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Principles of Drug Metabolism, with an Emphasis on Psychiatric Drugs Ronald 7. Couffs, jian Fang, Michel Bourin, and Glen B. Baker 1. Introduction A knowledge of how drugs are metabolized in the body is often of clinical relevance because often an administered drug is not soley responsible for observed pharmacological and toxicological effects. Regrettably, the formation of drug metabolites is often not considered in pharmacological evaluations, the assumption being that it is the drug itself that is the active species. In many instances, desirable and undesirable drug effects can be correlated with rates of biotransformations and the properties of metabolites; pharma- cokinetic drug-drug interactions may also occur if a patient is receiving two or more drugs that compete for the same metabolic enzymes. In the present chapter, we will concentrate on metabo- lism of drugs used to treat psychiatric disorders, although the principles and protocols discussed are applicable to other classes of drugs as well. 2. General Principles of Drug Metabolism Drug metabolism may be defined as the chemical modification of a drug in a biologic environment. The procedure is also com- monly referred to as drug biotransformation or drug detoxifica- tion. Most drugs undergo metabolic modification in the body; only a few (e.g., acetazolamide, barbital, decamethonium, hexametho- nium, penicillin G) are excreted almost quantitatively in unchanged form. Drugs that are metabolized may be converted to many prod- ucts or may form only one major metabolite (e.g., metabolic conjugation of benzoic acid to hippuric acid). Normally drug From Neuromethods, vol 33 Cell Neurohology Jechnques Eds A A Boulton, G 6 Baker, and A N Bateson 0 Humana Press Inc 255
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Page 1: 8 Principles of Drug Metabolism, With an Emphasis on Psychiatric Drugs

Principles of Drug Metabolism, with an Emphasis on Psychiatric Drugs

Ronald 7. Couffs, jian Fang, Michel Bourin, and Glen B. Baker

1. Introduction

A knowledge of how drugs are metabolized in the body is often of clinical relevance because often an administered drug is not soley responsible for observed pharmacological and toxicological effects. Regrettably, the formation of drug metabolites is often not considered in pharmacological evaluations, the assumption being that it is the drug itself that is the active species. In many instances, desirable and undesirable drug effects can be correlated with rates of biotransformations and the properties of metabolites; pharma- cokinetic drug-drug interactions may also occur if a patient is receiving two or more drugs that compete for the same metabolic enzymes. In the present chapter, we will concentrate on metabo- lism of drugs used to treat psychiatric disorders, although the principles and protocols discussed are applicable to other classes of drugs as well.

2. General Principles of Drug Metabolism

Drug metabolism may be defined as the chemical modification of a drug in a biologic environment. The procedure is also com- monly referred to as drug biotransformation or drug detoxifica- tion. Most drugs undergo metabolic modification in the body; only a few (e.g., acetazolamide, barbital, decamethonium, hexametho- nium, penicillin G) are excreted almost quantitatively in unchanged form. Drugs that are metabolized may be converted to many prod- ucts or may form only one major metabolite (e.g., metabolic conjugation of benzoic acid to hippuric acid). Normally drug

From Neuromethods, vol 33 Cell Neurohology Jechnques Eds A A Boulton, G 6 Baker, and A N Bateson 0 Humana Press Inc

255

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2.56 Coutts et al.

metabolism is enzymatically controlled via oxrdases, reductases, esterases, and enzymes involved in conjugation reactions, but sometimes nonenzymatic reactions occur in the body. Nitroso compounds, for example, may be oxidized to nitro compounds in the presence of oxygen but without the involvement of an enzyme.

2.1. Purposes of Drug Metabolism

Drug metabolism in the organism has two principal functions:

1. To convert drugs to products (metabolites) that are less phar- macologically active. Otherwise a pharmacologic reaction would continue indefinitely.

2. To convert drugs to products that are much more water soluble (i.e., more polar or ionized) than the parent drug and therefore more readrly and rapidly excreted. Because of their polarity, most metabolites do not undergo tubular reabsorption in the kidney to any great extent, and are thus excreted in the urine.

Although it is true that most metabolites are less active phar- macologically and more polar than the parent drug, there are exceptions to this generalization. Some products are referred to as “active metabolites” because they possess a pharmacologic activity equal to, greater than, or different from, the parent drug itself; some may have appreciable activity. Occasionally, a metabolite is more lipophilic than the drug from which it was formed. Some sulfonamides, for example, are metabolically con- verted to lipophilic N-acetylated metabolites.

2.2. Sites of Drug Metabolism

Drug metabolism occurs mainly in the liver and to a lesser extent in the kidney, blood, brain, lungs, gastrointestinal tract, skin, and other tissues.

The most important metabolic reaction is drug oxidation (discussed subsequently), and this occurs mainly in the liver. The liver contains various cells, including heptocytes, where metabolic oxidation occurs. In the cytoplasm of the liver cell there are various structures, includ- ing a network of channels called smooth endoplasmic reticulum, which contain the oxidase enzymes, and the granular, or rough, endoplasmic reticulum, which is not involved in drug metabolism (its main function is protein synthesis). Metabolic reductions also occur in the liver. The most common ones are the reverse of known oxidative mechanisms (e.g., C = 0 -+ CHOH) and may require the

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Principles of Drug Metabolism 257

same enzyme system. Many enzymatic reactions are reversible, but usually the reaction equilibrium favors one direction.

