Graduate School of Literatures, Languages & Cultures University of Edinburgh A Study of Political Philosophy and Normative Ethical Theories within Zack Snyder’s Comic Book and Graphic Novel Adaptations. B053931 MSc Film Studies Dissertation 14,679 1
Graduate School of Literatures, Languages & Cultures
University of Edinburgh
A Study of Political Philosophy and Normative Ethical Theorieswithin Zack Snyder’s Comic Book and Graphic Novel Adaptations.
B053931
MSc Film Studies Dissertation
14,679
1
Contents
Introduction….................................................
..............................................................
....... 3
Chapter One: Consequentialism and liberty in
300......................................................... 8
Classical Utilitarian Ethics and the
Spartans………………………………………. 9
Political Philosophy and Liberty……………………………………………………11
Ethical Egoism and the Persian
Empire……………………………………………...13
Ethical Long Takes…………………………………………………………………..18
Chapter Two: Collectivism and individualism in Man of
Steel………………………… 21
2
Krypton and Plato’s Perfect Society………………………………………………..
22
Mill’s Political Philosophy on Freedom and
Individuality…………………………. 27
Superman, Utilitarianism and Tragic
Dilemmas……………………………………. 29
Chapter Three: Utilitarianism and Deontology in
Watchmen………………………….. 35
Introduction to Deontology………………………………………………………… .35
Rorschach and Veidt’s Contrasting
Ethics………………………………………….. 37
Conclusion………………………………………………………………………………….. 44
Works cited………………………………………………………………………………….49
Introduction
3
This dissertation will provide a critical analysis of the
ethical and moral universes presented within the comic book
and graphic novel adaptations of director Zack Snyder. Three
films will be discussed: 300 (2007), Watchmen (2009) and Man of
Steel (2013). The main concern of this dissertation is to
discuss each of these three films from a philosophical
perspective by analysing the parallels between the
consequentialist ethics, moral actions and ethical codes
adopted by the prominent characters in each. Consequentialist
ethics are the primary focus throughout all of the chapters,
as my argument states that the films juxtapose contrasting
ethical doctrines in order to provide a source of conflict for
the characters and their actions. Several chapters shall also
argue that certain characters within Snyder’s film adhere to
specific forms of political philosophy. I will also analyse
how Snyder frequently uses close-up shots and long takes to
emphasise certain characters’ moral and ethical stances
throughout the films. The consequentialist philosophies that
will be discussed are utilitarianism, ethical egoism and
ethical altruism. Deontology, which contrasts consequentialism
4
within normative ethics, will also be discussed in the chapter
that analyses Watchmen.
With the advancement of computer generated images (CGI) and
special effects in current mainstream cinema, comic book and
graphic novel adaptations have been extremely prominent within
the past decade. The vast financial investment from major film
studios into the utilisation of mediums such as CGI and motion
capture performance has enabled comic books and graphic novels
to be adapted into big budget franchises within the film
industry. During the last decade, Zack Snyder has become one
of the most prominent directors within the graphic novel and
comic book film genre. Most of the films from within this
particular genre revolve around ideas of good versus evil and
hope, and depict altruistic heroes. What sets Snyder apart as
an auteur filmmaker is his constant focus on themes of moral
dilemmas, freedom and justice, set amongst narratives that
display excessive action and graphic violence. These kinds of
themes are hardly original, and have certainly been present
within comic book films throughout their history, however (due
5
to other films’ focus on attracting a younger demographic,
thus a family friendly Motion Picture Association of America
rating), the vast majority of comic book films do not
necessarily engage with them as seriously, or to the extent
that Snyder does. In contrast, the darker tone and edgier
content of Snyder’s comic book and graphic novel films allows
for the inclusion of deeper philosophical meaning and
discussion.
Snyder’s films invest a significant amount of time into
visually arresting, high-octane action sequences, and the
philosophical issues that are contested throughout his films
usually serve as the source of conflict. The main characters
within each of these films take it upon themselves to morally
dictate and decide what is best for the rest of society. His
films are also notorious for a heavy reliance on slow motion,
particularly in fight scenes. Another signature element of
Snyder’s style as a filmmaker is his frequent use of long
takes. These are often used to bring the viewer’s attention to
the philosophical and ethical discussion that is occurring
6
during the scene. While the long takes displayed throughout
Snyder’s films may not last as long in comparison to other
films within modern cinema, they stand out within the context
of his films as Snyder generally heavily relies on rapid
editing, particularly in the reoccurring action sequences in
order to create an entertaining and visually stimulating
audience experience. Parts of this dissertation will focus on
how characters ethical codes are emphasised by Snyder through
the varying use of long takes throughout his films.
Before each of the films is individually dissected from a
philosophical perspective, it is important to define and
establish the type of philosophy that is going to be applied
throughout this dissertation to each of Zack Snyder’s
adaptations. Ethical theory can largely be divided into three
major areas, with meta-ethics, applied ethics and normative
ethics being the most significant branches. This dissertation
specifically applies and discusses normative ethics through
its analysis of the three films under consideration. Normative
ethics is the area of philosophical ethics that focuses on
7
moral actions and is, “concerned with standards for right
conduct and moral evaluation” (Driver, 2006, p.2). Normative
ethics is relevant to this work as it is highly applicable to
the films that will be referred to. Each of these three films
portrays violent conflict between protagonists and
antagonists, frequently presenting the characters with ethical
dilemmas regarding what kind of action they should or should
not take. It is in these moments of action that this
dissertation seeks to analyse and evaluate the kinds of
ethical decisions and moral philosophies that the characters
subscribe to. This thesis argues that the characters within
these films predominately adhere to contrasting
consequentialist moral theories. Consequentialist philosophy
and deontological philosophy both subscribe to moral
objectivism; the view that, “there are moral facts-facts about
what is morally right and morally wrong, facts that do not
depend on what anyone or any group of people happen to think”
(Litch, 2010, p.147). This is in contrast to moral relativism,
which states that there is no such thing as objective moral
facts and declares that morality is determined by either the
subjective standards of the individual or by cultural moral
8
standards. Consequentialism is the ethical doctrine that
states that the consequences or results of an action are the
key factors when judging whether an action is morally wrong or
right, therefore, a consequentialist abides by the belief that
the morally right action is the action that ultimately
produces the overall best outcome and results.
Consequentialism holds that acts such as killing, stealing or
lying are permissible if the final outcome brings about good
consequences. There are various forms of consequentialism
that, as Kuusela points out, “can be distinguished on the
basis of what they regard as the end our actions ought to
promote and as the source of their moral value” (2011, p.18).
Kuusela is referring to the fact that consequentialist
philosophies have contrasting ethical stances and codes that
are defined by what they strive to promote and establish from
a moral and ethical perspective. One code of ethics is ethical
egoism, which holds that we have no moral obligation other
than to do what is best for ourselves and that individuals
should prioritise their own needs and requirements over the
needs of other people. These particular codes of ethics will
be discussed in much more detail in the next two chapters,
9
however, another consequentialist ethical theory known as
classical utilitarianism has a more prominent presence
throughout this dissertation, so it is important also to
provide a brief definition of the theory.
Utilitarianism is one of the key components within
consequentialist philosophy. Legal scholar and philosopher
Jeremy Bentham is credited as the person responsible for the
modern development of the ethical theory know as classical
utilitarian theory. Bentham’s student John Stuart Mill would
later go on to revise and attempt to remedy the classical
utilitarianism established by his teacher. This dissertation
will be discussing the classical utilitarianism that was
advocated by both Bentham and Mill. As it stems from
consequentialism, utilitarianism holds that we ought to act in
ways that will bring about the best consequences, however,
utilitarians consider the well-being of all people in an
impartial manner and all moral reasons for action are agent-
neutral. This means that an actor’s personal goals have the
exact same amount of value as anyone else’s when it comes to
10
evaluating what action the actor should decide to take.
Utilitarianism holds that people ought to maximise the sum
total of pleasure and that, “an action is right if it is
useful for promoting happiness” (Raphael, 1981, p.34). The
emphasis on pleasure leads to classical utilitarianism often
being referred to as hedonistic utilitarianism. Bentham and
Mill were both proponents of hedonistic utilitarianism,
believing that maximising the sum total of welfare meant
prioritising and maximising the sum total of happiness within
society and the morally right actions would fulfil this. This
is what is known as ‘the greatest happiness principle’, under
which, pleasure is deemed to have intrinsic value and
therefore is good, while pain has intrinsic does not and
therefore is bad. The following chapters will discuss
classical utilitarianism while drawing from Mill’s greatest
happiness principle and his theories of political philosophy
on freedom and justice, in regards to their relevance within
Snyder’s films.
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This dissertation will conclude that the comic book and
graphic novel films directed by Zack Snyder predominately
portray contrasting consequentialist ethical theories that
serve as the source of conflict for the characters. While
ethical theories such as ethical egoism and deontology can be
found within Snyder’s films, utilitarianism is the most
prominent ethical theory that his characters subscribe to.
Although each of the three films discussed within this
dissertation contain copious amounts of action and violence,
Snyder often uses the editing technique of long takes to
withdraw from the high tempo drama and focus on the moral
decisions that the characters are presented with and discuss.
The reoccurrence of these contrasting ethical topics and
themes, combined with the graphic nature and frantic editing
of his films, certainly helps Snyder stand out as an auteur
director with his own signature style within mainstream
cinema’s current comic book and graphic novel genre.
