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Page 1: abbreviations - International Union for Conservation of Nature ...
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ABBREVIATIONS

CBO Community-Based Organization

DRC Democratic Republic of the Congo

DWO District Water Officer

EBR Export beneficiation ratio

EIA Environmental impact assessment

EIM Environmental impact management

G7 group of 7 major industrialized countries

GDP Gross domestic product

GNP Gross national product

KC Kitui County

Ltd Limited company

NRM Natural Resources Management

MNRCS Mathima Natural Resources Cooperative Society

MMSD Mining, Minerals and Sustainable Development

MMSD-KC MMSD Kitui County

N. A. Not available

NGO Non-Governmental Organization

PBR Production beneficiation ratio

RT2 Research Topic no.2 (Baseline survey) of MMSD-KC

SEUCO South Eastern University College

SSM Small-scale mining

UNDP United Nations Development Programme

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LIST OF TABLE AND FIGURES

Table 1: Work plan of the baseline survey.

Figure 1: The Tsavo East National Park in County of Kitui

Figure 2: Livestock keeping in Kitui County

Figure 3: The high poverty levels in Kitui County.

Figure 4: Lundi primary school: One of the educational facilities in Mui division.

Figure 5: The water problem in Kitui County

Table 2: Mining and quarrying processes and their impact on the environment.

Figure 6: Mui mines and Minerals, a small-scale strategic enterprise in Mui market.

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DEFINITION OF TERMS

“Consent‖ means the express or tacit permission, whether in writing or otherwise, of the

owner to the occupation by the occupier of the land in question;

―consultation‖ refers to the process whereby the affected persons, on their own or through

their organizations or appointed representatives are provided an opportunity to be heard and

to participate in the decision-making process on matters involving any proposed eviction so

that they can protect their legitimate collective interests and shall include appropriate

documentation and feedback mechanisms;

―Court‖ means the High Court in whose area of jurisdiction the land in question is situated; a

court established under Article 162(2) (b) of the Constitution;

―forced evictions‖ or ―arbitrary eviction‖ refer to the permanent or temporary removal,

against their will, of individuals, families or communities from their home or land which they

occupy, without the provision, and access to, appropriate forms of legal or other protection;

“housing‖ means any building or other shelter or part thereof in which people live or carry

out business;

“Land” has the meaning assigned thereto in the Constitution and includes a building or any

dwelling structure erected on land; "minerals" means all minerals and mineral substances,

other than mineral oil as defined in the Mineral Oil Act, and may be precious metals, precious

stones or non-precious minerals, but save for the purposes of Part V of this Act and of the

Mining (Safety) Regulations, does not include clay, murram, limestone, sandstone or other

stone or such other common mineral substances as the Minister may by notice in the Gazette

declare not to be minerals for the purposes of this Act. Always provided these do not contain

any precious metal or precious stone in economically workable quantities;

"Non-precious minerals" means all minerals other than precious metals or precious stones;

"officer of the Mines and Geological Department" means an officer appointed under section

9: Minerals Act

"open-cast" means any uncovered excavation which has been made from the surface for the

purpose of winning minerals;

"Precious metals" means gold. silver or metal of the platinoid group in the unmanufactured

state, including ores containing such metal, but does not include ores containing any such

metal in combination with another mineral where such metal cannot be worked apart from

such mineral and the value of such metal is less than the cost of producing both the metal and

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the mineral; reasonably necessary to enable the prospector to test the mineral-hearing

qualities of the land;

"Protection area" means an area within which an exclusive right prospecting is acquired

under a protection notice;

"Protection notice" means a notice posted by the holder of a prospecting right in the

prescribed manner for the purpose of creating a protection area;

"The regulations" means the regulations for the time being in force under the Mining Act;

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Table of Contents

ABBREVIATIONS .................................................................................................................. 0

LIST OF TABLE AND FIGURES ......................................................................................... 2

DEFINITION OF TERMS...................................................................................................... 3

1. INTRODUCTION ............................................................................................................ 8

1.1. Objectives of the Baseline Survey ..............................................................................8

1.2. Scope and Focus of the Baseline Survey ....................................................................8

1.3. Methodology ...............................................................................................................9

1.4. Indicative work plan and Budget ..............................................................................10

1.5. Justification of the baseline survey ...........................................................................12

1.6. Profile of the study area-Kitui County ......................................................................13

1.6.1. Geography of Kitui County .......................................................................................14

1.6.2. Population of Kitui County .......................................................................................14

1.6.3. Government of Kitui County.....................................................................................14

1.6.4. Economy of Kitui County .........................................................................................15

1.6.5. Number of Institutions (2011): Primary over (1,098), Secondary (over 181) ..........16

1.6.6. Health in Kitui County ..............................................................................................17

2. METHODOLOGY AND STUDY AREA OUTLINE ................................................. 18

2.1. Introduction ...............................................................................................................18

2.2. Anticipated constraints ..............................................................................................19

2.3. Regional interpretation of sustainable development .................................................19

2.3.1.An overview of the priority topics on the region‘s sustainable development

agenda....................................................................................................................19

2.4. Purpose of the baseline survey ..................................................................................19

3. ISSUES RELATING TO MINING IN KENYA .......................................................... 21

3.1. Policy and Legislation .................................................................................................... 21

3.2. Kenya Mining Act .....................................................................................................21

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3.3. Mineral Development Policy ....................................................................................22

3.3.1. Prospecting rights ......................................................................................................22

3.3.2. Royalties and export permits .....................................................................................23

3.3.3. More General provisions from the Mining Act! .......................................................24

3.3.4. Grant of leases ...........................................................................................................24

3.4. National Environmental Management Authority (NEMA) ......................................27

3.5. NEMA Regulations on Mining: ................................................................................27

3.8. National Context: (Instruments that govern evictions and resettlements ..................31

3.9. Case study on a successful handling of resettlement in Kenya: ................................31

4. INDUSTRY DESCRIPTION......................................................................................... 32

4.1. Minerals Position in Kenya .......................................................................................32

4.2. Coal Mining In Kitui County ....................................................................................34

4.2.1. The Mui Coal Basin ..................................................................................................34

4.2.2. Community reactions/NRM and Advocacy issues....................................................36

4.2.3. Fears of the community .............................................................................................41

4.3. Government plans regarding mining in Kitui County ...............................................42

4.3.1. Industrial Zone ..........................................................................................................42

4.3.2. Energy .......................................................................................................................42

4.3.3. Tenders ......................................................................................................................42

4.3.4. Conditions for contractors and mapping of the area .................................................43

4.3.5. Current Coal Mining Companies in Mui ..................................................................43

4.3.6. Limestone Mining at Mutomo/Ikutha Districts .........................................................43

4.3.7. Cement Mining Companies in Mutomo/ Ikutha Districts .........................................44

4.3.8. Individual land Lease- versus- Kitui Council Tendering Approach .........................45

4.3.9. Limestone rich areas..................................................................................................46

4.4. Interactions and trends between mining, communities, society and the environment

46

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4.4.1. Factors the mining companies should consider.........................................................46

4.5. Supply chain issues ...................................................................................................49

4.5.1. Generalized processing chain ....................................................................................50

4.5.2. Land access and use issues ........................................................................................50

5. THE MINING PROCESS AND SITUATION IN KENYA........................................ 51

5.1. Desired drivers of change ..........................................................................................51

5.2. Mining and Quarrying Activities of Limestone ........................................................51

5.3. Impact of Mining on the Environment ......................................................................55

5.4. Physical Effects .........................................................................................................57

5.6. Mining Impact in Kenya ...........................................................................................58

5.7. Environmental Impact Assessment and Audit (EIA\EA) .........................................59

5.8. Environmental Impact Assessment (EIA) review process ........................................59

5.9. Trends in the impact of mining on the economy .......................................................61

5.10. Role of small-scale and artisanal mining in the region .............................................61

6. RECOMMENDATIONS ............................................................................................... 65

REFERENCES ....................................................................................................................... 66

APPENDICES ........................................................................................................................ 67

Appendix 1: CBOs .................................................................................................................67

Appendix 2: Advocacy issues of the CBOs ..........................................................................73

Appendix 3: Baseline Questionnaire .................................................................................... 74

Appendix 4: Map of Kitui County ........................................................................................ 77

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1. INTRODUCTION

The baseline survey, numbered is no. 2 of 2 research topics studied in the Kitui county

regional analysis (MMSD-KC) for the Mining, Minerals and Sustainable Development

(MMSD) project.

1.1. Objectives of the Baseline Survey

The baseline results are critical in establishing benchmarks for CRM program performance

measurement as well as generate data for evidence-based decision making.

i. Area mapping to identify the location of these mineral resources, the NRM issues,

community participation in NRM, community needs, state and non state actors roles

in NRM, different partners and CBOs in the area

ii. To provide information on the status of community participation and challenges the

community is facing.

iii. Identify policy gaps and make appropriate recommendations for programme

intervention

iv. Identify and recommend opportunities and synergies for better results and

leverage/linkages

v. To provide benchmark information for measuring project achievements and impact (at

the project objectives, intermediate results levels)

vi. To provide information on the number of CBO‘s and other partners actively engaged

in issues of NRM

vii. Mapping out the political area and political figures in these areas.

1.2. Scope and Focus of the Baseline Survey

Scope:

Specifically targeting – Mutitu, Mutomo, Nzombe and Mui districts in Kitui County general

outlook on NRM issues (especially looking at the issues being addressed by the project).

Focus:

Focus should be on the project objectives and the project result areas.

Specific responsibilities of the consultant will include the following:

Analyze the CRM project and review relevant literature. (national, regional and

community level reports)

Design and produce baseline survey tools.

Conduct field survey and area mapping. Methods may include questionnaire,

interviews, focus group

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Discussions and meetings with local community organizations, local leaders, other

NGOs operating in county and government units in the project regions. The survey

must clearly ascertain the present status on levels of community participation in NRM

Design database for data entry, analyze the data; identify specific gaps/deficits in

community participation in NRM issues; and clarify CBOs training and other needs to

be met comparing with the already developed advocacy plan.

Identify lead agencies or local community organizations/groups that can be used for

lobbying/advocacy and collaboration purposes

Prepare and submit final report of baseline survey, incorporating feedback from

stakeholders.

Prepare and present draft report of findings to OLF and the CRM project donors

1.3. Methodology

The baseline survey will be comprised of a desk review/survey and field visits.

Conduct a desk review including an analysis of documents, policy papers, national

surveys and reports that have been produced in connection with the project. This will

involve the following;

- Identification of the relevant government institutions and department

holding pertinent and relevant survey reports/ documents

- A visit to the offices to secure authority and access to the documents

- Carrying out secondary data through document reviews and analysis

- Printing and purchase of relevant documents at Government Printers

Develop a comprehensive data collection tool for the above assignment.

Develop participatory methodologies for the survey. This will take the form of the

following;

- Focussed Group Discussions

- Use Of Community Key Informants

- Brainstorming Sessions and Plenary Discussions

- Use of Checklist and Semi-Structured Interviews

Conduct field visits and interviews with communities, CBOs, NGOs, local leaders,

local authorities in the selected areas. This will involve the following activities;

- Mobilization of stakeholders

- Identification of appropriate meeting venue and facilitation and other

meeting logistic

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1.4. Indicative work plan and Budget

Activity Details No. of

Persons

No.

of

Days

Remarks

1. Secondary data

collection

Policy and Project

Survey Reports

acquisition from the

following Institutions

- Min. of Environment

& Natural

Resources/ Dept of

Mines & Geology

Brian

Mutie+2

Field

assistant

2

Accomplished

- Ministries of Lands

& Local Govt.

Brian

Mutie+2

Field

assistant

1 Accomplished

- Districts gender &

Social Services/

Provincial Admin (in

the respective 3

districts)

Brian

Mutie

3

Accomplished

- Purchase of relevant

documents from

Government Printers

Brian

Mutie

1 Accomplished

2. Documents

review/analysis

This exercises will be

carried to identify key

policy issues regarding

the assignment

Brian

Mutie

2 Accomplished

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3. Development of

data collection

tools

Brian

Mutie

2 Accomplished

4. Field Visits and

Interviews

This will be done in the

four projects area and

will involve the

following;

- Mobilization of

stakeholders in

the 4 areas

Brian

Mutie

1 Field

Assist

4

4

Accomplished

- Actual data

collection in the

4 areas

Brian

Mutie

2 Field

Assist

4

4

Accomplished

5. Data Analysis and

report

compilation

This will be done by

Brian Mutie

for the 4 projects areas

respectively

Brian

Mutie

2 Accomplished

6. Report

Presentation

This will be between

Brian Mutie and Olive

Leaf Foundation

Brian

Mutie

and

Other

OLF

Officials

1 Accomplished

7. Other Costs Field Transport, Brian 2 Accomplished

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Table 1: Work plan of the baseline survey.

The present study (RT2) aims to survey the interactions between the community (CBOs), NRM,

mining and the total environment in Kitui County. By this we mean not only the ecological

environment but also the social, labor, economic, industrial and political environments as well as

that of the National and world mining industry. The report is directed at an understanding of

where the industry is situated at present. It attempts to identify the major issues that various

stakeholders have raised, the approaches they have taken and the impacts identified to date rather

than to analyze or evaluate these impacts or to discuss the future direction of the industry.

