Return of Private Foundation OMB No 1545-0052 Form 990-PF or Section 4947( a)(1) Nonexempt Charitable Trust Department of the Treasury Treated as a Private Foundation 2 007 Internal Revenue Service (77) Note : The foundation may be able to use a copy of this return to satisfy state reporting requirements. For calendar year 2007 , or tax year beginning JUL 1 2007 , and ending JUN 3 0, 2008 __7 n^...,.....u ar...• .. ..i.^ F^ 6.,r,.,I .nf,,,n F^ 1 ,.,r ...+..... 1 1 nrnnn,in. 1 -+-. F__1 A^iriro ,.he I I Name nhannn M O a Use the IRS Name of foundation A Employer identification number label. Otherwise , APP-SWEZEY FOUNDATION , INC 11-3038738 print Number and street (or P 0 box number if mail is not delivered to street address ) Room/suite B Telephone number or type - P.O. BOX 2549 ( 631 ) 678-3406 See Specific and ZIP code City or town state C If exemption application is pending , check here ► Instructions , , ATCHOGUE NY 11772 D 1. Foreign organizations, check here type ® P private H Check of organization: Section 501(c)(3) exem t foundation Foreign organizations meeting the 85% test, check here and attach com p utation 0 Section 4947 ( a )( 1 ) nonexem p t charitable trust = Other taxable p rivate foundation E If rivate foundation status was terminated I Fair market value of all assets at end of year J Accounting method: 0 Cash ® Accrual p under section 507(b)(1)(A), check here (from Part ll, col. (c), line 16) = Other (specify) F If the foundation is in a 60-month termination 111114 16 77 6 5 7 9 (Part if, column (d) must be on cash basis.) under section 507 ( b )( 1 B), check here Do, E1 Part i Analysis of Revenue and Expenses (a) Revenue and (b ) Net investment (c) Adjusted net ( d) Disbursements (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a)) expenses per books income income for charitable purposes (cash basis only) 1 Contributions, gifts, grants, etc., received 10 , 186 , 500 . N / A 2 Check dthe foundahon is not required to attach Sch B Interest on savings and temporary 3 cash investments 54 , 064. 54 , 064. STATEMENT 2 4 Dividends and interest from securities 229 , 134. 229 , 134. S TATEMENT 3 5a Gross rents b Net rental income or (loss) 6a Net gain or (toss) from sale of assets not on line 10 1 , 022 , 873. STATEMENT 1 C b Gross sales price for all 17 , 502 , 271. assets on line 6a y 7 Capital gain net income (from Part IV, line 2) 9 , 399 , 558. cc 8 Net short-term capital gain 9 Income modifications Gross sales less returns 10a and allowances b Less Cost of goods sold c Gross profit or (loss) 11 Other income 31. 31. STATEMENT 4 12 Total. Add lines 1 throu g h 11 11 , 492 , 602. 9 , 682 , 787. 13 Compensation of officers , directors, trustees, etc 4 , 400. 0. 0. 14 Other employee salaries and wages +,:, 7 _ I 15 Pension plans, employee benefits y 16a Legal fees STMT 5 700. 0. ''- ci 0. b Accounting fees STMT 6 15 , 325. 0 . I V A r 4 fl I ^U89 it e 0. CL W c Other professional fees _ 17 Interest ut u M 18 Taxes T 19 Depreciation and depletion E 20 Occupancy 11 , 409. 0. 0. 4 21 Travel, conferences, and meetings 9 22 Printing and publications M 1 23 Other expenses STMT 7 64 , 186. 59 , 921. 0. M 24 Total operating and administrative a expenses . Add lines 13 through 23 96 020. 59 , 921. 0. 0 25 Contributions, gifts, grants paid 1 , 191 , 982. 1 191 , 982. 26 Total expenses and disbursements. Add lines 24 and 25 1 , 288 , 002. 59 , 921. 1 , 191 982. 27 Subtract line 26 from line 12: a Excess of revenue over expenses and disbursements 10 , 204 , 600. b Net investment income Cif negative, enter -0 -) 9 , 622 , 866. c Adjusted net income (if negative , enter -0-) N / A LHA For Privacy Act and Paperwork Reduction Act Notice, see the instructions . Form 990-PF (2007) 723501 02-20-08 1 0^^ ) 12520512 757066 KNAPP-SWEZEY 2007.07040 KNAPP-SWEZEY FOUNDATION, IN KNAPP-S1 1
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Return of Private Foundation OMB No 1545-0052
Form 990-PFor Section 4947(a)(1) Nonexempt Charitable Trust
Department of the Treasury Treated as a Private Foundation 2007Internal Revenue Service (77)Note : The foundation may be able to use a copy of this return to satisfy state reporting requirements.
For calendar year 2007 , or tax year beginning JUL 1 2007 , and ending JUN 3 0, 2008__7
n^...,.....u ar...• .. ..i.^ F^ 6.,r,.,I .nf,,,n F^ 1 ,.,r ...+..... 1 1 nrnnn,in. 1 -+-. F__1 A^iriro ,.he I I Name nhannn
M
Oa
Use the IRSName of foundation A Employer identification number
label.Otherwise , APP-SWEZEY FOUNDATION , INC 11-3038738
print Number and street (or P 0 box number if mail is not delivered to street address) Room/suite B Telephone numberor type - P.O. BOX 2549 ( 631 ) 678-3406
See Specificand ZIP codeCity or town state C If exemption application is pending , check here ►
Instructions, ,
ATCHOGUE NY 11772 D 1. Foreign organizations, check here
type® P
privateH Check of organization: Section 501(c)(3) exem t foundationForeign organizations meeting the 85% test,check here and attach computation
0 Section 4947 ( a )( 1 ) nonexem p t charitable trust = Other taxable p rivate foundation E If rivate foundation status was terminatedI Fair market value of all assets at end of year J Accounting method: 0 Cash ® Accrual
punder section 507(b)(1)(A), check here
(from Part ll, col. (c), line 16) = Other (specify) F If the foundation is in a 60-month termination
111114 16 7 7 6 5 7 9 (Part if, column (d) must be on cash basis.) under section 507 ( b )( 1 B), check here Do, E1
Part i Analysis of Revenue and Expenses (a) Revenue and (b ) Net investment (c) Adjusted net ( d) Disbursements(The total of amounts in columns (b), (c), and (d) may notnecessarily equal the amounts in column (a)) expenses per books income income for charitable purposes
(cash basis only)
1 Contributions, gifts, grants, etc., received 10 , 186 , 500 . N /A2 Check dthe foundahon is not required to attach Sch B
Interest on savings and temporary3 cash investments 54 , 064. 54 , 064. STATEMENT 24 Dividends and interest from securities 229 , 134. 229 , 134. STATEMENT 35a Gross rents
b Net rental income or (loss)
6a Net gain or (toss) from sale of assets not on line 10 1 , 022 , 873. STATEMENT 1C b Gross sales price for all 17 , 502 , 271.assets on line 6a
y 7 Capital gain net income (from Part IV, line 2) 9 , 399 , 558.cc 8 Net short-term capital gain
Add lines 24 and 25 1 , 288 , 002. 59 , 921. 1 , 191 982.27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 10 , 204 , 600.b Net investment income Cif negative, enter -0 -) 9 , 622 , 866.c Adjusted net income (if negative , enter -0-) N /A
LHA For Privacy Act and Paperwork Reduction Act Notice, see the instructions . Form 990-PF (2007)72350102-20-08
23 Total liabilities ( add lines 17 throw h 22 ) 9 , 330. 86 , 286.Foundations that follow SFAS 117, check here ► 0and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted
25 Temporarily restricted
m 26 Permanently restricted
CE^jFoundations that do not follow SFAS 117, check here o-
U. and complete lines 27 through 31.0
27 Capital stock, trust principal, or current funds 0 . 0.
28 Paid-in or capital surplus, or land, bldg., and equipment fund 0 . 0.FA
29 Retained earnings, accumulated income, endowment, or other funds 7 , 288 , 3 8 7 . 17 , 393 , 885.Z 30 Total net assets or fund balances 7 , 288 , 387 . 17 393 , 885. 1
31 Total liabilities and net assets /fund balances 7 , 297 . 717. 17 , 480 . 171 .
PartIII Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year - Part II, column (a), line 30
(must agree with end-of-year figure reported on prior year's return)
2 Enter amount from Part I, line 27a
3 Other increases not included in line 2 (itemize) ►4 Add lines 1, 2, and 3
5 Decreases not included in line 2 (itemize) ► SEE STATEMENT 8
6 Total net assets or fund balances at end of year (line 4 minus line 5) - Part II, column (b), line 30
Form 990-PF (2007)72351102-20-08
212520512 757066 KNAPP-SWEZEY 2007.07040 KNAPP-SWEZEY FOUNDATION, IN KNAPP-S1
• Form 990-PF 2007 KNAPP - SWEZEY FOUNDATION INC 11-3038738 Page 3Part IV Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,2-story brick warehouse; or common stock, 200 shs. MLC Co. )
(b How acquired
D - DonationPurchase (c' Date acquired
(mo., day, yr.)(d) Date sold(mo., day, yr.)
la SEE SCHEDULE ATTACHED Db SEE SCHEDULE ATTACHED PCd
eComplete only for assets show ing gain in column (h) and owned by the foundation on 12/31/69 (I) Gains (Col. (h) gain minus
(i) F.M.V. as of 12/31/69(j) Adjusted basisas of 12/31/69
(k) Excess of col. (i)over col. (t), if any
col. (k), but not less than -0-) orLosses (from col. (h))
a 9 , 324 , 861.b 74 , 697.Cd
e
2 linnhe
77) If
If (lo(loss)
als oenteretere n ter
--00inin
PartPart
II,Capital gain net income or (net capital loss ^ r 2 9 , 399 , 558.
