802.16e Proposal: Link Performance of WirelessMAN-SCa Mobile Subscriber Stations IEEE 802.16 Presentation Submission Template (Rev. 8.3) Document Number: s802.16e-03/19r2 Date Submitted: 2003-03-11 Source: Russell McKown Voice: 214-893-8909 MacPhy Modems, Inc. Fax: 972-671-1455 1104 Pittsburg Landing E-mail: [email protected]Richardson, TX 75080 Venue: March 2003 802 Plenary, Dallas Texas, 802.16e Mobile Extension Proposals Base Document: “Call for Proposals on IEEE Project 802.16e: Mobility Enhancements to IEEE Standard 802.16/802.16a”, IEEE 802.16e-03/02, 2003-01-16, and “Mobile System and Proposal Evaluation Requirements”, IEEE 802.16e-03/01, 2003-01-16. Purpose: To establish the utility and limitations of the existing 802.16-SCa physical layer specification toward meeting the requirements of the IEEE Project 802.16e. Notice: This document has been prepared to assist IEEE 802.16. It is offered as a basis for discussion and is not binding on the contributing individual(s) or organization(s). The material in this document is subject to change in form and content after further study. The contributor(s) reserve(s) the right to add, amend or withdraw material contained herein. Release: The contributor grants a free, irrevocable license to the IEEE to incorporate material contained in this contribution, and any modifications thereof, in the creation of an IEEE Standards publication; to copyright in the IEEE’s name any IEEE Standards publication even though it may include portions of this contribution; and at the IEEE’s sole discretion to permit others to reproduce in whole or in part the resulting IEEE Standards publication. The contributor also acknowledges and accepts that this contribution may be made public by IEEE 802.16. IEEE 802.16 Patent Policy: The contributor is familiar with the IEEE 802.16 Patent Policy and Procedures <http://ieee802.org/16/ipr/patents/policy.html>, including the statement "IEEE standards may include the known use of patent(s), including patent applications, provided the IEEE receives assurance from the patent holder or applicant with respect to patents essential for compliance with both mandatory and optional portions of the standard." Early disclosure to the Working Group of patent information that might be relevant to the standard is essential to reduce the possibility for delays in the development process and increase the likelihood that the draft publication will be approved for publication. Please notify the Chair <mailto:[email protected]> as early as possible, in written or electronic form, if patented technology (or technology under patent application) might be incorporated into a draft standard being developed within the IEEE 802.16 Working Group. The Chair will disclose this notification via the IEEE 802.16 web site <http://ieee802.org/16/ipr/patents/notices>.
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802.16e Proposal: Link Performance of WirelessMAN-SCa Mobile Subscriber Stations
Russell McKown Voice: 214-893-8909MacPhy Modems, Inc. Fax: 972-671-14551104 Pittsburg Landing E-mail: [email protected], TX 75080
Venue:March 2003 802 Plenary, Dallas Texas, 802.16e Mobile Extension Proposals
Base Document:“Call for Proposals on IEEE Project 802.16e: Mobility Enhancements to IEEE Standard 802.16/802.16a”, IEEE 802.16e-03/02, 2003-01-16, and “Mobile System and Proposal Evaluation Requirements”, IEEE 802.16e-03/01, 2003-01-16.
Purpose:To establish the utility and limitations of the existing 802.16-SCa physical layer specification toward meeting the requirementsof the IEEE Project 802.16e.
Notice:This document has been prepared to assist IEEE 802.16. It is offered as a basis for discussion and is not binding on the contributing individual(s) or organization(s). The material in this document is subject to change in form and content after further study. The contributor(s) reserve(s) the right to add, amend or withdraw material contained herein.
Release:The contributor grants a free, irrevocable license to the IEEE to incorporate material contained in this contribution, and any modifications thereof, in the creation of an IEEE Standards publication; to copyright in the IEEE’s name any IEEE Standards publication even though it may include portions of this contribution; and at the IEEE’s sole discretion to permit others to reproduce in whole or in part the resulting IEEE Standards publication. The contributor also acknowledges and accepts that this contribution may be made public by IEEE 802.16.
