A01.F07 Project Quality Plan REV E

ABCD Management System Location:

A01 Responsibility Authority Organisation

Template Owner: Template Author: Template Number: Template Revision / Date:

Industrial Processes Stephen Emmas (rewritten 2011) A01.F07 E / 13-12-2011

Process Owner: Template Original Release Date: Template Type : Page:

Darryl Dean 03-08-2003 Form 1 of 58

QA Cross Reference: QA Doc Revision / Date : QA Document Number:

Quality Manual J / 14-11-2011 A01.M01

This document is authorised by the Process Owner and the Industrial Processes Department

Control and maintenance of this document is as per A04.01.01 Control of System Procedures & Forms, check system for latest issue.

A01.F07 Project Quality Plan - PQP

© ALSTOM 2012. All rights reserved. Information contained in this document is indicative only. No representation or warranty is given or should be relied on that

it is complete or correct or will apply to any particular project. This will depend on the technical and commercial circumstances. It is provided without liability and

is subject to change without notice. Reproduction, use or disclosure to third parties, without express written authority, is strictly prohibited.

<ENTER CUSTOMER NAME & DETAILS HERE>

<ENTER PROJECT TITLE & CONTRACT NUMBER HERE>

Project Quality Plan for Project Name & Number

Document Number: Project #-PQP-001

Revision: A

Date of Issue: 28 Feb 2012

Number of Pages: 58

Position Name Signature Date

Prepared by: TBA Name

Approved by: Project Quality Officer Name

Approved by: Site Manager Name

Approved by: Project Manager Name

Authorised by: Quality Manager Name

Customer: Position Name

ABCD

Document Name: Project Quality Plan

Document Category: Document Number: Revision: Revision Date: Page:

A01 Responsibilities A01.F07 E 13-12-2011 2 of 58

Customer Name, Project Title, Contract No. XXXXX




CONTENTS

1. Document revision, distribution and definitions ........................................................................................... 5

1.1 Document Revision Status ................................................................................................................ 5

1.2 Document Distribution ...................................................................................................................... 5

1.3 References ....................................................................................................................................... 6

1.4 Abbreviations.................................................................................................................................... 6

2. Scope (AS/NZS ISO 10005 5.1) ................................................................................................................... 7

2.1 Project Quality Plan Scope ................................................................................................................ 7

2.2 Safety and Environment Management Plan ....................................................................................... 7

2.3 Project Scope of Work ...................................................................................................................... 7

3. Quality Plan Inputs (AS/NZS ISO 10005 5.2) ............................................................................................... 8

3.1 Applicable Documents ....................................................................................................................... 8

3.2 Project Quality Planning .................................................................................................................... 8

3.3 Quality Safety and Environment Policy .............................................................................................. 9

4. Project Management Responsibility and Organisation (AS/NZS ISO 10005 5.5) .......................................... 10

4.1 Director Project Management ......................................................................................................... 10

4.2 Project Manager ............................................................................................................................. 10

4.3 Site Manager .................................................................................................................................. 10

4.4 Project Quality Officer ..................................................................................................................... 10

4.5 Supervisors .................................................................................................................................... 10

5. Document Control (AS/NZS ISO 10005 5.6) .............................................................................................. 11

5.1 Document and Data Control ............................................................................................................ 11

5.2 DOCUMENT NUMBERING SYSTEM ................................................................................................. 11

5.3 Control of Project Documents .......................................................................................................... 12

5.4 Drawing Control ............................................................................................................................. 14

5.5 Project Filing System ...................................................................................................................... 15

5.6 Related Procedures ......................................................................................................................... 15

6. Control of Records (AS/NZS ISO 10005 5.7) .............................................................................................. 16

6.1 Quality records ............................................................................................................................... 16

7. Manufacturer’s Data Record ..................................................................................................................... 17


8. Resources (AS/NZS ISO 10005 5.8) .......................................................................................................... 18

8.1 Resource management.................................................................................................................... 18

8.2 Material Resources ......................................................................................................................... 18

8.3 Human Resources ........................................................................................................................... 18

8.4 Personnel Register .......................................................................................................................... 18

8.5 Site Induction ................................................................................................................................. 18

8.6 Consultation ................................................................................................................................... 19

8.7 Industrial Relations ......................................................................................................................... 19


9. Requirements (AS/NZS ISO 10005)........................................................................................................... 20

9.1 Contract Review ............................................................................................................................. 20

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10. Customer Communication ......................................................................................................................... 21

10.1 Correspondence .............................................................................................................................. 21

10.2 Progress Reports ............................................................................................................................ 21

10.3 Meetings ........................................................................................................................................ 21


11. Design and Development (AS/NZS ISO 10005 5.11) .................................................................................. 22

11.1 Design Control ................................................................................................................................ 22

11.2 ALSTOM Internal Design and Drawing ............................................................................................. 22

11.3 Design Co-Ordination ...................................................................................................................... 22


12. Purchasing (AS/NZS ISO 10005 5.12) ....................................................................................................... 24

12.1 Procurement/Subcontract Requirements ......................................................................................... 24


13. Production and Service Provision (AS/NZS ISO 10005 5.13) ...................................................................... 28

13.1 Product realisation .......................................................................................................................... 28


14. Process Control ........................................................................................................................................ 30

14.1 Identification of Special Processes (AS/NZS ISO 10005 5.14) ........................................................... 30

14.2 Manufacturing Methods .................................................................................................................. 31

14.3 Welding Operator Certification ........................................................................................................ 31

14.4 Inspection Certificates ..................................................................................................................... 31

14.5 Installation ..................................................................................................................................... 31

14.6 Control of Commissioning and Testing ............................................................................................. 31

14.7 Project quality system review .......................................................................................................... 31


15. Identification and Traceability (AS/NZS ISO 10005 5.14) ........................................................................... 33

15.1 Identification .................................................................................................................................. 33

15.2 Traceability ..................................................................................................................................... 33


16. Customer Supplied Products or Services .................................................................................................... 34


17. Handling, Storage, Packaging, Preservation and Delivery (AS/NZS ISO 10005 5.16) .................................. 35

17.1 Handling ........................................................................................................................................ 35

17.2 Storage .......................................................................................................................................... 35

17.3 Packaging, preservation, marking and delivery ................................................................................ 35

17.4 Waste ............................................................................................................................................ 35


18. Control of Nonconforming Product (AS/NZS ISO 10005)............................................................................ 36

18.1 Nonconformance Reporting ............................................................................................................ 36

18.2 NCR Sources................................................................................................................................... 36

18.3 Disposition of Nonconforming Products ........................................................................................... 36

18.4 Identification of Items Subject to NCR ............................................................................................. 36

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18.5 Resolution of ALSTOM NCR’s .......................................................................................................... 37

18.6 Resolution of Other Parties NCR’s ................................................................................................... 37

18.7 Corrective & Preventive Action ........................................................................................................ 37


19. Measurement Analysis and Improvement (AS/NZS ISO 10005) .................................................................. 39

19.1 Inspection, Measuring and Test Equipment ...................................................................................... 39

19.2 Inspection and Testing .................................................................................................................... 39

19.3 Inspection and Test Plans ................................................................................................................ 39

19.4 Incoming Goods Inspection ............................................................................................................. 40

19.5 In-Process Inspection ...................................................................................................................... 40

19.6 Final Inspection (and Handover) ..................................................................................................... 41

19.7 Installation/Commissioning Inspection & Testing ............................................................................. 41

19.8 Inspection Release Certificate .......................................................................................................... 41

19.9 Inspection and Test Records ............................................................................................................ 41

19.10 Inspection Status ............................................................................................................................ 41


20. Audits (AS/NZS ISO 10005 5.19) .............................................................................................................. 42

20.1 Audit Schedule ................................................................................................................................ 42

20.2 Audits ............................................................................................................................................. 42


21. Procedure List .......................................................................................................................................... 43

22. Annex 1 – Position Descriptions ................................................................................................................ 44

22.1 Project Manager ............................................................................................................................. 44

22.2 Procurement Manager/Officer ........................................................................................................ 45

22.3 Programmer/Scheduler .................................................................................................................. 46

22.4 Financial Controller ......................................................................................................................... 47

22.5 Site Manager .................................................................................................................................. 49

22.6 Inspectors (Technical QA) ................................................................................................................ 50

22.7 Quality Officer/Representative ........................................................................................................ 51

22.8 Safety Adviser................................................................................................................................. 52

22.9 Supervisor ...................................................................................................................................... 54

22.10 Site Administration Officer .............................................................................................................. 55

23. Annex 2 – Safety and Environment Management System ........................................................................... 56

24. Annex 3 – Applicable Legislation ............................................................................................................... 57

25. Annex 4 – Project Organisation Chart ........................................................................................................ 58

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1. Document revision, distribution and definitions

1.1 Document Revision Status

Rev. Description Date

A Original Issue Enter date

1.2 Document Distribution

This Project Quality Plan (PQP) is distributed using QDMS (Quality Document Management System) to manage

distribution and control of updates. Where server or internet access is difficult or not available, a manual form (A04.F06

Document Distribution Record) can be used, this records details of the document holders who will be updated.

QDMS is a software package that Alstom subscribe to; it is used for the purpose of formally recording document

transmittals and receiver acknowledgements. The software package requires user licences setup via IT. The document

controller at North Ryde is the main identified user of QDMS.

Table 1 – Document Distribution Table

Copy

No. Recipient Location

1 Alstom Limited, Thermal Services 16 Giffnock Ave North Ryde, NSW, 2113

2 Enter customer details Enter details

3 Enter project manager details Enter details

4 additional recipient details here Enter details

5 additional recipient details here Enter details

Notice to ALSTOM Employees

Documents published on the company document management system are the latest available approved versions and

are considered the ‘master’ copy. Printed copies need to be verified as the latest versions prior to use. Users should be

aware that the electronic copy is subject to change and as such printed copies should not be retained.

