorders. The College has our consent to use both the principle and earnings to fund this award. We suggest the award to be $2000 plus $1000 towards travel expenses for a total of $3000 annually for the first 5 years, following which it can be increased by 10% for the following 5 years. Council will determine the amounts after 10 years. We understand that the ACNP Council will discuss with us the specific name of the award and that the following options are being considered:
1. The Henry and Amelia Nasrallah “Rising Star” Research Award for psychosis research (which is our first choice)
2. The Henry and Amelia Nasrallah “Young Investigator” Research Award in serious neuropsychiatric disorders (young is stipulated to be 40 and under at the time of being selected)
We would like this award to be presented annually. We also prefer that the award be verbally announced for the first time during the awards ceremonies of the 2013 ACNP Annual Meeting and at the business meeting of that same meeting so that it is included in the minutes. The first recipient of the award should be given this award at the 2014 ACNP Annual Meeting, which happens to be the 30th anniversary of Henry’s election into the ACNP {Dec 1984]. We also request that Henry be an ex-officio, non-voting member of the Selection Award. Thank you and we are delighted to support the vital scientific mission of the ACNP. We will consider adding to this endowed fund in the future. Sincerely, Henry and Amelia Nasrallah
Henry A. Nasrallah, M.D. Professor of Psychiatry and Neuroscience Vice Chair for Education and Training Director, Schizophrenia Research Program Editor-In-Chief, Schizophrenia research
Ronnie, Thanks for the response. Let us think deliberate about the possibility of adding to the gift until the $100,000 threshold is reached. No rush to establish the award right now. Will make the decision to the latter part of this year, factoring in the value of the stock at that time [some projections say it might reach $75,000 by then] BTW: We NEVER ask for a gift to be returned ! It’s not in our value system… Thank you. Henry From: Ronnie Wilkins [mailto:[email protected]] Sent: Tuesday, February 26, 2013 5:36 PM
To: Nasrallah, Henry (nasralha) Subject: RE: ACNP endowed award
Dear Henry, I was able to bring your email to the attention of Council on the Executive Committee call today. While everyone recognizes that you have made a very generous gift to ACNP, nonetheless Council believes that there would have to be a much higher threshold before we could name an award after a member. As I said earlier, the fact that we require a $100,000 minimum for a named travel award is a benchmark that Council believes we have to recognize as relevant. However, Council offered to proceed with naming the award either the Young Investigator Research Award for Serious and Persistent Mental Illness, or the Young Investigator Award for Psychosis Research, and in the application, in descriptions of the award, and in materials promoting the award that we would include an acknowledgement that the award has been made possible by “a generous gift from Henry and Amelia Nasrallah”. The award recipient would be selected by the awards committee according to their usual process of accepting and evaluating applications for all ACNP awards. Council does not think it would be appropriate for you to become an ex officio member of that committee. I hope that you will find this an acceptable alternative. If not, we understand that you have the right to request that your gift be returned and we would, of course, honor that request. Best regards, Ronnie From: Nasrallah, Henry (nasralha) [mailto:[email protected]] Sent: Monday, February 25, 2013 5:50 PM
To: Ronnie Wilkins Subject: RE: ACNP endowed award
Dear Ronnie, I was not aware of the policy re a name award. My wife Amelia, who co-owns our assets, agreed to the donation with the understanding it would establish a name award [thus: Henry and Amelia Nasrallah
Award]. I also conceived of it as an award for research excellence, not a travel award, but obviously the awardee would have to travel to the ACNP meeting to attend and receive the award. A gift of $100,000 would use only the proceeds and thus will remain in perpetuity. On the other hand, you and I discussed using the proceeds as well as some of the principle for this award, which would make it last 30-40 years perhaps before the funds are depleted. So can you take that into account and make an exception given our intent and lack of knowledge about the recent policy change by Council? Is so, we accept that the award be called “ The Henry and Amelia Rising Star Award for Psychosis Research”. As you know, Amelia has served as the Sr. Managing editor for the journal Schizophrenia Research for the past quarter century since I founded it in 1988, and is a faculty member at UC and the Director of Clinical Research Management for the department of Psychiatry and Behavioral Neuroscience. Thus, we both share a strong passion for research excellence in psychotic disorders. Thank you.