IEEE 802.16 Patent Policy:The contributor is familiar with the IEEE 802.16 Patent Policy and Procedures <http://ieee802.org/16/ipr/patents/policy.html>, including the statement "IEEE standards may include the known use of patent(s), including patent applications, provided the IEEE receives assurance from the patent holder or applicant with respect to patents essential for compliance with both mandatory and optional portions of the standard." Early disclosure to the Working Group of patent information that might be relevant to the standard is essential to reduce the possibility for delays in the development process and increase the likelihood that the draft publication will be approved for publication. Please notify the Chair <mailto:[email protected]> as early as possible, in written or electronic form, if patented technology (or technology under patent application) might be incorporated into a draft standard being developed within the IEEE 802.16 Working Group. The Chair will disclose this notification via the IEEE 802.16 web site <http://ieee802.org/16/ipr/patents/notices>.
March 6, 2003 802.16e: Link Performance of WirelessMAN-SCa MS 2
Link Performance of WirelessMAN-SCa Mobile Subscriber Stations
Single Burst Equalization Overview
WirelessMAN-SCa Mobility Design Concepts
Link Simulation Results
Uplink/Downlink Cell Radii
Conclusions
Uplink/Downlink Budgets for Cell Radii
March 6, 2003 802.16e: Link Performance of WirelessMAN-SCa MS 3
Single Burst Equalization (SBE)
SBE Baseband ArchitectureTiming recovery (non data aided, feed forward, after delay)
Channel impulse response (CIR) estimation (Unique Word Preamble)
Coefficient computation for equalization filters (Al-Dhahir & Cioffi, 1995)
FFE & FBE filter coefficient selection (from 64 or 256 to less than ~12, each) 1
Sparse filter DFE execution (after delay for the coefficients) 1
SBE PerformanceNear optimal RX with no a priori of channelRobust and efficient Solves problem of multipath spectral nulls
SBE Cycle Time RequirementDerived for fixed WirelessMAN-SCa base stationsReal time for sequential shortest bursts (BW-REQ), multipoint-to-point~47 microseconds for 10 MHz BW / 8 MSps
March 6, 2003 802.16e: Link Performance of WirelessMAN-SCa MS 4
SBE Baseband Architecture (Pre-processor)
Analog RX Baseband
I
QADC(2)
O&M FFTR
µ1/T I,Q CAZAC
CIR = RxyCIR MMSE-DFE
Coefficient Algorithm
DelayMacPhyEfficient
DFE
A Few Good Coefficients
IEEE 802.16 StandardPhysical Layer Signal Processing
(Viterbi Demod, Reed Solomon FEC, etc)RX Data Packets to IEEE 802.16-SCa MAC
Analog RX Baseband
I
QADC(2)
O&M FFTR1
4/T Clock
4/T I,Q
µ
CAZACCIR = Rxy
MMSE-DFECoefficient Algorithm2
DelaySparse
DFE
1/T I,Q
A Few Good Coefficients
IEEE 802.16-SCa StandardPhysical Layer Signal Processing
(Viterbi Demod, Reed Solomon FEC, etc)
Z = Post-SBE Signal (Soft Decisions)
RX Data Packets to
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Feed Forward Timing Recovery
Y = Pre-SBE Signal
Filter
Single Burst Equalization (SBE)NCO & RRCF
Increased Effective Signal StrengthDelay
Interpolate
Pre-Equalization Constellation
Post-Equalization Constellation
1 M.Oerder and H. Meyr, “Digital Filter and Square Timing Recovery”, IEEE Trans. Commun. COM-36, 605-611, May 19882 Naofal Al-Dhahir & John M. Cioffi, “Fast Computation of Channel-Estimate Based Equalizers in Packet Data Transmissions” in IEEE Transactions on Signal Processing. pp. 2462-2473, 11, 43 (Nov. 1995).