3
,,
,
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):If gain, also enter in Part I, line 8, column (c)If (loss), enter -0- in Part I, line 8 3 N /A
Part V I Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period ? Yes ® No
If 'Yes,' the foundation does not qualify under section 4940 ( e). Do not complete this part
1 Enter the appropriate amount in each column for each year ; see instructions before making any entries.
(a)Base period years
Calendar year ( or tax year be g innin g m
(b)Adjusted qualifying distributions
(c)Net value of noncharitable-use assets
(d)Distribution ratio(col. (b) divided by col. (c))
3 Average distribution ratio for the 5-year base period - divide the total on line 2 by 5,
the foundation has been in existence if less than 5 years
or by the number of years
3 . 0 7 7 7 4 6
4 Enter the net value of noncharitable-use assets for 2007 from Part X, line 5 4 14 , 044 , 276.
5 Multiply line 4 by line 3 5 1 , 091 , 886.
6 Enter 1% of net investment income (1% of Part I, line 27b) 6 96 , 229.
7 Add lines 5 and 6 7 1 , 188 , 115.
8 Enter qualifying distributions from Part XII, line 4 8 1 , 191 , 982.
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate.See the Part VI instructions.
723521/02-20-08 Form 990-PF (2007)
312520512 757066 KNAPP-SWEZEY 2007.07040 KNAPP-SWEZEY FOUNDATION, IN KNAPP-S1
Form 990-PF (2007) KNAPP - SWEZEY FOUNDATION , INC 11-3038738 Page 4Part VI Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948 - see instructions)
la Exempt operating foundations described in section 4940(d)(2), check here ►= and enter'N/A' on line 1.
Date of ruling letter: ( attach copy of ruling letter if necessary-see instructions)
b Domestic foundations that meet the section 4940(e) requirements in Part V, check here ►® and enter 1% 1 96 , 229.
of Part I, line 27b
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0.
3 Add lines 1 and 2 3 96 , 229.
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0.
5 Tax based on investment income . Subtract line 4 from line 3. If zero or less, enter -0- 5 96 , 229.
6 Credits/Payments:
a 2007 estimated tax payments and 2006 overpayment credited to 2007 6a 12 , 800.
b Exempt foreign organizations - tax withheld at source
r6c Tax paid with application for extension of time to file (Form 8868)
d Backup withholding erroneously withheld
7 Total credits and payments. Add lines 6a through 6d
8 Enter any penalty for underpayment of estimated tax. Check here ® if Form 2220 is attached
9 Tax due . If the total of lines 5 and 8 is more than line 7, enter amount owed
10 Overpayment . If line 7 is more than the total of lines 5 and 8, enter the amount overpaid
11 Enter the amount of line 10 to be: Credited to 2008 estimated tax No.
Part
0
10.
la During the tax year, did the foundation attempt to influence any national, state, or local legislation or did it participate or intervene in
any political campaign9
b Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see instructions for definition)?
If the answer is 'Yes' to 1 a or 1 b, attach a detailed descnption of the activities and copies of any matenals published or
distributed by the foundation in connection with the activities
c Did the foundation file Form 1120-POL for this year?
d Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. ► $ 0. (2) On foundation managers. ► $ 0.
e Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed on foundation
managers. ► $ 0.
2 Has the foundation engaged in any activities that have not previously been reported to the IRS?
If "Yes, " attach a detailed description of the activities
3 Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles of incorporation, or
bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes
4a Did the foundation have unrelated business gross income of $1,000 or more during the year?
b If 'Yes, has it filed a tax return on Form 990-T for this year? N/A
5 Was there a liquidation, termination, dissolution, or substantial contraction during the year?
If "Yes,' attach the statement required by General Instruction T.
6 Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
• By language in the governing instrument, or
• By state legislation that effectively amends the governing instrument so that no mandatory directions that conflict with the state law
remain in the governing instrument?
7 Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col (c), and Part XV.
8a Enter the states to which the foundation reports or with which it is registered (see instructions) ►
b If the answer is 'Yes' to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney General (or designate)
of each state as required by General Instruction G? If "No," attach explanation
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(l)(3) or 4942(1)(5) for calendar
year 2007 or the taxable year beginning in 2007 (see instructions for Part XIV)? If "Yes,' complete Part XIV
Did any Dersons become substantial contributors durino the tax year' if "Yes." attach a schedule listma their names and addresses
X
X
Form 990-PF (2007)
72353102-20-08
412520512 757066 KNAPP-SWEZEY 2007.07040 KNAPP-SWEZEY FOUNDATION, IN KNAPP-S1
Form 990-PF (2007) KNAPP-SWEZEY FOUNDATION , INC 11-3038738 Page5
Part VII-A Statements Regarding Activities (continued)1la At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the meaning of section 512(b)(13)?
If 'Yes, attach schedule. (see instructions) 11a X
b If 'Yes, did the foundation have a binding written contract in effect on August 17, 2006, covering the interest, rents, royalties, and
annuities described in the attachment for line 1 la? N/A 1lb
12 Did the foundation acquire a direct or indirect interest in any applicable insurance contract2 12 X
13 Did the foundation comply with the public inspection requirements for its annual returns and exemption application? 13 X
Website address ► N/A14 The books are in care of ► TAXPAYER Telephone no. ► (6 31) 6 8 7 - 3 4 0 6
Located at ► PO BOX 2 5 4 9 , PATCHOGUE, NY ZIP+4 ►117 7 215 Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 - Check here ►=
and enter the amount of tax-exem pt interest received or accrued durin g the year 10-1 15 N /APart VII- B Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column , unless an exception applies. Yes No
la During the year did the foundation (either directly or indirectly):
(1) Engage in the sale or exchange, or leasing of property with a disqualified person? Yes ® No
(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person? Yes ®No
(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person9 Yes ® No
(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? Yes ® No
(5) Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)? Yes ® No
(6) Agree to pay money or property to a government official? ( Exception . Check 'No'
if the foundation agreed to make a grant to or to employ the official for a period after
termination of government service, if terminating within 90 days.) 0 Yes ® No
b If any answer is 'Yes' to la(1)-(6), did any of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 22 of the instructions)? N/A lb
Organizations relying on a current notice regarding disaster assistance check here ►c Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts, that were not corrected
before the first day of the tax year beginning in 20079 1c X
2 Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private operating foundation
defined in section 4942(l)(3) or 4942(l)(5)):
a At the end of tax year 2007, did the foundation have any undistributed income (lines 6d and 6e, Part XIII) for tax year(s) beginning
before 20077 Yes ® No
If 'Yes; list the years ►b Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2) (relating to incorrect
valuation of assets) to the year's undistributed income? (If applying section 4942(a)(2) to all years listed, answer *No' and attach
statement - see instructions.) N/A 2b
c If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
► ,
3a Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at any time
during the year? Yes ® No
b If 'Yes, did it have excess business holdings in 2007 as a result of (1) any purchase by the foundation or disqualified persons after
May 26, 1969; (2) the lapse of the 5-year period (or longer period approved by the Commissioner under section 4943(c)(7)) to dispose
of holdings acquired by gift or bequest; or (3) the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C,
Form 4720, to determine if the foundation had excess business holdings in 2007.) N/A 3b
4a Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes? 4a X
b Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its charitable purpose that
had not been removed from ieooardv before the first day of the tax year beginning in 20079 4b X
Form 990-PF (2007)
72354102-20-07
512520512 757066 KNAPP-SWEZEY 2007.07040 KNAPP-SWEZEY FOUNDATION, IN KNAPP-S1
Part VII-B Statements Renardinq Activities for Which Form 4720 May Be Required (continued)
5a During the year did the foundation pay or incur any amount to:
(1) Carry on propaganda, or otherwise attempt to influence legislation ( section 4945 (e))? 0 Yes ® No
(2) Influence the outcome of any specific public election ( see section 4955 ); or to carry on , directly or indirectly,
any voter registration drive? 0 Yes ® No
(3) Provide a grant to an individual for travel , study, or other similar purposes? =Yes ® No
(4) Provide a grant to an organization other than a charitable, etc., organization described in section
509(a )( 1), (2), or (3 ), or section 4940(d)(2)? = Yes ® No
(5) Provide for any purpose other than religious , charitable , scientific, literary, or educational purposes, or for
the prevention of cruelty to children or animals? = Yes ® No
b If any answer is Yes to 5a ( 1)-(5), did any of the transactions fail to qualify under the exceptions described in Regulations
section 53 . 4945 or in a current notice regarding disaster assistance ( see instructions)? N/A 5b
Organizations relying on a current notice regarding disaster assistance check here ►c If the answer is'Yes'to question 5a(4), does the foundation claim exemption from the tax because it maintained
expenditure responsibility for the grant? N/A Yes No
If "Yes, " attach the statement required by Regulations section 53.4945-5(d).