One view of what the baseline survey should be is a synthesis of the other research topics. The

planning of the overall MMSD-KC project did not allow for this approach as all other topics

were to be studied simultaneously. Nevertheless, the baseline survey has been executed with this

approach in mind, covering aspects considered relevant to these other topics.

1.5. Justification of the baseline survey

The coverage of the baseline survey is defined by the Terms of Reference specified by the Olive

leaf Foundation, as follows:

Characterize the nature and extent of the mining and minerals sector in Kitui County,

including but not limited to the following:

Area mapping to identify the location of these mineral resources, the NRM issues, community

participation in NRM, community needs, state and non state actors roles in NRM, different

partners and CBOs in the area

To provide information on the status of community participation and challenges the

community is facing.

Identify policy gaps and make appropriate recommendations for programme intervention

Facilitation of

Stakeholders fora,

Stationery, Purchase of

Documents from Govt.

Printers, Statutory

Requirements etc

Mutie

and

Other

OLF

Officials

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Identify and recommend opportunities and synergies for better results and

leverage/linkages

To provide benchmark information for measuring project achievements and impact(at the

project objectives, intermediate results levels)

To provide information on the number of CBO‘s and other partners actively engaged in

issues of NRM

Mapping out the political area and political figures in these areas.

Related additional aspects have been covered or mentioned where appropriate. The RT2 report is

not a baseline assessment in the sense of what is usually understood by the use of this term. That

is, it does not measure quantitative variables as a basis for the evaluation of changes by a

physical study. The changes normally studied this way would be those brought about by a

defined operation occurring after the initial measurement. An example of such a baseline

assessment is the measurement of the chemical concentration of a specific pollutant in a defined

water source or environment in a given location. This measurement would be done before a

specified change in operating practice of, for example, an industrial plant. The purpose of the

measurement would be to determine whether the change brought about a reduction in that

concentration. The present RT2 survey covers too wide a range of subjects and parameters to

allow this type of quantification, at least with presently available techniques.

Therefore the RT2 report is more a survey of the present situation in the aspects listed. It can still

act as a baseline assessment in qualitative terms, to identify changes that may occur over time.

However, without the quantitative measurements it will be difficult to assess whether changes

have occurred, and to what extent.

1.6. Profile of the study area-Kitui County

For the purpose of this report, the Kitui County region is defined as the 15 member states of the

47 Kenyan counties which became effective after the promulgation of the New Constitution.

They entail; Mombasa county, Kwale county, Kilifi county, Tanariver county, Lamu county,

Taitataveta county, Garissa county, Wajir county, Mandera county, Marsabit county, Isiolo

county, Meru county, Tharakanithi county, Embu county, Kitui county, Machakos county,

Makueni county, Nyandarua county, Nyeri county, Kirinyaga county, Murang;a county, Kiambu

county, Turkana county, Westpokot county, Samburu county, Transnzoia county, Uasingishu

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county, Elgeyomarakwet county, Nandi county, Baringo county, Laikipia county, Nakuru

county, Narok county, Kajiado county, Kericho county, Bomet county, Kakamega county,

Vihiga county, Bungoma county, Busia county, Siaya county, Kisumu county, Homabay county,

Migori county, Kisii county, Nyamira county and Nairobi county(Constitution Of Kenya 2010)

The profile of Kitui County where the study was conducted is outlined as follows

1.6.1. Geography of Kitui County

Geographically, Kitui County is located in Eastern Kenya, it borders the following counties;

Tana River to the East and South East, Taita Taveta to the South, Makueni and Machakos to the

West, Embu to the North West, and Tharaka and Meru to the North.

Area (Km 2): 30,496.5 Km 2(Source: KNBS)

Climate/Weather: Temperatures range from a minimum of 14°C to a maximum of 34°C. The

rainfall ranges from 500mm to 1050mm per annum in different parts of the county.(Source:

Kenya Meteorological dept)

Road Network: Bitumen Surface (Data Not Available), Gravel Surface (399.2 Km), Earth

Surface (1072.2 Km)

Key National Monument(s): Tsavo East National Park, Mwingi National Reserve

1.6.2. Population of Kitui County

According to data from the Kenya National Bureau Of Statistics (Census 2009

KNBS), Population: of Kitui county is 1,012,709 (Male – 48 %, Female – 52 %)

Population Density: 33 people per Km 2

National Percentage: 2.6 %

Annual Growth Rate: 2.2%

Age Distribution: 0-14 years (46.6 %), 15-64 years (48.2 %), 65+ years (5.2 %)

Number of Households: 205,491

1.6.3. Government of Kitui County

County Capital: Kitui Town (proposed)

Number of Constituencies (2012): Mwingi North, Mwingi Central, Mwingi South, Kitui West,

Kitui Rural, Kitui Town, Mutitu, Kitui South

Registered Voters: 321,800(Source: IEBC)

National percentage: 2.6 %

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Number of Districts (2012): 11. Kitui central, Kitui West, Kyuso, Mutha, Kisasi, Katulani,

Lower yatta, Matinyani, Ikutha, Mutomo and Mwingi districts.

Number of Local Authorities (2010): 4 (Municipal Council of Kitui, County Council of Kitui,

Town Council of Mwingi, and County Council of Mwingi)

1.6.4. Economy of Kitui County

Poverty Level: 63%

Age Dependency Ratio: 100:108

Resources: Arable Land, Wildlife, Livestock, Forests, Minerals

Tourist Attractions: Mwingi National Reserve, Tsavo East National Park

(National Bureau Of Statistics, 2007)

Figure 1: The Tsavo East National Park at Kitui County

Financial Services: 6 Commercial Banks, 8 Micro-Finances

Main Economic Activities/industries: Livestock keeping, Tobacco, Cotton, Coffee, Mangoes,

Commercial businesses

Agricultural products: Livestock Products, Maize, Beans, Sorghum, Pigeon Peas, Cowpeas,

Cassava, Millet

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Figure 2: Livestock keeping in Kitui County

Education in Kitui County The number of Primary Schools in Kitui is more than 1,098 and

scattered all over the vast county and resulting to long distances between schools. The teachers‘

pupil ratio is quite low at 1:41. There is therefore need to address accessibility and cultural issues

to improve school enrollment and completion rates in the county.

The Primary school going population aged 6-13 years representing 28% of the total population..

There is a very low transition from Primary to Secondary Schools.

There are some private secondary schools in the area and technical centers of higher learning in

Kitui County. Recently, SEUCO, Nairobi, and Kenyatta University have established campuses

(Kitui campus) in the town.

1.6.5. Number of Institutions (2011): Primary over (1,098), Secondary (over 181)

Primary: Enrolment (328,528)

Teacher to Pupil Ratio: 1: 41 (Public Schools)

Secondary: Enrolment (46,100)

Teacher to Pupil Ratio: 1:34 (Public Schools)

Tertiary: Over 60 (Comprised of University Satellite Campuses, Youth Polytechnics, Teacher

Training Colleges, Medical Training College, Technical Colleges, and Several Commercial

Colleges) (Kenya National Bureau of Statistics, 2009)

Adult Literacy Classes: Enrolment (Over 4,000 (source: KNBS)

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1.6.6. Health in Kitui County

Health Facilities: Over 261 – District Hospitals (3), Sub-District Hospitals (8), Dispensaries

(189), Health Centers (23), Medical Clinics (30), Nursing Homes (5), Others (3)

Doctor to Population Ratio: 1:16,047 (Kitui District), 1:50,701 (Mwingi District) (Kenya

National Bureau of Statistics, 2009)

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2. METHODOLOGY AND STUDY AREA OUTLINE

2.1. Introduction

The baseline survey is comprised of a desk review/survey and field visits.

Conduct a desk review including an analysis of documents, policy papers, national

surveys and reports that have been produced in connection with the project. This will

involve the following;

- Identification of the relevant government institutions and department holding

pertinent and relevant survey reports/ documents

- A visit to the offices to secure authority and access to the documents

- Carrying out secondary data through document reviews and analysis

- Printing and purchase of relevant documents at Government Printers

Develop a comprehensive data collection tool for the above assignment.

Develop participatory methodologies for the survey. This will take the form of the

following;

- Questionnaire

- Focussed Group Discussions

- Use Of Community Key Informants

- Brainstorming Sessions and Plenary Discussions

- Use of Checklist and Semi-Structured Interviews

Conduct field visits and interviews with communities, CBOs, NGOs, local leaders, local

authorities in the selected areas. This will involve the following activities;

- Mobilization of stakeholders

- Identification of appropriate meeting venue and facilitation and other meeting

logistic

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2.2. Anticipated constraints

The time constraints on the project have made it difficult to seek information on some topics

from these other districts within Kitui County which would have made the report more

exhaustive and conclusion. Nevertheless, the report has been written with the whole region in

mind. The author has obtained a great deal of information on the whole region in previous

projects, as well as further and more recent information, especially from report 1(RPT 1).The

other issue is poor road infrastructure, and distance between one point to the other.

Therefore, though the bias is present, it is not considered overwhelming.

2.3. Regional interpretation of sustainable development

2.3.1. An overview of the priority topics on the region’s

sustainable development agenda The document provides a working definition of sustainable development in the region. The

current version of the document notes that the economies of most African countries either

depend on the mining and minerals industry, or are strengthened by the industry's downstream

activities.

2.4. Purpose of the baseline survey

The entire sector has recognized the critical role mining plays in the region, and the opportunity

this presents to act as a catalyst in the region's transition towards sustainable development. This

project has been initiated to identify the impacts of mining on natural resources and peoples

participation in NRM issues and their livelihoods in Mutitu, Mutomo/Ikutha, Nzombe and Mui

(Mwingi East) districts in Kitui County (KC) towards sustainable development. The intention is

to place the mining and minerals sector (including all the significant stakeholders) in Kitui

County within the context of the goals for sustainable development, to:

Enable greater participation in community decision making processes;

Accelerate economic growth with greater equity and self-reliance;

Improve the health, income and living conditions of the poor majority;

Ensure equitable and sustainable use of the environment and natural resources for the

benefit of present and future generations.

The above working definition describes the process in terms of three interactive systems for

sustainable development:

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Promoting economic equity and stability

Enhancing social benefit, and

Maintaining the natural resource base.

The process is then depicted as three interlocking circles, one for the social system, the economic

system and the natural system, indicating that each of the three systems must be considered in

setting goals for sustainable development. One apparent weakness of this definition is that it

appears to apply worldwide rather than being specific to Kitui County. The issues are universal,

but the balance between them and the priorities are likely to vary between regions. In this region,

for example, the social and economic aspects dominate, both of them in terms of the

overwhelming need to alleviate poverty.

No government in the region or elsewhere can afford to ignore issues of the natural environment.

Environmental degradation intensifies poverty, as is described in the section on social issues in

this baseline survey. However, poverty also causes environmental degradation, and this reason is

undoubtedly worse in Kitui County and other counties in Kenya than it is in the industrialized

world.

Figure 3: The high poverty levels in Kitui County.(Photograph by Charles Muasya

People’s daily)

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3. ISSUES RELATING TO MINING IN KENYA

3.1. Policy and Legislation

At the time of generating the findings of this report, the country is yet to witness the introduction of the mining

and Minerals Bill 2011 to parliament for debate and approval. However, much of the provisions of the Bill are

expanded from the Kenya Mining Act that has been in force through the old constitutional dispensation.

Therefore it would be wise to rely on the existing Act to just pick some few provisions in regard to Mining and

Minerals in Kenya, as we intertwine this, with our area of focus.

3.2. Kenya Mining Act

Legislation is a key instrument in the mining industry. Just like in any other county, searching

and exploitation of mineral resources in Kenya is regulated by, the Mining Act Cap. 306

established in 1940 and revised in 1986, together with the Environmental Management and Co-

ordination Act of 2000 of the Laws of Kenya.

Section 2 of the Mining Act define minerals as precious metals, precious stones or non-precious

minerals, but does not include mineral oil, clay, murram, limestone, sandstone, mineral water,

brine, dolomite, kaolin, gravels, dimension stones, Kisii stone (pyrophyllite), sodium and

potassium compounds except those forming part of Lake Magadi saline deposit and ornamental

stones.

The principle (―all minerals belong to the government‖) of the ownership of the minerals is

vested in the Government of Kenya and includes minerals found within Kenya‘s Continental

Shelf, Territorial waters and the Exclusive Economic Zone.

Currently, the Government policy in mineral resources development is to ensure that the private

sector takes the leading role in mineral development while it assumes a promotional,

encouragement and regulatory role by providing basic geological data and necessary fiscal

incentives.

The Government of Kenya undertakes reviews of policies, mineral legislation, promotion

measures and publicizes the mineral investments in Kenya through the Mines & Geology

Department in the Ministry of Environment and Natural Resources.

This Department also undertakes regional mapping and exploration, encouragement of industrial

mineral prospecting and exploitation to local miners, evaluation and investigation of mineral

deposits using drilling rigs, rehabilitation of disused mines and quarries among other things.

Over 90% of the country has been geologically surveyed. (Kariuki 2002)

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3.3. Mineral Development Policy

The significance and role of minerals in Kenya‘s economy has made tremendous steps up the

ladder. In the National Development Plan of 1964-1970, the mineral resources were regarded as

insufficient to make substantial contribution to the economy of Kenya. No major deposits such

as iron ore, coal or oil had been discovered to serve as prime movers for rapid expansion of the

economy.