Chapter One: Consequentialism and Freedom in 300
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This chapter provides a critical analysis of the ethical and
moral universe presented within 300. By analysing the film
from a philosophical perspective, this chapter will focus on
the contrasting codes of ethics that the Spartans and Persians
abide by throughout the film. The film’s narrative largely
focuses on the conflict between three hundred Spartan warriors
lead by King Leonidas (Gerard Butler) and the Persian Empire
lead by King Xerxes (Rodrigo Santoro). Leonidas defies Spartan
law as he attempts to stand up against tyranny and preserve
freedom for all of Sparta in the hope of defeating the vastly
superior Persian army. The main line of argument that I will
pursue within this chapter is that the characters’ contrasting
codes of ethics are what eventually materialises in the
violent conflict that takes place throughout the majority of
the film. This chapter will analyse and contrast the
utilitarian ethics of the Spartans with the egoist ethics of
king Xerxes and the Persians. Juxtaposition of the
civilisations highlights their contrasting views on morality.
While Spartan men are bred for combat and certainly do not shy
away from fighting, they nonetheless advocate liberty and
peace throughout society. Their methods may at times seem
13
brutal, but they deem that their actions serve a necessary
purpose that is justifiable, as it seeks to produce happiness
for the greatest number of people. This is contrasted with the
Persian Empire led by King Xerxes who seek to conquer the
world at any cost. Xerxes is motivated purely by personal
greed and feels that everyone should be subservient to his
needs and demands, even when it is against their agenda. This
ties in strongly to the theme of freedom that appears often in
Snyder’s films. Freedom is thread that runs throughout this
film and this something that will, in this text, be paralleled
with John Stuart Mill’s utilitarian theory on liberty. This
chapter concludes that the utilitarian and altruistic nature
of the three hundred Spartans leads to confrontation with the
egoistic Persians led by King Xerxes, ultimately resulting in
the Spartans sacrificing their lives in the hope that they
will inspire the rest of Greece to stand up and fight for
freedom.
Classical utilitarian ethics and the Spartans
14
Firstly, it is important discuss classical utilitarianism and
show the similarities is shares with the Spartan ethics
depicted by Zack Snyder within 300. The introduction chapter
briefly explained that Bentham and Mill’s classical
utilitarianism judges actions as right or wrong only by virtue
of their consequences and does not take any other factors into
account. While assessing the consequences of an action, the
sole factor that is taken into consideration is the amount of
happiness or unhappiness that is generated by that action.
Every person’s happiness is also judged and prioritised
equally throughout society. Thus, actions that produce the
greatest possible amount of happiness over unhappiness within
society are judged as morally right. John Stuart Mill
summarises this within his essay about utilitarianism when he
states:
The creed which accepts as the foundation of morals, Utility, or the Greatest Happiness Principle, holds that actions are right in proportion as they tend to promote happiness, wrong as they tend to produce the reverse of happiness. By happinessis intended pleasure, and the absence of pain; by unhappiness,pain, and the privation of pleasure (Mill, 1985, p.257).
In the very first scene of the film we are introduced to
Spartan culture as we are shown flashbacks of King Leonidas’ 15
upbringing as a child. Spartan law dictates that for a boy
child to be deemed worthy enough to participate in Spartan
society, from the age of seven they must be cast out into the
wild and devote the adolescent years of their lives to combat
training, so that if the time comes they will be able to serve
their city in battle. This customary procedure is known as
‘agoge’. While this may seem like a very harsh and extreme
method of education, the Spartans feel that it is necessary to
expose the children to independence, violence and combat so
that they can mature into supreme warriors that can defend
Sparta on the battlefield. This certainly fits in with
consequentialism, as the harsh means justify the ends. The
Spartans feel that the pain and suffering endured by the
children during the time of agoge is morally justifiable, as
it ultimately serves the purpose of defending Sparta and
ensuring peace and harmony for its people. In a certain sense
agoge does not entirely correspond with Mill’s greatest
happiness principle in that it produces large amounts of pain,
not just for the children who endure physical pain throughout
the brutal training, but also for the mothers who endure
psychological pain as they are forced to exile their young
16
sons. Agoge does, however comply with Mill’s greatest
happiness principle in terms of ‘right actions’ being those
that produce the greatest possible balance of happiness over
unhappiness within Sparta, in that it is done with the
intention of strengthening Sparta’s army in order to
sufficiently protect the state. This way Spartan society can
rest assured that should they engage in any form of conflict
with another country or state, their military are more than
capable of protecting their lives and their right to freedom.
For this reason, the Spartans view agoge as a necessary
morally right procedure that ultimately produces the greatest
amount of happiness in society. Fred Berger comments on
utilitarianism’s, at times, harsh nature when he states:
Utilitarianism, it has been argued, is committed to aggregating utilities, hence, is committed in theory to preferring greater to lesser distributions of utilities even when the lesser is fairer. Moreover, it is held that by its commitment to the maximization of utility, it permits the sacrifice of some for the greater good of others, permits punishing the innocent, and sanctions “free loading” on cooperative schemes, in violation of a duty of “fair play” (Berger, 1997, p.45).
Berger is highlighting how utilitarianism often permits harsh
acts that result in harm, such as killing a small minority of
17
people, in order to maximise happiness for the larger majority
of society. Although killing the minorities is extremely cruel
and not ideal, a utilitarian would judge it as the right moral
decision as long as the consequences brought about the
greatest possible balance of happiness over unhappiness for
the majority of society. The Spartans utilitarian outlook can
be seen in a brief scene between the queen of Sparta and one
of the state’s counsellors.
The Loyalist: Your son starts agoge next year. That is always a difficult time for a Spartan mother.
Queen Gorgo: Yes it will be hard, but also necessary.
This shows that while the queen will be upset when her son is
taken from her and subjected to life of violence, she
understands and appreciates that it is in the pursuit of the
greater good as it will ultimately bring about protection and
more happiness for the Spartan people. This is what is known
as act utilitarianism, which holds that best action is the one
that leads to the greatest amount of happiness of the greatest
number of people.
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Political philosophy and liberty
The conflict of the film begins when a Persian messenger
travels to Sparta with the message that King Xerxes requests,
“a simple offering of earth and water as a token of Sparta’s
submission to the will of Xerxes”. Choosing not to subject his
people to slavery and death, King Leonidas rejects the
Persians offer in pursuit of avoiding oppression and
preserving freedom for all Spartans, however, before Leonidas
can summon his army in defence of Sparta, he must first be
granted permission by the Ephors and the Oracle who ultimately
set the political agenda in Sparta. At this time Leonidas is
not aware that the Ephors, along with certain Spartan
politicians, have already been bribed by the Persians with
gold and are offered sanctuary and favouritism should the
Persian Empire conquer Sparta. This results in the Ephors
forming an allegiance with the Persians and denying Sparta the
chance to go to war with Persia, therefore leaving Sparta
defenceless should Xerxes attempt an attack. This places
Leonidas in a dilemma as he feels obliged to abide by Spartan
law, but at the same he feels that it is duty to save the
people of Sparta from tyranny and slavery. Leonidas confides 19
in his wife and she urges him to pursue the path that a free
man would take:
King Leonidas: What must a king do to save his world when the very laws that he has sworn to protect force him to do nothing?
Queen Gorgo: It is not a question of what a Spartan citizen should do, nor a husband, nor a king. Instead, ask yourself, my dearest love, what should a free man do?
Leonidas decides to defy the Ephors and Spartan law as he
assembles three hundred of his best soldiers to take into
battle with the Persian Empire. This decision shows that
Leonidas subscribes to a utilitarian stance on social liberty.
Within the first chapter of his essay, entitled On Liberty, Mill
discusses the limits of power that can be legitimately
exercised by a society over its people:
That principle is, that the sole end for which mankind are warranted, individually or collectively, in interfering with the liberty of action of any of their number, is self-protection. That the only purpose for which power can be rightfully exercised over any member of a civilised community,against his will, is to prevent harm to others. His own good, either physical or moral, is not sufficient (Mill, 1985, p.135).
In this passage Mill is stating that society should only
exercise its power over any individual in a situation if it
20
prevents harm to other people and that it can never intervene
for the benefit of the individual committing the harmful act.
He calls this the Principle of Liberty. Regarding Mill mention
of harm to others, this is, “best construed as injury to the
vital interests of others, where these comprise the interests
in autonomy and in security” (Gray, 1983, p.57). Mill feels
that security and autonomy are vital basic rights that ought
to be applicable to all people and that these rights should be
protected by law. When he mentions security, Mill is referring
to, “security primarily in terms of the reliability of
established expectations” (Gray, 1983, p.54). This simply
states that breaching someone’s contract or violating their
human rights qualifies as an encroachment on that person’s
moral right to security. By indulging in corruption via
accepting the Persians bribe of money and women, the Ephors
have violated their political duty and encroached upon the
people of Sparta’s moral right to security. As king of Sparta
and an advocate of freedom, Leonidas feels justified in his
decision to intervene and use his power to stop the Persians
from causing harm to both his people and other cities
throughout Greece. By attempting to prevent the Persian Empire
21
from conquering any more countries, Leonidas is essentially
adhering to Mill’s utilitarian Principle of Liberty.
