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A Study of Linear Piezoelectric Vibration Energy Harvesting Technique and Its Optimisation A thesis submitted in fulfilment of the requirements for the degree of Doctor of Philosophy Han Xiao Bachelor of Science in Photonic Science and Technology, Changchun University of Science and Technology, 2008 Master of Engineering in International Automotive Engineering, RMIT University, 2011 School of Aerospace Mechanical and Manufacturing Engineering College of Science Engineering and Health RMIT University March 2015
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Page 1: A Study of Linear Piezoelectric Vibration Energy Harvesting ...

A Study of Linear Piezoelectric Vibration

Energy Harvesting Technique and Its

Optimisation

A thesis submitted in fulfilment of the requirements for the

degree of Doctor of Philosophy

Han Xiao

Bachelor of Science in Photonic Science and Technology, Changchun University of

Science and Technology, 2008

Master of Engineering in International Automotive Engineering, RMIT University,

2011

School of Aerospace Mechanical and Manufacturing Engineering

College of Science Engineering and Health

RMIT University

March 2015

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Declaration

I certify that except where due acknowledgement has been made, the work is that of the

author alone; the work has not been submitted previously, in whole or in part, to qualify

for any other academic award; the content of the thesis is the result of work which has

been carried out since the official commencement date of the approved research program;

any editorial work, paid or unpaid, carried out by a third party is acknowledged; and,

ethics procedures and guidelines have been followed.

Han Xiao

31 March 2015

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Acknowledgements

Foremost, I would like to express my sincere gratitude to my main supervisor Associate

Professor Xu Wang for his continuous, patience, and helpful guidance during my Ph.D.

study at RMIT University. Also my gratitude is to Professor Sabu John as the second

supervisor for his knowledge sharing. I would never have been accomplished my

dissertation without their advices and guidance.

I would like to thank Mr Peter Tkatchyk, Mr Julian Bradler, Mr Patrick Wilkins, and Mr

Don Savvides for their assistance in the Noise, Vibration and Harshness Lab and the

workshop. Also many thanks to Mrs Lina Bubic for her administration related support.

To all my colleagues: Jiajun Qin, Zamri Mohamed, and Laith Egab, thanks a lot for your

friendship and support at all times.

Last but not least, I would like to thank my parents for raising me up as the best they

could do, and their spiritual support throughout my life.

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Table of Contents

Declaration .................................................................................................. ii

Acknowledgements ................................................................................... iii

Table of Contents ...................................................................................... iv

List of Figures ........................................................................................... vii

List of Tables ........................................................................................... xvi

Nomenclature ........................................................................................ xviii

Abbreviation .......................................................................................... xxiv

Abstract ....................................................................................................... 1

Introduction ........................................................................... 2

1.1 Background ....................................................................................................... 2

1.2 Research motivation ......................................................................................... 3

1.3 Research scopes and objectives ........................................................................ 4

1.4 Outline .............................................................................................................. 4

1.5 List of publications ........................................................................................... 6

1.5.1 International Journal .................................................................................... 6

1.5.2 Conference ................................................................................................... 6

Literature Review .................................................................. 7

2.1 Introduction ....................................................................................................... 7

2.2 Linear piezoelectric vibration energy harvesting ........................................... 10

2.3 Nonlinear piezoelectric vibration harvesting .................................................. 21

2.4 Piezoelectric materials and electrical energy extraction and storage interface

circuits ............................................................................................................. 25

2.5 Large scale piezoelectric vibration energy harvesting .................................... 29

2.6 Conclusions ..................................................................................................... 30

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Single Degree-of-freedom Piezoelectric Vibration Energy

Harvester Study and Experimental Validation .................................... 31

3.1 Introduction ..................................................................................................... 31

3.2 Analysis and simulation of the SDOF piezoelectric vibration energy harvester

....................................................................................................................... 33

3.3 Experimental Tests and Results ...................................................................... 55

3.4 Conclusion ...................................................................................................... 64

Single Degree-of-freedom Piezoelectric Vibration Energy

Harvester with Interface Circuits .......................................................... 66

4.1 Introduction ..................................................................................................... 66

4.2 Dimensionless analysis of SDOF piezoelectric vibration energy harvesters

connected with energy extraction and storage circuits ................................... 67

4.2.1 Standard interface circuit ........................................................................... 69

4.2.2 Synchronous electric charge extraction circuit .......................................... 72

4.2.3 Parallel switch harvesting on inductor circuit ............................................ 75

4.2.4 Series synchronous switch harvesting on inductor circuit ......................... 79

4.3 Dimensionless comparison and analysis of four different energy extraction

and storage interface circuits .......................................................................... 83

4.4 Conclusion ...................................................................................................... 91

Two Degree-of-freedom Piezoelectric Vibration Energy

Harvester and Experimental Validation ............................................... 93

5.1 Introduction ..................................................................................................... 93

5.2 Analysis and simulation of two degree-of-freedom piezoelectric vibration

energy harvester .............................................................................................. 95

5.2.1 Dimensionless analysis of a general coupled 2 DOF PVEH model ........ 100

5.2.2 Dimensionless analysis of a weakly coupled 2 DOF PVEH model ........ 105

5.3 Case study of a quarter vehicle suspension model and simulation ............... 108

5.4 Experimental validation ................................................................................ 129

5.5 Conclusion .................................................................................................... 132

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An Enhanced Two Degree-of-freedom Piezoelectric

Vibration Energy Harvesting System and Generalisation of MDOF

Piezoelectric Vibration Energy Harvester........................................... 135

6.1 Introduction ................................................................................................... 136

6.2 A 2 DOF piezoelectric vibration energy harvester inserted with two

piezoelectric patch elements ......................................................................... 138

6.3 A 3 DOF PVEH inserted with three piezoelectric patch elements ............... 155

6.4 The experimental validation of the analytical model of the 2 DOF PVEH .. 164

6.5 A generalised MDOF piezoelectric vibration harvester ............................... 169

6.6 Conclusion .................................................................................................... 174

Sensitivity Analysis of Performance of Piezoelectric

Vibration Energy Harvesters Using the Monte Carlo Simulation .... 176

7.1 Introduction ................................................................................................... 176

7.2 Sensitivity analysis of the performance of the SDOF piezoelectric vibration

energy harvester ............................................................................................ 177

7.3 Sensitivity analysis of the performance of a 2 DOF piezoelectric vibration

energy harvester with one piezoelectric insert .............................................. 185

7.4 Sensitivity analysis of performance of an enhanced 2 DOF piezoelectric

vibration energy harvester with two piezoelectric inserts. ........................... 192

7.5 Conclusion .................................................................................................... 202

Conclusions ........................................................................ 204

8.1 Research contribution ................................................................................... 204

8.2 Future work ................................................................................................... 206

Reference ................................................................................................ 207

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List of Figures

Figure 2.1: Illustration of piezoelectric mechanical to electrical energy conversion driven

by (a) direct force and (b) inertial force. ....................................................................... 10

Figure 2.2: Concept design of a 2 DOF piezoelectric vibration energy harvester [35]. 13

Figure 2.3: A piezoelectric vibration energy harvester with a multi-mode dynamic

magnifier [37]. .............................................................................................................. 14

Figure 2.4: Geometry of a novel and compact design of a 2 DOF piezoelectric vibration

energy harvester [40]. ................................................................................................... 15

Figure 2.5: A diagram of the self-tuning piezoelectric vibration energy harvester [42].

....................................................................................................................................... 16

Figure 2.6: Set-up diagram of a magnetically stiffened harvester [72]. ....................... 22

Figure 2.7: Geometry of the nonlinear 2 DOF harvester[74]. ...................................... 23

Figure 2.8: A nonlinear inverted beam harvester[75]. (a) Linear slider and the inverted

cantilever beam. (b) Base of the beam showing the Macro-Fiber Composite. (c) Tip mass

shown nearly vertical at the stable equilibrium. (d) Tip mass showing approximately 45°

end slope in a stable equilibrium. ................................................................................. 24

Figure 2.9: Schematic of negative capacitance. ............................................................ 26

Figure 3.1: A SDOF mechanical-electrical system connected to a single electric load

resistor. .......................................................................................................................... 34

Figure 3.2: Simulation diagram for Equation (3.13) with a sine wave base excitation

input and a sinusoidal voltage output at a given frequency. ......................................... 37

Figure 3.3: Output sinusoidal voltage signal from an excitation acceleration signal of a

root mean squared value of 1 g (9.8 m/s2) and a frequency of 274.9 Hz. ..................... 38

Figure 3.4: Output voltage amplitudes versus base excitation acceleration amplitude. 39

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Figure 3.5: Harvested resonant power versus base excitation acceleration amplitude. 40

Figure 3.6: Output voltage amplitudes versus mechanical damping. ........................... 40

Figure 3.7: Harvested resonant power versus mechanical damping. ............................ 41

Figure 3.8: Output voltage amplitudes versus electrical load resistance. ..................... 41

Figure 3.9: Harvested resonant power versus electrical load resistance. ...................... 42

Figure 3.10: Harvested resonant power versus electrical load resistance with the fine step

size of 2×10-6. ............................................................................................................... 45

Figure 3.11: Harvested resonant power and output voltage versus frequency. ............ 46

Figure 3.12: Harvested resonant power versus force factor. ........................................ 47

Figure 3.13: Dimensionless harvested resonant power versus normalised resistance and

normalised force factor for the SDOF system connected to a load resistor. ................. 49

Figure 3.14: Resonant energy harvesting efficiency versus normalised resistance and

force factor for the SDOF system connected to a load resistor. ................................... 52

Figure 3.15: A cantilevered bimorph beam clamped by washers with a nut mass glued at

the free end. ................................................................................................................... 57

Figure 3.16: The bimorph cantilevered beam set up on the shaker for lab testing. ...... 57

Figure 3.17: Polytec Laser Doppler vibrometer system display. .................................. 58

Figure 3.18: The measured vibration spectrum and first natural frequency of 24.375 Hz

for the cantilevered beam under a white noise random force excitation. ..................... 59

Figure 3.19: PZT-5H predicted voltage output vs. experimental measured voltage. ... 60

Figure 3.20: PZT-5H predicted and measured mean harvested power comparison. .... 61

Figure 3.21: PZT-5H predicted and measured resonant output voltage comparison for

variation of external electric load resistance. ................................................................ 62

Figure 3.22: PZT-5H predicted and measured resonant output voltage comparison for

variation of excitation acceleration amplitude. ............................................................. 63

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Figure 4.1: Extraction and storage interface circuits for vibration energy harvesters, (a)

standard; (b) SECE; (c) parallel SSHI; (d) series SSHI[115]. ...................................... 68

Figure 4.2: Working principle of a full cycle of bridge rectification. ........................... 68

Figure 4.3: The energy harvesting efficiency versus the normalised resistance and force

factor for the SDOF piezoelectric harvester connected to the four types of interface

circuits. .......................................................................................................................... 84

Figure 4.4: The dimensionless harvested power versus the normalised resistance and

force factor for the SDOF piezoelectric harvester connected to the four types of interface

circuits. .......................................................................................................................... 85

Figure 5.1: A two degree-of-freedom piezoelectric vibration energy harvesting system

model............................................................................................................................. 96

Figure 5.2: The dimensionless harvested power and harvesting efficiency versus various

mass ratios (MR=m2/m1). ............................................................................................. 106

Figure 5.3: The Dimensionless harvested power and harvested efficiency versus various

stiffness ratio (KR=k2/k1). ............................................................................................ 107

Figure 5.4: Case study of a quarter vehicle suspension model with piezoelectric element

inserter......................................................................................................................... 109

Figure 5.5: Simulation scheme for output voltage and harvested power. ................... 111

Figure 5.6: Output voltage for the acceleration excitation with the amplitude of 1g (9.80

m/s2). ........................................................................................................................... 112

Figure 5.7: Output power for the acceleration excitation with the amplitude of 1g (9.80

m/s2). ........................................................................................................................... 112

Figure 5.8: Displacement amplitude ratios of Mass 1 and Mass 2 with respect to the input

displacement amplitude versus frequency. ................................................................. 114

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Figure 5.9: Output voltage and harvested power versus excitation acceleration amplitude.

..................................................................................................................................... 115

Figure 5.10: The output voltage and mean harvested power versus frequency. ......... 116

Figure 5.11: Output voltage and mean harvested power versus electric load resistance.

..................................................................................................................................... 117

Figure 5.12: Output voltage and harvested power versus wheel-tyre damping. ......... 118

Figure 5.13: Output voltage and mean harvested power versus suspension damping.119

Figure 5.14: Output voltage and mean harvested power versus the force factor. ....... 120

Figure 5.15: Output voltage of various wheel-tyre mass versus frequency. ............... 121

Figure 5.16: Output voltage of various quarter vehicle mass versus frequency. ........ 122

Figure 5.17: Output voltage of various wheel-tyre stiffness values versus frequency.

..................................................................................................................................... 124

Figure 5.18: Output voltage of various suspension stiffness values versus frequency.

..................................................................................................................................... 124

Figure 5.19: The dimensionless mean harvested power versus stiffness ratio ( 2 1/k k ).

..................................................................................................................................... 126

Figure 5.20: Output voltage of various wheel-tyre damping coefficients versus frequency.

..................................................................................................................................... 127

Figure 5.21: Output voltage of various suspension damping coefficients versus

frequency suspension damping coefficients. .............................................................. 127

Figure 5.22: Dimensionless mean harvested power versus damping ratio ( 1 2/c c ). .. 128

Figure 5.23: A 2 DOF piezoelectric vibration energy harvester attached on the shaker.

..................................................................................................................................... 129

Figure 5.24: The predicted and experimentally measured voltage output versus the

excitation frequency. ................................................................................................... 131

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Figure 5.25: The predicted and experimentally measured voltage output versus the

external electric load resistance .................................................................................. 132

Figure 6.1: A 2 DOF piezoelectric vibration energy harvester inserted with two

piezoelectric patch elements. ...................................................................................... 138

Figure 6.2: The difference of the two dimensionless resonant frequencies versus the mass

ratio M and frequency ratio Ω under the synchronous changes of the coupling strength

of the piezoelectric patch elements. ............................................................................ 146

Figure 6.3: The difference of the two dimensionless resonant frequencies versus the

ratios of M and Ω with the coupling strength changes of the primary and auxiliary

oscillator systems. ....................................................................................................... 147

Figure 6.4: The dimensionless harvested power of the 2 DOF PVEH versus the

dimensionless resonant frequency for different mass ratio (M). ................................ 149

Figure 6.5: The dimensionless harvested power of the 2 DOF PVEH versus the

dimensionless resonant frequency for different Ω. ..................................................... 150

Figure 6.6: Dimensionless harvested power of the 2 DOF PVEH versus Φ and ζ1.... 151

Figure 6.7: Dimensionless harvested power of the 2 DOF PVEH versus Φ and ζ2.... 152

Figure 6.8: The harvested efficiency of the first piezoelectric patch element versus Φ and

M for different coupling strengths. ............................................................................. 153

Figure 6.9: The harvested efficiency of the second piezoelectric patch element versus Φ

and M for different coupling strengths. ...................................................................... 154

Figure 6.10: A 3 DOF piezoelectric vibration energy harvester inserted with three

piezoelectric patch elements. ...................................................................................... 155

Figure 6.11: The dimensionless harvested power of the 3 DOF PVEH versus the

dimensionless resonant frequency for different mass ratio M. ................................... 158

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Figure 6.12: The dimensionless mean harvested power of the 3 DOF system versus the

dimensionless resonant frequency for different Ω1. .................................................... 160

Figure 6.13: Dimensionless mean harvested power of the 3 DOF PVEH versus Φ and ζ1.

..................................................................................................................................... 161

Figure 6.14: Dimensionless harvested power of 3 DOF PVEH versus Φ and ζ2. ...... 162

Figure 6.15: The harvested efficiency of the 3 DOF PVEH versus M and Φ. ........... 163

Figure 6.16: The experimental setup of the 2 DOF piezoelectric vibration energy

harvester built with two piezoelectric elements. ......................................................... 165

Figure 6.17: The isolated tests for the primary and auxiliary oscillators of the 2 DOF

PVEH. ......................................................................................................................... 167

Figure 6.18: The analytically predicted and experimentally measured voltage outputs of

the conventional 2 DOF PVEH with only one primary piezoelectric element versus the

excitation frequency. ................................................................................................... 168

Figure 6.19: The analytically predicted and experimentally measured voltage outputs of

the proposed 2 DOF PVEH versus the excitation frequency. ..................................... 169

Figure 6.20: A generalized MDOF piezoelectric vibration energy harvester inserted with

multiple pieces of piezoelectric elements. .................................................................. 170

Figure 6.21: The dimensionless harvested power and the harvested power density versus

the numbers of degree-of-freedom of PVEH. ............................................................. 174

Figure 7.1: The output voltage of the SDOF piezoelectric vibration energy harvester

versus frequency for the mass variation around its mean value with a ±10% standard

deviation. ..................................................................................................................... 179

Figure 7.2: The output voltage of the SDOF piezoelectric vibration energy harvester

versus frequency for the mechanical stiffness coefficient variation around its mean value

with a ±10% standard deviation. ................................................................................. 180

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Figure 7.3: The output voltage of the SDOF piezoelectric vibration energy harvester

versus frequency for the damping coefficient variation around its mean value with a ±10%

standard deviation. ...................................................................................................... 181

Figure 7.4: The output voltage of the SDOF piezoelectric vibration energy harvester

versus frequency for the electrical resistance variation around its mean value with a ±10%

standard deviation. ...................................................................................................... 182

Figure 7.5: The output voltage of the SDOF piezoelectric vibration energy harvester

versus frequency for the force factor variation around its mean value with a ±10%

standard deviation. ...................................................................................................... 183

Figure 7.6: The output voltage of the SDOF piezoelectric vibration energy harvester

versus frequency for the capacitance variation around its mean value with a ±10%

standard deviation. ...................................................................................................... 184

Figure 7.7: The output voltage of the 2 DOF PVEH versus frequency for the variations

of m1 and m2 around their mean values with a ±10% standard deviation. .................. 186

Figure 7.8: The output voltage of the 2 DOF PVEH versus frequency for the variations

of the stiffness parameters k1 and k2 around their mean values with a ±10% standard

deviation. ..................................................................................................................... 187

Figure 7.9: The output voltage of the 2 DOF PVEH versus frequency for the variations

of c1 and c2 around their mean values with a ±10% standard deviation. .................... 188

Figure 7.10: The output voltage of the 2 DOF PVEH versus frequency for the variation

of the electrical resistance R around its mean value with a ±10% standard deviation.

..................................................................................................................................... 189

Figure 7.11: The output voltage of the 2 DOF PVEH versus frequency for the variation

of the force factor α around it mean value with a ±10% standard deviation. ............. 190

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Figure 7.12: The output voltage of the 2 DOF PVEH versus frequency for variation of

the capacitance Cp around its mean value with a ±10% standard deviation. .............. 191

Figure 7.13: The output voltages of the two piezoelectric elements versus frequency for

the variation of the mass m1 around its mean value with a ±10% standard deviation. 193

Figure 7.14: The output voltage of the two piezoelectric elements versus frequency for

variation of mass m2 around its mean value with a ±10% standard deviation. ........... 194

Figure 7.15: The output voltages of the two piezoelectric elements versus frequency for

variation of mechanical stiffness k1 around its mean value with a ±10% standard

deviation. ..................................................................................................................... 195

Figure 7.16: The output voltages of the two piezoelectric elements versus frequency for

variation of mechanical stiffness k2 around its mean value with a ±10% standard

deviation. ..................................................................................................................... 195

Figure 7.17: The output voltages of the two piezoelectric elements versus frequency for

variation of damping coefficient c1 around its mean value with a ±10% standard

deviation. ..................................................................................................................... 196

Figure 7.18: The output voltages of the two piezoelectric elements versus frequency for

variation of damping coefficient c2 around its mean value with a ±10% standard

deviation. ..................................................................................................................... 197

Figure 7.19: The output voltages of the two piezoelectric elements versus frequency for

variation of the electrical resistance R1 around its mean value with a ±10% standard

deviation. ..................................................................................................................... 198

Figure 7.20: The output voltages of the two piezoelectric elements versus frequency for

variation of electrical resistance R2 around its mean value with a ±10% standard

deviation. ..................................................................................................................... 198

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Figure 7.21: The output voltages of the two piezoelectric elements versus frequency for

variation of the force factor α1 around its mean value with a ±10% standard deviation.

..................................................................................................................................... 199

Figure 7.22: The output voltages of the two piezoelectric elements versus frequency for

variation of the force factor α2 around its mean value with a ±10% standard deviation.

..................................................................................................................................... 200

Figure 7.23: The output voltages of the two piezoelectric elements versus frequency for

variation of capacitances Cp1 around its mean value with a ±10% standard deviation.

..................................................................................................................................... 201

Figure 7.24: The output voltages of the two piezoelectric elements versus frequency for

variation of capacitances Cp2 around its mean value with a ±10% standard deviation.

..................................................................................................................................... 201

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List of Tables

Table 2.1: Power density of available energy sources[1]. .............................................. 8

Table 2.2: Magnitude and frequency of vibration acceleration of potential vibration

sources of common commercial devices[11]. ................................................................. 9

Table 2.3: Performance summary of reported piezoelectric vibration energy harvesters.

....................................................................................................................................... 20

Table 2.4: The power density of reported application, piezoelectric materials and their

categorisation. ............................................................................................................... 27

Table 2.5: Key properties of some common piezoelectric materials and nanowire(NW)

[86] . .............................................................................................................................. 28

Table 3.1: The identified SDOF mechanical-electrical system parameters[66]. .......... 36

Table 3.2: Piezoelectric vibration energy harvester property parameters. .................... 56

Table 4.1: Dimensionless harvested resonant power and energy harvesting efficiency of

a piezoelectric harvester of the four different interface circuits. .................................. 86

Table 4.2: Peak dimensionless harvested resonant power and resonant energy harvesting

efficiency of a piezoelectric harvester with four different interface circuits with varying

resistances. .................................................................................................................... 87

Table 4.3: Peak dimensionless harvested resonant power and resonant energy harvesting

efficiency of a piezoelectric harvester with four different interface circuits with varying

force factors. ................................................................................................................. 88

Table 5.1: Parameters of a quarter vehicle suspension model with piezoelectric

inserter[126]. ............................................................................................................... 109

Table 5.2: The parameters of a 2 DOF piezoelectric vibration energy harvester ....... 130

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Table 6.1: The parameters of a 2 DOF piezoelectric vibration energy harvester with two

piezoelectric inserts[47]. ............................................................................................. 143

Table 6.2: The parameters of the 2 DOF PVEH identified by the experimental tests. 166

Table 6.3: Comparison of harvesting performance from 1 DOF to 5 DOF piezoelectric

vibration energy harvester ........................................................................................... 173

Table 7.1 A summary of sensitivity analysis of the SDOF piezoelectric vibration energy

harvester (1= least impact, 3 moderate impact, 5 strongest impact). .......................... 184

Table 7.2 A summary of sensitivity analysis of the 2 DOF piezoelectric vibration energy

harvester (1= least impact, 3 moderate impact, 5 strongest impact). .......................... 192

Table 7.3: A summary of sensitivity analysis of the enhanced 2 DOF piezoelectric

vibration energy harvester with two piezoelectric elements (1= least impact, 3 moderate

impact, 5 strongest impact). ........................................................................................ 202

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Nomenclature

A the piezoelectric material insert disc surface area

L the thickness of the piezoelectric materials insert disc

e 2.718281828

33e the piezoelectric constant

33

S the piezoelectric permittivity

iQ the quality factor

nf the natural frequency

T the period of the excitation force signal

the excitation frequency

3.1415926

the delay phase angle of the response displacement to the

excitation force

0u the base excitation displacement

0u the base excitation velocity

0u the base excitation acceleration

0mA the base excitation displacement amplitude

1u the relative displacement of the 1st oscillator mass ( 1m )

with respect to the base

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1mU the amplitude of the relative displacement of the 1st

oscillator mass ( 1m ) with respect to the base

2u the relative displacement of the 2nd oscillator mass ( 2m )

with respect to the base

2mU the amplitude of the relative displacement of the 2nd

oscillator mass ( 2m ) with respect to the base

nu the relative displacement of the nth oscillator mass ( nm )

with respect to the base

nmU the amplitude of the relative displacement of the nth

oscillator mass ( nm ) with respect to the base

1m the 1st oscillator mass

2m the 2nd oscillator mass

nm the nth oscillator mass

k the open circuit stiffness coefficient between the base and

the oscillator ( m )

1k

the open circuit stiffness coefficient between the base and

the oscillator ( 1m )

2k

the open circuit stiffness coefficient between the 1m and

the 2m

nk

the open circuit stiffness coefficient between the 1nm

and the nm

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c the open circuit mechanical damping coefficient between

the base and the oscillator ( m )

1c

the open circuit mechanical damping coefficient between

the base and the oscillator ( 1m )

2c

the open circuit mechanical damping coefficient between

the 1m and the 2m

nc

the open circuit mechanical damping coefficient between

the 1nm and the nm

1pC the blocking capacity of the 1st piezoelectric patch

element

2pC the blocking capacity of the 2nd piezoelectric patch

element

pnC the blocking capacity of the nth piezoelectric patch

element

R the sum of the external load resistance and the

piezoelectric patch element resistance

1R the sum of the external load resistance and the 1st

piezoelectric patch element resistance

2R the sum of the external load resistance and the 2nd

piezoelectric patch element resistance

nR the sum of the external load resistance and nth

piezoelectric patch element resistance

NR the normalised resistance

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the force factor of the piezoelectric material

1 the force factor of the 1st piezoelectric patch element

2 the force factor of the 2nd piezoelectric patch element

n the force factor of the nth piezoelectric patch element

N the normalised force factor

1V the output RMS voltage of the 1st piezoelectric patch

element

2V the output RMS voltage of the 2nd piezoelectric patch

element

nV the output RMS voltage of the nth piezoelectric patch

element

MV the output voltage amplitude of the SDOF system

0V the rectifier voltage amplitude

mV the piezoelectric voltage amplitude after the inversion

process

V the amplitude of the output voltage

1hP the harvested resonant power of the 1st piezoelectric

patch element

2hP the harvested resonant power of the 2nd piezoelectric

patch element

inP the input power

s the Laplace variable

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xxii

i the square root of -1

the resonant energy harvesting efficiency

1 the resonant energy harvesting efficiency of 1st

piezoelectric patch element

2 the resonant energy harvesting efficiency of 2nd

piezoelectric patch element

n the resonant energy harvesting efficiency of nth

piezoelectric patch element

22

0

in

m

P

m A

c

dimensionless input power

22

0

h

m

P

m A

c

dimensionless harvested power

2

ek electromechanical coupling strength

2

1

1

electromechanical coupling strength of the 1st

piezoelectric patch element

2

2

2

electromechanical coupling strength of the 2nd

piezoelectric patch element

Subscripts

33 piezoelectric working mode have the same direction of

the loading and electric poles

c the damping dissipated

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e extracted vibration energy

eq equivalent

h harvested energy

m amplitude or before the inversion process

n nth

max the maximum

N normalised

Superscripts

the first differential

the second differential

1 inverse

S clamped

T transpose

* complex conjugate

time average

Special function

modulus or absolute value

time averaged

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Abbreviation

DOF degree-of-freedom

SDOF single degree-of-freedom

PVEH piezoelectric vibration energy harvester

MDOF multiple degree-of-freedom

MCS Monte Carlo Simulation

RMS root mean square

N/A not applicable

Para parallel

SL single load

SECE synchronous electric charge extraction

SSHI synchronous switch harvesting on inductor

Standard standard interface circuit

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Abstract

The study is conducted to address the research questions proposed from the existing

research gaps through literature review. Firstly, a study of single degree-of-freedom

piezoelectric vibration energy harvesting model is carried out to provide a basic

guideline for further two degree-of-freedom and multiple degree-of-freedom

piezoelectric vibration energy harvester study. It is found that the harvested power of the

single degree-of-freedom piezoelectric vibration energy harvester is limited by the mass

and damping of the harvesting system, and the external excitation amplitude. The

harvested power limit is independent from the properties of piezoelectric materials. The

study of single degree-od-freedom piezoelectric vibration energy harvester connected

with four different energy extraction and storage circuits is performed. Both the

harvested resonant power and the energy harvesting efficiency have been normalised as

functions of dimensionless variables and compared for the harvester with the four

different circuits. Furthermore, the two degree-of-freedom and generalization of

multiple degree-of-freedom piezoelectric vibration energy harvesting models are studied.

A hybrid of the time and frequency domain analysis methods is developed and to provide

the tunning strategy for optimization of harvesting performance and harvesting

frequency bandwidth. The effect of the coupling coefficient between the electrical

system and mechanical system has been discussed and analysed, especially in that case

of the harvesting system connected with multiple electrical interface circuit systems

which are not studied in previous literatures. The results from the analysis method have

been validated by the simulation (Matlab Simulink) and the results obtained from

experimental tests. An enhanced piezoelectric vibration energy harvesting system is then

developed and studied. It is believed that the enhanced piezoelectric vibration energy

harvesting model can scavenge 9.78 times more energy than that of the conventional

system. It is also found out that the harvesting resonant frequency can be lowered by

increasing the number of degree-of-freedom of piezoelectric vibration energy harvester

without increasing the total mass of the system. Finally, the parameter uncertainty has

been investigated by the Monte Carlo Simulation on the single degree-of-freedom

piezoelectric vibration energy harvester, two degree-of-freedom piezoelectric vibration

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energy harvester and the enhanced two degree-of-freedom piezoelectric vibration energy

harvester.

Introduction

1.1 Background

The applications of low-powered electronics such as wireless sensors and wearable

electronics have emerged over the last few decades and have grown explosively.

Batteries have been used as the remote power source to these devices for decades. The

energy harvesting technology has emerged to operate the low-powered electronics or to

charge the batteries to extend their usage. There are many methods of energy harvesting,

such as solar, vibration, acoustic noise, wind, heat (temperature variations)[1]. Among

all of the energy harvesting techniques, the piezoelectric vibration energy harvesting

technology is most applicable because of the following reasons:

1. Larger power densities. Despite the power density of mechanical vibration (300

µW/cm3) is not as high as the power density of outdoor solar energy (15,000

µW/cm3), the vibration energy sources are potentially sustainable and

perennial[1].

2. Ease of application. As the piezoelectric materials can be configured in different

ways and a wide range of scale.

The vibration energy harvesting research could be categorised into three disciplines:

1. Mechanical design.

2. Piezoelectric material science.

3. Electrical and control engineering.

The researchers have published enormous amount of literatures to contribute new

knowledge to these three disciplines. The summary of the published literatures is

presented in the next chapter. Despite that, there are still research gaps needed to be

addressed in the field of the piezoelectric vibration energy harvesting science. The

research gaps are given by

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1. The researches in piezoelectric generators remain limited to very low power

domain, usually in the milliwatt range or below.

2. The most researches of piezoelectric energy harvesting applications are limited

to microscale or mesoscale. The reason could be that the piezoelectric generators

with low power level are still useful in the microscale or mesoscale applications.

3. Most researchers did not investigate the effects of the environment and climate

on the performance of piezoelectric vibration energy harvesters (PVEH) as the

vibration occurring environment and climate could be very extreme.

4. Most of researches were conducted on two degree-of-freedom (2 DOF) or

multiple degree-of-freedom (MDOF) vibration energy harvesting system where

the anticipated power output and harvesting efficiency for the harvesting system

were not produced. Furthermore, the harvesting frequency bandwidth tuning of

has not been discussed.

5. There are limited researches carried on the energy storing circuits of vibration

energy harvester. Since, the electric energy obtained from piezoelectric vibration

energy harvester is very small, it is necessary to develop the rectification and

energy storing circuits should to function efficiently under a low power condition.

1.2 Research motivation

The largest motivation that drives the energy harvesting research to grow so rapidly is

to convert a small amount of the ambient energy, which is otherwise wasted, into useful

electrical energy.It will allow the low power consuming devices to be autonomous

without the restriction of the batteries. Despite the research of vibration energy

harvesting technology has made incredible advances in the past few decades, the levels

of the power generation remain in the order of µW to mW. Another motivation of the

vibration energy harvesting is that costs nothing for the vibration sources to generate the

power through the vibration energy harvester. Furthermore, no carbon emissions are

generated during the processes of power generation. Therefore, vibration energy

harvesting is motivated by the desire to address the environmental issues such as battery

disposal, and global warming.

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The motivation of this research is to enable the piezoelectric vibration energy harvester

as a potential power source rather than a way of energy saving or cost saving in the future

by the optimisation study proposed in the following chapters.

1.3 Research scopes and objectives

The scopes of the research are defined as the following

1. To study linear piezoelectric vibration energy harvester. Nonlinear piezoelectric

vibration energy harvesting technique will not be discussed in this research.

2. To study the harvesting frequency bandwidth of the piezoelectric vibration

energy harvester, and the parameter optimisation of the piezoelectric vibration

energy harvester from single degree-of-freedom to multiple degree-of-freedom

piezoelectric vibration energy harvesters.

3. To develop an effective piezoelectric energy harvesting model, and to validate

the theoretical analysis by experimental tests.

Throughout the literature review which is presented in Chapter 2, the research questions

are proposed as following:

1. How do the properties of piezoelectric materials affect the level of the harvested

power?

2. What are the tunning strategies for the optimal harvested power, energy

harvesting efficiency, and harvesting frequency bandwidth?

3. What is the effective way to increase the harvested power and to lower the natural

resonant frequency?

4. What is the effect of the electromechanical coupling strength on the harvested

power, harvesting efficiency and harvesting frequency bandwidth of a vibration

energy harvester built with multiple piezoelectric elements?