Henry A. Nasrallah, M.D. Professor of Psychiatry & Neuroscience Vice Chair/Education and Training Director, Schizophrenia Program University of Cincinnati College of Medicine 260 Stetson Street, Suite 3200 Cincinnati, OH 45219 Phone: 513-558-4615 Fax: 513-558-4616 Email: [email protected] Editor-In-Chief: Schizophrenia Research
Sent: Saturday, February 16, 2013 8:16 PM To: Nasrallah, Henry (nasralha)
Cc: Ronnie Wilkins
Subject: FW: ACNP endowed award
Dear Henry, Thank you for this letter and for the permission to use both principle and interest in making the awards over the years. This gift should provide funds to recognize excellent research in severe psychosis for many years. As Council discussed your generous gift and how the College could use it, the names for the award that were to be considered were either Young Investigator Research Award for Serious and Persistent Mental Illness, or Young Investigator Award for Psychosis Research. Council was not aware that you wanted your name included in the name of the award. A few years ago Council made a policy that a named travel award would require a gift of $100,000. This policy was set in response to requests from members to establish an award in honor of a particular member. Although this would not be a travel award, Council did refer to that policy as a guideline that should be considered as most relevant in this
instance as well. Would you be willing to accept the name as the Rising Star Research Award for Psychosis Research? If that is a problem, please let me know.
Best regards, Ronnie From: Nasrallah, Henry (nasralha) [mailto:[email protected]]
Sent: Monday, February 11, 2013 6:17 AM
To: Ronnie Wilkins Subject: RE: ACNP endowed award
Sorry, Ron, forgot to attach the letter the first time. Here it is Henry
From: Nasrallah, Henry (nasralha)
Sent: Monday, February 11, 2013 7:16 AM To: 'Ronnie Wilkins'
Subject: RE: ACNP endowed award
Hello Ronnie, Attached is the letter re the gift. Thank you Henry
Henry A. Nasrallah, M.D. Professor of Psychiatry & Neuroscience Vice Chair/Education and Training Director, Schizophrenia Program University of Cincinnati College of Medicine 260 Stetson Street, Suite 3200 Cincinnati, OH 45219 Phone: 513-558-4615 Fax: 513-558-4616 Email: [email protected] Editor-In-Chief: Schizophrenia Research
Hello Ronnie, I went on a family vacation since we spoke and have been very busy after my return [as usual: things pile up]. Also, I thought there was no rush as we discussed because I wanted the award to start in 2014 [after being announced in late 2013]. I promise to send you the final letter wording soon. Best, Henry From: Ronnie Wilkins [mailto:[email protected]]
Sent: Thursday, February 07, 2013 8:52 AM To: Nasrallah, Henry (nasralha)
Subject: FW: Your gift to ACNP
Hi Henry, Have you had a chance to draft the letter I mentioned in the below email? Are there any questions I need to answer? Thanks, Ronnie From: Ronnie Wilkins
Sent: Wednesday, January 16, 2013 2:44 PM
To: 'Nasrallah, Henry (nasralha)' Subject: Your gift to ACNP
Dear Henry, As we discussed on the phone today, we would like to have a letter from you regarding the generous gift you made to the ACNP. In order that we are sure that the gift is recorded properly on our books and that your wishes are followed we would like a letter from you with language as follows: Dear _________: On December 28, 2012 my wife, Amelia, and I made a gift of 1,000 shares of stock to the ACNP, valued at approximately $54,000. We want that gift to be used to fund an award for excellence in schizophrenia research. The College has our permission to use both the principal and the earnings from the principal to fund this award. We understand that the ACNP Council will discuss with us the specific name of the award, and that two options are being considered: 1) Young Investigator Research Award for Serious and Persistent Mental Illness, or 2) Young Investigator Award for Psychosis Research. We also understand that we will be informed as Council determines if the award should be presented annually or biennially. We would like for the award to be announced for the first time at the 2013 ACNP Annual Meeting and awarded for the first time at the 2014 Annual Meeting. Sincerely,
We will record your gift in the ACNP financial records as a restricted asset. It will then show up on our audited financial report as such, and each year the amount will be adjusted to reflect earnings from that year added to the principal amount and funds used for the award deducted. Thank you again for such a generous gift. Best regards, Ronnie
Ronnie D. Wilkins, Ed.D., CAE Executive Director American College of Neuropsychopharmacology 5034A Thoroughbred Lane Brentwood, TN 37027 Telephone (615) 324-2360 Fax (615) 523-1715 Cell (615) 390-7271 Email [email protected] www.acnp.org
Re: Instructions for annual calculation regarding the Nasrallah gift
1. On December 31, 2012 the value of the gift of stock donated to the ACNP was $50,570.
2. The stock was sold in May, 2013 and the proceeds re-invested in the ACNP’s investment account
managed by SunTrust Investments.