March 6, 2003 802.16e: Link Performance of WirelessMAN-SCa MS 5
1/T Soft Decisions to 802.16-SCa PHY
1/T I,Q RX Data
Y-FBE
FFE = Feed Forward Equalization (filter)
4, 16, 64 microsecond delay spread
FBE = Feed Forward Equalization (filter)At 5MHz, CAZAC/CIR/DFE Configures for
1 Acceptable timing, frequency & amplitude a priori (CAZAC recovery).
March 6, 2003 802.16e: Link Performance of WirelessMAN-SCa MS 6
SBE solves the problem of multipath spectral nulls
5 0 1 0 0 1 5 0 2 0 0 2 5 0
- 3 5
- 3 0
- 2 5
- 2 0
- 1 5
- 1 0
- 5
0
1 / T S i g n a l S p e c t r u m
Pow
er (d
B)
P r e - E q u a li z a t i o n S p e c t r u m ( t o p )
5 0 1 0 0 1 5 0 2 0 0 2 5 0
- 3 5
- 3 0
- 2 5
- 2 0
- 1 5
- 1 0
- 5
0
Pow
er(d
B)
P o s t - E q u a li z a t i o n S p e c t r u m ( b o t t o m )
Increased Signal Strength
Post-Equalization (Z) Spectrum 1
Pre-Equalization (Y) Spectrum
Multipath Spectral Nulls (reduces SNR = capacity for OFDM)
Frequency Index {bin width = 1/(256*T) Hz}ETSI Vehicular
Channel A
Pow
er (d
B)
Pow
er (d
B)
Soft Decisions to 802.16-SCa PHY
(or 802.16-OFDM PHYs?)
(1/T = symbol rate)
CIR = RxyCIR
Delay
CAZAC Rxy CIR
CIR to DFECoefficient Algorithm
Delay Sparse FFE1/T I,Q Z
Y
w_1T
Sparse FBE
Tap Selection Algorithm w_1T (64 Coefs)
Y-FFE
Y-FBE
b_1T (63 Coefs)1/T I,Q RX Data
(from timing recovery)b_1T (0 to 12 Coefs)(1 to 12 Coefs)
1 Spectrum = power spectral density obtained using 512 FFT for dual 256 CAZAC preamble, keeping only the odd index bins.
March 6, 2003 802.16e: Link Performance of WirelessMAN-SCa MS 7
SBE Cycle time for WirelessMAN-SCa FBWA BS
Stay real time while receiving string of shortest SS bursts.
Bandwidth Request Message Bursts [with dual Unique Word Preamble to estimate CIR] :
4-QAM PayloadCAZAC CAZAC
128 184
376 symbols
RxDS CA
64
4-QAM PayloadCAZAC ZAC
128 184
RxDS
64
RxDS CAZAC CAZAC
94 microseconds for 5 MHz BW, 4 MSPS47 microseconds for 10 MHz BW, 8 MSPS
376 microseconds for 1.25 MHz BW, 1 MSPS
23.5 microseconds for 20 MHz BW, 16 MSPS
Unique Word = 64 symbol CAZAC
4-QAM PayloadC C
32 16
D C
32
C
SBE Cycle Time Requirement Drivers
184 Symbol Payload = 8 symbols (Viterbi)+ (1 symbol per bit)*(6 byte PDU + 16 byte RS)*(8 bits per byte)
376 symbols
Unique Word = 16 symbol CAZAC184
232 symbols
D
58 microseconds for 5 MHz BW, 4 MSPS29 microseconds for 10 MHz BW, 8 MSPS
232 microseconds for 1.25 MHz BW, 1 MSPS
14.5 microseconds for 20 MHz BW, 16 MSPS
4-QAM Payload
184 16
D C C
232 symbols
Not Requirement Drivers1
1 The SBE coefficient compute time for 64 symbol CAZAC is ~16 times the SBE coefficient compute time for 16 symbol CAZAC.