1.4 Outline

A comprehensive literature review (from the early 1990s to the very recent in the open

literatures) will be conducted in Chapter 2.

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In Chapter 3, a hybrid time and frequency domain analysis method of a single degree-

of-freedom piezoelectric vibration energy harvester will be proposed. Furthermore, a

dimensionless analysis method will be developed to evaluate the performance of

piezoelectric vibration energy harvesters regardless of the size. Finally, these two

theoretical analysis methods will be validated by experimental tests.

In Chapter 4, the harvesting performance optimisation of a single degree-of-freedom

piezoelectric vibration energy harvester connected with different interface circuits will

be studied. Both the dimensionless harvested resonant power and the resonant energy

harvesting efficiency formulae will be normalised to contain only two normalised

variables in terms of dimensionless resistance and force factor. The peak amplitudes of

the dimensionless harvested resonant power and the resonant energy harvesting

efficiency for different energy extraction interface circuits will be identified and

summarised.

In Chapter 5, the dimensionless analysis will be conducted for the two degree-of-

freedom piezoelectric vibration energy harvester and followed by the case study of a

quarter vehicle suspension model and simulations. The bandwidth tuning of harvesting

frequency will be discussed from the results of the case study. Furthermore, a 2 DOF

piezoelectric vibration energy harvester will be built and experimentally tested. The

results obtained from the experimental tests will validate the theoretical analysis method.

Finally, the optimised stiffness ratio for the 2 DOF piezoelectric vibration energy

harvester will be identified to maximum the dimensionless harvested power.

In Chapter 6, an enhanced 2 DOF piezoelectric vibration energy harvesting model with

piezoelectric elements placed between two adjacent oscillators will be proposed and

studied. The effects of electromechanical coupling strength will be discussed. Based on

the theory of the 2 DOF PVEH, the generalisation of the MDOF PVEH with multiple

piezoelectric elements will be proposed. It is found out that the more number of degree-

of-freedom of PVEH with more additional piezoelectric elements inserted between

every two adjacent oscillators would enable the PVEH to harvest more energy, and to

have the lower natural resonant frequency.

In Chapter 7, the sensitivity analysis of a SDOF PVEH, a 2 DOF PVEH and the 2 DOF

PVEH with two piezoelectric inserts will be performed by the Monte Carlo simulation

method. The effect of parameter uncertainty on the harvesting performance of

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abovementioned piezoelectric vibration energy harvester will also be investigated. The

sensitivity of each parameter on the performance and the tuning strategy for improving

the harvesting performance will be discussed.

Finally, the conclusions of this research will be presented in Chapter 8. A summary of

the key findings will be presented along with the recommendations for future work. A

list of the references is placed in the last pages.

1.5 List of publications

1.5.1 International Journal

1. Xiao, H., X. Wang, and S. John, A dimensionless analysis of a 2DOF

piezoelectric vibration energy harvester. Mechanical Systems and Signal

Processing, 2015. 58-59: p. 355-375.

2. Xiao, H., X. Wang, and S. John, A multi-degree of freedom piezoelectric

vibration energy harvester with piezoelectric elements inserted between two

nearby oscillators. Mechanical Systems and Signal Processing, 2016. 68-69: p.

138-154

3. Xiao, H. and X. Wang, A Review of Piezoelectric Vibration Energy Harvesting

Techniques. International Review of Mechanical Engineering, 2014. 8(3): p.

139-150.

4. Wang X., S. John, S. Watkins, X. Yu, H. Xiao, X. Liang, et al., "Similarity and

duality of electromagnetic and piezoelectric vibration energy harvesters,"

Mechanical Systems and Signal Processing, vol. 52-53, pp. 672-684, 2015.

5. Wang, X. and H. Xiao, Dimensionless Analysis and Optimization of

Piezoelectric Vibration Energy Harvester. International Review of Mechanical

Engineering, 2013. 7(4): p. 607-624.

1.5.2 Conference

1. B. Cojocariu, A. Hill, A. Escudero, H. Xiao, X. Wang (2012), “Device Design

and prototype - Energy Generation from Kinetic Vibrations” 2012 ASME IMECE.

2. Mohahammed Bawahab, Han Xiao, and Xu Wang (2015). A Study of Linear

Regenerative Electromagnetic Shock Absorber System, SAE 2015-01-0045, or

SAE SAEA-15AP-0045, APAC18, Melbourne, Australia, 10-12, March 2015.

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Literature Review

In this chapter, the recently published literatures for vibration energy harvesting with

piezoelectric materials will be summarised. Linear and nonlinear vibration energy

harvesters, harvesting electrical circuits, the concepts of large scale vibration energy

harvesting will be studied. The review will be focus on linear multiple degree-of-freedom

of piezoelectric vibration energy harvesters. The chapter concludes with an overview of

vibration energy harvesting techniques that aim to maximise the extracted power and

the future utilisation of the vibration energy harvester. The contents of this chapter have

been published in the refereed journal by the thesis author[2].

2.1 Introduction

In the past few decades, the technology of energy harvesting from ambient natural

environment has received a wealth of interests and been investigated by many

researchers. The biggest motivation behind this is to power wireless sensors and to get

rid of the limitation of conventional energy sources such as batteries and electrical grid.

In the real life, various potential energy sources are available for energy harvesting, such

as vibration, solar, thermoelectric, and ocean wav. A comparison of these potential

energy sources and conventional energy sources was conducted by Roundy et.al [1], and

shown in Table 2.1. Radousky and Liang [3] conducted a study of various state-of-art

materials and devices converting the energy from the aforementioned potential energy

sources into useful electrical energy, including piezoelectric, electromagnetic,

photovoltaic, thermoelectric materials and devices. The emphasis of the materials study

was placed on nano-materials benefitting for vibration energy harvesting. Among these

potential energy sources, vibration energy attracted the most attentions in recent years

because of its omnipresent existence in the ambient environments. Some examples of

vibration energy sources often existing in our daily life are listed in Table 2.2. With the

rising demand for self-powered equipment, the required power consumption of

electronic devices is significantly reduced. The energy harvesting by converting waste

vibration energy into useful electrical energy has become a promising solution to replace

or to charge the batteries which are commonly used in these applications such as

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monitoring sensors, wireless communication devices and the like. The benefits of energy

harvesting to these devices are not only to reduce the cost of batteries and maintenance,

but also to reduce the energy consumption and their impact on the environment. In

addition, the concept of vibration energy harvesting could deliver sustainable power as

an alternative power source for applications that are either in harsh or contaminated

conditions, or difficult to access such as safety monitoring devices [4-7], structure-

embedded micro-sensors [8], or biomedical implants. Along with these benefits, there

are many other motivations including but not limited to active vibration control[9, 10],

no wire cost, no maintenance cost, high reliability and practically infinite operating

lifespan, and so on, which are paving the way to the future of vibration energy harvesting.

Table 2.1: Power density of available energy sources[1].

Power density

(W/cm3) one-year life

time

Power density

(W/cm3) ten-year life

time

Solar (outdoors) 15,000 Direct sun,

150 Cloudy day

15,000 Direct sun,

150 Cloudy day

Solar (indoors) 6 Office Desk 6 Office Desk

Vibrations (piezoelectric) 250 250

Vibrations (electrostatic) 50 50

Acoustic noise 0.003 @ 75 dB,

0.96 @ 100 dB

0.003 @ 75 dB,

0.96 @ 100 dB

Temperature gradient 15 @ 10 C gradient 15 @ 10 C gradient

Shoe inserts 330 330

Batteries

(non-rechargeable lithium) 45 3.5

Batteries

(rechargeable lithium) 7 0

Hydrocarbon fuel 333 33

Fuel cells (methanol) 280 28

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Table 2.2: Magnitude and frequency of vibration acceleration of potential vibration

sources of common commercial devices[11].

Vibration Source Acceleration (m/s2) Frequency peak (Hz)

Car Engine Compartment 12 200

Base of 3-axis machine tool 10 70

Blender casing 6.4 121

Clothes dryer 3.5 121

Person tapping their heel 3 1

Car instrument panel 3 13

Door frame just after door close 3 125

Small microwave oven 2.5 121

HVAC vents in office building 0.2-1.5 60

Windows next to a busy road 0.7 100

CD on a laptop computer 0.6 75

Second story floor of a busy office 0.2 100

Since Williams and Yates [12] proposed a possible vibration-to-electric energy

conversion model, the vibration energy harvesting principles which converted

mechanical energy into electrical energy have been extensively studied for

electromagnetic [13-19], electrostatic [20-22], magnetostrictive [23-25], and

piezoelectric [26-30] transducers. These techniques exhibit their own advantages and

drawbacks. In the aforementioned techniques, each of them is capable of delivering a

serviceable amount of energy. However, there is not a single technique could satisfy all

the requirements of various applications, and the optimal solution relies on individual

cases. Among many vibration energy harvesting techniques, the piezoelectric energy

harvesting technique has received the most attention. The main reason is due to its

readiness to implement and facility to be integrated into desired applications which are

enabled by its direct mechanical-electric conversion ability and vice versa.

In the piezoelectric vibration energy harvesting studies, the majority of the researches

are either focused on either mechanical or electrical parts, but not both. As yet, the

researchers emphasizing on the mechanical parts adopted simplified electrical models.

Liang and Liao [31] conducted their study on impedance analysis of both mechanical

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and electrical parts. They illustrated the utilization of impedance method to obtain the

equivalent impedances of mechanical and electrical parts. An RLC circuit branch was

used to represent the oscillation mode equivalently in the electrical domain. The

experiments carried out by them demonstrated the optimised harvested power was well

predicted by the impedance analysis method.

This chapter will first review the linear and nonlinear vibration energy harvesting

techniques, and then review the current development of piezoelectric materials, devices

and harvesting circuits. Finally, a review of large scale piezoelectric harvesting

techniques will be included.

2.2 Linear piezoelectric vibration energy harvesting

Linear piezoelectric mechanical energy harvesting systems are divided into two

categories: one is directly excited by an applied external force and the other is excited

by the inertial force of a moving mass generated by acceleration or displacement applied

on the base of the energy harvesting system. These two categories of piezoelectric

vibration energy harvesting systems could be simplified into spring-mass-damper

models, which are shown in Figure 2.1. Therefore, these systems are well represented

by a cantilevered beam based piezoelectric vibration energy harvester which has been

extensively studied in the past by numerous researchers. The structure of cantilevered

energy harvesters is very easy to fabricate and to retrofit for quick deployment. As a

result, there are still many researchers who put their efforts into advancing cantilever

based piezoelectric vibration energy harvesters.

Figure 2.1: Illustration of piezoelectric mechanical to electrical energy conversion

driven by (a) direct force and (b) inertial force.

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In micro-electro-mechanical systems (MEMS), cantilever beam structure is the most

common configuration for vibration based energy harvesting devices, as it is easy to

implement and fabricate. Most of the researchers in the earlier studies focused on the

piezoelectric composite beams and assumed the piezoelectric materials are bonded

perfectly with host structures. While in reality, the bonding conditions of two different

materials generate non-homogeneities or micro damages during the aging. To fill this

research gap, several researches were carried out to simulate the electromechanical

behaviours of piezoelectric materials by using the shear-lag model. Wang and Zou [32]

considered the effect of interfacial properties on the electromechanical behaviour of

beam-like energy harvester. Their study provides an analysis model for detecting

interfacial properties and accuracy prediction while compared with the ANSYS (FEM)

simulation, although it has not been verified by experiments yet.

In order to extract more power from ambient energy source, numerical models were

proposed to simulate the transduction process of vibration energy harvesting using

piezoelectric materials. Wang, and Wu [33] presented a theoretical model based on

Euler-Bernoulli beam and Timoshenko beam theory to investigate the effects of various

lengths and locations of piezoelectric patch on the harvesting efficiency of cantilever

beam energy harvesting device. In addition, it was pointed out by Stewart et al. [34] that

the maximum length of piezoelectric materials should cover less than 2/3 of the length

of the cantilever beam. Otherwise, power output could be reduced as a consequence of

the excess piezoelectric materials. Similarly, Abdelkefi et al. [35] investigated the effects

of the lengths of piezoelectric material on the behaviour and performance of the

cantilever beam harvester. It was found that the length of piezoelectric material was very

sensitive to the natural frequency in a certain range. The increased length of the

piezoelectric material resulted in increasing the natural resonant frequency, but the

natural resonant frequency is barely changed when the value of length is more than an

optimum value. For the power output, the harvester with longer piezoelectric material

has higher harvested power output as there are more piezoelectric materials which are

taken account in a harvesting process. The study is beneficial in managing the low-

frequency excitation of piezoelectric energy harvesters, and enhancing their

performance. Furthermore, the shapes of the beam play an important role in harvesting

more power. Dietl and Garcia [36] stated that the most power generation of a

piezoelectric bimorph energy harvesting system was limited by the system mass. Instead

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of increasing tip mass to allow more strain to be delivered to the piezoelectric transducer,

they proposed a new optimisation method of beam shape harvester where Euler-

Bernoulli and Rayleigh-Ritz models were employed. The optimised beam harvester had

a power output of 33.35 mW, which could generate 0.52% more power than a

conventional rectangular beam harvester. In practice, to design a specific energy

harvester there may exist some limitations or requirements such as targeted natural

frequency, mass and dimension of the whole device. Shafer et al [37] proposed a design

method that could be applied in such case that maximize the power output by tuning the

thickness ratio of piezoelectric layers thickness and the entire beam thickness. It was

seen that the coupling coefficient should be maximized as a result of 50% reduction of

the piezoelectric material to produce a targeted power level. The main limits of a linear

resonant harvester reported in open literatures can be summarised as following:

1. Narrow harvesting bandwidth. It is only effective in a particular frequency range,

and the power falls significantly when ambient frequency shifts away from the

resonant frequency.

2. Lack of multi-functional to adapt variable vibration energy sources. The energy

harvester needs to be tuned precisely to match the ambient energy source.

3. Poor performance of the harvesters occurs in the conditions of small inertial mass,

low frequency and low excitation acceleration.

However, the linear resonant energy harvesting technique is still the optimal choice for

harvesting electrical energy from some vibration energy sources such as industry motor

or machine with known sufficient vibration level and repeatable and consistent

frequency range. In such circumstances, an advanced sole resonant frequency vibration

energy harvester is much preferred. Wang et al. [38] presented an accurate dynamic

analytical method for studying both mechanical and electrical characteristics of

piezoelectric stack transducers which was validated by experimental results.

Nevertheless, in practice, most vibration energy sources exist in a wide-range of

frequencies and a random form. As a result, a number of strategies have been pursued to

overcome these drawbacks of the linear resonant harvesters. These strategies include

using multi-frequency arrays, multiple degree-of-freedom energy harvester, passive and

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active self-tuning resonant frequency and multifunctional vibration energy harvesting

technologies.

For multi-frequency arrays, the recent studies are focused on the harvesting electric

circuits interfaced with the array configuration of the vibration energy harvesters. Two

reviewed studies[39, 40] will be found in the next section: piezoelectric materials and

interface circuits.

Figure 2.2: Concept design of a 2 DOF piezoelectric vibration energy harvester [35].

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Figure 2.3: A piezoelectric vibration energy harvester with a multi-mode dynamic

magnifier [37].

The principle of multiple degree-of-freedom (MDOF) vibration energy harvesting

technique is to achieve wider harvesting frequency bandwidth through tuning two or

multiple resonant modes which not only have their modal natural frequencies to be close

to each other but also have significant magnitudes. Kim et al. [41] developed the concept

of a 2 DOF piezoelectric energy harvesting device which could gain two resonant modes

where their modal frequencies are close to each other. The device increased harvesting

frequency bandwidth by adopting two cantilever beams attached with one proof mass

which took account in both translational and rotational degree-of-freedom as shown in

Figure 2.2. It significantly increased power generation. However, this design increased

the volume and the complexity of the system, as the proof masses required to be attached

with two individual cantilever beams. Ou et al. [42] proposed an experimental study of

a 2 DOF piezoelectric vibration energy harvesting system where two masses were

attached onto one cantilever beam. Such a system could not be referred as broadband

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vibration harvesting system since the two resonant modes obtained in their experiment

had a frequency difference of 300Hz.( the first modal resonant frequency is at about

50Hz and second modal resonant frequency is at 350 Hz). Similarly, Zhou et al. [43]

presented a multi-mode piezoelectric energy harvester with a tip mass called ‘dynamic

magnifier’, as shown in Figure 2.3. It is seen from the experimental data that multiple

resonant modes were obtained. They claimed that it could scavenge 25.5 times more

energy than a conventional cantilever harvester in the frequency range of 3-300 Hz.

Nevertheless, two resonant frequencies could not be tuned close to each other to achieve

a wider harvesting bandwidth. Furthermore, the study conducted by Aldraihem and Baz

[44] presented the same shortage in broadening the frequency bandwidth of vibration

energy harvester. Liu et al. [45] proposed a piezoelectric cantilever beam vibration

energy harvester attached with a spring and mass as oscillator. It enhanced almost four

times harvesting efficiency compared with a conventional type of vibration energy

harvester while operating at the first resonant frequency. According to the experimental

results, the two resonant frequencies were not tuned to be close to each other to broaden

the harvesting frequency bandwidth. It may require further increasing the mass of the

oscillator to achieve this goal which will result in size increasing.

Figure 2.4: Geometry of a novel and compact design of a 2 DOF piezoelectric

vibration energy harvester [40].

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In the later study, Wu, et al [46] presented a novel compact two degree-of-freedom

piezoelectric vibration energy harvester constructed by one cantilever beam with an

inner secondary cantilever beam which was cut out from the main beam. Such design

allows conveniently retrofitting a single degree-of-freedom harvester into a 2 DOF

vibration energy harvester by cutting out a secondary beam, as shown in Figure 2.4. It

was examined by experiments which indicated that the proposed 2 DOF piezoelectric

VEH operated functionally in a wider harvesting frequency bandwidth and generated

more power without increasing the size of the device.

Figure 2.5: A diagram of the self-tuning piezoelectric vibration energy harvester [42].

Tang and Yang [47] conducted a study that analysed two different configurations of a

two degree-of-freedom piezoelectric vibration energy harvester and derived a N degree-

of-freedom model. The parameter study of these models was carried out by normalising

all the parameters in a dimensionless form to evaluate the harvesting performance of the

system connected with sophisticated interface circuits. Two close resonant frequencies

were obtained where both the harvesting power output and efficiency were enhanced,

and the harvesting frequency bandwidth was increased.

For a self-adapting technique to match the frequency of the ambient vibration energy

source, Huang and Lin [48] proposed a bimorph PZT beam which had self-tuning ability

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to match the ambient vibration energy source frequency by a movable supporter, as

shown in Figure 2.5. They claimed that the tuneable frequency range is around 35% of

the resonant frequency, and it could prevent a 73% of voltage drop compared with a

conventional vibration energy harvester with ambient vibration energy source frequency

variation of a 5%. However, the auxiliary tuning mechanism needs additional power

supply to operate which prevents it to be implemented in self-powered devices because

of the size.

In order to increase the harvesting power, other than to widen the harvesting frequency

bandwidth, there is a multifunctional approach which enables the vibration energy

harvester to scavenge energy from multiple energy sources, He et al. [49] proposed a

low-frequency piezoelectric energy harvester which could scavenge both vibration

energy and wind energy at the same time. It was fabricated by using a micromachining

process to apply a 1.3 m thickness of piezoelectric layer onto the aluminium nitride

(AlN). The experimental results point out that, under the excitation of 0.1g (1g=9.8 m/s2)

harmonic acceleration, the optimal power output was 1.85 W with a power density of

6.3 mW/cm3∙g2. For the ability of wind energy harvesting, it only took effect when the

speed of the wind was larger than the critical wind speed which is between 12.7 m/s and

13.1 m/s. The power output is significantly increased when the wind speed increases

over the critical wind speed. However, the maximum power output was found to be 2.27

W under a circumstance of a wind speed of 16.3 m/s.

To investigate the performance of piezoelectric vibration energy harvester operating in

different environments such as in space, Lin and Wu [28] proposed a micro piezoelectric

energy harvester constructed by directly depositing a thick film of high-quality lead

zirconate titanate (PZT) onto a stainless-steel substrate using an aerosol deposition

method. The micro piezoelectric vibration energy harvester was tested in vacuum and

atmosphere conditions to study the impact of air damping on the harvesting power and

harvesting efficiency. It was found out that the power output under a vacuum (0.01 Torr)

condition was 1.2 times higher than that in normal condition (760 Torr) with 1.5g

(1g=9.8 m/s2) excitation. In contrast to the low amplitude excitation (0.05g), the

performance of piezoelectric energy harvester in a vacuum condition was 2-3 times

better than that in the atmosphere. It is reported that the maximum output power was

200.28 W at resonant frequency of 112.4 Hz under the excition of 1.5g acceleration in

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atmosphere condition, and 214.60 W at resonant frequency of 104.4 Hz under same

level of excitation in vacuum (0.01 Torr) condition.

The characterization and modelling of MEMS energy harvesting have been well studied

and reported in numerous publications. The topic has received considerable worldwide

research efforts which are driven by the motivation of its potential to enable energy

harvesters to be integrated into sensors, wireless communication devices and other

components rather than altering the structures of their hosts such as requiring mounting

externally. Miller et al. [50] carried out a survey and pointed out that vibration energy

harvester must have the ability to scavenge energy from low frequency, low acceleration,

and often in the form of broadband vibration sources. While many novel MEMS energy

harvesters reported in publications are lacking practical features due to not considering

the conditions of the various ambient vibration sources [51-53]. However, there are some

researchers conducting their studies in the low frequency and random frequency

conditions. Pasquale et al. [54] introduced the design and manufacture of a vibration

energy harvester which could harvest energy from the human body motion. It also

compared piezoelectric vibration energy harvesting technique with magnetic inductive

one. It was found by experiments that the magnetic prototype was able to achieve 0.7

mW power output while the piezoelectric energy harvester device generated

approximately 0.22-0.33 W. Tang and Zuo [55] proposed a model consisting of dual

mass piezoelectric transducer connected in parallel with a spring. This model can

represent the regenerative vehicle suspensions and tall buildings with regenerative tuned

mass dampers (TMDs). It is concluded that the harvested power of the regenerative

vehicle suspension is only related to the tire stiffness and road vertical excitation

spectrum, and that the harvested power from buildings with regenerative TMDs only

depend on the building mass. Zhang and Cai [56] investigated a multi-impact harvester

which improved the overall performance of energy harvesting in low-frequency range.

The results show that the proposed harvester can produce three times more power and

has less size than the conventional single-impact cantilever generator. Gu[57] proposed

a compliant driving beam and two rigid generating piezoelectric beams which provided

a new solution for low-frequency piezoelectric energy harvester. It had the promising

93.2 W/cm3 power density and was able to generate average 1.53 mW power at 20.1

Hz under an excitation acceleration of 0.4 g which is 6.8 times greater than that of a

conventional bimorph cantilever beam (13.6 W/cm3). Moreover, it is well suitable to

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be implemented in MEMS systems due to the compact design, as well as the high energy

conversion efficiency. The size could be further reduced by tuning the driving cantilever

beam which can be folded or serpentine. However, the durability of impact type

generators could be a concern as the driving beam continuously impacts the two rigid

piezoelectric generators. The performances of the aforementioned piezoelectric

vibration energy harvesters are summarised in Table 2.3.

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Table 2.3: Performance summary of reported piezoelectric vibration energy harvesters.

Researcher Frequency Power

(W)

Excitation acceleration

amplitude (g, 1g=9.8 m/s2) Volume (cm3) Volt Application

Fang et

al.[58]

608 2.16 1 1.210-3 0.898 cantilever with thickness of 1.64m

PZT layer

Roundy et

al.[59]

120 375 0.26 1 trapezoidal shaped cantilever beam

Bai et al.[60] 34.5 42.2 0.5 spiral cantilever beam

White et

al.[61]

80 2 0.9mm amplitude 40 m thick-film

piezoelectric

1.2 beam-based piezoelectric

Gu et al.[57] 20.1 1530 0.4 32.5 Two rigid piezoelectric beam

impacted by a cantilever driving

beam

Zawada et

al.[62]

205 7.56 0.1 0.075 1 PZT thick film (30m) attached on

the cantilever beam

Mathers et

al.[63]

1300 300 0.13 1.610-3 10 interdigitated electrodes (IDEs) on

the PMN-PT layer

Ren et al.[64] 60 4160 0.05 N cyclic force PMN-PT wafer

(1361mm3)

Brass shim

(5060.3mm3)

91.23 PMN-PT wafer bonded on brass shim

Lei et al.[65] 235 14 1 w:5.5mm

L:1.95mm

thickness: 15m

silicon/PZT thick

film with integrated proof mass

Guyomar et

al.[66]

277.421 2600 1 1 PZT bonded on U-shape cantilever

Lin et al.[28] 112.4 241.6 1.5 0.0216 17.027 PZT thick film in a vacuum (0.01

Torr) condition

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21

2.3 Nonlinear piezoelectric vibration harvesting

To overcome the drawbacks of a linear piezoelectric energy harvester, many attempts

have been made, such as using the nonlinear technique approach to design energy

harvesting device. It can be divided into two catalogues:

1. To replace a linear resonator with a nonlinear resonator, this approach hardens

the frequency response to the larger frequency range in large amplitude

excitation.

2. To replace a mono-stable system with a bistable system. The bistable system is

designed to enable its potential have two wells which can be switched in between

subject to periodic or stochastic ambient excitation.

The equation that describes the dynamics of a general nonlinear oscillator can be written

as:

0

( )dU xm x dx V m u

dx (2.1)

There is one condition with a nonlinear oscillator that is different from a linear one, that

is

21

( )2

U x k x (2.2)

This means that the potential energy of a nonlinear oscillator is not proportional to a

quadratic of the displacement. For the potential energy function U(x) there are some

expressions reported in the literatures [67-69].

2( ) nU x x (2.3)

For a duffing-type oscillator, the potential energy function can be defined as:

2 41 1

( )2 4

U x x x (2.4)

The main advantages of a nonlinear piezoelectric oscillator could be summarised as:

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22

1. Increased harvesting capability for most of the ambient energy sources where a

majority of them are in a low-frequency range, usually of less than a couple of

hundred Hz.

2. The capability of handling high-level periodic forces.

3. The capability of automatically adapting the ambient energy source frequency

after initial tuning.

4. The capability of harvesting energy from stochastic excitation.

5. The capability of tunning the resonant frequency of a harvesting system without

additional energy input.

Harne and Wang [70] presented a review which covered recent research efforts on

bistable systems, for which readers can refer as an introduction to the bistable energy

harvesting technique. Beeby et al. [71] presented a comparison study of linear and

nonlinear vibration energy harvesting technology based on real vibration data. It

highlighted the importance of designing or selecting the most suitable vibration energy

harvester according to the characteristics of ambient vibration. It was found that a linear

vibration energy harvester has the highest power output in most cases, while a nonlinear

energy harvester has a wider harvesting bandwidth, and the bistable technology can

extract more electrical energy from white noise (random) vibration. Al-Ashtari et al. [72]

proposed a bistable piezoelectric vibration energy harvester which employed a magnetic

stiffener shown in Figure 2.6. The ability of high power output and ease of tuning were

demonstrated for the bistable piezoelectric vibration energy harvester, and its theoretical

model was built for design optimisation of the bistable piezoelectric vibration energy

harvester for future energy harvesting applications.

Figure 2.6: Set-up diagram of a magnetically stiffened harvester [72].

Kumar et al. [73] investigated the effects of parameters of a classic bistable nonlinear

system on the harvested voltage based on the corresponding Fokker-Planck equation

under a stochastic excitation frequency. The analytical method, which was well verified

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23

by the approach of Monte Carlo Simulation and finite element analysis, enables to

enhance the system performance by tuning the parameters.

Wu et al [74] converted a linear 2 DOF piezoelectric vibration energy harvester into a

nonlinear 2 DOF harvester based on his earlier study [46] by adding one magnet at the

clamped end of the beam, and another magnet in place of the tip mass of the inner beam,

as shown in Figure 2.7. Their work provided us an idea for how to design the nonlinear

energy harvester based on existing sophisticated techniques.

Figure 2.7: Geometry of the nonlinear 2 DOF harvester[74].

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24

Figure 2.8: A nonlinear inverted beam harvester[75]. (a) Linear slider and the inverted

cantilever beam. (b) Base of the beam showing the Macro-Fiber Composite. (c) Tip

mass shown nearly vertical at the stable equilibrium. (d) Tip mass showing

approximately 45° end slope in a stable equilibrium.

There are also some other designs of the nonlinear piezoelectric vibration energy

harvesters instead of employing magnet, such as by setting up a mechanical stop to

piecewise the linear stiffness [76]. In the latter study [77], it was pointed out that the key

factors influencing the performance of energy harvesting are the stiffness ratio and the

impact velocity. It was also found out that the material nonlinearity is much more

important than the geometric nonlinearity. Unlike the aforementioned nonlinear

harvesting techniques, Friswell et al. [75] proposed a nonlinear piezoelectric vibration

energy harvesting system which employed an inverted elastic beam-mass structure. The

nonlinear piezoelectric vibration energy harvesting system enabled the feature of

scavenging vibration energy from low excitation frequency and high excitation

displacement, as shown in Figure 2.8[75]. The harvesting bandwidth of the proposed

energy harvesting device was believed to be up to twice of that of the linear system.

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2.4 Piezoelectric materials and electrical energy extraction and

storage interface circuits

The piezoelectric vibration energy harvesting device could only be used as a potential

energy source by accumulating a substantial amount of electrical energy. For this reason,

a number of researchers concentrated their efforts either on the circuits which extract

power from the deformation of piezoelectric material more efficiently or on the means

of the energy storage. The circuits reported extensively in numerous literatures were

reviewed comprehensively by [78] and [79]. These reported harvesting electrical circuits

can be summarised into three catalogues:

1. Passive circuit, known as a diode bridge rectifier circuit. It is the most common

circuit used in various piezoelectric vibration energy harvesters. It does not

require external power input for operation.

2. Semi-active circuit. This type of circuit could improve energy conversion

efficiency by taking advantage of switches triggered at the appropriate time such

as synchronized switched harvesting on inductor (SSHI) and synchronous

electric charge extraction technique (SECE). The power consumption of the

circuit is kept very low, and the energy conversion performance of the circuit is

limited.

3. Active circuit. It is typically represented by the topologies that employed actively

switched, and cross-gate-coupled MOSFETs, the voltage generated by the

piezoelectric element is constantly boosted to have a square wave. The

conversion efficiencies can be boosted up to 80%-90% by consuming a

reasonable amount of external power. However, in the case of low-level voltage

across the piezoelectric element, the performance drops dramatically. In that case,

the passive circuit offers superior performance.

In the latter study, Han et al. [80] presented an adaptive shunt damping circuit called

‘synchronized switching damping on negative capacitor and inductor’. The schematic of

negative capacitance is shown in Figure 2.9. It integrated the adaptive nature of the SSDI

technology and the enhanced performance of a negative capacitance and achieved 220%

larger harvesting energy than that of the standard SSDI technique. Wang and Lin [29]

proposed a dimensionless optimisation method allows performance comparison of

piezoelectric vibration energy harvester connected with four different interface circuits

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26

regardless the size and excitation magnitude. In addition, Lin et al. [39] compared an

array of piezoelectric energy harvester connected in series with that connected in parallel

in three harvesting electric circuits: standard, parallel SSHI, and series SSHI. It was

concluded that the optimal voltage output is much smaller in parallel than that connected

in series especially under low levels of excitations. In addition, it was pointed out that

an array of piezoelectric vibration energy harvester connected in series with a parallel-

SSHI interface circuit demonstrated higher power output performance and a temperate

bandwidth improvement, than that in the series-SSHI circuit which exhibited a wider

frequency band but lower power output ability. Lien and Shu [40] compared three

different interface circuits incorporated with array configuration of (MDOF)

piezoelectric energy harvesters from studying impedance of the piezoelectric

capacitance coupled with that of the connected interface circuits. It was found out that

using the parallel SSHI interface circuit exhibited much larger bandwidth improvement

than using the other two interface circuits. Surprisingly, the performance of the MDOF

piezoelectric vibration energy harvester connected with the series-SSHI circuit was even

worse than that of the standard interface circuit, which was different from a SDOF

system.

Figure 2.9: Schematic of negative capacitance.

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Table 2.4: The power density of reported application, piezoelectric materials and their

categorisation.

Materilas

Power density of reported

applications

Single Crystal Quartz, Tourmaline, lead magnesium niobate-

lead titanate (PMN-PT)

4.16 mW/cm3 [63]

10.67 mW/cm3 [81]

Ceramics Zinc oxide, Aluminum nitride, lead zirconium

titanate (PZT) PZT4, PZT5A, PZT5H PZT8,

sodium potassium niobate(KNN), barium

titanate(BT)

10.67 mW/cm3 [82]

Polymers PVDF, 7.5 mW[83],

Furthermore, the piezoelectric materials play a very important role in vibration energy

harvesting. Lead zirconate titanate, as one of the most popular piezoelectric energy

harvesting materials, was employed by most studies of the piezoelectric energy

harvesters by taking the advantage of its plentiful vibration accessibility, high

piezoelectric constant and large electromechanical coupling factor. Lead zinc niobate-

lead titanate (PZN-PT) and lead magnesium niobate-lead titanate (PMN-PT) with a

feature of larger electromechanical coupling factor are not widely used because their

prices are very high. Besides that, the current limitations of the PZT materials are their

fragility and environmental hazard. Other piezoelectric materials include the

polyvinylidene difluoride (PVDF) and polyvinylene polymer (PP) and so on. PVDF is

implied to have higher tensile strength and endure larger deformation with the feature of

lower stiffness and is not brittle as ceramics. Smith et al. [84] presented the recent

advances in thin-film lead zirconate titanate (PZT) MEMS systems. In a similar study

Fang et al.[85] presented a review of piezoelectric nanostructures materials. Table 2.4

demonstrates the applications of piezoelectric vibration energy harvesters with various

piezoelectric materials. Moreover, Table 2.5 summarizes the characteristics of the

piezoelectric materials reported in literatures.