6a Did the foundation , during the year , receive any funds, directly or indirectly , to pay premiums on
a personal benefit contract? Yes ® No
b Did the foundation , during the year , pay premiums , directly or indirectly , on a personal benefit contract? 6b X
If you answered " Yes" to 6b, also file Form 8870.
7a At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction9 Yes ® No
b If yes , did the foundation receive any proceeds or have any net income attributable to the transaction? N /A 7b
Part VIII Information About Officers , Directors , Trustees, Foundation Managers , HighlyaI Paid Employees , and ContractorsI List all officers - directors - trustees - foundation manaaers and their comoensation.
(a) Name and address(b) Title, and average
hours per week devotedto p osition
(c) Compensation,(If
enter -0aid
(oi)Contnbutionstoemp oyes benefit plans
compnsabon
( e) E xp enseaccount, otherallowances
SEE STATEMENT 13 4 , 400. 0. 0.
9 Cmmnencatinn of five hinhest-naid emnlnvees (other than those included on line it. If none- enter "NONE-"
(a) Name and address of each employee paid more than $50,000(b Title and average
ours per weekdevoted to p osition
(c) Compensation(d)Contnbubonsto
a poyeebenefit p lans
compensation
(e) Expenseaccount otherallowances
NONE
Total number of other employees paid over $50 ,000 ► 1 0
Form 990-PF (2007)
72355102-20-08
612520512 757066 KNAPP-SWEZEY 2007.07040 KNAPP-SWEZEY FOUNDATION, IN KNAPP-S1
Part VIIIInformation About Officers , Directors , Trustees, Foundation Managers , HighlyPaid Employees , and Contractors (continued)
3 Five highest-paid independent contractors for professional services. If none, enter " NONE."
(a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
NONE
Total number of others receivin g over $50 , 000 for p rofessional services ► 0
Part IX-A Summary of Direct Charitable Activities
List the foundation's four largest direct charitable activities during the tax year. Include relevant statistical information such as thenumber of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
N /A
2
3
4
Part IX-B I Summary of Proaram - Related InvestmentsDescribe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
1 N /A
2
All other program-related investments. See instructions.
3
Total. Add lines 1 throu gh 3 0.
Form 990-PF (2007)
72358102-20-08
12520512 757066 KNAPP-SWEZEY 2007.07040 KNAPP-SWEZEY FOUNDATION, IN KNAPP-S1
Part X 1 Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
1 Fair market value of assets not used (or held for use) directly in carrying out charitable, etc., purposes:
a Average monthly fair market value of securities 1 s 12 , 043 , 375.
b Average of monthly cash balances lb 2 , 214 , 773.c Fair market value of all other assets 1c
d Total (add lines la, b, and c) Id 14 258 148.e Reduction claimed for blockage or other factors reported on lines la and
1c (attach detailed explanation) le 0.
2 Acquisition indebtedness applicable to line 1 assets 2 0
3 Subtract line 2 from line ld 3 14 , 258 , 1484 Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see instructions) 4 213 , 872 .5 Net value of noncharitable - use assets . Subtract line 4 from line 3. Enter here and on Part V, line 4 5 14 , 044 , 276 .
6 Minimum investment return . Enter 5% of line 5 6 7 0 2 . 2 14 .
Part XIDistributable Amount (see instructions) (Section 4942(j)(3) and (I)(5) private operating foundations and certain
foreign organizations check here ► 0 and do not complete this part.)
I Minimum investment return from Part X, line 6 1 702 , 214.2a Tax on investment income for 2007 from Part VI, line 5 2a 96 , 229.b Income tax for 2007. (This does not include the tax from Part VI.) 2b
c Add lines 2a and 2b 2c 96 , 229 .3 Distributable amount before adjustments. Subtract line 2c from line 1 3 605 , 985 .4 Recoveries of amounts treated as qualifying distributions 4 0 .
5 Add lines 3 and 4 5 605 , 985.6 Deduction from distributable amount (see instructions) 6 0 .
7 Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 7 605 .985 .
Part XII Qualifying Distributions (see instructions)
a Expenses, contributions, gifts, etc. - total from Part I, column (d), line 26 la 1 , 191 , 982.b Program-related investments - total from Part IX-B lb 0.
2 Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc., purposes 2
3 Amounts set aside for specific charitable projects that satisfy the:
a Suitability test (prior IRS approval required) 3a
b Cash distribution test (attach the required schedule) 3b
4 Qualifying distributions . Add lines la through 3b. Enter here and on Part V, line 8, and Part XIII, line 4 4 1 , 191 , 982.5 Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b 5 96 , 229.6 Adjusted qualifying distributions . Subtract line 5 from line 4 6 1 , 095 , 753.
Note : The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for the section
4940(e) reduction of tax in those years.
Form 990-PF (2007)
72357102-20-08
812520512 757066 KNAPP-SWEZEY 2007.07040 KNAPP-SWEZEY FOUNDATION, IN KNAPP-S1
Form 990-PF(2007) ICNAPP-SWEZEY FOUNDATION, INC 11-3038738 Page9
Part XIII Undistributed Income (see instructions)
1 Distributable amount for 2007 from Part XI,
line 7
2 Undistributed income , if any , as of the end of 2008
a Enter amount for 2006 only
b Total for prior years:
3 Excess distributions carryover, if any, to 2007:
a From 2002
b From 2003
c From 2004 181 , 328.d From 2005 187 , 563.eFrom2006 832 964.f Total of lines 3a through e
4 Qualifying distributions for 2007 from
Part Xl 1, line 4: ► $ 1,191,982.
a Applied to 2006, but not more than line 2a
b Applied to undistributed income of prior
years (Election required - see instructions)
c Treated as distributions out of corpus
(Election required - see instructions)
d Applied to 2007 distributable amount
e Remaining amount distributed out of corpus
5 Excess distributions carryover applied to 2007Qf an amount appears in column (d), the same amount
must be shown in column (a) )
6 Enter the net total of each column asindicated below:
a Corpus Add fines 3f , 4c, and 4e Subtract line 5
b Prior years' undistributed income. Subtract
line 4b from line 2b
c Enter the amount of prior years'undistributed income for which a notice ofdeficiency has been issued, or on whichthe section 4942(a) tax has been previouslyassessed
d Subtract line 6c from line 6b. Taxable
amount - see instructions
e Undistributed income for 2006. Subtract line
4a from line 2a. Taxable amount - see instr.
f Undistributed income for 2007. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2008
7 Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3)
8 Excess distributions carryover from 2002
not applied on line 5 or line 7
9 Excess distributions carryover to 2008.
Subtract lines 7 and 8 from line 6a
10 Analysis of line 9:
a Excess from 2003
b Excess from 2004 181 , 328.
c Excess from 2005 187 , 563.dExcessfrom2006 832 964.e Excess from 2007 585.997.
(a) (b)Corpus Years prior to 2006
7.
1.787.852
(c)2006
(d)2007
605 985.
0 .
0.
605 985.
0.
0.
0.
Form 990-PF (2007)72358102-20-08
912520512 757066 KNAPP-SWEZEY 2007.07040 KNAPP-SWEZEY FOUNDATION, IN KNAPP-S1
Form 990-PF 2007 KNAPP - SWEZEY FOUNDATION INC 11-3038738 Page 10
Part XIV Private Operating Foundations (see instructions and Part VII-A, question 9) N/A
1 a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2007, enter the date of the ruling
b Check box to indicate whether the foundation is a p rivate
2 a Enter the lesser of the adjusted net Tax year
income from Part I or the minimum (a) 2007
investment return from Part X for
each year listed
b 85% of line 2a
c Qualifying distributions from Part XII,
line 4 for each year listed
d Amounts included in line 2c not
used directly for active conduct of
exempt activities
e Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2cComplete 3a, b, or c for thealternative test relied upon:
a 'Assets' alternative test - enter:(1) Value of all assets
(2) Value of assets qualifyingunder section 4942(I)(3)(B)(i)
b 'Endowment' alternative test - enter2/3 of minimum investment returnshown in Part X, line 6 for each yearlisted
c 'Support' alternative test - enter:
(1) Total support other than grossinvestment income (interest,dividends, rents, payments onsecurities loans (section512(a)(5)), or royalties)
(2) Support from general publicand 5 or more exemptorganizations as provided insection 4942(j)(3)(B)(iii)
(3) Largest amount of support from
an exempt organization
(b) 2006
Supplementary Information (Complete this part oat any time during the year-see the instructions.)
in section 4942 (1)( 3 ) or 0 442(j)( 5 )
Prior 3 years
(c) 2005 (d) 2004 ( e) Total
if the foundation had $5,000 or more in assets
1 Information Regarding Foundation Managers:
a List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation before the close of any taxyear (but only if they have contributed more than $5,000). (See section 507(d)(2).)
b List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the ownership of a partnership orother entity) of which the foundation has a 10% or greater interest
Check here ►0 if the foundation only makes contributions to preselected charitable organizations and does not accept unsolicited requests for funds. If
the foundation makes gifts, grants, etc. (see instructions) to individuals or organizations under other conditions, complete items 2a, b, c, and d.