3. On December 31, 2013 we should look at the total rate of return on the SunTrust account, and
assume the Nasrallah gift grew by the same percentage as the overall account.
4. Using the rate of return from step 3, add to the initial principal the amount gained during 2013.
5. Subtract the amount of money used to fund the award in 2013 from the sum in step 4.
6. The resulting amount becomes the new base.
7. Repeat steps 3 – 6 each year.
The group may be small but we need to devote sometime next week to this issue. Thanks -----Original Message----- From: Lewis, David Sent: Thursday, June 13, 2013 11:25 AM To: 'Kalivas PhD, Peter W'; Insel, Thomas (NIH/NIMH) [E]; Krystal, John; Eric Nestler Subject: RE: NATIONAL CONFERENCE ON MENTAL HEALTH AT THE WHITE HOUSE Thanks, Tom. Enlightening if discouraging. Peter, I agree that we should discuss the issue at Council next week; it seems we may need a sustained response to address the shift in messages. Our strategy group for PA met yesterday. We will be seeking linkages with the advocacy groups who have influence to convey the message that "current treatments can help today, but we must do better tomorrow." -----Original Message----- From: Kalivas PhD, Peter W [mailto:[email protected]] Sent: Saturday, June 08, 2013 10:23 AM To: Insel, Thomas (NIH/NIMH) [E]; Lewis, David; Krystal, John; Eric Nestler Subject: Re: NATIONAL CONFERENCE ON MENTAL HEALTH AT THE WHITE HOUSE Whether we respond or not is up to you as president David. Your insight below on the evolution behind the focus/wording of the recent initiatives is educational, and seems accurate. Perhaps at summer council we can discuss whether a statement would be useful that keeps a national focus on the importance of supporting a biologically-based 'cure' for neuropsychiatric diseases . As Tom has framed it below, a formal statement could largely be one of being included in the BRAIN initiative along with other neurological diseases, and not to beat up directly on the other recent initiatives. If this appears competitive with our neurological disease research counterparts, so be it. Given the trends in thinking about brain disorders brought out by this email exchange, it would seem that we still need to remind our colleagues, and society at large, that behavioral disorders deserve the same recognition (and new funding) being associated with researching other biologically based diseases. If we go fwd along this vein, I rescind my earlier thought about SFN, they would be a good ally in a statement of this kind as they are a society inclusive of all brain disorders. Peter On 6/7/13 8:59 AM, "Insel, Thomas (NIH/NIMH) [E]" <[email protected]> wrote: >Have been following this conversation with interest. Let me add two
>observations: >!. April 2nd WH conference on BRAIN initiative identifies the need for >better brain tools to Alzheimers, Parkinsons, autism -- no mention of >schizophrenia, bipolar, PTSD. June 3rd WH conference on mental health >identifies the problem as stigma -- no mention of the brain, need for >better diagnostics or therapeutics, or even the April 2nd WH conference. >2. Worth reading this op-ed from Pete Earley in USA Today. ("Obama >deserves praise for focus on mental health, but failed to invite the >right experts ><http://www.usatoday.com/story/opinion/2013/06/04/pete-earley-on-obama- >and >- >mental-health/2389313/>," June 4). > > > >Thomas R. Insel, MD >Director, NIMH/NIH/DHHS >Bethesda, MD 20892 >301-443-3673 (ph) > > > > > > >On 6/7/13 8:35 AM, "Lewis, David" <[email protected]> wrote: > >>I fully agree with the intent expressed below, but have some concerns >>about how the message is delivered. >> >>I have been involved with the PA state legislature over the past months. >>At the risk of creating caricatures, I would suggest the discussions >>have been as follows: One camp has argued that mentally ill >>individuals are prone to violence, should be listed in a national >>registry, and appropriately monitored (or incarcerated). (Our county >>DA recently called a press conference to argue that county funds which >>support a highly successful 24x7x365 crisis center would be better >>spent on increasing space for the mentally ill in the county jail!) >>The other camp has delivered the Obama message: effective treatments >>are available, treatment reduces the risk of violence, and so reducing >>stigma and engaging and maintaining individuals in treatment should be the goal. >>Both camps appeal to the public goal of QUICKLY making our society safer. >> >>Brain research to improve our understanding of mental illness tends to >>be regarded as irrelevant by the first camp and as competing for >>resources by the second camp. All agree that neuroscience research >>cannot guarantee an effective deliverable by a date certain that will