However, Kenya‘s Geology then showed that there were economically viable mineral deposits

such as copper, gold, silver, lead, iron ore, phosphate, platinum, manganese and nickel.

The seventh National Development Plan of 1994-1996, titled ‗Resource Mobilization for

Sustainable Development‘ has Chapter nine outlining the government policy on mineral

resources and recognizes the importance for preservation of a clean environment and the

involvement of the private sector for sustainable development. The Government policy on

mineral resources development is to ensure that private sector takes the lead in the development

of minerals.

The Governments role is that of promotion and encouragement by creating favorable incentives,

conducive to private investment by both domestic and foreign investors. The Government of

Kenya proposes to undertake reviews of policies, mineral legislation, promotional measures and

publicizing of the mineral investment potential of Kenya (OVP&MPND, 1993).

This is through the Department of Mines and Geology, which also proposes to undertake

regional mapping and exploration, encouragement of industrial mineral prospecting and

exploitation by local miners; evaluation and investigation of mineral deposits and rehabilitation

of disused mines and quarries.

Therefore, Under the Mining Act, here are some of the pertinent provisions to our area of focus:

3.3.1. Prospecting rights

L.N. 56/1965 Sch 18 of 1986

13.(1) The Commissioner or an officer duly authorized Prospecting by him in that behalf may issue to any

person a prospecting right in the prescribed form upon the payment of the prescribed fee:

Provided that a prospecting right shall not be granted—

(i) To any person who is under eighteen years of age;

(ii) To any person who, in the opinion of the Commissioner, is unable to understand the provisions of this Act

and the regulations;

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(iii) to any person to whom there has previously been issued either in his own name or as agent for any

individual, company, body of persons or partnership a prospecting right which has not been surrendered or

cancelled and which is in all other respect still valid.

(2) A prospecting right may be granted to an individual as agent for another individual if such agent is the

lawfully constituted attorney of such individual.

(3) (a} A prospecting right shall not be granted to a company, body of persons or partnership as such, but may

be granted to an individual as agent of the company, body of persons or partnership.

(b) In such case. the application for the prospecting right must be made by the individual in person, who must

either be the lawfully constituted attorney of the company, body of persons or partnership or produce an

application in writing, for the grant of the prospecting right to the individual as agent Prospecting right

privileges.

L.N.56\1965

3.3.2. Royalties and export permits

Section 22 of 1954, s. 4, 18 of l986.Sch.

12.(1) All minerals obtained in the course of prospecting or mining operations shall be liable to such royalties

as may be prescribed: Provided that the Commissioner may by permit under his hand exempt from liability to

royalties samples of minerals extracted for the purposes of assay or of metallurgical tests.

(2) No person shall export any minerals obtained, whether by him or by any other person, in the course of

prospecting or mining operations, except under the authority of a written export permit issued by the

Commissioner; and the Commissioner may refuse to issue such a permit in respect of any minerals liable to

royalty except upon prior payment of such royalty and in such other cases as may be prescribed.

(3) No person shall deal in minerals unless he has been registered as a dealer and has been issued with a

mineral dealers licence by the Commissioner Provided that a person holding a valid mining title who has

declared as provided by this Act that he is in production and is disposing of the type of mineral for which he is

licensed to mine shall not be required to obtain mineral dealers licence.

(4) A person who has been issued with a mineral dealers licence shall maintain a proper register of the kind,

quantity and quality of minerals dealt in, bought, sold, bartered, exported, cut or polished, the manner by which

it was obtained or disposed of: and the dealer shall make the register available for inspection by the

Commissioner or any person authorized by him in writing.

(5) Any person who possesses or deals in any minerals without a dealer‘s license shall be guilty of an offence

and liable for a fine not exceeding twenty thousand shillings or to imprisonment of a term not exceeding two

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years or both; and the minerals in respect of which the offence was committed shall be forfeited to the

government..

3.3.3. More General provisions from the Mining Act! 25. When the holder of any exclusive prospecting license or location granted under this Act discovers on any

land comprised in such license or location any minerals of economic value other than those for which the

license was granted or location was registered, he shall immediately report the discovery thereof to the

Commissioner. Payment of compensation to owners and occupiers of land

26.(1) Whenever, in the course of prospecting or mining operations, any disturbance of the rights of the owner

or lawful occupier of any lands or nuisance or damage to such lands or to any crops, trees, buildings, stock or

works thereon is caused, the holder of the prospecting right, exclusive prospecting license or location under

which such operations are or were carried out, and his successors in title thereto, shall be liable, on demand

duly made, to pay to such owner or occupier fair and reasonable compensation for such disturbance or

nuisance or damage, as the case may be, according to their respective rights or interests (if any) in the property

concerned.

(2) (a) If such a person or his successor in tide fails to pay compensation when demanded under subsection (1),

or if an owner or occupier is dissatisfied with the compensation offered, such an owner or occupier may,

within one month of such a demand having been made, refer the matter to the court.

(b) The court shall assess and determine the amount of compensation to be paid.

(3) The sum awarded shall be paid by such holder or successor in title, as the case may be, to the person

entitled thereto within fourteen days of the date on which the amount of the final award is notified to such

holder or such successor in title, as the case may be, or shall pending the disposal of any appeals thereon be

paid into court.

3.3.4. Grant of leases

3 of 1980, s. 2.

39. The Commissioner may in respect of land for the time being vested in or on behalf of the Government

grant a lease to the holder of a location, or to any person whose agent is the holder of a prospecting right in

respect of that location issued lo him as such agent, in respect of the whole or any part of the area covered by

any such location and upon such terms and conditions as he may determine.

Application for leases

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40. Applications for leases shall be made in the prescribed form and manner, and shall be subject to the

prescribed conditions, and shall be accompanied by payment of one year's rent in advance at the rate

prescribed.

Duration of leases

43. A lease may be granted for such term, not being less than five nor more than twenty-one years, as the

Commissioner may think proper provided that nothing in this section contained shall be deemed to derogate

from or limit the power of renewal of a 'lease conferred upon the Commissioner by section 46 or the power

conferred upon the Commissioner by section 55 to grant or renew a special lease in accordance with the

provisions of that section for such term as he may think fit.

Rent payable and penalty of non-payment thereof

44.The lessee in respect of his lease shall pay to the Commissioner, yearly in advance, a rent of one hundred

and fifty shillings per annum per hectare or part thereof and, if such rent is not paid within three months of

becoming due, and the Commissioner has served notice on the lessee demanding payment, an amount of

Twenty five per centum of the amount due shall be added to the rent, and shall be due and payable as if it were

part of the rent.

Rent and how it’s recoverable.

45. The rent reserved by any lease may be levied or recovered under the authority of or in the name of the

Commissioner, in like manner as rent is or shall be leviable or recoverable by law in cases where private

persons only are concerned.

Renewal and surrender of leases and remission of covenants

46. The Commissioner, in addition to and without derogating from or limiting any other right, power or

authority vested in him under this Act may—

(a) Renew any lease, other than a special lease, for such term, not exceeding twenty-one years, and upon and

subject to such terms and conditions, as he may think fit:

Provided that in the case of any such renewal the rent shall not be increased; (b) wholly or partially remit all or

any of the terms and conditions contained in any lease where, owing to special circumstances, in his opinion

compliance therewith would be impossible or great hardship would be inflicted upon the lessee;

(c) Extend time to the lessee for observing or performing all or any of the terms and conditions of any lease,

upon such terms and conditions as he may think fit;

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(d) accept, whether with a view to the renewal or re-grant of any lease or otherwise, the surrender of any lease

or any part of the area comprised therein upon such terms and conditions as he may think fit: Provided that no

such surrender shall affect any liability incurred, by the lessee before the surrender shall have taken effect.

Rights under lease

47. A lease shall confer upon the lessee the right in Rights under accordance with the terms and conditions of

the lease and subject to the provisions of this Act and the regulations by himself, his agents and his servants—

(a) to enter upon the lands the subject of the lease and the exclusive right to mine on such lands and the right to

remove and dispose of the minerals specified in the lease, and to do all such things as are reasonably necessary

for the conduct of mining operations; and

(b) In so far as may be necessary for and in connexion with such mining operations—

(i) To make all necessary excavations;

(ii) To erect, construct and maintain houses and buildings for his use and for the use of his agents and servants;

(iii) To erect, construct and maintain such engines, machinery, buildings and workshops and other erections as

may be necessary;

(iv) To stack or dump any of the products of mining;

(v) subject to the provisions of any law relating to water, to lay water pipes and to make water- courses and

pounds, dams and reservoirs, and to divert from a natural watercourse any water on or flowing entirely through

the land, provided that—

(a) Any water diverted not containing any noxious or poisonous matter is returned to its natural channel before

leaving such land;

(b) Any existing rights to use any source of natural water supply are not disturbed;

(vi) To construct and maintain such tramways, roads, communications and conveniences as may be necessary;

(vii) To graze upon lands not excluded from prospecting or mining such horses or other animals as may be

necessary for his subsistence or for the carrying on of mining, on payment or tender of a reasonable sum in

payment therefore:

Provided that, whenever a disagreement arises between the owner in the case of private land and the lessee in

connexion with surface rights, the matter shall be determined by the Commissioner.

Registration of leases

59. Every lease under this Act. Shall be registered in the office of the Commissioner in the manner prescribed.

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3.4. National Environmental Management Authority (NEMA) The National Environment Management Authority (NEMA) is established under the

Environmental Management and Coordination Act (EMCA) No. 8 of 1999, as the principal

instrument of government in the implementation of all policies relating to the environment.

The Authority became operational on 1st July 2002 following the merger of three government

departments, namely: the National Environment Secretariat (NES), the Permanent Presidential

Commission on Soil Conservation and Afforestation (PPCSCA), and the Department of

Resource Surveys and Remote Sensing (DRSRS).

However, following government restructuring in March 2003, DRSRS reverted to its

departmental status under the then Ministry of Environment and Natural Resources (MENR).

There was a transition period characterized by the integration of previous departmental activities

and appointment of the first Board of Management.

The Authority has a legislative framework that we can marry them in our survey, through

examining the provisions hereby outlined:

3.5. NEMA Regulations on Mining:

140. Any person who –

(a) contravenes any environmental standard prescribed under this Act;

(b) contravenes any measure prescribed under this Act;

(c) Uses the environment or natural resources in a wasteful and destructive manner contrary to measures

prescribed under this Act; commits an offence and shall be liable upon conviction, to a fine of not more than

five hundred thousand shillings or to imprisonment for a term of not more than twenty four months or to both

such fine and imprisonment.

141. Any person who –

(a) Fails to manage any hazardous waste and materials in accordance with this Act;

(b) Imports any hazardous waste contrary to this Act;

(c) Knowingly mislabels any waste, pesticide, chemical, toxic substance or radioactive matter;

(d) Fails to manage any chemical or radioactive substance in accordance with this Act;

(e) Aids or abets illegal trafficking in hazardous waste, chemicals, toxic substances and pesticides or hazardous

substances;

(f) Disposes of any chemical contrary to this Act or hazardous waste within Kenya; (g) withholds information

or provides false information about the management of hazardous wastes, chemicals or radioactive substances;

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commits an offence and shall, on conviction, be liable to a fine of not less than one million shillings, or to

imprisonment for a term of not less than two years, or to both.

142. (1) any person who –

(a) Discharges any dangerous materials, substances, oil, oil mixtures into land, water, air, or aquatic

environment contrary to the provisions of this Act;

(b) pollutes the environment contrary to the provisions of this Act;

(c) Discharges any pollutant into the environment contrary to the provisions of this Act; commits an offence

and shall on conviction, be liable to a fine not exceeding five hundred thousand shillings.

(2) In addition to any sentence that the Court may impose upon a polluter under subsection (1) of this Section,

the Court may direct that person to –

(a) Pay the full cost of cleaning up the polluted environment and of removing the pollution;

(b) Clean up the polluted environment and remove the effects of pollution to the satisfaction of the Authority.

(3) Without prejudice to the provisions of subsections (1) (2) of this section, the court may direct the polluter to

meet the cost of the pollution to any third parties through adequate compensation, restoration or restitution.

143. Any person who –

(a) Fails, neglects or refuses to comply with an environmental restoration order made under this Act;

(b) Fails, neglects or refuses to comply with an environmental easement, issued under this Act;

(c) Fails, neglects or refuses to comply with an environmental conservation order made under this Act;

commits an offence and shall on conviction, be liable to imprisonment for a term not exceeding twelve

months, or to a fine not exceeding five hundred thousand shillings, or to both.

144. Any person who commits an offence against any provision of this Act or of regulations made there under

for which no other penalty is specifically provided is liable, upon conviction, to imprisonment for a term of not

more than eighteen months or to a fine of not more than three hundred and fifty thousand shillings or to both

such fine and imprisonment.

145. (1) When an offence against this Act, is committed by a body corporate, the body corporate and every

director or office of the body corporate who had knowledge of the commission of the offence and who did not

exercise due diligence, efficiency and economy to ensure compliance with this Act, shall be guilty of an

offence.