a The name, address, and telephone number of the person to whom applications should be addressed:
SEE STATEMENT 14b The form in which applications should be submitted and information and materials they should include:
c Any submission deadlines:
d Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other factors:
723801/02-20-08 Form 990-PF (2007)10
12520512 757066 KNAPP-SWEZEY 2007.07040 KNAPP-SWEZEY FOUNDATION, IN KNAPP-S1
Form 990-PF
Information11
3 Grants and Cnntrihutions Paid During the Year or Anoroved for Future Pavment
Recipient If recipient is an individual,show any relationship to Foundation Purpose of grant or
Name and address (home or business) any foundation manageror substantial contributor
status ofrecipient
contribution Amount
a Paid dung the year
SEE STATEMENT 15
Total ► 3a 1 191 982 .b Approved for future payment
NONE
Total 10- 3b 1 0.723611/02-20-08 Form 990-PF (2007)
11
12520512 757066 KNAPP-SWEZEY 2007.07040 KNAPP-SWEZEY FOUNDATION, IN KNAPP-S1
Form 990-PF (2007) KNAPP - SWE ZEY FOUNDATION, INC 11-3038738 Page 12
Part XVI-A Analysis of Income-Producing Activities
Enter
1 Pro
a
b
c
d
e
f
A
2 Me
3 Int
inv
4 Div
5 Ne t
a
b
6 Ne t
pro
7 Ot
8 Gai
tha
9 Net
10 Gr
11 Ot
a
b
c
d
e
12 Su
13 Total . Add line 12, columns (b), (d), and (e) 13 1,306,102.
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B Relationship of Activities to the Accomplishment of Exempt Purposes
Line No . I Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to the accomplishment of
y the foundation ' s exempt purposes ( other than by providing funds for such purposes).
72382102-20-08
l th rw se indicatedt Unrelate d business income Exclu ded by section 512 , 513 , or 514 (e)i .boss amoun s un ess o e
gram service revenue:
( a)Businesscode
(b)Amount
1Ecru-
ode
(d)Amount
Related or exemptfunction income
Fees and contracts from government agencies
mbership dues and assessments
rest on savings and temporary cash
estments 14 54 , 064.idends and interest from securities 14 229 , 134.rental income or (loss) from real estate:
Debt-financed property
Not debt-financed property
rental income or (loss) from personal
perty
er investment income oil 31.n or (loss) from sales of assets other
n inventory 18 1 , 022 , 873.income or (loss) from special events
Form 990-PF (2007) KNAPP-SWEZEY FOUNDATION, INC 11-3038738 Pag e 13Part XVII Information Regarding Transfers To and Transactions and Relationships With Noncharitable
Exempt Organizations
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of Yes No
the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Transfers from the reporting foundation to a noncharitable exempt organization of.
(1) Cash 1a 1 X
(2) Other assets ia ( 2 ) X
Other transactions:
(1) Sales of assets to a noncharitable exempt organization lb ( l )
(2) Purchases of assets from a nonchantable exempt organization lb ( 2 )
(3) Rental of facilities, equipment, or other assets lb ( 3 )
(4) Reimbursement arrangements lb ( 4 )
(5) Loans or loan guarantees lb ( 5 )
(6) Performance of services or membership or fundraising solicitations lb ( 6 )
Sharing of facilities, equipment, mailing lists, other assets, or paid employees 1c
If the answer to any of the above is 'Yes, complete the following schedule. Column (b) should always show the fair market value of the goods, other assets,
or services given by the reporting foundation. If the foundation received less than fair market value in any transaction or sharing arrangement, show in
(a) Name of organization (b) Type of organization (c) Description of relationship
N/A
Under penalties of p fu , I av a fined th' return , including accompanying schedules and statements , and to the best of my knowledge and belief, it is true , correct,I he that ^^^ ,,, lII
and complete Decl i of arer ( payer fiduciary) is based on all information whi preparer has any knowledge
- _
I
5 //V109 V1 L Pa-ES &j
/)I)e
ar Signature o o I r r stee to Title
tM (A >1Prepare A Date Check If
-em
Preparer ' s SSN or PTIN
?E signature emp loyed ► 0 oa0 p
a a0 firm's name (oryours KATZMAN, WEIINSTEIN & LLP E I N ►(D(DV)
1312520512 757066 KNAPP-SWEZEY 2007.07040 KNAPP-SWEZEY FOUNDATION, IN KNAPP-S1
2a Is the foundation directly or indirectly affiliated with , or related to, one or more tax-exempt organizations described
in section 501 ( c) of the Code ( other than section 501(c)(3 )) or in section 5279 Yes [XI No
b If 'Yes . ' com p lete the followin g schedule.
Schedule B(Form 990, 990-EZ,or 990-PF)Department of the TreasuryInternal Revenue Service
Schedule of Contributors
Supplementary Information for
line 1 of Form 990, 990-EZ, and 990-PF (see instructions)
Name of organization
nl^t^rr- ^wr,crt,i 1 JULVLti11VLY , i
Organization type (check one)
Filers of: Section:
Form 990 or 990-EZ 0 501 (c)( ) (enter number) organization
4947(a)(1) nonexempt charitable trust not treated as a private foundation
527 political organization
Form 990-PF ® 501 (c)(3) exempt private foundation
Q 4947(a)(1) nonexempt charitable trust treated as a private foundation
Q 501 (c)(3) taxable private foundation
OMB No 1545-0047
2007
Employer identification number
Check if your organization is covered by the General Rule or a Special Rule. (Note : Only a section 501(c)(7), (8), or (10) organization can check boxes
for both the General Rule and a Special Rule-see instructions.)
General Rule-
For organizations filing Form 990, 990-EZ, or 990-PF that received, during the year, $5,000 or more (in money or property) from any one
contributor. (Complete Parts I and II )
Special Rules-
For a section 501(c)(3) organization filing Form 990, or Form 990- EZ, that met the 33 1/3% support test of the regulations under
sections 509(a)(1)/170(b)(1)(A)(v ), and received from any one contributor , during the year , a contribution of the greater of $5,000 or 2%
of the amount on line 1 of these forms. (Complete Parts I and II.)
For a section 501(c )(7),(8), or ( 10) organization filing Form 990 , or Form 990-EZ, that received from any one contributor , during the year,
aggregate contributions or bequests of more than $1,000 for use exclusively for religious, charitable , scientific , literary, or educational
purposes , or the prevention of cruelty to children or animals. (Complete Parts I, II, and III.)
For a section 501 (c)(7), (8), or (10) organization filing Form 990, or Form 990-EZ, that received from any one contributor, during the year,
some contributions for use exclusively for religious, charitable, etc., purposes, but these contributions did not aggregate to more than
$1,000. (If this box is checked, enter here the total contributions that were received during the year for an exclusively religious,
charitable, etc., purpose. Do not complete any of the Parts unless the General Rule applies to this organization because it received
nonexclusively religious, charitable, etc , contributions of $5,000 or more during the year.) - .. $
Caution : Organizations that are not covered by the General Rule and/or the Special Rules do not file Schedule B (Form 990, 990-EZ, or 990-PF), but
they must check the box in the heading of their Form 990, Form 990-EZ, or on line 2 of their Form 990-PF, to certify that they do not meet the filing
requirements of Schedule B (Form 990, 990-EZ, or 990-PF).
LHA For Paperwork Reduction Act Notice , see the Instructions Schedule B (Form 990, 990-EZ, or 990 -PF) (2007)
for Form 990, Form 990-EZ, and Form 990-PF.
723451 12-27-07
1412520512 757066 KNAPP-SWEZEY 2007.07040 KNAPP-SWEZEY FOUNDATION, IN KNAPP-S1
Name of organization
or
Part I Contributors (See Specific Instructions.)
of 1 of Part
Employer identification number
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Aggregate contributions
(d)
Type of contribution
1 CARROLL SWEZEY Person 0
9 HARBOUR DRIVE $ 50,250.
PayrollNoncash
BLUE POINT, NY 11715
(Complete Part II if there
is a noncash contribution.)
(a)
No.
(b)
Name, address , and ZIP + 4
(c)
Aggregate contributions
(d)
Type of contribution
2 PRISCILLA KNAPP Person
PO BOX 34 $ 10,136,250.Payroll
Noncash ERI
BELLPORT, NY 11714(Complete Part II if there
is a noncash contribution.)
(a)
No.
(b)
Name , address, and ZIP + 4
(c)
Aggregate contributions
(d)
Type of contribution
Person
$
Payroll
Noncash
(Complete Part II if there
is a noncash contribution.)
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Aggregate contributions
(d)
Type of contribution
Person
$
Payroll
Noncash
(Complete Part II if thereis a noncash contnbution)
(a)
No.
(b)
Name , address, and ZIP + 4
(c)
Aggregate contributions
(d)
Type of contribution
Person
$
Payroll
Noncash
(Complete Part II if thereis a noncash contnbution.)