>>achieve the goal of making society safer. My interpretation is that >>this conundrum contributed to the WH creating separate platforms for >>1) addressing mental health issues by endorsing the "camp 2" position, >>and 2) focusing on brain research as a means of economic growth and >>advancing care for wounded warriors and those with brain diseases not >>typically linked to violence. >> >>So, given this perspective, I am concerned that having ACNP take issue >>with Obama's message because it left out research could be >>counter-productive. I am happy to hear correctives to this perspective >>or ideas about how we could promote making the brain mapping >>initiative better funded and more immediately relevant to mental health research. >> >>Thanks >> >> >> >>-----Original Message----- >>From: Kalivas PhD, Peter W [mailto:[email protected]] >>Sent: Thursday, June 06, 2013 9:32 AM >>To: Krystal, John; Insel, Thomas (NIH/NIMH) [E]; Lewis, David; Eric >>Nestler >>Subject: Re: NATIONAL CONFERENCE ON MENTAL HEALTH AT THE WHITE HOUSE >> >>Makes sense to me John, lets see what David wants to do, happy to help >>write (sans moons of Saturn), we can then send a draft to SFN. >>Although it occurs to me that SFN has an obvious bias for fundamental >>biological over treatment research, so a message from us as a largely >>Psychiatric organization may have more influence. >> >>On 6/6/13 9:22 AM, "Krystal, John" <[email protected]> wrote: >> >>>My point, though, is that perhaps the ACNP should weigh in on this >>>issue. >>>Perhaps sending a letter to the editor to NYT or WSJ responding to >>>the positive aspects of the message, but highlighting its gap. In >>>this way, ACNP is different than the APA, which endorsed the message >>>without highlighting its failure to endorse research as a path >>>forward to addressing the efficacy gap. Perhaps SFN would partner >>>with ACNP in a letter. >>> >>>JK >>> >>> >>>On 6/6/13 9:16 AM, "Kalivas PhD, Peter W" <[email protected]> wrote: >>> >>>>Hi Tom >>>>As I understanding it, your primary message is to refine diagnosis
>>>>in order to better refine treatments for neuropsychiatric diseases. >>>>To accomplish this, the VPs message is the most accurate, we don't >>>>know enough about the brain yet, and only by understanding the >>>>fundamental workings of the brain can we translate cognitive and >>>>behavioral disorders into neurobiological diseases with >>>>neurobiological rationales for treatment and cure. >>>> >>>>This is not say that sociological interventions with imperfect >>>>understanding of what they are doing biologically should not be >>>>utilized to their best advantage, often to great benefit individually. >>>>Improving our sociological treatment infrastructure is certainly >>>>critical and politically very tangible. >>>> >>>>However, thinking we can cure these diseases with our current >>>>understanding of the brain is akin to thinking we can colonize the >>>>moons of Saturn using our current Apollo-era technology. >>>>Peter >>>> >>>>On 6/6/13 6:15 AM, "Insel, Thomas (NIH/NIMH) [E]" >>>><[email protected]> >>>>wrote: >>>> >>>>>Meant to include : >>>>>http://www.nimh.nih.gov/about/director/index.shtml#p145467 >>>>> >>>>>Thomas R. Insel, MD >>>>>Director, NIMH/NIH/DHHS >>>>>Bethesda, MD 20892 >>>>>301-443-3673 (ph) >>>>> >>>>> >>>>>From: <Krystal>, "Krystal, John" >>>>><[email protected]<mailto:[email protected]>> >>>>>Date: Wednesday, June 5, 2013 10:40 PM >>>>>To: David Lewis <[email protected]<mailto:[email protected]>>, Eric >>>>>Nestler <[email protected]<mailto:[email protected]>>, >>>>>"[email protected]<mailto:[email protected]>" >>>>><[email protected]<mailto:[email protected]>> >>>>>Cc: "Insel, Thomas (NIH/NIMH) [E]" >>>>><[email protected]<mailto:[email protected]>> >>>>>Subject: FW: NATIONAL CONFERENCE ON MENTAL HEALTH AT THE WHITE >>>>>HOUSE >>>>> >>>>>I still don't see anything here about research on mental illness >>>>>causes and treatments. In this way, the message is disappointing. >>>>> >>>>>JK >>>>>