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1.3 References

Reference No Title

AS/NZS ISO 9001:2008 Quality management systems – Requirements

AS/NZS ISO 10005:2006 Quality management systems – Guidelines for quality plans

A01.M01 ALSTOM Limited Quality Manual

Customer Contract No. Contract Title

Alstom Contract No. Contract Title

1.4 Abbreviations

Abbreviation Meaning

AS/NZS Australian/New Zealand Standard

CAR Corrective Action Request

CCI Chamber of Commerce and Industry

CD Compact Disc

ITP Inspection and Test Plan

ISO International Standards Organisation

MDR Manufacturer’s Data Report

NCR Non-conformance Report

NDT Non Destructive Testing

PIP Project Implementation Plan

PQP Project Quality Plan

QA Quality Assurance

QDMS Quality Document Management System

QMS Quality Management System

SEMP Safety & Environment Management Plan

SOP Standard Operating Procedure

WI Work Instruction

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2. Scope (AS/NZS ISO 10005 5.1)

2.1 Project Quality Plan Scope

This PQP defines the Quality Management System (QMS) that shall be implemented on this project to deliver ALSTOM

LIMITED Contract No. XXXXX.

Contract No. XXXXX is hereafter referred to as “Contract”.

ALSTOM LIMITED is hereafter referred to as “ALSTOM”.

XXXXXX is hereafter referred to as “Customer”.

This PQP is based on the procedures of the ALSTOM management system and reference should be made to these

procedures for further details.

To satisfy unique project/site requirements ALSTOM may implement project specific procedures in lieu of standard

company procedures and these project specific procedures are identified in this PQP. Project specific procedures are

assessed against ALSTOM standard procedures to ensure they do not conflict with or negate ALSTOM policies.

Standard Operating Procedures (SOPs) or Work Instructions (WIs) referenced in this PQP are not for publication but

may be viewed at ALSTOM office by ALSTOM approved Parties.

Each Subcontractor shall develop, implement and maintain an ALSTOM approved PQP with relevant procedures/work

Instructions applicable to their contract in keeping with AS/NZS ISO 9001:2008 and this PQP.

2.2 Safety and Environment Management Plan

A project Safety & Environmental Management Plan ‘XXXXX-SEMP-001’ has been developed for this project and shall

be provided to the Customer.

2.3 Project Scope of Work

(AS/NZS ISO 10005 5.2)

2.3.1 Overview of the Scope of Works

List scope of work as detailed in the contact here.

The scope of work includes:

if necessary insert bullet points here

if necessary insert bullet points here

2.3.2 Exclusions

List exclusions as stated in the contract here

ALSTOM is not required to:

a. if necessary insert bullet points here

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3. Quality Plan Inputs (AS/NZS ISO 10005 5.2)

3.1 Applicable Documents

Documentation applicable to this Contract is as follows:

a. Customer Contract Document;

b. Project Quality Plan (PQP);

c. Project Implementation Plan (PIP);

d. Project Safety & Environmental Management Plan (SEMP), and

e. Project Organisation Chart.

f. Project Industrial Relations Plan;

g. ALSTOM Standard Operating Procedures (SOPs) and associated Forms, and

h. Legislative and regulatory codes (refer Section 24).

3.2 Project Quality Planning

The project will be managed in accordance with this PQP, which is based on the ALSTOM Quality Management System

conforming to AS/NZS ISO 9001:2008, as detailed and/or qualified below, as well as the Customer Contract

Documents.

3.2.1 Document Precedence

Where conflicting procedures are encountered the Customer Contract documents and this PQP shall take precedence

(in that order).

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3.3 Quality Safety and Environment Policy

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4. Project Management Responsibility and Organisation (AS/NZS ISO 10005 5.5)

The general functional responsibilities for key positions, as detailed on the project Organisation Chart, are as detailed in

the following paragraphs, further definition is provided in the position descriptions detailed in Section 22 of this PQP.

4.1 Director Project Management

The Executive General Manager reports to the Managing Director and is responsible for providing direction and ALSTOM

approval of policies and methods of execution for the contract by ALSTOM.

4.2 Project Manager

The Project Manager is responsible for overall planning, control and execution of the project in a cost-effective manner

and shall ensure compliance with the Contract technical specification, program, ALSTOM financial and commercial

policies and practices, safety and environmental requirements including the development, coordination and

authorisation of the site specific management plans, incorporating the Customer’s site specific policies and procedures.

The Project Manager shall manage the project to meet customer expectations and needs through management system

audits, management reviews, customer feedback, performance monitoring and continuous improvement to achieve

customer satisfaction.

This position has overall authority in determination of all quality related matters affecting the project. The Project

Manager also has direct access to the ALSTOM Quality Manager to resolve quality issues should this be necessary.

4.3 Site Manager

The Site Manager is responsible to the Project Manager for overall planning, control and execution of the project in a

cost-effective manner and shall ensure compliance with legislation, the Contract technical specification, programme,

ALSTOM financial commercial, quality, safety and environmental requirements. The Site Manager shall manage the site

to meet customer expectations and needs through management system audits, management reviews, customer

feedback, performance monitoring and continuous improvement to achieve customer satisfaction.

This position has overall authority in determination of all quality, safety & environmental related matters affecting the

Site. In addition the site Quality Officer has direct functional access to the ALSTOM Quality Manager to resolve quality

issues should this be necessary.

4.4 Project Quality Officer

The project Quality Officer acts as the Management Representative for onsite quality management matters and

checking that all activities are in accordance with this PQP and the procedures applicable to the project to meet

Customer requirements.

4.5 Supervisors

Supervisors are responsible to the Site Manager to implement the requirements of the management system.

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5. Document Control (AS/NZS ISO 10005 5.6)

5.1 Document and Data Control

Documentation applicable to this contract shall be controlled based on SOP ‘A04.01 Document Control’ and SOP

‘B10.01 Control of Records.

The formal internal exchange of significant information between members of staff engaged on the Contract shall be by

“Memo”, either in hard copy or electronic format.

The format for a Memo may be any of the following:-

a. Contract Memo;

b. Hand-written or computer generated file note (including Lotus Notes);

c. Facsimiles;

The minimum traceability requirements are;

d. Correspondence number and date;

e. Contract number;

f. Customer name/project name, and

g. Name of sender.

For review/follow up purposes a duplicate of the Memo may be kept by the sender as appropriate to the document’s

importance.

Incoming correspondence shall be registered and may be exchanged internally by means of direct handover, or by

copying and distributing (or circulating) same, per distribution list thereon.

Review and approval of documentation shall be as per SOP ‘A04.01 Document Control’.

5.2 DOCUMENT NUMBERING SYSTEM

5.2.1 Correspondence Document Control

All project correspondence shall be identified in a correspondence register number. The correspondence number shall be

taken out of the appropriate correspondence register and included in the document. All project correspondence is to be

numbered and controlled as defined in Extract from Form B10.F01 Project Filing System. Refer to the following Figure

1 for a summary of correspondence control system.

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For example: ALSTOM to CLIENT = Contract Number–AP–CL–XXX

XXXXX - XXXX - XXXXX - 0001 / XX

Alstom Project No./

Contract No.

Author

Sequential Document No.

Recipient

Originator

Figure 1 – Correspondence Numbering Convention

The originator codes are as defined in Table 2 – Correspondence Originator Codes.

Table 2 – Correspondence Originator Codes

Code Originator

AP ALSTOM

CL Client

G General

APE ALSTOM Engineering

SC Subcontractor

5.3 Control of Project Documents

Controlled documents shall be numbered in accordance with Figure 2. All numbers are to be allocated by the Document

Controller. For example: This Project Quality Plan = Contract Number–GN–PQP–001.

XXXXX - GN - PQP - 001 - Rev A

Contract No.

Revision No.

Document Sequential No.

Document Type Code

Area Code (WBS)

Figure 2 – Controlled Documents Numbering Convention

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The document type codes are as defined in Table 3 – Controlled Document Type Codes.

Table 3 – Controlled Document Type Codes

Document Code Document Code

Project Quality Plan PQP Welding Procedure Specifications WPS

Safety Management Plan SMP Procedure Qualification Record (Welding) PQR

Environmental Management Plan EMP Manufacturer’s Data Reports MDR

Design Plan DP Operation and Maintenance Manual OM

Inspection & Test Plan ITP Statutory Approvals SA

Inspection & Test Plan Register ITR Preferred Suppliers/Subcontractors PSS

Procedure P Contract Data Sheet CDS

Instruction I Technical Specification TS

Forms F General Specification GS

Checklist C Purchase Order PO

Sample S Concession Requests CR

Project Plans PP Reports RT

Program/Schedule PRO Scope of Work SOW

Industrial Relations IR Sketch SK

Forms Register FR Spares Schedule SS

Contract CON Design Review Package DRP

Functional Description FD Plant Test Procedures PTP

Design Guide DG Turnover Package TP

Design Report DR

Data Sheet DS

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5.4 Drawing Control

Drawings shall be numbered as follows:

Note: Drawing numbers shall be issued by the Engineering section to ensure consistency.

XXXXX - BL - 028 - FD - 001 Rev 1

Contract No.

Revision No.

Sequential No.

Document/Drawing Code

Plant/Sub No.

Area Code (WBS)

Figure 3 – Drawings Numbering Convention

5.4.1 Document Number Identifiers/Codes

Area codes, Plant/Sub No codes and Document/Drawing codes are defined in SOP ‘B00.02.01Work Breakdown

Structure’.

