LANDWARNET 2011 TRANSFORMING CYBER WHILE AT WAR UNCLASSIFIED UNCLASSIFIED Accomplishing Interoperability Certification in a Federated Net-Centric Sites Environment Information Exchange Forum Session: 3, Track: HQDA CIO/G-6 Facilitator: Mr. Steven Roscoe, Director HQDA CIO/G-6, Interoperability & Certification Division
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LANDWARNET 2011 TRANSFORMING CYBER WHILE AT WAR UNCLASSIFIED
UNCLASSIFIED
Accomplishing Interoperability Certification in a Federated
LANDWARNET 2011 TRANSFORMING CYBER WHILE AT WAR UNCLASSIFIED
UNCLASSIFIED IEF Session 3, HQDA CIO/G-6 2011-08-24 // Accomplishing Interoperability Certification in a FaNS Environment 2
Mr. Alan Hentemann (CTR) Branch Chief HQDA CIO/G-6, Army Interoperability Certification Branch 2530 Crystal Drive Taylor Building, Suite 7136, Arlington, VA Phone: (703) 545-1418, DSN: 865-1418 E-mail: [email protected]
Mr. David Brumlow (CTR) Liaison Officer / FaNS Coordinator HQDA CIO/G-6 Phone: (254) 532-8321 ext:2491 E-mail: [email protected]
Mr. Steven Roscoe Director HQDA CIO/G-6, Interoperability & Certification Division 2530 Crystal Drive Taylor Building, Suite 7126, Arlington, VA Phone: 703-545-1410, DSN: 865-1410 [email protected]
Jacqueline Zachgo Branch Chief HQDA CIO/G-6; Policy, Integration & Configuration Management Branch 2530 Crystal Drive Taylor Building, Suite 7136, Arlington, VA Phone: 703-545-1583, DSN: 865-1583 [email protected]
LANDWARNET 2011 TRANSFORMING CYBER WHILE AT WAR UNCLASSIFIED
UNCLASSIFIED IEF Session 3, HQDA CIO/G-6 2011-08-24 // Accomplishing Interoperability Certification in a FaNS Environment 5
Sr. Technical Advisor
CW4 Pina
Directorate Support
MAJ Meister
Mr. Anderson (GS-13)
Mr. Salvaggio (Ctr)
Ms. Dunbar (Ctr)
AONS Director MG Bowman
Deputy Director Mr. Sirney (GS-15)
LandWarNet
Network Integration Mr. Davis (GS-15)
Army Data Center
Consolidation
COL Kramarich
Plans & Operations COL McNeill
Information
Infrastructure
Integration COL Langston
Army Architecture
Integration Center Mr. Blohm (SES)
Spectrum Management Mr. Desalvo (GS-15)
CERDEC Network Sys
Engineers
Interoperability
& Certification Mr. Roscoe (GS-14)
(coord)
Central Tech.
Support Facility
COL Drake
ASA (ALT)
G3/5/7
LWN DIR (coord)
(coord)
Military: 23
Civilian: 65
Ctr: 90* (*+55 OS)
Total: 178 (*233 w/OS)
5
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UNCLASSIFIED IEF Session 3, HQDA CIO/G-6 2011-08-24 // Accomplishing Interoperability Certification in a FaNS Environment 6
AOJ Division Chief Mr. Steven Roscoe
(GS-14)
Capability IOP Mgt
Mr. Hentemann
(CTR)
Policy Integration &
Control Mgt
Mrs. Zachgo
(GS-14)
Capability Integration
Mgt
Ms. Moore
(GS-14)
LNOs
•Mr. Kovar (CTR)
•Ms. Lopez (CTR)
•Mr. Whitlock (CTR)
•Mrs. Wilson- Ft Hood Tester
(CTR)
•TBD (CTR)
•Mr. Bronson (CTR)
•Mr. Dunbar (CTR)
•Mr. Jaehnig (CTR)
•Mrs. Barclay (CTR)
•Mr. Dickman (CTR)
•Mr. Pennington
(CTR)
•Mr. McMaster – Ft Bliss (CTR)
•Mr. Brumlow – Ft Hood (CTR)
•SEC-FT Lee – LNO – TBD
•APG LNO - TBD
Mission Area
Test Agents
CTSF - WMA
SEC-FT Lee - BMA
Mil – 0 / Civ – 4 / Contr - 13
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PURPOSE: To provide an information briefing on accomplishing Interoperability Certification in a Federated Net-Centric Environment OBJECTIVE: By the end of this presentation you will be able to: • Have an understanding of how the Army meets DoD’s
objectives by partnering with Joint Services and Agencies to leverage and synchronize test events and test data in order to maximize interoperability testing and gain schedule efficiencies, with the goal of providing proven and mature interoperable capability to the User in an operationally relevant timeframe
IEF Session 3, HQDA CIO/G-6 2011-08-24 // Accomplishing Interoperability Certification in a FaNS Environment 7 7
LANDWARNET 2011 TRANSFORMING CYBER WHILE AT WAR UNCLASSIFIED
LANDWARNET 2011 TRANSFORMING CYBER WHILE AT WAR UNCLASSIFIED