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Aggregate contributions
(d)
Type of contribution
Person 0
$
Payroll LI
Noncash Q
(Complete Part II if thereis a noncash contribution.;
723452 12-27-07 Schedule B (Form 990 , 990-EZ, or 990-PF) (2007)
15
12520512 757066 KNAPP-SWEZEY 2007.07040 KNAPP-SWEZEY FOUNDATION, IN KNAPP-S1
Schedule B (Form 990, 990-EZ, or 990-PF) (2007) Page 1 of 1 of Part n
Name of organization Employer identification number
Part 11 Noncash Property (See Specific Instructions.)
(a)
from
Part IDescription of noncash property given
(c)
FMV (or
(see i nstructions)
ons)Date received
1576 SHS CITIGROUP, INC.1
$ 50,250. 12/18/07
(a)
from
Part IDescription of noncash property given
(c)
FMV (or ns)
(see
i
nsi nstructions)Date received
75 SHS BERKSHIRE HATHAWAY - CL A2
$ 10,136,250. 11/21/07
(a)No.
from
Part I
(b)Description of noncash property given
(c)
FMV (or estimate)
(see instructions)
(d)Date received
(a)No.
from
Part I
(b)Description of noncash property given
(c)
FMV (or estimate)
(see instructions)
(d)Date received
(a)No.
from
Part 1
(b)Description of noncash property given
(c)
FMV (or estimate)
(see instructions)
(d)Date received
(a)
from
Part IDescription of noncash property given
(c)
ns)FMV (or
(see insinstructions)Date received
723453 12-27-07 Schedule B (Form 990, 990-EZ , or 990-PF) (2007)
16
12520512 757066 KNAPP-SWEZEY 2007.07040 KNAPP-SWEZEY FOUNDATION, IN KNAPP-S1
KNAPP SWEZEY FOUNDATION, INC.INVESTMENTS
BOOK FAIR MARKETQUANTITY VALUE VALUE
Certificate of Accrual Treasury Bond Ser P--------------------- ---
11 , 000----------------------- -
10 , 698.14-------------------------
10,765.15
Certificate of Accrual Treasury Bond Ser Q 20,000 19,156.86 19,573.00
Certificates Accrual Treasury Bond Ser B 10,000 9 , 638.69 9 , 704.60
Middlesex Cnty NJ Impt Ath Util Rev 5,000 3 , 922.34 3 , 843.35Orange County CA Pension Obligation 30 , 000 25 , 196.30 25,926.60
Orange County CA Pension Obligation 176 , 000 139 ,868.23 143 , 860.64Oregon St Loc Govts Pension Oblig 15,000 12 , 213.38 11 , 795.55Phil PA Ath for Indl Dev 25,000 18 ,435.33 17 , 520.25South Carolina Stdnt Ln Crp 100,000 100 , 000.00 100,000.00Tennessee Valley Auth Fed Cpn 16 , 000 14 , 510.11 14 , 633.60Tennessee Valley Auth Fed Cpn 250 , 000 218,404.05 228,650.00Trenton NJ Refunding Pension 5 , 000 3 , 915.74 3 , 941.00Trenton NJ Rfdg 5 , 000
---3 , 715.98
----------------------- -3,652.45
-------------------------U.S. and State Government Obligations 579,675.15 593 , 866.19
KNAPP SWEZEY FOUNDATION, INC.INVESTMENTS
BOOK FAIR MARKETQUANTITY VALUE VALUE
Adaptec Inc Sr Sub Note--------------------- ---
30,000----------------------- -
24,600.00-------------------------
29,287.50Albany International Corp Sr Note Conv 14,000 14,000.00 12,967.50Albany International Corp Sr Note Conv 27,000 26,322.03 25,008.75Allied Waste Inds Inc Sr Sub Deb Conv 6,000 5,749.98 5,700.00Allied Waste Inds Inc Sr Sub Deb Conv 15,000 14,362.50 14,250.00Apex Silver Mines Ltd Sr Sub Note 9,000 5,940.00 4,680.00Audiocodes Limited Senior Note Conv 5,000 4,450.00 4,700.00Capital One Bank Glen Allen VA 98,000 98,000.00 92,352.26Coeur D'Alene Mines Corp Sr Notes Conv 12,000 10,417.92 10,005.00Columbus Bank and Trust 75,000 75,000.00 74,761.50Darby Bank & Trust Vidalia GA 98,000 98,000.00 96,444.74Discover Bank Greenwood DE 75,000 75,000.00 73,986.00Eurobank Hato Rey PR 25,000 25,820.00 25,112.25Expressjet Holdings Sr Notes Conv 16,000 15,520.00 11,120.00Federal National Mortgage Association 1,000 808.39 866.53Federal National Mortgage Association 12,000 10,639.53 11,186.76Federal National Mortgage Association 28,000 25,374.19 26,386.36Federal National Mortgage Association 50,000 45,883.01 46,611.50Federal National Mortgage Association 182,000 168,988.20 172,384.94Fedl Natl Mtg Assn Debenture Cpn Strip 15,000 12,705.56 12,480.45Fedl Natl Mtg Assn Medium Term Note 55,000 46,771.89 46,075.70Fedl Natl Mtg Assn Strip 45,000 37,845.09 38,057.40Financing Corp Cpn Fico Strips 2,000 1,623.67 1,755.46Financing Corp Cpn Fico Strips 4,000 3,230.44 3,494.44Financing Corp Cpn Fico Strips 4,000 3,688.16 3,826.08Financing Corp Cpn Fico Strips 4,000 3,577.97 3,743.52Financing Corp Cpn Fico Strips 7,000 6,402.01 6,656.79Financing Corp Cpn Fico Strips 9,000 7,289.75 7,322.85Financing Corp Cpn Fico Strips 10,000 8,891.32 9,297.80Financing Corp Cpn Fico Strips 10,000 8,497.04 8,431.10Financing Corp Cpn Fico Strips 10,000 8,102.39 8,182.30Financing Corp Cpn Fico Strips 11,000 8,387.86 8,926.83Financing Corp Cpn Fico Strips 11,000 9,943.70 10,402.37Financing Corp Cpn Fico Strips 14,000 11,595.94 11,558.26Financing Corp Cpn Fico Strips 20,000 15,165.63 15,846.80Financing Corp Cpn Fico Strips 21,000 17,136.29 18,345.81Financing Corp Cpn Fico Strips 21,000 17,194.39 17,453.52Financing Corp Cpn Fico Strips 30,000 22,849.85 24,345.90Financing Corp Cpn Fico Strips 42,000 34,037.09 36,234.24Financing Corp Cpn Fico Strips 50,000 36,435.25 38,725.00Financing Corp Cpn Fico Strips 57,000 43,645.16 46,378.05Financing Corp Cpn Fico Strips 59,000 48,427.23 47,880.27Financing Corp Cpn Fico Strips 62,000 51,533.69 51,159.30Financing Corp Cpn Fico Strips 3,000 2,606.03 2,624.19