5.4.2 Drawing/Document Status

Issue/revisions shall start with alpha characters (A, B, C) for drawings forwarded to Client ‘For Approval’.

Approved/Certified for Construction status shall start with Rev 1 after approval.

After Client approval, the status of resubmissions will be ‘For Information’ i.e. all drawings forwarded to Client for

information will be Approved/Certified for Construction copies.

5.4.3 Document Cover Sheet

Document cover sheet A04.F19 is used to identify and submit documents where documents (eg. external, supplier or

other pdf’s etc) are unable to be numbered as per 5.3 Control of Project Documents.

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5.5 Project Filing System

As defined in SOP ‘B10.F01 Project Filing System’ the following standardised folder system shall be used to organise

project documents

Section / Tab DESCRIPTION Area

1 CONTRACT CONDITIONS Tender

2 TENDER SPECIFICATION Tender

3 TENDER Tender

4 CONTRACT ISSUE Tender

5 CONTRACT DOCUMENTATION Tender

6 CONTRACT START UP Project Execution

7 EHS & LOSS Project Execution

8 ENGINEERING Project Execution

9 PLANNING & PROGRAMMING Project Execution

10 QUALITY Project Execution

11 SUBCONTRACT MANAGEMENT Project Execution

12 MAJOR SUPPLIER MANAGEMENT Project Execution

13 OTHER NON-LABOUR PROCUREMENT Project Execution

14 CLIENT SUPPLIED ITEMS Project Execution

15 CORRESPONDENCE Project Execution

16 MEETINGS Project Execution

17 COST MANAGEMENT Project Execution

18 VARIATIONS Project Execution

19 INVOICING & CLAIMS MANAGEMENT Project Execution

20 REPORTING Project Execution

21 STAFF Project Execution

22 JOB FINALISATION Project Execution

5.6 Related Procedures

A04.01, Document Control

A04.01.01, Control of System Procedures and Forms

A04.01.02, Control of Standards & Publications

A04.01.08, Installing Databases from CD

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6. Control of Records (AS/NZS ISO 10005 5.7)

6.1 Quality records

Identification, collection, indexing, filing, storage, maintenance and disposition of Contract specific records shall be

carried out in accordance with SOP ‘B10.01 Control of Records’. Records shall indicate persons releasing the product.

6.1.1 System Conformance Records

These records shall be maintained as required by SOP ‘B10.01 Control of Records’. The following shall form the

Contract requirement:

a. Management reviews;

b. Training records;

c. Inspection and test plan records;

d. Design Plan and verification, validation and design changes;

e. Supplier evaluations;

f. Inspection equipment calibration records;

g. Special Process procedures and associated personnel qualifications;

h. Non-conformances and resulting corrective actions, and

i. Quality Audit Records and surveillance reports.

6.1.2 Product and Service Conformance Records

j. Raw Material Certification (for critical components or pressure parts);

k. Inspection and Test Plan (ITP);

l. Non-Destructive Test Report (NDT);

m. Weld Procedures;

n. Welder Qualifications;

o. Heat Treatment Reports;

p. Mechanical Test Reports;

q. Hydrostatic Test Reports;

r. Stress Relief Certificates;

s. Pressure Part BR2 Manufacturer’s Forms;

t. Non-conformance Reports (NCRs);

u. Non-conformance Concession Record;

v. ALSTOM Inspection Certificates;

w. Customer or Third Party Release Certificate;

x. Installation Reports and Checklists;

y. Commissioning Report and Checklists, and

z. Operating and Maintenance Manuals.

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7. Manufacturer’s Data Record

Subcontractors shall, upon completion of work, provide the above product conformance records (as applicable) to

ALSTOM in the form of a Manufacturer’s Data Report (MDR) bound in volume for each item of manufacture. This shall

be specified in the Purchase Order and no purchase order shall be approved for payment without receipt and acceptance

of the MDR and any other requested documentation.

Records shall be preserved and stored as identified in B10.01 Control of Records. Records shall be legible and either

recorded in English or appropriately translated into English.

Each subcontractor, as part of their quality plan, shall detail the procedures for control of its quality records.


B10.01 Control of Records

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8. Resources (AS/NZS ISO 10005 5.8)

8.1 Resource management

ALSTOM will supply adequate staffing, supervision, labour, construction equipment, onsite transportation, consumables,

offices, crib rooms and safety equipment for the project, to complete the requirements of the above contracts within the

project time constraints outlined in the Contract.

8.2 Material Resources

Material requirements are specified in the Contract, design specifications, inspection and test plans and in purchasing

information.

8.2.1 Customer Supplied Material Resources

Materials supplied by the Customer are in the form of consumables or hardware/parts. These materials when supplied

to ALSTOM shall be strictly controlled and where required traceability shall be maintained as defined in Section 15,

Traceability.

8.3 Human Resources

The Project Manager shall ensure that project personnel undertaking work that may influence the quality of the work,

have appropriate qualifications, training and experience. The Project Manager shall assess the training needs for the

Project Team under their direct control and, if required, provide or arrange training to meet specific project

requirements as defined in SOP ‘A06.01 Training’.

Unless otherwise specified, personnel suitability shall be assessed on the basis of qualifications and/or experience as

required by individual position descriptions and job specifications.

Training courses shall be carried out in, but not limited to the following areas, as and when required:

a. Site Induction;

b. Quality Plan, SOPs and WIs (Office and Site), and

c. Environment, Health and Safety.

Records (including resumes, qualification reports, inductions, etc) substantiating qualifications of new employees or

additional qualifications/experience of existing employees, shall be maintained.

8.4 Personnel Register

The Document Controller shall maintain ALSTOM and Contractor personnel records on the project filing system.

8.5 Site Induction

All ALSTOM employees and ALSTOM Subcontractors will be required to attend a general Site Induction session prior to

commencement of work on site. As part of this process attendees will be issued with an Induction Handbook which

provides an overview of site safety requirements.

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Each Subcontractor shall submit a written request for employee induction training to Project Manager at least five (5)

days prior to commencement on site. Contractors may be required to attend a pre-commencement Meeting with the

Project Manager to discuss and review all requirements associated with the contract.

Site inductions shall comply with SOP ‘A06.01.01 Site Induction’. Site induction records shall be maintained as defined

in SOP ‘B10.01 Control of Records’.

8.6 Consultation

ALSTOM is committed to health and safety consultation and addresses this through the provision and management of

workgroups, provision of training, issue resolution measures, consultation and communication meetings such as toolbox

meetings and resolution of safety disputes as defined in SOP ‘A06.05 Consultation’.

8.7 Industrial Relations

The Project Manager is responsible for personnel management and industrial relations in accordance with the project

industrial relations and individual employment or performance agreements. The Project Manager shall:

a. Participate in union/management negotiations for project agreements;

b. Administer the provisions of the agreement including policy decisions, strategies and objectives;

c. Participate in site industrial relations program including contacts with government authorities, unions

and employer associations as necessary;

d. Coordinate contractors in above matters;

e. Interpret site agreement with assistance from Chamber of Commerce and Industry (CCI) as

necessary;

f. Liaise with Union officials at all levels on industrial relations issues;

g. Provide advice to managers and supervisors on industrial relations practices;

h. Maintain records, prepare reports on project industrial Relations performance;

i. Be aware of the application of regulations and statutes including employment procedures, dismissal

procedures, legal demands, standards, workers’ compensation.

j. Advise and assist the Construction Project Manager in respect of publicity relating to industrial

relations matters.


A06.01 Training

A06.01.01 Site Induction

A06.01.02 Tool Box Meetings

A06.05 Consultation


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9. Requirements (AS/NZS ISO 10005)

9.1 Contract Review

The Contract requirements shall be reviewed as defined in SOP ‘B02.02 Contract Review’ and ‘B02.03 Contract

Handover’ and includes (but is not limited to) the following :

a. The review of the Customer’s Specification documents and ALSTOM Offer together with subsequent

correspondence in order to consolidate and define the scope of work and the adequacy and the

capabilities of necessary resources

b. Documenting discrepancies if any, within the Contract documents and the consolidated tender

documents, so that they can be resolved in a timely manner

c. Where necessary, involvement of appropriate company interface groups in the contract review

process

d. Contract Variations (change orders), if any during execution of the contract, shall be similarly

reviewed, but shall be processed in accordance with SOP ‘B03.01 Contract Administration’.

Contracts with Subcontractors shall be similarly reviewed.


B02.02 Contract Review

B02.03 Contract Handover

B02.02.01 Order Acceptance and Notification for Power Services

B03.01 Contract Administration


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10. Customer Communication

10.1 Correspondence

All formal/written communication with the Customer shall be directed through the Project Manager/Site Manager.

All written communication to and from the site office shall be through the Project Manager or nominee.

10.2 Progress Reports

A monthly report submitted to the Customer by the Project Manager shall address, but is not limited to, the following:

a. Executive Summary;

b. Problem Areas;

c. Engineering/Design;

d. Procurement;

e. Manufacture;

f. Construction;

g. Commissioning;

h. Project Control;

i. Quality Management;

j. Contract Administration;

k. Change Order Log,

l. Programme Update including S-Curves

10.3 Meetings

The following meetings will be conducted during the delivery project:

Type Frequency Attendees

Planning Meeting Weekly Project Manager, Site Manager, Project Engineer

Coordination Meeting Weekly Project Manager, Site Manager, Project Engineer

Customer Site Progress Meetings Fortnightly Project Manager, Site Manager, Project Engineer

Tool Box Meetings As determined on site As determined on site (refer to SEMP).

Customer Meetings (additional) On request Project Manager, Site Manager, Project Engineer

An agenda shall be prepared and minutes reported.