(2) Where an offence is committed under this Act by a partnership, every partner or officer of the partnership

who had knowledge or who should have had knowledge of the commission of the offence and who did not

exercise due diligence, efficiency and economy to ensure compliance with this Act, commits an offence.

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(3) A person shall be personally liable for an offence against this Act, whether committed by him on his own

account or as an agent or servant of another person.

(4) An employer or principal shall be liable for an offence committed by an employee or agent against this Act,

unless the employer or principal proves that the offence was committed against his express or standing

directions.

146. (1) The Court before which a person is charged for an offence under this Act or any regulations made

there under may, in addition to any other order:-

(a) Upon the conviction of the accused; or

(b) If it is satisfied that an offence was committed notwithstanding that no person has been convicted of the

offence; order that the substance, motor vehicle, equipment and appliance or other thing by means whereof the

offence concerned was committed or which was used in the commission of the offence be forfeited to the State

and be disposed of as the court may direct.

(2) In making the order to forfeit under subsection (1) the Court may also order that the cost of disposing of the

substance, motor vehicle, equipment, appliance or any other thing provided for in that subsection

3.6. Evictions and resettlement Draft Bill 2011

The practice of forced evictions is a global phenomenon and is carried out in both developing

and developed nations, in all regions of the world.

Forced evictions are normally caused by various and often complex but interconnected factors.

These include:

• Illegal/irregular allocation of public land

• Insecurity of tenure

• Development and infrastructure projects

• Environmental concerns

• Large international events, e.g. Olympic Games, the World Cup or international conferences

• Urban redevelopment and beautification initiatives

• Property market forces and gentrification

• Absence of state support for the poor

• Political conflict, ethnic cleansing or war

• Planning initiatives

According to excerpts from the abridged version of the draft bill, for years, evictions have taken

place in Kenya, especially in informal settlements in contravention of international human rights

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standards. Mass forced evictions are usually carried out by government agencies or private

developers claiming ownership of land on which some of the settlements stand. Use of police

and bulldozers is common and violence, at times resulting in death, occasionally occurs. Forced

evictions have devastating effects on individuals and communities. Majority of the victims are

the poor who live in informal settlements. It was, however, the November 2011 evictions of the

middle class in Syokimau that finally prompted Parliament to appoint a Committee to address the

matter with some level of seriousness.

In the rural areas, squatters and former labour tenants are the main victims. Squatting is

widespread in the country. It is usually a result of displacement due to development projects,

different forms of violence, redundant labour/tenants, forest evictees and corrupt land

registration practices.

The trend of forced evictions also runs parallel to cases of irregular and/or illegal land

allocations. Cases of irregular land allocation have been documented and are numerous, as

recorded in the Report of the Commission of Inquiry into the Illegal and/Irregular Allocation of

Public Land (popularly known as the Ndung‘u Report.

3.7. Global Context(Instruments that govern evictions and resettlements)

However there are other avenues that observe the way states conduct their affairs in regard to the

citizens. These international bodies act as watchdogs to ensure that human right are respected.

Kenya is a signatory to these bodies:

The universal declaration of human rights (UDHR)

International covenant on economic, social and cultural rights (ICESCR)

International (covenant on civil and political rights ICCPR)

International covenant on civil and political rights (ICCPR)

Convention on the elimination of all forms of racial discrimination (CERD)

Convention on the elimination of all forms of discrimination against women (CEDAW)

Convention on the rights of the child (CRC)

The African charter on human and people‘s rights International standards and the nature

of state obligations

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3.8. National Context: (Instruments that govern evictions and resettlements

Policy framework

A number of national policies address the issue of forced evictions. The two key important ones

are discussed below.

The constitution of Kenya 2010

The Constitution is the supreme law of the land. Chapter four on the Bill of Rights and several

other provisions have a direct bearing on the right to housing in general and evictions in

particular.

The national land policy

One of the principles of the National Land Policy (Sessional Paper No. 3 of 2009) is security of

tenure. The implementation of the policy is therefore critical in addressing the problem of

informal settlements and forced evictions. Under the Policy, the Government shall, among

others, put in place an appropriate legal framework for evictions based on internationally

acceptable guidelines.

The Policy provides a clear basis for the Eviction and Resettlement Guidelines. (Source:

Evictions and resettlement Bill 2011)

3.9. Case study on a successful handling of resettlement in Kenya:

Ziwa la Ng’ombe slum settlement – Mombasa

This involved the construction of a school, administration block and access road. Here, the

KENSUP relocation strategy was used. The process involving giving a notice of intent to

improve the area was done through barazas, although the request for improvement had come

from the community. There was a consultative meeting with all stakeholders to ensure common

understanding and coordination, sensitization of target groups, involvement of Mombasa

Municipal Council which is KENSUP‘s implementing agency in all stages, from planning to

implementation. An Executive Committee was instituted for community mobilization and

participation. Eventually, the residents removed their structures willingly and the school and

administration blocks were completed and handed over to the community. The access road

project is ongoing. (Case study example from the evictions and resettlement draft Bill 2011)

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4. INDUSTRY DESCRIPTION

4.1. Minerals Position in Kenya

Although most of the minerals are exported in their raw form, the government policy is to

encourage value addition within the country for higher returns, support of industrialization and

employment creation. Among the minerals that are found in Kenya in significant quantities are

soda ash (Trona) around Lake Magadi, Fluorspar at Kimwarer in Kerio Valley as well as

Titanium in Kwale, Malindi and Lamu.

There is reasonable potential for Gold in Kakamega, Vihiga, Migori, Transmara, Bondo, Siaya,

Pokot and Turkana while there were minor indications of the mineral in Nandi.

Coal occurs in Mwingi and Mutitu .It is currently under investigations by the Ministry of

Energy in conjunction with the Ministry of Environment and Mineral Resources to establish its

viability for commercial exploitation.

Iron ore occurs in parts of Taita, Meru, Kitui, Kilifi and Samia. The Ministry of Environment

and Mineral Resources as well as private prospecting companies are involved in evaluation of

viability. Manganese ore occurs in Ganze and Mrima Hill in Coastal region.

Diatomite is found at Kariandusi near Gilgil. Vermiculite on Kinyiki Hill. Gypsum in El

Wak, Garissa, Tana River, Kajiado and Turkana. Natural carbon dioxide at Kereita in Kiambu

while a variety of gemstones are found in Taita, Kwale, Kitui, Mwingi, Kajiado, Isiolo, Pokot

and Turkana

Kenya's mining industry is dominated by production of non-metallic minerals encompassing

industrial minerals such as soda ash, fluorspar, kaolin and some gemstones. Mining accounts for

a very small part of Kenya‘s annual GDP. Gold is produced primarily by artisanal workers in the

west and south western parts of the country, on several small greenstone belts. Iron ore is mined

from small localized deposits for use in the domestic manufacture of cement.

This year, Kenya struck oil in what is expected to be determined whether the deposits meets

commercial viability threshold. The Tullow discovery, if commercially viable, will put Nairobi

at the head of the table as a first among equals. To put it in perspective, Uganda now has to

compete with Kenya for investment dollars and attempt to keep her momentum as the first off

the block. However, since Kenya will be a safer bet for capital from the free markets, Uganda

may need to look seriously at sovereign wealth funds to make her fields competitive. Kampala

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intends to supply oil products from a refinery in the hinterland. It can still do so, but it‘s unlikely

to raise money for it from the open market quickly enough (if refining in Kenya remains the

logical option.)

Clearly as seen, one of the largest potential capital projects in Kenya is the Mui Basin anticipated

coal mining, Mutomo Limestone mining and Kwale Hill heavy mineral sands project that is

being developed along the country's south-eastern coast.

Base Resources, who acquired the Kwale Mineral Sands Project from Tiomin Resources in 2010,

consider this project to be a world class advanced development project. All approvals, permits

and licenses required for development are in place and a full definitive feasibility study has been

completed. The Project, which is supported by the Kenyan government, is located just 50km

from Mombasa.

As part of the Kwale acquisition, Base Resources has also acquired an option to purchase three

further exploration projects from Vaaldiam, namely Mambrui, Kilifi and Vipingo. These

projects, which are located along the coast to the north of Mombasa, have a combined JORC

compliant mineral resource of 1,388 million tonnes at 3.8% THM.

In 2010, the Aviva Corporation acquired an interest in the Bumbo base metal prospect in west

Kenya through a joint venture with AfriOre International, a wholly owned subsidiary of Lonmin

Plc. The project comprises 2,800km2 of the Ndori Greenstone Belt in Kenya, which forms part

of the Tanzanian Archaean Craton. Previous exploration in this area has identified significant

potential for gold, as well as copper, lead and zinc.

Assay results from the Bumbo prospect in early 2011 confirmed high-grade Cu-Zn-Ag and Au

intercepts from diamond drilling. Diamond drilling of five gold targets has already commenced.

The first gold target to be tested will be the Kimigini Prospect followed by Bushangala, Viyalo,

Barding and Musumbi.

For the purposes of this research, we are going to limit our focus on Mui Coal Basin and

Limestone in Mutomo and Ikutha District.

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4.2. Coal Mining In Kitui County

4.2.1. The Mui Coal Basin

According to the area Councilor, Mr. Mulongo (Mui ward) Mui Basin Coal is divided into four

blocks namely A, B, C, and D which are in Kitui County. Blocks C and D are in Mwingi East

District which is administered by the District Commissioner Mr. Martin Mwaro.

The District Headquarter is at Mathuki market in Mui Division, Mathuki location. Blocks C and

D are all in Mui Division, which has three locational units, namely Mui location area Chief Paul

Mwaniki, Mathuki location area chief Mr. Munyasya Kimanzi and Kalitini location area by

Chief Mr. Benjamin Mbutu.

Mui Division has twelve sub locational units, and finally Mui division is within Mwingi south

Constituency, and the area MP is Hon. David Musila.

The division has two community Basal organizations (CBO) namely Ngungi C.B.O in Mui

Location and Mwingi Youth developers in Kalitini locations. They are actively involved in

carrying out their objectives with operational offices in their respective locations. Ngungi C.B.O

has office in Mui market at the assistant chiefs building (Ngungi 2012).

Mui Basin has educational institutions with 26 public primary schools and six private primary

schools, six operational public secondary schools and two are now under construction.

Figure 4: Lundi primary school: One of the educational facilities in Mui division.

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There is one youth polytechnic known as Mui Youth Polytechnic in Mui location, Ngiluni sub-

location.

Regarding healthcare facilities, there are five public dispensaries and health center in block C

and D namely Mui dispensary, Lundi dispensary, Menyani Dispensary, Itiko dispensary, Yumbu

Dispensary and Mathuki Health center. The sixth dispensary is Nduvani dispensary which is not

operating but plans are under way to make it fully operational.

The two public secondary schools under construction are Ngungi secondary school and Lundi

secondary school. Operational secondary schools are Mui secondary school, Munyuni Day

Secondary school. AIC Kyamwenze Girls Mathuki Girls secondary school, AIC Kalitini

secondary school and AIC Yumbu secondary school all these institutions are within Blocks C

and D the coal mining area. Blocks C and D has many Christian denominations AIC, FGCK,

Redeemed Churches, IPC, ACK, ABC, Roman Catholic and many others. Most of these are

permanent church structures/ buildings.

Blocks C and D have a lot of resources. The main economic activity here is farming. They keep

cattle, goats, poultry, bee- keeping and also grow a variety of crops such as maize, cowpeas,

beans, sorghum, millet, green grams etc. Since the area is semi arid land is semi arid land people

in these Basin blocks have excavated earth dams and shallow wells as a way of water harvesting.

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Figure 5: The water problem in Kitui County

After the government surveyed and drilled wells which have coal deposits, the community

welcomed the idea. However, our research established that there is a huge disconnect between

the residents and Key opinion leaders .According to many residents, the community has not been

―in the know‖ in terms of education and information about the whole project.

―We only saw people entering our shambas and started clearing the bushes and drilling the wells

―fumes one resident Mr. George Ngungu.

4.2.2. Community reactions/NRM and Advocacy issues

The community, through various meetings we have held, has through various opinion leaders

and heads of various CBOs, all from the soon to be affected areas, through Mining and quarrying

activities, expressed a myriad of issues. These issues are based on a range of aspects from

Economic, social, environmental, cultural and Political. These concerns are, but not limited to

the following:

The community wishes to be educated through workshops to be conducted in regard to

Limestone quarrying, sand harvesting and coal mining, on which methods will be used

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,especially coal mining, before the exercise starts. In essence there are two methods of

Mining i.e.

Underground Mining

This refers to any sub-surface vertical or horizontal excavations that are made for the extraction

of minerals. An example of this is the lead ore mines (Gelena) at Kinangoni mine in Kilifi

district. This method has little effect on the vegetation and the ecosystem in general. (Kariuki

2002)

Open-casting Mining

This refers to uncovered excavations made on the ground for the purpose of mineral or rock

exploitation such as the open quarries, pits, trenches, etc. This is the most common method of

mining in Kenya, in particular in the Coast province where there are abundant mining activities.