Metabolism of drugs is also carried out by microorganisms of the gastrointestinal tract, which tend to cause reductions rather than oxidations, and also can catalyze the hydrolysis of esters and amides.

2.3. Metabolic Pathways

Drug metabolism reactions are classified as phase I or phase II reactions (Gibson and Skett, 1988; Ciraulo et al., 1995; Benet et al., 1996). A phase I metabolic reaction is one in which a new chemical group is introduced into a drug molecule, especially by oxidative, reductive, and hydrolytic methods (Table 1). A phase II metabolic reaction is one in which a drug or phase I metabolite is conjugated by an enzymatic process with a small endogenous molecule. Glu- curonide and sulfate formation are excellent examples.

Numerous examples of phase I metabolic reactions have been observed (see Table 1); many are oxidative reactions. The primary mechanism by which oxygen is introduced into a molecule is com- plex. The reaction is catalyzed by the mixed function oxidases of the endoplasmic reticulum of the liver and other tissues. This has been referred to as the P-450 system (consisting of cytochrome P-450, cytochrome P-450 reductase, and cytochrome c reductase), which requires molecular oxygen and NADPH (or NADH) for the introduction of one atom of oxygen into the drug. The overall reaction can be simply depicted as follows:

P-450 system R-H + 0, + NADPH + H’ -R-OH + NADP + H,O (drug) (oxidized drug)

or more descriptively:

\ +e +e ---p450 -

H 0 / 2H+

----------- = R-H “txxded” to P450

Phase II metabolic reactions are conjugation reactions of drugs and drug metabolites of general formula R-XH, where X = NH, NR’, 0, or S. Most examples involve compounds of structure R-OH. Meta- bolic conjugation reactions that have been observed include:

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258 Coutts et al.

Table 1 Important Phase I Metabolic Reactions

In this section, metabolic C-oxidations are emphasrzed Examples of metabolic N-oxidation and S-oxidation and metabolic hydrolyses are also provided

Oxidation The vast malority of metabolic reactions are ones of oxidation and most

that mvolve the mtroduction of an oxygen atom originatmg from atmospheric oxygen are catalyzed by CYP enzymes

1. Primary alcohols They are oxidized first to aldehydes and then to acids The alcohol to

aldehyde reaction is reversible These oxidations fare not usually catalyzed by CYP enzymes, but by alcohol dehydrogenase and alde- hyde oxidase (see Table 2).

Examples

A CH,CH20H _ CH&HO - CH$OOH

Ethyl alcohol Acetaldehyde Acettc actd

6 Retlnol __ RetInaI - Retlnolc acid

2. Secondary alcohols They are similarly oxidized to ketones and this reaction 1s also reversible Examples

A CH,CH,CHOHCH,CH3 _ CH3CH2COCHZCH3

3-Pentanol 3-Pentanone

COCHN(CpH5),

&Hz

7

Dlethylproplon Reduced drethylproplon

C Haloperidol~ Reduced halopendol

When a ketone is enzymatically reduced to a secondary alcohol, an asymmetric center 1s produced and the reduction is stereoselective

3. Allphatrc and allcyclic carbon atoms They are oxidized to alcohols The oxidation 1s catalyzed by various

enzymes Examples

A CH3 -

Tolbutamide Alcohol metabolite

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Princrples of Drug Metabolism 259

The alcohol metabolite undergoes further metabolism to the corre- sponding acid (cf reactron 1)

I3 G2$- QH3 R R

Amitnptyhne [R=CH3] IO-Hydroxyamltrlptyhne [R=CH3] Nortnptyhne [R=H] IO-Hydroxynortriptyline [R=H]

A center of asymmetry is created by the mtroduction of the lo-hydroxy group mto amltriptylme and nortrrptylme

4 Aromatic carbon atoms Compounds that contam aromatic rmgs are often metabohcally ring-oxidized

to phenols m the rmg position para to a chemical groupmg that IS attached to the aromatic rmg The reaction proceeds vta an mtermedi- ate epoxide and is catalyzed by various CYP enzymes

Examples a) Amphetamme -+ 4-hydroxyamphetamine b) Imipramme +J 2-hydroxyimipramme c) Amoxapine + 7- and 8-hydroxyamoxapme d) Clomipramine -+ 8-hydroxyclomipramme

Many other antidepressants and neuroleptics are metabolically rmg hydroxylated

CH,CH(CH3)NH2 - HO (It

/ \ CH,CH(CH,lNH, -

Amphetamine 4-Hydroryamphelamlne

Amoxaplne

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260

Table 1 (continued)

Coutts et al.