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Table 2.5: Key properties of some common piezoelectric materials and nanowire(NW) [86] .

Material GaN AlN CdS ZnO α-quartz BaTiO3

PZT-4

‘Hard

PZT.’

PZT-5H

‘Soft

PZT.’

PMN-

PT LiNbO3 PVDF

Piezoelectric

Pyroelectric

Ferroelectric

Const. strain

Rel. perm. (εS33)

11.2 10.0 9.53 8.84 4.63 910 635 1470 680 27.9 5-13

Const. strain

Rel. perm. (εT33)

11.9 10.33 11.0 4.63 1200 1300 3400 8200 28.7 7.6

d33 pCN-1 3.7 5 10.3 12.4 d11=2.3 149 289 593 2820 6 33

d31 pCN-1 -1.9 -2 5.18 -5.0 58 123 274 1330 1.0 21

d15 pCN-1 3.1 3.6 13.98 -8.3 d14=0.67 242 495 741 146 69 27

Mechanical

quality (Qm) 2800 2490 ~1000 1770 105-106 400 500 65 43-2050 104 3-10

Electromechanical

Coupling (k33) 0.23 0.26 0.48 0.1 0.49 0.7 0.75 0.94 0.23 0.19

Pyro.coeff.-p

(C m-2K-1) 4.8 6-8 4 9.4 200 260 260 1790 83 83

sE11 (pPa-1) 3.326 2.854 20.69 7.86 12.77 8.6 12.3 16.4 69.0 5.83 365

sE33 (pPa-1) 2.915 2.824 16.97 6.94 9.73 9.1 15.5 20.8 119.6 5.02 472

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2.5 Large scale piezoelectric vibration energy harvesting

Piezoelectric vibration energy harvesting is mainly focussed on very small scale power

generation as aforementioned from 10 W to 100 mW. There are a wide variety of

vibration energy sources such as railways, ocean waves, skyscrapers, industry

machineries, and large bridges etc. The harvested power could be from 1 W to 100 kW

according to the recent study of the large-scale vibration energy harvesting conducted

by Zuo [87].

The ocean wave energy harvesters have been investigated for decades; they can provide

power scales on the order of 100Kw and beyond with the frequency range from 0.075-

0.2Hz. Recently, Xie et al. [88] proposed a vibration energy harvester can extract the

electrical energy from the longitudinal sea wave motion by using a cantilever substrate

attached with the piezoelectric element. Based on a linear wave theory and a classical

elastic beam model, the corresponding theoretical analysis model has been developed to

predict the output voltage generated by piezoelectric patches. According to their

simulation and theoretical analysis study, the proposed vibration energy harvester was

able to supply the power demand of several normal household appliances with the large

enough dimension and tip mass of the vibration energy harvester subjected to high

amplitude sea waves. In a related study, Xie et al. [88] developed a mathematical model

of ocean wave energy harvester using PVDF patch. According to their simulation results,

the harvester with dimension of 6m × 3m × 0.12m can generate 145W while the

excitation of the ocean wave has a height of 3 meters.

Xiang et al. [89] described a theoretical approach of piezoelectric energy harvesting from

vehicle vibration excited by pavements. The pavement was defined as an infinite

Bernoulli-Euler beam resting on a Winkler foundation. The behaviour of the pavement

was analysed and formulated. The theoretical model shows that when the vehicle

velocity was matched with critical velocity ( 4 24 /crv kEI ), the voltage and power

outputs significantly increased.

In an alternative way to harvest energy from vehicle vibration, Van den Ende et al. [90]

presented a study using direct strain energy harvesting in automobile tires using

piezoelectric PZT–polymer composites to power the monitor sensor. Wu et al [91]

proposed a cantilever beam with dimensions of 1.2m0.0125m0.15 attached with a

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30

thickness of 0.2mm PZT4 to harvest energy from wind velocity of 9-10 m/s which was

capable of generating 2W electrical power when the vortex shedding frequency matched

the resonant frequency of the cantilever beam harvester.

Finally, in order to improve the performance of the vibration energy harvesters, it is

always the best way to test them in the field to tune the parameters of the device. Neri et

al.[92] proposed the idea of creating a real database for kinetic energy harvesting

applications which allow researchers to use these data to test the energy harvesters when

it is not possible to test them in the field.

2.6 Conclusions

This chapter has reviewed the recently published papers in piezoelectric vibration energy

harvesting. It has illustrated the research progress in the linear and nonlinear VEH

systems. The structure of harvesting device and piezoelectric materials are both the key

factors to improve the harvesting efficiency. Besides that, harvesting and storage circuits

need to be further studied for improvement in the future. Most of the harvesting circuits

were developed based on the periodic or harmonic excitations. It may not be applicable

to the piezoelectric vibration energy harvester designed to operate in random or

broadband excitation circumstances. The performance of the linear piezoelectric

vibration energy harvesters is summarised in Table 2.3. Nonlinear monostable and

bistable piezoelectric vibration energy harvesters might be better choices to broaden the

harvesting frequency bandwidth and enhance the performance of vibration energy

harvester under the random excitations of the ambient environment. The future

challenges to be addressed in this research field include improving the conversion

efficiency of the energy harvesting circuits and the way of storing the harvested energy.

In the large scale piezoelectric vibration energy harvesting, the materials need to be

further studied or enhanced for the durability of processing the large amount of stress.

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31

Single Degree-of-freedom

Piezoelectric Vibration Energy

Harvester Study and

Experimental Validation

In this chapter, an analytical approach of single degree-of-freedom piezoelectric

vibration energy harvester will be proposed in combination with frequency analysis and

time domain integration. The main advantage of the approach is its capability to predict

harvested resonant power and energy harvesting efficiencies of mechanical systems with

built-in piezoelectric material from measured data of ambient vibration energy source.

It allows for a parameter study and optimisation of the single degree-of-freedom

piezoelectric vibration energy harvesters. Furthermore, the dimensionless analysis

method is developed to evaluate the performance of piezoelectric vibration energy

harvesters regardless of the size or type. The contents presented in this chapter have

been published by the thesis author in a refereed journal[93].

3.1 Introduction

Because of the ubiquitous existence of vibration, energy harvesting from ambient

vibration has attracted much attention in recent years. Researchers have been seeking

optimisation design methods to maximise the harvested energy. For example, Williams

and Yates[12] predicted that the maximum power generated by a single degree-of-

freedom vibration energy harvester was proportional to the cube of the resonance

frequency, and was proportional to the square of the displacement amplitude of the

oscillator. It was believed that the harvester was not well suited for applications with

very low resonance frequency. In order to maximize power generation, the vibration

deflection should be as large as possible. The mass should be as large as possible within

the available volume of the harvester. The spring should be designed so that the

resonance frequency of the harvester matches the excitation frequency of the application.

Unwanted damping should be minimized so that it does not affect electrical power

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32

generation. However, the effects of the force factor of the piezoelectric material and

external electric load resistance on the harvested resonant power and energy harvesting

efficiency have not been studied. Poulin et al.[94] compared electromagnetic and

piezoelectric systems. The harvested resonant power and energy harvesting efficiency

of both the systems were studied. It was believed that with a high electrical power density,

the piezoelectric system is particularly well suited to micro-systems, in comparison with

the electromagnetic system which is recommended for medium scale applications.

However, the harvested resonant power was not normalised and expressed in a

dimensionless form in the previous literatures which can be found in Chapter 2. A

parametric study was not fully conducted to understand the effects of the parameters

such as force factor, damping, excitation amplitude, and resonance frequency, magnetic

losses, the density criterion (stop springs) and the ageing of the structures on vibration

energy harvesting power and efficiency.

Aiming to develop an effective tool for analysis and design of any degree-of-freedom

vibration energy harvester, a new approach with a hybrid of frequency analysis and time

domain integration will be proposed in this chapter. In order to illustrate the approach,

the frequency analysis and time domain integration are first conducted in a single degree-

of-freedom piezoelectric system, and output voltage and harvested resonant power will

be calculated for different system parameters or frequencies. The calculated output

voltage and harvested resonant power using the frequency analysis method will be

compared with those using the time domain integration method and validated by

experiment data. The mechanical-electrical system with built-in piezoelectric material

will be connected to a single load resistor and studied using the proposed analysis

approach. Finally, the analysis approach will be extended to a multi-degree-of-freedom

mechanical-electric system for a modal analysis.

Main contributions of this chapter are to propose the normalised calculation formulae of

the harvested resonant power and energy harvesting efficiency from the two

dimensionless variables of the normalised resistance and force factors, which are

independent of the sizes and configurations of piezoelectric vibration energy harvesters,

and to develop a novel analysis approach from a hybrid of the frequency analysis and

time domain integration for both single degree and multi-degree-of-freedom

mechanical-electric systems.

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33

3.2 Analysis and simulation of the SDOF piezoelectric vibration

energy harvester

For a SDOF piezoelectric system with excitation of constant vibration magnitude shown

in Figure 3.1, the mechanical system governing equation is given by

1 1 1 0( ) ( ) ( ) ( ) ( )m u t c u t k u t m t tu V

(3.1)

The electrical system governing equation is given by:

1( ) ( ) ( )PI t u t C V t (3.2)

where 0u is the excitation displacement; m is the mass; c is the mechanical damping

coefficient; k is the open circuit stiffness coefficient of the SDOF piezoelectric vibration

energy harvesting system; 1u is the relative displacement of the mass with respect to the

base; V is the voltage and I is the current. According to Guyomar, et al.[95], the force

factor α and the blocking capacitance of the piezoelectric insert pC , are respectively

defined as

3

33

3

P

S

e A

L

CL

(3.3)

where 33e and 33

S are the piezoelectric constant and permittivity, respectively, and A, L

is the piezoelectric disk surface area and thickness, respectively.

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34

Figure 3.1: A SDOF mechanical-electrical system connected to a single electric load

resistor.

From Equation (3.2), it is derived:

1

( )( ) ( )p

V tC V t u t

R (3.4)

where R is the total electrical resistance of the piezoelectric material insert and external

load. For the SDOF system is connected to a single electrical resistor, if the base

excitation is harmonic, 0 0

st

mu U e , output voltage and relative oscillator displacement

are assumed to be harmonic and given by:

1

0

0

2

1 1 1

2

0 0 0 0 0

2

0 0 0 0 0

1 1

0

( ) ( ) ( )

( ) ( (

( ) ( ) ( ) (

) )

)

u

u

A

i

s

s t i t i f t i t

m m m m

is t i t i f t i t

m m

t i t i f t i i t

m

m

m

m

m m

u t U e U e U f e U e e

u t U e U U ee f eU

a t u t A e A e A f A e

e

e e

12

1 1 1 1

2

1 1

2

0 0 0

( ) ( ) ( ) ( )

( ) ( ( )

( ) ( ) ( )

,

)

A

I

vst i t i f t i i t

m m

is t i t i f t i t

m m m m

m

is t i t i f t i t

m m m m

m

M m M

e e e

a t u t A e A e A f e A e e

V t V e V V f e V

I t I e I e I f e I e e

U U A

0 1 1 1 1, ,m M m M mA U U A A

(3.5)

where s i

Substituting Equation (3.5) into Equation (3.4) gives:

1

1pC s V s u

R

(3.6)

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35

This is, in fact, a Laplace transfer of Equation (3.4). The transfer function between the

relative oscillator displacement and output voltage is then derived and given by:

1

1 1

m

m pp

V s R s

U R C sC s

R

(3.7)

Substitution of Equations (3.5) and (3.7) into Equation (3.1) gives:

2

2 2

1 01

m m

p

R sk m s U m s U

R Cc s

s

(3.8)

This is a Laplace transfer of Equation (3.1). The transfer function between the base

excitation displacement and relative oscillator displacement is given by:

1

220

1p

u m

R suk m s

R sc

Cs

(3.9)

Rearranging Equation (3.9) gives:

1

2 230

pm

p pm p

m R C s mU

A R C m s R cC c m s R sC k R k

(3.10)

According to Equations (3.7), the transfer function between the base excitation

acceleration and output voltage is given by

1 1

0 01 0 1

m m m

mpm

m

m m

V V U UR s

A U A R C s A

(3.11)

Substitution of Equation (3.10) into Equation (3.11) gives:

2 23

0 pm

m

p p

V m R s

A R C m s R C cc m s R C k R ks

(3.12)

In order to compare the simulation results of Equation (3.12) with the experimental

results in [66], the SDOF mechanical-electrical system employed the same parameters

as those parameters in [66], except for a minor correction of the resonant frequency 274.9

Hz (from 277.4 Hz) and load resistance 30669.6 Ohm (from 30k Ohm) as shown in

Table 3.1.

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36

Table 3.1: The identified SDOF mechanical-electrical system parameters[66].

Parameter Measurement Type Values Units

m Indirect 8.4×10-3 kg

c Direct 0.154 Ns/m

k Indirect 2.5×104 N/m

Cp Direct 1.89×10-8 F

α Indirect 1.52×10-3 N/Volt or Amps/m

fn Indirect 274.9 Hz

R Direct 30669.6 Ohm

Qi Direct 95 N/A

Equation (3.1) and (3.4) can also be written as

1 1 1 0

1

( ) ( ) ( ) ( )

( )

(

( ) ( )

)

p p

c ku t u t u t u t

m m m

V tV t u t

C R C

V t

(3.13)

Substitution of the parameters in Table 3.1 into Equation (3.12) and integration of

Equation (3.13) gives the simulation results using the time domain integration method

from the diagram as shown in Figure 3.2. There are two round sum blocks in Figure 3.2.

The top round sum block has four negative inputs and one output, while the bottom

round sum block has one positive input, one negative input and one output. The four

terms on the right hand side (RHS) of the first equation of Equation (3.13) are presented

by the four inputs in the top round sum block in Figure 3.2. The output of the top round

sum block is 1( )u t which can be integrated once to give the relative velocity 1( )u t . 1( )u t

is integrated two times to give the relative displacement 1( )u t . Therefore, 1( )u t

multiplied by /c m and 1( )u t multiplied by /k m contribute to the two negative inputs

of the top round sum block in Figure 3.2, respectively. The other two negative inputs are

the input excitation acceleration 0 ( )u t and the voltage ( )V t multiplied by / m . The

voltage ( )V t can be wired from the bottom round sum block.

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37

The two terms on the right hand side of the second equation of Equation (3.13) are

presented by the two inputs in the bottom round sum block in Figure 3.2. The output of

the bottom round sum block is ( )V t which can be integrated once to give the voltage

( )V t . The relative velocity 1( )u t multiplied by / pC and ( )V t multiplied by 1

pC R are

the inputs for the bottom round sum block, respectively. The relative velocity 1( )u t can

be wired form the top round sum block.

A simulation was conducted using Matlab Simulink. The time domain integration

schedule was arranged to have a 274.9 Hz sine wave acceleration signal input. The input

acceleration sinusoidal signal with a root mean squared (RMS) value of 9.8 m/s2 was

passed through the transfer function which produced a sinusoidal output voltage signal.

The simulation results of Equation (3.13) are displayed in Figure 3.3.

Figure 3.2: Simulation diagram for Equation (3.13) with a sine wave base excitation

input and a sinusoidal voltage output at a given frequency.

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38

Figure 3.3: Output sinusoidal voltage signal from an excitation acceleration signal of a

root mean squared value of 1 g (9.8 m/s2) and a frequency of 274.9 Hz.

It can be seen from Figure 3.3 that the output voltage signal is shown to be sinusoidal,

this is expected since the input excitation acceleration/displacement signal is a sine wave,

and the system is linear. It can be seen from Figure 3.3 that the peak output voltage is

13.91 V, which is equivalent to the RMS voltage value of 9.84 V from which the mean

harvested resonant power is calculated to be 2 /V R =3.15 mW where the power loss of

energy extraction and storage is not considered here, and the resonant frequency was at

274.9 Hz. From the research of Guyomar et al. [66], a vibration energy harvester with

the same device parameters was able to generate a maximum mean power of 2.6 mW at

277.4 Hz with an acceleration RMS value of 1 g (9.8 m/s2). There are two reasons for

the difference. The first one is the 2.5 Hz shift from the resonance frequency, the other

is that the energy extraction and storage circuit in [66] itself consumed energy and caused

a power loss.

If the base excitation acceleration amplitude changes from 0.1 g (0.98 m/s2) to 2 g (19.6

m/s2), following the same simulation schedule, the output voltage amplitudes were

obtained, from which the harvested resonant power amplitudes are calculated. The

output voltage and harvested resonant power amplitudes are plotted in discrete cross

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39

marks in Figure 3.4 and Figure 3.5. In the same way, the time domain integration can be

applied to calculate and evaluate the output voltage and harvested resonant power for

variations of the mechanical damping, the resistance and the force factor. When one of

the selected variables was changed, the other parameters in Table 3.1 were kept constant.

The Matlab Simulink solver type was chosen from fixed-step ode8 (Dormand-Prince).

The simulated results of the output voltage and harvested resonant power are plotted in

the discrete cross marks from Figure 3.6 to Figure 3.9, and Figure 3.12. In those Figures,

the legend of the SL Time represents the time domain integration results for the SDOF

system connected to single electrical load resistor. If the input acceleration data is field

vibration acceleration measurement data, the output voltage and harvested resonant

power of the SDOF vibration energy harvester can be predicted from the input data using

this approach.

Figure 3.4: Output voltage amplitudes versus base excitation acceleration amplitude.

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40

Figure 3.5: Harvested resonant power versus base excitation acceleration amplitude.

Figure 3.6: Output voltage amplitudes versus mechanical damping.

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41

Figure 3.7: Harvested resonant power versus mechanical damping.

Figure 3.8: Output voltage amplitudes versus electrical load resistance.

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42

Figure 3.9: Harvested resonant power versus electrical load resistance.

A similar analysis can be conducted in a frequency domain. From Equation (3.10), if

s i , the Laplace transform becomes Fourier transform, the modulus of Equation

(3.10) becomes

2 22 2 2 20

2

2 2 2

1

2 2 21 1

m

mp

p p

U m

AR C R

k m cR C R C

(3.14)

At resonance, 0.5

/k M Equation (3.14) becomes:

2 22 2 2 20

2 2 2 2 2 2

1

1 1

mp

p

m

p

m

AR C R

cR

U

C R C

(3.15)

From Equation (3.11) and (3.15), the modulus of the output voltage ratio is then given

by

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43

2 2 2

220

2 2 2

1

1

p

m

p p

mm R CV

A cR C R C

R

(3.16)

The resistance and force factor are normalised by:

2

N p

N

p

R R C

c C

(3.17)

Equation (3.16) can be written as

2

2

2 20

2

1

11 1

N

mN N

N N

mRV

mA

R RR

(3.18)

From Equation (3.18), according to [96, 97] the harvested resonant power ratio (RMS)

for the SDOF system is then given by

2

2

2 20

2 2 2 200

2 2

4 2 2 2 2 2

1

2

1 1

2 2 1

1

2 2 (1 )

m

mh

m

m

mp

p

V

AP UR

R AR CA

m R c

c R R c R C c

(3.19)

From Equations (3.17) and (3.19), a dimensionless mean harvested resonant power can

be obtained and given by

2

4 2 2 222

0

1

2 2 1

h N N

N N N N Nm

P R

R R Rm A

c

(3.20)

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44

If one of the parameters in Table 3.1 is varied, and the other parameters are kept constant,

substitution of the constant parameters from Table 3.1 into Equations (3.18) and (3.20)

gives the amplitude variations of the output voltage and harvested resonant power versus

the variations of the input acceleration amplitudes, the mechanical damping, the

resistance and the force factor. The results of the frequency analysis are plotted in the

solid curves from Figure 3.4 to Figure 3.12.

As the base excitation acceleration amplitude increases, the output voltage amplitude

increases linearly as shown in Figure 3.4. As the base excitation acceleration amplitude

increases, the harvested resonant power can be seen to increase in a parabolic curve as

shown in Figure 3.5. It is seen that the time domain integration results represented by

discrete star marks are very close to the frequency analysis results represented by the

solid curves for this case.

If the mechanical damping is changed from 0.1 times to 12.8 times of the original

mechanical damping in a step of double value, and the other parameters in Table 3.1 are

kept constant, the output voltage amplitudes and harvested resonant power calculated

from Equations (3.18) and (3.20) can be plotted and seen in Figure 3.6 and Figure 3.7.

Again the time domain integration results represented by discrete star marks are very

close to the frequency analysis results represented by the solid curves. As expected, the

output voltage and harvested resonant power amplitudes are shown to decrease as the

system mechanical damping increases.

If the resistance increases from 1000 Ohm to 1024000 Ohm in a step of double value,

with the other parameters in Table 2 held constant, the output voltage amplitudes and

harvested resonant power calculated from Equations (3.18) and (3.20) are plotted in

Figure 3.8 and Figure 3.9. It can be seen from Figure 3.9 that the harvested resonant

power first increases up to a maximum value, then decreases. This means that for the

SDOF system, if only the resistance changes, there exists an optimised electrical load

resistance to achieve a peak harvested resonant power. This optimised electrical load

resistance is related to the electrical impedance matching of the piezoelectric material

insert and external load. The discrete star marks of the time domain integration results

are very close to the solid curves of the frequency analysis results in the low and high

load resistance ranges. There are differences between the time domain integration and

frequency analysis results in the middle load resistance range. The simulation errors may

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45

be caused by a coarse step size of the numerical simulation or the solver type using the

Runge-Kuta method. In order to prove this, the same simulation as that in Figure 3.9 but

with the fine step size of 2×10-6 is conducted, its results are plotted in Figure 3.10. The

simulation in Figure 3,9 has a step size of 2×10-2 which is so call coarse step size. It is

seen form Figure 3.10 that the results of the simulation using the time domain integration

method coincide well with the results of the frequency analysis. The simulation results

with the fine step size of 2×10-6 is closer to the results of the frequency analysis (the

solid curve) than those with the coarse step size of 2×10-2. However, the simulation

results with the fine step size of 2×10-6 takes much more time than those with the coarse

step size of 2×10-2. Therefore, the coarse step size is chosen in this study as the

simulation results with the coarse step size are good enough to verify those calculated

from the frequency analysis or equation derivation.

Figure 3.10: Harvested resonant power versus electrical load resistance with the fine

step size of 2×10-6.

It is seen from Figure 3.4 to Figure 3.9 that the variation of the base excitation

acceleration amplitude or the mechanical damping does not give a peak value of either

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46

the voltage or the power, whereas a peak harvested resonant power value can be seen

when the load resistance is varied.

Substitution of the constant parameter values in Table 3.1 into Equation (3.18) and (3.20)

gives the output voltage amplitudes and harvested resonant power versus the frequency

as shown in Figure 3.11. It is clear that the peaks of the harvested resonant power and

output voltage amplitude are only available at the resonance frequency of the system. In

order to harvest more power, a vibration energy harvester has to work at its resonance

frequency. It is seen from Figure 3.11 that the harvested resonant power reach the peak

value of 3.34 mW at the natural frequency of 274.9 Hz for the constant parameters given

in Table 2 and the base acceleration RMS value of 9.8 m/s2. The maximum mean

harvested power from the time domain integration is 3.15 mW mentioned before. The

slight mean power difference of 0.19 mW between the frequency analysis and the time

domain integration is believed to be caused by a coarse step size of the time domain

integration or the solver type using the Runge-Kuta method.

Figure 3.11: Harvested resonant power and output voltage versus frequency.

If only the force factor is changed from 0.1 times to 10 times of the original value, the

excitation frequency is fixed at 274.9 Hz, which is close to the resonant frequency of the

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47

system. The harvested resonant power values for these variable force factors are

calculated from Equation (3.20) and plotted in solid curves in Figure 3.12. It can be seen

that the discrete star marks of the time domain integration results are very close to the

solid curves of the frequency analysis results in the low and high force factor ranges.

There are differences between the time domain integration and frequency analysis results

in the middle optimised force factor range where the peak of harvested resonant power

is reached. The simulation errors may be caused by the relatively coarse step size of the

numerical simulation or the solver type of the Runge-Kuta method.

Figure 3.12: Harvested resonant power versus force factor.

It can be seen from Figure 3.12 that for the SDOF system, if only the force factor changes,

there does exist an optimised force factor or optimised amount of selected piezoelectric

material or size which would produce the peak harvested resonant power. This is because

the force factor depends on types, section area and thickness of a selected piezoelectric

insert according to Equation (3.3). In other words, the excessive amount of piezoelectric

material or size will not help to produce more harvested resonant power at resonance.

This reflects the importance of the frequency analysis and time domain integration

approach, as it can be used to determine optimised amount of piezoelectric materials or

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48

size for harvesting more power. Thus, it can provide a tool for design optimisation of the

vibration energy harvester.

The mean input power at the resonance frequency is calculated according to [96, 97] and

given by

2

0

* *

0 0

2

0

2

0

1

2 2 2 222

0 22

2

0

2 2

( ) ( ) ( )

1 1Re[ ] Re[ ( ) ( )]

2 2

( )1Re

2 ( )

1

21

m m m mm

in m m m m

in m

p

m

m

p

m

F s m s U F m U F f

P F U F f U f

U fP m A

U f

c R R C cmA

c RR C c c

c

(3.21)

From Equation (3.17) and the above equation, the dimensionless input power is

given by

2 2

222 2 2

0

11

2 1

in N N N

m N N N

P R R

m A R R

c

(3.22)

From Equation (3.20) and (3.22), the resonant energy harvesting efficiency of the SDOF

system connected with a single load resistor gives

22

0

2

2 2

22

0

1

h

m

N N

in N N N

m

P

m A

c R

P R R

m A

c

(3.23)

Equations (3.20) and (3.23) are very important dimensionless formulae for calculation

of the harvested resonant power and energy harvesting efficiency and applicable to many

similar piezoelectric systems ranging from macro, micro, even to nano scales regardless

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49

of configurations, dimensions. For given normalised resistance and force factor, the

dimensionless harvested resonant power and energy harvesting efficiency of the systems

can be predicted.

If the normalised load resistance and force factor change from 0.0 to 10.0 in a step of

0.1, the dimensionless harvested resonant power as a function of the normalised

resistance and force factor can be plotted in Figure 3.13. It can be seen from Equation

(3.20) that when the normalised force factor and the normalised resistance tends to be

very large or zero, the dimensionless harvested resonant power tends to be zero. In the

specific example of the RC oscillation circuit at the resonance, if 1NR and 1N ,

then

22

0/ 0.1h

mm AP

c

. The dimensionless harvested resonant power is typically

about 0.1.

Figure 3.13: Dimensionless harvested resonant power versus normalised resistance and

normalised force factor for the SDOF system connected to a load resistor.

Using Equation (3.20) with only the normalised resistance being varied, in order to find

the peak value of the dimensionless harvested resonant power, the partial differential of

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50

the dimensionless harvested resonant power with respect to the normalised resistance

must be equal to zero, which gives

22

0

0

h

m

N

P

m A

c

R

(3.24)

This leads to

2

4

2max

2 4 22

0

1

( 1)

4 1 4

N

N

h N

N Nm

R

P

m A

c

(3.25)

From Equation (3.25), it is observed that

2

0

max /m

h

m AP

c

is a monotonically increasing

function of 2

N . When the normalised force factor tends to be very large, the peak

dimensionless harvested resonant power tends to be 1/8. In other words, the peak

harvested resonant power is limited to

2

0

8

mm A

c

.

From Equation (3.20), if only the normalised force factor is changed, then in order to

find the peak value of the dimensionless harvested resonant power, the partial

differential of the dimensionless harvested resonant power with respect to the normalised

force factor must be equal to zero, which gives

22

0

0

h

m

N

P

m A

c

(3.26)

This leads to

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51

24

2

max

2 22

0

(1 )

1

4 4 1

NN

N

h

Nm

R

R

P

Rm A

c

(3.27)

From Equation (3.27), it is observed that

2

0

max /m

h

m AP

c

is a monotonically decreasing

function of NR . When the normalised resistance tends to be zero, the peak dimensionless

harvested resonant power tends to be 1/8. In other words, the peak harvested resonant

power is limited to 0

2

mm A

8 c

. Under a small NR and substituting Equation (3.25) into

Equation (3.22) give the corresponding energy harvesting efficiency of 100%.

It is seen from Equations (3.25) and (3.27) that the peak harvested resonant power is

proportional to the squared magnitude of the applied force and inversely proportional to

the mechanical damping. It can be seen from Equation (3.20) that the partial differentials

of the dimensionless harvested resonant power with respect to mechanical damping are

not equal to zero. There does not exist a mechanical damping value of c , which produces

the peak harvested resonant power. This is shown by the results in Figure 3.7 where the

solid curves indicate that the harvested resonant power does not have any peak values.

There is no unique pair of normalised resistance and force factor which produces a peak

value of the dimensionless harvested resonant power across a full range of the two

variables. If variable range limits are specified for the normalised resistance and force

factor, the dimensionless harvested resonant power could reach its maximum value

within the range limits of the normalised resistance and force factor.

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52

Figure 3.14: Resonant energy harvesting efficiency versus normalised resistance and

force factor for the SDOF system connected to a load resistor.

If the normalised resistance and force factor change from 0.0 to 10.0 in a step of 0.1, the

energy harvesting efficiency as a function of the normalised resistance and force factor

can be plotted in Figure 3.14. It can be seen from Equation (3.23) that when the

normalised force factor tends to be very large, the normalised resistance is not zero, the

energy harvesting efficiency tends to be 100%, when the normalised force factor or the

normalised resistance tends to be zero, the efficiency tends to be zero. When the

normalised resistance tends to be very large, the normalised force factor is a limited

constant, the efficiency tends to be zero. When both the normalised resistance and force

factor tends to be very large, the efficiency tends to be zero or 100% depending on which

is larger for the normalised resistance and squared normalised force factor. In the specific

example of the RC oscillation circuit at the resonance, if 1NR and 1N , then

33.3% . The resonant energy harvesting efficiency is typically about 33.3%.

It is seen from Figure 3.14 and from Equation (3.23) that for a full variation range of the

normalised resistance NR and force factor N , there is no unique pair of NR and N

which produces a peak value of the efficiency.

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53

From Equation (3.23), if only the normalised resistance NR is changed, then in order to

find a peak value of the vibration energy harvesting efficiency, the partial differential of

the efficiency with respect to the normalised resistance NR must be set equal to zero,

which gives

0NR

(3.28)

which leads to

2

2

max 2

1

2

N

N

N

R

(3.29)

From Equation (3.29), it is observed that max is a monotonically increasing function of

2

N . As the 2

N tends to be very large, the peak energy harvesting efficiency tends to be

100%. In other words, the peak energy harvesting efficiency is limited to 100%.

From Equation (3.23), if only the normalised force factor is changed, it is observed that

the partial differential of the efficiency with respect to the normalised force factor is not

equal to zero, which means there does not exist a peak value of the resonant energy

harvesting efficiency when only the normalised force factor is changed.

The mean harvested resonant power can also be derived from Equations (3.20) and (3.23)

according to [96, 97] and given by

222

0 4 2 2 2

2 222

0 4 2 2 2

1

2 2 1

11

2 2 1

N Nh m

N N N N N

N N Nm

N N N N N

RmP A

c R R R

R RmA

c R R R

(3.30)

The mean input power can be derived from Equations (3.22) and (3.23) according to [96,

97] and given by

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54

2 10

0

2 222

0 4 2 2 2

222

0 4 2 2 2

1Re

2

11

2 2 1

1 1

2 2 1

min m

m

N N Nm

N N N N N

N Nm

N N N N N

i UP m A

A

R RmA

c R R R

RmA

c R R R

(3.31)

This means for the SDOF system, given an excitation force amplitude and a mechanical

damping, input mechanical power and harvested resonant power depend on the resonant

energy harvesting efficiency, normalised resistance and normalised force factor. The

normalised resistance and force factor are related to the resistance, the resonance

frequency, blocking capacity and force factor of a piezoelectric insert.

Using Equation (3.31), the input power with and without a piezoelectric material insert

is considered. An equivalent damping reflecting the effect of the electrical load

resistance is given by

2

2 2

2

12

N N N

eq

N N

R Rc c

R

(3.32)

The coefficient in front of mechanical damping c in the RHS of Equation (3.32) reflects

the effect of modified system mechanical damping.

When the circuit is open, the coefficient becomes unity, the equivalent damping is equal

to the mechanical damping, and input power becomes the one of a mechanical system

without connection to the load resistor.

This SDOF vibration energy harvester with the constant vibration excitation magnitude

would be mainly applied to a machine or a vehicle at constant speeds to reduce vibration

similar to a dynamic absorber.

For example, a certain amount of selected piezoelectric material could be designed into

a harmonic balancer, thus converting a torsion vibration absorber into a vibration energy

harvester.

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55

It is well known that for a vibration absorber, reducing mechanical damping will improve

vibration absorption efficiency, but decrease effective vibration absorption frequency

bandwidth. Similarly, for vibration energy harvester, reducing mechanical damping will

increase vibration energy harvesting power as shown in Figure 3.7, but will decrease the

effective vibration energy harvesting frequency bandwidth.

The natural frequency of the torsion vibration energy harvester will have to be tuned

according to major engine torsion vibration frequency. Design of a torsion vibration

energy harvester can be optimised with the approach proposed in this chapter.

3.3 Experimental Tests and Results

In order to verify the above analysis, a cantilevered bimorph Beryllium Bronze beam

was designed to have a length of 38.11 mm, width of 20 mm and thickness of 0.21 mm.