B03.04 Project Implementation

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11. Design and Development (AS/NZS ISO 10005 5.11)

11.1 Design Control

While ALSTOM is responsible for the design performance of the Contract, subcontractors and suppliers shall ensure

adequate systems and procedures are established, implemented and maintained to satisfy/verify their own design

performance requirements. ALSTOM shall address these requirements in procurement and subcontract documentation.

The design performance shall also be reflected in the relevant Subcontractors’ Quality Plans or Inspection & Test Plans

(ITPs) as appropriate. ALSTOM will conduct design and detailing functions at plant interfaces in keeping with the role of

design planning, co-ordination and review with subcontractors as appropriate.

Assessment of the adequacy of the design provisions shall be through:

a. Documentation of design reviews to ensure completeness;

b. Co-ordination and review meetings;

c. Audit, and

d. Inspection and Test activities.

11.2 ALSTOM Internal Design and Drawing

Design work is to be in accordance with SOP ‘B04.01 Design’ and the Project Design Plan, wherein the following shall

be addressed;

e. Organisational and Technical Interfaces;

f. Planning the method of design in terms of documenting design activities to be assigned to the design

team members, including any external design services as nominated in the design plan;

g. Documenting and reviewing design inputs for adequacy;

h. Carrying out preliminary design work as necessary;

i. Carrying out detailed design;

j. Reviewing design output;

k. Carrying out design verification, and

l. Processing design changes.

11.3 Design Co-Ordination

Progress Meetings shall be held with Subcontractors performing Design work, as appropriate and as necessary, to

discuss and resolve Design Inputs, Design Outputs, Design Verification, Design Changes, technical issues and progress

of Design activities.

Records of Design Co-ordination meetings shall be maintained in the form of Minutes of Meeting as minimum.

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11.3.1 Design Review / Verification

Design Review meetings shall be held internally for design output and with Subcontractors performing design work at

appropriate stages of the design process to discuss and resolve Design Issues, Design Inputs and Outputs, Design

Changes, Concession and Contract Changes and other technical issues affecting the project.

Participants shall be chosen to represent all functions concerned with the stage of Design being reviewed.

Records of Design Review meetings shall be in the form of Minutes as minimum.


A04.01 Document Control

B04.01 Design


A04.F01 Minutes of Meetings

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12. Purchasing (AS/NZS ISO 10005 5.12)

Goods and services required by ALSTOM shall generally be purchased from assessed suppliers as defined in SOP

‘B05.02.03 Thermal Service Procurement’.

Standard supplementary terms and conditions required to be attached to Purchase Orders as defined in SOP ‘B05.02.03

Thermal Service Procurement’ are altered to include terms and conditions as applicable to specific equipment or

services ordered and shall be ALSTOM approved at time of authorisation of the purchase by the signing authority of the

Project Manager or his delegate (as per A01.2.1 Table of Authorities).

Documentation to be included with Purchase Orders shall have a dedicated document number applicable to the

document and must be listed on the Purchase Order and accompanied by a subcontract Transmittal Advice. Reference

must be made to the Purchase Order.

It is the responsibility of the Engineer who initially prepares or initiates changes to specification documents to ensure

that the necessary issues and changes or revisions are issued to the Procurement Officer as applicable for arranging

applicable order variations and on-forwarding.

For quotation or enquiry purposes, technical specifications, drawings etc, may be issued as non-controlled documents,

however the issue status must be recorded in the enquiry document.

No final invoice from a subcontractor shall be approved for payment without receipt of full documentation requested as

part of the Purchase Order.

12.1 Procurement/Subcontract Requirements

All Subcontractors/Suppliers, as part of their Quality Plans shall nominate the methods to identify and trace products

where applicable based on the above requirements.

Sub-contractors are assessed as defined in SOP ‘B05.01 Sub-contractor Assessment’, wherein the following will be

addressed and documented:

a. The evaluation and selection of subcontractors for components;

b. The evaluation and selection of subcontractor’s Subcontractors. Subcontractor’s Subcontractors shall

be evaluated by the head Subcontractor and evidence submitted to ALSTOM for approval prior to

letting of orders;

c. The requirements on the subcontractor for a particular purchase order;

d. Reviews and approval of purchasing documents prior to issue;

e. Surveillance of subcontractors, and

f. Amendments to purchase orders.

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12.1.1 Subcontractor’s Responsibility

While ALSTOM maintains the Contract responsibility for these activities until handover to the Customer, the main

responsibility for carrying out the handling, storage, packaging, and preservation and delivery requirements of the

project rests with the subcontractors and suppliers. They shall ensure adequate systems and procedures are established,

implemented and maintained to satisfy Contract requirements. ALSTOM shall address these requirements in

procurement and subcontract documentation. Such controls shall be reflected in the relevant subcontractor quality plan

and/or ITPs as appropriate. Assessment of the adequacy of these provisions shall be through audit and inspection and

test activities.

The site storage facility allocation for subcontractors and suppliers will be designated at an appropriate time.

12.1.2 Subcontractor’s Role

Relevant to their scope of work, subcontractors shall identify, plan, implement and maintain the design, management,

manufacture, construction, installation, commissioning, handover and warranty processes that are necessary to achieve

project and Contract requirements, based on quality, cost and time requirements. These processes, including special

processes, shall be carried out under controlled conditions including, but not limited to:

Where process results cannot be verified by inspection and testing of the product, and where deficiencies may become

apparent only after the product is in use, the process shall be performed by qualified operators and/or require

continuous monitoring and control of the process to ensure compliance with the specification. Specific requirements for

any qualifications, equipment and personnel shall be specified.

Subcontractors shall have procedures to identify, control and dispose non-conformances and initiate and verify

appropriate corrective actions, and subcontractors’ quality plans shall detail these procedures and their application to

the project.

12.1.3 Management, Control and Surveillance of Subcontractors

ALSTOM shall manage subcontracted activities and shall conduct regular surveillance activities to ensure conformance

to project and Contract requirements by conducting the following activities:

a. Quality Audits;

b. Progress Meetings;

c. Design Co-ordination and Review Meetings;

d. Review and mark-up and release of ITPs;

e. Witnessing the relevant and nominated Inspections and Tests;

f. Records Review, and

g. Review of MDRs and Operation and Maintenance Manuals.

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12.1.4 Subcontractor’s Design Role

Design work for each Subcontract package shall be carried out by the appropriate Subcontractor as defined in their

internal documented design procedure. The following shall be addressed:

a. Organisation and Technical interfaces;

b. Planning the method of design in terms of documenting design activities to be assigned to Design

Team Members, including external design services and producing a Design Plan;

c. Documenting and reviewing design inputs for adequacy;

d. Carrying our preliminary design work as required;

e. Reviewing design output;

f. Carrying out design verification, and

g. Processing design changes.

These requirements shall be subject to audits by the subcontractor and ALSTOM during the execution of the work.

12.1.5 Sub-Contractors Design Responsibilities

Subcontractor’s design responsibilities shall be detailed in the subcontract documentation and where specified, the

relevant subcontractor, in fulfilling the design requirements, shall be required to establish procedures, where

appropriate, to:

a. Develop detailed design plans or equivalent incorporating definition, assignment and planning of all

design and development activities;

b. Define organisational and technical interface which will input into the design process and establish

appropriate systems for documenting, transmitting and reviewing the necessary information;

c. Develop detailed design programmes incorporating all design and development activities to meet

specified and agreed project targets and milestones;

d. Provide sufficient qualified personnel with adequate resources to carry out the Design function to

meet the design programme and satisfy Contract requirements.

e. Identify, document, review and resolve design inputs

f. Document design outputs such that they:

i. Meet design Input requirements;

ii. Contain or reference acceptance criteria;

iii. Conform to appropriate statutory and regulatory requirements, and

iv. Identify characteristics that are crucial to the safe and proper functioning of the relevant

scope of work.

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g. Verify at appropriate stages of the design to establish that design output meets Input requirements by

such means as:

i. Conducting and maintaining records of internal Design Reviews;

ii. Attending and maintaining records of external Design Reviews, and

iii. Conducting alternative calculations and/or comparisons with a proven design or tests.

h. Identify, document, control, review and approve design changes and modifications.

12.1.6 Design Input for Subcontract Packages

As part of design input, ALSTOM shall develop equipment/performance based Specifications detailing the requirements

for design. These shall be controlled documents and shall be reviewed for adequacy prior to distribution to the

“Supplier”. Processing of design output shall be per SOP ‘A04.01 Document Control’.

12.1.7 Design Output from Subcontractors

Design output in the form of Calculations, Drawings and Specifications shall be verified by the appropriate

Subcontractor and submitted to ALSTOM for review and comments. Evidence of any reviews and approvals shall be the

signatures in the document control stamp thereon.

12.1.8 Control and Management of Subcontractors’ Design

Control and management of Subcontractors’ Design shall be a combination of Design Co-ordination and Progress

Review Meetings, Quality System Audits and Technical Surveillance of the Design process. The frequency of these

controls will be varied according to criticality of the relevant Design phases and performance of the Subcontractor and

will be reflected in the Quality Audit Schedule.


A04.01 Document Control

B05.01 Subcontractor Assessment

B05.01.01 Supplier Performance Reviews

B05.01.02 Subcontractor safety and Environmental Management

B05.02.03 Power Service Procurement


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13. Production and Service Provision (AS/NZS ISO 10005 5.13)

13.1 Product realisation

13.1.1 Contract Programme

Activities covering engineering design, procurement, manufacture, delivery, installation, commissioning and testing

shall be controlled in accordance with the contract programme. SOP ‘B03.02 Project Planning’ defines the procedure

for the evaluating and quantifying resources, the provision of management information and time monitoring time,

expenditure and resource management during the phases of the Contract.