2 , 855.70Financing Corp Cpn Fico Strips 5,000 4,349.34 4 , 393.35Financing Corp Cpn Fico Strips 12,000 11,702.75 11,773.68Financing Corp Cpn Fico Strips 80,000 76 , 118.92 77,245.60Financing Corp Cpn Fico Strips 125,000 110,062.58 110,875.00Financing Corp Cpn Fico Strips 139,000 132 , 270.21 134 , 225.35Financing Corp Fed B/E Cpn Fico Strips 4,000 3 ,497.27 3 , 526.24Financing Corp Fed B/E Cpn Fico Strips 25,000 23,981.34 24 ,071.75Financing Corp Fed B/E Cpn Fico Strips 30,000 25 , 961.68 26,331.90Financing Corp Fed B/E Cpn Fico Strips 40,000 37 , 302.79 38,038.80Financing Corp Fed B/E Fico Strips 30,000 28 ,462.94 28 , 907.10Financing Corp Fed Cpn Fico Strips 15 , 000 12 , 565.88 12 , 550.35Financing Corp Fed Cpn Fico Strips 3,000 2 , 759.69 2 , 800.71Financing Corp Fed Cpn Fico Strips 7,000 6 , 738.66 6,791.19Financing Corp Fed Cpn Fico Strips 7 , 000 6 , 382.98 6 ,450.78Financing Corp Fed Cpn Fico Strips 8 , 000 7 , 705.05 7 , 765.28Financing Corp Fed Cpn Fico Strips 10 , 000 8,878.37 8,789.90Financing Corp Fed Cpn Fico Strips 27 , 000 24,077.96 24 , 261.93Financing Corp Fed Cpn Fico Strips 100,000 88,842.31 87 , 899.00Financing Corp Strips 10 , 000 7,997.77 8,570.80Financing Corp Strips 24 , 000 19 , 652.02 20,425.92Financing Corp Strips B/E Cpn 9 , 000 8,061.65 8 , 046.27Financing Corp Strips Fico Strips 20,000 18 , 862.28 18,954.40Financing Corp Strips Ser 2 1,000 939 . 56 961.41Financing Corp Strips Ser 2 16,000 15 , 521.42 15,624.96First State Bank Union City TN 10,000 10 , 307.00 10 , 032.80Firstbank Puerto Rico Santurce PR 96,000 96 , 000.00 95 , 618.88Flushing Savings Bank New York NY 21,000 21 , 640.50 21 , 223.44General Elec Cap Co Medium Term Note 25 , 000 25 , 986.50 25,173.25Genl Electric Cap Corp Bond 100,000 106,869.30 102 , 084.00Genl Electric Cap Corp Medium Term Note 50 , 000 53 , 723.45 51 , 874.00Indymac Bank FSB Pasadena CA 95,000 95,000.00 94 , 753.00Intl Bank for Recon & Dev Bond 20,000 17,464.00 18,331.40Intl Bank for Recon & Dev Washington DC 10,000 9,816.58 9 , 840.00JetBlue Airways Corp Conv Note 36 , 000 34 , 830.00 35 , 730.00M&I Marshall & Isley Bk Milwaukee WI 98,000 98 , 000.00 93 , 839.90Nii Holdings Inc Note Conv 24 , 000 20 , 220.00 20 , 220.00Omnicare Inc Conv Sr Deb Note 12 , 000 9 , 713.76 8 , 970.00Omnicare Inc Conv Sr Deb Note 14,000 9,572.50 10,465.00Omnicare Inc Conv Sr Deb Note 49,000 32 , 336.08 36,627.50Orange County CA Pension Oblig 2 , 000 1,776.57 1,799.06Pepsico Cap Res Inc 5 , 000 4 , 149.26 4 , 072.40Pulaski Bk A Svgs Bk St Louis MO 24,000 24,732.00 24,084.00R-G Premier Bk of PR Hato Rey PR 98,000 98 , 000.00 96 , 724.04
KNAPP SWEZEY FOUNDATION, INC.INVESTMENTS
Royal Bank America Narberth PASelect Bank Grand Rapids MIStillwater Natl Bk & TrSweden Kingdom Bonds Ser AUSEC Inc Sr Note ConvUSEC Inc Sr Note ConvWachovia Bank Houston TXWachovia Bank NA Charlotte NCWachovia Bank NA Charlotte NCWachovia Bank NA Charlotte NCWachovia Mortgage FSB Las Vegas NVWesternbank Puerto Rico Mayaguez PR
Corporate Bonds
BOOK FAIR MARKETQUANTITY VALUE VALUE------------------ ---
Apria Healthcare Group Inc 87 2,255.77 1,686.93Apria Healthcare Group Inc 89 2,326.67 1,725.71Apria Healthcare Group Inc 93 2,119.94 1,803.27Apria Healthcare Group Inc 96 1,762.93 1,861.44Apria Healthcare Group Inc 153 3,651.25 2,966.67Apria Healthcare Group Inc 243 4,555.06 4,711.77Apria Healthcare Group Inc 291 7,679.32 5,642.49Apria Healthcare Group Inc 418 6,968.06 8,105.02
Apria Healthcare Group Inc 540 11,134.91 10,470.60Apria Healthcare Group Inc 841 15,498.62 16,306.99Apria Healthcare Group Inc 1477 30,803.72 28,639.03Arcelor Mittal Class A 39 1,652.82 3,863.73Arcelor Mittal Class A 51 3,374.67 5,052.57Arcelor Mittal Class A 119 4,919.83 11,789.33Arcelor Mittal Class A 374 28,438.96 37,052.18Arch Coal Inc 222 8,764.56 16,656.66AT & T Inc 323 11,217.79 10,881.87AT & T Inc 511 16,975.42 17,215.59
139 Tecumseh Products Co P 07/28/2006 07/09/2007 3,16636 2.45099 715 37 2,45099 715 37
63 Tecumseh Products Co P 08/02/2006 07/09/2007 1,435 12 1.11257 322 55 1,11257 32255Cash in Lieu - Taiwan Semiconductor MI P 07/10/2007 07/10/2007 8 66 8 66 8 66
60 CDW Corp P 04/02/2007 07/10/2007 5,07849 3,63394 1,44455 3,63394 1,4445527 General Growth Properties Inc P 03/13/2007 07/10/2007 1.44698 1,72638 (279 40) 1,72638 (279 40)
20 Cdigroup Inc P 04/20/2007 07/11/2007 1,02923 1,06312 (33 89) 1,06312 (33 89)101 CRigroup Inc P 04/26/2007 07/11/2007 5,197 66 5,42673 (229 07) 5.42673 (229 07)31 Goldman Sachs Group Inc P 05/31/2006 07/11/2007 6,77046 4,66581 2,10465 4,66581 2,1046554 Lehman Brothers Holdings Inc P 05/31/2006 07/11/2007 3,851 26 3,573 18 278 08 3,573 18 278 0868 Merrill Lynch & Company Inc P 05/31/2006 07/11/2007 5,62066 4,88852 732 14 4,88852 732 14
207 Tecumseh Products Co P 08/02/2006 07/11/2007 4,638 79 3.65558 983 21 3.65558 983 21
JOHN J. ROE TRUSTEE12 PEARL STREET 1.00 600. 0. 0.BELLPORT, NY 11713
21 STATEMENT(S) 13
12520512 757066 KNAPP-SWEZEY 2007.07040 KNAPP-SWEZEY FOUNDATION, IN KNAPP-S1
KNAPP-SWEZEY FOUNDATION, INC
CAROLYN MAUST17 HALLOCK ROADPATCHOGUE, NY 11772
TRUSTEE1.00
TOTALS INCLUDED ON 990-PF, PAGE 6, PART VIII
11-3038738
400. 0. 0.
4,400. 0. 0.
22 STATEMENT(S) 13
12520512 757066 KNAPP-SWEZEY 2007.07040 KNAPP-SWEZEY FOUNDATION, IN KNAPP-S1
KNAPP-SWEZEY FOUNDATION, INC 11-3038738
FORM 990-PF GRANT APPLICATION SUBMISSION INFORMATION STATEMENT 14PART XV, LINES 2A THROUGH 2D
NAME AND ADDRESS OF PERSON TO WHOM APPLICATIONS SHOULD BE SUBMITTED
KNAPP-SWEZEY FOUNDATION, INC.P.O. BOX 2549PATCHOGUE, NY 11772
TELEPHONE NUMBER
FORM AND CONTENT OF APPLICATIONS
APPLICATIONS SHOULD BE IN LETTER FORM AND STATE THE NATURE OF THE PROJECT,THE BUDGET FOR THE PROJECT, WHO BENEFITS FROM THE PROJECT AND ANY ALTERNATESOURCES OF FUNDS
ANY SUBMISSION DEADLINES
NONE
RESTRICTIONS AND LIMITATIONS ON AWARDS
ALL PROJECTS SHOULD BE IN THE TOWN OF BROOKHAVEN IN SUFFOLK COUNTY OF THESTATE OF NEW YORK
23 STATEMENT(S) 1412520512 757066 KNAPP-SWEZEY 2007.07040 KNAPP-SWEZEY FOUNDATION, IN KNAPP-S1
KNAPP-SWEZEY FOUNDATION, INC 11-3038738
FORM 990-PF GRANTS AND CONTRIBUTIONS STATEMENT 15PAID DURING THE YEAR
RECIPIENT NAME AND ADDRESS
AHRC
2900 VETERANS MEMORIAL HWY,BOHEMIA ,NY 11716
RECIPIENT RELATIONSHIP RECIPIENTAND PURPOSE OF GRANT STATUS AMOUNT
N/A PUBLICCHARITY
CHARITABLE CONTRIBUTION
AMERICAN RED CROSS N/A PUBLICCHARITY
95 HORSEBLOCK ROAD, YAPHANK, NY CHARITABLE CONTRIBUTION11980
ARTHRITIS FOUNDATION , L.I. N/A PUBLICCHAPTER CHARITY501 WALT WHITMAN ROAD, MELVILLE , CHARITABLE CONTRIBUTIONNY 11747
ASSOCIATION OF SMALL FOUNDATIONS N/A PUBLICCHARITY
CHARITABLE CONTRIBUTION
BACAC N/A PUBLICCHARITY
CHARITABLE CONTRIBUTION
BAYPORT METHODIST CHURCH
482 MIDDLE ROAD, BAYPORT, NY11705
N/A PUBLICCHARITY
CHARITABLE CONTRIBUTION
BMH FOUNDATION N/A PUBLICCHARITY
101 HOSPITAL ROAD , PATCHOGUE , NY CHARITABLE CONTRIBUTION11772
BOY SCOUTS OF AMERICA , SUFFOLKCOUNTY7 SCOUTING BLVD , MEDFORD, NY11763
N/A PUBLICCHARITY
CHARITABLE CONTRIBUTION
1,000.
2,000.
3,500.
470.
5,000.
5,750.
58,000.
45,000.