Ethical egoism and the Persian Empire
The antagonists in 300 come in the form of the Persian Empire
lead by King Xerxes. Although he is merely a mortal, Xerxes
proclaims to be a god-king and ruler of the entire world. He
is adamant that he, “conquers and controls everything that he
rests his eyes upon” and is willing to resort to any means in
order to fulfil his own personal interests, to conquer the
entire world. In his pursuit of global domination, Xerxes only
considers how the consequences of a decision or action can
benefit him and shows little empathy or sympathy towards other
people. Xerxes’ actions coincide with the consequentialist
ethical theory of ethical egoism. James Rachels summarises the
nature of this specific ethical doctrine when he states that:
Ethical Egoism is the radical view that one’s only duty is to promote one’s own happiness. According to Ethical Egoism, there is only one ultimate principle of conduct, the principleof self-interest, and this principle sums up all of one’s natural duties and obligations (Rachels, 2000, p.550).
22
Rachels’ definition of an ethical egoist is someone who feels
morally obligated to solely act in ways that produce the best
consequences exclusively for themselves. While ethical egoism
does not state that an ethical egoist should go out of their
way to avoid helping others, ultimately they should prioritise
their own agenda over that of other people. It is clear that
Xerxes adheres to the principle of ethical egoism as he feels
justified in his actions to slaughter and murder thousands of
innocent people across various nations as it ultimately
promotes his own personal happiness. Within the ethical
doctrine of ethical egoism there are, however, a few different
variants. A universal ethical egoist subscribes to the belief
that all people should pursue their own interests exclusively.
On the other hand, an individual ethical egoist subscribes to
the belief that people should serve my own personal interest
exclusively. King Xerxes clearly subscribes to individual
ethical egoism as he believes that all of civilisation should
give in to his demands and declare their loyalty to his
regime. One particular scene that highlights how Xerxes
subscribes to individual ethical egoism is where he is trying
23
to persuade Leonidas to surrender his campaign and align with
the Persian Empire.
King Xerxes: Imagine what horrible fate awaits my enemies whenI would gladly kill any of my own men for victory.
King Leonidas: And I would gladly die for any one of mine.
This extract of dialogue shows the contrasting ethical stances
between Xerxes and Leonidas. While Xerxes, as an individual
ethical egoist, is extremely willing to pursue his own
personal interests at the detriment of everyone else,
Leonidas, on the other hand, shows that he adheres to
classical utilitarianism. Spartan law states that should the
king ever be killed during battle then all of Sparta is
obligated to go to war. Leonidas knows that his death will
prompt Sparta into utilising its entire military in battle
with the Persians instead of the mere three hundred men that
he has at his disposal. This will give Sparta a much better
chance of survival against the Persians in combat and,
ultimately, the consequences of Leonidas’ sacrifice will
generate the greatest amount of happiness over unhappiness for
the majority of the world. This is another example of where
the conflict between the Spartans and the Persians is created 24
by their contrasting ethical codes. King Xerxes is what Edward
Regis Jr. would call a narrowly self-centred egoist. Regis Jr.
argues that devout ethical egoists struggle to possess the
capacity for empathy. He states that:
A narrowly self-centred egoist would, for example, be prohibited from experiencing the valuable pleasures of love, friendship, fellow feeling, and community. He would not understand or have any insight into other human beings, grasp that they are in pain, and so forth (Regis Jr., 1980, p.51).
Regis Jr. is suggesting that someone who is extremely devoted
to pursuing their own interests will fail to grasp the concept
of empathy and this will prevent them from being able to
relate to other people on an emotional level. By pursuing
their own interest to such an extreme and focused degree, a
narrowly self-centred egoist will emotionally cut themselves
off from everyone around them and judge people based on how
beneficial they can be in helping them accomplish their goals.
This specifically applies to Xerxes, as at no point in the
film do we see him emote any empathy or sympathy to any of the
other characters within the film. This again highlights the
opposing ethical stances of Xerxes and Leonidas that serves as
the source of conflict throughout the film. Every decision
25
that Leonidas makes throughout the film is made with the
intention of producing consequences that will maximise freedom
and happiness throughout, not just the Spartan community but
throughout the whole of Greece. Xerxes on the other hand is
dependant only on making decisions that will fulfil his own
egoistic desires of power and domination. One of the few times
we witness Xerxes experience pleasure comes when he talks
about his ‘divine power’ as a self-proclaimed god-king and in
a scene when he persuades Ephialtes to defect from the
Spartans and reveal the location of the secret pathway that
will secure the Persians victory in battle.
Although he is scarcely seen in the film, Ephialtes is another
important character who also adheres to a consequentialist
form of ethics. We initially see him when he offers his
services as a warrior in the battle to Leonidas. He is
gracefully rejected by the king as his physical limitations
due to his disfigured body prevent him from being able to
raise his shield, which would endanger the lives of his fellow
Spartan warriors. Ephialtes later stumbles across King Xerxes
26
who promises to fulfil all of Ephialtes personal pleasures if
he will align himself with the Persians and betray the
Spartans:
King Xerxes: Everything you could ever desire. Every happinessyou can imagine. Every pleasure your fellow Greeks and false gods have denied you, I will grant you, for I am kind. Embraceme as you kind and as your god.
Ephialetes: Yes.
Kind Xerxes: Lead my soldiers to the hidden path that enters behind the cursed Spartans and your joys will be endless.
Ephialtes: Yes. I want it all, wealth, women.
This is another example of where Zack Snyder introduces a
character into the film that embraces ethical egoism. In the
pursuit of his own happiness and satisfaction, Ephialtes is
willing to doom his fellow three hundred Spartans to their
death in exchange for money and sexual pleasures. Through
opting to prioritise his own happiness over the lives of
others, Ephialtes is subscribing to ethical egoism and by
giving in to his urges for wealth and sexual desires, what
Mill regards as lower forms of pleasure. The topic of pleasure
is something that divides opinion amongst classical
utilitarian’s Jeremy Bentham and John Stuart Mill. According
to Bentham, pleasure is sensation that can be measured. He
27
used intensity, duration, certainty or uncertainty,
propinquity or remoteness, fecundity, purity and extent as the
parameters to gauge pleasure. Bentham proposes that all forms
of happiness are equal and that the quantity of an experience
was what mattered most in regards to pleasure. John Stuart
Mill defects from this line of argument in his book,
Utilitarianism. Mill argues that higher forms of pleasure are,
“those which befit our nature as human beings, and utilise our
capacities for intelligent activity” and are superior to lower
forms of pleasure such as physical pleasure (Norman, 1983,
p.127), stating that:
It is better to being human being dissatisfied than a pig satisfied; better to be Socrates dissatisfied than a fool satisfied. And if the fool, or the pig, are of a different opinion, it is because they only know their own side of the question (Mill, 1987, p.281).
Mill is proposing that it is more beneficial and rewarding for
people if they seek pleasure in things that will help expand
their knowledge, maximise their intellectual capacity and
allow them to contribute to society in a productive fashion,
rather than pursuing physical pleasures that may bring great
satisfaction to the individual in the short term but do not,
28
ultimately, contribute a great deal to society on the whole.
He is also stating that people who oppose his stance and
prioritise lower forms of pleasure only do so becomes they
have never experienced higher forms of pleasure and therefore
cannot appreciate its superior value. Towards the climax of
the film a scene takes place where Xerxes makes a similar
proposal to Leonidas to the one he gave to Ephialtes. Xerxes
offers Leonidas the opportunity to align himself with the
Persian Empire and bask in the pleasure of money, power and
women. Xerxes vows that instead of conquering Sparta, he will
provide Sparta with wealth and prosperity if Leonidas and his
forces surrender and kneels before him. Unlike Ephailtes,
Leonidas refuses Xerxes’ offer and instead launches one last
assault on the Persian army, which he knows will almost
certainly result in his own death. This is another example
where Leonidas and the Spartans adhere to Mill’s classical
utilitarianism. By refusing Xerxes offer, Leonidas and the
three hundred Spartan warriors choose not to indulge in lower
forms of physical pleasure but instead devote themselves to
the pursuit of maximising happiness and freedom for anyone who
opposes the Persian Empire’s regime of tyranny and
29
enslavement. This again highlights the conflicting moral
agendas of the utilitarian Spartans and the ethical egoist
Persians.
Ethical long takes
Before going into battle one last time Leonidas gives his men
a rousing speech urging them to devote their lives to freedom:
King Leonidas: No retreat, no surrender. That is Spartan law. And by Spartan law we will stand and fight and die. A new age has begun, an age of freedom. And all will know that three hundred Spartans gave their last breath to defend it.
Figure 1: King Leonidas (300, 2007)
This entire monologue takes place during a long take (see
figure 1. for a representative still). As will be further
30
argued throughout the dissertation’s remaining chapters,
Snyder often uses long takes in scenes where he intends to
emphasise a character’s ethical stance. A long take is an
editing technique that prolongs the duration of a shot longer
than the majority of shots within a film. For large parts of
300 the film is edited at a very rapid pace, which works to
provide a sense of immediacy, particularly in the case of the
frequent battle scenes that occur. Snyder uses long takes,
such as the one in this particular scene, in order to slow
down the rhythm of the film and give more attention to the
dialogue, dialogues that contain an ethical perspective.