UNCLASSIFIED
PURPOSE: To provide an information briefing on accomplishing Interoperability Certification in a Federated Net-Centric Environment OBJECTIVE: By the end of this presentation you will be able to: • Have an understanding of how the Army meets DoD’s
objectives by partnering with Joint Services and Agencies to leverage and synchronize test events and test data in order to maximize interoperability testing and gain schedule efficiencies, with the goal of providing proven and mature interoperable capability to the User in an operationally relevant timeframe
IEF Session 3, HQDA CIO/G-6 2011-08-24 // Accomplishing Interoperability Certification in a FaNS Environment 9 9
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To facilitate and ensure Army Net-Centric capabilities by conducting System-of-Systems integration & validation of digital interoperability across all Mission Areas, to include
Configuration Management of Certified Baselines, and Software Distribution.
IEF Session 3, HQDA CIO/G-6 2011-08-24 // Accomplishing Interoperability Certification in a FaNS Environment 10
Mr. Steven Roscoe & Mr David Brumlow, SAIS-AOJ [email protected], DSN 865-1410
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AIC test process validates: • 1) a system, or groups of systems, successfully performs its digital interoperability and NC missions as
defined within its interoperability test requirements (mission threads), applicable capabilities or requirements documentation and baselined within its Information Support Plan (ISP);
• 2) those systems can securely generate and consume accurate, timely and actionable information/data/services as expected in order to execute specified operational processes; and
• 3) a system does not negatively impact the functionality of its expected network environment
* Note - The term ‘System’ encompasses ‘Platforms’, ‘applications’ and ‘services’ and includes the hardware, software and other components. A ‘System’ may be a component of a family-of-systems (FoS) or system-of-systems (SoS)
Bottom Line: The ability of IT/NSS, Units, or Forces to successfully digitally exchange secure and timely data, information, materiel, and services, to enable them to operate effectively and efficiently together, thus achieving information superiority
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DODD 4630.5
IT and NSS interoperability shall be verified early, and with sufficient frequency
throughout a system's life …
DOD 8000 Series
GIG Policy
DODD 5105.19
DISA shall ensure
end-to-end interoperability
CJCSI 3170.01 Establishes JCIDS w/ NR-
KPP for CRD, CDD and CPD
DOD 5000 series
For IT systems, including NSS, ... JITC shall provide system
interoperability test certification memoranda ... throughout the
system life-cycle and regardless of ACAT
DODI 4630.8
All IT and NSS … must be tested for interoperability before
fielding ... and certified by DISA (Joint Interoperability Test
Command (JITC))
CJCSI 6212.01
All IT and NSS must be
evaluated and certified for Joint interoperability by DISA (JITC)
DOD 4630/5000 Interoperability is
“the ability to provide and accept data, information, materiel, and services ...
...includes both the technical exchange of information and the end-to-end
operational effectiveness of that exchange, as required for
mission accomplishment.”
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• The USA CIO/G-6 is the AIC Certification Authority (CA) – Title 40
– Test Agent executes AIC on behalf of and under the direction of the USA CIO/G-6
– For MDA/GMD the CTSF will Execute AIC
HQDA CIO/G-6 Policy Signed 28 April 2009
AIC determination is required for all IT/NSS that have a Net-Ready Key Performance Parameter (NR-KPP) and/or have the current capability or requirement to externally generate, utilize, transmit or process Information. All other IT/NSS must attain an AIC Exemption or Waiver, as appropriate.