The PZT-5H piezoelectric material was coated on the top and bottom surfaces of the

beam to form a bimorph configuration. The coated PZT-5H piezoelectric material has a

length of 30 mm, width of 20 mm and thickness of 0.45 mm on each side of the beam

surface. A tip mass was placed on the beam at the free end, and the other end of the beam

was fixed and clamped by washers through bolt and nuts as shown in Figure 3.15. The

bolt was connected to a shaker push rod as shown in Figure 3.16.

The property parameters of the bimorph cantilevered beam are listed in Table 3.2 where

the natural frequency was calculated from the formula as below:

2

1 4

11.875

2 b b

E Jf

A L

(3.33)

The open circuit stiffness is given by

3

3

b

E Jk

L

(3.34)

where E is the Young’s modulus of the beam material, J is the moment of inertia for the

cross section of the beam, J=bh3/12; ρ is the mass density of the beam; b is the beam

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56

width, h is the beam thickness or height; Ab is the cross section area of the beam; Lb is

the beam length.

The open circuit stiffness and the natural frequency of the equivalent SDOF vibration

energy harvester can be calculated from Equation (3.33) and Equation (3.34) , and is

given in Table 3.2.

A cantilevered beam model with the property parameters in Table 3.2 was constructed

in the ANSYS modal analysis module.

Table 3.2: Piezoelectric vibration energy harvester property parameters.

Parameter Units Value

Tip mass value, mt kg 3×10-3

Total equivalent mass, m kg 5.3×10-3

Open circuit stiffness N/m 125.5

Piezoelectric element PZT-5H length mm 30

Piezoelectric element PZT-5H width mm 20

Piezoelectric element PZT-5H thickness, tp mm 0.45

Beam material Beryllium Bronze mass density ρ kg/m3 8700

Piezoelectric element PZT-5H mass density ρ p kg/m3 7500

Beryllium Bronze Young’s Modulus, E GPa 150

Piezoelectric element PZT-5H Young’s Modulus, Ep GPa 76.5

Beryllium Bronze Poisson Ratio 0.334

Beam length, Lb mm 38.11

Beam width, b mm 20

Beam thickness, h mm 0.21

Natural frequency of the beam, fn Hz 24.5

Mechanical Damping, c N∙s/m 0.035

Piezoelectric blocking capacitance, Cp F 1.39×10-8

Force factor, α N/V 1.88×10-4

Electric load resistance kΩ 434

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57

Figure 3.15: A cantilevered bimorph beam clamped by washers with a nut mass glued

at the free end.

The first modal natural frequency was obtained to be 26.192 Hz, which is slightly

different from the calculated value of 24.5 Hz given in Table 3.2. The difference may be

caused by the simplification of the bimorph beam structure into a cantilevered beam of

mono Beryllium Bronze material of the same thickness.

Figure 3.16: The bimorph cantilevered beam set up on the shaker for lab testing.

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58

Figure 3.17: Polytec Laser Doppler vibrometer system display.

In order to measure the harvested resonant voltage and power of the cantilevered

vibration energy harvester, Polytec laser Doppler vibrometer system was used to drive

the shaker and measure the beam surface vibration velocity according to the Laser

Doppler principle. In order to improve measurement accuracy and reduce the surface

scattering to the laser beam, the beam surface was painted in red colour, the laser beam

was programmed to scan the painted surface following the blue grid shown in Figure

3.17.

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59

Figure 3.18: The measured vibration spectrum and first natural frequency of 24.375 Hz

for the cantilevered beam under a white noise random force excitation.

A white noise random signal was generated to drive the shaker to excite the cantilevered

beam piezoelectric vibration energy harvester; the measured first natural frequency was

shown to be 24.375 Hz in Figure 3.18. It is seen that the differences between the

calculated, simulated and measured first natural frequencies are small.

After the first natural frequency was identified, a sinusoid signal was used to excite the

same cantilevered beam vibration energy harvester at the natural resonant frequency.

The cantilevered beam system experienced a resonance with large displacement

amplitude; the vibration energy of the beam was converted by the piezoelectric material

into the electric energy carried by alternative current (AC) voltage.

The electrodes of the bimorph cantilevered beam were connected in series. The top

surface electrode was positive and connected in a red cable, and the bottom electrode

was negative and connected in blue cable as shown in Figure 3.16.

A sinusoid AC voltage was observed on the oscilloscope where the voltage amplitude

increased with the increase of the shaker amplifier gain. As the shaker amplifier gain

was linearly proportional to the excitation acceleration amplitude, therefore, the voltage

amplitude linearly increased with the excitation acceleration amplitude, which has

verified the simulation result of the output voltage linearly increasing with the excitation

acceleration amplitude. A shaker amplifier gain was chosen so that the cantilevered

beam system vibrated largely and steadily without failures.

As the sinusoid AC voltage was not able to be stored, in order to store the harvested

vibration energy, a Bridge Rectifier of 1 A and 100 V was connected to the two output

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60

electrodes of the cantilevered beam. The open circuit output voltage generated from the

cantilevered beam system was 2.262 V with 0.1 g excitation. The measured electric load

resistance was 434 kΩ, therefore, the harvested resonant power was 0.0118 mW.

The output voltage and harvested resonant power predicted according to Equations (3.16)

and Equation (3.18) are 2.42 V and 0.135 mW with the same electric load resistance.

When the shaker excitation amplitude and external electric load resistance and other

PZT-5H parameters were kept constant, only the sinusoidal excitation frequency was

changed from 0.5 Hz to 100 Hz, the output voltage, external electric load resistance and

excitation frequency of the PZT-5H were measured and recorded.

The predicted and measured output voltage and mean harvested power under the same

electrical load resistance of 434 KΩ at different excitation frequencies are compared and

shown in Figure 3.19 and Figure 3.20.

Figure 3.19: PZT-5H predicted voltage output vs. experimental measured voltage.

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61

Figure 3.20: PZT-5H predicted and measured mean harvested power comparison.

It is seen that the measured and predicted output voltages and mean harvested power are

close at the resonance frequency. The measured and predicted output voltages and mean

harvested power are different at non-resonant frequencies. The reason could be that

Equations (3.16) and (3.18) are derived only for the resonant frequency. The signal noise

ratio could be very low at non-resonant frequencies. Therefore, all the measurements are

better to be taken only at the resonant frequency for comparison of analytical and

experimental results. The other reason could be that the damping coefficient of the

prediction is underestimated. The damping coefficient of the prediction model is much

less than that of the experimental device.

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Figure 3.21: PZT-5H predicted and measured resonant output voltage comparison for

variation of external electric load resistance.

When the excitation frequency was fixed at the resonant frequency of 24.375 Hz, the

excitation amplitude was fixed at 0.1g and other PZT-5H parameters were kept constant,

only the external electric load resistance was changed from 434 k to 10 M, the output

voltage and external electric load resistance of the PZT-5H were measured and recorded.

The predicted and measured resonant output voltage under different external load

resistances are compared and shown in Figure 3.21. It is seen that the measured output

voltage at the resonant frequency is very close to the predicted output voltage under

different external load resistances.

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63

Figure 3.22: PZT-5H predicted and measured resonant output voltage comparison for

variation of excitation acceleration amplitude.

When the excitation frequency was fixed at the resonant frequency of 24.375 Hz, the

external electric load resistance was kept as 434 k, other PZT-5H parameters were kept

constant, only the excitation acceleration amplitude was changed from 0.05g to 0.6g (1g

= 9.8 m/s2) in a step of 0.05g, the output voltage and excitation acceleration amplitude

of the PZT-5H were measured and recorded. The predicted and measured resonant

output voltage under different excitation acceleration amplitudes are compared and

shown in Figure 3.22. It is seen that the measured output voltage at the resonant

frequency is very close to the predicted output voltage under low excitation acceleration

amplitudes.

The difference between the measured and predicted output voltage becomes large under

high excitation acceleration amplitudes, which may be caused by nonlinear effects. It is

believed that the cantilever beam may behave nonlinearly subject to large amplitude

displacement.

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64

From comparison of the predicted and measured output voltage and mean harvested

power for variation of either the excitation frequencies, or the external electric load

resistances or the excitation acceleration amplitudes, it is seen that the theoretical

prediction results are very close to those of the experimental measurement. Therefore,

the experimental measurement has verified the theoretical prediction and analysis with

in ±8%.

3.4 Conclusion

Based on the Laplace and Fourier transfer method, a hybrid approach combining time

domain integration with frequency analysis has been proposed and illustrated in this

chapter. A SDOF vibration energy harvester connected to a single load resistor has been

analysed and investigated. The following conclusions have been reached:

By defining a normalised resistance and a normalised force factor, the harvested resonant

power and energy harvesting efficiency for a SDOF system connected to a load resistor

has been expressed in a dimensionless form. The dimensionless harvested resonant

power and resonant energy harvesting efficiency are extremely useful for evaluation of

performance of many similar vibration energy harvesters ranging from macro to micro,

even to nano scales. The most significant outcomes of this research are presented in

Figure 3.13 and Figure 3.14 which were plotted from Equation (3.20) and (3.23). The

dimensionless harvested resonant power and energy harvesting efficiency only depend

on the system resonance frequency, mechanical damping, load resistance, force factor

and blocking capacitance of the piezoelectric insert, and are independent of the

dimension of the harvesters.

If the variable ranges of the normalised resistance and force factor are not limited, it is

impossible to obtain a peak dimensionless harvested resonant power and peak energy

harvesting efficiency at one pair of the optimal normalised resistance and force factor.

If the variation limits of the normalised resistance and force factor are given, the

dimensionless harvested resonant power and energy harvesting efficiency may reach

their maximum values within the range limits of the normalised resistance and force

factor. If the normalised force factor is kept constant while the normalised resistance is

varied, the peak dimensionless harvested resonant power and the peak energy harvesting

efficiency occur at different normalised resistances.

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65

If only the normalised force factor changes, there exists an optimised normalised force

factor for the SDOF system to reach a peak dimensionless harvested resonant power.

Also, only an optimised amount of piezoelectric material or size would produce the

maximum harvested resonant power. Excessive or under the amount of piezoelectric

material insert or size would decrease harvested resonant power. The proposed hybrid

approaches can be used to determine optimised amount of piezoelectric material or size

for harvesting more power. It acts as a tool for design optimisation of the vibration

energy harvester.

The peak harvested resonant power is limited to the squared magnitude of the applied

force divided by eight times of the mechanical damping.

As the mechanical damping increases, the output voltage and harvested resonant power

decrease. There is no peak value of the output voltage and harvested resonant power if

only the mechanical damping is unlimitedly varied. The piezoelectric material and the

resistance would add extra equivalent mechanical damping into the system in a form of

electrical shunting damping, which reduces the harvested resonant power from the

switching off to the switching on status of the load resistor.

If only the resistance is unlimitedly varied, there exists an optimised resistance for the

SDOF system to reach a peak harvested resonant power. This optimised resistance is

related to the electrical impedance matching of the piezoelectric material insert and the

external load.

As the base excitation acceleration increases, the output voltage and harvested resonant

power increase. There is no peak output voltage and harvested resonant power if only

the base excitation acceleration is unlimitedly varied.

The time domain integration results have well verified the frequency domain analysis

results; there are some discrepancies of the peak mean harvested power when the

resistance or the force factor is varied. The simulation errors could be caused by coarse

numerical step sizes or by the selected solver type of the Runge-Kuta method. This has

been illustrated in Figure 3.10.

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66

Single Degree-of-freedom

Piezoelectric Vibration Energy

Harvester with Interface Circuits

In Chapter 3, both the harvested resonant power and the energy harvesting efficiency

have been studied based on a single degree-of-freedom weak electromechanical

coupling piezoelectric vibration energy harvester and have been normalised in a

dimensionless form. The main motivation behind this study is that the conversion of

mechanical vibration energy into electric energy could provide reliable and efficient

energy utilisation. Before the harvested energy can be used or stored, it requires

interface circuits for conversion. In this chapter, the performance optimisations of single

degree-of-freedom piezoelectric vibration energy harvester connected with four

different interface circuits have been conducted in terms of normalised harvested

resonant power and resonant energy harvesting efficiency to identify both qualitatively

and quantitatively the optimum energy extraction and storage interface circuit.

4.1 Introduction

Harvesting power from the environment is an attractive alternative to battery-operated

systems, especially for the long-term, low-power and self-sustaining electronic systems.

In addition to the energy generation apparatus, interface circuits are indispensable

elements in these energy harvesting systems to control and regulate the flows of

energy. Various different electric energy extraction and storage interface circuits have

been studied in the literatures to enhance the mean harvested power outputs of the energy

harvesters. These studies cover the following aspects: such as optimised power outputs

[37, 47, 66, 98-101], dimensionless power and energy efficiency investigations [31, 95,

102], single load resistor interface circuits [59, 103-106], standard interface circuits [42,

66, 95, 98, 107-114], synchronous electric charge extraction (SECE) interface circuits

[26, 115, 116], series or parallel ‘synchronous switch harvesting on inductor’ (SSHI)

circuits[103, 106, 108, 116, 117]. Among the abovementioned research papers, most of

these have discussed the optimisations of mean harvested power with the standard

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67

interface circuits while issues of energy harvesting efficiency and dimensionless

analyses have only been addressed in limited studies.

However, none of them has simultaneously normalised and optimised both ‘harvested

resonant power’ and ‘energy harvesting efficiency’. Furthermore, none has used the

normalised resistance and normalised force factor in their analyses for optimised

harvested resonant power and energy harvesting efficiency. Previously, most reports

have focused on optimised power generation related only to electrical components. This

chapter adds the mechanical components in the analysis by using the force factor as an

optimisation element, as both electrical and mechanical components are critically related

to the harvested resonant power and efficiency. Since the normalised energy harvesting

efficiency provides important design guidelines for vibration-based energy harvesting

systems, dimensionless analyses and optimisations are the focuses of this chapter.

4.2 Dimensionless analysis of SDOF piezoelectric vibration energy

harvesters connected with energy extraction and storage circuits

Four types of energy extraction and storage circuits are commonly employed for energy

harvesting devices in the literatures: the standard energy extraction and storage interface

circuit as shown in Figure 4.1(a), the synchronous electric charge extraction (SECE)

circuit as shown in Figure 4.1(b), the parallel synchronous switch harvesting on inductor

(parallel SSHI) circuit as shown in Figure 4.1(c), and the series synchronous switch

harvesting on inductor (series SSHI) circuit as shown in Figure 4.1(d).

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68

Figure 4.1: Extraction and storage interface circuits for vibration energy harvesters, (a)

standard; (b) SECE; (c) parallel SSHI; (d) series SSHI[115].

Figure 4.2: Working principle of a full cycle of bridge rectification.

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69

4.2.1 Standard interface circuit

The derivation details of the equations in this Chapter can be found in Chapter 3. For the

standard energy extraction and storage circuit, as shown in Figure 4.1(a), the voltage V

is no longer a pure sine wave and has a rectified voltage V0.

The Figure 4.2 illustrates the working principle of a bridge rectification circuit. In the

Figure 4.2(a), when the current direction is positive, diodes D1 and D2 operate in the

circuit, letting current pass through; in the Figure 4.2(b), for the negative half-cycle, D3

and D4 operate, letting current pass through the circuit. Therefore, the output of the full

wave bridge rectification is obtained as shown in Figure 4.2(c). It is assumed that both

the displacement and voltage waves are periodic and change from a trough ( 1MU and

MV ) to a crest ( 1MU and MV ) from the instant 0t to 0 / 2t T .Integrating the

Equation (3.2) with respect to time for a half of the mechanical vibration period (T/2)

gives

0 0 0

0 0 0

2 2 21( ) ( )

T T Tt t t

t t tp

VC dV t dt du t

R

(4.1)

Considering 2 /T , this gives

1

2

M M

p

RU

R C

V

(4.2)

where 1 1M mU U , the mean harvested power according to [96, 97]is given by:

1

2 2 22

2

1

2

22

Mh

p

M RU

RR C

VP

(4.3)

The system energy equilibrium equation is given by

0ci hnP P P

(4.4)

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70

where inP , cP , hP are the mean input resonant power, mechanical damping dissipation

power and the harvested resonant power, respectively[96, 97]. From Equation (4.3) and

(4.4), it gives

22 2 2 2

1 1 120

1 1 1

2 2 2

2

M M M

P

m

RU m U U

R C

A c

(4.5)

which gives

0

1M 2

2

2

m

P

m

c

R C

AU

R

(4.6)

The mean input resonant power[96, 97] is given by

0 0

0

0

2 11

22

2

2

Re Re1 1

2 2

1

2

1 1

2

mm m m

m

m

in

P

UP m U m

m

R

R C

A AA

A

c

(4.7)

and

2

2 22 2

0

2

22

2

P

m

in

P

R CP

m RR C

A

cc

(4.8)

where 0

22

mm A

c

is the reference power. Substituting Equation (3.17) into Equation (4.8)

gives the dimensionless input resonant power as

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71

2

0

2 222

2

2 22

N

in

N N Nm

RP

mR

AR

c

(4.9)

Substituting the Equation (4.6) into Equation (4.3) gives

22

2

2 2

2

0

2

2

2

2

1

2

1

m

h

P

P

m

RP

R C

R

cR

R C

A

c

(4.10)

From Equation (3.17), this gives the dimensionless harvested resonant power as

2

2

2 22 20 2

2

22

N N N

h

N N N

mA

R RP

mR R

c

(4.11)

The harvesting efficiency of the standard interface circuit at the resonance frequency is

derived from Equation (4.9) and Equation (4.11), and is given by

2

2

2

2

h N N

in

N N N

P R

PR R

(4.12)

In order to find the peak efficiency, the partial differential of the efficiency with respect

to the normalised resistance must be zero, which gives

2

max max2

2

, when , 12

N

NN

N

R

(4.13)

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72

If the variation ranges of the normalised resistance and force factor are not limited, there

are no peak values of the efficiency. When the normalised force factor tends to a very

large value while the normalised resistance is kept constant, the efficiency will be 100%.

When the normalised resistance tends to a very large value, or when the normalised force

factor tends to zero, while the normalised resistance is kept constant, the efficiency tends

to zero. There is a special case of 2

N NR constant, where when the normalised force

factor tends to a very large value while the normalised resistance tends to a very small

value, the efficiency tends to a fixed constant value.

4.2.2 Synchronous electric charge extraction circuit

For the synchronous electric charge extraction (SECE) circuit as shown in Figure 4.1(b),

the charge extraction phase occurs when the electronic switch S is closed; the electrical

energy stored on the blocking capacitor Cp is then transferred into the inductor L. The

extraction instantare are triggered on the minima and maxima of the displacement u1,

synchronously with the mechanical vibration. The inductor L is chosen to get a charge

extraction phase duration much shorter than the vibration period. Apart from the

extraction phases, the rectifier is blocked and the outgoing current I is null. In this open

circuit condition, the mechanical velocity is related to the voltage by

1( ) ( )pt C V tu

(4.14)

Integration of Equation (4.14) with respect to time for the period between 0t to 0 / 2t T

gives

0 0

0 0

2 21( ) ( )

T

pt t

Tt t

tu dt C V t dt

(4.15)

This gives

1M M

p

V UC

(4.16)

The mean harvested resonant power[96, 97] is then given by

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73

2 2

2

1

21 1

2 2

Mh

M

p

V UP

R R C

(4.17)

From Equation (4.4) and (4.17), the system energy equilibrium equation is given by

2 2

2 211 120

1 1 1

2 2 2

MM m M

p

UU m U

R CA c

(4.18)

Therefore, the relationship between vibration displacement amplitude and the excitation

force amplitude is derived, and given by

0

1 2M

2

m

p

Am

cC

U

R

(4.19)

The mean input resonant power[96, 97] is then given by

2

1M

0

0 2

2

1 1Re

2 2

m

min

p

mm

R C

AP A U

c

(4.20)

Moreover, the dimensionless mean input resonant power is given by

0

2 2

2 2

1 1

12

in

p

m

P

m A

c c R C

(4.21)

where 0

2

mm A

c

is the reference power, substituting Equation (3.17) into (4.21) gives

the normalised dimensionless input resonant power as:

0

2 2

1

2 N Nm

in NP

m

R

RA

c

(4.22)

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74

From the Equation (4.17) and (4.19), the dimensionless harvested resonant power is then

given by

2

2

2 2

20

2 2

21

1 1

2

h

p

p

mc R C

P

A

c

m

c R C

(4.23)

Substituting Equation (3.17) into (4.23) gives the normalised dimensionless harvested

resonant power by

2

2

0

22

1

2

h N N

Nm N

P R

A R

c

m

(4.24)

The harvesting efficiency of the SECE circuit at the resonance frequency is derived from

the Equation (4.22) and (4.24), and is given by

2

2

N

N NR

(4.25)

If the variation ranges of the normalised resistance and force factor are not limited, there

are no peak values of the efficiency; however, there exists

max

0 or

1

N NR

(4.26)

When the normalised resistance is equal to zero or the normalised force factor tends to

a very large value, the efficiency will be 100%. When the normalised force factor tends

to zero, or the normalised resistance tends to a very large value, the efficiency tends to

zero.

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75

4.2.3 Parallel switch harvesting on inductor circuit

For a parallel switch harvesting on inductor (parallel SSHI) circuit as shown in Figure

4.1(c), the inductor L is in series connected with an electronic switch S, and both the

inductor and the electronic switch are connected in parallel with the piezoelectric

element electrodes and the diode rectifier bridge. A small part of the energy may also be

dissipated in the mechanical system. The inversion losses are modelled by the electrical

quality factor Qi of the electrical oscillator. The relation between Qi and the voltage of

the piezoelectric element before and after the inversion process representing by VM and

V0, respectively, and is given by

2

0i

M

QV V e

(4.27)

The electric charge received by the terminal load equivalent resistor R during a half

mechanical period / 2T is calculated by

0 0

0 0

2 2 0( ) ( )2

T Tt t

St t

V TI t dt tI dt

R

(4.28)

The second integral on the left-hand side (LHS) of the Equation (4.28) corresponds to

the charge stored on the capacitor Cp before the voltage inversion plus the charge stored

on Cp after the inversion, whose expression is given by

0

0

20

2( ) 1 i

tT

Q

S pt

I t dt V eC

(4.29)

The piezoelectric outgoing current is integrated by

0 0 0

0 0 0

2 2 21( ) ( )

t t t

pt t t

T T T

I t dt t du C dVt

(4.30)

Substituting the Equation (4.29) and (4.30) into (4.28) gives

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76

0 0

0 01

2 2 02

0( ) 12

i

T TQ

t t

p pt t

V Tt dt V e

Ru C dV C

(4.31)

Under a harmonic base excitation, it is assumed that both the displacement and voltage

waves are periodic and change from a trough ( 1MU and MV ) to a crest ( 1MU and MV )

from the instant 0t to 0 / 2t T . The Equation (4.31) becomes

01

2

0 12

2 i

M p

Q VVU C

Te

R

(4.32)

This leads to the expression of the load voltage V0 as a function of the displacement

amplitude U1M given by

2

1

1

2

i

M

Q

M

p

U R

C R

V

e

(4.33)

The mean harvested resonant power[96, 97] is then given by

2

0

2

2 2 2

1

2

1

2

1

4

iQ

Mh

p

R U

C R

VP

R

e

(4.34)

From Equation (4.4) and (4.34), the system energy equilibrium equation is given by

2 2 22 21

1 120

2

1 1 1

2 2 2

1

4

i

MM M

p

m

Q

R Um UA U c

eC R

(4.35)

From the Equation (4.35), the relationship between the vibration displacement amplitude

and the excitation force amplitude is established as

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77

1 2

0

2

2

4

1 i

M

p

m

Q

AU

c

e

m

R

C R

(4.36)

From the Equation (3.17) and (4.36), the mean input resonant power [96, 97]is given by

0

2

1 2

2

2

0

1 1Re

42 2

1 i

m

min M

p

Q

mm

R

C R

AP A U

c

e

(4.37)

The dimensionless mean input resonant power is given by

2

2

2

2

22

0

11

24

1

i

i

Q

m

p

in

p

Q

C R

m RC

eP

Ae

c cR

(4.38)

where 0

2

mm A

c

is the reference power. Substituting Equation (3.17) into (4.38) givens

the normalised dimensionless mean input power as

2

0 2

2

2 2

2

11

2

4 1

i

i

Q

N

in

N N

Q

N

m

eP

Ae

R

mR R

c

(4.39)

Substituting Equation (4.36) into (4.34) gives

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78

0

2

2

2

2 2

2 2

21

4

1

4i

i

h

p

m

Q

p

Q

mR

R

C R

C

A

ce

eR

P

(4.40)

Therefore, the dimensionless mean harvested resonant power is given by

2

2

2 2 2

2

02

2

1 1

2

11

1

4

4i

i

m

h

p

Q

p

Q

R

RmC R

C R

P c

Ae cc

e

(4.41)

Substituting Equation (3.17) into (4.41) gives the normalised dimensionless harvested

resonant power as

2

2 2

2

0

2

2

2 2

2 1

4 1

i

i

N

m

N

h

Q

N

N N N

Q

R R

m

eP

A

c R eR

(4.42)

The harvesting efficiency of the parallel SSHI circuit at the resonance frequency is

derived from Equation (4.39) and (4.42), and is given by

2

2

2

24

4 1 i

N

N

Q

N N

N

e

R

R R

(4.43)

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79

For variation of the normalised resistance, in order to find the peak harvesting efficiency,

the partial differential of the harvesting efficiency with respect to the normalised

resistance must be zero, which gives

22

2

ma

2

x

max

1

1

when , 1

i

i

Q

N

N

N

N

Q

e

R

e

(4.44)

If the variation ranges of the normalised resistance and force factor are not limited, there

is no peak value of the harvesting efficiency. When the normalised force factor tends to

a very large value while the normalised resistance is kept constant, the efficiency tends

to 100%. When the normalised force factor tends to zero while the normalised resistance

is kept constant, or when the normalised resistance tends to zero while the normalised

force factor is kept constant, the efficiency tends to zero. When the normalised resistance

tends to a very large value, the efficiency tends to zero. There is a special case of

2

N NR a constant, where when the normalised resistance tends to zero while the

normalised force factor tends to a very large value, the efficiency tends to a fixed

constant value.

.

4.2.4 Series synchronous switch harvesting on inductor circuit

For a series synchronous switch harvesting on inductor (series SSHI) circuit as shown

in Figure 4.1(d), most of the time, the piezoelectric element is in open circuit

configuration. Each time the switch is on, a part of the energy stored in the blocking

capacitor Cp is transferred to the capacitor Cst through the rectifier bridge. At these

instants, the voltage inversions of V occur. The relation of the piezoelectric voltages VM

and Vm before and after the inversion process, the rectified voltage V0 and the electrical

quality factor Qi is given by

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80

2

0 0i

M m

QV V e V V

(4.45)

Under a harmonic base excitation, it is assumed that both the oscillator displacement and

the output voltage waves are periodic and change from a trough ( 1MU and MV ) to a

crest ( 1MU and MV ) from the instant 0t to 0 / 2t T . Integrating the Equation (3.2)

with respect to time for a half of the mechanical vibration period ( / 2T ) gives

0 0 0

0 0 0

2 2 21( ) ( )

t t t

pt t t

T T T

I t dt t du C dVt

(4.46)

The open circuit evolution of the piezoelectric voltage V between two voltage inversions

gives another relation between VM and Vm as

1

1

0

or

2

2

M p m M

MM m

p

V

V

U C V

VU

C

(4.47)

Equality of the input energy of the rectified bridge and the energy consumed by the

equivalent load resistance R during a semi-period of vibration / 2T leads to

0

0

2

020 0( )

t

p m Mt

T

V VV

I t dt V VR

C

(4.48)

which leads to

2

0p m MC V

VV

R

(4.49)

Substituting the Equation (4.47) into (4.49) gives

0 1

2M

RV U

(4.50)

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81

Therefore, the mean harvested power according to [96, 97]is given by

2 2 2

2012

1 2

2h M

VP U

R

R

(4.51)

From Equation (3.4) and Equation (4.51), the system energy equilibrium equation is

given by

2 2 2

2110

2

12

1 1

2 2

2m

MM MA U

Rm Uc

U

(4.52)

The relationship between the displacement amplitude and the excitation force amplitude

is then derived from Equation (4.52) as

0

1 2 2

2

4

m

M

AU

c

m

R

(4.53)

Substituting the Equation (4.53) into (4.51) gives the mean harvested resonant power as

2

0

2

2

22

2

4h

mAp

mR

cR

(4.54)

From Equation (3.17),the normalised dimensionless harvested resonant power is then

given by

0

2 2

2 22 2

2

4

h N

m

N

N N

R

m R

p

A

c

(4.55)

where

2

0mm

c

Ais the reference power. From Equation (3.21) and Equation (3.17),

according to[96, 97] the mean input resonant power is given by

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82

2

2

0

2

4

1

2i

m

n

AP

m

cR

(4.56)

Substituting Equation (3.17) into (4.56) gives the normalised dimensionless input

resonant power as

0

2

2 2 2

1

2 4m

in

N NR

P

A

c

m

(4.57)

The harvesting efficiency of the series SSHI circuit is derived from Equation (4.57) and

(4.55) and is given by

2

2 2

4

4

N N

N N

R

R

(4.58)

If the variation ranges of the normalised resistance and force factor are not limited, there

are no peak values of the efficiency; there exists

max

or

1

N NR

(4.59)

When the normalised resistance tends to a very large value while the normalised force

factor is kept as a constant, or when the normalised force factor tends to a very large

value while the normalised resistance is kept constant, the efficiency tends to 100%.

When the normalised resistance tends to zero while the normalised force factor is kept

constant, or when the normalised force factor tends to zero while the normalised

resistance is kept as a constant, the efficiency tends to zero. There is a special case of

2

N NR a constant where when the normalised force factor tends to zero while the

resistance tends to a very large value.

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83

4.3 Dimensionless comparison and analysis of four different energy

extraction and storage interface circuits

For the SDOF piezoelectric harvester as shown in Figure 3.1: A SDOF mechanical-

electrical system connected to a single electric load resistor., the displacement, output

voltage, dimensionless resonant power and resonant energy harvesting efficiency for the

four interface circuits are derived based on[109, 115]. The derivation details are given

in the above section and the results are summarised in Table 4.1.

In typical conditions where the normalised resistance and normalised force factor are

equal to unity, the resonant energy harvesting efficiencies of the piezoelectric harvesters

with the SECE, series SSHI, parallel SSHI and standard interface circuits are 50%, 29%,

29% and 13%, and the dimensionless harvested resonant power values are 0.125, 0.103,

0.102 and 0.057, respectively. On the other hand, on replacing the electrical interface

circuits by a single load resistor, the resonant energy harvesting efficiency is 33% (from

Equation (3.22) and 1N NR ) and the dimensionless harvested resonant power is

0.1 from Equation (3.20). Clearly, in the case of weak electromechanical coupling, the

SECE setup gives the highest efficiency and harvested resonant power and the standard

interface setup gives the lowest efficiency and harvested resonant power. It should be

noted that the mean harvested power using the SSHI technique is better than that based

on the standard interface in the case when 2

N is small (for example2 1N ). The same

conclusion can be drawn from Figure 12 in [16] where SECE is better than other

interfaces only in the case of weak electromechanical coupling, or a small2

N . It is seen

from Table 4.1 and Equation (3.20) and (3.22) that for a piezoelectric harvester, the

resonant energy harvesting efficiency and dimensionless harvested resonant power

depend on the system resonant frequency, mechanical damping, load resistance, force

factor and blocking capacitance of the piezoelectric insert. The normalised resistance

and force factor as defined in Equation (3.17) are chosen to reflect all these parameters

in this work for the system optimisation analysis. Table 4.1 lists all important formulae

for the dimensionless harvested resonant power and energy harvesting efficiency. Figure

4.3 plots the efficiency versus the normalised resistance and normalised force factor for

the four types of interface circuits. For the cases of standard and series/parallel SHHI

interface circuits, it is observed that the normalised force factor dominates the efficiency,

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84

as the resonant energy harvesting efficiency gets close to 100% or 0% under large or

small normalised force factor, respectively. For the SECE circuit, when the normalised

resistance is kept non-zero constant, the normalised force factor dominates the efficiency,

as the resonant energy harvesting efficiency gets close to 100% or 0% under large or

small normalised force factor, respectively. This is because, from the last column of

Table 4.1, the energy harvesting efficiency is a monotonically increasing function with

respect to 2

N .

Figure 4.3: The energy harvesting efficiency versus the normalised resistance and force

factor for the SDOF piezoelectric harvester connected to the four types of interface

circuits.

(a) Standard interface. (b) SECE. (c) Parallel SSHI. (d) Series SSHI.

Page 109: A Study of Linear Piezoelectric Vibration Energy Harvesting ...

85

Figure 4.4: The dimensionless harvested power versus the normalised resistance and

force factor for the SDOF piezoelectric harvester connected to the four types of

interface circuits.

(a) Standard interface. (b) SECE. (c) Parallel SSHI. (d) Series SSHI.

On the other hand, Figure 4.4 illustrates the dimensionless harvested resonant power

versus the normalised resistance and normalised force factor for the four types of the

interface circuits. It is observed from Figure 4.4 that when the normalised force factor

becomes either very large or very small, while the normalised resistance is kept non-zero

constant, the dimensionless harvested power for the four interface circuits goes close to

zero. On the other hand, it is observed that when the normalised resistance becomes

small, while the normalised force factor is kept non-zero constant, the dimensionless

harvested power goes to close to zero. There is a special case in which 2

N NR

constant, where when the normalised resistance becomes very large or very small, or

when the normalised force factor becomes either very large or very small, the

dimensionless harvested power tends to a fixed constant value. This has been reported

in the previous study[118].