5 Dealkylatron N-Alkyl, 0-alkyl, and S-alkyl compounds are metabolically dealkylated

This an oxrdatron reaction catalyzed by CYP enzymes A general reac- tion can be drawn

R’-X-CH,R2 + [RI-X-CHOHR*] + R’-XH + R2CH0 X-Alkylated drug Metabohte X = NH, N-alkyl, N-aryl, 0, S

Examples

CH3CH20 NHCOCH3 NHCOCH,

Phenacetln p-Hydroxyacetamllde (acetamlnophen)

cJy.xTJ-m

CH2CH2CH2N(CH3)2 iH2CH2CH2NHCH3

lmlpramine Destpramrne

F3C

0

F3C - -

\ / CH2CH(CH3)NHCH2CH3 -

0 \ / CH2CH(CH3)NH2

Fentluramlne Notfenfluramlne

Others Numerous CNS stimulants (e.g., N-methylamphetamme), anorexrants, antidepressants, anxrolytics and neuroleptrcs are second- ary or tertiary bases. Tertiary bases are N-dealkylated to secondary bases which are further N-dealkylated to primary ammes

R-N’ CY

‘CH3 - R-NHGH3 - R-NH2

Tertraty amine

6 Deammatron

Secondary amine Prrmary amine

Many ammes also undergo this oxidative reaction whrch 1s generally catalyzed by CYP enzymes A general reaction can be drawn

R’R2CHNHR3 + [R’RZC(OH)NHR3] + R’COR* + R3NH, Amme drug Deammated drug

The mechanism (VZU a C-hydroxylated intermediate) 1s the same as m N-dealkylation The oxygenated C atom is directly attached to the basic N atom

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Principles of Drug Metabolism 261

Examples Amphetamine -+ 1-Phenylpropanone Haloperidol + 4-Fluorobenzoylpropiomc acid Ephedrine -+ 1-Hydroxy-1-phenylpropanone Mexrletine -+ 3,4,5-trimethoxyphenylacetaldehyde (whrch 1s then

reduced to the corresponding alcohol and oxrdrzed to the cor- respondmg acrd)

7. N-Oxidation This metabolic reactron 1s observed mainly with tertiary ammes which

are converted to tertiary amine N-oxides Imipramme, for example, 1s converted to rmipramme N-oxide. Some primary and secondary amines are similarly converted to hydroxylamines which are toxic.

0 lmlpramlne N-oxide Chlorpromazme S-oxide

8 S-Oxidation Many phenothrazine drugs, e.g , chlorpromazine, are S-oxidized mainly to

sulfoxrdes, but also to sulfones. The structure of the sulfoxrde metabolrte of chlorpromazme IS provided. Chlorpromazine is also metabolically ring hydroxylated, N-dealkylated, deammated and N-oxidized

Hydrolysis Some important drugs are esters or amides and they undergo meta-

bohc hydrolysis 1. Esters

They are hydrolyzed by esterases to the correspondmg acid Esterases are plentiful in the bloodstream and lrver and are also present m numerous other tissues

Examples

Acetylsakyllc acid Sallcyllc acid (active metabolite)

kH3

Mependlne

kH3

Meperidinlc actd (Inactive metabollte)

Ccontlnued)

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262

Table 1 (contznued)

Coutts et al.

2. Amides Amidases are located in the liver and m other tissues Rates of hydroly-

sis of amides are slower than those of esters Examples

A GNHTr GH B ($ZHC~CH~N~C~H~J~ - (=JII-I

lprontaztd lsomcotmlc acid Lldocame Z.&Xyltdine

Table 2 Drug Metabolism Mechanisms

Phase I OXIDATION

1 Cytochrome P-450 [CYPI systems 2 Alcohol dehydrogenase + aldehyde oxidase 3. N- and S-oxidation [Flavme adenme dmucleotide (FAD)1

REDUCTION CYP systems m the absence of oxygen

HYDROLYSIS Esterases, amidases

Phase II CONJUGATION

Glucuromdation and sulfation are most important CYP Oxidations - order of importance

1 N-Dealkylation; 2 Aromatic ring hydroxylatlon, 3 Aliphatic/ahcychc C-oxidation; 4 0- and S-Dealkylation

Oxidations not catalyzed by CYP

RCH,CH,OH + NAD’ < alcohol

dehydrogenase > RCH,CHO + NADH + H’

RCH,CHO + HOH + NAD’ aldehyde

oxldase > RCH,COOH + NADH + H’

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Principles of Drug Metabolism 263

1. Conjugation with glucuronic acid. 2. Sulfate formation. 3. Acetate formation. 4. Conjugation with glycine. 5. Methylation. 6. Conjugation with glutamine. 7. Conjugation with glutathione -+ mercapturic acid formation. 8. Other conjugation reactions.

Of these reactions, conjugation with glucuronic acid (which yields a glucuronide) is the most important in humans. Reactions 2 through 5 are observed in humans, but are of less importance. The other conjugation reactions are relatively unimportant in humans.

3. Cytochrome P4.W lsozymes

Almost all known drugs and xenobiotics are metabolized in the body to some extent prior to their excretion. While many enzymes are involved in drug metabolism reactions (Table 2), the heme-containing cytochromes P-450 (CYPs) are of particular importance in the oxidative metabolism of endogenous com- pounds, such as steroids, and of numerous exogenous com- pounds including drugs, environmental chemicals, and other xenobiotics. The term 450 refers to the initial identification of CYP as a red liver pigment (I?), which produced a characteristic spectrophotometry absorption peak near 450 nm when reduced and bound to carbon monoxide (Garfinkel, 1958; Omura and Sato, 1962; Glue and Banfield, 1996).