CJCSI 6212.01E Definition of Interoperability:
The ability of systems, units or forces to provide data, information, materiel and services to and accept the same from other systems, units or forces and to use the data, information, materiel and services so exchanged to enable them to operate effectively together. IT and NSS interoperability includes both the technical exchange of information and the operational effectiveness of that exchanged information as required for mission accomplishment. Interoperability is more than just information exchange. It includes systems, processes, procedures, organizations, and missions over the lifecycle and must be balanced with IA.
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AIC applies to all Army Information Technology (IT) & National Security Systems (NSS) prior to release to the field, to include:
• All Mission Areas/Domains (WMA, BMA, EIEMA, DIMA)
• All ACATs
• Once Certified, any modifications that impact previously established interoperability requires re-certification prior to approval for fielding or materiel release
• Systems with no Army interoperability requirements may request an AIC Exemption
• Systems with a requirement to field, but can’t meet interoperability requirements in current build may request an AIC Waiver
• IC&L Assessments are conducted on non-DoDD 5000.1 IT/NSS which have been validated by use by the Army DCS
• 3/5/7 via the JU/ONS or Rapid Fielding Initiative process
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Programs are required to complete the AIC testing process:
• Prior to conducting OT events (IOT&E, LUT, LFT&E, etc.)
• Prior to or in coordination with Joint Interoperability Certification (JIC) by the Joint Interoperability Test Command (JITC)
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CS 11-12
Backward compatibility means compatible with earlier models or versions of the same product. A new version of a program is said to be backward compatible if it can use files and data created with an older version of the same program. A computer is said to be backward compatible if it can run the same software as the previous model of the computer using mission threads.
CS 13-14
Backwards Compatibility for CS 13-14 and Beyond: requires a system of the current baseline to send, receive, and process data to all systems it has an interface with across the battlefield up to 1 previous CS baseline. For example, an CS 13-14 equipped FBCB2 JCR to pass information to all systems it has an interface with in CS 11-12 (Backwards interoperability) using mission threads.
IEF Session 3, HQDA CIO/G-6 2011-08-24 // Accomplishing Interoperability Certification in a FaNS Environment 16
** This is part of the Army Interoperability Certification Test for CS 13-14 with an emphasis on SoS **
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Interoperability Testing
Learning Curve
Technical Expertise
DAG ESC
Entrance Criteria
Software
Threads
Architecture
Network/Comms
Subject Matter Experts
Test Incident Reports
Test Schedule CCB/TRR/CRR Inte
rde
pe
nd
enci
es
IEF Session 3, HQDA CIO/G-6 2011-08-24 // Accomplishing Interoperability Certification in a FaNS Environment 17
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Capability List
Developed by the Requirements and Architecture Working Group (RAWG) with the help of the DCD/ TSM
Modular Force Baseline Models
Validated Modular Force Operational Architecture provided the base models to begin the architecture effort.
CADIE Project: SWB III
OV-6c
SV-10c
Collaborative project between AIMD, NetOps, and ASEO using CADIE portal and tool sets with a common data set.