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86

Table 4.1: Dimensionless harvested resonant power and energy harvesting efficiency of a piezoelectric harvester of the four different interface circuits.

. 2

N p

N

p

R R C

c C

.

Dimensionless

displacement amplitude

1 0/M mU U

Dimensionless

voltage 1

M

MU

V

R

Dimensionless mean harvested

resonant power

Dimensionless resonant energy

harvesting efficiency

Standard .

2

21

2

N

N N

N

mR

c

R

R

. 1

2NR

2

2

22

2

2

22

N N N

N N N

R R

R R

2

2

2

2

N N

N N N

R

R R

SECE 2

1 N

N

m

c

R

1

NR

2

222

N N

N N

R

R

2

2

N

N NR

Parallel SSHI

2

2

2

4

1

1

iQ

N N

N

m

c

R

R e

21

2

iQ

NR e

2

2

2

2

2

2 2

2 1

4 1

i

i

N N

Q

N

N N N

Q

eR R

eR R

2

2

2

24

4 1 i

N

N N N

Q

N R

R eR

Series SSHI 4

2

41 N N

m

c

R

2

2 2

22 2

2

4

N N

N N

R

R

2

2 2

4

4

N N

N N

R

R

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87

Table 4.2: Peak dimensionless harvested resonant power and resonant energy harvesting efficiency of a piezoelectric harvester with four different interface

circuits with varying resistances.

2

N p

N

p

R R C

c C

Optimised resistance for the

harvested resonant power optNR

Peak dimensionless harvested

resonant power

2

0

max /m

h

m AP

c

Optimised resistance for the

resonant energy harvesting

efficiencyoptNR

Peak resonant energy

harvesting efficiency max

Standard 2

2

22 2

N

N

2

2

2 2

N

N

SECE 2

N 0.125 N/A N/A

Parallel SSHI 2

1 iQe

0.125

21 iQ

e

2 2

2

1 iQ

N

N

e

Series SSHI 2 2/ 4 N 0.125 N/A N/A

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88

Table 4.3: Peak dimensionless harvested resonant power and resonant energy harvesting efficiency of a piezoelectric harvester with four different interface

circuits with varying force factors.

2

N p

N

p

R R C

c C

Optimised resistance for the

harvested resonant power optN

Peak dimensionless harvested resonant

power

2

0

max /m

h

m AP

c

Peak resonant energy harvesting efficiency max

Standard 2N

N

R

R

0.125 0.5

SECE NR 0.125 0.5

Parallel SSHI

2

2

1 i

N

N

QR

R

e

0.125 0.5

Series SSHI 2 NR

0.125 0.5

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89

The dimensionless mean harvested resonant power and energy harvesting efficiency can

be obtained from the formulae in the last and second last columns of Table 4.1.

Physically, when the piezoelectric insert is removed 0N , the harvested resonant

power is zero. When the normalised force factor becomes very large, the dimensionless

harvested resonant power becomes small and goes to zero. This is because a small

mechanical damping results in a large normalised force factor according to Equation

(3.17). However, a small mechanical damping would make

2

0mm

c

A large and lead to

a small dimensionless mean harvested resonant power

2

0

max /m

h

m AP

c

.

It is further observed from Figure 4.3 and Figure 4.4 that it is impossible to obtain a peak

harvested resonant power and peak energy harvesting efficiency at a unique pair of the

optimal normalised resistance and force factor. However, given range limits of the

normalised resistance and force factor, the dimensionless mean harvested resonant

power or the resonant energy harvesting efficiency may reach its maximum under the

range limits of the normalised resistance and force factor. Table 4.2 lists the peak energy

harvesting efficiency and peak harvested resonant power with respect to the optimised

normalised resistance. The peak dimensionless harvesting efficiency and peak harvested

resonant power are obtained from / 0NR and

2

0

max / / 0m

h N

m AP R

c

where hP and can be calculated from the last and second last columns in Table 4.1.

The peak dimensionless harvested resonant power and peak resonant energy harvesting

efficiency are listed in the third and fifth columns of Table 4.2. It is found that there

exists no optimised normalised resistance for a peak energy harvesting efficiency in the

cases of SECE and series SSHI circuits. This is because the energy harvesting efficiency

is a monotonically increasing function with respect to the normalised resistance for the

series SSHI circuit and a monotonically decreasing function with respect to the

normalised resistance for the SECE circuit. On the other hand, for either the SECE or

series SSHI circuit, the peak dimensionless harvested resonant power is calculated as

0.125. For the parallel SSHI and standard interface circuits, the peak dimensionless

harvested resonant power is also calculated as 0.125. In other words, for all four types

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90

of extraction circuits, the limit of the peak harvested resonant power is

2

00.125

mm A

c

.

This conclusion is consistent with previous work [95, 101, 109, 115, 116]. For the

harvester connected to a single load resistor, it is seen from Equation (3.24) that the peak

harvested resonant power is also

2

00.125

mm A

c

.Therefore, it is concluded that the

peak harvested resonant power is

2

00.125

mm A

c

in all five external interface circuits

analysed in this work. This implies that the peak harvested resonant power depends on

the excitation force magnitude 0mm A and the mechanical losses (c) in the structure

instead of other parameters.

Table 4.3 lists the peak energy harvesting efficiency and peak harvested resonant power

with respect to the optimised normalised force factor. The peak dimensionless harvested

resonant power and peak resonant energy harvesting efficiency are obtained from

/ 0N and

2

0

max / / 0m

h N

m AP

c

where hP and can be calculated

from the last and second last columns in Table 4.1. The peak dimensionless harvested

resonant power and its corresponding resonant energy harvesting efficiency are listed in

the second last and last columns of Table 4.3. It is seen from Table 4.3 that the peak

dimensionless harvested resonant power is 0.125 and the corresponding resonant energy

harvesting efficiency is 50% for all four interface circuits under different normalised

force factors. For the harvester connected to a single load resistor under different

normalised force factors, it is seen from Equation (3.27)Error! Reference source not

found. that the limit of the mean harvested resonant power maxhP is

2

00.125

mm A

c

and the corresponding energy harvesting efficiency for the single load resistor is 100%

instead of 50%. The difference could be the result of the bridge rectification in the four

types of energy extraction and storage interface circuits. Furthermore, it is observed that

the optimised normalised force factor for the cases of the SECE, series SSHI and parallel

SSHI interface circuits is much less than that for the case of the standard interface circuit.

This implies that nonlinear SECE and SSHI techniques could require less piezoelectric

material than the standard interface technique.

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91

4.4 Conclusion

A SDOF piezoelectric vibration energy harvester connected to a single load resistor and

four types of electrical energy extraction and storage circuits has been studied and

investigated based on dimensionless analysis in the case of weak electromechanical

coupling. The following conclusions have been reached.

By defining a normalized resistance and a normalized force factor, the harvested

resonant power and resonant energy harvesting efficiency for the SDOF piezoelectric

harvester have been normalised and expressed in a dimensionless form. The

dimensionless harvested resonant power and energy harvesting efficiency are found to

depend on the harvester resonant frequency, mechanical damping, load resistance, force

factor and blocking capacitance of the piezoelectric insert.

There is no unique pair of solutions for the peak dimensionless harvested resonant power

and the peak energy harvesting efficiency with respect to a set of optimal normalised

resistance and force factor. If the lower and upper limits of the normalised resistance and

force factor are given, the dimensionless harvested resonant power and resonant energy

harvesting efficiency may have their local maximum values.

The harvested resonant power may reach a high value of

2

00.125

mm A

c

(one eighth

of the squared applied excitation force magnitude divided by the mechanical damping)

with a corresponding resonant energy harvesting efficiency of 50% for all four analysed

interface circuits and 100% for the case of a single load resistor. This is only valid in the

case of weak electromechanical coupling or a small2

N .

For the five types of interface circuits excited by a constant and non-optimal force factor,

there exists an optimised normalised resistance for an SDOF piezoelectric harvester to

reach the peak dimensionless harvested resonant power. For the cases of the standard

and parallel SSHI interface circuits under a constant and non-optimal force factor, there

exists an optimised normalised resistance for an SDOF piezoelectric harvester to reach

the peak energy harvesting efficiency. For the cases of the SECE and series SSHI

interface circuits under a constant and non-optimal force factor, there does not exist an

optimised normalised resistance for an SDOF piezoelectric harvester to reach the peak

energy harvesting efficiency. For the five types of interface circuit with a constant and

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92

non-optimal load resistance, there exists an optimal force factor to reach the peak

harvested resonant power. However, there does not exist an optimised force factor to

reach the peak energy harvesting efficiency. Excessive or too small amount of

piezoelectric material insert or size would decrease the harvested resonant power.

When the normalized resistance and the normalized force factor are equal to one, the

dimensionless harvested resonant power and energy harvesting efficiency are largest for

the harvester connected with an SECE circuit and least for that with the standard

interface circuit. As such, in this case, it is recommended that the SECE circuit or SSHI

circuits should be used with piezoelectric vibration energy harvester instead of the

standard interface circuit.

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93

Two Degree-of-freedom

Piezoelectric Vibration Energy

Harvester and Experimental

Validation

In this chapter, a dimensionless analysis method is proposed to predict the output

voltage and mean harvested power for a 2 DOF vibration energy harvesting system. This

method allows us to evaluate the harvesting power and efficiency of the 2 DOF vibration

energy harvesting system regardless of the sizes or scales. The analysis method is a

hybrid of time domain integration and frequency response analysis approaches, which

would be a useful tool for parametric study, design and optimisation of a 2 DOF

piezoelectric vibration energy harvester. In a case study, a quarter car suspension model

with a piezoelectric material insert is chosen to be studied. The 2 DOF vibration energy

harvesting system could potentially be applied in a vehicle to convert waste or harmful

ambient vibration energy into electrical energy for charging the battery. Especially for

its application in a hybrid vehicle or an electrical vehicle, the 2 DOF vibration energy

harvesting system could improve its charge mileage, comfort and reliability.

5.1 Introduction

The vibration energy harvesting technique using piezoelectric materials has been

intensively studied in the recent years. Conversion of ambient vibration energy into

electric energy provides an attractive alternative energy source. Despite the power

density of mechanical vibration (300 μ W /cm3) is not as high as the power density of

outdoor solar energy (15,000 μ W /cm3), the vibration energy sources are potentially

sustainable and perennial[1]. The piezoelectric vibration energy harvesting techniques

have been well developed, numerous studies have received the most attentions, because

the piezoelectric vibration harvesters are able to operate in a wide frequency range and

are easy to fabricate[30]. However, most of the researches were focused on a cantilever

beam attached with a piezoelectric element which was proved to be a promising energy

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94

source to power MEMS devices [11, 99, 104, 119]. The cantilever beam piezoelectric

vibration energy harvester which has simplified as a single degree-of-freedom model has

many advantages such as ease of fabrication in micro scale, distributing stress more

evenly. However, the single degree-of-freedom (SDOF) piezoelectric vibration energy

harvester only works efficiently at a sole resonant frequency. Unfortunately, a majority

of potential vibration energy sources are in the form of variable or random frequencies.

Therefore, a major challenge is to improve the harvesting efficiency of piezoelectric

vibration energy harvester under various excitation frequencies in a practical

environment.

Several researches were carried out to modify the structure of vibration energy

harvesting device for tuning the resonant frequency to adapt the frequency of the ambient

vibration energy source. One of the approaches was active self-tuning structures

proposed by Wu and Roundy[120, 121]. Though these techniques increase mean

harvested power by 30%, they require more power to activate the resonant frequency

tuning structure than that the device can generate. On the other hand, passive or

intermittent tuning techniques were studied by Cornwell[122] representing as “Tuned

auxiliary structure”. However, it needs additional sensors or actuators to be added into

harvested structure which has significantly increased the size of the device and increased

the complexity of the mechanical structure. To widen the harvesting frequency

bandwidth of the energy harvester is another research aspect. There are two major kinds

of mechanical approaches. One is to attach multiple masses and springs to the harvesting

device which converts the device into a multi-degree-of-freedom system with multiple

resonant modes. Shahusz[123] proposed a multi-degree-of-freedom (MDOF)

piezoelectric vibration energy harvester which is constructed from many SDOF devices

in a serial connection. Similarly, Erturk[124] demonstrated an L-shaped and cantilevered

beam energy harvesting device which can operate in two modes of the resonant

frequency. In his research, two lumped masses are attached on the horizontal and vertical

beam respectively. Hence, in order to widen the frequency bandwidth of a vibration

energy harvester, the second resonant frequencies could be tuned not very far from the

first natural frequency by changing the ratio of the two lumped masses. Another

mechanical solution is to connect multiple cantilevered beams of different length.

Sari[17] introduced a device consisting of an array of 40 cantilevered beams of variable

length. It is useful as the vibration energy harvester works well in a wide frequency range

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95

of ambient vibration energy source. Nevertheless, not all the cantilevered beams are

activated at the resonant frequency. However, the disadvantage of the array

configuration is that the size of vibration energy device increased significantly which is

not suitable for most of the MEMS applications. Wu et al.[46] presented a novel 2 DOF

piezoelectric vibration energy harvester which has the same size as a SDOF cantilever

beam configuration but has two close resonant frequencies. The device can be easily

converted from a SDOF cantilever beam energy harvester by cutting the inner beam

inside and attaching another proof mass. It is a novel design concept which is extremely

useful in practice and can be applied to a constrained space, especially in MEMS devices.

In despite of many solutions which are proposed to widen the harvesting frequency

bandwidth, they are all focused on the small scale or micro scale. As the piezoelectric

vibration energy harvesting devices produce larger output voltage or power under a large

working stress, it is difficult to increase the harvesting power levels which require to

increase the preload stress, because it is limited by the material’s mechanical strength in

small MEMS systems[125]. However it is easy to find large stresses in a large scale

vibration energy harvesting environment, which can boost the power output range from

10 mW – 100 mW to 1W-100 kW or more[87].

In this chapter, a new novel dimensionless analysis method will be proposed for

evaluating a 2 DOF system, for example, it could be a quarter vehicle suspension model

with built-in piezoelectric materials. It is also important to design a 2 DOF vibration

energy harvester against ambient vibration energy source. As the proposed theoretical

analysis method is in a dimensionless form, therefore it can be used as a tool to design a

2 DOF piezoelectric vibration energy harvester regardless of the geometries, size or scale.

5.2 Analysis and simulation of two degree-of-freedom piezoelectric

vibration energy harvester

A two degree-of-freedom piezoelectric vibration energy harvesting system model is built

and shown in Figure 5.1; the mechanical system governing equations are given by:

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96

2 1 2 2 1 2

1

0 0

1

1 1 1 1

2 2 2 2 1 2 2 1

V t k u t u t c u t u tm u t

k u t u t c u t u t

m u t k u t u t c u t u t V t

(5.1)

As well as the electrical system governing equation is given by

2 1 p

V tu t u t C V t

R (5.2)

where the electrical energy generated by the piezoelectric element is the sum of the

energy flow to the electric circuit and the electrostatic energy stored on the capacitance

pC of the piezoelectric material [116].

Figure 5.1: A two degree-of-freedom piezoelectric vibration energy harvesting system

model.

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97

For the two degree-of-freedom piezoelectric vibration energy harvesting system model,

0u is excitation displacement; 1m is the bottom mass; 2m is the top mass; 1k and 2k are

the stiffness of the springs; 1c and 2c are damping coefficients; 1u is the displacement

of the bottom mass 1m ; 2u is the displacement of the top mass 2m ; V is the voltage

generated by the piezoelectric element; R is the total resistance including the external

load resistance and the internal resistance of the piezoelectric element insert; and pC

are the force factor and blocking capacitance of the piezoelectric insert, respectively, and

are defined in Equation (5.3)[95].

33

33

S

p

e A

L

AC

L

(5.3)

where 33e and 33

S are the piezoelectric constant and permittivity of piezoelectric insert,

respectively; A and L are the surface area and thickness of piezoelectric insert,

respectively.

Applying the Laplace transform to Equation (5.1) and Equation (5.2), the dynamic

equation of the mechanical system is given by

2 1 2 2 1 02

1 1

1 1 0 1 1 0

2

2 2 2 2 1 2 2 1

m m m m m

m

m m m m

m m m m m m

U U c s Um U s

k U c s U

m U s k U U c s U U

V k U

U U

V

(5.4)

and then the dynamic equation of the electrical system is given by

2 1 1

m

m m p

RV

U RC

s

U s

(5.5)

where s i ; 0mU , 1mU , 2mU and mV are the Laplace Transform function of xu t ,

and ( )V t , x=0, 1, 2. The xmU and mV in the Equation (5.4) and onward Equations are the

short symbols of xmU s and ( )mV s . The initial conditions when 0t are assumed that

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98

0

0 0xm

xm

duu

dt and

00 0

m

m

dVV

dt . The transfer function equations

between the oscillator displacement and the excitation displacement are derived from

Equation (5.4) and Equation (5.5), and are given by:

2 2

1 1 2 2 2

2 2 2

1 1 1 2 2 2

2 2

2 2

1

0

2

2

1 1 2 2

2

1 1 1 2

2

20

1

1

1

1

p

p

p

p

m

m

m

m

k c s k c s m s R C s R sU

U m s k c s k c s m s R C s R s

k c s R C s R s m s

k c s k c s R C s R sU

U m s k c s k c

2 2

2

2 2

2 2 2

1

1

p

p

s m s R C s R s

k c s R C s R s m s

(5.6)

Therefore, the transfer function equation between the output voltage and excitation

displacement is given by:

2 1

2 1

3

2 1 1

222 2 21

21 1

2

0

2

2

0

2

2

1

1

m m

m m

m m

m m

p

p

V V U U

U U U U

m s k c s R

k c s m s R C sm s

k c s R s

k c s R C sm s

R s

(5.7)

For a harmonic excitation, the relationship between the excitation displacement and the

excitation acceleration can be described by

0

0

2

0 0 0 0 0

2

0 0 0 0 0 0

0 0 0 0

( ) ( ) ( )

( ) ( ) ( ) ( )

,

u

A

is t i t i f t i t

m m m m

is t i t i f t i t

m m m m

M m M m

u t U e U e U f e U e e

a t u t A e A e A f e A e e

U U A A

(5.8)

As a result, the output voltage subjected to the excitation acceleration is given by

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99

2 1 1

2 22

0 22 22 1

22

1 1 2 2

11

1

m

m

pp

p

m k c s RsV

A m s RC s RsRC s k c s m sm s

k c s RC s k c sRs

(5.9)

As well as the equations described the output voltage magnitude and harvested power[96,

97] are given by

2 2 2

2 1 1

22 2 20

1 1 2 2 2 2

2

1 2 2 1 1 2 2 2 2

1 22 2

2 1 2 2

2 2 2

1 1 2 2 2 2

2 2 2

2 1 1 2

2 2

1 2 2 2

m

m

p

p

p

m R k cV

Ak m k m k m

k c k c m cRC c c R

m c m c

RC k m k m k m

c R k m m

c k m RC c

0.5

2

(5.10)

2

0

2

0

2 2 2 2 2 2

2 1 1

22 2 2

1 1 2 2 2 2

2

1 2 2 1 1 2 2 2 2

1 22 2

2 1 2 2

2 2 2

1 1 2 2 2 2

2 2 2

2 1 1 2

1

1

2

0.5

mh

m

p

p

mV

AP

A R

R m k c

k m k m k m

k c k c m cRC c c R

m c m c

RC k m k m k m

c R k m m

c k

2

2 2

2 2 2pm RC c

(5.11)

From Equation (5.10) and Equation (5.11), the output voltage and mean harvested power

of the 2 DOF spring-mass dashpot system can be simulated and calculated using a

Matlab code.

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100

5.2.1 Dimensionless analysis of a general coupled 2 DOF PVEH

model

In this section, the dimensionless formulae of output voltage and mean harvested power

are developed. These formulae will allow the performance comparison of vibration

energy harvesters regardless the size or scale. The following dimensionless parameters

are introduced to simplify the analysis, and are defined by

1 2

1 211 22

1 1 2 2

2 2

1 2

1 211 22

1 2

11 221 2

2 2

1 1

,2 2

,

,

,

,

N N

p p

N p n

n n

R R

c c

k m k m

k C k C

R RC

k k

m m

m kM K

m k

(5.12)

where NR is the normalised resistance; 1N and

2N are the normalised force factor; 11

and 22 are the normalised damping coefficient; RM is the mass ratio and RK is the

stiffness ratio. Consider the case of a weak damping coupling ( 1 2 0c c )[29] at a

resonance, from Equations (5.10) and Equation (5.11), the natural frequency is solved

from the roots of the following equation:

2 2 2

1 1 2 2 2 2 0k m k m k m

(5.13)

Therefore, the natural frequencies of the 2 DOF system are given by

1

2

2 1 2 2 1 2 1 2

2 1 1 2 1 1 1 22

4

2n

k k k k k k k k

m m m m m m m m

(5.14)

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101

2

2

2 1 2 2 1 2 1 2

2 1 1 2 1 1 1 22

4

2n

k k k k k k k k

m m m m m m m m

(5.15)

where the damped resonant frequency is approximately equal to the natural frequency

( n ). Substituting Equation (5.12) and Equation (5.13) into Equation (5.10) gives

the normalised dimensionless mean resonant output voltage as:

2

2

2

2 2 2 2

1 2 1 11

0.52

2 2

22 2 1

2 2 2

11 1 2 2

11 22 1 2

22 2

2 22 2 1

2

11 1 2 2

0

2 2

4

2 1

2

4

2 1

2 2 1

N N

R

N

N R

N N

m

R

N

m

RV

m AM

RM

R M

R

(5.16)

As well as substituting Equation (5.12) and Equation (5.13) into Equation (5.11) gives

the normalised dimensionless resonant harvested power as:

2

2

2

4 2 2 4 2 2

1 2 1 11

2 222

222 2 1

2

2 2 2

11 1 2 2

11 22 1 2

22 2

2 22 2 1

2

11 1 2 22 2

0

4

2 1

2

4

2 1

2 2 1

N Nh

R

N

N R

m

N N R

N

RP

m A MRR

M

R M

R

(5.17)

The piezoelectric vibration energy harvesting efficiency is defined by:

2

02

0

2

2

22

2

2

m

h

in

m

h

ni

P

m A

P RPP

m A

R

(5.18)

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102

In order to investigate the harvesting efficiency, the equation representing mean input

power according to [96, 97] is given by

* *

1 1 2 20 0

1Re[( ) ( ) ] Re[( ) ( ) ]

2m m min mP m A i U m A i U

(5.19)

Considering the input is a harmonic excitation, and then the dimensionless input power

is given by

2

1 21 22 2 22

22

2

0 00

Re[ ] Re[ ]2 m mm

in m mP i U i URm m

m U Um A

R

(5.20)

where 0

1Re[ ]m

mi U

U

and

0

2Re[ ]m

mi U

U

can be derived by Equation (5.6), and then the

dimensionless mean input power is given by

2221 211 2

2 22

2 1 2 1 21 2 2

2 2

1 1 2 21

2 22

2 2 1 1 12 1

2

2

2

2 22

22 0

2

2

p

p

in

m

p

k c Rmc c R

m RC k k c cc k m

m c k mkRC

m k c m RC kc m

m

P R

mm A

R

2 2

1 21

2 2222 1 2 1 21 2 1 2

2 2

2 1 2 1 1 2 22

21 14

22 1 1 2

2

pp

p

c c Rm

km RC k c c kRC c c c

mm k k m k k m

ck m

m RC c mRm

22 2

1 1 2 2

2 22

1 1 2 22 2

2

1 2 2 1 2 2

2

1 2 22 2

1 1 22 2

2 1

2

2 2

2 2

1 2

p

p

k m k m

k m k mk mRC

k c k c k m

m c cRC k m m

m c R

m c

c c R

2

2

2 2

1 2 2 2pc k m RC c

(5.21)

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103

By substituting the Equation (5.12) into Equation (5.21), then the normalised

dimensionless input power is given by

2

2

1

22 22 2 112

22

11 211 1 2

12 22

2

1

2

22 2

1 11

2 2

1 2

22

2

2

0

2

2 112 1

12

4

NN

N

R N

NN

R

N N

m

in

R

R

M R

RR

M

R

P

m A

R

2

2

2

1 2

11 22

22 1 11

2

2 1 2

11 2 22

22 1 2 11 1

2

11 1 2

1 2

1

2

2

1

2

2

2 1

2

N

N

N

N N

N

N

N

R

R

R

R

R

R

2

2

2

22

11 2 2

2

21 2

11

1

22 2

11

11 22 22

2

1 2 11

2

22 2

2 2

2

2

2

1

2 1

2

2

2

21

N N

NR

N

N N

N

R

N N

R

RM

R

R

MR

2

2

1

22

11

1 2

1

2NR

2

2

222

21 22 2

2122 2

2211 1 2 22 2

22 11 1 2 22 2

11 1 2 22 2

2 12

2 1 2

2 1 22 2

R

N N N

NN N

MR R

RR

(5.22)

Therefore, the normalised energy harvesting efficiency for the 2 DOF piezoelectric

vibration energy harvesting system can be derived by substituting Equation (5.11) into

Equation (5.21), and is given by

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104

2 2 2 2 2 2

2 1 1

2

2 22

1 2 1 1 20 2 22

2

1 2 2

2 22 2

11 2

0 22

0 2 2

2

1 2

2

1 2 22

1

2

( )

p

m R k c

k mk k m

RC c c Rm

m ck m

cc RRC c

RC k m

c c R

c k mm

RC kc

2

1 2

2

2 2

1 22

0 21 1

2222

1 2

2 2

2

1 2

2

1 2 22

22

1 1

2 2

2

p

p

k c R

k mc

RC cm

c Rmk

RC k m

c c R

c k mm

RC k mc

m

2

1 2 2

2

2

1

2

2 2 22

1 1 21 2 2

22

2 1 2 22 2

120 21 1 2

2 0 1 22

2

p

p

p

c k RC c

c

k R

RC k

R k m m k k RC c

m c k m c Rc

RC kk mc RC c c

m

(5.23)

Substituting Equation (5.12) into Equation (5.22) gives the normalised harvesting

efficiency expression as

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105

2

2

2

2 2 2 2

1 2 1 11

22 2 1 11

2

11 22 2 2

2 2

11 1 1

2 22 2

1 2221

22 2 11 22

1 11

4

2

2 111

2

11

2 2

N N

N

N N

N

N

NN R

N

R

R

R

RM R

RR MR

2

2

2

22 1 11

2

2 1 2

11 2 22

22 1 2 11 1

2

11 1 2

2

1 2 11 22 1 2

22 2

2 2

2

2

1

2

2

2 1

2 1

2 2

21

N

N N

N

N

N N

R

N

R

N

R

R

R

R

M

R

MR

2

2

2

11 2 22 2

2

1 11 2

22 2 1 11

2

11 22 2

2 22 1 11

1 2

2 1

2

2 1

2

N N

N

N

N N

N

R

R

R

R

R

(5.24)

5.2.2 Dimensionless analysis of a weakly coupled 2 DOF PVEH

model

Moreover, in a special condition, it is assumed that the 2 DOF PVEH system operates at

a resonant condition, and the damping of the system is ignored ( 1 2 0c c ). Therefore,

the dimensionless piezoelectric vibration energy harvesting power is given by:

1 2

4

1

2 22 22 1

2

0

0

1

h

R

c c

m

P

m A M

R

(5.25)

As well as the piezoelectric vibration energy harvesting efficiency is given by:

2

1

2 2

1 21 2 1 1

R

R R

M

M M

(5.26)

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106

According to Equation (5.12) and Equation (5.13), Equation (5.25) and Equation (5.26)

can also be written as

2 22

2

2

2

2

2

0

1

1

11 1

21 4

2 4

1

1 4

4

1

h

R

R

R

R

R R

R

R R

R R R R R R R R R R

R

R

R

R R

RR

R

R

m

P

m A KK

MR

MK K

KM M

K M K M K M K M K M

KK

M

M KK

MM

K

2

1

4

1

4 4

R

R

R

R

RR

R

R

R

R

R

KK

M

KK

MM

K

KK

M

(5.27)

Figure 5.2: The dimensionless harvested power and harvesting efficiency versus

various mass ratios (MR=m2/m1).

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107

Figure 5.3: The Dimensionless harvested power and harvested efficiency versus

various stiffness ratio (KR=k2/k1).

In Equation (5.24), if the stiffness ratio ( RK ) is fixed and the mass ratio ( RM ) is changed

from 0.5 to 8, the dimensionless resonant harvested power

22

2

02/

m

h

m AP

R

and energy

harvesting efficiency are plotted in Figure 5.2. As well as the mass ratio ( RM ) is fixed

and the stiffness ( RK ) ratio is changed from 0.001 to 2 are plotted in Figure 5.3. It is

seen from Figure 5.2 and Figure 5.3 that the dimensionless resonant harvested power

decreases when the mass ratio increases, but the harvested efficiency increases. The large

magnitude of stiffness ratio could be beneficial for the dimensionless mean resonant

harvested power, but sacrifice the harvested efficiency. It can also be concluded from

Figure 5.2 and Figure 5.3 that the stiffness ratio is much more sensitive to both harvested

efficiency and dimensionless resonant harvested power than the mass ratio. Therefore,

there is more tuning space for the mass ratio.

It is seen from Equation (5.27) that when the damping value of the harvesting system is

small enough to be ignored, the resonant energy harvesting efficiency is not affected by

piezoelectric physical material properties. In this case, the performance of the 2 DOF

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108

piezoelectric vibration energy harvester is only related to the mass ratio and the stiffness

ratio. Moreover, it is clearly shown in Equation (5.27) that the excitation amplitude,

force factor and external load resistance have no influences on the energy harvesting

efficiency.

5.3 Case study of a quarter vehicle suspension model and simulation

In this section, a quarter vehicle suspension built with piezoelectric element inserter, as

shown in Figure 5.4, has been chosen for a case study to perform parameter studies and

optimisation. The piezoelectric material can be mounted under a specific pre-load at the

shock tower between the body/chassis and suspension spring/shock absorber. The

vibrations generated by tyre-road interactions are transmitted through the suspension

generating strains on the piezoelectric material insert, which could be partly converted

into electrical energy. Without the piezoelectric material insert, the transmitted

mechanical vibration energy is usually dissipated into heat energy which is wasted. It is

because that the quarter vehicle suspension can be modelled as a 2 DOF piezoelectric

vibration energy harvester as mentioned above. Furthermore, a quarter of the vehicle

mass would be large enough and able to deliver a large amount of stress to the

piezoelectric materials. The parameters of the quarter vehicle suspension model are

given in Table 5.1[126].

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109

Figure 5.4: Case study of a quarter vehicle suspension model with piezoelectric

element inserter.

Table 5.1: Parameters of a quarter vehicle suspension model with piezoelectric

inserter[126].

Parameter Type Units Values

1m Vehicle wheel-tyre mass kg 40

2m Quarter vehicle mass kg 260

1c Wheel-tyre damping coefficient N∙s/m 264.73

2c Suspension shock absorber damping coefficient N∙s/m 520

pC Blocking capacitance of the piezoelectric inserter F 1.89x10-8

1k Wheel-tyre stiffness N/m 130000

2k Suspension spring stiffness N/m 26000

Force factor N/Volt 1.52x10-3

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110

nf Natural frequency Hz 1.45

R Electrical resistance Ω 30455.3

For a “Vehicle Quarter Suspension Model” with piezoelectric material insert in place of

shock absorber, then 0u is the excitation displacement; 1m is the unsprung mass or the

mass of wheel and tyre of a quarter vehicle; 2m is the sprung mass or a quarter vehicle’s

mass; 1k is the wheel-tyre stiffness; 2k is the suspension spring stiffness; 1c is the

wheel-tyre damping coefficient; 2c is the suspension damping coefficient; 1u is the

displacement of the unsprung mass 1m ; 2u is the displacement of the sprung mass 2m ;

V is the voltage generated by the piezoelectric insert.

In order to verify the output voltage and power calculated using the above frequency

response analysis, Matlab Simulink was applied to conduct time domain integration for

the performance of the harvesting system. A simulation scheme is shown in Figure 5.5

where the parameters in Table 5.1 were substituted into Equations (5.10) and (5.11). The

harvested power was calculated by the squared voltage divided by the resistance. In the

simulation scheme, the excited acceleration was simulated by a sine wave acceleration

of 1g (9.80 m/s2) amplitude generated by a signal generator module in Matlab. The

excitation acceleration signal was passed through the Matlab Simulink wiring diagram

which calculated the output voltage and mean harvested power. The predicted output

voltage and harvested power using the time domain integration are displayed by the

scope modules in Matlab as shown in Figure 5.6 and Figure 5.7.

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111

Figure 5.5: Simulation scheme for output voltage and harvested power.

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112

Figure 5.6: Output voltage for the acceleration excitation with the amplitude of 1g

(9.80 m/s2).

Figure 5.7: Output power for the acceleration excitation with the amplitude of 1g (9.80

m/s2).

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113

It is obtained from Figure 5.6 and Figure 5.7 that at the very beginning, the 2 DOF

piezoelectric vibration energy harvester has a transition response to the excitation

acceleration. However, after a couple of seconds, the transition ends. At this stage, the

peak output voltage and harvested power can be recorded, which are 274.62 V and 2.48

W, respectively. The root mean square (RMS) value is calculated from the peak value

divided by the square root 2 as the input excitation acceleration signal is assumed to be

a sine wave. Hence, in this case, the RMS value of output voltage and harvested power

are 194.14 V and 1.23 W, respectively. In the frequency response analysis, it is assumed

that the frequency value varies but the other parameters are kept as constant. The

relationships between the system oscillator displacement ratios and frequency are

presented in Figure 5.8. As well as the maximum displacement ratio peaks of the sprung

and unsprung masses can be identified. It is seen that there are two resonant peaks, the

first mode of 1.45 Hz is the suspension bouncing mode, the second mode of 9.7 Hz is

caused by the wheel hop, in other word, it can be called the suspension hop mode [127,

128].