March 6, 2003 802.16e: Link Performance of WirelessMAN-SCa MS 8
WirelessMAN-SCa Mobility Design Concepts
802.16e Base stations (BS) use real time SBE (same as 802.16a)
802.16e Mobile subscriber stations (MS) use real time SBE
Fixed subscriber stations (SS) use whatever (not critical)
MAC inserts additional Pilot Words on MS/BS linksUses existing Pilot Word insertion protocolNot required for 3 kph pedestrianNot required for short burstsAs required to mitigate vehicular DopplerSBE simulations recommended Pilot Word Insertion Intervals
BS ranges MS with unsolicited RNG-RESP (as necessary)BS measures ranging parameters on each RX burstIssues RNG-RESP to keep MS within tolerance
March 6, 2003 802.16e: Link Performance of WirelessMAN-SCa MS 9
802.16-SCa PHY Mobility Design Concept
Both BS & MS use SBEEstimate CIR from Preamble = Pilot Word = 2 Unique Words
MAC inserts additional Pilot Words based on link statisticsNone for short bursts (BWREQ, RNG-REQ)At currently allowed intervals, as required, for longer burstsPHY uses Pilot Words to re-compute CIR and FFE/FBE coefficients PHY DFE uses nearest (or interpolated in symbol time) FFE/FBE coefficients
(let “Demod Interval” = maximum symbol distance from Pilot Word1)
Demod Interval <= 384Demod Interval = 192
QAM PayloadCAZAC CAZAC
128 384
Pilot Word Interval = 512 symbols
CAZAC CAZAC RxDS
Demod Interval = 192
128 <= 384
RxDS More QAM Payload
<= 512 symbols
Additional Pilot WordPreamble = Pilot Word
1 The performance of the SBE enabled MS & BS depends on the product of Doppler (Hz) times Demod Interval (seconds).
March 6, 2003 802.16e: Link Performance of WirelessMAN-SCa MS 10
802.16-SCa PHY Mobility Design Concept (cont.)
MAC inserts additional Pilot Words based on link statisticsAt currently (802.16-SCa) allowed intervals, as required, for longer bursts
PW insertion interval depends on link BW & SNR/Mod (below)Decrease/increase interval based on link errors at SNR/ModMinimum PW interval = 2048/16 = 1024/8 = 512/4 = 128 microseconds
> SBE cycle time = 47 microseconds
4096 (3%) 44096 (3%) 44096 (3%) 34096 (3%) 238
4096 (3%)2048 (6%)1024 (11%)1024 (11%)150
4096 (3%)4096 (3%)2048 (6%)2048 (6%)75
512 (20%)
not required
1.25 MHzBW
512 (20%)
not required
5 MHzBW
2048 (6%)1024 (11%)300
not requirednot required< 30
20 MHz BW
10 MHzBW
Velocity (kph)
Recommended Pilot Word Insertion Interval in symbols.1
Improves link, with acceptable overhead.
1 Table is for 9 < Es/No < 21, e.g, QPSK or 16-QAM, for Es/No > 21 dB or 64 QAM divide insertion interval by 2.2 Percent overhead = (32/(32+insertion interval))*100% for BW = 1.25 MHz with UW = 16 CAZAC.3 Percent overhead = (128/(128+insertion interval))*100% for BW = 5,10, 20 MHz with UW = 64 CAZAC.4 For higher bandwidths (10 & 20 MHz) the symbol rate is faster so the equivalent number of symbols is less sensitive to Doppler. The recommendation is to use the largest PW interval of 4096 if there is any indication of channel impairment with a mobile subscriber. Most bursts are shorter than 4096 symbols.
March 6, 2003 802.16e: Link Performance of WirelessMAN-SCa MS 11
Link Simulation Results
SNR(Y), Y = SBE input, shows channel effectsSNR of Z = SBE output (input to Viterbi demodulator)
SNR(Z|SOB), Start Of Burst SNR(Z|EOB), End Of Burst = “Demod Interval”
Controls (Perfect channel/AWGN/QPSK SER & familiar SUI channels)
CIRs for ETSI Test EnvironmentsVehicular, Channel A & BOutdoor-to-indoor & Pedestrian, Channel A & BIndoor Office, Channel A & B
SNR degradation estimatesStationary test CIR wrt perfect channel = SNR(Z|SOB)-Es/NoMobile test CIR wrt stationary test CIR = SNR(Z|EOB) - SNR(Z|SOB) Mobile test CIR wrt perfect channel = SNR(Z|EOB)-Es/No
Pilot Word Interval Performance AssessmentDoppler SNR degradation = SNR(Z|EOB) - SNR(Z|SOB)Degradation versus Velocity (constant PW interval)Degradation versus PW interval (constant velocity)
March 6, 2003 802.16e: Link Performance of WirelessMAN-SCa MS 12
Doppler SNR Degradation = SNR(Z|EOB) – SNR(Z|SOB)
Simulation Concept
QAM PayloadCAZAC CAZAC
128 400 symbols
RxDS RxDS
Preamble = Pilot Word
Demod Interval = 50 (or 100) microseconds
SNR(Z|SOB) SNR(Z|EOB)
Results are equivalent for constant Doppler*Demod Interval.