There are at least 14 different mammalian CYP enzyme gene families (1,2,3,4,5,7,8,11,17,19,21,24,27, and 51) based on the degree of similarity in the amino acid sequences of the CYP pro- teins (Nelson et al., 1996). Several of these families are involved in biosynthesis and/or catabolism of endogenous substrates such as fatty acids, eicosanoids, vitamins, bile, and steroids. At least three families (l-3) are implicated in the metabolism of numer- ous drugs and xenobiotics (Gonzalez, 1995). Some of the gene fami- lies, especially family 2, contain subfamilies, each of which is designated a different capital letter. Members of the same sub- family have greater than 55% amino acid sequence similarity, and individual CYPs within a subfamily are distinguished by a termi- nal Arabic number (Nebert et al., 1989; Nelson et al., 1993). Although many CYP isozymes are found in human liver (Glue

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and Clement, 19971, a relatively small number are involved in the important drug and chemical transformations. They include CYPlA2, CYP2A6, CYP2B6, CYP2C9, CYP2C19 (CYP,,), CYP2D6, CYP2E1, and CYP3A4. Of these, CYP2D6 and CYP3A4 are domi- nant in the metabolism of drugs (Guengerich, 1995). About 70% of liver cytochrome P450 proteins can be accounted for by CYPlA2 (-13% of total), CYP2A6 f-4%), CYP2B6 (cl%), CYP2C isoforms l-20%), CYP2D6 t-2%), CYP2El t-7%), and CYP3A (-30%) (Shimada et al., 1994). The four most consequential human CYP2C isozymes are 2C9 (-60% of total human 20, 2C8 c-35%), 2C18 f-4%), and 2C19 (-1%) (Goldstein et al., 1994).

CYPs are also present in brain, but at much lower overall concen- trations than in liver (Kalow and Tyndale, 1992; Warner et al., 1993; Hedlund et al., 1996; Sequeira and Strobel, 19961, but CYPs may be highly expressed in localized brain areas or cell types (Hansson et al., 1990; Kempermann et al., 1994; Britto and Wedland, 1992; Wu et al., 1995). It is of interest that regulation of CYP in the liver does not necessarily predict CYP regulation in the brain. For example, inducers of hepatic CYP can increase, decrease, or have no effect on brain CYP in a region-, enzyme-, and cell-specific manner (Liccione and Maines, 1989; Schmid et al., 1989; Otton et al., 1993).

A Worldwide Web server entitled “The Directory of P450-containing Systems” has been established at <http://www.icgeb.trieste.it/ p450/>. It is readily accessible and contams up-to-date lists of mRNA base sequences and the amino acid sequences in most P450 proteins. The directory is well referenced and it provides acces- sion numbers and cross-links to relevant sequence data banks (Degtyarenko and Fabian, 1996).

CYP2C19 (CYP,, or mephenytoin hydroxylase) and CYP2D6 (also named debrisoquine 4-hydroxylase, sparteine dehydroge- nase, or debrisoquine/sparteine oxidase) exhibit genetic poly- morphism (van Harten, 1993; Coutts, 1994; DeVane, 1994; Kromer and Eichelbaum, 1995; Lin et al., 1996). Such polymorphism in CYP genes results from changes in nucleotide base sequences that translate into amino acid changes in CYP enzyme protein molecules. About 3% of Caucasians and over 20% of Japanese are poor metabolizers (PMs) of mephenytom; their ability to syn- thesize CYP2C19 is impaired (Kupfer and Preisig, 1984). Other substrates of CYP2C19 include hexobarbital, omeprazole, diaz- epam, N-desmethyidiazepam, and propranolol (Cholerton et al., 1992), and PMs of mephenytoin will also be PMs of these drugs.

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Prlnclples of Drug Metabolism 265

Most individuals are extensive metabolizers (EMS) of debri- soquine and sparteine, but around 5-10% of Caucasians and 2% of Orientals are PMs of debrisoquine/sparteine because they lack the ability to synthesize CYP2D6 (Gaedigk et al., 1991). Numer- ous drugs, including amitriptyline (AMI), imipramine (IMI), desipramine (DMI), methoxyphenamine, and propafenone, have been identified as important substrates of CYP2D6 (Coutts, 1994). The metabolism of these drugs will be impaired in individuals who cannot synthesize this enzyme (PMs of debrisoquine). There also exist ultrarapid metabolizers of CYP2D6 (Agundez et al., 1995b). When drugs that are substrates for CYP2D6 are admin- istered to such individuals, the drug may be absent from the serum or present in subtherapeutic quantities. These subjects would thus require very high doses of such drugs to receive therapeutic benefits.

Other CYP enzymes, including CYPlAl (7-ethoxyresorufin 0-deethylase), CYP2A6 (coumarin 7-hydroxylase), CYP2C9 (tolb- utamide hydroxylase; S-warfarin 7-hydroxylase), CYP2El (p-nitrophenol hydroxylase; chlorzoxone 6-hydroxylase), and CYP3A4 (nifedipine oxidase), are sometimes claimed to be poly- morphic, but genotypic evidence is lacking in most instances. With respect to CYP2C9 polymorphism, there is considerable interest at present in this abundant CYP enzyme. Two structural variants of CYP2C9 have recently been characterized. The lack of genetic information on the polymorphism of CYPs lAl,2A6,2El, or 3A4 genes suggests that if they do exist, they will be only rarely observed. However, even if the extent to which they are eventu- ally detected involves only 0.001% of a population group, tens of thousands of people could be affected.