Examples of these includes gemstone mines like Kapanga Kasingau and Mangare areas of Taita-

Taveta district, Bamburi Portland cement quarries, Jaribuni Iron ore works, Roka gypsum

workings, Kokotoni Ballast quarries, Maji ya Chumvi slabs quarries at Mariakani and Taru all in

Kilifi district and Msambweni glass sand or silica‘s and quarries, just to mention some.(Kariuki

2002)

The Residents wishes are that the government and the mining companies to discuss the issue of

community compensation, procedures, criteria, and amount and when will this be done.

Educational institutions, church buildings to be constructed for them before they move or

before the coal mining begins.

The community wishes to be compensated for their lands, institutions, trees, shops, and graves

for their deceased relatives! The Akamba custom dictates this according to the chairman

Ngungi CBO in Mui. This is because no one would like to leave behind the bones of their

deceased relatives.

The Residents would wish to be compensated for disturbance allowance in the event that they

will be moved to different areas of occupancy.

The community would wish 90% of casual workers to come from within the areas with gender

issues being factored in.

The community would wish industries/Plants to be established at the source of the raw material

and not the transfer of the raw material to other areas.

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Electricity. This being an important necessity for limestone grinding, the community is

demanding the companies to supply electricity to the locals as part of their social corporate

responsibility. The residents would wish electricity to be supplied to their residential areas they

would be moved in, to uplift their standards of living by engaging in economic activities.

Residents would wish to have shareholding in the mining companies.

The Revenue sharing/resource sharing: residents would wish to have the proceeds shared as

follows: 80% to the National government, County level 10% and 10% to the welfare of the

community. There is a divided opinion on these demands, with some quarters floating a 50-50

sharing formula between the community and the National Government. Revenue/proceeds

sharing formulae is a critical source of conflict.Some leaders are of the opinion that this would

enable them to cushion themselves against the harsh climatical condition of the area. They point

out that perennial lack of rain and persistent crop failure has left them vulnerable. They are

optimistic that the planned mining projects will bring some sigh of relief to their livelihoods.

Land Reclamation: The community wishes to come back to their land after the coal mining is

over.

Land: whether to lease or sale. The community according to the local leaders is torn between

these two issues. The situation has become murkier by the fact that some land owners have

already been given some money by cement manufacturing companies and individual agreement

entered between them.

Employment: The residents are demanding priority in labour force in the mining companies.

Top of their priority is a situation that will provide a platform of the bulk of the unskilled labor

force is emanating from the local residents.

Infrastructure: whether the companies will be ferrying the raw materials or will build plants

within the mining zones. Majority are for the idea that they need factories built within the

limestone and coal belt. Others are not aware of the implications of either decision being

implemented.

Social amenities e.g. schools, healthcare centres etc.This is a crucial issue that cannot be

ignored. As I earlier, mentioned in this report, several public schools and churches are lying on

the limestone and coal belt. Moving them to other locations is a weighty matter that needs

collective involvement by the stakeholders. The residents also lack access to health facilities.

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They are demanding various health centres to be erected in a bid to help them access healthcare

services.

Compensation-case of limestone zone: this issue is arising from the Kitui county council stance

that the civic body has the right to lease the land to the mining companies through competitive

tendering process. Then the affected community residents by then should be adequately

compensated and given alternative resettlement options

Other minerals available, other than Limestone and coal are also another area that needs to be

addressed. Local residents are aware that during the initial exploration initiatives, the report

indicated other numerous valuable minerals such as gypsum, iron ore, magnesium etc.were

found and would still be found during the actual mining and quarrying process. They are looking

upon the legislation/policy to be adhered to, in addressing the issue.

Water is another key issue that has come up very strongly. The community has perennially

experience water shortage. Residents travel miles away to get hold of this precious commodity.

Their desire is for boreholes to be sunk and piping done to enable them to enjoy the benefit of

the commodity, through domestic use and irrigation.

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Figure 10: Residents highlighting their demands in Mui Coal Basin at Mui Market.

From the previous sections, all stakeholders have put pressure and indicated their NRM and

Advocacy issues they would like mining companies to initiate. Summarily, they are as follows:

Provision of Labour

Safeguarding employment

Job creation

Effects of retrenchment

Health and safety

Remuneration

Housing

Training and career development.

Industry

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41

Economic development

Taxation

Technology development

Labour supply and skills

Markets

Availability, cost and transfer of capital

Regulation

Government

Mineral development

Tax revenue and effects of taxation

Small-scale mining

Migrant labour

Beneficiation

Transformation

Environmental management

Communities

Poverty alleviation

Displacement, resettlement and compensation

Contributions by mining companies to community development including

Schools, clinics, hospitals, etc.

Environmental degradation and reclamation

Mine closure

Employment of women

Child labour

4.2.3. Fears of the community

1.Fear of leaving their fertile land to unfertile land

2.Pollution: will affect their health through mining related diseases and exposures.

3.Separation: Being taken to different places, far distance from their relatives.

4.Poor road infrastructure ,lack of water for domestic use and their cattle and pasture especially

to where they will be resettled

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5.Insecurity as a result of banditry.

All in all, optimism is high that life will change for residents of Kitui County and Kenyan

generally now that a Chinese contractor has been awarded the coveted coal mining contract at

the coal-rich Mui Basin in Kitui County. According to reports, the contractor is set to start work

on the site soon. Mui Basin is estimated to have more than 400 million tones of coal deposits

and the government said the mining will create wealth and jobs and improve infrastructure of the

area.

4.3. Government plans regarding mining in Kitui County

4.3.1. Industrial Zone

Suggestions are already being made to have the area designated as Industrial Zone for Kenyan

manufacturers to benefit from cheaper power. Those with the suggestion cite the fact that the

area has also been found to have iron ore and lime as compelling reason to make the area an

industrial zone. Lime is a key component of cement.

4.3.2. Energy

The coal deposits in Kitui are billed as the best alternative source of cheap energy at a time when

the country needs affordable power to drive Vision 2030, the economic blueprint that aims to

make Kenya an industrialized country in 2030.

To date, Kenya relies up to 67 per cent on hydro sources, 10 per cent on geothermal and 23 per

cent on thermal sources, which is price-sensitive to fluctuating international fuel prices and

unreliable weather patterns. In South Africa, where coal mining is a major activity, about 90 per

cent of the electricity is coal-fired and is four times cheaper than in Kenya (Kenya, Ministry of

energy 2012).

4.3.3. Tenders

At least 16 international coal mining companies had expressed interest in coal mining in the Mui

Basin. The companies, which had responded to Kenya government‘s call for investors in the

project, came from the US, India, South Africa, China, UK and Australia.

They included Vale Inc. of Brazil, BHP Bilton of South Africa, Coal India, Continental Coal of

Australia, TATA Power of India and China Nomation Machine & Export Corporation, London

Coal Corporation of UK, Venmyn Rand of South Africa, Adhijeet Group of India, RSV Enco of

South Africa, and Fenxy Mining Industry Limited of China.

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Kenyan companies that submitted bids included the Rift Valley Resources, Africa Power and

Logic Lamu Infrastructure Company ((Kenya, Ministry of energy 2012).

4.3.4. Conditions for contractors and mapping of the area

Investors were supposed to show an ability to raise funds in excess of $100 million, evidence of

technical ability and a history of mining coal in at least three developing countries(Osumo,

2001)..

The 490.5 square kilometer basin The Mui basin has been sub-divided into Sombe, Kabati, Itiko,

Mutitu, Yoonye, Kateiko, Isekele and Karung‘a but activities are concentrated more in Kateiko

and Yoonye, which has been classified as Block C. A map obtained indicates the Basin has been

subdivided into portions of block A, B, C, and D, which start from Mutitu constituency all the

way to Karung‘a Mwingi North. ((Kenya, Ministry of energy 2012).

4.3.5. Current Coal Mining Companies in Mui

The award (concession) of the coal mining contract has been given to a Chinese firm Jung‘u with

its subdiary Fenxi Mining Industry Limited undertaking the actual Mining, However, there

remains one handle, and that is the approval by parliament through the passage of the Minerals

Bill 2011. (China delegation 1 report from Block C- Mui).

The contract allows the Chinese company to exploit only a part of thee 490.5 square kilometer

piece of land with coal deposits. The deposits are said to be so large that mining can go on for

years. Experts say the 220 million tones of coal so far identified in one of the blocks -Block C- of

the land can alone support 1,800 megawatt power plant for 30 years and still leave 180 million

tones of coal to support other activities((Kenya, Ministry of energy 2012).

4.3.6. Limestone Mining at Mutomo/Ikutha Districts

A couple of years ago, there has been a lot of jostling and mudsling in a bid to win some

valuable space in the newly created Mutomo and Ikutha District limestone belt. The availability

of huge limestone deposits has seen the rush intensified, with politicians and investors, all

embarking on a mission to get themselves a piece of this limestone rich parcel of land. The

cement industry in Kenya has been characterised by an attempt by the major factories all, trying

to buy huge portions of land from the locals.

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4.3.7. Cement Mining Companies in Mutomo/ Ikutha Districts

According to Amos Kitonyo the secretary General Mathima Natural Resources Cooperative

society, (MNRCS) there are five cement companies along the limestone belt which are Athi

River Mining, Devki Cement, and East African Portland, Criss cross and Bamburi.

Mr Kitonyo added that, six primary schools and eight churches in the two limestone rich

locations i.e. Mathima and Kanziku Locations are going to be affected when the actual

excavation starts. The EAPCC had already identified 300 acres in the Mutomo, which has 'huge'

limestone deposits which will be mined for use in its Athi River plant to ensure uninterrupted

supply of the raw material. Gypsum and limestone are the two minerals the companies are

targeting in Mutomo District.

Sources privy to this, have argued that, the deposits the firms have discovered are sufficient to

sustain mining for more than 200years. The two minerals are also key inputs in the manufacture

of cement, which constitutes up to 90 per cent of the volume of the finished product.

Initial reports had indicated that the Kitui County Council had been directed to contract two

cement manufacturers to mine limestone in the Districts.

Charles Muasya a veteran Journalist with people‘s daily confirmed that a Government permanent

secretary had directed the clerk of the council to uphold the principal of competition when

leasing out the two blocks in Mutha division. The initial plan was for the council to lease the

land to the cement firms with the issue of compensation to the landowners in Mathima and

Kanziku locations being addressed adequately by the then Mutomo district commissioner Alfred

Mwandale. After consulting ,one officer who didn‘t want his name to appear in this report cited

that the council is empowered under the Trust Land Act to license mining within its jurisdiction

since limestone is classified as a common mineral under the same Act.

He said that the decision to allow lease of each block to one company was reached after a

meeting chaired by the then Local Government minister Musikari Kombo. The meeting observed

that the rights and interests of the community must be protected by the investors, the civic body

and the Government.

The letter that was copied to commissioner of mines and geology and the Mutomo District

Commissioner directed that the Local Government Act, Trust Land Act and other relevant

statutes relating to land matters be observed during the transaction.

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However I was able to understand that, a court battle pitting Athi River Mining and Bamburi

Cement companies over limestone has derailed the mining process from taking off. Both want

exclusive right to the land (Tom Mbathi, Athiriver Mining).

Bamburi claim that they have an Exclusive Prospecting License (EPL) obtained from the

commissioner of mines and geology while ARM point out that a full council meeting by Kitui

County Council sanctioned operations in Mathima location. ARM ventured into Mathima in July

2011 and went ahead to pay Shs 60,000 per acre to the landowners in the area beginning with a

deposit of Shs 25,000. (Tom Mbathi, Athi River Mining Official)

Locals have been following developments on exploitation of limestone deposits in the area

keenly with the hope that they could reap great benefits. The matter has also been popular with

local politicians who are promising to push for heft compensation. When ARM is reported to

have paid the land owners Sh60, 000 per acre, the owners started to demand an increase

following a better offer given by the rivals of the company. This offered the stage for a

protracted court battle between the two giant companies (Charles Muasya, Journalist with

People’s Daily)

4.3.8. Individual land Lease- versus- Kitui Council Tendering Approach

Based on my own interpretation, I could derive to another borne of contention. While the County

Council has vehemently stood its ground that it has the mandate to offer competitive tender to

the mining companies and lease the land on a given agreement, this has not gone down well with

some individual land owners. Although most of the residents do not have title deeds for the land

they occupy, they are not ready to allow the council of Kitui to negotiate on their behalf on

matters of land lease to the mining companies.

Instead they would prefer to work under an umbrella body independent from the political

affiliations of the area. Some cited that some local leaders have been compromised by the mining

companies through handouts to silence the community. A legal assistant, Mr.Bonface Muinde

Mutie, from Kituo cha Sheria revealed that, their organization is pushing for the revocation of

the previous agreements made by individual land owners with the mining companies, and

embark on sensitization workshops aimed at building the local people‘s capacity.

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4.3.9. Limestone rich areas The main areas with limestone deposits are in Mutomo and Ikutha Districts, South of Kitui. The

areas lie in what is popularly known as limestone belt. Some of these areas are;

Mathima Location, Mutha Division, Mutomo District

Kanziku Location ,Kanziku Division, Ikutha District

Simisi Location, Kanziku Division, Ikutha District

4.4. Interactions and trends between mining, communities, society and the

environment

4.4.1. Factors the mining companies should consider

One major group of factors is concerned with labor, in terms both of the employment of people

from the specific community and the effects on migrant labor. This includes such factors as job

opportunities, job creation, retrenchments, wages and benefits, working conditions, health and

safety, HIV/AIDS, training and skills development, housing for mine workers and their families,

employment of women and child labor, effects on migrant labor, and so on.