Michael Ryan states that, “an editor combines shots and images
in ways that illuminate character, suggest ideas, or stage
conflicts” (Ryan, 2012, p.75). This suggests that editing
contributes to the way in which characters and their motives
can be portrayed and defined. John Stuart Mill establishes
that for a utilitarian to perform a morally right action, they
must consider the total happiness of everyone concerned in an
unbiased manner. That way favouritism is avoided and happiness
can be maximised. Mill states that:
31
The happiness which forms the utilitarian standard of what is right in conduct, is not the agent’s own happiness, but that of all concerned. As between his own happiness and that of others, utilitarianism requires him to be as strictly impartial as a disinterested person (Mill, 1985, p. 268).
Leonidas’ dialogue within this particular long take highlights
that he is willing to die in his pursuit of freedom and
therefore adheres to Mill’s definition of right utilitarian
conduct. Instead of accepting Xerxes’ offer and giving in to
ethical egoism, Leonidas remains impartial and decides that he
is willing to face certain death in battle if the consequences
of his death ultimately produce the greatest balance of
happiness over unhappiness for all of Sparta and Greece.
This chapter has focused on the contrasting ethical codes that
are present within 300. I have argued, predominately through
the characters of King Leonidas and King Xerxes, that
classical utilitarianism and ethical egoism serve as the base
for conflict within the film and that the characters actions
are defined by these different consequentialist codes of
ethics. Throughout the film both Leonidas and Xerxes maintain
their moral beliefs and never stray from their personal codes
of ethics. By adhering to utilitarianism, Leonidas and the
32
three hundred Spartan soldiers ultimately decide to defend
their city and sacrifice their lives in the belief that their
decisions will bring about a greater balance of happiness
throughout the whole of Sparta. Xerxes on the other hand
maintains his stance as an individual ethical egoist
throughout the film, as he considers only how other people can
aid him in his pursuit of world domination. The consequences
of his tyrannical and brutal actions are justified by the
pleasure they exclusively bring him. I have also touched upon
Mill’s political philosophy regarding liberty and how it
applies to the way in which Leonidas decides to take action.
By refusing the order from the Ephors, Leonidas opts to
exercise his power over the people of Sparta in order to
prevent the inevitable harm that is forthcoming from the
Persians.
33
Chapter Two: Collectivism and Individualism in Man of Steel
This chapter provides a critical analysis of the ethical and
moral universe presented within Snyder’s Man of Steel. The chapter
predominately focuses on the ethical dilemmas that the main
protagonists and antagonist face, and discussing the
consequentialist ethical decisions that they make throughout
the duration of the film. The main source of philosophical
analysis will be applied to the contrasting ethical codes that
are adopted by the characters of Kal-El (Henry Cavill),
Jonathan Kent (Kevin Costner), Jor-El (Russell Crowe) and
General Zod (Michael Shannon), in order to emphasise how they
34
play into Zack Snyder’s overall signature style. I argue this
juxtaposes opposing ethical theories within normative ethics,
such as utilitarianism and ethical egoism, to provide the
source of conflict within his films. Carrying on from the
previous chapter, which laid the groundwork for discussion on
classical utilitarianism and John Stuart Mill’s political
philosophy, this chapter analyses how Snyder’s protagonists
and antagonists actions once again display utilitarian and
egoistic ethics. In Man of Steel, as in 300, the theme of freedom
is presented throughout and will once again be paralleled with
theories from Mill’s essay On Liberty. Particular focus will be
paid to Mill’s theories on individuality within society and
will be juxtaposed with Plato’s ‘perfect state’ within The
Republic. This comparison is relevant to highlight the
contrasting ethical views held by Zod and Jor-El. This chapter
will conclude that the films protagonists, Jor-El, Kal-El and
Jonathan Kent, subscribe to John Stuart Mill’s utilitarian
ethical stance, which conflicts with General Zod’s more
Platonic utilitarianism code of ethics. Both Kal-El and
Jonathan Kent, in particular, make utilitarian decisions when
they are faced with moral dilemmas; they are willing to kill
35
or risk the lives of a smaller number of people in order to
ensure the maximisation of happiness for the human race on a
global scale.
Krypton and Plato’s ‘perfect society’
The opening stages of the film take place on the planet
Krypton and it is quickly established that all forms of
natural childbirth have been deemed illegal by the government
for hundreds of years. Instead, a procedure called artificial
population control has been established, which consists of
genetically breeding people in genesis chambers so that they
fulfil a predetermined role in society. This genetic and
social stagnation makes the Kryptonians resort to harvesting
their planet’s core for natural resources, ultimately making
the planet unstable and resulting in its destruction. The
genetic template for every person yet to be born on Krypton is
held within a codex that is stored within government. Jor-El
foresees the planets demise and decides to send his son to
earth with the stolen codex, in the hope that new race formed
of humans and Kryptonians can start a new civilisation.
36
Unwilling to embrace change and diversity within Kryptonian
society, military leader General Zod also travels to earth in
an attempt to retrieve the codex from Kal-El with the aim of
terraforming earth into a new Krypton that would cause the
genocide of the entire human race. Zod’s view of an ideal
society and political philosophy can be paralleled with the
view that the ancient philosopher Plato had of how an ideal
society should be constructed and run. In his iconic
literature entitled The Republic (1974), Plato discusses at length
his plan for building a perfect society that will accommodate
all citizens and allow them to live happy lives. The Republic
establishes a plan for a three-class state. The ruling classes
that possess the political power consist of what are called
the philosopher-kings and the administrators. The third class
consists of the civilians who make up the vast majority of the
population and are deemed unable to rule themselves. This idea
is based on Plato’s belief that people should exist only to
fulfil a specific function within society. During childhood
the ruling class are segregated from the civilians, and
trained and educated in ways that will empower them to rule
and uphold harmony within society. The children are physically
37
and mentally disciplined and all personal interests, such as
the desire for family, bodily pleasures and wealth, are
suppressed in the pursuit of upholding the perfect society.
With the ruling classes controlling the political agenda, the
citizens have no right to a democratic election process and,
ultimately, have to adhere to the laws outlined by the
government. Taylor argues that The Republic is essentially a
totalitarian state run by the ruling classes (known as the
guardians) when he states that:
All political decisions are made by the guardians without any reference to the citizen body. The guardians, moreover, are neither elected nor removable form office by popular vote. Politically, their power is absolute; the only control over them is itself ideological, in that they are under an absolutemoral obligation not to allow any deviation from the system ofeducation by which the ruling ideology, and therefore acceptance by all of the political system is passed on from one generation to the next (Taylor, 1997, p.32).
Taylor is stating that Plato’s proposed society is ultimately
a totalitarian one as the citizens have no say in their own
destiny; they are bound to obey and conform to laws that they
have no say in establishing. Taylor also alludes to the fact
that the ruling classes within Plato’s society are diligent
and tireless in their pursuit of maintaining the established
38
political ideology. They feel morally obligated to ensure that
the rest of society do not stray from the law and are bound by
duty to preserve this law. These aspects within The Republic
certainly reflect the political ideology that exists on
Krypton in Man of Steel. Much like the philosopher-kings and the
administrators in the Republic, Zod has dedicated his entire
life to ensuring harmony throughout his society by making sure
all citizens abide by the law. His devotion to preserving a
harmonic Kryptonian state is clear when he declares that, “I
have a duty to my people, and I will not allow anyone to
prevent me from carrying it out”.
The Republic (1974) also emphasises that society should pursue
collectivism over individualism and that society does not
exist to serve every individual person within society, but
instead people are born in order to contribute to society as a
whole. Cross & Woozley point out that, within Plato’s vision
for an ideal society, “the individual man is now primarily
regarded in respect of the performance of his function of
contributing to the life and unity of the city” (1964, p.98).
39
Cross & Woozley are stating that Plato’s ideal society is not
assembled in order to serve the needs of every citizen on an
individual basis, but in fact every single individual
citizen’s morality is judged in terms of how much they are
able to provide and contribute to society as a whole through
their specific role and function within that society. By
prioritising the happiness of society as a whole, Plato’s
totalitarian political philosophy within The Republic can also be
judged to be utilitarian from an ethical perspective, as it
looks to maximise the amount of happiness throughout society
and judges actions that fulfil this as morally right. Karl
Popper proposes the utilitarian nature of Plato’s political
philosophy within The Republic when he states that, “Plato’s
moral code is strictly utilitarian; it is a code of
collectivist or political utilitarianism. The criteria of
morality is in the interest of the state” (Popper, 1963,
p.63). Popper is suggesting that Plato is ultimately a
utilitarian, as he believes that the right moral decisions and
actions are the ones that result in the best outcome for the
maximum amount of people within society. Though they are both
utilitarian, Plato’s utilitarian political philosophy largely
40
differs from Mill’s in advocating that people should
unequivocally sacrifice their personal freedoms in order to
contribute to the maximisation of happiness within society as
a whole. When Zod discovers that Jor-El and Lara Lor-Van
(Ayelet Zurer) have broken the law and conceived a child
through natural methods, he is enraged as civilians have
breached the legal codes established by the ruling class and
have, therefore, gone against the interest of society as a
whole. The following lines of dialogue from Man of Steel indicate
this:
Jor-El: This is a second chance for all of Krypton. Not just the bloodlines that you deem worthy.
General Zod: What have you done?
Jor-El: We’ve had a child Zod, a boy child. Krypton’s first natural birth in centuries. And he will be free. Free to forgehis own destiny.
General Zod: Heresy! Destroy it!