SNR(Z|SOB) > SNR(Z|EOB) due to channel-DFE mismatch (Doppler).
Test QAM Payload Test QAM Payload
SNR(Z|SOB) = SNR(Z|DFE(n-1))
SNR(Z|EOB) = SNR(Z|DFE(n-2))
Preamble(n) CIR(n) DFE(n)
CAZAC CAZAC CAZAC CAZAC
Preamble(n-1) CIR(n-1) DFE(n-1)
SNR(Z|SOB) = SNR(Z|DFE(n))
SNR(Z|EOB) = SNR(Z|DFE(n-1))
Accumulate SNR(Z|SOB), SNR(Z|EOB) results for performance evaluation.
Test CIR(n)Test CIR(n-1) Test CIR(n+1)
Test CIR(n) is from Doppler channel coefficient simulation sampled at n*50 (or 100) microseconds.
Simulation Procedure
March 6, 2003 802.16e: Link Performance of WirelessMAN-SCa MS 13
Channel/SBE simulation: perfect channel-AWGN-QPSK control
-2 0 2 4 6 8 10 12 14 16 1810
-5
10-4
10-3
10-2
10-1
100
SNR per bit (dB)
SER & Pe
0 5 10 15 20 25 300
5
10
15
20
25
30
Es/No (dB)
SN
R Y
& Z
(dB
)
SNR Y (black) & Z (red/blue) vs Es/No
RX
SN
R (
dB
)
TX SNR = Es/No (dB)
SNR per bit (dB)
SER & Pe
SBE configuration here solves for 64 FFE taps & 63 FBE taps. Tap selection algorithm output
here is 1 FFE tap & 0 FBE taps. SNR of Y = pre-SBE & Z = SBE-Output fall off from Es/No due to TX/RX filters & arithmetic.
Normally each simulation element is N = 7720 symbol demods at some test configuration.
March 6, 2003 802.16e: Link Performance of WirelessMAN-SCa MS 14
2 SBE performance at Es/No = 27 dB shows residual ISI in addition to ~1.5 dB fall off due to TX/RX filters, etc.
SBE multipath performance for Vehicular Channel B is typically within ~2 dB of perfect channel performance.
SBE multipath performance for Vehicular Channel B is typically within 1 dB of Vehicular Channel A performance.
March 6, 2003 802.16e: Link Performance of WirelessMAN-SCa MS 23
MS Performance for WirelessMAN-SCa (PE15)SBE for ETSI ITU-R M.1225 Outdoor-to-Indoor & Pedestrian, Channel A & B
5 MHz BW
SNR Delta relative to Es/No (perfect channel, AWGN)
-3.2 +/- 1.2 2-4.1 +/- 1.327
-1.4 +/- 1.0-2.9 +/- .821
-0.6 +/- .7 1-1.2 +/- .715
-1.4 +/- .7 dB-.1 +/- .4 dB9
3 kilometers per hourChannel B
3 kilometers per hourChannel A
Es/No (dB)
1 SBE at Es/No = 15 dB is better than at Es/No = 9 dB due to improved CIR estimate (and residual ISI < No).2 SBE performance at Es/No = 27 dB shows residual ISI in addition to ~1.5 dB fall off due to TX/RX filters, etc.
SBE 3 kph pedestrian MS performance is equal to the SBE stationary MS performance.
SBE multipath performance for Out-In Ped Channel A/B is typically within 2 dB of perfect channel.