The software package to be applied is Primavera or an approved compatible/equivalent program.

The program shall be submitted to the Customer in accordance with contract requirements. Programs for detailed

planning, control and monitoring will be utilised internally by ALSTOM and Contractors as applicable. Activities covering

design, purchasing, manufacture, delivery, installation and commissioning shall be planned, programmed, controlled

and monitored. Contractors programs shall comply with these requirements and form part of the program.

Site progress will be monitored, updated, assessed (including look ahead schedules & action plans as a result of negative

float) and submitted fortnightly to the Project Manager for update of relevant programs.

All official programs shall be issued as directed by the Project Manager. Program information may also be issued on site

with the approval of the Project Manager.

Subcontractors shall be required to comply with these requirements and their Programmes shall form an integral part of

the overall Project Programme.

13.1.2 Cost Control

The Project Manager and Administration Manager shall establish and control a site cost control system and cost code

structure in consultation with the Head Office Project Financial Controller. Site costs shall be monitored, controlled and

reported by the Administration Manager. A monthly financial report shall be prepared and approved by the Project

Manager.

Site Personnel shall provide update information to the Administration Manager.

13.1.3 Progress Claims

Progress Claims shall be approved by the Project Manager and submitted to the Project Financial Controller for

submission to the Customer.

13.1.4 Contractor Progress Claims

Contractor Progress Claims shall include a signed progress verification sheet and be reviewed and approved by the

Project Manager.

13.1.5 Variations

Variations and any activities that may constitute a variation shall be recorded on the Site Variation Register, approved

by the Project Manager and submitted to the Project Financial Controller for submission to the Customer.

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13.1.6 Petty Cash

Petty cash is only implemented on a project where it is deemed appropriate, it must be approved by the Financial

Director. Where petty cash is implemented on a project, A08.04 Petty Cash Management is to be used.


B03.02 Project Planning and Scheduling

A08.04 Petty Cash Management

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14. Process Control

ALSTOM’s role in meeting project and Contract requirements is that of a Subcontractor which includes design,

procurement, inspection, installation, commissioning testing and warranty.

While ALSTOM maintains overall contractual responsibility with the Customer, the specific responsibility for

manufacture, supply, delivery, construction, installation, commissioning and warranty also rests with the relevant

Subcontractors and is detailed in the relevant procurement documentation. Subcontractors shall detail in their

respective Quality Plans the process control procedures for their scope of work.

Processes which directly affect quality shall be identified and planned for all phases of the work. These processes shall

be carried out under controlled conditions.

ALSTOM processes include, but are not limited to:

a. Quality Management;

b. Safety Management;

c. Environmental Management;

d. Contract Review and Consolidation;

e. Planning;

f. Communication;

g. Design, Design Co-ordination, Review, Verification and Validation;

h. Design Concession and Change Control;

i. Procurement and Sub-contracting;

j. Inspection and Testing;

k. Installation;

l. Commissioning and Performance Testing;

m. Finance;

n. Audits and Audit Surveillance;

o. Document Control;

p. Records;

q. Handover, and

r. Warranty.

14.1 Identification of Special Processes (AS/NZS ISO 10005 5.14)

Special manufacturing/ALSTOM inspection processes shall be identified as part of the design output where appropriate.

Such processes shall be documented on the relevant engineering drawing or documented separately as Instructions,

and shall be accomplished under appropriate controlled conditions by appropriately qualified personnel.

Where necessary, personnel qualifications and corresponding personnel qualification records shall be maintained,

together with any special equipment certification and calibration records and completed and signed ITPs.

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14.2 Manufacturing Methods

Manufacturing shall be carried out in accordance with codes nominated in the Contract specification and ALSTOM

standards nominated in Purchase Order(s) and associated drawings and specifications.

14.3 Welding Operator Certification

All welders and weld procedures are to be qualified with respect to the Contract ITP and documentation provided for

approval to ALSTOM prior to commencement of work.

14.4 Inspection Certificates

All fabricated items require an inspection certificate or, where inspected by the Customer or Third Party, a copy of their

Inspection release certificate before dispatch, except where the dispatch of the products prior to final inspection has

been approved by the ALSTOM Project Manager or Nominee.

In this instance, final inspection and rectification of any deficiencies will be conducted at site by the appropriate

Subcontractor to certify acceptance of the product. Evidence of non-acceptance shall be a completed Non-conformance

Report (NCR).

14.5 Installation

Installation shall be carried out in accordance with certified Contract drawings, installation ITPs, installation instructions

and approved SOPs. SOP ‘B07.01 Site Establishment and Installation’ refers to ALSTOM personnel activities at site.

14.6 Control of Commissioning and Testing

Where contracted to perform commissioning activities, Commissioning and Testing by ALSTOM shall be carried out as

specified in the Commissioning ITPs, in line with SOP ‘B08.01 Commissioning’ and the specific requirements of the

Contract.

Subcontractors, in commissioning their plant and equipment, shall do so to established and approved ITPs and

procedures.

14.7 Project quality system review

The Quality System is reviewed during regular site meetings which, as well as covering project matters, address:

s. Any incidents including injuries reported since the last meeting;

t. Accident figures for area being reviewed;

u. Any customer complaints reported since the last meeting;

v. Any audits and corrective actions raised, including their status;

w. Significant nonconformances and estimated costs;

x. Performance against objectives set for the area reviewed, and

y. These meetings are minuted and actions identified and followed up by the delegated personnel.

The implementation and review of the management systems are also addressed in project reports, prepared in

accordance with the Contract requirements but usually monthly for significant projects. These reports cover system

implementation, non-conformances, audits and corrective actions, and incidents. They are prepared for relevant

circulation and for review by project and department management.

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B03.02 Project Planning and Scheduling

B03.02.01 S-curves

B03.02.02 Planning & Scheduling

B03.04 Project Implementation

B03.04.01 Project Reviews

B03.04.02 Project Cost Control

B03.04.03 Accounting for Variations

B03.04.04 Recognition of Sales & Gross Margin

B03.04.05 Warranty Provision

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15. Identification and Traceability (AS/NZS ISO 10005 5.14)

15.1 Identification

The extent of Identification of Contract specific documentation and products/materials shall in accordance with SOP

‘B06.02 Identification and Traceability’, wherein all contract related documents, products (where practical) or service

shall be identified with a unique Number.

15.2 Traceability

Traceability, other than that described herein is not required by this contract except to satisfy regulatory requirements

and codes, where applicable. The extent of traceability required shall be defined in the product specification document

attached to the Purchase Order.


B06.02 Identification and Traceability

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16. Customer Supplied Products or Services

Where products are supplied by the Customer the following shall be observed:

a. Any products that may be supplied by the Customer will be examined upon receipt at the Site for

completeness, proper type and any transportation damage, in accordance with SOP ‘B06.01

Inspection and Testing’, and

b. Damaged products will be notified in writing to the Customer

Control of these products after receipt will be in accordance with SOP ‘B06.01 Inspection and Testing’, wherein safe

keeping, identification and traceability is assured.


B06.01 Inspection and Testing

B06.02 Identification & Traceability

B06.03 Inspection & Test Status

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17. Handling, Storage, Packaging, Preservation and Delivery (AS/NZS ISO 10005 5.16)

Where ALSTOM has a direct responsibility for handling and storage of equipment to and/or at the site, this shall be

performed in accordance with SOP ‘B05.03 Handling, Storage, Packaging and Delivery’.

17.1 Handling

Items and products received at ALSTOM premises or site shall be handled in a manner that avoids damage or

deterioration.

17.2 Storage

Receipt of goods at ALSTOM’s off site premises shall be limited to minor proprietary goods that can be easily

manhandled and only when strictly necessary.

At site, goods shall be stored in a designated storage area or lockable compound, where practical, to prevent loss or

damage and where necessary suitably protected against climatic conditions and deterioration.

In all cases goods shall be suitably tagged or marked for identification purposes.

Goods stored shall be documented and shall be subject to regular monitoring in order to establish their continuing

fitness for use.

All plant and equipment installed shall be protected to ensure no deterioration occurs prior to handover to

ALSTOM/Customer.

Nonconforming goods shall be identified, segregated where practical and processed per requirements of SOP ‘A03.05

Non-conformance’.

17.3 Packaging, preservation, marking and delivery

Packaging of goods for delivery shall adequately protect the goods against damage and deterioration.

Inspection ALSTOM prior to dispatch shall be carried out where nominated on the relevant ITP.

Appropriate delivery documentation shall be provided according to specified requirements.

17.4 Waste

ALSTOM’s waste control measures comply with the relevant State regulatory requirements, as such site waste, for

which ALSTOM is responsible, shall be controlled and or disposed as defined in SOP ‘A05.03.02 Waste’ or where

required as defined in the Customers on-site procedures.


A05.03 Handling Storage Packaging and Delivery

A05.03.01 Storage Requirements for Hazardous Material

A05.03.02 Control of Waste

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18. Control of Nonconforming Product (AS/NZS ISO 10005)

18.1 Nonconformance Reporting

Control of Non-conformances shall be as defined in SOP ‘A03.02 Control of Non-conformances’. The general steps of

the procedure are as follows:

a. Record the non-conformance discovered on the NCR section of the Actions Database, or if computer

access not available then, Form A03.F05;

b. Identifying and holding products subject to an NCR in a designated holding area. For bulky or large

nonconforming products which cannot readily be segregated, the area(s) of nonconformity shall be

marked such that it is readily visible to any other user.

c. Recommendation and review of disposition/rectification by responsible parties;

d. Corrective action to correct the non-conformance;

e. Re-inspection of the reworked or repaired product;

f. If required obtain Customer approval for a Concession;

18.2 NCR Sources

The main sources of non-conformance may arise from but are not limited to:

a. Receipt inspection;

b. Manufacture, disassembly, assembly or construction processes, and

c. Final inspections and test process.