“Plato recognised only one ultimate standard, the interest of
the state. Everything that furthers it is good and virtuous
and just; everything that threatens it is bad and wicked”
(Popper, 1963, p.63). Here, Popper is stating that Plato
believed that actions that serve the state are judged to be
moral actions and actions that are detrimental to the state
41
are judged to be immoral. By declaring that Kal-El’s natural
birth is an act of heresy, it is clear that Zod views this
decision to be an immoral act. It also, therefore, signifies
that he is a proponent of Krypton’s totalitarian society and
believes in collectivism over individuality. Zod ultimately
kills Jor-El in battle but is unable to prevent the infant
Kal-El’s shuttle from launching into orbit and in the
direction of Planet Earth. Zod justifies killing Jor-El as he
believes that Jor-El’s actions are morally wrong and are
therefore worthy of punishment. This is similar to Plato’s
republic where, “for the god of the State the ruler must
punish and banish and kill the citizen who objects the
political operation the State must undergo” (Crossman, 1963,
p.33).
Portions of the film’s climax serve as another example of
where General Zod can be seen to be adhering to Plato’s form
of utilitarianism. After launching an alien invasion on earth
and attempting to commit genocide via terraforming the planet
into a new Planet Krypton, Zod ultimately fails in his attempt
42
to save his race, as Kal-El destroys the last remaining
genesis chamber and banishes Zod’s fellow insurgents into a
black hole. Upset that he has been unable to restore
Kryptonian civilisation, Zod holds Kal-El responsible for
destroying their race and further reveals that his actions are
motivated out of creating the best consequences for his
society as a whole:
General Zod: We could have built a new Krypton in this squalor, but you chose the humans over us. I exist only to protect Krypton. That is the sole purpose for which I was born. And every action I take, not matter how violent or how cruel, is for the greater good of my people. And now…I have nopeople. My soul, that is what you have taken from me!
Figure 2: General Zod (Man of Steel, 2013)
43
By stating that his actions, “are for the greater good” of his
people, Zod is adhering to Plato’s from of utilitarianism in
that he is morally obligated to avoid individualism by
maximising the amount of happiness within (Krypton’s) society
as a whole. Snyder once again utilises the editing technique
of a long take in order to emphasise the ethical dialogue that
is used within the scene. This particular long take occurs
directly after an extremely violent and long action-sequence
that uses rapid editing to showcase the destruction of
Metropolis as Zod’s forces attempt to terraforming Earth into
Krypton. Snyder’s use of a long take in this scene (see figure
2.) retracts from the excessive amounts of carnage in the
scene and brings focus onto Zod’s utilitarian ethical stance.
Similar to the long take monologue that Snyder used for
Leonidas’s monologue in 300, this particular long take also
comes in-between long action sequences that are cut at a very
fast rate. A different emphasis is placed on the scene by the
long take; its fixed focus highlights the scenes importance
from a narrative perspective, allowing the defining Zod’s
ethical perspective.
44
Mill’s freedom and individuality
As was discussed in the previous chapter in regards to
classical utilitarianism and ethical egoism, the conflict in
Snyder’s films usually occurs because the characters view the
world in different ways and therefore have conflicting moral
perspectives and codes of ethics. Man of Steel is certainly no
different; Snyder also uses the characters of Jor-El and
General Zod to fulfil this function. Whilst they are both
utilitarians in their own respects, Jor-El and Zod possess
very different opinions on an individual’s role and
responsibility within society. As has already been mentioned,
Zod is a utilitarian in that he believes that the morally
right actions are those that generate the maximum amount of
happiness for his people. He also objects to individualism
within society as he feels that citizens should sacrifice
their personal pursuits of pleasure and desire in aid of
contributing to society as whole. Jor-El, on the other hand,
has a drastically different political philosophy from Zod. He
is against the artificial population control established by
the Kryptonian government and believes that citizens should be
free to choose what they wish to pursue in life and not be 45
obligated to fulfil a specific function or role within
society. The following monologue is from a scene in the film
where Jor-El informs his son, Kal-El, of the reasons why he is
different from anyone else and why he was sent to earth. The
dialogue within this monologue defines Jor-El’s stance as a
proponent of individualism within society:
Jor-El: Every child was designed to perform a predetermined role in our society as a worker, a warrior,a leader, and so on. Your mother and I believed Krypton lost something precious, the element of choice, of chance. What if a child dreamed of becoming something other than what society had intended for him or her? Whatif a child aspired for something greater? You were the embodiment of that belief Kal. Krypton’s first natural birth in centuries. That’s why we risked so much to save you.
Jor-El’s stance is very similar to the form of individualism
that John Stuart Mill proposes in On Liberty (1859). Mill states
that diversity and freedom are the two necessary conditions
that enable individuality to flourish in society (1859,
p.186). He stresses that individuality and diversity are
crucial within society, as they produce creativity and
progress and avoid the social stagnation that can be created
by collectivism and conformism. Mill goes on to discuss how
46
people should be left to lead their own lives and not forced
to conform to the ways of others within society. He states
that:
…human nature is not a machine to be built after a model, and set to do exactly the work prescribe for it, but a tree, whichrequires to grow and develop on all sides, according to the tendency of the inward forces which make it a living thing (Mill, 1859, p.188).
Mill is stating that society should not dictate or shape an
individual’s role or function, and that in order to achieve
freedom, people must be left to develop their own beliefs and
ideas naturally and to pursue their own personal agenda.
Although he is a proponent of individualism, Mill does agree
that all citizens have a duty to obey some of society’s rules
regarding certain conduct (1859, p.205). He states that the
individual should not injure or harm the rights of another
individual and that they should contribute to society by
defending it and its members from injury and harm. Lastly,
Mill suggests that, “the individual ought to also refrain from
hurting others in ways that do not go to the length of
violating any of their constituted rights” (Riley, 1998,
p.92). Thus, as long as an individual’s personal freedom does 47
not impede on another person’s personal freedom, Mill views
individualism to be a morally right action.
Jor-El actions and words within Man of Steel clearly reflect
elements of Mill’s views on individualism within society and
emphasise the contrast in the political philosophy that he and
Zod have. By defying the Kryptonian law of artificial
population control and allowing his son to be born in a
natural way, Jor-El is adhering to Mill’s theories on freedom,
in that he is proposing diversity and individuality within
society. His intentions and actions are purely based on trying
to achieve freedom for his race with the desire that, “free
scope should be given to varieties of character, short of
injuries to others”(Mill, 1859, p.185) and that different
modes of life should be allowed to be pursued when any one
individual within society is fit to attempt them. Both Jor-El
and Zod are utilitarian in sense that they are hoping the
consequences of their actions will maximise the amount of
happiness produced within society. The main difference is that
Jor-El is thinking about producing actions that will bring
48
peace and happiness on a universal scale, while Zod’s concerns
are limited to producing the largest amount of happiness for
Kryptonian culture. This is highlighted within the film as Zod
is willing to, “sever the degenerative bloodlines that led us
to this state” and attempt a genocide of the human race,
whilst Jor-El is much more diplomatic and passive in his
thinking and actions; believing that the people of Earth and
Krypton can coexist together in harmony. This difference in
political philosophies once again highlights Snyder’s use of
conflicting theories within philosophy and ethics to create
conflict within his films.
Superman, utilitarianism and tragic dilemmas.
Large parts of the first half of the film are told in
flashback sequences that take place during Kal-El’s youth in
Kansas. These scenes are utilised in order to display the
difficulties that a young teenage Kal-El, referred to as Clark
Kent on Earth, faces throughout his day-to-day life. It is in
these scenes that Clark’s adoptive earth father Jonathan
informs Clark of his responsibility to use his unique powers
49
to bring about positive changes across the world. Jonathan
believes, however, that, “people are afraid of what they don’t
understand” and Clark should continue to conceal his secret
alien identity until he is mature enough to burden the
responsibility that comes with possessing such great power.
After young Clark uses his powers to save a school bus of his
classmates from drowning in a river, Jonathan tells Clark that
maybe it is best to avoid saving the lives of others to avoid
revealing his secret alien identity.
Figure 3: Clark Kent and Jonathan Kent (Man of Steel)
One particular scene (see Figure 3) would initially seem to
suggest that Jonathan is proposing Clark should follow an
50
egoistic ethical approach, as he should only look to act in
ways that will provide the overall best consequences for him.
Instead, Jonathan is clearly adopting a utilitarian ethical
stance. The following passage of dialogue from this scene
indicates this:
Jonathan Kent: Clark, you have to keep this side of yourself asecret.
Clark Kent: What was I supposed to do? Just let them die?
Jonathan Kent: Maybe; but there's more at stake here than our lives or the lives of those around us. When the world... When the world finds out what you can do, it's gonna change everything; our... our beliefs, our notions of what it means to be human... everything.
While Jonathan is not endorsing that Clark intentionally try
to sacrifice innocent people’s lives, he feels that society
and the world will flourish and be better off in the long-term
if Clark’s alien identity is kept a secret during his youth.