Tailored Test Thread to FaNS Specs
(Loads StarGen)
CTSF
1. Start with Desired Operational Capability from the user community 2. Use baseline architecture (Use Enterprise Approach for ERP Programs.) 3. Leverage an integrated architecture process that will use the baseline models to deliver the customer desired information sets 4. Refine and Specialize the required products (as specified in AV1) 5. Develop OV6c from applied models and associated SV10c product information (ERP Programs Deviation) 6. Run OV6c and SV10c thru AIMD GOTS application to create an integrated test thread to customer specs (This step is an iterative cycle of Community Review and
Architecture Update) 7. Deliver to CTSF --- Test Threads in CM Status; ‘Sponsor’ of Block responsible for CM until AIC Cert complete
Basic Process Outline for Capability Based Thread Analysis
OV-5’s
Foundational Project Specific Application
ORG UNIT
Node
CM
OV-4
Warfighting Community
Warfighting Community
PEO/ PM Community
OV-3
SV-5
SV-4
Feedback / Results TV-1
ISP
Scenarios &
Test Cases
“A Structured Approach” ERP Deviation
Enterprise Approach
1
2 3 4 5
6 7
IEF Session 3, HQDA CIO/G-6 2011-08-24 // Accomplishing Interoperability Certification in a FaNS Environment 18 18
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SW Execution
Phase
Begins
SW/HW Dev
(MATDEV)
PEO RRT
(MATDEVs)
Create & Distribute
Baseline Products (G-6)
Golden Bricks
AIC
Test
(G-6)
CM Audit
Of Fielded
Software
(G-6/LCMC)
Software Under Test CM provided by ANCMO
Change Control managed by Test Agent
Baseline
Established
(G-6)
Fielded Software CM under ANCMO control
[Software Baseline Change Process Compliance Required]
Approved SW
Fielded
(MATDEVs/LCMCs)
Test Floor
Established
(G-6)
• AIC certification
• Fielding authorization to operational
environment
• Materiel Release authorization
• Continued Congressional funding
• Meets OT/JITC entrance criteria
• Supports JTIC Certification
•PM’s AIC Request Memo
•Approved ISP
•Approved Test Requirements
•Funding in Place
•IATO/ATO documentation
•SUT delivered to Test Agent CM
•System Begins IA Scan Process
•Systems loaded, config’d & IAVA’s applied
•Systems Pass IA Scans
•Systems Probed by Test Agent CM
Entrance Criteria
Products
[Maintains Baseline]
Title 10 Title 40
Backwards Compatibility
and Interoperability
Testing (G-6)
Integration
Activities
(I2E)
SoS
ASA (ALT)
MATDEV
IA SoS NVA
TTP Validation
IEF Session 3, HQDA CIO/G-6 2011-08-24 // Accomplishing Interoperability Certification in a FaNS Environment 19 19
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AIC – Army Interoperability Certification BWC – Backward Compatibility CCB - Configuration Control Board CM BL – Configuration Managed Baseline CRR – Certification Readiness Review I2E – Interoperability Integration Event OE – Operational Evaluation OAR – OTA Assessment Report
O N D J F M A M J J A S O N D J F M A M J J A S O N D J F M A M J J A S J F M
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FaNS What it is and What it is NOT!
assigning Roles and Responsibilities
Net-Centric Sites Environment
•FaNS Capability Nodes
Strategy for Accreditation
•FaNS Accreditation Process Flow
•FaNS Accreditation Criteria
IEF Session 3, HQDA CIO/G-6 2011-08-24 // Accomplishing Interoperability Certification in a FaNS Environment 24 24
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IS:
A federation of existing Army and Joint (when applicable) facilities, network-connected together to execute horizontal integration, AIC testing and Configuration Management ISO applicable Army and Joint Information Technology/National Security Systems (IT/NSS), across all Mission Area’s (MA)/Domains, executed in a predictable and repeatable process.
End State:
An agile, efficient, flexible and persistent horizontal integration and interoperability testing capability. FANS will allow the Army to grow its integration and interoperability testing capacity, over time, by leveraging existing facilities, both Army and Joint.