Economic factors include mining contributions to GDP, exports and taxes – these affect the

communities indirectly, depending on the way that governments allocate the proceeds, that is,

whether a suitable amount is allocated to the specific community affected by the mining. The tax

regime, for example, often centralizes the allocation of tax revenue, in which case insufficient

benefit would accrue to the local areas where the main impacts are felt.

A number of mines or mining companies contribute to adjacent communities by certain

amenities to the community. For instance, according to the project Manager Tom Mbathi, Athi

river Mining cement manufacturing Co. plans of drilling two boreholes to the residents of

Mathima in Mutomo District. The Company has also established a communal Trust fund by

donating an annual amount of sh.1 million. There is a promise that they would be able to provide

or subsidize schools, clinics, hospitals, community centers , self-help schemes, roads, houses or

sports facilities.

Although these activities contribute to the economic benefit of the area concerned, they are often

primarily implemented to ensure production. The economic benefits may accrue to a small part

of the population and create ―islands of development

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Political factors are also important to communities, for example by the way political authorities

emphasize specific areas relative to other political constituencies. Some residents are caught up

in violent conflicts and in the contest between warring parties over the control of valuable

mineral resources such as limestone. (Charles Muasya, Journalist with People’s Daily)

In Kitui County, the political systems are characterized by political kingpin leadership, new

forms of democratic leadership and conflicts between traditional leadership and elected

councilors. Access to the resources that minerals have to offer mining, labour and supplies -

creates political and social conflict.

In some countries such as Angola the diamond fields are contested between rebel groups and the

government. Conflict can range from high-level strife such as war to lower level disputes such as

over resettlement or land ownership.

Communities are also affected by the ways in which mining interacts with their physical

environment. These effects cover a large number of aspects, from the disposal of solid wastes to

pollution of water sources and air to the need to reclaim mined-out areas. This is expected to play

out especially in Mui Basin. (Charles Muasya, Journalist with People’s Daily)

One big question that the community has grappled with is how the government plans to address

the land reclamation issue after the coal mining comes to an end. In general terms worldwide, the

mining industry does not enjoy a good public reputation for sound environmental management

(Ashton, 1999). However, the situation is changing as a result of increasing public awareness and

consumer pressure. The mining industry through the government of Kenya‘s NEMA, has

realized the economic benefits of improved environmental management and has increasingly

been participating in or even leading this improvement.

According to the view of at least one of the respondents, many of the current problems may be

summarized by the concept of "environmental justice". At least in the past, pollution and

environmental degradation followed the line of least resistance, with cost considerations rather

than the interests of adjacent residents usually determining the methods of waste disposal.

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Since most mines are established in what are then rural areas, most of the adjacent residents are

among the poorest in the country, the least sophisticated in terms of technology and interaction

with authorities and therefore the least able to offer resistance.

Poor people are also affected most by environmental degradation because they have less access

to alternative sources of water, cannot afford defenses such as filters and cannot afford to move

elsewhere. Environmental degradation also affects urban areas, usually those that have grown up

around mines in previously rural areas, but even there the effect on poor people is the largest.

Those who directly benefit least from mining are the poor (even foreign shareholders are among

the major beneficiaries). The poor are among the most severely affected by environmental

hazards. That is, according to this view, these hazards are distributed inequitably.

Reclamation of land affected by mining is not always satisfactory, especially for the mines that

closed before laws were passed to demand reclamation. Older Kenyan mining operations started

at a time when there was little or no explicit concern for the surrounding environment. Disposal

of wastes was carried out in a manner designed solely to minimize costs, rather than to prevent

pollution or facilitate rehabilitation (Ashton). In many instances, old mines and quarries were

simply abandoned and no attempt was made to rehabilitate the surface workings when the

economic life of the ore body was exhausted.

This situation placed the responsibility for rehabilitation with its accompanying economic burden

on the State. Internationally, there is often no apparent source of funding other than government

for cleaning-up large-scale abandoned degraded areas of many types (Epps, 1996).Concern has

been expressed by a number of Community-Based Organizations(CBOs) and NGOs about a lack

of monitoring and evaluation of mining impacts.

They are also concerned about a lack of clear, efficient and effective procedures, or training and

awareness campaigns, to enable communities to monitor environmental management. A further

concern is what is seen as a passive role of government on these issues (Mthetwa, 2000).

These CBOs and NGOs would like to see:

benchmarking to measure sustainability

respect for the "no-go" option

use of the best available technology to prevent environmental degradation

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49

Commitment to environmental research

Full reclamation of all mined land

Independent audits

Full disclosure and consultation

Citizen Review boards

Public support of environmental reforms and treaties, and

Establishment of a fund to address reclamation of abandoned mines.

The mining industry is also criticized because of its extraction of non-renewable resources. Its

response is that mineral deposits become an asset only after exploration and development. Coal

with an ash content of greater than 12%, for example, was considered merely as "carbon-

contaminated rock" until pulverized fuel boilers were developed that could use this coal and a

demand was started for that grade of material.

Rights to occupation of land are also affected by mine development, and the industry has been

accused of inequity in compensation. Mines offer landowners compensation for the land taken

over but non-owning occupants and their families are usually left with no compensation. One

exception was the Aquarius platinum development near Marikana in the North-West Province of

South Africa, where a needs analysis was performed and the 500 occupants did receive

compensation.

Hostels or other accommodation established by mines or plants in the midst of more established

communities often causes conflict, as the miners are likely to have different interests, cultural

backgrounds and political affiliations to the established residents.

The mining companies are moving away from hostel accommodation to family-type units but in

many cases migrant workers do not want to invest in urban accommodation.

4.5. Supply chain issues

Supply chain in minerals can be looked at in a number of ways, for example as a broad supply

chain or a processing or product chain. The broad supply chain can be considered as follows:

Issues around the supply chain formulated this way can be very broad, including questions such

as the economics, politics, sociology and technology of the production and supply of the

products of each stage. One specific point is that the development of electronic commerce to

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speed up transactions is expected to improve the management of the supply chain. For the

present study, which concentrates on mining and processing, a product or processing chain is the

most relevant way of looking at the supply chain. A typical generalized processing chain of this

sort is given here below, though this still only applies to some minerals such as limestone and

coal:

4.5.1. Generalized processing chain

Waste disposal

or recycling Use Sale Transport

Raw materials

Production of raw product

Production of intermediate goods

Production of finished goods

Limestone and coal mining Crushing and Grinding Concentration

Smelting and Refining

However, this kind of chain can only be applied for a specific metal or mineral, as more of the

specific steps can be seen

4.5.2. Land access and use issues Land reform, property and mineral rights under common law, ownership of the land includes

ownership of the minerals in the land. However, the law in Kenya developed in such a way that

the right to minerals can be separated from the title to the land. Minerals rights constitute rights

in land. They are officially registered by the State and are a form of property protected by the

Kenyan Constitution, (Mining Act Chapter 306, 1972)

Therefore, when considering the effect of mining on land rights and access to land, the main

issue is that of mineral rights and access to minerals. This will be taken to apply to Kenya as a

whole, as it is understood that a similar situation applies in most of the countries of the region in

regard to the inclusion of minerals in land rights. Other land issues such as dispossession and

resettlement are discussed in section of social issues.

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5. THE MINING PROCESS AND SITUATION IN KENYA

5.1. Desired drivers of change

Supply/demand considerations

The domestic market for most mineral commodities produced in the region is relatively small.

Sudden increases in demand may put pressure on labor, safety and environmental practices in

order to increase production. This effect, however, is likely to be the exception as most facilities

producing minerals or metals are limited by capacity considerations and the need to avoid over-

rating of expensive equipment.

Longer-term increases in demand are likely to have more effect on these practices, especially if

reserves or investments do not keep pace. Long-term decreases in demand put pressure on profits

and lead to cost-cutting, which may also affect labour, safety and environmental practices.

Eventually, a continued slump in demand (as well as cost increases) causes mines to close

(Osumo, 2001).

5.2. Mining and Quarrying Activities of Limestone

A case of Mutomo and Ikutha Districts

Quarry operations are under the respective Local Authorities in their areas of occurrence.

However, the Commissioner of Department of Mines and Geology sanctions use of explosives

for the purpose of blasting the rocks. That is, there always exist conflicts and misuse of various

licensing bodies in quarrying.

Table 2 lists the activities in Mining/Quarrying and the impact of it to the environment.

ACTIVITY POSITIVE

IMPACT

MEASURABLE

PARAMETERS

NEGATIVE

IMPACTS

MEASURABLE

PARAMETERS

Clearance of

the overburden

-creation of

employment

-provide raw

materials for the

construction

industries

-encourage

cottage

-people in

employment

-products in

running feet or

tons

-amount of

money

earned

-destruction of

vegetation

-destruction of

fauna habitats

-loss of scenery

-enhancement

of soil erosion

-area cleared in

km2

-depletion in

number of plant

and

animal species

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52

industries

-generate income

-earn revenue for

the government

-improvement of

Lifestyles.

Drilling -creation of

Employment

-number of

people

Employed

-generation of

dust

-generation of

Noise

-percentage of

particulates in

the

air

-noise levels in

decibels >85,

hearing

protection

is required

Blasting -creation of

employment

-number of

people

employed

-ground

vibrations

-flyrock

generation of

dust

generation of

noise

-surface land

disruption

-explosive

fumes (gases)

-amplitude and

frequency using

seismographs

-number of

damaged

structures

-number of

structural cracks

developed

-number of

pieces

of stones thrown

out

-area in km2

-percentage of

particulates in

the

air

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53

-noise levels in

decibels >85,

hearing

protection

is required

Splitting -creation of

employment

-number of

people

Employed

-flying stones

pieces

-number of

people

and structures

damaged

-percentage of

particulates in

the

air

-noise levels in

decibels >85,

hearing

protection

is required

Stone

Dressing

-creation of

Employment

-number of

people

Employed

-generation of

Dust

-percentage of

particulates in

the

air

-noise levels in

decibels >85,

hearing

protection

is required

Source; Mines and Geology

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54

3.8: Impact of mining/quarrying Activities

Impact Degree of Significant Mitigation Measures

Destruction of flora Major Re-vegetation

Destruction of fauna

Habitats

Major Provision of animal diversity

that will

contribute to a stable and

compatible

Ecosystem.

Surface land disruption Major Rehabilitation

Ground Vibrations Major Discontinue the use of

explosives or use of proper

designs. Recommended

frequency is less than 40Hz

Vibration levels are as

follows; -< 1.91cm/s for

modern houses and dry

wall constructions

-< 1.27cm/s for older houses

with

plaster on-lath walls

-<0.254cm/s where local

altitude is

hostile to minimum

Fly rock Minor Use of proper blast design

Noise pollution Moderate Discontinue the use of

explosives. >85

Decibels hearing protection is

required.

Generation of dust Moderate Provide workers with filter

masks and

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55

respirators and use proper

blasts designs

Loss of scenery

( abandoned excavation)

Major Creation of landforms which

are

compatible with the adjacent

landscape

Table 2: Mining/quarrying processes and their impact on the environment Source; Mines and

Geology

5.3. Impact of Mining on the Environment Anywhere in the world, mining operation draws ores and other raw materials from the earth and

this has a direct impact on the biological and physical environment. There is variation in the

nature and degree of impacts which vary widely depending on the location and type of operation.

Mining operations will generally affect the hydrological functions and hence water quality. This

is because mining interferes with the ground water table by lowering it and introducing

pollutants to the aquifer.

On affecting the hydrological functions all the biological life forms are affected. Special species

such as micro biota, benthos, algae, bacteria, fungi, protozoa and invertebrates bear direct

consequences.

Mining operations often involve cutting the land surface and moving the earth to other locations

as waste materials. This affects the natural topography and scenic beauty as well as removing the

surface vegetation which affects the ecosystem, thereby disturbing the balances of nature.

Sand and gravel degrading along rivers can increase sediments bed load through suspension,

hence physically eliminate several organisms and destroy fish spawning and nursery areas, all of

which ultimately change aquatic community composition. It can also lower the riverbed, steepen

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56

and destabilize riverbanks causing erosion and channel widening (Mathu, and Davies, 1996).

Figure 11: Lower water table, an effect of unsustainable sand harvesting ways in Kitui County

Mining activities normally generate a lot of noise, dust, toxic fumes and solid or liquid waste

effluent which finds its way into the surroundings causing pollution into the environment. It

often competes with ecologically protected zones such as National Reserves and gazette forests.

It poses, just like any other industry both environmental and safety hazards which are contributed

by; The prospectors tend to mine on a dig-and dump basis to win both precious, or semi-precious

and industrial minerals in increasing quantities causing adverse effects on the environment at

local or regional scale.

These effects can either be physically or chemically influenced depending on the mining

activities. Mining disturbs land by removing surface vegetation and changing topography and

affects hydrological functions and water quality, causes soil erosion and stream sedimentation

that cause death of trees along river banks, produces dust, lowers the water tables or destroys

wildlife habitat (Mathu, and Davies, 1996).