A knowledge of which P-450 enzyme is involved in a metabolic process is important information. If two or more drugs that are sig- nificantly metabolized by or inhibit the same CYP enzyme are administered concomitantly to a patient, then there will be compe- tition for the enzyme, and the pharmacokinetic properties of each drug may differ from those properties observed when each drug is individually administered. Lists of substrates for and /or inhibitors of CYP are given in recent reviews (Parkinson, 1996; Preskorn, 1997; Glue and Clement, 1998). It should be remembered that many drugs are substrates for more than one CYP enzyme (Table 3).

For more comprehensive information on CYP enzymes, read- ers are referred to several recent books and review articles

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266 Coutts et al.

(Wrighton and Stevens, 1992; Ortiz de Mantellano, 1995; Bourrie et al., 1996; Meyer et al., 1996; Preskorn, 1996; Shen, 1997, Glue and Banfield,l996; Nemeroff et al., 1996; Lane, 1996; Ameer and Weintraub, 1997; Edge et al., 1997; Richelson, 1997; Elaker et al., 1998; Miners and Birkett, 1998; ZumBrunnen and Jann, 1998).

3.1. Phenotyping and Genotyping

Phenotyping and genotyping are patient-assessment procedures that complement each other. Phenotyping is a relatively simple method of assessing an individual’s ability to metabolize drugs that are substrates of the polymorphic enzymes, CYP2D6 or CYP2C19. In CYP2D6 phenotyping, debrisoquine, sparteine, or dextromethorphan are used as probe drugs. All are substrates of CYP2D6. A suitable dose of the probe drug is administered orally and urine is collected for an appropriate period (8-24 hr) after drug administratron. The concentrations of the administered drug and the selected metabolite in enzymatically hydrolyzed urine are determined and a metabolic ratio (MR) or log,,MR is calculated (Coutts, 1994). MR = percentage of drug excreted unchanged divided by the percentage of drug excreted as the metabolite. The debrisoquine log,,MR ranges are approximately -0.2 to -1.0 for ultrarapid metabolizers (URMs); -1.0 to +1.08 for EMS; > 1.1 to 2.0 for PMs. In the EM group, log,,MR is -1.0 to +0.5 in most homozygous EMS and >+0.5 m most heterozygous EMS, but there is overlap. The dextromethorphan log,,,MR values are generally in the range 0.0030 to 5.27 (Henthorn et al, 1989), although a log,,MR value of 9.62 has been recorded for one very poor metabolizer of dextromethorphan (Coutts, 1994). There is close cor- relation between dextromethorphan and debrisoquine phenotypes (Perault et al., 1991). In CYP2C19 phenotyping, the procedure is modified because virtually no mephenytoin is excreted in urine and the elimination of the metabolite, 4’-OH-mephenytoin, is stereospe- cific for the S-enantiomer (Kupfer and Preisig, 1984). Racemic mephenytom is administered and a O-8 h urine is collected. A hydroxylation index (HI) is determined (HI = dose of the S-enantiomer in mmol divided by mmol amount of S-4’-OH-mephenytoin). Mephenytoin EMS have an HI value of 5 6 or less; PMs have an HI well m excess of 5.6 and usually >20.

There are advantages to the phenotyping technique. It is a rela- tively simple, rapid, inexpensive, noninvasive, and reproducible procedure, and it normally has to be performed only once in a person’s lifetime. It could easily be conducted routinely on psy-

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chiatry patients in a hospital setting. The major objection to its use is that the individuals being assessed must be completely drug-free. In many instances, a patient’s phenotype is required when that patient is taking drugs or even herbal products that con- tain chemicals, e.g., flavonoids, that would interfere in the pheno- type assessment. A PM’s status may be genetically or drug induced.

Alternative, but more sophisticated, molecular techniques to iden- tify PM subjects have been developed. One genotyping assay that com- bines PCR (polymerase chain reaction) analysis with RFLP (restriction fragment length polymorphism) analysis is now in routine use and identifies the genetic mutations that confer PM status. Genotyping assays can provide complete structures of mutated alleles and of mutant CYP enzymes expressed by them. The validity of this tech- nique is independent of a patient’s health or drug use or abuse; samples are easily collected, and patient compliance is guaranteed. PCR/RFLP procedures are very well described by Heim and Meyer (1991).

4. Importance of Drug Metabolism in the Actions of Psychiatric Drugs

It has been known for many years that the phenothiazine antipsychotics undergo extensive metabolism (Midha et al., 1987). CYP2D6 appears to play an important role in the metabolism of these drugs as well as other antipsychotics such as haloperidol and risperidone (Lam et a1.,1995; Young et a1.,1993; Jerling et al., 1996; Huang et al., 1996; von Bahr et al., 1991; Blake et al., 1995); CYP3A4 also plays a role in catalysis of several metabolic path- ways of haloperidol (Fang et al., 1997). CYPlA2 contributes sig- nificantly to the metabolism of clozapine (Bertilsson et al., 1994; Pinmohamad et al., 1995; Eiermann et al., 1997), although other CYP enzymes probably also contribute to metabolism of this atypi- cal antipsychotic (Fang et a1.,1998). In studies on olanzapine metabolism using human liver micosomes, Ring et al. (1996) sug- gested that CYPlA2 catalyzes formation of N-desmethylolanzapine and 7-OH-olanzapine, CYP2D6 catalyzes 2-OH-olanzapine forma- tion and flavin-containing monooxygenase (FM03) catalyzes for- mation of the N-oxide. Although numerous benzodiazepines are available, most have in common anxiolytic, sedative, and anti- convulsant properties, and the use to which a particular benzodi- azepine is put is often determined by its pharmacokinetic properties, including lipid solubility, biological half-life, and /or route of metabolism (e.g., oxidative metabolism or conjugation)