>>>>>From: < >, Tanya >>>>><[email protected]<mailto:[email protected]>> >>>>>Date: Wednesday, June 5, 2013 10:30 PM >>>>>Subject: NATIONAL CONFERENCE ON MENTAL HEALTH AT THE WHITE HOUSE >>>>> >>>>> >>>>> >>>>>Good evening, >>>>> >>>>>We wanted provide you information on the National Conference on >>>>>Mental Health. Please share with your organizations and members. >>>>> >>>>> >>>>> >>>>>[cid:[email protected]] >>>>> >>>>> >>>>> >>>>>On Monday, June 3rd, President Obama and Vice President Biden >>>>>hosted a National Conference on Mental Health at the White House as >>>>>part of the Administration¹s effort to launch a national >>>>>conversation to increase understanding and awareness about mental >>>>>health. The conference brought together people from across the >>>>>country, including mental health advocates, educators, health care >>>>>providers, faith leaders, members of Congress, representatives from >>>>>local governments and individuals who have struggled with mental >>>>>health problems, to discuss how we can all work together to reduce >>>>>stigma and help the millions of Americans struggling with mental >>>>>health problems recognize the importance of reaching out for assistance. >>>>> >>>>>Building on Progress >>>>> >>>>>The conference builds on the President¹s plan to reduce gun >>>>>violence, which calls on Health and Human Services Secretary >>>>>Kathleen Sebelius and Education Secretary Arne Duncan launched a >>>>>national conversation to increase understanding and awareness of >>>>>mental health. It also builds on a number of steps to raise >>>>>awareness and improve care for those experiencing mental health >>>>>issues, including veterans, a topic Veterans Affairs Secretary Eric >>>>>Shinseki addressed in the closing session. For >>>>>example: >>>>> >>>>> >>>>>· Expanding Mental Health Coverage. The Affordable Care Act >>>>>will >>>>>expand mental health and substance use disorder benefits and parity >>>>>protections for 62 million Americans. In addition, thanks to the >>>>>health care law, beginning in 2014, insurers will no longer be able
>>>>>to deny anyone coverage because of a pre-existing mental health >>>>>condition. The law already ensures that new health plans cover >>>>>recommended preventive benefits without cost sharing, including >>>>>depression screening for adults and adolescents and behavioral >>>>>assessments for children. >>>>> >>>>> >>>>>· Supporting Young People. The President¹s Fiscal Year 2014 >>>>>Budget includes a new $130 million initiative to help teachers and >>>>>other adults recognize signs of mental illness in students and >>>>>refer them to help if needed, support innovative state-based >>>>>programs to improve mental health outcomes for young people ages >>>>>16-to-25, and help train 5,000 additional mental health >>>>>professionals with a focus on serving students and young adults. >>>>> >>>>> >>>>> >>>>>· Improving Access to Services for Veterans. In response to >>>>>the >>>>>President¹s Executive Order in August of 2012, the Department of >>>>>Veterans Affairs has achieved their goal of increasing capacity >>>>>by hiring 1,600 new mental health providers, over 300 peer-to-peer >>>>>veteran specialists, establishing 24 pilot projects in nine states >>>>>where VA is partnering with community mental health providers to >>>>>help Veterans access mental health services in a timely way and >>>>>enhancing the capacity of its Crisis Line by >>>>>50 percent. >>>>> >>>>> >>>>> >>>>>o At the conference, the President announced that the Department of >>>>>Veterans Affairs is directing 152 of its health care centers >>>>>nationwide to conduct Mental Health Summits with community >>>>>partners, including local government officials, community-based >>>>>organizations, and Veteran Service Organizations starting July 1 >>>>>through September 15. The Summits will identify and link >>>>>community-based resources to support the mental health needs of >>>>>Veterans and their families, as well as help increase awareness of >>>>>available VA programs and services. >>>>> >>>>> >>>>>o Also at the conference, White House staff members from the >>>>>Domestic >>>>>Policy Council, the Office of Public Engagement, Joining Forces, >>>>>and Dr. >>>>>Biden¹s Office met with representatives from a number of >>>>>organizations focusing on military family members during a >>>>>break-out session to address family issues impacting access to mental health.
>>>>>The dialogue focused on ways to improve mental health and >>>>>well-being for the Veterans and their families in their local communities. >>>>>For additional information please see >>>>>https://twitter.com/JoiningForces/status/342411705046933504 >>>>> >>>> >>> >> >