March 6, 2003 802.16e: Link Performance of WirelessMAN-SCa MS 24
MS Performance for WirelessMAN-SCa (PE15)SBE for ETSI ITU-R M.1225 Indoor Office, Channel A & B
SNR Delta relative to Es/No (perfect channel, AWGN)
-5.4 +/- 2.8 1-4.9 +/- 3.5 127
-2.9 +/- 1.7-1.9 +/- 2.421
- 1.4 +/- 1.50.0 +/- 1.715
-.7 +/- 1.8 dB0.0 +/- 1.3 dB9
30 kilometers per hourChannel B
30 kilometers per hourChannel A
Es/No (dB)
1 SBE performance at Es/No = 27 dB shows residual ISI in addition to ~1.5 dB fall off due to TX/RX filters, etc.
SBE multipath performance for Indoor Office Channel A/B is typically within 2 dB of perfect channel.
March 6, 2003 802.16e: Link Performance of WirelessMAN-SCa MS 25
Uplink/Downlink Cell Radii
Target Es/No (ahead of coding) = 10, 17, 23 dB (QPSK,16-QAM,64-QAM)
Vehicular Test EnvironmentPE9 evaluation requirements, 5 MHz, 2.6 GHz Cable/connector loss for BS = 2 dB
SC power back-off advantage for MS = 5, 2.6, 2 dB (QPSK,16-QAM,64-QAM) 1
< 150 kph, channel A or B, Multipath/Doppler SNR degradation = 2 dB 2
Outdoor-to-Indoor & Pedestrian Test EnvironmentPE8 evaluation requirements, 5 MHz, 2.6 GHz Cable/connector loss for BS = 2 dBSC power back-off advantage for MS = 5, 2.6, 2 dB3 kph, channel A or B, Multipath/Doppler SNR degradation = 2 dB 2
Indoor Office Test EnvironmentPE7 evaluation requirements, 5 MHzSC power back-off advantage for MS = 5, 2.6, 2 dB3 kph, channel A or B, Multipath/Doppler SNR degradation = 2 dB 2
March 6, 2003 802.16e: Link Performance of WirelessMAN-SCa MS 31
Indoor Office UL Cell Size (PE7)2.6 GHz, 5 MHz BW, rate ½ QPSK
Target Es/No + Fade Margin
Target Es/No15 meters
Stationary AWGN Channel
Indoor Office Channel A or B
13 meters
41 meters 48 meters
March 6, 2003 802.16e: Link Performance of WirelessMAN-SCa MS 32
Conclusions on Mobile WirelessMAN-SCa
Satisfactory NLOS Link Performance for Vehicular Doppler/MultipathSBE capability in BS & MS Pilot Word Insertion as necessary
Not required for short bursts (BW-REQ,RNG-RESP) or low speedsAcceptable overhead for longer burstsUp to 300 kph in 5 MHz BW (up to 20% PW overhead)
SNR Degradation ~2 dB from perfect channel (all test environments)
UL Cell Radius ~ ½ DL Cell Radius?Suggests UL PN Spreading Option for 802.16e WirelessMAN-SCaSpreading Option Analysis & Proposal TBD
BS-MS RangingBS measures ranging parameter for each RX burst BS Issues RNG-RESP to keep MS within tolerance
MAC Integration IssuesPHY requests Pilot Word Insertion (to MAC)?Fixed/mobile robust modulation definition?
Additional Pilot Words (more robust within modulation type)
PN spreading option is UL only (no problem)
March 6, 2003 802.16e: Link Performance of WirelessMAN-SCa MS 33
Uplink/Downlink Budgets for Cell Radius
Vehicular Test EnvironmentPE9, etc. evaluation parametersStanford B path loss modelPE16 SNR performance degradation (SBE simulations)
Outdoor-to-Indoor & Pedestrian Test EnvironmentPE8, etc. evaluation parametersStanford B path loss modelPE15 SNR performance degradation (SBE simulations)
Indoor Office Test EnvironmentPE7, etc. evaluation parametersETSI Indoor Office path loss model PE14 SNR performance degradation (SBE simulations)
March 6, 2003 802.16e: Link Performance of WirelessMAN-SCa MS 34
Vehicular DL Cell Size (PE9)
2.3 1.6 1.2 kmInvert PL(d) for SUI Terrain Type B (PE9)Cell Radius for (d) 75 kph Vehicular Channel A/B
-142 -135 -129 dB Required SNR + ∆SNR75 – SNR_no_PL dBAllowed Path Loss PL(d) for 75 kph Vehicular Channel A/B