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(Teboul and Chouinard, 1991). CYP3A plays an important role in the metabolism of benzodiazepines such as alprazolam, midazolam, and triazolam (von Moltke et al., 1993; Yasui et al., 1996; Olkolla et al., 1993; Kronbach et al., 1989; von Moltke et al., 19961, while metabolism of diazepam and desmethyldiazepam is largely dependent on CYP2C19 (Bertilsson et al., 1989; Yasumori et al., 1994). 3-Hydroxybenzodiazepines (e.g., lorazepam and oxazepam) undergo extensive phase II metabolism. With regard to metabo- lism of antidepressants, it is well known that extensive N-demethylation of tertiary amine tricyclics [e.g., imipramine (IMI), amitriptyline (AMI)] to secondary amines [desipramine (DMI), nortriptyline] occurs readily in the body and that these sec- ondary amines (which are also marketed as antidepressants) are more potent inhibitors of noradrenaline (NA) reuptake, and weaker inhibitors of 5-HT reuptake than are the parent tertiary amines (Rudorfer and Potter, 1985). The tertiary and secondary amine tricyclics also differ markedly in their ability to block mus- carinic, a-adrenergic and histaminergic receptors, and their ten- dency to produce side effects associated with blockade of these receptors also differs. In recent years, it has become apparent that ring hyroxylation is an important metabolic aspect of both ter- tiary and secondary amine tricyclics (Potter and Manji, 1990; Young, 19911, and CYP2D6 seems to play an important role in the formation of these hydroxylated metabolites (Bertz and Grannemar, 1997). Metabolism is also an important component of the action of the “second” and “third” generation antidepressants. For example, high doses of trazodone can result in appreciable plasma concen- trations of its major metabolite, m-chlorophenylpiperazine (mCPP), a potent serotoninergic agonist with a longer half-life than the parent drug (Potter and Manji, 1990). Amoxapine can be metabolized to 7- or B-hydroxyamoxapine, the former possessing antipsychotic properties and producing neuroleptic-like toxicity and the latter probably accounting for antidepressant effects (Rudorfer and Potter, 1985). The selective 5-HT (serotonm) reuptake inhibitors (SSRIs) [e.g., fluoxetine (FLU), sertraline, fluvoxamine, paroxetine, and citalopram] differ from the tertiary amine tricyclics in that the metabolites of the SSRIs, where they exist, are also selective 5-HT reuptake inhibitors and/or very weak NA reuptake inhibitors (Potter and Manji, 1990; Baumann, 1992). The SSRIs differ considerably from one another with regard to the CYPs for which they are substrates and/or inhibitors (Brosen, 1993; Kobayashi et al., 1995; Harvey and Preskorn, 1996a,b;

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Pm-top/es of Drug Metabolism 269

Hamelin et al., 1996; Jeppesen, et al., 1996; Preskorn, 1996,1997; Lane, 1996; Bertz and Granneman, 1997).

It should be remembered that the phase I metabolites, particu- larly the hydroxylated ones, of the drugs mentioned above may well undergo extensive phase II metabolism (e.g., conjugation with glucuronic acid).

It is now accepted that many psychiatric drugs are likely to be involved in metabolic drug-drug interactions. Several of these drugs (e.g., phenothiazines, tricyclics, SSRIs) are potent inhibi- tors of CYP enzymes (Ciraulo and Shader, 1990a,b; Brosen and Skjelbo, 1991; Coutts, 1994; Baker et al., 1994; Spina and Perucca, 1994; Daniel, 1995; Carson, 1996; Glue and Banfield,1996; Greenblatt et al., 1996; Nemeroff et al., 1996; Preskorn, 1997; Shen, 1997) that metabolize many drugs, and thus these psychiatric drugs can be affected by and can influence the metabolism and levels of other coadministered drugs (Bergstrom et al., 1992; Richelson, 1997; Schmider et al., 1997; Sproule et al., 1997; ZumBrunnen and Jann, 1998; Baker et al., 1998). Such interactions seem to be particularly important with the SSRIs, and there are now numerous reports of pharmacokinetic drug-drug inter- actions involving the SSRIs (and their metabolites in some cases) with other drugs that are administered concomitantly (Ciraulo and Shader, 1990a,b; Messiha, 1993; van Harten, 1993; Taylor, 1995; Taylor and Lader, 1996; Nemeroff et al., 1996; Daniel, 1995; Ereshefsky et al., 1995; von Moltke et al., 1996; Brosen, 1993; Shen, 1997; Baumann, 1996a,b; Lane, 1996; Richelson, 1997, Sproule etal., 1997; Baker et al., 1998).