This way Clark will not be taken away and experimented on by
the government, and society will not be deprived of his unique
superpowers and capacity to use them for the benefit of
mankind in the future. Snyder once again uses a long take for
large parts of this scene in order to slow down the pace of
the film and bring attention to the dialogue, dialogue that
51
emphasises Jonathan’s utilitarian ethical approach. Later on
in the film, Jonathan solidifies his stance as a classical
utilitarian when he encounters a tornado. After helping other
civilians to safety, Jonathan faces certain death as his leg
is badly injured which prevents him from being able to escape
the tornado. With a crowd of civilians looking on, he is
forced to decide between dying to preserve Clark’s secret
alien identity or letting Clark fly to his rescue and thus
exposing his superpowers to the world. With Clark ready to fly
to his adoptive fathers rescue, Jonathan signals to Clark with
his hand to stop and decides that the right moral decision is
to preserve Clark’s secret as he is swept up and killed by the
tornado. By sacrificing his life in order to keep Clark’s
alien identity, Jonathan can again be said to be adhering to
utilitarianism. Here, his actions are motivated by the belief
that Clark’s superpowers will be of great benefit to mankind
on a long-term basis, in maximising the greatest amount of
happiness for the greatest amount of people across the world.
Around halfway through the film Clark finally embraces his
superpowers and embraces the moniker of Superman. He inherits
the Superman cape and tights from his father Jor-El and 52
eventually reveals his secret identity as an alien to the
United States military and the whole world. For the rest of
the film we generally see Superman act in an altruistic
fashion. He utilises his powers to prevent Zod’s plot to
commit genocide of the entire human race by terraforming
planet earth into a new Krypton. At the end of another
gratuitously violent action sequence, Superman defeats Zod in
physical combat but finds himself presented with a tragic
dilemma. Todd Weber (2000, p.192) defines tragic dilemmas as
moral conflicts in which an agent is presented with two
actions that they morally ought to do but are forced to carry
out only one action can be performed by the agent at that
time. By choosing one action over the other, the agent is
still acting morally wrong, in the sense that they are acting
against something the morally ought to do. Whichever option
the agent decides to make, they are forced in some way to go
against their own personal code of ethics. Superman is forced
to decide between killing Zod and letting him murder an
innocent family of civilians with his heat vision. “There is
no way out of this dilemma for Superman; whatever decision he
makes will be morally horrible in some way” (White, 2013,
53
p.10). Mark White is alluding to the fact that throughout his
history and across various platforms, Superman is
traditionally a character that will attempt to avoid killing
at all costs and usually always finds a way of utilising his
powers in a way that resolve conflict without resorting to
killing. Within Snyder’s adaptation of the character, however,
due to his natural birth on Krypton, Superman ultimately
embodies Mill’s utilitarian stance on freedom, diversity and
individualism that Zod morally opposes. This allows him to
decide to kill Zod in order to save the lives of the family.
Rosalind Hursthouse states that utilitarian ethical theory,
“basically eliminates the conflict problem, it eliminates
irresolvable conflicts” (Hursthouse, 2001, p.3). Hursthouse is
stating that when any utilitarian is faced with a tragic
dilemma, the conflict is easily erased as the moral agent will
always choose the decision that ultimately maximises the
greatest amount of happiness for the greatest number of
people. While Superman feels that it is morally wrong to kill
and wishes that there was a way in which he could stop Zod
without killing him he is, nevertheless, forced to kill him.
He breaks his neck, believing that the consequences of this
54
action will ultimately bring more happiness and pleasure to
the billions of people across the world that would have
otherwise died due to the terraforming. Ultimately, Superman
adheres to classical utilitarianism as actions are motivated
out of his obligation to maximise happiness throughout the
world.
This chapter has discussed both Plato’s and John Stuart Mill’s
political philosophy by showing how it is applicable and
relevant at defining certain characters stance on morality
within Snyder’s Man of Steel. Through discussing elements of The
Republic and On Liberty, I have been able to highlight and examine
specific elements of these contrasting philosophies that are
embodied by the actions of Jor-El, Superman and General Zod. I
have again established how specific contrasting philosophies
create a source of conflict within Snyder’s films. The main
source of conflict is derived from the difference in
philosophy that Jor-El and Zod have in regards to an
individual’s role within society. Zod adopts the same
political views as Plato’s Republic as he believes that
happiness can only be established within a society if
citizens’ individualism is sacrificed so that people can 55
perform a specific function within society in order to benefit
the state as a whole. This type of political philosophy is
opposed by Jor-El who subscribes to Mill’s theory of
individualism that states that people should be free to pursue
their own personal agenda within society, as long as it does
not interfere with the freedom of others. Ultimately, this
chapter concludes that the main characters within the film
subscribe to utilitarianism as their actions are made with the
hope that the consequences will ultimately produce the
greatest amount happiness over unhappiness throughout society.
The main difference, however, is that Zod’s actions are more
egoistic in that they will only produce happiness for the
Kryptonian race at the expense of Earth, while the
protagonists seek to produce harmony and maximise happiness
throughout the universe.
56
Chapter Three: Utilitarianism and Deontology in Watchmen.
This chapter provides a critical analysis of the ethical and
moral universe presented within Zack Snyder’s Watchmen which
is an adaptation of Alan Moore and Dave Gibbon’s graphic novel57
of the same name. Less emphasis will be placed on political
philosophy within this chapter as the majority of the
discussion will focus on the films contrasting ethical
doctrines that define specific characters actions and moral
stance. This chapter specifically discusses the deontological
ethics proposed by the philosopher Immanuel Kant and will be
comparing his theory with Mill’s classical utilitarianism that
has already been discussed within the last two chapters of
this dissertation. Whilst Watchmen consists of multiple
characters who each have their own story arc and ethical
stance, this chapter is specifically going to focus on the
characters of Rorschach (Jackie Earle Haley) and Ozymandias
(Matthew Goode). The main argument within this chapter is that
the film juxtaposes the normative ethical theories of
deontology and classical utilitarianism through the characters
of Ozymandias and Rorschach. Much like in 300 and Man of Steel, I
argue that the source of conflict within Snyder’s Watchmen
stems from the contrasting ethical theories that the main
characters subscribe to and ground their morality in. Before I
proceed to analyse the normative ethical theories within
Watchmen it is important to establish and define deontology as
58
an ethical theory and highlight how it is different from the
consequentialist theory of classical utilitarianism.
Introduction to Deontology
Within normative ethics consequentialism and deontology are
two ethical theories that have two completely opposite ways of
judging what defines an action as morally permissible. “If
consequentialism invites us to consider the consequences of an
act, deontological ethics invites us to consider the act,
without pondering the consequences.” (Tännsjö 2013, p.59).
Tännsjö is stating that deontology judges the morality of an
action by looking at the action itself rather than whatever
consequences may occur as a result of the action. Immanuel
Kant is regarded as one of deontology’s biggest proponents
with large parts of his ethical theory emphasising the
importance of adhering to moral law. Kant states that the only
virtue that is intrinsically good is good will. “It is
impossible to think of anything at all in the world, or indeed
even beyond it, that could be considered good without
limitation except a good will.” (Kant 2007, p.525) Kant is
implying that a good will without limitation is a will that is
59
good in itself and its moral value is not conditional on any
other factors. Kant also believed that the morality of an
action is based on the actions adherence to rules and even an
act that fails to fulfil its purpose will maintain its moral
value just as much as an act that achieves its objective as
long as it is acted out of good will and duty. Kant believed
that a “good will under human conditions is one which acts for
the sake of duty” (Paton 1947, p.46) and felt that peoples
desires and feelings could get in the way of them acting from
good will and performing their moral duty. “He felt that
morality could not be based upon emotions; otherwise it would
lose it authority over our actions. Emotions, unlike reason,
are fickle and transitory.” (Driver 2006, p.100) Driver is
alluding to Kant’s belief that sensuous desires and feelings
can create obstacles that prevent people from acting in an
impartial manner that adheres exclusively to acting from duty.
Kant (2007) argued that in order for a moral agent to fulfil
his duty they must adhere to categorical imperatives. These
are rules that require unconditional devotion and must be
obeyed in all circumstances. The first of Kant’s formulations
for the categorical imperatives is to act only according to
60
that maxim whereby you can at the same time will that it
should become a universal law without contradiction:
Man regards himself as a moral agent, morally responsible for his conduct, and he regards others as morally responsible, whatever his or their particular nature may be. That means that he must act as he thinks anyone else would be bound to act. (Lindsay 1919, p.107)
Lindsay is stating that the first formulation of the
categorical imperative instructs that people should behave as
if the entire universe conformed to the exact same moral laws
which would mean that everyone’s moral actions would be judged
evenly. This means that if a moral agent considers stealing as
a morally wrong act for one person, then they should consider
stealing as a morally wrong act for all people to commit. Kant
goes on to declare that morally wrong actions such as lying
are cannot be applied as a universal law as they would be
contradictory. “If that were universal no one would believe anyone
else, and there would be no point in telling a lie.” (Lindsay 1919,
p.109) Kant’s second formulation of the categorical imperative
states that all moral agents should act in such a way that
they treat other people never merely as a means to an end, but
always as an end. This means that we should treat people with
61
respect and should never use them or manipulate them for our
own personal gains.