24 STATEMENT(S) 15
12520512 757066 KNAPP-SWEZEY 2007.07040 KNAPP-SWEZEY FOUNDATION, IN KNAPP-S1
KNAPP-SWEZEY FOUNDATION, INC
BOYS & GIRLS CLUB OF THE BELLPORT N/A PUBLICAREA CHARITY1685 MONTAUK HWY, BELLPORT NY CHARITABLE CONTRIBUTION11713
CAMP PAQUTUCK N/A PUBLICCHARITY
4400 VETS. MEMORIAL HWY STE 205, CHARITABLE CONTRIBUTIONHOLBROOK, NY 11741
CANINE ASSISTANCE N/A PUBLICCHARITY
PO BOX 205, FARMINGDALE, NY 11735 CHARITABLE CONTRIBUTION
CEDAR GROVE CEMETARY N/A PUBLICCHARITY
CHARITABLE CONTRIBUTION
CHILD LIFE PROGRAM OF STONY BROOK N/A PUBLICCHARITY
CHARITABLE CONTRIBUTION
CHURCH OF THE ASSUMPTION N/A PUBLICCHARITY
CHARITABLE CONTRIBUTION
COALITION AGAINST BREAST CANCER
PO BOX 1188 , MELVILLE , NY 11747
COMMUNITY SERVICES FORUM
CORNELL COOPERATIVE EXTENSION
423 GRIFFING AVENUE, SUITE 100,RIVERHEAD, NY 11901
N/A PUBLICCHARITY
CHARITABLE CONTRIBUTION
N/A PUBLICCHARITY
CHARITABLE CONTRIBUTION
N/A PUBLICCHARITY
CHARITABLE CONTRIBUTION
DARTMOUTH COLLEGE N/A PUBLICCHARITY
6066 DEVELOPMENT OFFICE, HANOVER, CHARITABLE CONTRIBUTIONNH 03755
11-3038738
141,137.
10,000.
35,000.
3,000.
3,000.
2,000.
10,000.
5,000.
50,000.
3,000.
25 STATEMENT(S) 1512520512 757066 KNAPP-SWEZEY 2007.07040 KNAPP-SWEZEY FOUNDATION, IN KNAPP-S1
KNAPP-SWEZEY FOUNDATION, INC
DRESS FOR SUCCESS N/A PUBLICCHARITY
CHARITABLE CONTRIBUTION
EAST END ARTS COUNCIL
133 EAST MAIN , RIVERHEAD, NY11901
EAST END HOSPICE
PO BOX 1048, WESTHAMPTON, NY11978
N/A PUBLICCHARITY
CHARITABLE CONTRIBUTION
N/A PUBLICCHARITY
CHARITABLE CONTRIBUTION
FAMILY & CHILDREN'S ASSOCIATION N/A PUBLICCHARITY
CHARITABLE CONTRIBUTION
FAMILY COUNCILING SERVICE
PO BOX 1348, WESTHAMPTON BEACH,NY 11978
N/A PUBLICCHARITY
CHARITABLE CONTRIBUTION
GREATER PATCHOGUE CHAMBER OF N/A PUBLICCOMMERCE CHARITY15 NORTH OCEAN AVENUE, PATCHOGUE, CHARITABLE CONTRIBUTIONNY 11772
GUIDE DOG FOUNDATION N/A PUBLICCHARITY
371 EAST JERICHO TPKE, SMITHTOWN, CHARITABLE CONTRIBUTIONNY 11787
HABITAT FOR HUMANITY
643 MIDDLE COUNTRY ROAD, MIDDLEISLAND, NY 11953
N/A PUBLICCHARITY
CHARITABLE CONTRIBUTION
HOPE HOUSE
PO BOX 358, PORT JEFFERSON, NY11777
N/A PUBLICCHARITY
CHARITABLE CONTRIBUTION
11-3038738
10,000.
1,000.
5,000.
10,000.
4,000.
5,000.
10,000.
5,000.
5,000.
26 STATEMENT(S) 1512520512 757066 KNAPP-SWEZEY 2007.07040 KNAPP-SWEZEY FOUNDATION, IN KNAPP-S1
KNAPP-SWEZEY FOUNDATION, INC
INTERFAITH NUTRITION NETWORK N/A PUBLICCHARITY
CHARITABLE CONTRIBUTION
ISLAND HARVEST
JOHN J. FOLEY SKILLED NURSINGFACILITY14 GLOVER DRIVE, YAPHANK, NY11980
L.I. CARES
N/A PUBLICCHARITY
CHARITABLE CONTRIBUTION
N/A PUBLICCHARITY
CHARITABLE CONTRIBUTION
N/A PUBLICCHARITY
CHARITABLE CONTRIBUTION
LIGHTHOUSE MISSION N/A PUBLICCHARITY
54 RAILROAD AVENUE, PATCHOGUE, NY CHARITABLE CONTRIBUTION11772
LIONS CLUB OF PATCHOGUE N/A PUBLICCHARITY
PO BOX 1401, PATCHOGUE, NY 11772 CHARITABLE CONTRIBUTION
LIONS CLUB OF PORT JEFFERSON
PO BOX 202 , PORT JEFFERSON, NY11777
N/A PUBLICCHARITY
CHARITABLE CONTRIBUTION
LITERACY VOLUNTEERS OF AMERICA
627 N. SUNRISE SERVICE ROAD,BELLPORT NY 11713
LONG ISLAND ARTHRITIS FUND
LONG ISLAND THRASHERS
N/A PUBLICCHARITY
CHARITABLE CONTRIBUTION
N/A PUBLICCHARITY
CHARITABLE CONTRIBUTION
N/A PUBLICCHARITY
CHARITABLE CONTRIBUTION
11-3038738
5,000.
10,000.
2,000.
5,000.
3,000.
100.
500.
5,000.
2,500.
500.
27 STATEMENT(S) 1512520512 757066 KNAPP-SWEZEY 2007.07040 KNAPP-SWEZEY FOUNDATION, IN KNAPP-S1
KNAPP-SWEZEY FOUNDATION, INC
MARYHAVEN CENTER OF HOPE N/A PUBLICCHARITY
1010 ROUTE 112, PORT JEFFERSON, CHARITABLE CONTRIBUTIONNY 11776
MATHER MEMORIAL HOSPITAL
75 NORTH COUNTRY ROAD, PORTJEFFERSON, NY 11777
N/A PUBLICCHARITY
CHARITABLE CONTRIBUTION
MERCY CENTER
MORICHES COMMUNITY CENTER
NATURE CONSERVENCY
PO BOX 5125 , EAST HAMPTON, NY11937
NEW YORK CITY BALLET
20 LINCOLN CENTER PLAZA, NEWYORK, NY 10023
NEW YORK PHILHARMONIC
50 IRISH LANE, EAST ISLIP, NY11730
N/A PUBLICCHARITY
CHARITABLE CONTRIBUTION
N/A PUBLICCHARITY
CHARITABLE CONTRIBUTION
N/A PUBLICCHARITY
CHARITABLE CONTRIBUTION
N/A PUBLICCHARITY
CHARITABLE CONTRIBUTION
N/A PUBLICCHARITY
CHARITABLE CONTRIBUTION
NEWSDAY CHARITIES HELP A FAMILY N/A PUBLICCHARITY
CHARITABLE CONTRIBUTION
OPTIONS FOR COMMUNITY LIVING N/A PUBLICCHARITY
CHARITABLE CONTRIBUTION
11-3038738
5,000.
1,500.
10,000.
500.
240,000.
4,600.
1,000.
1,125.
2,000.
28 STATEMENT(S) 15
12520512 757066 KNAPP-SWEZEY 2007.07040 KNAPP-SWEZEY FOUNDATION, IN KNAPP-S1
KNAPP-SWEZEY FOUNDATION, INC
PAL 0 MINE EQUESTRIAN, INC. N/A PUBLICCHARITY
829 OLD NICHOLS ROAD, ISLANDIA, CHARITABLE CONTRIBUTIONNY 11749
PARISH RESOURCE CENTER
89 HALLOCK LANDING ROAD, ROCKYPOINT, NY 11778
N/A PUBLICCHARITY
CHARITABLE CONTRIBUTION
PATCHOGUE AMBULANCE COMPANY N/A PUBLICCHARITY
CHARITABLE CONTRIBUTION
PATCHOGUE COMMUNITY SERVICE, INC. N/A PUBLICCHARITY
CHARITABLE CONTRIBUTION
PATCHOGUE THEATRE N/A PUBLICCHARITY
CHARITABLE CONTRIBUTION
PATCHOGUE VILLAGE CENTER FOR THE N /A PUBLICPERFORMING ARTS CHARITY71 E. MAIN STREET , PATCHOGUE , NY CHARITABLE CONTRIBUTION11772
PATCHOGUE YOUTH ATHLETICASSOCIATIONPO BOX 818, PATCHOGUE, NY 11772
N/A PUBLICCHARITY
CHARITABLE CONTRIBUTION
PATCHOGUE-MEDFORD SCHOOLS
241 SOUTH OCEAN AVENUE,PATCHOGUE, NY 11772
PLANNED PARENTHOOD
70 MAPLE AVENUE , SMITHTOWN, NY11787
PRONTO
N/A PUBLICCHARITY
CHARITABLE CONTRIBUTION
N/A PUBLICCHARITY
CHARITABLE CONTRIBUTION
N/A PUBLICCHARITY
CHARITABLE CONTRIBUTION
11-3038738
16,700.
10,000.
500.
500.
2,500.
45,500.
800.
281,300.
10,000.
27,000.