18.3 Disposition of Nonconforming Products

Disposition of non-conformances may be achieved by:

a. Rework to meet specified requirements;

b. Acceptance with or without repair by concession;

c. Regarding for alternative use, and

d. Rejection/disposal.

18.4 Identification of Items Subject to NCR

Nonconforming items or products shall be appropriately identified, segregated and/or quarantined to prevent

inadvertent use until appropriate disposition has been effected. Relevant parties such as the Project Manager/Engineer

and Customer shall be informed that an item is subject to an NCR.

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18.5 Resolution of ALSTOM NCR’s

Where the non-conformance is related to ALSTOM the personnel responsible for that activity (in conjunction with the

Project Safety/Quality Representative), are responsible for:

a. Investigating the cause of non-conformances and approving and implementing the proposed

corrective actions needed to prevent their recurrence

b. Evaluating the sources of the non-conformances by analysing relevant information as applicable,

procedures, work instructions, concessions, quality records and customer complaints, in order to

detect and eliminate further and potential causes of non-conformances.

18.6 Resolution of Other Parties NCR’s

Where the non-conformance is related to other parties, the Project Safety/Quality Officer, in conjunction with the

Project Manager or nominee is responsible for:

a. Expediting the resolution of the non-conformance;

b. Obtaining acceptance and approval of the corrective action from the relevant personnel and/or

parties as required;

c. Verifying implementation and effectiveness of corrective action through audit/surveillance/inspection

as appropriate.

d. Notification(s) of actual or potential non-conformances by the Customer shall be processed in

accordance with SOP ‘A03.03 Corrective Action’.

18.7 Corrective & Preventive Action

Corrective and Preventive Action shall be carried out in accordance with SOP ‘A03.03 Corrective Action’, wherein:

e. Non-conformances are reviewed to determine their causes and develop appropriate corrective and

preventive action;

f. Potential causes of non-conformances are identified and corrective action developed to prevent the

occurrence;

g. Corrective action is implemented and the effectiveness is followed up;

h. Corrective action from results of audits is implemented effectively.

The need for Corrective Action is normally identified through:

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iv. Non-conformances

v. Internal audits

vi. External audits and Customer/Third Party audits.

vii. Actions identified are logged on the Actions Database from the NCR or CAR form.


A03.02 Control of Non-conformances

A03.03 Corrective and Preventive Action


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19. Measurement Analysis and Improvement (AS/NZS ISO 10005)

19.1 Inspection, Measuring and Test Equipment

The calibration controls to be used for test equipment shall be as defined in SOP ‘A05.01 Control of Measuring and Test

Equipment’.

Subcontractor’s test equipment calibration work practices are to be approved at the time of Supplier Assessment or at

the initial inspection visit by the Inspector. Subcontractors shall ensure adequate systems and procedures are

established, implemented and maintained to satisfy contract requirements.

For erection at site, evidence of current calibration status will be examined by ALSTOM prior to commencement of

work. No work shall be carried out with un-calibrated testing and measuring equipment where such measurements are

required to determine equipment status. The requirement will be subject to audit.

19.2 Inspection and Testing

Inspection and testing requirements are referenced in SOP ‘B06.01 Inspection and Testing’.

Subcontractors shall detail their inspection and testing requirements in their respective Quality Plans (to be submitted

for approval).

Inspection and Testing for the project shall be carried out for:

a. Incoming Goods Inspection;

b. In Process Inspection;

c. Final Test and Inspection;

d. Installation Inspection and Tests, and

e. Commissioning Inspection and Tests.

ALSTOM’s role will be predominantly an audit surveillance role on Sub-contractor’s activities. Product conformance will

be indicated on the Subcontractor’s ITPs. ALSTOM shall mark-up Subcontractors’ ITPs with Hold & Witness Points as

required to verify conformance to project requirements. These ITPs will be stamped/approved prior to return to Sub-

contractors for use.

ALSTOM may appoint qualified inspection personnel to carry out inspection or surveillance activities as required.

Subcontractors, as part of their Quality Plan, shall detail the methods for inspection and tests both at their own

premises and on site.

19.3 Inspection and Test Plans

Before commencement of work including site work, Subcontractors shall supply ITPs for their scope of work for

approval and shall incorporate the elements of ITP Guidelines as a minimum and shall form a requirement of the

purchase order.

All ITPs shall be technically reviewed by the appropriate engineer and quality officer and approved by the Project

Manager prior to issue for use.

ITP’s shall contain at least the following information:

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a. Applicable steps/sequence of activities to effectively control and complete the process;

b. Verifying procedure to be used and the acceptance criteria for each step/sequence;

c. Responsibility for each inspection or test;

d. Columns for inspection and test points for Subcontractor and/or their Subcontractors, ALSTOM and

Regulatory/Statutory bodies as applicable;

e. Resultant Records applicable to each step/sequence as applicable;

f. ITP steps/activities shall be progressively signed off as the relevant inspections and tests are

completed and accepted. All pertinent records shall be available prior to signing off an ITP, unless

agreed/provided for otherwise (e.g. positive recall provisions for urgent use items);

g. Registers of ITPs shall be developed for each phase, Subcontract or group of activities as appropriate

and provided to ALSTOM for reference;

h. ALSTOM shall maintain an ITP Register for monitoring purposes, and

i. Notification to ALSTOM of the timing of Witness and Hold Point shall be carried out in accordance

with the requirements specified in the Purchase Order.

19.4 Incoming Goods Inspection

Incoming Goods Inspection shall be carried out by ALSTOM and its Subcontractors and Suppliers at their premises

and/or on site as appropriate and as detailed on ITPs, to verify compliance with procurement and project requirements:

a. Products shall not be used until incoming inspections are carried out;

b. Nonconforming products shall be held from use pending disposition and corrective action and

recorded on the Non-conformance Report, and

c. The Goods Received Report or approved equivalent, shall be used by Subcontractors to record

incoming inspections carried out on goods received at Site.

19.5 In-Process Inspection

Manufacturing and pre-dispatch inspection and testing shall be carried out by the prime Subcontractors and or their

Subcontractors and Suppliers in accordance with ITPs submitted prior to manufacture commencing. Surveillance,

witness and hold activities will be in accordance with the requirements marked up on the relevant ITP. Refer to SOP

‘B06.01 Inspection and Testing’ wherein:

a. The level of inspection shall be as per ITP and signed off accordingly;

b. Products shall be held until Hold Point inspections are carried out, and

c. Nonconforming products shall be held pending disposition and corrective action as per Incoming

Inspections.

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19.6 Final Inspection (and Handover)

As detailed by the relevant ITPs, any specified final inspection to be conducted by ALSTOM shall be at the point of

handover of the equipment. Progressive completion of ITPs and verification of associated records shall be undertaken

by the Subcontractor (unless otherwise noted on the ITP), such that at the point of handover to ALSTOM, records of

completion and compliance for all Inspections and Tests are available for verification.

For items of manufacture at a Subcontractor’s premises, final inspection by ALSTOM shall be carried out in accordance

with SOP ‘B06.01 Inspection and Testing’, prior to release/acceptance. Inspection upon completion of installation for

site work shall follow the same SOP, wherein the level of Inspection shall be as per ITP and signed off accordingly.

Non-conformances as a result of unacceptable products shall be recorded on the Non-conformance Report and

appropriate review and corrective action shall be taken before final acceptance.

19.7 Installation/Commissioning Inspection & Testing

Installation/Commissioning inspection and testing shall be carried out by the relevant Subcontractors and Suppliers in

accordance with ITPs submitted. ITP approval shall be provided prior to installation/commissioning commencing.

Surveillance, witness and hold activities by the relevant parties will be in accordance with the requirements marked up

on the relevant ITP.

19.8 Inspection Release Certificate

Where indicated on the ITPs, an “Inspection Certificate” shall be issued by ALSTOM upon completion. Dispatch of those

items/product nominated shall not proceed until this documentation has been issued.

19.9 Inspection and Test Records

Inspection & Test Records shall be produced as inspection & tests progress. These records shall be collected and

assembled into MDRs for submittal to ALSTOM for review and ALSTOM approval.

MDRs shall be prepared and presented as specified in Contract Manufacturer’s Data Report (MDR) Requirements.

19.10 Inspection Status

The means for providing assurance that the required inspections and tests on products have been carried out shall be

by:

d. Signed ITPs;

e. Inspection Certificates;

Relative to that product, and where necessary by physical stamping, labelling, tagging (as required) of that product or

parts thereof, as per SOP ‘B06.01 Inspection and Testing’, in order to indicate final acceptance. Nonconforming

product/items shall be separately identified / tagged and where practical, segregated from point of use.

Subcontractors shall detail methods of establishing Inspection & Test Status in their Quality Plans.


A05.01 Management of Measuring and Test Equipment on site

B06.01 Inspection and Testing

B06.03 Inspection and Test Status

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20. Audits (AS/NZS ISO 10005 5.19)

Quality Audits shall be performed in accordance with SOP ‘A07.01 Audits’. These will be internal (and external for sub-

contracted work) and shall be carried out in accordance with the project audit schedule and as considered necessary.

Subcontractors shall detail audit requirements in their Quality Plans and shall provide their own detailed audit schedule

covering both internal and external audits on their subcontractors.

20.1 Audit Schedule

An Audit Schedule shall be established and progressively updated at appropriate intervals. Separate schedules shall be

developed for internal and external audits. These schedules shall be established on the status and importance of each

activity or subcontract and shall be varied according to the adequacy of the results. Follow-up audits may be performed

where Corrective Action Requests (CARs) have been issued.