Rorschach’s and Veidt’s Contrasting Ethics
At the beginning of Watchmen we are introduced to an alternate
history in which the United States of America were victorious
in the Vietnam war thanks to some assistance from a group of
masked vigilantes known as the watchmen. However, it quickly
becomes evident that all is not well within society. The
streets are rampant with corruption and crime, the once
revered masked vigilantes are now declared outlawed and worst
of all the United States is on the brink of engaging in
nuclear war with the Soviet Union. The very first scene of the
film shows the murder of Edward Blake (Jeffrey Dean Morgan)
who is a former member of the watchmen. This murder triggers
another former member of the watchmen called Rorschach into
action as he seeks to uncover the truth behind Blake’s
mysterious killing. As the film progresses more and more
innocent people are killed until it is revealed that another
one of the former watchmen named Adrian Veidt is behind the
killings. Veidt, who was formerly known as Ozymandias when
62
part of the watchmen, is the only member of the vigilante
group to reveal his true identity to the public and has used
his great intellect to amass a multibillion dollar energy
company. Veidt’s plan ultimately hinges on his desire to
prevent the United States and the Soviet Union from engaging
in nuclear war with each other which will conclude with the
extinction of the entire human race as a result. Veidt
detonates massive explosions throughout multiple major cities
across the world by harnessing Dr. Manhatton’s fusion power.
Dr. Manhatton is subsequently framed for the millions of
innocent deaths while the United States and the Soviet Union
decide to abort their nuclear attacks on each other and
instead agree that Dr. Manhatton is a common enemy. The two
countries decide to form an alliance with the unified
objective of bringing Dr. Manhatton to justice. J. Robert
Loftis defines Veidt’s murderous plan as subscribing to
consequentialist ethics when he states that:
Ozymandias appears to be what philosophers call a consequentialist: he believes that all actions should be judged bytheir consequences implying that the ends will sometimes justify the means. He is the kind of guy who, when he has to make a decision, carefully lists the pros and cons and goes with the option that has the most pros on balance. At least, that’s the way Ozymandias thinks of himself. Consequentialism
63
is how Ozymandias rationalizes the bizarre murderous scheme that was revealed in the Antarctic fight. (Loftis 2009, p.64)
Loftis is stating that as a consequentialist, Ozymandias views
his actions are morally permissible as they are carried out
with the intent of providing the best of overall consequences.
The form of consequentialism that Ozymandias most clearly
adheres to is classical utilitarianism. While Ozymandias
understands that his plan is clearly brutal in nature, he
views it as a necessary sacrifice as it maximises the amount
of happiness of all concerned. When confronted in by several
members of the watchmen, Ozymandias reveals the utilitarian
thinking behind his plan:
Ozymandias: Humanity’s savage nature will inevitably leadto global annihilation. So in order to save this planet Ihad to trick it with the greatest practical joke in history.
Night Owl: Killing millions?
Ozymandias: To save billions. A necessary crime.
Killing millions of people is morally justifiable for
Ozymandias as it ultimately saves the lives of billions of
people by preventing nuclear war. Should peace be sustained
between the United States and the Soviet Union then Ozymandias
will be vindicated as his actions will ultimately maximise
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happiness throughout the world for a larger number of people.
Veidt’s plan in the original graphic novel of Watchmen is
slightly different from the one that he eventually formulates
in the film. In the graphic novel Veidt attempts to prevent
nuclear war by creating a giant creature that attacks New York
City in the hope that this will present the United States and
the Soviet Union with a common enemy and will lead to the two
nations uniting. Veidt’s plan in the movie chooses to change
from the original story in the source material and further
emphasises Veidt’s stance as a classical utilitarian as he has
to constantly kill people and be deceitful in order for his
plan to remain a secret. By increasing the amount of people
that Veidt eventually sacrifices in comparison to the source
material, Snyder’s adaptation further emphasises how far Veidt
is willing to go in his pursuit of maximising utility. Another
utilitarian element of Ozymandias’s actions is the fact he is
willing treat people as means to an end. He is willing to
deceive people by using them to serve his greater goals.
Another example of this can be seen after Ozymandias poisons
and kills his entire team of scientists who helped him design
his fusion bombs. After observing his assistants dead bodies
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he says “sleep well gentlemen. Our new peaceful world will be
indebted to your great sacrifice.” The morally worrying thing
about these actions is that consequentialism “is letting Veidt
believe that he can force people to sacrifice their well-
being- indeed, their lives- for the greater good.” (Loftis
2009, p. 67) Kant believed that people are obligated to
“respect the basic rights of persons, because only a person is
capable of exercising a good will, and a good will is the only
thing that is truly good.” (Loftis 2009, p.74) By being
deceitful and using people merely as means to an end,
Ozymandias is not treating people with the dignity and respect
that Kant believes is morally required from each person.
Rorschach unlike Veidt, has an absolute view of morality as is
articulated and emphasised by the black and white colours on
his mask. He judges the morality of an action as right or
wrong, legal or illegal, just or unjust. His moral duty is to
ensure that justice is carried out within society and he
chooses to live his life as if the world were as it should,
filled with rational people who act out of good moral duty and
good will. He acts outside the law in order to uphold it as
‘for if justice goes, there is no longer any value in human
66
beings’ living on the earth’ (Held 2009, p.26) The topic of
justice is an area where Rorschach and Veidt have conflicting
moral views. While Rorschach will never compromise his morals
in the pursuit of justice, Vedit is willing to compromise
justice in his pursuit of maximising happiness throughout the
world. Rorschach’s moral duty to provide justice throughout
society can be seen in a scene where he interrogates a former
criminal vigilante named Moloch. (Matt Frewer) Rorschach
searches Moloch’s room and discovers that he illegal drugs
that are not prescribed. Moloch reveals that he has terminal
cancer and that the drugs are a short term remedy that helps
relieve his pain. Even though Moloch is only a matter of
months away from dying, Rorschach still decides to confiscate
the drugs as he seems them as a threat and a stance against
justice within society.
After Rorschach discovers Veidt’s plan he threatens to go to
the media and tell the entire world the truth that Veidt is
responsible for the international killings and is the person
behind Dr. Manhatton’s framing.
Rorschach: We were meant to exact justice. Everyone is going to know what you’ve done.
67
Ozymandias: Will they? By exposing me you would sacrificethe peace so many died for today.
Night Owl: Peace based on a lie.
Ozymandias: But peace nonetheless
While this would eradicate the peace that Veidt’s plan was
able to establish, as a deontologist Rorschach does not
consider the consequences of his action but only whether or
not his actions conform to his moral duty. Kant believed that
an action that is morally good “does not depend for its value
either on the results it produces or even the results it seeks
to produce. In holding this it rejects all forms of
utilitarianism.” (Paton 1947, p.58) So by adhering to
deontology, Rorschach would be morally justified even if his
actions lead to the reoccurrence of nuclear war between the
United States and the Soviet Union. After Veidt has gone
through with his plan and has sacrificed the lives of millions
of innocent people around the world in order to maintain,
Rorschach is faced with a huge ethical dilemma and has a
variety of different options open to him that he can consider
pursuing. One option open to Rorschach is that he can embrace
Veidt’s plan by concealing the truth from the public in order
to maintain peace via a lie. Choosing this option would mean
68
that Rorschach subscribes to Veidt’s utilitarian approach that
specifically holds that the moral worth of the act is derived
from the good consequences that it produces. Another option
would be to tell all of society that Veidt was actually
responsible for the killings and would therefore end peace and
once again instigate nuclear war between the United States and
the Soviet Union. This choice would signify that Rorschach
subscribes to deontology over utilitarianism as he would be
adhering to the second formulation of the categorical
imperative that states that we should treat other people with
dignity and respect. Kant states that the difference between
value and dignity is that something that has value can be
replaced with something else which is its equivalent in value.
However, dignity is an irreplaceable quality within people as
Richard Norman explains:
Persons are what give value to things. Persons themselves, therefore, as the source of value, must have a quite differentkind of worth; that which constitutes the condition under which alone anything can be an end in itself, this has not merely relative worth, that is, value, but an intrinsic worth,that is, dignity. (Norman 1983, p.121)
Norman is stating that dignity is important quality for people
to possess as it is an intrinsically good quality and is
69
therefore good in itself. In comparison value is relative as
the value of something depends on an individual’s personal
judgment of that thing. Kant also believed that respect for
others is important in that people should respect others
freedom to pursue personal interests through their own free
will and should only help others in their pursuits of their
personal interests when their actions are compatible with
level of respect. By maintaining peace via Veidt’s lie,
Rorschach would be not be showing the other people within
society any dignity or respect as he would be breaking his
moral law of treating others as ends and not simply as means
to an end. Rorschach ultimately decides that he would rather
die than exist in Veidt’s peaceful utopia that was brought
about by a lie and orders Dr. Manhatton to vaporise him.
Rorschach says that people should never “Never compromise, not
even in the face of Armageddon.” He is arguing that people
should never compromise or deviate from their moral duty to
uphold justice and the moral law. Even if acting out of moral
duty results in worse consequences, at least the action will
have been acted out of good will and good intentions and will
therefore maintain its moral value despite its unfortunate
70
consequences. “It is better to sacrifice life than to forfeit
morality. It is not necessary to live, but it is necessary
that, so long as we live, we do so honourably.” (Kant 1997,
p.373) Kant is stating that it is more important in principle
if a person is willing to stand by their personal moral
beliefs and die by them and that it is more important that a
person lives for their sense of moral duty rather than
avoiding that moral duty. Rorschach is so devoted to his moral
duties of maintaining justice, respecting others and telling
the truth that he is willing to die rather than betray the
moral code which he adheres to and lives by.