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57

5.4. Physical Effects Effects of Mining may appear in various ways. We are only going to analyze the physical and

chemical effects of mining. The former is likely to come into play with the anticipated start of

quarrying activities in Mutomo and Ikutha Districts when a clean bill of health is given to the

Cement manufacturing companies in the limestone rich area of Kitui County.

Physical effects occur as a result of mining activities on any area during and after the mining

operations. During mining or quarrying, vegetation and soil covers are removed to facilitate the

extraction of minerals or rocks by digging pits, trenches, etc. Explosives may be used to say blast

the rocks. This leads to the distortion of the landscape into scarred, disfigured and very different

from the original state. These results to soil erosion facilitation from erosion agents such as wind

and run-off water that leave the rock out crop bare. It also causes pollution as dust and fumes are

circulated into the atmosphere while soil particles end up in watercourses as sediment.

Unfilled pits and trenches of varying sizes and depths may act as water reservoirs during the

rainy seasons, which may become dangerous death traps for human and animal population. They

may also become breeding areas for harmful insects such as mosquitoes and other

microorganisms.

Excavations and use of explosives near roads and water or oil and gas pipelines can influence

localized earth movement such as mudflows and landslides that cause damage to the

environment (Mathu, and Davies, 1996).

5.5. Chemical Effects

The Mui Basin coal mining is likely to come with a lot of challenges especially in regard to

waste management mechanisms that will be put in place. Chemical effects are likely to be

experienced by the community around especially if proper handling of the highly toxic waste is

not observed.

Chemical effects are as a result of industrial operations or dumping of refuse, which can either be

in the form of solid, liquid or gas. This waste may be toxic and would have a direct or indirect

effect on the environment. These chemicals include, sulphur dioxide, cyanide, arsenic and

mercury vapours, which are known to be environmental hazards at even very low concentration

levels (Mathu, and Davies, 1996).

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These chemicals are toxic and if not properly handled, may enter into wastewaters and into the

hydrosphere causing adverse effects on life.

Mining equipment, such as diesel engines used in, the underground mines give out soot and

poisonous gas emissions that pose serious safety hazards to workers and life in general.

5.6. Mining Impact in Kenya

Mining in Kenya is mainly open cast due to the nature and occurrence of minerals mined.

Instances of environmental degradation due to mining are therefore more severe and are reflected

in the waterways of most nearby environments. For example the Kerio Valley area is heavily

polluted by the fluorite which is mined by the fluorspar mines through open cast, pollution of the

atmosphere and water ways of Greenstone Belt of western Kenya by mercury which is used in

amalgamating the alluvial gold in the area, the dust produced in the mining and processing of

diatomite at Kariandusi in Gilgil and the effect of escaped volatiles and spent liquor in the

processing of Trona at Lake Magadi and Energy production at Geothermal Station in Hells Gate,

Naivasha.(Osumo 2001)

In the quarries doted all over the country, dust and sound pollution has adversely affected the

neighborhood residents. The Karen-Ngong Environmental Self Help Group of Nairobi is

instrumental in stopping of quarrying for dimension stones in Ololua forest. The quarrying had

been authorized by the City Council of Nairobi in conjunction with the Forest Department,

which incidentally, falls under the Ministry of Environment and Natural Resources. Kayole

Resident Association in Nairobi effectively managed to relocate the huge stone crushing industry

from their area, but not after the impact on their buildings and health. Dust and dynamite

explosive impact were responsible for lung related diseases and the cracks developed on the

buildings in the area. The huge open casts left behind pose a high risk to residents and their

children. Several deaths have occurred in the nearby estate, Donholm where such abandoned

quarry mines were left Uncovered. Sand harvesting has caused a lot of soil erosion particularly in

the neighboring Machakos district, which is the main supplier of sand to the Nairobi construction

industry. The Government has constantly intervened in the process but to very little effect. Large

tracks of land and fertile soil has been washed downstream and gone to Waste due to the

practice. (Kariuki 2002)

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5.7. Environmental Impact Assessment and Audit (EIA\EA)

Environmental Impact Assessment (EIA) is a critical examination of the effects of a project on

the environment. The goal of an EIA is to ensure that decisions on proposed projects and

activities are environmentally sustainable. An EIA is conducted in order to identify impacts of a

project on the environment, predict likely changes on the environment as a result of the

development, evaluate the impacts of the various alternatives on the project and propose

mitigation measures for the significant negative impacts of the project on the environment

(www.nema.co.ke).

The EIA also generates baseline data for monitoring and evaluating impacts during the project

cycle as well as highlighting environmental issues with a view to guiding policy makers,

planners, stakeholders and government agencies to make environmentally and economically

sustainable decisions. It seeks to minimize adverse impacts on the environment and reduces

risks. EIA also identifies measures to mitigate the negative impacts while maximizing on the

positive ones.

Self Audits are carried out after the environmental impact assessment study report has been

approved by the Authority or after the initial audit of an ongoing project. The proponent shall

take all practical measure to ensure the implementation of the environmental management plan

by carrying out a self auditing study on a regular basis.

5.8. Environmental Impact Assessment (EIA) review process

1. Receiving the EIA reports

This process involves confirming the following;

i) If payment of the 0.1% of the project has been done,

ii) If the lead expert is registered,

iii) If it‘s a study report or project report,

iv) Giving the report Reference number and filing,

v) Issuing an acknowledgment letter to the proponent.

21 days PR

2. Dispatching the reports for Sectoral Comments from Lead Agencies & DECs/PECs

EIA

After receiving the reports, dispatch to the relevant lead agencies is done through the registry.

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Preparation of summary (Public Consultation supplement) for printing on the Newspapers) (30

days study)

3. EIA Review Process The review criterion is guided by Template for EIA Review:

Description of the report to determine Completeness,

Acceptability and Inadequacy

• Methodology utilized in compiling the report

• Description of the project

• Assessment of alternatives

• Description of impacts

• Description of measures to mitigate impacts

• Legislative framework

• Non –Technical Summary-public consultative supplement

4. Decision Making Decision making principles:

i) Using the ecosystem approach

ii) Considering alternatives

iii) Using a hierarchy to mitigate impacts

iv) Applying precautionary principle

v) Ensuring equitable sharing

vi)Risk assessment consideration

vii) Adhering to ―Three-Simultaneity concept‖ in which EP facilities must be designed together

with the proposed

5. Decision of the Authority:

i) Issuance of conditions for approval of the project

ii) Issuance of EIA Licence, after the proponent has accepted in writing the conditions

iii) Pend approval until the adverse impacts are addressed

iv) Upgrading the project to EIA study

v) Reject the application with reasons (NEMA 2003)

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5.9. Trends in the impact of mining on the economy

The proportion of mining in the economy of the region as a whole was lower in 1997 than in it

was in 1973. The absolute value of mining‗s output increased at current prices but inflation was a

major constituent of the increase. However, minerals and metals are still the largest element in

the region‘s exports and there are prospects for revival of mining‘s contribution based on

minerals other than gold.

5.10. Role of small-scale and artisanal mining in the region

Nearly all countries in the region have recognized small-scale mining as a means of alleviating

poverty and empowering the local community. In Kitui County a number of support programmes

have been established ranging from provision of loans and grants, equipment and plant hire

schemes and making policy provisions. Artisanal mining is, however, discouraged because it

usually does not maintain health, safety and environmental standards. Large companies, after a

long history of opposition to small-scale mining, have started to accommodate it.

Figure 6: Mui mines and Minerals, one of the small-scale mineral dealers in Kitui County.

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Land access and use issues

When considering the effect of mining on land rights and access to land, the main issue is that of

mineral rights and access to minerals.

The policy of the Kenyan government is therefore to ensure national ownership of mineral rights

through the ―all minerals belong to the government‖ principle. The government has published

draft legislation for this purpose. Large mining companies have until recently vigorously

opposed this direction but are now starting to accept it. African countries already have legislation

and regulations in place for the same effect.

Supply/demand considerations

The supply of minerals from Kenya depends on export markets as well as on economic and

political developments in the count of the region and on reserve constraints. Long-term booms or

slumps in demand put pressure on labour, safety and environmental practices.

Restructuring and changing corporate profiles

The mining industry in the region has restructured from the previous situation of to a more

attractive one. Companies have of late embarked on serious fight for a portion of the land in

Kitui County. The reasons included, expansion plans, cost increases, decline in prices,

competition from companies elsewhere, reduction of the amount of capital required and stock

market under-valuation of integrated companies.

Technology

The mining industry has instituted a large number of critical technological innovations. This has

reduced costs, extended the range of mineral deposits that can be recovered, and improved safety

and productivity. It has maintained or extended the viability of mining for a number of

commodities and slowed the decline of others. Some technological innovations have decreased

the demand for labour but the process has maintained viability and safeguarded some jobs. Many

of the innovations have brought about a change in the labour market from unskilled, un-educated

workers, artisanal, to those with technical ability and education.

Legislation and policy changes

Government policy on environmental management includes a risk-averse approach and the

polluter-pays principle, consideration of the ―no-go‖ option, equitable and effective consultation

and the principles of integrated environmental management. Government encourages regional

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co-operation. Legislation on mine health and safety is satisfactory but government intends to

strengthen implementation. The Mining Act Cap. 306 of the Laws of Kenya is silent on

rehabilitation of mines after mineral exploitation. However, the Environmental Management and

Coordination Act 2000 require good environmental practice even after exploitation of the

mineral. Hence it is mandatory for the rehabilitation of mines.

One of the major constraints in rehabilitation programs is the informal mining operations

existing and the land tenure as far as the mines is concerned. In particular the licensing and

administration of quarries leaves room for environmental malpractices.

The Environmental Act is relatively new and its implementation has yet to be realized since the

enacting body National Environmental Management Authority (NEMA) is partially fully in

force. In spite of this there are private miners that have taken the initiative to rehabilitate their

used mines a case in point is the Bamburi Portland Cement Company Ltd.(Osumo 2001)

The Government of Kenya has well intended policy of mineral development in this country. The

participation of private investors as the vehicle for mineral development is one of the provisions

of Olive leaf Foundation which is within the advocacy course of action. It has as well reviewed

the legislation of the mineral development activities to accommodate the environment and

sustainability of the activities. However, the enactment of the legislation has taken a snail slow

speed make the laws ineffective as nobody is aware or adheres to them.

The enacting body NEMA for example is toothless, is a toothless bulldog, lacking legislative

power to reinforce and prosecute individuals and organizations contravening most of its

provisions

Quarrying activities and any other open cast mining should come under one government

department.

Quarrying activities are currently licensed by the Local Authorities who have no manpower or

skills to do so. They operate from revenue collection and land allocation only without any regard

to the actual activities carried out. They are unable to assess the quantity and production capacity

and hence duration of quarrying to go hand in hand with their development plans. The unable to

assess the environmental degradation and the rehabilitation program thereof required after the

quarrying/or mining.

Quarries should be rehabilitated after use. This should be the onus of the land owner who after

all has collected revenue from the exploits. There are many post quarrying uses such as that of

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Bamburi Company, fish farming, recreational small lakes or even property development.

Mathare slums site was once a quarry and the land can provide a very firm construction

foundation for buildings. (Mutisya 2005)

Kajiado gypsum disused sites may attract tourism plus recreation areas if well rehabilitated.

Wildlife may also thrive well in this place if the mines were fenced off and only accessible edges

were opened to the animals for watering. The government/NGOs should look at the possibility of

re-establishing mining cooperative societies for the small scale and artisan mining.

Environmental issues are a concern of all of us and individuals may not be able to handle or

rehabilitate some the mines (Kariuki 2002)

Case study

Bamburi Portland Cement Company Ltd

Bamburi Portland Cement is a cement making company that has been in operation in this country

for the last several decades. Its first site of operation in this country was at the coast near its

limestone mines at the north coast of Mombasa city. It owns the land on mining and

manufacturing site, and with time the exploited mines occupied a large portion of the unused and

environmentally unfriendly land. The company with the help of environmentalist developed a

recreation center, Nature Trail Centre; that accommodates almost all the flora and fauna

including some of the large mammals that can habituate in the coast region. The Nature Trail

earns revenue to the company and is an environmental boost to the City of Mombasa.

This a good example of environmentally friendly land use with sustainable development.

Olive leaf Foundation advocates for such use and this is one of the rare examples in this country.

It should be born in mind that land tenure comes into play in this issue. Bamburi owns the land

and since limestone mining, just like quarrying is not controlled by the Commissioner of Mines

and Geology, the onus of rehabilitation lies with the landlord. Other mines like the Kajiado

gypsum mines owned collectively by the Maasai clans are environmental disasters and risky

zones to both humans and animals. The abandoned sites are left unmanned and animals stray into

them and get stuck in the mad in them as they attempt to quench their thirst. Likewise, the

community may be helped to reclaim the land and make good use of it.

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6. RECOMMENDATIONS

A baseline study is not designed to recommend future action since its function is to provide a

description of the present status to serve as a basis for comparison with the future situation.

However, suggestions can be made that are intended to facilitate the descriptions and

measurements and make them more reliable. In the present case, data published by differing

sources, for example, should be investigated and standardized. Government departments in the

region would be best placed to achieve this end.