29 STATEMENT(S) 1512520512 757066 KNAPP-SWEZEY 2007.07040 KNAPP-SWEZEY FOUNDATION, IN KNAPP-S1
.KNAPP-SWEZEY FOUNDATION, INC
R.S.V.P. N/A PUBLICCHARITY
ONE WEST MAIN STREET , SMITHTOWN , CHARITABLE CONTRIBUTIONNY 11787
ROTARY CLUB OF PATCHOGUE N/A PUBLICCHARITY
PO BOX 821, PATCHOGUE, NY 11772 CHARITABLE CONTRIBUTION
SAYVILLE CONGREGATIONAL CHURCH
131 MIDDLE ROAD, SAYVILLE, NY11782
N/A PUBLICCHARITY
CHARITABLE CONTRIBUTION
SPOTLIGHT ON CHILDREN
SUFFOLK AHRC
SUFFOLK COMMUNITY COLLEGEFOUNDATION533 COLLEGE ROAD , SELDEN, NY11784
N/A PUBLICCHARITY
CHARITABLE CONTRIBUTION
N/A PUBLICCHARITY
CHARITABLE CONTRIBUTION
N/A PUBLICCHARITY
CHARITABLE CONTRIBUTION
SUNSHINE PREVENTION CENTER N/A PUBLICCHARITY
468 BOYLE ROAD, PORT JEFFERSON, CHARITABLE CONTRIBUTIONNY 11776
TEMPLE BETH-EL
45 OAK STREET , PATCHOGUE, NY11772
N/A PUBLICCHARITY
CHARITABLE CONTRIBUTION
THE MINISTRIES N/A PUBLICCHARITY
CHARITABLE CONTRIBUTION
11-3038738
5,500.
1,000.
16,000.
5,000.
2,000.
5,000.
10,000.
1,000.
5,000.
30 STATEMENT(S) 1512520512 757066 KNAPP-SWEZEY 2007.07040 KNAPP-SWEZEY FOUNDATION, IN KNAPP-S1
KNAPP-SWEZEY FOUNDATION, INC
THREE VILLAGE HISTORICAL SOCIETY N/A PUBLICCHARITY
93 NORTH COUNTRY ROAD, SETAUKET, CHARITABLE CONTRIBUTIONNY 11733
THREE VILLAGE MEALS ON WHEELS N/A PUBLICCHARITY
CHARITABLE CONTRIBUTION
THURSDAY ' S CHILD
80 TERRY STREET , PATCHOGUE, NY11772
N/A PUBLICCHARITY
CHARITABLE CONTRIBUTION
VIBS N/A PUBLICCHARITY
PO BOX 5483, HAUPPAUGE, NY 11788 CHARITABLE CONTRIBUTION
TOTAL TO FORM 990-PF, PART XV, LINE 3A
11-3038738
1,000.
500.
6,000.
2,000.
1,191,982.
31 STATEMENT(S) 1512520512 757066 KNAPP-SWEZEY 2007.07040 KNAPP-SWEZEY FOUNDATION, IN KNAPP-S1
Form 8868
(Rev. April 2008)
Department of the TreasuryInternal Revenue Service
P-SWEZEY
for each return.
OMB No. 1545-1709
• If you are filing for an Automatic 3-Month Extension , complete only Part I and check this box - ► FX1
• If you are filing for an Additional (Not Automatic) 3-Month Extension , complete only Part II (on page 2 of this form)
Do not complete Part 11 unless you have already been granted an automatic 3-month extension on a previously filed Form 8868.
Part I Automatic 3-Month Extension of Time. Only submit original (no copies needed).
A corporation required to file Form 990-T and requesting an automatic 6-month extension - check this box and complete
Part I only
All other corporations (including 1120-C filers), partnerships, REMICs, and trusts must use Form 7004 to request an extension of timeto file income tax returns.
Electronic Filing (e-file). Generally, you can electronically file Form 8868 if you want a 3-month automatic extension of time to file one of the returnsnoted below (6 months for a corporation required to file Form 990-T) However, you cannot file Form 8868 electronically if (1) you want the additional(not automatic) 3-month extension or (2) you file Forms 990-BL, 6069, or 8870, group returns, or a composite or consolidated Form 990-T Instead,you must submit the fully completed and signed page 2 (Part II) of Form 8868 For more details on the electronic filing of this form, visitwww.irs gov/efile and click on e-file for Chanties & Nonprofits.
Type or I Name of Exempt Organization
print
File by the
due date for
riling your
return See
instructions
► File a
TION, I
Employer identification number
Number, street , and room or suite no If a P O. box, see instructions
P.O. BOX 2549
Application for Extension of Time To File anExempt Organization Return
City, town or post office , state , and ZIP code . For a foreign address , see instructions.
PATCHOGUE, NY 11772
Check type of return to be filed (file a separate application for each return):
Form 990 Form 990-T (corporation ) Form 4720
Form 990-BL El Form 990-T (sec. 401(a) or 408(a) trust) Form 5227
Form 990-EZ El Form 990-T (trust other than above) Form 6069
Form 990-PF El Form 1041-A Q Form 8870
• The books are in the care of ► TAXPAYER
Telephone No ► (631) 687-3406 FAX No. ►• If the organization does not have an office or place of business in the United States , check this box ►• If this is for a Group Return , enter the organization ' s four digit Group Exemption Number (GEN) . If this is for the whole group , check this
box ► Q . If t ,s for part of the group , check this box ►Q and attach a list with the names and EINs of all members the extension will cover.
1 I request an automatic 3-month (6-months for a corporation required to file Form 990-T) extension of time until
FEBRUARY 15, 2009 , to file the exempt organization return for the organization named above. The extension
is for the organization 's return for:
► El calendar year or
►® tax year beginning JUL 1, 2 0 0 7 , and ending JUN 30, 2008
2 If this tax year is for less than 12 months , check reason : 0 Initial return 0 Final return 0 Change in accounting period
3a If this application is for Form 990-BL, 990-PF, 990-T, 4720, or 6069, enter the tentative tax, less any
nonrefundable credits. See instructions. 3a 100 , 300.
b If this application is for Form 990-PF or 990-T, enter any refundable credits and estimated
tax payments made. Include any prior year overpayment allowed as a credit 3b 12 , 800.
c Balance Due. Subtract line 3b from line 3a. Include your payment with this form, or, if required,
deposit with FTD coupon or, if required, by using EFTPS (Electronic Federal Tax Payment System).
See instructions 3c 87 , 500.
Caution . If you are going to make an electronic fund withdrawal with this Form 8868, see Form 8453-EO and Form 8879-EO for payment instructions
LHA For Privacy Act and Paperwork Reduction Act Notice , see Instructions . Form 8868 (Rev. 4-2008)
72383104-18-08
Form 8868 (Rev. 4-2008) Page 2
• If you are filing for an Additional ( Not Automatic ) 3-Month Extension , complete only Part II and check this box - ►Note . Only complete Part II if you have already been granted an automatic 3-month extension on a previously filed Form 8868.
• If you are filing for an Automatic 3-Month Extension , complete only Part I (on pag e 1)
Part II Additional (Not Automatic) 3-Month Extension of Time . You must file original and one copy.
Name of Exempt Organization Employer identification numberType or
printNAPP-SWEZEY FOUNDATION , INC 11-3038738
File by the
extended Number , street , and room or suite no If a P.O. box, see instructions . For IRS use onlydue date for P .O. BOX 2549filing thereturn see City , town or post office, state, and ZIP code For a foreign address, see instructionsinstructions
ATCHOGUE NY 11772Check type of return to be filed (File a separate application for each return):
Form 990 -Form-990-EZ---[] Form 990-T-(sec .- 401(a) or-408(a) trust)-E-Form1041-A -- Q-Form 5227-l-Form-8870
0 Form 990- BL ® Form 990-PF E Form 990-T (trust other than above) 0 Form 4720 0 Form 6069
--- STOP! De net Gemplete Paict 11 il yGu_VJ8F8 not air-early granted an ai it-watic 3-month ext Lfinijnly filf%d Fnrm PARA
• The books are in the care of ► TAXPAYER
Telephone No ► ( 631) 687-3406 FAX No ►• If the organization does not have an office or place of business in the United States , check this box -- ►• If this is for a Group Return , enter the organization ' s four digit Group Exemption Number (GEN) . If this is for the whole group , check this
box ► El . If it is for part of the group , check this box ►0 and attach a list with the names and EINs of all members the extension is for
4 I request an additional 3-month extension of time until MAY 15 , 2009
5 For calendar year , or other tax year beginning JUL 1, 2007 , and ending JUN 30, 2008
6 If this tax year is for less than 12 months, check reason' El Initial return ED Final return El Change in accounting period
7 State in detail why you need the extension
ADDITIONAL INFORMATION IS NEEDED FROM THIRD PARTIES IN ORDER TO FILE A
8a If this application is for Form 990-BL, 990-PF, 990-T, 4720, or 6069, enter the tentative tax, less any
00,300If this application is for Form 990-PF, 990-T, 4720, or 6069 , enter any refundable credits and estimated
tax payments made . Include any prior year overpayment allowed as a credit and any amount paid
oreviously with Form 8868 . 8b $ 100,300.
c Balance Due. Subtract line 8b from line 8a Include your payment with this form, or, if required, deposit
with FTD coupon or. If reaulred. by using EFTPS (Electronic Federal Tax Payment System) See instructions Sc $ 0
Signature and Verification
Under penalties of perjury, I declare that I have examined this form, including accompanying schedules and statements, and to the best of my knowledge and belief,it is true, correct, arfdkomplete, and tlkati-am-authortzed to prepare this form. ,