In addition, in order to compare the simulation results with those calculated using the

frequency response analysis, the RMS voltage and mean harvested power data points

obtained from the time domain integration are presented by discrete triangle and discrete

star marks in Figure 5.9 to Figure 5.14, respectively. In order to investigate the 2 DOF

piezoelectric vibration energy harvesting system performance versus various parameters

such as the input excitation acceleration amplitude, electric resistance load, suspension

damping, tyre damping and force factor. It is assumed that one of the parameters in Table

5.1 is varied; the others are constant, substituting the parameters into Equation (5.10)

and (5.11) gives the peak value of resonant output voltage and mean harvested power of

the 2 DOF system. The RMS values of output voltage and harvested power are calculated

based on their peak values. For a better comparison, the output RMS voltage and mean

harvested power calculated by the frequency response analysis are plotted by solid

curves as shown in Figure 5.9 to Figure 5.14, respectively.

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114

Figure 5.8: Displacement amplitude ratios of Mass 1 and Mass 2 with respect to the

input displacement amplitude versus frequency.

In Figure 5.8, the 1 0/m mU U is the displacement amplitude of Mass 1 divided by the

input displacement amplitude; and 2 0/m mU U is the displacement amplitude of Mass 2

divided by the input displacement amplitude. The two natural frequencies of the quarter

vehicle piezoelectric vibration energy harvesting system can be identified from the peak

frequencies of the displacement amplitude curves of 1 0/m mU U and 2 0/m mU U as

demonstrated.

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115

Figure 5.9: Output voltage and harvested power versus excitation acceleration

amplitude.

As shown in Figure 5.9, the base excitation acceleration amplitude increases from 0

times to 10 times of 1g (9.80 m/s2); output voltage linearly increases in proportion to the

excitation acceleration amplitude. However, the mean harvested power quadratically

increases with the excitation acceleration amplitude. It can be seen that the results from

the time domain integration and the frequency response analysis are very close in this

case. It is important that the results given by the frequency response analysis are

validated by the time domain integration.

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116

Figure 5.10: The output voltage and mean harvested power versus frequency.

The output voltage and mean harvested power versus frequency are shown in Figure

5.10. Assuming the frequency changes from 0 to 14 Hz, the other parameters in Table

5.1 remain constant. The results from the time domain integration and frequency

response analysis both show the highest output voltage and mean harvested power at

around 1.45 Hz, which coincides with the first bouncing resonant frequency shown in

Figure 5.8. It is obvious that the 2 DOF system power generation performance is much

better at resonant frequencies than that at non-resonant frequencies, which has been

validated by both the time domain integration and the frequency response analysis. It

produces the highest RMS output voltage of 194.18 V and the highest mean harvested

power of 1238 mW. It should be noticed that there are some slight differences between

the results from the time domain integration and the frequency response analysis around

2 Hz. The simulation errors might be caused by the differential solver of Matlab

Simulink using a coarse step size of the Ruger-Kuta method. The errors can be reduced

by reducing the step size which has been illustrated in the Figure 3.10 of Chapter 3.

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117

Figure 5.11: Output voltage and mean harvested power versus electric load resistance.

It was assumed that the electric resistance load changes from 1000 to 1×108 Ohm, the

other parameters in the Table 5.1 were fixed, the output voltage and mean harvested

power were calculated by the frequency response analysis method and shown in Figure

5.11. It is seen that the mean harvested power climbs to a peak then decreases. However,

the voltage increases to a value then maintains at this level when the electric resistance

load increases. There exists an optimal electric resistance load for achieving the

maximum mean harvested power and output voltage for the 2 DOF system. The time

domain integration results represented by discrete star and triangle marks are very close

to the frequency response analysis results represented by the solid curves. In other words,

the results of the frequency response analysis have been validated by those of the time

domain integration.

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118

Figure 5.12: Output voltage and harvested power versus wheel-tyre damping.

If the wheel-tyre damping value was changed from 0.01 times to 1000000 times of the

original value (264.73 N∙s/m), the other parameters were kept constant. It can be seen

from Figure 5.12 that the mean harvested power and output voltage decrease to a level

as the wheel-tyre damping increases. After reaching that bottom values, then, the mean

harvested power and output voltage slightly increase and then maintain at a certain level

when the wheel-tyre damping value further increases.

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119

Figure 5.13: Output voltage and mean harvested power versus suspension damping.

If the suspension damping was changed from 0.0001 times to 1000 times of the original

suspension damping (520 N∙s/m) and the other parameters in Table 5.1 were fixed. The

results of the mean harvested power and output voltage from the time domain integration

and frequency response analysis were plotted in Figure 5.13. It is seen that the mean

harvested power and output voltage significantly decrease when the value of suspension

damping increases. It is suggested that less suspension damping would allow for more

stresses being applied to piezoelectric materials; therefore, it should give high mean

harvested power and voltage output. However, vehicle vibration isolation is very

sensitive to the suspension damping; less suspension damping would produce better

vibration energy harvesting performance, but worse vehicle vibration isolation, ride and

handling performance. The passengers would feel uncomfortable and experience harsh

driving. A balance point between the energy harvesting performance and the vehicle

vibration isolation, ride and handling performance could be identified and reached by

further analysis.

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120

Figure 5.14: Output voltage and mean harvested power versus the force factor.

According to Equation (5.3), the force factor is determined by the ratio of material

section area and thickness multiplying piezoelectric or permittivity constant of

piezoelectric. If the force factor was changed from 0 times to 600 times of the original

force factor (1.52×10-3 N/Volt) and the other parameters were fixed, the results of mean

harvested power and output voltage were represented in Figure 5.14. It can be seen that

there exists an optimized force factor which gives the highest mean harvested power and

output voltage. In other words, if the piezoelectric constant and permittivity of

piezoelectric insert was fixed, tuning the ratio of material surface and thickness would

help to achieve the optimum force factor. It is seen from Figure 5.14 that the mean

harvested power and output voltage increase and reach a peak then decrease when the

force factor increases. The output voltage and mean harvested power obtained from the

time domain integration and represented by discrete triangle and star marks are close to

the results obtained from the frequency response analysis and represented by solid curves.

The time domain integration has validated the frequency response analysis.

In order to predict the output voltage and mean harvested power by Laplace transform,

Equation (5.1) and Equation (5.2) could also be written as:

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121

2

1 1 2 11 2 2 2 1 1

2

2 2 2 2 02 2

( )

0

1 0

m

m

p

m

m

m s c c s k k c s k U c s k

c s k m s c s k U U

Vs s C s

R

(5.28)

Equation (5.28) can be simulated by Matlab programme where 0mU is the input signal

and the 1mU , 2mU and mV are output signals. The output voltage, mean harvested power,

dimensionless harvested voltage and dimensionless mean harvested power can be

predicted and analysed.

0 2 4 6 8 10 12 14

0

50

100

150

200

Volt

age

(Volt

)

Frequency (Hz)

m1=1

m1=20

m1=30

m1=40

m1=50

m1=60

m1=100

Wheel-tyre mass (kg)

Figure 5.15: Output voltage of various wheel-tyre mass versus frequency.

Page 146: A Study of Linear Piezoelectric Vibration Energy Harvesting ...

122

0 2 4 6 8 10 12 14

0

50

100

150

200

250

300

Volt

age

(Volt

)

Frequency (Hz)

m2=50

m2=110

m2=210

m2=260

m2=310

m2=360

m2=410

Quarter vehicle

mass (kg)

Figure 5.16: Output voltage of various quarter vehicle mass versus frequency.

In order to better understand the effort of system parameters on the performance of 2

DOF piezoelectric vibration energy harvesting system, the simulation of a quarter

vehicle suspension model with various selected parameters were carried out in a

frequency domain based on Equation (5.28) using the Matlab software and the results

were plotted in Figure 5.15 to Figure 5.22. This should include both the cases of strong

and weak coupling. Electromechanical coupling coefficient is a numerical measure of

the conversion efficiency between electrical and acoustic energy in piezoelectric

materials. The definition of electromechanical coupling strength is given by 2

1

2

e

p

kkC

according to Shu et.al[118]. It is defined that the weak electromechanical coupling

strength is when 2 1ek , moderate electromechanical coupling strength is when

21 10ek , and the strong electromechanical coupling strength is when 2 10ek . It is

seen from Figure 5.16 that the voltage magnitude of bouncing resonant mode will

increase when the wheel-tyre mass increases, although the bouncing resonant frequency

is rarely shifted. In the contrast, while the wheel-tyre mass increases, the hopping

resonant frequency is shifted to lower frequency but the voltage magnitude of the

hopping resonant mode increases. In other words, the wheel-tyre mass has very little

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123

influence on the bouncing resonant frequency but has some influences on the bouncing

and hopping mean resonant harvested power magnitudes and the overall harvesting

frequency bandwidth. A larger wheel-tyre mass contributes to a larger bouncing mean

resonant harvested power and a larger harvesting frequency bandwidth. If the vehicle

mass is fixed, as the wheel-tyre mass increases, the mass ratio ( 2 1/RM m m ) decreases,

according to Figure 5.2, the dimensionless mean resonant harvested power

2

02 m

2

h 2

m AP /

R

increases therefore the resonant harvested power hP increases. The

result in Figure 5.2 has verified that shown in Figure 5.15.

It is seen from Figure 5.16 that when the vehicle mass increases, the bouncing resonant

frequency decreases, the bouncing resonant voltage magnitude or mean harvested power

increases. This result coincides with that in Figure 5.2 where the wheel tyre mass is

assumed to be fixed. When the vehicle mass increases, the mass ratio ( 2 1/RM m m )

increases, the dimensionless mean harvested power

2

02 m

2

h 2

m AP /

R

in Figure 5.2

therefore decreases. However, the mean harvested power Ph is proportional to the

dimensionless mean harvested power

2

02 m

2

h 2

m AP /

R

multiplied by the squared quarter

vehicle mass ( 2m ). When the vehicle mass increases, although the dimensionless mean

harvested power

2

02 m

2

h 2

m AP /

R

decreases, the harvested power hP will increase,

which corresponds to the increased output voltage amplitude in Figure 5.16.

The results in Figure 5.2, Figure 5.15 and Figure 5.16 reveal the effect of the vehicle

mass ( 2m ) and wheel-tyre mass ( 1m ) on the mean harvested power or voltage and energy

harvesting efficiency which is not clearly shown in Equation (5.27) and Equation (5.28).

The vehicle mass ( 2m ) has very little influence on the voltage magnitude of the hopping

resonant mode. A smaller vehicle mass contributes to a larger harvesting frequency

bandwidth. As the bouncing resonant voltage magnitude is much larger than the hopping

resonant voltage magnitude, the vehicle mass plays a more important role than the

wheel-tyre mass for the resonant output voltage magnitude.

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124

0 2 4 6 8 10 12 14

0

50

100

150

200

250V

olt

age

(Vo

lt)

Frequency (Hz)

k1=10

k1=30000

k1=65000

k1=130000

k1=260000

k1=520000

k1=1040000

Wheel-tyre stiffness (N/m)

Figure 5.17: Output voltage of various wheel-tyre stiffness values versus frequency.

0 2 4 6 8 10 12 14

0

50

100

150

200

250

Vo

ltag

e (V

olt

)

Frequency (Hz)

k2=2600

k2=5200

k2=10400

k2=26000

k2=51200

k2=102400

k2=260000

Suspension stiffness (N/m)

Figure 5.18: Output voltage of various suspension stiffness values versus frequency.

Page 149: A Study of Linear Piezoelectric Vibration Energy Harvesting ...

125

The similar results can be obtained from different wheel-tyre stiffness and suspension

stiffness as shown in Figure 5.17 and Figure 5.18. It is seen from Figure 5.17 that when

the wheel tyre stiffness increases, the bouncing resonant frequency increases, the

bouncing resonant voltage magnitude or mean harvested power decreases. The effect of

the tyre stiffness on the bouncing resonant voltage magnitude is much larger than that

on the hopping resonant voltage magnitude. This result coincides with that in Figure 5.3

where the suspension spring stiffness is assumed to be fixed. When the wheel-tyre

stiffness increases, the stiffness ratio 2 1/k k decreases, the dimensionless mean

harvested power

2

02 m

2

h 2

m AP /

R

in Figure 5.3 or the mean harvested power hP

decreases, which corresponds to the decreased output voltage amplitude in Figure 5.17.

It is seen from Figure 5.18 that when the suspension spring stiffness increases, the

bouncing resonant frequency increases; however the bouncing resonant voltage

magnitude first increases when the suspension spring stiffness increases from 2.6 kN/m

to 102.4 kN/m, then decreases after the suspension spring stiffness is larger than 102.4

kN/m. The result coincides with that in Figure 5.3 when the suspension spring stiffness

is less than 102.4 kN/m where the wheel-tyre stiffness is assumed to be fixed. When the

suspension spring stiffness increases, the stiffness ratio 2 1/k k increases, the

dimensionless mean harvested power

2

02 m

2

h 2

m AP /

R

in Figure 5.3 or the mean

harvested power hP increases. This corresponds to the increased output voltage

amplitude until the suspension spring stiffness reaches 102.4 kN/m as shown in Figure

5.18. When the suspension spring stiffness is larger than 102.4 kN/m, the weak damping

couple assumption for Figure 5.3 or Equation (5.27) is not valid any more. The

suspension system becomes a strong coupling system which can only be modelled using

Equation (5.28). This explains why when the suspension spring stiffness is larger than

102.4 kN/m, the result of Figure 5.3 or Equation (5.27) does not coincide with that in

Figure 5.18 or Equation (5.28).

The results in Figure 5.3, Figure 5.17 and Figure 5.18, reveal the effect of the suspension

stiffness ( 2k ) and wheel-tyre stiffness ( 1k ) on the mean harvested power and energy

harvesting efficiency which is not clearly shown in Equation (5.27) and Equation (5.28).

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126

It is seen from Figure 5.18 that the effect of the suspension spring stiffness on the

bouncing resonant voltage magnitude is much larger than that on the hopping resonant

voltage magnitude. The smaller suspension spring stiffness would increase the hopping

resonant voltage magnitude as well as increasing the harvesting frequency bandwidth. It

is seen from Figure 5.17 and Figure 5.18 that the effect of increasing the suspension

spring stiffness is larger than that of increasing the wheel-tyre stiffness in regard to the

bouncing resonant voltage magnitude or mean harvested power.

Figure 5.19: The dimensionless mean harvested power versus stiffness ratio ( 2 1/k k ).

Moreover, the effect of stiffness ratio on dimensionless mean harvested power

considering the effect of damping has been studied, and the result is presented in Figure

5.19. The result is different from that in Figure 5.3 where the effect of damping is

neglected. The vibration energy harvesting system is always set to be operated at the

resonant frequency as the natural frequency of the system varies with the stiffness ratio.

The optimal value of the stiffness ratio is found to be 0.73 that maximises the

dimensionless mean resonant harvested power.

In overall, both the wheel-tyre stiffness and suspension spring stiffness played an

important role in the voltage magnitude and mean harvested power of the bouncing

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127

resonant mode. The system resonant harvesting performance is more sensitive to the

suspension stiffness rather than to the wheel-tyre stiffness.

0 2 4 6 8 10 12 14

0

50

100

150

200V

olt

age

(Volt

)

Frequency (Hz)

c1=50

c1=150

c1=200

c1=264.7263

c1=300

c1=350

c1=400

Wheel-tyre damping

coefficient (N*s/m)

Figure 5.20: Output voltage of various wheel-tyre damping coefficients versus

frequency.

0 2 4 6 8 10 12 14

0

50

100

150

200

250

300

350

Volt

age

(Volt

)

Frequency (Hz)

c2=300

c2=400

c2=450

c2=520

c2=550

c2=600

c2=700

Suspension damping

cofficient (N*s/m)

Figure 5.21: Output voltage of various suspension damping coefficients versus

frequency suspension damping coefficients.

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128

It is shown from Figure 5.20 and Figure 5.21 that the bouncing resonant voltage

magnitude or mean harvested power is nearly independent of the wheel-tyre damping

coefficient. On the other hand, the bouncing resonant output voltage magnitude or mean

harvested power is very sensitive to the suspension shock absorber damping coefficient.

It clearly points out that the smallest suspension damping coefficient produces the largest

bouncing resonant output voltage magnitude or mean harvested power, which is

preferred for the piezoelectric vibration energy harvesting system. The reason for the

different trends shown in Figure 5.20 and Figure 5.21 from Figure 5.12 and Figure 5.13

is that only a small range of damping coefficient is chosen in Figure 5.20 and Figure

5.21. The small range of damping coefficient in Figure 5.20 and Figure 5.21 may not

reflect the whole picture of the mean harvested power versus damping variation in Figure

5.12 and Figure 5.13. However, it allows us to compare the impact of suspension

damping coefficient and wheel-tyre damping coefficient on the output voltage or mean

harvested power.

Figure 5.22: Dimensionless mean harvested power versus damping ratio ( 1 2/c c ).

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129

Furthermore, the effect of the damping ratio on the dimensionless mean resonant

harvested power is studied and plotted in Figure 5.22. It is seen from Figure 5.22 that

when the damping ratio ( 1 2/c c ) is larger than 0.25, the dimensionless mean resonant

harvested power will significantly decrease. Physically, when the damping ratio is larger

than 1/4, the amplitude of the relative displacement between the wheel and vehicle body

will become smaller which benefits the vehicle handling and comfort.

5.4 Experimental validation

In order to examine the accuracy of the theoretical analysis method, a 2 DOF

piezoelectric vibration energy harvester has been built and attached on the shaker for

testing as shown in Figure 5.23. There are three aluminium blocks which is

83mm×83mm, and the thickness is 10mm connected by the springs. The tipped mass is

placed on the first aluminium block, and the piezoelectric stack is inserted between the

first and the middle aluminium block.

Figure 5.23: A 2 DOF piezoelectric vibration energy harvester attached on the shaker.

The laser vibrometer is used to measure vibration frequency spectrum and identify the

resonant frequencies of the harvester device. The laser vibrometer is also used to

measure the velocity amplitude of the excitation that is generated by the shaker. The k1

is the sum of the stiffness values of the four springs located below the Mass 1, and the

k2 is the sum of the stiffness values of the four springs located below the Mass 2.

Moreover, the parameters of the 2 DOF piezoelectric vibration energy harvesting device

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are identified and summarised in Table 5.2. The first and the second resonant frequencies

calculated by the theoretical analysis in Table 5.2 agree well with those measured by the

laser vibrometer which are 38.58 Hz and 102.34 Hz, respectively.

Table 5.2: The parameters of a 2 DOF piezoelectric vibration energy harvester

Parameter Type Units Values

m1 Mass 1 kg 0.25

m2 Mass 2 kg 0.36

c1 Damping coefficient N∙s/m 6.73

c2 Damping coefficient N∙s/m 8.13

Cp Blocking capacitance of the

piezoelectric F 7.2x10-6

k1 Spring stiffness N/m 63749.25

k2 Spring stiffness N/m 32364.13

α Force factor N/Volt 5.14x10-3

f1 1st Natural frequency Hz 37.42

f2 2nd Natural frequency Hz 101.8

R Electrical resistance Ω 66400

The predicted and experimentally measured voltage output values have been compared

for different excitation frequencies and external electric load resistances. The excitation

amplitude was kept as 1.5 m/s2.

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Figure 5.24: The predicted and experimentally measured voltage output versus the

excitation frequency.

The measured voltage presented by the scattered crosses match well with the predicted

voltage presented by the solid curve as shown in Figure 5.24. The maximum measured

output voltage is 0.33 V at 38.58 Hz which is slightly higher than the predicted voltage.

In this experiment, various external resistances ranging from 1kΩ to 100 MΩ have been

chosen to study the effect of the resistance on the harvested voltage of the 2 DOF

piezoelectric vibration energy harvester. The experimentally measured output voltage

results have been compared with the predicted results in Figure 5.25. It is seen that the

trend of the measured output voltage agrees with the prediction, although the measured

voltage is slightly higher than that of the predicted voltage in the range of large resistance

value. This is because that the prediction is based on the assumption of a weak coupling

where the damping effect is assumed to be very small. When the external load resistance

increases and becomes very large, the electromechanical coupling becomes strong, the

damping effect has to be considered. Therefore, the prediction underestimates the output

voltage of the harvester.

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Figure 5.25: The predicted and experimentally measured voltage output versus the

external electric load resistance

Therefore, it could be concluded that the hybrid analysis integrated with frequency

response analysis and the time domain integration has disclosed clear relationships

between the performance of the 2 DOF piezoelectric vibration energy harvesting system

and the selected system parameters. Furthermore, the proposed theoretical analysis

method has been validated by the experimental results. Hence, it could be a useful tool

to design the 2 DOF piezoelectric vibration energy harvester or to optimise the system

configuration to achieve the maximum mean harvested power and output voltage. On

the other hand, the hybrid analysis method can provide accurate and reliable data as the

time domain integration and the frequency response analysis have validated their results

from each other.

5.5 Conclusion

In this chapter a dimensionless analysis method based on the Laplace transform is

proposed. It could provide accurate and reliable evaluation and analysis of the 2 DOF

piezoelectric vibration energy harvesting system performance as the results from the

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133

time domain integration and frequency response analysis methods are able to verify each

other. The system parametric study has been conducted in the analysis approach.

Under the case of a small damping and a weak electromechanical coupling strength, it

has been proved that the dimensionless mean resonant harvested power and efficiency

only depends on the stiffness and mass of the two oscillators and have nothing to do with

the piezoelectric material property such as the force factor. When the mass ratio m2/m1

increases, the dimensionless mean resonant harvested power decreases, the resonant

energy harvesting efficiency increases. When the stiffness ratio 2 1/k k increases, the

dimensionless mean resonant harvested power increases, the energy harvesting

efficiency decreases. However, when the damping effect is considered, the optimal

stiffness ratio is found to be 0.73 for the maximum dimensionless mean resonant

harvested power. When the damping ratio ( 1 2/c c ) is greater than 0.25, the resonant

harvested voltage or power hP will significantly decrease.

If a vehicle quarter suspension system is simulated using the 2 DOF system model,

physically, when the wheel mass is fixed, increasing the vehicle mass will increase the

resonant output voltage or mean harvested power hP and increase the energy harvesting

efficiency. When the vehicle mass is fixed, increasing the wheel tyre mass would

decrease the mass ratio and therefore increase the mean resonant harvested power hP

and decrease the energy harvesting efficiency. When the wheel tyre stiffness is fixed,

increasing the suspension spring stiffness would increase the mean resonant harvested

power hP and decrease the resonant energy harvesting efficiency. When the suspension

spring stiffness is fixed, increasing the wheel tyre stiffness would decrease the stiffness

ratio, therefore decrease the mean harvested power hP , and increase the resonant energy

harvesting efficiency.

The simulation results from Equation (5.27) under the condition of a small damping and

weak coupling have been verified by those from Equation (5.28) under the condition of

general damping and coupling.

This novel analysis approach has been verified by the experimental test results. The

approach could be applied as a tool to design and to optimise the 2 DOF vibration energy

harvester performance regardless of its configuration and dimension. The effective

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134

frequency bandwidth of the 2 DOF vibration energy harvester has been studied and

discussed in this chapter. The vibration energy harvesting frequency bandwidth can be

widened through design and optimisation of the mass and stiffness ratios of the

oscillators. Increasing the energy harvesting frequency bandwidth and improving the

vehicle vibration isolation can be achieved by optimising the damping 2c which in the

case study is the suspension damping coefficient but at a cost of scarifying the output

power and energy harvesting efficiency.

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135

An Enhanced Two Degree-of-

freedom Piezoelectric Vibration

Energy Harvesting System and

Generalisation of MDOF

Piezoelectric Vibration Energy

Harvester

In this chapter, an enhanced piezoelectric vibration energy harvesting system is

proposed whose harvesting performance could be significantly enhanced by introducing

one or multiple additional piezoelectric elements placed between every two adjacent

oscillators. The proposed two degree-of-freedom piezoelectric vibration harvester

system is expected to extract 9.78 times more electrical energy than a conventional two

degrees of freedom harvester system with only one piezoelectric element inserted close

to the base. A parameter study of a multiple degree-of-freedom piezoelectric vibration

energy harvester system has been conducted to provide a guideline for tuning its

harvesting bandwidth and optimising its design. Based on the analysis method of the two

degrees of freedom piezoelectric vibration harvester system, a generalised MDOF

piezoelectric vibration energy harvester with multiple pieces of piezoelectric elements

inserted between every two adjacent oscillators is studied. The mean harvested power

values of the piezoelectric vibration energy harvesters of 1 to 5 degree-of-freedom have

been compared while the total mass and the mass ratio of the oscillators are kept as

constants. It is found that the more numbers of degree-of-freedom of PVEH with the

more additional piezoelectric elements inserted between every two adjacent oscillators

would enable to harvest more energy. The first mode resonant frequency will be shifted

to a low-frequency range when the number of degree-of-freedom increases.

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136

6.1 Introduction

In the past few years, the technology of energy harvesting from ambient natural

environment has attracted a wealth of attentions and been well studied. The biggest

motivation behind the energy harvesting is to provide the promising energy for self-

powered wireless sensors or devices and to overcome the limitations imposed by the

traditional power sources such as batteries and the electrical grid. The most common

configuration of piezoelectric vibration energy harvester is the cantilevered beam

structure simplified as a one degree-of-freedom spring-mass-dashpot oscillator in the

literature [11, 129]. It is feasible and efficient in converting vibration energy into

electrical energy in some scenarios, such as industry motors, or machines with known

sufficient vibration levels and repeatable and consistent vibration frequency ranges.

Thus, the mean harvested power falls significantly when ambient excitation frequency

is different from the resonant frequency because the vibration energy harvester is only

efficient in a small bandwidth that around resonant frequency. Unfortunately, potential

ambient vibration energy sources exist in a wide-band of frequencies and in a random

form, which is a major challenge for the energy harvesting technology. As a result, a

number of approaches have been pursued to overcome this limitation. The approaches

include multi-frequency arrays [39, 40, 130], multi degrees of freedom energy harvester

which is also known as multifunctional energy harvesting technology [47, 131, 132],

passive and active self-resonant tuning technologies [114, 133-135].

For the multi-frequency arrays, the recent studies are focused on the effects of the

harvesting electrical circuits interfaced with the array configuration of the energy

harvesters to increase the mean harvested power. The principle of the multi-degree-of-

freedom energy harvesting technique is to achieve wider harvesting frequency

bandwidth through tuning two or multiple resonant frequencies close to each other where

the resonant response magnitudes are significant. Kim et al. [41] developed the concept

of a two degree-of-freedom (DOF) piezoelectric energy harvesting device which could

include two close resonant frequencies thus increasing the harvesting frequency

bandwidth. This is achieved by adopting two cantilever beams connected with one proof

mass, as this configuration took account in both translational and rotational degrees of

freedom. Ou et al. [42] presented an experimental study of a 2 DOF piezoelectric

vibration energy harvesting system attached with two masses on one cantilever beam to

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137

achieve two close resonant frequencies. Zhou et al. [43] presented a multi-mode

piezoelectric energy harvester which comprised a tip mass called ‘dynamic magnifier’.

Liu et al. [45] proposed a piezoelectric cantilever beam energy harvester attached with a

spring and a mass as the oscillator. This type of the vibration energy harvester increased

almost four times harvesting efficiency compared with the vibration energy harvester

without being attached with the spring-mass oscillator while operating at the first

resonant frequency. However, according to the experimental results, the harvesting

frequency bandwidth did not increase because the two resonant frequencies of the

harvester were not tuned close enough to each other. The harvester may require further

tuning such as increasing the mass of the oscillator to achieve the pre-set goal but it may

result in a size increase. Wu et al. [46] presented a novel compact two degree-of-freedom

piezoelectric vibration energy harvester constructed by one cantilever beam with an

inner secondary cantilever beam which was cut out from the main beam. Such design

allows conveniently retrofitting a single degree-of-freedom harvester into a 2 DOF

energy harvester by cutting out a secondary beam. The harvester device was examined

by experiments that indicated the proposed 2 DOF piezoelectric vibration energy

harvester operated functionally in a wider harvesting frequency bandwidth and

generated more power without increasing the size of the original device.

However, in most of the above reported researches, the tuning strategy to obtain two or

multiple close resonant frequencies has not been studied. Thus, in this chapter, a tuning

strategy to achieve a wide harvesting frequency bandwidth will be studied. Besides, a

enhanced piezoelectric vibration energy harvester (PVEH) model comprised the

multiple inserted piezoelectric elements is proposed and analysed to enhance the

harvesting performance without increasing the size or the weight of a piezoelectric

vibration energy harvester. By so far in the existing published literatures, such a

configuration of piezoelectric vibration energy harvester has not been investigated yet.

Finally, a generalised multiple degree-of-freedom (MDOF) PVEH model with multiple

pieces of piezoelectric elements is introduced and analysed. By using the generalised

PVEH model, the harvesting performance comparison is conducted for the piezoelectric

energy harvesters from 1 DOF to 5 DOF. For a more sensible comparison, the total mass

and the mass ratio of the oscillators of the harvester system are kept constant.

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138

6.2 A 2 DOF piezoelectric vibration energy harvester inserted with

two piezoelectric patch elements

A 2 DOF piezoelectric vibration energy harvester is often designed based on a 1 DOF

primary oscillator attached with an auxiliary oscillator, which contributes a second

modal peak. This configuration could widen the harvesting frequency bandwidth by

tunning the two resonant frequencies to be close to each other. The study of the proposed

2 DOF piezoelectric vibration energy harvesting model which is shown in Figure 2 will

provide a basis for analysis of a multiple degree-of-freedom PEVH model inserted with

multiple piezoelectric elements.

Figure 6.1: A 2 DOF piezoelectric vibration energy harvester inserted with two

piezoelectric patch elements.

The governing equations of the 2 DOF piezoelectric vibration energy harvesting system

are given by

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139

1 1 0 2 1 2 1 1 0

1 1

2 1 2 2 2 1 1

2 2 2 2 1 2 2 1 2 2

11 1 0 1 1

1

22 2 1 2

2

( ) ( ) ( ) ( ) ( ) ( )( )

( ) ( ) ( ) ( )

( ) ( ) ( ) ( ) ( ) ( )

( )( ) ( ) ( )

( ) ( )

p

p

k u t u t k u t u t c u t u tm u t

c u t u t V t V t

m u t k u t u t c u t u t V t

V tu t u t C V t

R

Vu t u t C

R

2 ( )V t

(6.1)

where 1m and 2m are the lumped masses; 1c and 2c are the mechanical damping

coefficients of the system; 1k and 2k are the stiffness coefficients of the system; 1pC is

the clamped capacitance of the first piezoelectric patch element inserted between the

base and mass 1m , and the 2pC is the clamped capacitance of the second piezoelectric

patch element inserted between the mass 1m and mass 2m .The 1 and 2 are the force

factors of the first and second piezoelectric patch elements, respectively. The 1R and 2R

are the external electric load resistances of the first and second piezoelectric patch

elements, respectively. The 1V and 2V are the voltages across 1R and 2R , respectively.

The 0u , 1u and 2u are the displacements of the base, the mass 1m and mass 2m ,

respectively. By applying the Laplace transform to Equation (6.1), it gives

2

1 1 2 1 2 1

1 1 0

2 2 2 1 1 2 2

2

2 2 1 2 2 2 2 2 2

1 1 1 1 1 0

1

2 1 2 2 2 2

2

0

1

10

m

m

m m m

m m m

m p m

m m p m

m s k k c s c s Uk c s U

k c s U V V

k U m k c s U V

U s C s V suR

U s U s C s VR

c s s

(6.2)

where s is the Laplace variable. xmU and jmV in Equation (6.2) now become the

Laplace Transform functions of ( )xu t and ( )jV t , x=0, 1, 2 and j=1, 2. xmU and jmV in

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140

Equation (6.2) are the short symbols of ( )xmU s and ( )jmV s ,where it is assumed that

when t=0, (0)

(0) 0xx

duu

dt and

(0)(0)

j

j

dVV

dt . If s i , Equation (6.2) can be

written as:

2

1 1 2 1 2 2 2 1 2

2

2 2 2 2 2

11 1

1

22

1

22 2 2 2

1 1

0

1

0

0 1 / 0

0 1 /

0

0

mp

m

p

m

m

m

Um c i c i k k c i k

Uc i k m c i k

Vi C i R

Vi i C i R

k c i

Ui

(6.3)

In order to conduct the dimensionless analysis, all the parameters are normalised by:

1 21 2

1 2

1 21 2

1 1 2 2

2

1

1 1 1 1 2 2 2 2

2 22 21 21 2

1 1 2 2

2

1 1

2 2

p p

p p

k k

m m

c c

k m k m

m

m

R C R C

C k C k

(6.4)

where 1 and 2 are the natural resonant frequency of the primary oscillator system

with the mass 2m removed and the natural resonant frequency of the auxiliary oscillator

system with the mass 1m clamped still, respectively. By substituting Equation (6.4) into

Equation (6.3), the dimensionless voltages across the 1R and 2R can be given by

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141

2 2 22

1 2 2 2

2 2 2

1 2

2 22

1 1 2 2 2

2 2

1 1 22 22

2 2 2

0

1

2 2 2

2

21 1 1

1 21 1 1

2 211

m

m

i i

V i

m A i i i

i i

i i i

i

2

1 1

2

1

1 i

i

(6.5)

2 2 2

2 1 1 1

2 2 2

2 1

2 22

2 1 2 2 2

2 2

2 1 2

2 2 22

2 2 2 1 1 1

2 2 2

2 1

0

2 11

1 21 1 1

2 2 111

m

m

i i

V i

m A i i i

i i

i i i i

i i

2

(6.6)

Hence, the dimensionless mean harvested power of the first and the second piezoelectric

patches could be obtained from Equation (6.5) and Equation (6.6), and are given by

1

2

2 2 221 2 2

2 2

22

2 22

1 0M 1 1

21 2

21 2

1

2 2

2

2

1 1 12

1

2

1 11 2

1

1

h

i

ii

P

m A

i

ii i

i

2

2

1 12 222

12

22 21222

2 112 i ii i

ii

(6.7)

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142

2

2 2 2

2 1 1 1

2 2 2

1

2 22

2 0M 2 2

22 2

21 2

1

2 2

2

2

2

2 2

2

2

2 2

2

2 11

1

2

1 11 2

1

21

h

i i

P i

m A

i

ii i

i

i i

i

2

1 1

2

1

2

1

22

2 11 i i

i

(6.8)

In order to predict the harvested efficiency, the governing equation of the total input

power is given by

* *

1 0 1 2 0 2

1 21 2

2 2 2

0 0 0

1Re[ ( )] Re[ ( )]

2

Re Re2 2

in M m M m

in m m

M m m

P m A i U m A i U

P i U i Um m

A U U

(6.9)

Therefore, the harvesting efficiency equation is given by

1 1

1

2 2

2

2 2

1 0 1 0

1 11

1 1 21 2 12 2 20 1 0 1 0

2 2

2 0 2 0

2 22

2 1 21 2 22 2 20 2 2 0 0

Re Re2 2

Re Re2 2

h h

m m

h

inin m m

m m m

h h

m m

h

inin m m

m m m

P P

m A m A

P

PP i U i Um

A m U m U

P P

m A m A

P

PP i U i Um

A m m U U

(6.10)

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143

where 1

0

Re m

m

i U

U

and 2

0

Re m

m

i U

U

are solved from Equation (6.3); 1

2

1 0M

1

hP

m A

and

2

2

2 0M

2

hP

m A

are calculated from Equation (6.7) and Equation (6.8).