In most cases, the metabolic drug-drug interactions involve inhibition of CYP enzymes by one or more of the coadministered drugs or their metabolites. In some cases, however, CYP induc- tion may occur. For example, several anticonvulsants (carbamazepine, phenytoin, phenobarbitol) have been reported to reduce the clear- ance times of coadministered drugs, presumably by induction of CYP isozymes (Arena et al., 1985; Lane, 1996; Raitasuo et al., 1993; Balant-Gorgia and Balant, 1995; Glue and Banfield, 1996; Syrek et al., 1996). CYPlA2, 2A6, 2C9,2C19,2El, and 3A4 are apparently inducible, but there is no strong evidence for the inducibility of other CYPs, including 2D6.

5. Stereoisomers and Drug Metabolism

Many drugs have structures that contain a chiral center (center of asymmetry) or a center of unsaturation or cyclicity, or these

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270 Coutts et al.

steric features are introduced as a result of the drug’s metabo- lism. One of the resultant enantiomers (in the case of chiral drugs) or geometric isomers (resulting from the center of unsaturation or cyclicity) may possess the desired pharmacological activity, while the other may be inactive or possess a different, perhaps undesired, action (Hubbard et al., 1986; Ariens et al., 1988). A few psychiatric drugs are available in pure enantiomeric form, but numerous other drugs that are asymmetric are administered as racemates despite the fact that pharmacological activity resides primarily in one of the enantiomers. Typical examples are tranyl- cypromine (trans-phenylcyclopropylamine), methylphenidate, fenfluramine, fluoxetine, and trimipramine. When blood levels are being evaluated, it is not uncommon to measure levels of total drug, despite the fact that only one enantiomer may be active. Conventional analytical techniques often do not differentiate enan- tiomers, and it must not be assumed that enantiomers will be present in equal amounts. One enantiomer may very well be absorbed and/or metabolized and/or excreted at different rates than the other enantiomer (Smith, 1984; Testa, 1986; Drayer, 1988; Eichelbaum, 1992; Coutts and Baker, 1989; Jamali et al., 1989; Hutt and Tann, 1996; Eap, et al., 1997; Lane and Baker, 1997).

The question of whether or not drugs with a chiral center should be marketed as a racemate (mixture of the enantiomers) or as the individual enantiomers is one that is of concern to physicians, researchers, pharmaceutical companies, and regulatory agencies. This aspect of drug action is discussed in detail in several recent comprehensive reviews (Mutschler et al., 1990; Caldwell, 1992, 1996; Witte et al., 1993; Gibaldi, 1993; Marzo, 1994).

Several techniques are now available for routine separation and quantition of enantiomers. Space does not permit discussron of these techniques in the present chapter, but many useful review articles on this topic are available in the literature (e.g. Camillerietal , 1994, Gorbg and Gazdag, 1994; Hutt et a1.,1994; Schurig, 1994; Subert, 1994; Terabe et al., 1994; Vespalac and Bocek, 1994; Srinivas et al., 1995; Caldwell, 1996; Ducharme et al., 1996).

G.Studying Drug Metabolism In Vitro and In Vivo

A drug can be a substrate for an enzyme and/or alter the activ- ity of the enzyme (by enzyme inhibition or induction). If a drug is a substrate for an enzyme, this does not necessarily mean it will also inhibit or induce that enzyme at clinically relevant concen- trations. Conversely, a drug can be an enzyme inhibitor (e.g., qul-

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Principles of Drug Metabolrsm 271

nidine for CYP2D6; Muralidharan et al., 1991) or inducer (e. g., carbamazepine and CYP3A4; Spina et al., 1995; Glue and Banfield, 1996) without being a substrate for that enzyme. A drug may be a substrate for more than one enzyme (e.g., imipramine is metabo- lized by CYPlA2, -2D6, -2C19, and -3A4; Glue and Banfield, 1996).

Several standardized in vitro techniques are now available that allow determination of the specific CYP isoforms involved in the metabolism of a test drug, and assessment of the potential for and/or extent of enzyme inhibition or induction (see Section 7 for further details on protocols). Studies may be conducted in animal or human liver tissue (liver slices or microsomes, cultured hepatocytes, or subcellular fractions of hepatic tissue), and human, yeast, bacte- rial, and insect cell systems expressing specific human CYP iso- forms have also been developed (for recent reviews see Gonzales and Korzekwa, 1995; Rodrigues, 1994; Waterman et al., 1995). The incubations may be done in the presence and absence of selec- tive CYP enzyme inhibitors (e.g., quinidine for CYP2D6; ketoconazole for CYP3A4). An alternative to using chemical inhibitors in these studies is to use enzyme-specific antibodies; however, these are often expensive and can only be used in sub- cellular assays, and not in whole cell assays.

It is important to be aware of a number of technical issues when conducting in vitro studies (Rodrigues, 1994; Glue and Clement, 1998; Harvey and Preskorn, 1995; Popli et al., 1995). When human liver tissue is used, factors that might alter enzyme expression (e.g., prior use of inducing drugs or smoking history, age, gen- der) should be known. The use of nonhuman liver tissue may com- plicate data interpretation because of differences in enzyme expression and substrate specificity relative to human liver tis- sue. Enzyme expression or concentration in normal human liver cells, or the availability of cofactors may be quite different from that observed in cultured or cloned cells or in microsomal prepa- rations (Glue and Clement, 1998). Concentrations of drugs used (as substrates or inhibitors) should be clinically relevant. If they are too low, interactions may be missed, and if they are too high, spurious interactions may be reported. A wide range of concentra- tions that will include clinically relevant plasma as well as liver con- centrations should be used in in vitro testing (Glue and Clement, 1998).