20.2 Audits

Audits may be carried out by the Project Safety/Quality Officer, or may be delegated to other appropriately qualified

independent personnel as necessary.

CARs raised during the audits shall be processed and followed up in accordance with SOP ‘A07.01 Audits’. CARs shall

only be closed out after corrective actions have been verified and accepted.

Audit records shall be maintained by the Project Safety/Quality Officer and distributed, as a minimum to:

a. Director Project Management

b. Project Manager

c. Project Safety/Quality Officer

d. Auditee(s) - Internal or external.


A07.01 Audits

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21. Procedure List

The following, but not limited to, list of ALSTOM procedures are used by ALSTOM to complete the contract works as

detailed within this PQP:

1. A03.02 Control of Non-conformances

2. A03.03 Corrective and Preventive Action

3. A04.01 Document Control

4. A04.01.01 Control of System Procedures and Forms

5. A04.02 Control of Standards & Publications

6. A04.08 Installing Databases from CD

7. A05.01 Management of Measuring and Test Equipment on site

8. A05.03 Handling Storage Packaging and Delivery

9. A05.03.01 Storage Requirements for Hazardous Material

10. A05.03.02 Control of Waste

11. A06.01 Training

12. A06.01.01 Site Induction

13. A06.01.02 Tool Box Meetings

14. A06.05 Consultation

15. B00.02.01 Work Breakdown Structure

16. B02.02 Contract Review

17. B02.03 Contract Handover

18. B02.02.01 Order Acceptance and Notification for Power Services

19. B03.01 Contract Administration

20. B03.02 Project Planning and Scheduling

21. B03.02.01 S-curves

22. B03.02.02 Planning & Scheduling

23. B03.04 Project Implementation

24. B03.04.01 Project Reviews

25. B03.04.02 Project Cost Control

26. B03.04.03 Accounting for Variations

27. B03.04.04 Recognition of Sales & Gross Margin

28. B03.04.05 Warranty Provision

29. B04.01 Design

30. B05.01 Subcontractor Assessment

31. B05.01.01 Supplier Performance Reviews

32. B05.01.02 Subcontractor safety and Environmental Management

33. B05.02.03 Power Service Procurement

34. B06.01 Inspection and Testing

35. B06.02 Identification & Traceability

36. B06.03 Inspection & Test Status

37. B10.01 Control of Records

38. B10.F01 Project Filing System

ABCD








22. Annex 1 – Position Descriptions The following generic positions descriptions apply to the positions detailed on the attached project organisation chart,

refer Section 25.

22.1 Project Manager

Scope:

This project is directed and controlled by the Project Manager.

Reports to:

Director Project Management

Responsibility:

a. Overall direction, control and execution of the project in a cost effective manner and in compliance

with the project’s commercial, technical, quality, safety and environmental requirements.

b. Communication with customer and Independent Engineer.

c. Selection of project team personnel.

d. Financial progress reporting (monthly).

e. Project reporting (internal/external).

f. Project contractual compliance including changes to scope.

g. Project quality and customer satisfaction.

h. Project Environmental, Health & Safety (EH&S) performance.

i. Personnel & Industrial Relations.

j. Project environmental impact management.

Authority:

a. To select, appoint and change project team personnel.

b. To approve the selection and appointment of subcontractors, consultants or partners.

c. To approve financial commitment within the project budget.

d. To obtain agreed resources necessary to achieve the project goals and objectives.

e. To negotiate variations to the contract.

Accountability:

a. Achievement of the project goals and objectives including the Quality and EH&S policies.

b. Project progress and reporting.

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22.2 Procurement Manager/Officer

Scope:

Procurement of items and equipment as required, to supplement the scope of supply by the major plant

Subcontractors and as directed by the Project Manager.

Reports to:

Project Manager.

Responsibilities:

a. Ensuring the timely and cost effective procurement of plant, equipment and services to meet contract

requirements.

b. Preparation and issue of enquiries and subsequent assessment of tenders.

c. Assessment of subcontractors and their quality systems (in conjunction with the Project

Safety/Quality Officer).

d. Negotiation, letting and monitoring of purchase orders.

e. Administer purchase order variations.

f. Disposition of supply non-conformances and develop, implement an monitor corrective and

preventative actions ( in conjunction with the Project Safety/Quality Officer).

g. Assisting with the preparation, review and monitoring of Inspection and test plans.

h. Obtaining vendor data requirements and Manufacturer Data Reports (MDRs) as specified in

purchases.

i. Special procurement tasks as required by the Project Manager.

j. Ensure timely processing of invoices.

Authority:

a. Initiate and control procurement activities delegated by the Project Manager to meet quality,

programme and cost requirements.

b. Authorize purchase orders up to the value as delegated by the Project Manager.

c. Control further processing and delivery of non-conforming product until the deficiency or

unsatisfactory condition has been corrected.

d. Initiate action to prevent the occurrence of any supply nonconformities relating to items and

equipment ordered.

e. Verify the implementation of solutions to supply nonconformities.

Accountability:

a. On time and on budget procurement as defined by the Project Manager.

b. Co-ordination of subcontractors and material logistics with respect to the project programme.

c. On time processing of invoices and feedback to project manager on variations and price.

ABCD








22.3 Programmer/Scheduler

Scope:

Develops the programme and schedule of tasks for the project and updates on direction.

Reports to:

Project Manager

Responsibilities:

a. Develop, monitor and update the overall project programme to meet all contractual requirements and

project milestones..

b. Develop lower level detail, summary and look-ahead programmes.

c. Assist in gaining approval of the programme within the contract time constraints.

d. Monitor the progress of the works by obtaining programme updates from sub-contractors and

provide regular updates in appropriate detail to the Project Manager and other project team

members.

e. Monitoring of progress and the effect of changes to the contract.

f. Evaluate all data from engineering, procurement, manufacturing and construction in order to assess

overall progress and identify and report deviations from the programme to the Project Manager.

g. Identify and predict potential problems as early as possible in order to allow effective corrective action

to be taken.

h. Evaluate the effect of and schedule variation work and advise the Project Manager.

i. Re-schedule activities in order to take into account delays and variations following agreement with

the Project Manager.

j. Prepare progress status reports for submission to the Project Manager.

k. Ensure that all personal work carried out is in accordance with the contract, quality assurance

requirements and other relevant procedures applicable to the project.

l. Participate, where required, in the disposition of nonconformities relating to the progress of works.

Authority:

Control further processing of nonconformities relating to the process of programming/scheduling activities.

Accountability:

Accurate and timely project programmes to meet contract and project milestones.

ABCD








22.4 Financial Controller

Scope:

Cost control of the project, ensuring conformity with the ALSTOM financial and commercial policies and

practices.

Reports to:

Project Manager and Financial Controller Thermal Service.

Responsibilities:

a. Accounting.

b. Month end close.

c. Prepare cost control review on JDE and Excel.

d. Predict revenue and cash flow.

e. Correct posting errors and resolve queries.

f. Maintain invoice register for contract and variation income.

g. Liaise with the Financial Controller Thermal Service to ensure conformity with the ALSTOM policies

and procedures in relation to the financial and commercial aspects of the project and their

implementation on the project.

Reporting:

a. Prepare project report to management in conjunction with the Project Manager.

b. Prepare for and participate in the Monthly Project Review Meetings, record and distribute the

minutes.

Contract Administration:

a. Maintain purchase order register.

b. Reconcile all project progress payments to sub-contractors and the customer.

c. Ensure all invoices are in accordance with purchase order and that materials have been delivered and

inspection reports issued and approve invoices for payment.

d. Cash flow management together with cash flow projections and resultant financing gains/losses.

e. Maintain records of bank guarantees and/or retention, insurances etc.

f. Maintain foreign exchange register and manage project foreign exchange.

g. Collect, check and countersign all office staff timesheets.

Site Administration:

a. Collect and check all site staff timesheets.

b. Site petty cash (where implemented)

c. Maintain site records.

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Progress Claims:

a. Preparation and submissions of progress and variation claims (including all necessary support

documentation).

b. Liaise as necessary with Financial Institution and Customer in support of above activity.

Authority:

a. Initiate action to prevent the occurrence of nonconformities relating to cost control

b. Control further processing of cost control nonconformities until the unsatisfactory condition has been

corrected.

Accountability:

a. Accurate and complete reporting in accordance with the ALSTOM policies and procedures in relation

to the financial and commercial aspects of the project and their implementation on the project.

b. Additional reporting as defined herein.

c. All reporting to be progressed and be finalised by the monthly dates set by the Financial Controller,

Customer Service.

ABCD








22.5 Site Manager

Scope:

Management of site construction, commissioning, performance testing, quality & EH&S and industrial

relations.

Reports to:

Project Manager.

Responsibilities:

a. Ensuring that the plant is constructed in accordance with ALSTOM requirements.

b. Ensuring that the plant is constructed in accordance with the relevant Site Agreement.

c. Site management and co-ordination of ALSTOM personnel and contractors

d. Management and co-ordination of resources to ensure the programme of work is achieved.

e. Adherence to the EHS policy and requirements per project SEMP.

f. Adherence to the Industrial Relations/Employee Relations Plan.

g. Quality requirements as specified in the Project Quality Plan (PQP) and procedures for site works.

h. Identify and record any nonconformities relating to products or processes.

i. Day to day interfaces with the customer, subcontractors, local authorities and other involved parties,

on reporting, etc.

j. Advising the Project Manager of potential shortfalls in the supply of plant or equipment to the site.

k. Report progress and cost control regularly to the Project Manager.

l. When assigned shall also assume the project Safety Adviser role/Inspector role (refer project

organisation chart).