In order to evaluate and compare the harvesting performance of the proposed

piezoelectric vibration energy harvester with that of a conventional one, the parameters

of the system as shown in Table 6.1 are taken from Tang’s model [7] where the effects

of the position of the piezoelectric patch on the harvesting performance were studied.

Table 6.1: The parameters of a 2 DOF piezoelectric vibration energy harvester with

two piezoelectric inserts[47].

Parameter Description Values Units

m1 Primary oscillator mass 0.04 kg

m2 Auxiliary oscillator mass 8×10-3 kg

k1 Primary oscillator stiffness 100 N/m

k2 Auxiliary oscillator stiffness 14.45 N/m

c1 Primary oscillator damping coefficient 0.08 N∙s/m

c2 Auxiliary oscillator damping coefficient 2.72×10-3 N∙s/m

α1 1st piezo-insert force factor 3.16×10-5 N/V

α2 2nd piezo-insert force factor 3.16×10-5 N/V

Cp1 Blocking capacitance of 1st piezo-patch element 2.5×10-8 F

Cp2 Blocking capacitance of 2nd piezo-patch element 2.5×10-8 F

R1 External and internal electrical resistance across

the 1st piezo-patch element 1.0×106 Ohm

R2 External and internal electrical resistance across

the 2nd piezo-patch element 1.0×106 Ohm

The mean harvested power could be calculated by substituting the parameter values in

Table 6.1 into Equation (6.7) and Equation (6.8). It is assumed that the output voltage

signals from the first and second piezoelectric elements have been compensated for their

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144

phase difference so that the two voltage signals are in phase and additive with each other.

As a result, the harvesting performance of the proposed 2 DOF PVEH model is predicted

to have the power output of 2.45 mW and the power density of 51.03 mW/kg. The

harvesting performance of the proposed harvesting model is 9.78 times more than that

of the original model reported in [47], whose power generation was 250.4 μW, and the

power density was 5.22 mW/kg. In this case, the entire system is not much changed, for

example, no extra mass is added or no structure complexity is increased, only one

additional piezoelectric element is added to achieve this performance enhancement.

Comparing to the conventional two or multi degree-of-freedom piezoelectric vibration

energy harvester with only one piezoelectric element inserted between the primary

oscillator the base, the proposed harvester introduced additional piezoelectric elements

between every two adjacent oscillators to maximise the scavenging of the kinetic energy

in the system rather than to dissipate the kinetic energy into waster heat energy. The

details of the parameter study will be presented in the following sections.

First of all, the principal advantage of the 2 DOF model is of a wider harvesting

frequency bandwidth than that of the 1 DOF model. To achieve the advantage, the effects

of the system parameters on the difference of the two resonant frequencies should be

investigated, as the investigation will provide a useful method to tune the two resonant

frequencies to be close to each other. Thus, from Equation (6.5) under the non-damped

and short-circuit condition, the two dimensionless resonant frequencies Φ1,2 are obtained

from solving the following equation:

2 2 2 2 22 2

2 2 1

2 2 2 2 2 2

11- 1 - 1- - 0

(6.11)

The discrepancy of the two dimensionless resonant frequencies versus the various ratios

of M and Ω is shown in Figure 6.2 where the coupling strengths of 2

1

1

and

2

2

2

are equal

to 0.02, 5, 10, and 40, respectively. According to [118] , the coupling strength values

represent the coupling conditions of the weak, medium, strong, and very strong which

influence the difference of the two dimensionless resonant frequencies. It is seen from

Figure 6.2 that the maximum dimensionless resonant frequency difference under the

strong coupling condition is larger than that under the weak coupling condition. The

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strong coupling condition requires more tuning of the optimal ratios of Ω and M than

the weak coupling condition. In general, the maximum dimensionless resonant

frequency difference occurs with a large number of mass ratio M and the Ω, which is

highlighted in red. In addition, the difference of the two dimensionless resonant

frequencies increases when the coupling strength is increased from the weak to strong.

In Figure 6.2, there are boundary lines which pass the points of the optimal Ω equal to

one and the mass ratio equal to zero for as small as possible value of the dimensionless

resonant frequencies difference. The points reflect that the minimum resonant frequency

difference is close to zero and that the 2 DOF system degrades to the 1 DOF system. On

the left-hand side of the boundary lines, when the Ω increases, the dimensionless

resonant frequency difference increases. When the mass ratio increases, the

dimensionless resonant frequency difference increases. On the right-hand side of the

boundary lines, when the Ω increases, the dimensionless resonant frequency difference

decreases. However, when the mass ratio increases, the dimensionless resonant

frequency difference does not change much and have a flat trend.

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Figure 6.2: The difference of the two dimensionless resonant frequencies versus the

mass ratio M and frequency ratio Ω under the synchronous changes of the coupling

strength of the piezoelectric patch elements.

The Figure 6.3(a)-(c) shows the resonant frequency difference ΔΦ1,2 versus the mass

ratio M and frequency ratio Ω, when the primary oscillator system (with the mass m2

removed) is under a weak coupling, and the auxiliary oscillator system (with the mass

m1 clamped) is changed from the weak to strong. Figure 6.3(d) shows the resonant

frequency difference ΔΦ1, 2 versus the mass ratio M and the frequency ratio Ω, when the

primary oscillator system is under the strong coupling, and the auxiliary oscillator

system is under a weak coupling. The main trend of Figure 6.3 is very similar to that of

Figure 6.2 as discussed above. However, it is interesting to note that the maximum value

of the resonant frequency difference ΔΦ1, 2 are not changed much when the primary

oscillator system is under a weak coupling, only the auxiliary oscillator system changes

the coupling strength from the weak to strong. In Figure 6.3(a) and Figure 6.3(d), it

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clearly shows the resonant frequency difference ΔΦ1, 2 significantly increases, when the

primary oscillator system is changed from the weak to strong coupling. The resonant

frequency difference will prevent the tuning from widening the harvesting frequency

bandwidth.

Figure 6.3: The difference of the two dimensionless resonant frequencies versus the

ratios of M and Ω with the coupling strength changes of the primary and auxiliary

oscillator systems.

The effects of the mass ratio on the peak magnitude of dimensionless mean harvested

power are illustrated in Figure 6.4. The dimensionless mean harvested power of 1 DOF

system could be obtained when the mass ratio M tends to be zero, and is plotted in Figure

6.4 in the blue circles. In this special case, the mass of the 1 DOF system is set to be

equal to the total mass of 1m and 2m . For the first piezoelectric element which is located

in the primary oscillator system, as shown in Figure 6.4(a), with a small value of the

mass ratio M, the trend of the dimensionless mean harvested power of the 2 DOF system

is identical to that of the 1 DOF system except for the second resonant peak of the 2

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DOF system. However, the magnitude of the first resonant peak increases with the

increasing of the mass ratio, and the first resonant frequency is shifted to a lower

frequency. However, the magnitude of the second peak increases first and is then

remained at the same level as the mass ratio M increases. For the second piezoelectric

element which is placed in the auxiliary oscillator system, as shown in Figure 6.4(b), the

magnitude of the first peak first increases and then remains same when the mass ratio M

increases. On the other hand, the magnitude of the second resonant peak increases

slightly first, then decreases dramatically when the mass ratio increases. The two

resonant frequencies are decreased as the mass ratio increases, which is similar to both

the first and second piezoelectric patch elements.

The harvested energy is additive after the voltage signals are compensated for a phase

delay and become in phase. The result in Figure 6.4(c) shows that the total dimensionless

mean harvested power of the 2 DOF system can be tuned to achieve 85 times more than

that of the 1 DOF system.

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Figure 6.4: The dimensionless harvested power of the 2 DOF PVEH versus the

dimensionless resonant frequency for different mass ratio (M).

(a) The dimensionless harvested power of the first piezo patch element;

(b) The dimensionless harvested power of the second piezo patch element;

(c) The total dimensionless harvested power of the first and second piezo

patch elements.

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Figure 6.5: The dimensionless harvested power of the 2 DOF PVEH versus the

dimensionless resonant frequency for different Ω.

(a) The dimensionless harvested power of the first piezo patch element;

(b) The dimensionless harvested power of the second piezo patch element;

(c) The total dimensionless harvested power.

If the mass ratio is fixed as a constant, the Ω can represent the stiffness ratio ( 2 1/k k ).

The effect of the stiffness ratio on the magnitude of the dimensionless mean harvested

power is demonstrated in Figure 6.5. For the first piezoelectric element which is located

in the primary oscillator system, as shown in Figure 6.5(a), as the stiffness ratio increases,

the magnitude of the first resonant peak increases until the stiffness ratio equals to one,

then the magnitude of the first resonant peak decreases. At the same time, the magnitude

of the second resonant peak decreases when the stiffness ratio increases. For the second

piezoelectric element, as shown in Figure 6.5(b), the magnitude of the first resonant peak

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first increases slightly and then decreases as the stiffness ratio increases, as well as the

magnitude of the second resonant peak. It is seen from Figure 6.5 that the two mean

resonant harvested power peak values of the second piezo patch element are larger than

those of the first piezo patch element. It is seen from Figure 6.4(c) and Figure 6.5(c) that

the first resonant peak value of the harvested power of the 2 DOF system is larger than

that of the 1 DOF system described above.

Figure 6.6: Dimensionless harvested power of the 2 DOF PVEH versus Φ and ζ1.

(a) Dimensionless harvested power of the first piezo patch element;

(b) Dimensionless harvested power of the second piezo patch element;

(c) Total dimensionless harvested power.

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Figure 6.7: Dimensionless harvested power of the 2 DOF PVEH versus Φ and ζ2.

(a) Dimensionless harvested power of the first piezo patch element;

(b) Dimensionless harvested power of the second piezo patch element;

(c) Total dimensionless harvested power.

Comparing Figure 6.6 with Figure 6.7, it is clearly shown that ζ2 has less effects on the

performance of the 2 DOF piezoelectric vibration energy harvester than ζ1 for both the

first and second piezoelectric patch element. As a result, a small value of ζ1 is much

preferred to enhance the performance when a 2 DOF PVEH is designed.

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Figure 6.8: The harvested efficiency of the first piezoelectric patch element versus Φ

and M for different coupling strengths.

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Figure 6.9: The harvested efficiency of the second piezoelectric patch element versus

Φ and M for different coupling strengths.

The coupling strength effects of the first and second piezoelectric patch elements on

harvested efficiency are shown in Figure 6.8 and Figure 6.9. Higher energy harvesting

efficiency values could be achieved when the coupling strength increases. Furthermore,

a larger mass ratio would result in a higher energy harvesting efficiency for an optimal

frequency ratio Φ. It is interesting to note that the first and second piezoelectric patch

elements could not be tuned to operate most efficiently in the same parameter ranges.

As the second piezoelectric patch element has the maximum efficiency in certain values

of Φ and M where the first piezoelectric patch element has the lowest efficiency. In

contrast, when the first piezoelectric patch element has the maximum efficiency in

certain values of Φ and M where the second piezoelectric patch element has a low

efficiency. From the colour scales of Figure 6.8 and Figure 6.9, it is seen that from an

overall point of view, the first piezoelectric patch element can achieve a higher peak

efficiency than the second one.

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6.3 A 3 DOF PVEH inserted with three piezoelectric patch elements

As shown in Figure 6.10, a 3 DOF PVEH is built with three piezoelectric elements

located between every two adjacent oscillators. In this study, the type of piezoelectric

elements and the total mass of the 3 DOF piezoelectric vibration energy harvester system

are supposed to be exactly same as those of the 2 DOF PVEH.

Figure 6.10: A 3 DOF piezoelectric vibration energy harvester inserted with three

piezoelectric patch elements.

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The governing equations of the 3 DOF PVEH inserted with three piezoelectric patch

elements are given by:

1 1 0 1 1 0 2 1 2

1 1

2 1 2 2 2 1 1

2 2 1 2 2 1 3 2 3

2 2

3 2 3 2 2 3 3

3

( ) ( ) ( ) ( ) ( ) ( )( )

( ) ( ) ( ) ( )

( ) ( ) ( ) ( ) ( ) ( )( )

( ) ( ) ( ) ( )

k u t u t c u t u t k u t u tm u t

c u t u t V t V t

k u t u t c u t u t k u t u tm u t

c u t u t V t V t

m u

3 3 3 2 3 3 2 3 3

11 1 0 1 1

1

22 2 1 2 2

2

33 3 2 3 3

3

( ) ( ) ( ) ( ) ( ) ( )

( )( ) ( ) ( )

( )( ) ( ) ( )

( )( ) ( ) ( )

p

p

p

t k u t u t c u t u t V t

V tu t u t C V t

R

V tu t u t C V t

R

V tu t u t C V t

R

(6.12)

By applying the Laplace transform to Equation (6.12), Equation (6.13) is obtained

2

1 1 1 2 2 1

1 1 0

2 2 2 1 1 2 2

2

2 2 1 2 2 2 3 3 2

3 3 3 2 2 3 3

2

3 3 2 3 3 3 3 3 3

1 1 1

1

0

0

1

m

m

m m m

m m

m m m

m m m

m p

m s k c s k c s Uk c s U

k c s U V V

k c s U m s k c s k c s U

k c s U V V

k c s U m s k c s U V

U s c sR

1 1 0

2 1 2 2 2 2

2

3 2 3 3 3 3

3

10

10

m m

m m p m

m m p m

V sU

U s U s C s VR

U s U s C s VR

(6.13)

where s is the Laplace variable. mxU and mjV in Equation (6.13) is the Laplace

Transform functions of ( )xu t and ( )jV t , 0,1,3x and 1, 2,3j . mxU and mjV in

Equation (6.13) are the short symbols of ( )xmU s and ( )jmV s where it is assumed that

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when t=0, (0)

(0) 0xx

duu

dt and

(0)(0) 0

j

j

dVV

dt . As s i , Equation (6.13) can

be written as

2

1

1 1 2 2 1 2

2 2

2

2

2 2 2 2 3 3 2 3

3 3

2

3

3 3 3

3 3

1

1

1

2

2 2

2

3

3 3

3

0 0

0

0 0 0

1 /0 0 0 0

1 /0 0 0

1 /0 0 0

p

p

p

m s

k c s k c s

k c s

m s

k c s k c s k c s

k c s

m sk c s

k c s

Rs

C s

Rs s

C s

Rs s

C s

1 1 1

2

3

0

1 1

2

3

0

0

0

0

m

m

m

m

m

m

m

U k c s

U

UU

V s

V

V

(6.14)

The dimensionless analysis for the 3 DOF vibration energy harvesting PVEH inserted

with three piezoelectric elements can be extremely complex, therefore, it is difficult to

derive the analytical formulae or equations of the dimensionless analysis here. However,

the dimensionless analysis could be conducted by Matlab using Equation (6.14) and the

following dimensionless parameters are defined as

31 21 2 3

1 2 3

31 21 2 3

1 1 2 2 3 3

32

1 2

1 1 1 1 2 2 2 2 3 3 3 3

22 22 2 2 31 21 2 3

1 1 2 2 3 3

321 2

1 2 1

2 2 2

p p p

p p p

kk k

m m m

cc c

k m k m k m

mmM N

m m

R C R C R C

C k C k C k

(6.15)

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It is worth pointing out that the second auxiliary oscillator system (with the mass 1m and

mass 2m are clamped still) is identical and duplicated from the first auxiliary oscillator

system (with the mass 1m are clamped still and 3m are removed). For comparison of the

3 DOF PVEH with the 2 DOF PVEH, the damping ratios of the primary oscillator system

and the auxiliary oscillator systems are exactly same and equal to those of the 2 DOF

system shown in Table 6.1. Furthermore, the total mass of 3 DOF PVEH is set to be

same as that of the 2 DOF PVEH. In addition, the mass ratio (M) and stiffness ratio (Ω)

of the first auxiliary oscillator over the primary oscillator is equal to those of the second

auxiliary oscillator over the primary oscillator. In other words, the mass and stiffness of

the second auxiliary oscillator is equal to those of the first auxiliary oscillator.

Figure 6.11: The dimensionless harvested power of the 3 DOF PVEH versus the

dimensionless resonant frequency for different mass ratio M.

(a) Dimensionless harvested power of the first piezo patch element;

(b) Dimensionless harvested power of the second piezo patch element;

(c) Dimensionless harvested power of the third piezo patch element;

(d) Total dimensionless harvested power.

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The effects of the mass ratio M on the mean harvested power of the 3 DOF PVEH are

demonstrated in Figure 6.11. As shown in Figure 6.11(a) and Figure 6.11(d), the blue

circle represents the dimensionless mean harvested power of the degraded 1 DOF model

described above. As shown in Figure 6.11(a), for the first piezoelectric element which is

located in the primary oscillator system, the magnitude of the first resonant peak

increases as the mass ratio M increases. As well as the mass ratio increase will result in

shifting the first resonant peak into a lower frequency range. As shown in Figure 6.11(b)

and Figure 6.11(c), for the second and third piezoelectric elements, the magnitude of the

first resonant frequency first slightly increases then stays at one level as the mass ratio

M increases. Furthermore, it is clearly shown in Figure 6.11(b) and Figure 6.11(c) that

the mass ratio increases would reduce the discrepancy of the three resonant peaks and

widen the effective harvesting frequency bandwidth.

If the mass ratio M is kept as a constant, the Ω1 can be considered as a stiffness ratio or

being proportional to a stiffness ratio. The effects of the stiffness ratio on the

dimensionless mean harvested power are illustrated in Figure 6.12. Therefore, as shown

in Figure 6.12(a), for the first piezoelectric patch element, the magnitude of first resonant

peak increases when the stiffness ratio increases. As shown in Figure 6.12(b) and Figure

6.12(c), for the second and third piezoelectric patch elements, the magnitude of the first

resonant peak initially increases then decreases as the stiffness ratio increases. However,

it is seen that the large values of the stiffness ratio results in a large discrepancy of the

three resonant peaks, which leads to a narrow effective harvesting frequency bandwidth.

Comparing Figure 6.11(d) with Figure 6.12(d), overall, no matter how the mass ratio or

the stiffness ratio changes, the first resonant peak value of the dimensionless mean

harvested power of the 3 DOF PVEH is much larger than that of the 1 DOF PVEH. It is

seen from Figure 6.11and Figure 6.12 that the three mean resonant harvested power peak

values of the second and third piezo patch elements are larger than those of the first piezo

patch element.

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Figure 6.12: The dimensionless mean harvested power of the 3 DOF system versus the

dimensionless resonant frequency for different Ω1.

(a) Dimensionless mean harvested power of the first piezo patch element;

(b) Dimensionless mean harvested power of the second piezo patch element;

(c) Dimensionless mean harvested power of the third piezo patch element;

(d) Total dimensionless mean harvested power.

The Figure 6.13 and Figure 6.14 illustrate the effects of the dimensionless damping

coefficient of ζ1 and ζ2 on the mean harvested power of the 3 DOF PVEH, respectively.

The conclusions from the 2 DOF PVEH still hold for the 3 DOF PVEH. However, the

influence of ζ2 on the mean harvested power in the 3 DOF model is larger than that in

the 2 DOF PVEH. A small value of ζ1 is more desirable than that of ζ2 to improve the

performance of the 3 DOF PVEH.

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Figure 6.13: Dimensionless mean harvested power of the 3 DOF PVEH versus Φ and

ζ1.

(a) Dimensionless mean harvested power of the first piezo patch element.

(b) Dimensionless mean harvested power of the second piezo patch element.

(c) Dimensionless mean harvested power of the third piezo patch element.

(d) Total dimensionless mean harvested power.

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Figure 6.14: Dimensionless harvested power of 3 DOF PVEH versus Φ and ζ2.

(a) Dimensionless harvested power of the first piezo patch element.

(b) Dimensionless harvested power of the second piezo patch element.

(c) Dimensionless harvested power of the third piezo patch element.

(d) Total dimensionless harvested power.

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Figure 6.15: The harvested efficiency of the 3 DOF PVEH versus M and Φ.

(a) The efficiency of the first piezo patch element.

(b) The efficiency of the second piezo patch element.

(c) The efficiency of the third piezo patch element.

(d) Total efficiency

The harvested efficiency of 3 DOF PVEH versus the mass ratio M and frequency ratio

Φ is illustrated in Figure 6.15. As shown in Figure 6.15(a), for the first piezoelectric

patch element, small mass and frequency ratios are preferred to achieve a high harvesting

efficiency, but the mass ratio only has limited influence on the energy harvesting

efficiency at the optimal Φ. On the other hand, as shown in Figure 6.15(b) and Figure

6.15(c), for the second and third piezoelectric patch elements, the energy harvesting

efficiency at the optimal Φ increases when the mass ratio increases. However, the

optimal Φ has a range of values for the third piezoelectric element when the mass ratio

M is optimized for a high energy harvesting efficiency. Figure 6.15(d) shows that the

maximum energy harvesting efficiency occurs when the mass ratio is large but the

frequency ratio is small.

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6.4 The experimental validation of the analytical model of the 2 DOF

PVEH

The 2 DOF piezoelectric vibration energy harvester inserted with two piezoelectric

elements was constructed by three aluminium blocks with a dimension of 83 mm × 83

mm × 10 mm, and connected by two groups of springs and guides as shown in Figure

6.16. A tipped mass is attached on the top aluminium block. Moreover, the first

piezoelectric element is placed between the middle and bottom aluminium blocks and

the second piezoelectric element is placed between the top and middle aluminium blocks.

If the bottom aluminium block, the bottom group of springs & guides and the first

piezoelectric-patch element are removed, the top aluminium block is fixed onto the push

rod of the shaker, the top part of the 2 DOF PVEH is upside down and isolated as an

auxiliary oscillator. If the top aluminium block, the top group of springs & guides and

the second piezoelectric-patch element are removed, the bottom part of the 2 DOF PVEH

is formed and isolated as a primary oscillator. The top and bottom parts of the 2 DOF

PVEH are respectively tested to obtain the stiffness and damping coefficients of the

primary and auxiliary oscillators as illustrated in Figure 6.17 where the masses of the

three aluminium blocks can be weighted by a scale. The stiffness coefficients can be

calculated from the measured masses and identified modal resonant frequencies of the

primary and auxiliary oscillators. The damping coefficients can be calculated from the

measured masses, modal resonant frequencies and half power bandwidths of the modal

resonant peaks of the frequency response spectra of the primary and auxiliary oscillators.

Therefore, the parameters of the 2 DOF PVEH are summarised in Table 6.2.

.

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Figure 6.16: The experimental setup of the 2 DOF piezoelectric vibration energy

harvester built with two piezoelectric elements.

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Table 6.2: The parameters of the 2 DOF PVEH identified by the experimental tests.

Parameter Description Values Units

m1 Primary oscillator mass 0.38 kg

m2 Auxiliary oscillator mass 0.36 kg

k1 Primary oscillator stiffness 1.79×105 N/m

k2 Auxiliary oscillator stiffness 9.96×104 N/m

c1 Primary oscillator damping coefficient 6.73 N∙s/m

c2 Auxiliary oscillator damping coefficient 8.13 N∙s/m

α1 1st piezo-insert force factor 2.3×10-4 N/V

α2 2nd piezo-insert force factor 2.1×10-4 N/V

Cp1 Blocking capacitance of 1st piezo-patch element 2.09×10-9 F

Cp2 Blocking capacitance of 2nd piezo-patch element 2.09×10-9 F

R1 External and internal electrical resistance across

the 1st piezo-patch element 1.0×104 ohm

R2 External and internal electrical resistance across

2nd piezo-patch element 1.0×104 ohm

f1 1st modal resonant frequency 62.22 Hz

f2 2nd modal resonant frequency 147.8 Hz

where 1m is the mass of the middle aluminium block and the second piezoelectric

element, and the 2m is composed by the tipped mass and the top aluminium block; 1k

and 2k are the stiffness coefficients of the primary and auxiliary oscillators and are

identified by the isolated tests, respectively; 1c and 2c are the damping coefficients of

the primary and auxiliary oscillators and are measured from the isolated tests as well,

respectively; 1pC and 2pC are the blocking capacitances of the first and second

piezoelectric patch elements, respectively; 1R and 2R are the total external electrical

resistances connected with the first and second piezoelectric patch elements, respectively;

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1f and 2f are the first and second modal resonant frequencies predicted by Equation

(6.11).

Figure 6.17: The isolated tests for the primary and auxiliary oscillators of the 2 DOF

PVEH.

A laser vibrometer was used to measure the velocity of the excitation generated by the

shaker from which the vibration frequency response spectra and the resonant frequencies

of the primary and auxiliary oscillators were measured. The amplitude of the excitation

input was set as 7.13 m/s2 for the experiments and performance comparison of the

conventional and proposed 2 DOF PVEH.

The experimentally measured and theoretically predicted voltage outputs are compared

under different excitation frequencies for both the conventional PVEH as shown in

Figure 6.18 and the proposed 2 DOF PVEH as shown in Figure 6.19.

For the conventional 2 DOF PVEH inserted with one piezoelectric patch element close

to the base, the parameters of the system are identical to those of the proposed 2 DOF

PVEH inserted with two piezoelectric patch elements except that there is no auxiliary

piezoelectric element in the conventional 2 DOF PVEH. The measured voltage output

illustrated by the discrete crosses well matched with the analytically predicted voltage

output illustrated by the solid curve. The maximum measured output voltage is obtained

as 0.81 V at 62.75 Hz. Therefore, the maximum mean harvested power of the

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168

conventional device is 65.61 µW which is slightly lower than the predicted one as shown

by the solid curve peak in Figure 6.18.

Figure 6.18: The analytically predicted and experimentally measured voltage outputs

of the conventional 2 DOF PVEH with only one primary piezoelectric element versus

the excitation frequency.

For the proposed 2 DOF PVEH with two piezoelectric elements, the measured first and

second modal resonant frequencies are 61.85 Hz and 147.1 Hz, respectively, which are

very close to the analytical results of 62.22 Hz and 147.8 Hz in Table 6.2. The maximum

measured voltage outputs of the first and second piezoelectric elements are 0.98 V and

1.04 V at 61.85 Hz, respectively, which are slightly lower than the analytical results as

shown by the solid curve peaks in Figure 6.19.

In the experimental tests, the values of measured voltage depicted by the scattered

crosses match well with the values of predicted voltage presented by the solid curve.

Therefore, the maximum mean harvested power of the proposed 2 DOF PVEH is 204.02

µW, which is 3.11 times more than that (65.61 µW) of the conventional 2 DOF PVEH.

However, it is seen from the solid curve comparison of Figure 6.18 with Figure 6.19 that

the analytical method predicted that the proposed 2 DOF PVEH can harvest 2.97 times

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169

more power than the conventional 2 DOF PVEH, the reason of which has been illustrated

in Section 2.

Figure 6.19: The analytically predicted and experimentally measured voltage outputs

of the proposed 2 DOF PVEH versus the excitation frequency.

(a) The analytically predicted and experimentally measured voltage output of the

first piezo patch element;

(b) The analytically predicted and experimentally measured voltage output of the

second piezo patch element.

It could be concluded that the analytical method proposed in this chapter has been well

verified by the results of the experimental tests. Hence, it could be a useful tool to further

optimise the performance of the PVEH under external excitation conditions. The

experiments have proved that the proposed analytical method could provide reliable

performance prediction of the 2 DOF PVEH.

6.5 A generalised MDOF piezoelectric vibration harvester

Based on the above analysis of the 2 DOF and 3 DOF models, a versatile MDOF

piezoelectric vibration harvester inserted with multiple pieces of piezoelectric elements

is developed and illustrated in Figure 6.20.

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170

Figure 6.20: A generalized MDOF piezoelectric vibration energy harvester inserted

with multiple pieces of piezoelectric elements.

The governing equations of the MDOF PVEH are given by:

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171

1 1 0 1 1 0 2 1 2

1 1

2 1 2 2 2 1 1

2 2 1 2 2 1 3 2 3

2 2

3 2 3 3 3 2 2

-1

( ) ( ) ( ) ( ) ( ) ( )( )

( ) ( ) ( ) ( )

( ) ( ) ( ) ( ) ( ) ( )( )

( ) ( ) ( ) ( )

n

k u t u t c u t u t k u t u tm u t

c u t u t V t V t

k u t u t c u t u t k u t u tm u t

c u t u t V t V t

m u

-1 -1 -2

-1 -1 -1 -2 -1

-1 ( -1) ( -1)

-1 -1

11 1 0

1

( ) ( )

( ) ( ) ( ) ( ) ( )

( ) ( ) ( ) ( )

( ) ( ) ( ) ( ) ( ) ( )

( )( ) ( )

n n n

n n n n n n n

n n n n n n n

n n n n n n n n n n

p

k u t u t

t c u t u t k u t u t

c u t u t V t V t

m u t k u t u t c u t u t V t

V tu t u t C

R

1 1

22 2 1 2 2

2

-1

( )

( )( ) ( ) ( )

( )( ) ( ) ( )

p

nn n n pn n

n

V t

V tu t u t C V t

R

V tu t u t C V t

R

(6.16)

By applying the Laplace transform to Equation (6.16), it gives Equation (6.17). Where s

is the Laplace variable. jmU and jV in Equation (17) now becomes the Laplace

Transform functions of ( )ju t and ( )jV t , j=1, 2,…n. jmU and jmV in Equation (17) are

the short symbols of ( )jmU s and ( )jmV s where it is assumed that when t=0,

(0)(0) 0

j

j

duu

dt and

(0)(0) 0

j

j

dVV

dt .

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2

1

1 1 2 2 1 2

2 2

2

2

2 2 2 2 3 3 2 3

3 3

2

-1

-1 -1 -1 -1 -1

2

0 0 0 0

0

0 0

0 0

n

n n n n n n n n

n n

n

n n n

n n

m s

k c s k c s

k c s

m s

k c s k c s k c s

k c s

m s

k c s k c s k c s

k c s

m sk c s

k c s

1

1

1

2

2 2

2

1/0 0 0

1/0 0

0 0

1/0 0 0

p

p

n

n n

pn

Rs

C s

Rs s

C s

Rs s

C s

1 1

2

( -1)

0

1

1

1

2

0

0

0

0

0

m

n m

nm m

m

m

nm

mU k c s

U

U

U U

V s

V

V

(6.17)

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Equation (6.17) could be programmed into a Matlab code to predict the dimensionless

mean harvested power and the mean harvested power density of a PVEH of particular

number of DOF. Therefore, the mean harvested power and the power density values of

4 DOF and 5 DOF PVEHs with the same total mass and the mass ratio of the auxiliary

oscillator to the primary oscillator as those of the 2 DOF and 3 DOF PVEHs are

summarised in Table 6.3, and plotted in Figure 6.21. It is seen from Figure 6.21 that the

dimensionless mean harvested power and power density increase as the number of

degrees of freedom increases. It is found from Figure 6.4(d) and Figure 6.11(d), Figure

6.5(d) and Figure 6.12(d) that the first resonant peak magnetitude of the mean harvested

power increases when the number of degrees of freedom increases. The first resonant

frequency decreases as the number of degrees of freedom increases. Therefore,

increasing the number of DOF could be an alternative method to lower the resonant

frequency without increasing the weight of the system. The proposed analysis method

of a MDOF PVEH provides the guideline to improve the harvesting performance of a

PVEH. That is to add more auxiliary oscillators or to increase the number of degree-of-

freedom of PVEH inserted with piezo patch elements. The method could be a useful tool

to design and optimise a multiple DOF PVEH system.