The final scene of the films reveals that Rorschach had kept a
journal throughout the entire film in which he had made a note
of every incident that had occurred throughout the film,
including Veidt’s utilitarian plan that massacred millions of
lives in order to establish peace. Before he died Rorschach
submitted his journal to a news agency. The last shot of the
film shows one of the newspaper interns picking up the journal
which implies that he might end up publishing it. If this were
to happen, then Veidt’s plan would have been all for nothing
and all of those innocent people’s lives would have been 71
sacrificed for no reason at all. If this were the case, then
from a utilitarian perspective, Veidt will have acted morally
wrong as the consequences of his actions would not have
ultimately produced the most amount of happiness for the
majority of people throughout the world. This is one of the
things that is argued against consequentialism. Just because
an act produces good consequences in the short term, it is not
a guarantee that the act will produce good consequences in the
long term.
This chapter has discussed the normative ethical theories of
classical utilitarianism and deontology within Zack Snyder’s
Watchmen. This chapter predominately discussed how these two
normative ethical theories conflict each other within the film
and how Snyder uses these contrasting ethical stances to
create a source of conflict for his characters within the
film. I have argued that Ozymandias ultimately adheres to
classical utilitarianism as he is willing to kill millions of
people in order to save billions more and will therefore
maximise happiness for the largest number of people throughout
the world. The utilitarianism within the film can be
juxtaposed with the character of Rorschach who abides by 72
Kantian deontological ethics. Rorschach morally disagrees with
Ozymandias’s plan as he believes that as it is deceitful and
treats people merely as an ends and is therefore morally
wrong. Rorschach believes that it should be people moral duty
to abide by universal moral laws and subscribes to the Kant’s
formulation of the categorical imperative that states that you
should treat all people with dignity, respect and never treat
them as a means to fulfil your own personal pursuits.
Rorschach’s devotion to Kantian deontology ultimately results
in his own death as he would rather die whilst staying true to
himself and his moral duties than lie in order to preserve
peace for the rest of mankind.
Conclusion
The focus of this dissertation was to analyse each of Zack
Snyder’s comic book and graphic novel adaptations from an
ethical and politically philosophical perspective. By doing
this I have established that various normative ethical
theories can be applied to each of these films through 73
specific characters moral actions and statements. The first
chapter discussed Snyder’s 300 and juxtaposed the
consequentialist ethical theories of classical utilitarianism
and ethical egoism. This juxtaposition highlighted the
different moral stances that Spartans and the Persians adhere
to within the film. I have argued that King Xerxes judges
morally right actions as one that provides the best overall
consequences for him and therefore he ultimately adheres to
ethical egoism. He is motivated purely be power and greed and
views that is only moral duty is to pursue what are in his
best interests. I also established that Xerxes is an
individual ethical egoist as he subscribes to the belief that
all people should serve his interests exclusively and that
this is displayed by the fact that he is willing to sacrifice
the lives of any of his own men in his pursuit of world
domination. King Leonidas and the Spartans on the other hand
stand for freedom and oppose Xerxes tyranny and oppression.
The Spartans utilitarian approach is evident as they engage
the Persians in battle in order to preserve Sparta’s liberty
along with the intent of maximising the largest amount of
happiness for the largest number of people throughout all of
74
Greece. John Stuart Mill’s principle of liberty was also
discussed in regards to the philosophical political approach
that Leonidas resorts to when he is faced with choice of
defying Spartan law by engaging in war without the council’s
permission or allowing Sparta to burn at the hands of the
Persian Empire. Mill’s principle of liberty states that no
government should exercise its power over an individual’s
freedom against their own will unless it is in the service of
preventing harm to others. By denying Sparta the opportunity
to defend itself in battle against the Persians, Leonidas
believes that the ephors and the council are condemning Sparta
to oppression and slavery and therefore exercises his power as
king of Sparta to defy the council and engage in war.
The second chapter looked at Snyder’s interpretation of
superman with Man of Steel. This chapter once again discussed
classical utilitarianism and compared it to the political
philosophy of both Mill and Plato. This chapter mainly
concentrated on Mill as a proponent of individualism within On
Liberty and Plato as a proponent of collectivism within The
Republic. Both of these iconic philosophical texts were
paralleled with the ethical perspectives and beliefs of a 75
number of the films primary characters. I established that
Krypton’s law of artificial population control is collectivist
as it is designed to make sure that every individual fulfils
their predetermined function within society and must therefore
sacrifice their own personal desires in the pursuit of
preserving a happy and peaceful society. Zod’s adherence to
this collectivist state and his drive to fulfil his moral duty
and obligation to Krypton by attempting to preserve his planet
and his race ultimately results in the films primary conflict
with Jor-El and superman. Zod’s adherence to collectivism is
juxtaposed with Jor-El’s adherence to individualism which
highlights Jor-El’s belief in diversity and change. Mill
believed that individuality and diversity are crucial within
society, as they produce creativity and progress and avoid the
social stagnation that can be created by collectivism and
conformism. By analysing Jor-El’s actions and words throughout
the film it is clear that he aligns himself to a similar form
of individualism and freedom to Mill. The natural birth of
Kal-El opposes the predetermined and collectivist law of
Krypton and the prime example of how Jor-El believes that
individual citizens should be free to choose what they wish to
76
pursue in life and not be obligated to fulfil a specific
function or role within society. This chapter also argued that
both Jonathan Kent and superman adhere to classical
utilitarianism as they are willing to sacrifice the lives of a
few in order to generate happiness for the majority of
society. This is highlighted in the scene where Jonathan
sacrifices his own life in a tornado in order to keep his
adoptive sons superpowers and alien identity a secret from the
rest of society. We also witness superman conform to
utilitarianism within the climatic scenes of the film when he
is forced to kill Zod in order to save the lives of an
innocent family under attack. By choosing to side with earth
over Krypton, superman denounces Zod’s totalitarian and
collectivist ethics and embraces individuality and freedom for
individuals within society.
Chapter three’s discussion revolved around Watchmen and how
the main conflict in the film comes from Rorschach’s and
Ozymandias’s contrasting ethical beliefs. This chapter
introduced deontological ethics and discussed theories such as
Immanuel Kant’s categorical imperatives, moral duty and
universal moral law. This chapter also contrasted deontology 77
with utilitarianism and discussed how Rorschach’s pursuit of
eliminating crime, corruption and injustice within society is
formed out of Kant’s moral duty to do the rights things
irrespective of what consequences the actions may generate in
the future. The chapter also discussed how Rorschach’s
conformity with Kantian deontology is evident in his objection
to Ozymandias plan which is designed to lie to the world and
and treats people as a means rather than as an equals. However
the consequentialist Ozymandias believes that his actions are
morally right as though his plan may be intentionally
deceitful and will result in the death of millions of innocent
lives, it will ultimately secure peace on a much larger scale
for humanity. This established that Ozymandias adheres to
utilitarianism as his plan is designed with the purpose of
maximising the most amount of happiness for the largest number
of people throughout the world.
Each chapter also discussed Snyder’s use of long takes within
his films in order to emphasise the significance of a
characters ethical beliefs within a particular scene. Snyder’s
reoccurring use of this editing technique within his films
prolongs the length a single shot and highlights specific 78
scenes as ones with important ethical discussion as they are
drastically longer in comparison with the majority of shots
throughout his films. While each of these three films largely
consist of lengthy graphic and violent action sequences,
Snyder’s use of long takes provides a break from all of the
hectic fighting and establishes certain characters ethical and
moral beliefs by paying specific attention to the dialogue
within the scene.
A significant aspect of the varying ethical and political
theories that the characters in each of these films have is
that they define the characters moral perspective on how
society should function. Classical utilitarianism defines
Leonidas’s belief of maximising happiness for all of society
in the pursuit of freedom from tyranny. On the other hand
Individual ethical egoism defines and justifies Xerxes desire
to pursue his own happiness at the expense of everyone else.
Zod’s motives are made out of his devotion to collectivism and
his view that people exist in order to fulfil their specific
duty and function within society in order to preserve peace.
Individualism is what defines Jor-El’s belief that individuals
should be free to pursue their own personal interests and 79
should not be obligated to fulfil a role within society as
long as they do not impede on others freedom. Rorschach’s
deontological perspective means that he believes in upholding
justice regardless of its consequences while Ozymandias
utilitarian ethics means that he believes in aborting justice
in order to maximise happiness throughout the world. Each of
these ethical and philosophical views is very different from
each other and acts as the catalyst within each of Snyder’s
films as the primary source of ethical discussion and
conflict. While graphic novel adaptations and comic book
movies are becoming much more frequent within modern
mainstream cinema, the frequent themes of freedom and the
reoccurring ethical theories, themes and dilemmas allow his
films to stand out in comparison with the rest of the genre.
In conclusion this dissertation states that each of Zack
Snyder’s comic book and graphic novel adaptations presents
conflict through the contrasting normative ethical theories
and political philosophies that the characters adhere to
throughout each of his films.
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Filmography
300 (2007) dir. Zack Snyder, USA.
Watchmen (2009) dir. Zack Snyder, USA.
Man of Steel (2013) dir. Zack Snyder, USA.
Illustrations
Figure 1. King Leonidas. (2007) From: 300. Directed by Zack
Snyder. [Film still] USA: Legendary Pictures.
Figure 2. General Zod. (2013) From: Man of Steel. Directed by Zack
Snyder. [Film still] USA: Legendary Pictures.
Figure 3. Clark Kent and Jonathan Kent. (2013) From: Man of Steel.
Directed by Zack Snyder [Film still] USA: Legendary Pictures.
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