Authority:

a. Purchase from site of equipment/goods/services in accordance with provisions of the Contract and

this Plan.

b. Control further processing or installation of nonconforming products until the deficiency or

unsatisfactory condition has been corrected.

Accountability:

a. Overall programme and quality of construction at site.

b. Overall implementation of the project Safety and Environmental Management Plan (SEMP).

c. Overall implementation of the Industrial Relations Management Plan.

d. Provisions of adequate EH&S resources, services and facilities at site.

e. Overall safety performance of the project at site.

ABCD








22.6 Inspectors (Technical QA)

Scope:

Quality verification of products and services through physical inspection.

Reports to:

Project Quality/Safety Officer or Quality Manager as applicable, refer project organisation chart.

Responsibilities:

a. Quality verification and the physical witnessing, inspection, testing, acceptance or rejection of items,

equipment and components in accordance with the Inspection and Test Plans (ITPs) for the Contract.

b. Ensure that all personal work carried out is in accordance with the contract, quality assurance


c. Disposition of non-conformances and develop, implement and monitor corrective actions as

appropriate.

d. Assisting with the preparation, review and monitoring of ITPs.

e. Ensuring that the procedures applied by the contractors are adequate for effective control of quality

for their scope of manufactured work.

f. Control and verification of corrective action when non-conformances are identified.

g. Preparing and providing records of inspection and test.

h. Verify on the relevant non-conformance report, the implementation of solutions to nonconforming

product and re-inspection and acceptance of same.

Authority:

a. Accept or reject items, equipment and components during the manufacturing and installation stages

of the Contract in accordance with the ITPs for the items or products.

b. Control further processing and or delivery of non-conforming product until the deficiency or

unsatisfactory condition has been corrected and accepted.

Accountability:

a. Quality verification of products and services through physical inspection of work activity and records of

work.

ABCD








22.7 Quality Officer/Representative

Scope:

Project Management representative on project matters relating to quality assurance (QA).

Reports to:

a. Project Manager (direct reporting line).

b. Functionally reports to the corporate Quality Manager.

Responsibilities:

a. Identification and preparation of contract specific Work Instructions and Inspection Test Plans (ITPs)

as necessary.

b. Regular review and updating when necessary of the projects quality system and related Project

Quality Plan (PQP).

c. Implementing the quality requirements of the PQP.

d. Training project team members in the project quality system and the PQP.

e. Auditing and monitoring the requirements of the PQP and project quality system.

f. Ensure subcontractor/supplier quality requirements are met through ITPs, subcontractor/supplier

assessments and quality audits.

g. Carrying out internal and external quality audits.

h. Liaise with Quality Manager to ensure conformity with corporate quality requirements, and provide

assistance on corporate quality assurance matters.

i. Monitor the effective operation of and corrective action systems through Non-conformance Reports

(NCRs) and Corrective Action Requests (CARs).

j. Participate, where required, in the disposition of non-conformances and in the development,

implementation and monitoring of corrective actions.

k. Review quality records and review and approval of Manufacturer Data Reports (MDRs) in

conjunction with other designated personnel.

l. Ensure inspection tasks are monitored and recorded and initiate appropriate corrective actions where

necessary.

m. Ensure all work is carried out in accordance with the Contract QA requirements and other relevant

procedures applicable to the project, through surveillance.

n. Special tasks as required by the Project Manager / Site Manager.

o. Providing monthly reporting to Quality Manager on QA activities.

Authority:

a. Resolve all project QA matters.

b. Verify and approve project corrective and preventive actions relating to nonconformities.

Accountability:

a. Implementation and maintenance of the project quality system.

ABCD








22.8 Safety Adviser

Scope:

Safety and Environmental Management

Reports to:

a. Project Manager (direct reporting line).

b. Functionally reports to the corporate EH&S Manager.

Responsibilities:

a. Co-ordinate the implementation of the project Safety and Environmental Management Plan (SEMP).

b. Carry out regular inspections of the work area with the respective project area members.

c. Verify the effective implementation of the systems through planned audits.

d. Assist at regular training talks, safety inductions and assist supervisors to develop area specific and

generic tool box meeting topics.

e. Provide advice on the development of Job Safety Environmental Analysis’ (JSEA’s) and operating

standards.

f. Advise supervisory staff and employees in the implementation of strategies to identify and control

potential hazards.

g. Develop and implement the project safety training programme.

h. Provide assistance to supervisors with accident/incident investigation.

i. Prepare significant accident/incident reports and co-ordinate investigation.

j. Co-ordinate rehabilitation activities with the Site Manager.

k. Attend pre-start meetings for each new subcontractor.

l. Provide reports for project management advising of trends on site and provide recommended action

plans.

m. Conduct informal and formal safety inspections and audits of the project EH&S system.

n. Review Subcontractor safety performance.

o. Conduct the project specific safety inductions.

p. Lead safety improvement meetings.

q. Attend and participate in project safety tool box meetings.

r. Be familiar with all relevant statutory requirements and industry practices.

s. Work with the respective supervisors to overcome day to day problems in safety and environmental

that may occur.

t. Conduct audits against the requirements of the project SEMP.

u. Managing activities within budget.

Authority:

a. Control further processing of nonconformities relating to unsafe and environmentally unacceptable

practices.

ABCD








Accountability:

a. Reporting performance against project goals and objectives including:

b. Lost Time Injuries (LTI).

c. Safety statics.

d. Environmental NCR’s/incidents.

e. Operations within budget.

ABCD








22.9 Supervisor

Scope:

Control and execution of the work in a cost effective manner.

Reports to:

Site Manager / Project Manager

Responsibilities:

a. Ensuring the functional and quality aspects required and specified are attained.

b. When assigned shall also assume the Inspector role (refer project organisation chart).

c. Assisting to define technical interfaces and reviewing technical documentation.

d. Planning and implementation of assigned installation/ erection/ commissioning.

e. Assisting with the preparation of technical and vendor data requirements of purchasing

documentation as required.

f. Ensure that all personal work carried out is in accordance with the Contract, quality assurance (QA)


g. Liaison with the Project Manager and subcontractors as assigned.

h. Participate, where required, in the disposition of non-conformances and develop, implement and

monitor corrective actions.

i. Assisting with the preparation, review and monitoring of Inspection and Test Plans.

j. Special tasks as directed by the Boiler Superintendent, Site Manager and Project Manager.

k. Co-ordinate with other faculties, consortium partners on site to ensure expedient execution of works.

l. Maintaining Site ITP’s.

m. Scheduling, controlling and ensuring inspection, testing and commissioning tasks are carried out in

accordance with site ITP’s.

n. Organising and participating in Site quality and safety audits according to schedule.

o. Inspect the works for compliance with the contract, relevant specifications and codes.

p. Verify/witness inspection and test activities in accordance with Contractor/supplier ITP requirements.

q. Issue and disposition of Action Requests for non-conformances.

r. Issue of Release Notes where applicable.

Authority:

a. Supervision of allocated personnel.

b. Accept or reject items, equipment and components during the manufacturing and installation stages

of the Contract in accordance with the Inspection and Test Plans for the items or products.

c. Control further processing and or delivery of non-conforming product until the deficiency or

unsatisfactory condition has been corrected and accepted.

Accountability:

a. Quality verification of products and services through physical inspection.

b. Implementation of the project Occupational, Health and Safety Plan for the relevant area of

responsibility.

ABCD








22.10 Site Administration Officer

Scope:

Document Control

Reports to:

Site Manager / Project Manager

Responsibilities:

a. Implement the necessary procedures to provide a satisfactory and efficient documentation control

system for the control and management of all project documents.

b. Establishing and maintaining a document filing system.

c. Planning and supervising the document flow to/from all parties.

d. Issue all documents and drawings, originate and verify transmittals, verify receipt of the documents

issued, record the issuing data, monitor and maintain these records.

e. Maintenance and control of specifications, codes and standards according to the Contract or as

otherwise approved.

f. Maintenance and upkeep of relevant procedures applicable to the project and revisions thereof.

g. Provide project management with exceptions report indicating those documents which were not

issued on schedule or those with changed issue date.

h. Establish and maintain a database to record and track all project correspondence.

i. Provide exception reports identifying correspondence which has passed the required response date.

j. Ensure that obsolete/superseded quality documents are identified and removed from all areas of

distribution and use.

k. Notify the Project Manager of any deficiencies in the system and the corrective actions to improve the

system.

l. Participate, where required, in the disposition of non-conformances and develop, implement and

monitor corrective actions.

m. Co-ordinating the receipt of MDRs from Suppliers and their safe maintenance.

n. Undertake special tasks as directed by the Project Manager.

Authority:

a. Control all documentation.

b. Control further processing of non-conformities relating to document control practices.

Accountability:

a. Identification, distribution, filing and traceability of project documentation

ABCD








23. Annex 2 – Safety and Environment Management System

The project safety and environmental management system is fully defined in the project Safety & Environmental

Management Plan (SEMP).

ABCD








24. Annex 3 – Applicable Legislation

The following state/territory and federal legislative and or regulatory codes shall apply to this Contract:

Add regulatory codes / legislation list here

ABCD








25. Annex 4 – Project Organisation Chart

Project Manager

Name

Site Manager

Name

Site Support

Mechanical

Names

Fitters

Names

Electrical

Names

Workshop SupportContractors

Name

Role

Name

Role

Name

Role

Industrial Relations

Manager

Name

Planning

Department

Riggers

Names

Welders

Names

Name

Role

Name

Role

Engineering

Support

Name

Document ControlProject Safety

Officer/Engineer

Project Quality

Officer/Engineer

A01.F07 Project Quality Plan REV E

Documents

number document number

qa document number

abcd document

document distribution

project manager

document revision status

template revision date

particular project