IEF Session 3, HQDA CIO/G-6 2011-08-24 // Accomplishing Interoperability Certification in a FaNS Environment 26 26
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HQDA CIO/G-6
Mission Area Test Agent
Mission Area FaN Site
IEF Session 3, HQDA CIO/G-6 2011-08-24 // Accomplishing Interoperability Certification in a FaNS Environment 27 27
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AIC Certification Authority
FaNS Accreditation Authority
Establishes interoperability (IOP) test policy, standards, scope and AIC entrance, exit and evaluation criteria
Provides direction and oversight of IOP/AIC test events executed in FaNS Environment
Facilitates the AIC process in accordance with US Army DCS G-3/5/7 priorities
Performs Configuration Control/ Configuration Management (CC/CM) of fielded baselines in coordination with G-3/5/7, G-8, and ASAALT
Validates compliance to information assurance (IA) directives, policies and standards
IEF Session 3, HQDA CIO/G-6 2011-08-24 // Accomplishing Interoperability Certification in a FaNS Environment 28 28
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Assist in FaNS Accreditation
Ensure compliance to IOP/AIC testing Procedures
Support FaNS personnel in IOP/AIC testing
Produce Test Plan
Oversee IOP/AIC Event execution
Validate test data
Produce Test Report
IEF Session 3, HQDA CIO/G-6 2011-08-24 // Accomplishing Interoperability Certification in a FaNS Environment 29 29
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Develop procedures and practices for executing Interoperability Certification Testing in accordance with IOP/AIC, Configuration Management (CM), and Information Assurance Vulnerability Management (IAVM) Policies
Support the planning of IOP/AIC test event
Support the collection of test data and provide results to the IOP/AIC Test Agent
Support the production of the Test Report
IEF Session 3, HQDA CIO/G-6 2011-08-24 // Accomplishing Interoperability Certification in a FaNS Environment 30 30
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Objective: A federation of existing Army, Joint and Coalition facilities, networked together to execute horizontal and vertical integration, AIC testing and CM ISO applicable Systems IT/NSS, across all Mission Areas/Domains
Test Agent, ICW FaNS, executes AIC on behalf on CIO/G-6
AIC technically validates the end-to-end flow of information/data through an operationally representative architecture in a system of systems environment
We continue to streamline interoperability testing through partnerships with Joint, DoD and Federal Agencies through the FaNS Environment
IEF Session 3, HQDA CIO/G-6 2011-08-24 // Accomplishing Interoperability Certification in a FaNS Environment 36 36
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System
Acquisition
(DoD 5000)
Concept Refinement Technology Development System Development &
DemonstrationProduction & Deployment Operations & Support
Pre-Systems Acquisition Systems Acquisition Sustainment
Concept
Decision
Design
Readiness
Review
FRP
Decision
Review
A B C
Critical
Design
Review
Program/System Specific Processes
JCIDS
(CJCSI 3170)ICD CDD CPD
IT & NSS I&S
(CJCSI 6212)J-6 I&S
Cert
ICTO/
CTO
J-6 Sys
Valid.
J-6 I&S
Cert
Information
Support Plan (ISP)
ATEC T & E Process
(ATEC 73-1)TEMP SEP
MS-B
SERTEMP
SEP/
EDPSER
Rock
Drill
DoD Information Assurance
Certification and Accreditation
Process (DIACAP)
Plan &
Initiate
IA C&A
Execute
DIACAP
Imp Plan
Cert.
Deter. &
Acc Dec.
Maintain
ATO/
Reviews
Enterprise Interoperability &
Configuration Management
Identify
BaselineIAIC Fielding Auditing
Integrated
Architectures
Operational View (OV) Development
Technical Standards View (OV) Development
Systems View (OV) Development
Networthy
Initial
ISP
Revised
ISPFinal ISP
Joint JITC
AIC
IEF Session 3, HQDA CIO/G-6 2011-08-24 // Accomplishing Interoperability Certification in a FaNS Environment 39
delete
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FIRE SUPPORT
X
COP
GIG Interface
GIG Interface
Step 4 – Conduct Firing of the Mission.
Step 5 – Send Message to Observer
Step 7 – Send Shot
Step 9 – Send Splash
Step 11 – Send Rounds Complete
Step 14 – Receive End of Mission
Step 3 – Process Mission to
Firing Unit
Step 2 – Process Mission.
SEC at Fort Monmouth, NJ BCT
CTSF at Fort Hood, TX Fires BDE
Fort sill, OK Fires BN/Guns
Step 1 - Initiate Call for Fire from an Aerial
Observer
Step 6 – Receive Message from Fires BN
Step 8 – Receive Shot
Step 10 – Receive Splash
Step 12 – Receive Rounds Complete
Step 13 – Send End of Mission SED at Huntsville, AL
AV BDE
IEF Session 3, HQDA CIO/G-6 2011-08-24 // Accomplishing Interoperability Certification in a FaNS Environment 40 40
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1. There are many interdependent variables that affect the AIC process.
2. The number of PCRs to threads used for each tri-annual have impact especially when number of changes effect threads selected for testing with late delivery of these changes delay test case development.
3. TIRs with severity levels 1 – 3 the trend shows we are still writing TIRs at rate nearly equal to the closing of TIRs and not just against systems under test during a tri-annual event.
4. Most TIRs are software error in nature and 40% of those errors are system specific.
5. Test plans on average met the T-30 day criteria; however, timely concurrences and software delivery would greatly improve the process.
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