Table 6.3: Comparison of harvesting performance from 1 DOF to 5 DOF piezoelectric

vibration energy harvester

Number of degree of

PVEH Configuration

Dimensionless

Harvested Power Power Density 1st

Resonant Frequency

1 DOF 7.36×10-3 1.61 mW/kg 7.26 Hz

2 DOF 6.04 25.51 mW/kg 5.89 Hz

3 DOF 37.79 120.03 mW/kg 4.23 Hz

4 DOF 65.45 168.66 mW/kg 3.33 Hz

5 DOF 109.9 250.89 mW/kg 2.63 Hz

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1 2 3 4 5

0

20

40

60

80

100

120

Dimensionless Harvested Power

Power DensityD

ime

nsio

nle

ss H

arv

este

d P

ow

er

Number of degree-of-freedom of the PVEH

0

100

200

300

400

Po

we

r D

en

sity (

mW

/kg)

Figure 6.21: The dimensionless harvested power and the harvested power density

versus the numbers of degree-of-freedom of PVEH.

6.6 Conclusion

In this chapter, starting from the studies of a 2 DOF PVEH inserted with two

piezoelectric elements and a 3 DOF PVEH inserted with three piezoelectric elements,

the parameter effects on the performance of PVEH are analysed. The results of the 2

DOF PVEH show that as the coupling strength of the primary oscillator system increases,

the maximum resonant frequency discrepancy increases. As the coupling strength

increases, the energy harvesting efficiency increases.

The performance of the 2 DOF PVEH is significantly improved with second

piezoelectric element inserted into the auxiliary oscillator system. This does not increase

the weight or the complexity of the entire harvested system. Furthermore, the study of a

3 DOF PVEH inserted with three piezoelectric patch elements and a generalised MDOF

PVEH inserted with multiple piezoelectric patch elements has verified the conclusion of

the 2 DOF PVEH. With an assistance of the MDOF PVEH analysis method, the mean

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harvested power and the power density of the PVEH from the 1 DOF to 5 DOF are

compared. It is found that without additional weight being added to the system, the more

degrees of freedom the system is, the more energy it can harvest.

The first resonant frequency decreases as the number of degrees of freedom of a PVEH

system increases. As the number of degree-of-freedom increases, the discrepancy of the

model frequencies decreases. This would result in a wide and effective harvesting

frequency bandwidth. The resonant harvested power and efficiency from the piezo patch

elements of the auxiliary oscillator systems are larger than those of the primary oscillator

system. The maximum harvesting efficiencies of the piezo patch elements of the primary

and auxiliary oscillator systems have different system parameter ranges.

The analysis method presented in this chapter has been validated by the experimental

tests, which will enable to tune the piezoelectric vibration energy harvester toward the

larger mean harvested power, higher harvesting efficiency and wider harvesting

frequency bandwidth.

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Sensitivity Analysis of

Performance of Piezoelectric

Vibration Energy Harvesters

Using the Monte Carlo Simulation

The theoretical analyses and simulations have been conducted on the SDOF, the 2 DOF,

the enhanced 2 DOF and the generalised MDOF piezoelectric vibration energy

harvesters in Chapter 3, Chapter 4, Chapter 5 and Chapter 6, respectively. The

experiments on the SDOF, the 2DOF, and the enhanced 2 DOF have been carried out

and verified these theoretical analyses. The performance optimisations of these

harvesting systems are performed on the parameters such as mass, damping coefficient,

force factor, stiffness, and electrical resistance based on the deterministic analysis

method. However, these harvesting systems have uncertainty which depends on the input

parameters such as material and manufacturing variations. Because of that, in this

Chapter, the investigation of the effect of parameter uncertainty on the harvested power

has been conducted using the Monte Carlo simulation. It also provides a visual tool to

optimise the parameters of the piezoelectric vibration energy harvester to enhance the

harvested power.

7.1 Introduction

Harvesting energy from the environment is an attractive alternative to battery-operated

systems for a power source, especially for the long-term, low-power consuming and self-

sustaining electronic systems. Among all of the harvesting techniques, the piezoelectric

vibration energy harvesting technology has received intensive attention. It has

potentially become a more realistic energy source as less and less power is required to

operate the electronic components. Therefore, the piezoelectric vibration energy

harvesting endows the low-power consumption system with the ‘self-powered’

capability. The energy harvested from the ambient vibration can be used directly or to

recharge the batteries which can reduce the maintenance cost of the operating system

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and overcome the restrictions of electronic device relying on the electrical grid. Behind

this motivation, the energy harvesting has been studied by researchers and the review

literatures can be found in [2, 3, 11, 26, 27, 30, 70, 78, 85, 104, 136-143].

In order to enhance the harvested resonant power of the piezoelectric vibration energy

harvester, many studies have been conducted by the researchers. For example, the

advanced piezoelectric materials were developed to improve the perofrmance of the

energy harvesters, and were reported in [26, 86, 144]. The parameters of the vibration

energy harvesters were optimised for the maximum energy harvesting efficiency and

reported in literatures[31, 82, 102, 107, 145-147].

In these aforementioned studies, most of the analyses assumed the parameters of the

piezoelectric vibration energy harvesters are deterministic, and the excitation signals are

harmonic ones. Few studies have investigated the effect of parameters uncertainty on the

harvested resonant power of the piezoelectric vibration energy harvester[148]. In this

chapter, the parameters uncertainty are investigated using the Monte Carlo Simulation.

The theory developed in this chapter can also provide a visual tool for the parameter

optimisation to maximise the harvesting energy of the piezoelectric vibration energy

harvesters.

7.2 Sensitivity analysis of the performance of the SDOF piezoelectric

vibration energy harvester

The schematic of the single degree-of-freedom piezoelectric vibration energy harvester

can be found in the Chapter 3 Figure 3.1. The equations describing the SDOF

piezoelectric vibration energy harvester are also found in Chapter 3, from Equation (3.1)

to Equation (3.19). The parameters of the SDOF PVEH can be found in Table 3.1.

The equations have been programmed into Matlab software using Monte Carlo method

to investigate the parameter uncertainty of the SDOF piezoelectric vibration energy

harvester. The Matlab functions ‘unifrnd (A, B)’ and ‘normrnd (µ, σ)’ are used to

simulate the parameter uncertainty of the harvesting system. The function of ‘unifrnd (A,

B)’ is used to generate an array of random numbers from the continuous uniform

distributions with lower and upper endpoints specified by A and B, respectively. On the

other hand, the function of ‘normrnd (µ, σ)’ can generate random numbers from the

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normal distribution with the mean value of µ and standard deviation value of σ. In

practical terms, the normal distribution function represents the variations of the materials

and manufacturing processes of the electronic components or the harvesting device. In

this chapter, the standard deviation of σ is set to ±10% to simulate the parameter

uncertainty, and the amplitude of the excitation is set to 9.8 m/s2 in the following

sensitivity analysis. The parameters in Table 3.1 are the mean values of the SDOF

piezoelectric vibration energy harvester. The mean output voltage is calculated by the

Matlab software and is plotted in a blue solid curve as the reference line in the following

figures. In the Monte Carlo simulation process, the function of normrnd (µ, σ) is first

used to generate a specific random parameter number with ± σ deviation. With this

generated parameter with ± σ deviation, the output voltage is calculated by the equation

entered in the Matlab software. After that, the function of unifrnd (A, B) is used to

simulate a random frequency between A and B which is assigned to the output voltage,

and is plotted as one sample. Therefore, the above procedure can be repeated to plot

more sample points. In this Chapter, each Figure will be plotted with 100000 discrete

sample points. Finally, all the sample points are connected by the red solid line and

plotted with the reference voltage for comparisons. Therefore, the area covered by the

red solid line illustrates the effect of the uncertainty parameter on the output voltage of

the piezoelectric vibration energy harvester. In other words, it also demonstrates the

sensitivity of the specific parameters on the performance of the SDOF piezoelectric

vibration energy harvester.

The effect of the mass deviation on the output voltage of the SDOF piezoelectric

vibration energy harvester is demonstrated in Figure 7.1. The mean mass value (m) is set

as 8.4 × 10-3 kg from Table 3.1, and the deviation (σ) of mass is ±10%. It is seen from

the Figure 7.1, the mass deviation has a large impact on both the natural resonate

frequency and the maximum output voltage of the SDOF piezoelectric vibration energy

harvester.

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Figure 7.1: The output voltage of the SDOF piezoelectric vibration energy harvester

versus frequency for the mass variation around its mean value with a ±10% standard

deviation.

The effect of mean stiffness value (2.5 ×104 N/m) with a ±10% standard deviation on

the output voltage is illustrated in Figure 7.2. It is seen that the effect of the stiffness

deviation is very similar to that of the mass deviation. It is seen from Figure 7.1 and

Figure 7.2 that the parameters of mass and stiffness have strong impacts on the resonant

frequency of the SDOF harvesting system. According to the definition of the

electromechanical coupling strength 2

2

e

p

kkC

in [118], the parameter of stiffness is one

of the important factors influencing the coupling strength. The coupling strength changes

could affect the output voltage around the natural resonant frequency. However, the

parameter of stiffness has less impact on the peak voltage output than that of mass.

Therefore, tunning these two parameters is the most effective way to achieve the design

objective of the harvesting system.

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Figure 7.2: The output voltage of the SDOF piezoelectric vibration energy harvester

versus frequency for the mechanical stiffness coefficient variation around its mean

value with a ±10% standard deviation.

The Figure 7.3 shows the effect of the damping coefficients variation on the amplitude

of the output voltage where the damping coefficient varies around its mean value (0.154

N •S/m) with a ±10% standard deviation. It is seen from Figure 7.3 that the damping

coefficient deviation only affects the amplitude of the output voltage at the natural

resonant frequency. As shown in Figure 3.6 of Chapter 3, the output voltage of the SDOF

piezoelectric vibration energy harvester will increase when the value of the damping

coefficient decreases. Therefore, the value of damping coefficient is preferred to be as

small as possible to maximise the output voltage of a SDOF piezoelectric vibration

energy harvester. In addition, the parameter of damping coefficient will not substantially

change the natural resonant frequency of the SDOF piezoelectric vibration energy

harvester.

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Figure 7.3: The output voltage of the SDOF piezoelectric vibration energy harvester

versus frequency for the damping coefficient variation around its mean value with a

±10% standard deviation.

The effect of the resistance variation on the output voltage of the SDOF piezoelectric

vibration energy harvester is plotted in Figure 7.4 where the resistance varies around the

mean value of 30669.6 Ω with a ±10% standard deviation. It is shown that the parameter

of the resistance has a certain influence on the output voltage over the whole frequency

range. It also verifies the results in Figure 3.8 where the output voltage raises when the

value of the resistance increases. Furthermore, the parameter of the resistance is shown

to have little influence on the natural resonant frequency of the SDOF piezoelectric

vibration energy harvester.

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Figure 7.4: The output voltage of the SDOF piezoelectric vibration energy harvester

versus frequency for the electrical resistance variation around its mean value with a

±10% standard deviation.

The Figure 7.5 that the effect of the force factor variation on the voltage output where

the force factor varies around its mean value of 1.52×10-3 N/Volt with a ±10% standard

deviation. It is seen from Figure 7.5 that the trend of the force factor variation is similar

to that of the resistance variation. The parameter of the force factor has a greater impact

than that of the resistance when the excitation frequency is around the natural resonant

frequency of the SDOF piezoelectric vibration energy harvester. According to the

definition of the electromechanical coupling strength 2

2

e

p

kkC

by Shu et.al [118], the

reason of the output voltage increasing could be that the parameter of the force factor

improves the coupling strength of mechanical and electrical subsystems of the SDOF

piezoelectric vibration energy harvester.

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Figure 7.5: The output voltage of the SDOF piezoelectric vibration energy harvester

versus frequency for the force factor variation around its mean value with a ±10%

standard deviation.

The Figure 7.6 shows the effect of the capacitance variation on the voltage output where

the capacitance varies around its mean value of 1.89×10-8 F with a ±10% standard

deviation. It is seen from Figure 7.6 that the effect of the capacitance variation is same

as that of the force factor variation.

The electromechanical coupling strength of the SDOF piezoelectric vibration energy

harvester changes when the parameter of the capacitance changes. However, the

parameter of capacitance has the least impact on the performance of the harvester among

these three parameters of the force factor, stiffness and capacitance. Furthermore, the

parameter of the force factor is the most important and effective to tune the

electromechanical coupling strength of the SDOF harvesting system. The senstivity

analysis of the parameters for the SDOF piezoelectric vibration energy harvester is

concluded in the Table 7.1

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Figure 7.6: The output voltage of the SDOF piezoelectric vibration energy harvester

versus frequency for the capacitance variation around its mean value with a ±10%

standard deviation.

Table 7.1 A summary of sensitivity analysis of the SDOF piezoelectric vibration

energy harvester (1= least impact, 3 moderate impact, 5 strongest impact).

Parameters Output peak Voltage Reasont frequency Electromechanical

coupling strength

m 5 5 1

k 3 5 4

c 4 1 1

R 3 1 1

α 3 1 5

Cp 3 1 3

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185

7.3 Sensitivity analysis of the performance of a 2 DOF piezoelectric

vibration energy harvester with one piezoelectric insert

In this section, the sensitivity analysis will be carried out for the 2 DOF piezoelectric

vibration energy harvester proposed in Chapter 5 as shown in Figure 5.1, and the

parameters of the systems for simulating the effects of each specific parameter on the

harvesting performance are taken from the case study of a quarter vehicle suspension

model in section 5.3 of Chapter 5, and as shown in Table 5.1.

The output voltage of the 2 DOF piezoelectric vibration energy harvester can be

calculated by using the Equation (5.10). The parameters in Table 5.1 are set as the mean

values. The effects of each parameter variation on the output voltage of the 2 DOF

piezoelectric vibration energy harvester are simulated by Monte Carlo Method using

Matlab software. The discrete sample points represent the output voltage of the 2 DOF

PVEH where a particular parameter varies around its mean value with a ±10% standard

deviation, while the other parameters are constant. All the dscrete sample points are

connected with red solid line and are compared with the blue solid line. The blue solid

line represents the mean output voltage of the 2 DOF piezoelectric vibration energy

harvester where all the parameters are equal to the mean value in Table 5.1. Therefore,

the area surrounded by the red line could be considered as the sensitivity of a particular

parameter on the harvesting performance of the 2 DOF PVEH.

The effects of the variations of the mass m1 and mass m2 on the output voltage of the 2

DOF piezoelectric vibration energy harvester are shown in Figure 7.7 where mass m1

and mass m2 vary around their means values of 40 kg and 260 kg with a ±10% standard

deviation, respectively. It is seen from Figure 7.7 that the parameter of m1 only has a

little impact on the output voltage around the second natural resonant frequency, and has

no effect on the peak output voltage around the first natural resonant frequency at all.

However, the parameter of m2 has a strong effect on peak output voltage of the 2 DOF

piezoelectric vibration energy harvester around the first natural resonant frequency,

while it has not effect on peak output voltage of the 2 DOF piezoelectric vibration energy

harvester around the second natural resonant frequency. Furthermore, the second natural

resonant frequency is not changed while parameter of m2 changes. This has verified the

results of Chapter 5 and Chapter 6 that the auxiliary oscillator mass has a larger influence

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186

on the performance of the 2 DOF piezoelectric vibration energy harvester than that of

the primary oscillator mass.

Figure 7.7: The output voltage of the 2 DOF PVEH versus frequency for the variations

of m1 and m2 around their mean values with a ±10% standard deviation.

The effects of the variations of the stiffness k1 and stiffness k2 on the output voltage of

the 2 DOF piezoelectric vibration energy harvester are shown in Figure 7.8 where the

stiffness k1 and stiffness k2 vary around their mean values with a ±10% standard

deviation, respectively. It is found from Figure 7.8 that the parameter of k1 has a minor

effect on the output voltage around both the first and second resonant frequency, and the

parameter of k2 has a strong effect on the output voltage only around the first resonant

frequency. However, the two mechanical stiffness parameters are found to have less

impact on the output voltage than the stiffness parameter of the SDOF PVEH as shown

in Figure 7.2. Therefore, increasing the number of the degree-of-freedom of the

piezoelectric vibration energy harvester could improve the stability of the energy

harvesting performance.

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187

Figure 7.8: The output voltage of the 2 DOF PVEH versus frequency for the variations

of the stiffness parameters k1 and k2 around their mean values with a ±10% standard

deviation.

The effects of the variations of c1 and c2 on the output voltage of 2 DOF PVEH are

shown in Figure 7.9 where c1 and c2 vary around their mean values with a ±10% standard

variation, respectively. It is seen from Figure 7.9 that the parameter of c1 only has a

minor effect on the output voltage of the 2 DOF PVEH at the first natural resonant

frequency and around second natural resonant frequency. However, the parameter of c2

has a strong effect on the peak output voltage of the 2 DOF PVEH at the first natural

resonant frequency, and on the output voltage of the 2 DOF PVEH around the second

natural resonant frequency. The reason could be that only the parameter of c2 is related

to the electromechanical coupling strength, and the parameter of c1 is not related to the

electromechanical coupling strength.

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188

Figure 7.9: The output voltage of the 2 DOF PVEH versus frequency for the variations

of c1 and c2 around their mean values with a ±10% standard deviation.

The effect of the resistance on the output voltage of the 2 DOF piezoelectric vibration

energy harvester is shown in Figure 7.10 where the resistance varies around its mean

value of 30455.3 Ω with a ±10% standard deviation. The same conclusion could be

drawn as that of the SDOF piezoelectric vibration energy harvester for the variation of

the resistance parameter. The resistance parameter has a strong impact on the output

voltage of the 2 DOF PVEH over the whole frequency range.

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189

Figure 7.10: The output voltage of the 2 DOF PVEH versus frequency for the variation

of the electrical resistance R around its mean value with a ±10% standard deviation.

The effect of the force factor α on the output voltage of the 2 DOF piezoelectric vibration

energy harvester are shown in Figure 7.11 where the force factor varies around its mean

value of 1.52×10-3 N/Volt with a ±10% standard deviation. It is seen from Figure 7.11

that the curve of output voltage of the 2 DOF piezoelectric vibration energy harvester

versus frequency is similar to that for varying the resistance as shown in Figure 7.10.

However, the variation of the force factor α has more effects on the peak output voltage

of the 2DOF piezoelectric vibration energy harvester at the first natural resonant

frequency than that of the variation of the resistance. According to the definition of the

electromechanical coupling strength [118], the electromechanical coupling strength is a

function of the force factor which is a sensitive parameter of the electromechanical

coupling strength. This could be the reason that the output voltage is so sensitive to the

force factor.

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190

Figure 7.11: The output voltage of the 2 DOF PVEH versus frequency for the variation

of the force factor α around it mean value with a ±10% standard deviation.

The effect of the capacitance on the output voltage of the 2 DOF piezoelectric vibration

energy harvester are shown in Figure 7.12 where the capacitance varies around its mean

value of 1.89×10-8 F with a ±10% standard deviation. It is seen from Figure 7.12 that the

variation of the capacitance will not affect the output voltage of the 2 DOF piezoelectric

vibration energy harvester at all. The capacitance effect of the 2 DOF piezoelectric

vibration energy harvester is different from that of the SDOF piezoelectric vibration

energy harvester. This is because for a 2 DOF piezoelectric vibration energy harvester,

the parameter of the capacitance is not sensitive to the electromechanical coupling

strength.

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191

Figure 7.12: The output voltage of the 2 DOF PVEH versus frequency for variation of

the capacitance Cp around its mean value with a ±10% standard deviation.

Finally, the senstivity analysis of the parameters for the 2 DOF piezoelectric vibration

energy harvester is concluded in the Table 7.2.

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192

Table 7.2 A summary of sensitivity analysis of the 2 DOF piezoelectric vibration

energy harvester (1= least impact, 3 moderate impact, 5 strongest impact).

Parameters Output Peak

Voltage Reasont frequency

Electromechanical

Coupling Strength

m1 1 1 1

m2 4 5 1

k1 2 1 1

k2 3 4 4

c1 1 1 1

c2 5 1 2

R 4 1 1

α 4 1 5

Cp 1 1 1

7.4 Sensitivity analysis of performance of an enhanced 2 DOF

piezoelectric vibration energy harvester with two piezoelectric

inserts.

In this section, the sensitivity analysis of system parameters on the output voltage is

conducted on the proposed enhanced 2 DOF piezoelectric vibration energy harvesting

model where two piezoelectric elements placed in the two adjacent oscillators as shown

in Figure 6.1 of Chapter 6. The parameters of the 2 DOF piezoelectric vibration energy

harvester with two piezoelectric elements can be found in Table 6.1 of Chapter 6.

The output voltage of the enhanced 2 DOF piezoelectric vibration energy harvester with

two piezoelectric elements can be calculated by using the Equation (6.5) and Equation

(6.6). The parameters in Table 6.1 are set to be the mean values. The simulation

procedues are same as that of the two above sensitivity analyses.

The effects of the mass m1 and the mass m2 on the output voltage of the enhanced 2 DOF

piezoelectric vibration energy harvester with two piezoelectric elements are plotted in

Figure 7.13 and Figure 7.14 where m1 and m2 vary around their mean values with a ±10%

standard deviation, respectively. The parameter of m1 has more effects on the output

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193

voltage of both two piezoelectric elements around the second natural resonant frequency

than that of m2. However, the parameter of m2 has more effects on the output voltage of

both the two piezoelectric elements at the first natural resonant frequency. For the

configuration of the enhanced 2 DOF PVEH with two piezoelectric elements, the

parameters of m1 and m2 have stronger impact on the output voltage of both two

piezoelectric elements at the second natural frequency than that of the conventional 2

DOF piezoelectric vibration energy harvester with one piezoelectric element.

Figure 7.13: The output voltages of the two piezoelectric elements versus frequency for

the variation of the mass m1 around its mean value with a ±10% standard deviation.

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194

Figure 7.14: The output voltage of the two piezoelectric elements versus frequency for

variation of mass m2 around its mean value with a ±10% standard deviation.

The effects of the mechanical stiffness k1 and k2 on the output voltage of the two

piezoelectric elements are plotted in Figure 7.15 and Figure 7.16 where the mechanical

stiffness k1 and k2 vary around their mean values with a ±10% standard deviation,

respectively. The parameters of k1 and k2 are closely related to the natural resonant

frequencies as those of the m1 and m2, and the important parameters of the

electromechanical coupling strength according to the definition (2

2

e

p

kkC

)[118].

Therefore, both the parameters of k1 and k2 have the strong impact on the output voltage

of the two piezoelectric elements at the first and the second natural frequencies. The

effect of the 2 DOF piezoelectric vibration energy harvester with two piezoelectric

elements is slightly different from that of the conventional 2 DOF piezoelectric vibration

energy harvester with one piezoelectric element. It is seen from the Figure 7.15 and the

Figure 7.16 that the parameters of k1 and k2 have more effects on the output voltage of

the piezoelectric elements at the second natural resonant frequency.

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195

Figure 7.15: The output voltages of the two piezoelectric elements versus frequency for

variation of mechanical stiffness k1 around its mean value with a ±10% standard

deviation.

Figure 7.16: The output voltages of the two piezoelectric elements versus frequency for

variation of mechanical stiffness k2 around its mean value with a ±10% standard

deviation.

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196

The effects of two damping coefficients c1 and c2 on the output voltage of the two

piezoelectric elements are plotted in Figure 7.17 and Figure 7.18, respectively. It is seen

from Figure 7.17 that the parameter of damping coefficient c1 only affects the output

voltage of both the piezoelectric elements around the two resonant frequencies. However,

it is found from Figure 7.18 that the parameter of damping coefficient c2 only affects the

output voltage of the second piezoelectric elements. The effect of c2 is stronger than that

of c1 on the output voltage of the second piezoelectric element. In other word, the

parameter of c1 is closely related to the electromechanical coupling strength of the two

pieoelectric elements while the parameter of c2 is only related to the electromechanical

coupling strength of the second piezoelectric element but has a large influence on the

electomechanical coupling strength of the second piezoelectric element than that of c1.

Figure 7.17: The output voltages of the two piezoelectric elements versus frequency for

variation of damping coefficient c1 around its mean value with a ±10% standard

deviation.

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197

Figure 7.18: The output voltages of the two piezoelectric elements versus frequency for

variation of damping coefficient c2 around its mean value with a ±10% standard

deviation.

The effects of the electrical resistances deviation on the output voltage of the two

piezoelectric elements are plotted in Figure 7.19 and Figure 7.20, respectively. It is seen

from Figure 7.19 and Figure 7.20 that the electrical resistances only affect the output

voltage of their own piezoelectric elements. If the enhanced 2 DOF PVEH with two

piezoelectric elements is considered as two oscillators and the variation of the electrical

resistances is isolated, the electrical resistance of the primary oscillator will not affect

the harvesting performance of the auxiliary oscillator, while the electrical resistance of

the auxiliary oscillator will not affect the harvesting performance of the primary

oscillator, vice versa. However, the effects of the electrical resistances on the output

voltage of the two piezoelectric elements are much smaller than those of the

conventional 2 DOF piezoelectric vibration energy harvester with one piezoelectric

element.

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198

Figure 7.19: The output voltages of the two piezoelectric elements versus frequency for

variation of the electrical resistance R1 around its mean value with a ±10% standard

deviation.

Figure 7.20: The output voltages of the two piezoelectric elements versus frequency for

variation of electrical resistance R2 around its mean value with a ±10% standard

deviation.

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199

The effects of the force factors α1 and α2 on the output voltage of the two piezoelectric

elements are plotted in Figure 7.21 and Figure 7.22 where the force factors α1 and α2

vary around their mean values with a ±10% standard deviation.It is seen from the Figure

7.21 and Figure 7.22 that the parameters of the force factors only have the effects on the

output voltage of their own piezoelectric element, which is same as the case of the

electrical resistance deviation. It is learnt from the sensitivity analyses in the above two

sections that the force factor is an important parameter influencing the electromechanical

characteristics. For the configuration of the enhanced 2 DOF piezoelectric vibration

energy harvester with two piezoelectric elements, the parameter of the force factor is

still closely related to the electromechanical coupling strength. However, it seems that

the effects of the force factors on the output voltage of the two piezoelectric elements

are focused at the frequencies between the first and the second natural resonant

frequencies of the enhanced 2 DOF PVEH.

Figure 7.21: The output voltages of the two piezoelectric elements versus frequency for

variation of the force factor α1 around its mean value with a ±10% standard deviation.

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200

Figure 7.22: The output voltages of the two piezoelectric elements versus frequency for

variation of the force factor α2 around its mean value with a ±10% standard deviation.

The effects of the capacitances Cp1 and Cp2 on the voltage outputs of the two piezoelectric

elements are plotted in Figure 7.23 and Figure 7.24 where the capacitances Cp1 and Cp2

vary around their mean values with a ±10% standard deviation, respectively. The same

conclusion could be applied as that from the cases of the force factors deviation and the

electrical resistances deviation. Furthermore, the results show that the output voltage of

the 2 DOF PVEH with two piezoelectric elements are more sensitive to the capacitances

than that of the electrical resistances, especially at the second resonant frequency by

comparing the Figure 7.23 with Figure 7.19 and comparing Figure 7.24 with Figure 7.20.

Those are different from the effects of the capacitance on the output voltage of

conventional 2 DOF piezoelectric vibration energy harvester.

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Figure 7.23: The output voltages of the two piezoelectric elements versus frequency for

variation of capacitances Cp1 around its mean value with a ±10% standard deviation.

Figure 7.24: The output voltages of the two piezoelectric elements versus frequency for

variation of capacitances Cp2 around its mean value with a ±10% standard deviation.

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202

Finally, the senstivity analysis of the parameters for the 2 DOF piezoelectric vibration

energy harvester is concluded in the Table 7.3.

Table 7.3: A summary of sensitivity analysis of the enhanced 2 DOF piezoelectric

vibration energy harvester with two piezoelectric elements (1= least impact, 3

moderate impact, 5 strongest impact).

Parameter

output voltage

(1st piezoelectric

element)

output voltage

(2nd piezoelectric

element)

Resonant

frequency

electromechanical

coupling strength

m1 4 4 5 1

m2 5 5 4 1

k1 4 4 4 4

k2 5 5 4 4

c1 3 3 1 2

c2 1 4 1 2

R1 2 1 1 1

R2 1 2 1 1

α1 3 1 1 3

α2 1 3 1 3

Cp1 2 1 1 2

Cp2 1 2 1 2

7.5 Conclusion

In this chapter, the sensitivity analyses studies for a single degree-of-freedom PVEH, a

two degree-of-freedom PVEH with one piezoelectric element and an enhanced two

degree-of-freedom piezoelectric vibration energy harvester with two piezoelectric

elements have been conducted. The harvesting performances of these piezoelectric

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203

vibration energy harvesters are investigated under the parameter variations using the

Monte Carlo Simulation. It is important to analyse the piezoelectric vibration energy

harvester when the parameters are varied as the parameter variation or uncertainty could

not be avoided in practice. For example, the parameter deviation or uncertainty could be

caused by variations of the manufacturing processes, the operating environment

conditions, or by material aging after a long-term usage and so on.

For a single degree-of-freedom piezoelectric vibration energy harvester, the parameters

of mass, stiffness and the force factor have more influence on the harvesting performance

than the other parameters. However, for a two degree-of-freedom piezoelectric vibration

energy harvester, only the auxiliary oscillator mass has the impact on the harvesting

performance. It is found from the Figure 7.6 and Figure 7.12 that the capacitance has no

impact on the output voltage of the 2 DOF piezoelectric vibration energy harvester with

one piezoelectric element, which is different from that of the SDOF piezoelectric

vibration energy harvester. For the 2 DOF piezoelectric vibration energy harvester with

two piezoelectric elements, the parameter of capacitance has a minor impact on the

output voltage of the piezoelectric vibration energy harvester which is similar to that of

the SDOF piezoelectric vibration energy harvester. However, the resistance has less

influence on the output voltage than that of the SDOF or 2 DOF piezoelectric vibration

energy harvester with one piezoelectric element.

The main contribution of this chapter is to propose an analysis method to evaluate the

harvesting performance of the piezoelectric vibration energy harvester when the

parameters are uncertain. It is also found that the performance of a two degree-of-

freedom piezoelectric vibration energy harvester is more stable than that of a single

degree-of-freedom piezoelectric vibration energy harvester.

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204

Conclusions

8.1 Research contribution

As the detailed conclusions have been presented at the end of each chapter, here, only

the research questions are addressed, and the key contribution of the research is

summarised.

Firstly, the research question 1 “How do the properties of piezoelectric materials affect

the level of harvested energy?” is answered in Chapter 3 by the key graph as shown in

Figure 3.12.

Figure 3.12: Harvested resonant power versus force factor.

The advanced materials could withstand large strain which improves the harvested

power. However, the force factor (N/V) has an optimal value for a certain system, it is

not true that the larger force factor results in the higher harvested power.

Secondly, the research question 2 “What is the tunning strategy for the optimal harvested

power, harvesting efficiency and harvesting bandwidth?” is answered in Chapter 3 to

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205

Chapter 6. The details of the tunning strategies are well discussed and explained in these

Chapters by the proposed analysis methods. The results from the analysis methods have

been validated by the simulation and the experimental results of the SDOF, the 2 DOF

and the enhanced 2 DOF piezoelectric vibration energy harvesters.

Finally, the research questions 3 and 4, “What is the efficient way to improve the

harvested power and lower resonant frequency?” and “What is the effect of

electromechanical coupling strength on the harvested power, harvesting efficiency and

harvesting bandwidth of a vibration energy harvester with multiple piezoelectric

elements” are answered together in Chapter 6, and the key graph is shown in Figure 6.21.

1 2 3 4 5

0

20

40

60

80

100

120

Dimensionless Harvested Power

Power Density

Dim

ensio

nle

ss H

arv

este

d P

ow

er

Number of degree-of-freedom of the PVEH

0

100

200

300

400

Po

we

r D

en

sity (

mW

/kg)

Figure 6.21: The dimensionless harvested power and the harvested power density versus

the numbers of degree-of-freedom of PVEH.

The most efficient way to improve the harvested power and lower the resonant frequency

of the system is to increase the weight of the oscillator mass. However, in most of the

cases, it is restricted to increase the total weight of the harvesting system as this may

result in increasing the size of the harvesting device, and compromising the portability.

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206

According to the generalisation of MDOF equations, the first resonant frequency could

be decreased when the numbers of the degree-of-freedom are increased. For a 2 DOF or

MDOF piezoelectric energy harvester, the harvested power could be significantly

increased by introducing the additional piezoelectric elements inserted between the two

adjacent oscillators. The details discussion of the effects of electromechanical coupling

strength on the harvested power, harvesting efficiency and harvesting bandwidth can be

found in Chapter 6.

Therefore, the key contributions to the new knowledge of this research is summarised as

the following:

An enhanced piezoelectric vibration energy harvesting model has been proposed and

studied. It is able to scavenge 9.78 times more energy than a conventional model, and to

lower the first resonant frequency of the piezoelectric vibration energy harvester without

a major modification. The harvested energy could be improved further by the parameters

optimisation strategy proposed in this research.

The effect of the electromechanical coupling strength on the harvested power, harvesting

efficiency and the harvesting bandwidth has been disclosed in Figure 6.2, Figure 6.3,

Figure 6.8 and Figure 6.9.

8.2 Future work

As the current experimental researches are focused on the small or micro scale

piezoelectric vibration energy harvester, the experiments on large scale of piezoelectric

vibration energy harvesters have been rarely carried out. However, it may not be able

to generate the sufficient and useful amount of power by employing only one energy

harvesting technology. As all sorts of energy harvesting techniques have been

extensively studied in last two years, but the new question “How to integrate two or more

energy harvesting technologies together to boost the power generation” needs to be

addressed in the future.

For my personal research interests, I will focus on integrating piezoelectric and

electromagnetic vibration energy harvesting technologies into vehicle suspension

system if I would have the opportunity in the near future.

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207

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