A specific point that invites a recommendation concerns industry co-ordination on social and

environmental issues. Despite the existence of the NEMA and the industry activities in favour of

the environment and society) there appears to be no organization specific to mining companies to

co-ordinate their activities in these areas or open to the public to explain their operations in this

regard. It is therefore recommended that industry consider steps to intensify their co-ordination

on social and environmental activities. The stakeholders such as the National government,

county governments, NGOs, CBOs etc need to work as a team not competitors as they all strive

to address the challenges coming with mining in Kitui County.

Conclusion

In summary, the mineral and mining situation in Kitui County should be clearly defined and

mapped by the concerned government agencies. For fair distribution of the benefits of minerals

in the County, all stakeholders should have a participatory role in all the tasks geared towards the

exploitation of the mineral deposits. However, the residents should not be too expectant of the

these benefits since the mining process has not always been effectively executed in Kenya as

many people especially around the limestone deposits at the Coast have had an outcry of mass

environment pollution (Coastal & Environmental Services, 2001). Therefore, the environmental

degradation must be kept in watch once mining process starts as this can affect a wide range of

areas such as agricultural sector otherwise if well conducted, Kitui County will be one of the

richest Counties in Kenya.

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REFERENCES

1: Coastal & Environmental Services (2001); Kwale Titanium Minerals Project, Kenya.

Environmental Impact Assessment.

2: Mining Act Chapter 306 (1972); the Laws of Kenya, Government Printers.

3: Environmental Management and Coordination Act (2000): the Laws of Kenya. Government

Printers.

4: Osumo, E.S (2001); A Brief Report on the Mining Sector. Mines and Geology

Communication.

5: Mines & Geology Department (2001); Mining Effects on the Environment, Internal

Communication.

6: Mathu, E.M and Davies, T.C. (1996); Geology and the Environment in Kenya; Journal of

African earth Sciences, vol.23, No.4

7: Davies, T.C. (1993); mineral Development in Kenya. In Geology for Sustainable

Development.

8: Kenya National Bureau of Statistics. (2009); Economic Survey of Kenya, 2009.

9: Office of the Vice President and Ministry of Planning and National Development

(OVP&MPND) (1993); Seventh National Development Plan.

10: Ministry of Planning (1963); National Development Plan.

11. Independent Elections and Boundaries Commission of Kenya

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APPENDICES

Appendix 1: CBOs

MINERAL RESOURCES SURVEY

NGOs, CBOs GROUPS AND INDIVIDUALS

KANZIKO LOCATION

1. KIVANDENI UNBRELLA PROJECT GROUPS (CBOs) 205 MEMBERS

Registered in 2008

Officials CHAIRMAN – MR. BENSON M. MWANZIA 0727 261 134

SECRETARY – MRS PENINAH MANG‘ALA 0711 378 288

TREASURER – MRS JOSEPHINE MUSINGI

Activity/Objective: Poultry/Goats keeping/ Vegetable/Tree planting/Water/Soil/Sand

Conservation.

2. KATHINI IRRIGATION PROJECT – 40 MEMBERS

Registered in 2006

Officials: CHAIRMAN – MR. KOMU KISENGESE

SECRETARY – MRS NDUKU PHILIP 0700 141 869

TREASURER- MRS PENINAH MANGALA – 0711 378 288

Activity/Objective: Vegetable/Tree planting/Goats rearing

3. KALOVOTO S.H GROUP

Registered in 2008

Officials: CHAIRMAN – MR. F.KYULE

SECRETARY – MR. MUTUNGA MASALALI

TREASURER – MRS. KANYELE KIMINZA

4. MAMA MZEE WOMEN S.H.G – 42 MEMBERS

Registered in 2008

Officials CHAIRPERSON – MRS. ROSE MWANZAKU

SECRETARY - MISS MUTULU MUTHUNGULI

TREASURER - MISS KANINI SOLO

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Objective/Activity: Poultry/Goats keeping

SIMISI LOCATIONS

5. NGENDA S.H GROUP – 45 MEMBERS

Registered in 2008

Officials: CHAIRPERSON – MRS GRACE KAMUTI

SECRETARY – MR BENSON MWANZIA

TREASURER – MRS LOUISE M. MUSINGI

Activity/Objective: Livestock rearing, Tree/vegetable growing/water conservation. Education

funds assistance to members.

6. UTONYO WA KIIMANI GROUP – 45 MEMBERS

Registered in 2010

Officials: CHAIRMAN – MRS NDENDWA NGUTHU

SECRETARY – MRS KILILI SILA

TREASURER – MRS KADZO NZOU

Objective/Activity: Tree Planting/Soil conservation Empowering women through micro

finance loans.

7. VUTU TECHNICAL YOUTH GROUP – 38 MEMBERS

Registered in 1997

Officials CHAIRMAN – MR. RAPHAEL MWANZIA MATHEKA

SECRETARY – MR PAUL NZAU

TREASURER – MR PHILIP M. MUSYOKA

Activity/Objective: 1. making furniture for sale

2. Training youth in masonry, carpentry and tailoring

8. EKANI DEVELOPMENT AND COUNSELLING YOUTH GROUP-40 Members

Registered in 200 4

OFFICIALS: 1. C/PERSON: Jonathan M. Komu

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2. SECRETARY: Stephen K. Maundu

3. TREASURER Miss Anita Mutia

ACTIVITY/ Objective: 1. creating awareness on HIV/AIDS infection

2. Counsel and guiding the youth

3. Empowering and capacity building for the youth.

Raised issues: -Corruption and abuse of youth rights

8. KAMENE S.H GROUP -40 Members

Registered: 2010

OFFICIALS: 1. CHAIRPERSON –Mrs. Agnes M. Nyamai

2. SECRETARY –Mrs. Rose K. Sungu

3. TREASURER –Mrs Jane Kyusya

Activity/objective: 1. Care of orphans /people living with HIV/AIDS.

9. MWIKIO WOMEN GROUP -40 members

Registered -2008 (no: 20963)

OFFICIALS: 1. CHAIRPERSON –Mrs. Penninah M. Nzau

2. SECRETARY –Mrs Mumbi Matuku

3. Treasurer –Mrs. Rose Kisangau

Activity:/Objective: 1. Care of orphans

2. Tree planting

MATHIMA LOCATION

11 MATHIMA ASSISTANCE GROUP-Over 200 MEMBERS

Registered in 2002: OFFICIALS: 1. CHAIRMAN-Joseph Maundu

2. SECRETARY –Peter Musembi

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3. TREASURER-Catherine Mwengi

Objective: Assistance in Burials, and assisting the orphans (OVC), widows and widowers.

12. 4 K MIND YOUTH GROUP

Registered: 2006

OFFICIALS: 1. CHAIRPERSON –Anderson Mulwa -0725 807 563

2. SECRETARY- Jonesmus Kiema

3. TREASURER-Janet Kakundu

Objectives: 1. Youth behavior change

2. Counseling and guiding Youth about HIV/AIDS

13. KENGO YOUTH GROUP -40 members

Registered-

OFFICIALS: 1. CHAIRPERSON -Joshua Mathano

2. SECRETARY- Stephen Ngui

3. Treasurer –Faith Mulatya-

Activity/Objective –NRM- Tree planting

14. IMANI SELF HELP GROUP -25 Members

Registered –

OFFICIALS: 1. CHAIR PERSON- Mrs. Josephine Mwangangi

OBJECTIVE-ACTIVITY-Orphans care

15. WAZEE S.H.G -20 members

Registered

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OFFICIALS 1. CHAIRPERSON: Jonathan K. Ikuthu

2. SECRETARY-George Mwengi

TREASURER –Daniel Mutia

ACTIVITY /OBJECTIVITY 1. Retirees care and benefits

2. NRM e.g. lime, stone, sand

3. Youth Counseling and guiding

16. MATHIMA MAIDP-CO –over 1000 members

Registered

OFFICIALS: 1. CHAIRPERSON- Mr. Nduto Kinyamasyo

2. SECRETARY-Mr. Sammy Kimanthi

3. TREASURER-Mr. Lazi Wambua

ACTIVITY/OBJECTIVE: Education. Community capacity

17. MATHIMA MINERALS CO-OPERATIVE SOCIETY -300 MEMBERS

Registered- 2010

OFFICIALS: 1. CHAIRPERSON-Mr. Kakya Kitwai

2. SECRETARY –Mr. Kasoa Kitonyo

3. TRESURER-Mr. Jonathan Ikuthu

OBJECTIVE: Awareness on community exploitation in land and mineral resources in the area.

18. MATHIMA FARMERS CO-OPERATIVE SOCIETY

OVER 200 members

Registered

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OFFICIALS: 1. CHAIRPERSON –Anderson Mulwa

2. SECRETARY-Jonesmus Kiema

3 Treasurer –Betty Kulita

OBJECTIVE: Advocacy to farmers on farm products and marketing

19. MUTETHYA GROUP-40 Members

Fully Registered.

OFFICIALS: Mrs. Rebecca Kyusya –C/Person

OBJECTIVE: Orphans and widows care

20. MUTETHYA GROUP B -28 members

OFFICIALS – CHAIRPERSON Mrs. Mary Munyasya

Objective –Awareness of HIV/AIDS infections

21. THANUKA YOUTH GROUP -16 members

Registered –

OFFICIALS – CHAIPERSON- Kivoto Nekethi

OBJECTIVE- Soil and Water conservation

22. USHIRIKA WA WAKE GROUP

OFFICIALS CHAIRPERSON-Mrs. Rose Nyerere

OBJECTIVE: Assistance to the aged

23. NEEMA S.H GROUP -40 Members

Registered –

OFFICIALS: 1. CHAIR PERSON- Mr. Nyerere Nduli

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OBJECTIVE –Assistance to secondary school

ZOMBE

THUA COMMUNITY DEVELOPMENT PROJECT

Joshua Mumo Mutisya

Kaumu Primary School

Nzombe Teacher

Tel. 0724 607 331

Organization Thua Community Development Project

Block ‗A‘ Mui Basin Coal Exploration

Objectives Multi Sectoral Organization

Functions

Irrigation

Education – Bursaries to poor children

Hiv /Aids – Orphaned Children and parents

David N. Mutisya

Zipporah K. Maundu

Appendix 2:

Advocacy issues of the CBOs

1. Factories to be built –To create employment

2. Proper Education/training before mining

3. Address the effects of environmental pollution/ diseases

4. Sharing of benefits at 50/50

5. Land leasing yearly

6. Compensation

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7. Resettlement/Evictions

8. Community Social responsibility (CSR)

Provision of education bursaries to the children

Provision of health care services

Provision of community welfare i.e. permanent personal benefits

Policy 100% owned by the government but each person has authority autonomy on his land.

Contractor or the people – this should be owned by the people as partner to whoever is mining.

Argument on these issues must be in line with the laws and regulation of the government except

when there are contentious issues.

Appendix 3: Baseline Questionnaire

Baseline Survey Questionnaire

The purpose of this survey is to determine the impact of mineral mining in Kitui County,

Community involvement and participation in NRM issues, the Advocacy issues various

stakeholders recommend and the state of relationship of all key stakeholders involved the mining

of minerals in Kitui.

Kindly fill in your answers to the following questions in the spaces provided. Your response will

be highly appreciated.

GROUP ONE: MINING COMPANIES

Theme 1: Registration and Lease acquisition

1. What are the challenges do you incur when accessing leases and registration of

contract for mining purpose?

............................................................................................................................................................

...........................................................................................................................................................

2. According to your own opinion, are tenders awarded fairly to mineral mining

companies?

............................................................................................................................................................

...........................................................................................................................................................

3. In Kitui county, how much are the minerals resources in terms of number of

deposits and amount in each deposit?

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............................................................................................................................................................

...........................................................................................................................................................

Theme 2: Obligation and Social responsibility

1. What is your obligation when carrying out your mining/quarrying activities in

Kitui County?

............................................................................................................................................................

...........................................................................................................................................................

2. As companies of mining and quarrying, do you think you have done enough to

meet your obligations to the communities in Kitui County?

............................................................................................................................................................

...........................................................................................................................................................

GROUP TWO: COMMUNITY AROUND THE MINES

Theme 1: Advocacy issues

1. What are the desires of the communities around the mining companies and

mineral deposits?

............................................................................................................................................................

...........................................................................................................................................................

2. Has the companies and government done enough to address community advocacy

issues?

............................................................................................................................................................

...........................................................................................................................................................

Theme2: Impact on the environment of mining and quarrying activities

1. What has been the impact of the mining/quarrying activities in Kitui county in

general?

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............................................................................................................................................................

...........................................................................................................................................................

2. Does negative impact outweigh positive impacts in and around the communities

of Kitui County?

............................................................................................................................................................

...........................................................................................................................................................

Group Three: Government

Theme 1: Improvements to the quarrying/mining sector

1. What has the government done to improve the situation of negative reports from

the communities regarding the mining/quarrying activities in Kitui County?

............................................................................................................................................................

...........................................................................................................................................................

2. What are the improvements the government has undertaken in terms of legislation

and monitoring in regard to mining and quarrying activities in Kitui County?

............................................................................................................................................................

...........................................................................................................................................................

Theme 2: Others

Any others issues that you feel is of concern in mining/quarrying activities in Kitui County?

............................................................................................................................................................

...........................................................................................................................................................

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Appendix 4: Map of Kitui County

Map of Kitui County