In vivo tests on CYPs in humans are carried out for three main purposes: to determine the presence of genetically deltermined differences in enzyme activity (genetic polymorphism), to assess the role of specific CYP enzymes in the metabolism of compounds,

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and/or to examine possible enzyme-inducing or -inhibitory effects of test compounds (Glue and Clement, 1998).

To test if a CYP enzyme is involved in the metabolism of a drug, the drug can be coadministered with a known specific inhibitor of that enzyme. Concentrations of the test drug and metabolites in plasma and/or urine are then compared with those obtained dur- ing monotherapy. Elevated parent and/or reduced metabolite con- centrations following administration of a specific inhibitor of a CYP enzyme indicate a role for that enzyme in the test drug’s metabolism. In such studies, the previous metabolizer status should be checked to exclude PMs (it is diffficult to reduce enzyme activity further with an inhibitor in someone who has genetically low baseline enzyme activity). In addition, assessment of inhibition is impos- sible in subjects who are already taking enzyme inhibitors or who have recently finished treatment with a long-acting inhibitor, so a knowledge of current or recent drug history is important. In con- trast to the use of inhibitors in this paradigm, it is not possible to assess specific enzyme involvement in the metabolism of test com- pounds by using inducers because of their lack of enzyme specific- ity (Glue and Clement, 1998).

In in vivo clinical studies to assess a test drug’s potential to produce enzyme inhibition or induction, subjects are dosed with probe substances that are enzyme-specific substrates (e.g., debrisoquine or sparteine for CYP2D6), prior to and following treatment with the test drug. Induction may be inferred by reduced concentrations of the probe substrate and/or increased production of its metabolites, and inhibition by increased con- centrations of the probe and/or reduced production of its metabolites compared with baseline levels. Inhibition may be assessed using single-dose interaction studies; but to assess the full extent of inhibition or to assess induction requires at least 2 weeks of treatment with the test drug, since steady-state con- centrations of an inhibitor and its metabolites may not be reached for several weeks and full induction requires synthesis of new enzyme. It may be possible to assess the effect of a test drug on multiple CYP enzymes simultaneously using a “cocktail” approach (Breimer and Schellem, 1990); metabolism of single doses of several coadministered probe substrates is measured prior to and after treatment with the test drug. Probe substrates could include dextromethorphan for CYP2D6 (and 3A4), caffeine for CYPlA2, tolbutamide for CYP2C9, and S-mephenytoin for CYP2C19 (Glue and Clement, 1998).

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7, Examples of Protocols Used In Vitro in Studies on Drug Metabolism Involving CYP Enzymes

Each approach for characterizing the involvement of enzymes in drug metabolism has its advantages and disadvantages, and a combination of approaches seems to be the most reliable means of identifying the relative contribution of each isoenzyme in the metabolism of a particular compound. For example, the ability of a recombinant CYP enzyme to metabolize a drug does not neces- sarily mean that this enzyme plays a major role in the metabolism of the compound in human liver microsomes, as has been shown to be the case with clozapine (Fang et al., 1998).

7.1. Standard Incubation Mixture

Incubation procedures used in our laboratory are as follows: 0.1 mL reaction mixtures containing 10 PL microsomal preparation from human or animal liver or preparations of cDNA-expressed CYP isoenzymes, a cofactor-generating system consisting of B-nicotinamide adenine dinucleotide phosphate (1.3 mM>, glucose 6-phosphate (3.3 mM), glucose 6-phosphate dehydrogenase (0.4 U/mL) and MgCl, (3.3 mM) and appropriate concentrations of substrates in phosphate buffer (0.1 mM, pH 7.4) are incubated at 37°C for specified time intervals. Control incubates contain heat-inactivated microsomes or control microsomes transfected with a control vector. At the end of the incubation period, the incubation mixture is treated appropriately (e.g., adjustment of pH, use of extraction procedures) for subsequent analysis (by HPLC, CC, etc.) of the drugs and metabolites. See the following papers for specific examples: Coutts et al. (1993, 19971, Su et al. (19931, Bolaji et al. (1993), and Fang et al. (1997)

7.2. Metabolism by Recombinant CYP Enzymes

Numerous cDNA-expressed CYP enzymes have now become available from commercial sources such as Gentest Corporation (Woburn, MA) and Oxford Biochemical Research (Oxford, MI). Use of these enzymes can establish whether a particular CYP enzyme is capable of metabolizing a drug, but the ability of a CYP enzyme to catalyze metabolism does not necessarily mean that this enzyme plays a major role in whole human liver mrcrosomes. The extrapo- lation of results obtained with recombinant CYP enzymes is fur- ther complicated by the fact that activities of recombinant CYP

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274 Couth et al.

enzymes can be affected by the levels of accessory proteins, such as cytochrome b, and cytochrome I’450 reductase.

7.3. ‘/Panel Study”

This approach involves measuring the rate of formation of metabolites in human liver microsomes from several subjects and correlating the metabolic rate with activities of individual CYP enzymes in the same microsomal preparations. Human liver microsomal preparations are supplied by a number of organi- zations such as the International Institute for the Advancement of Medicine (IIAM) (Exton, PA), Gentest Corp. (Woburn, WA), and XenoTech (Kansas City, KS). Simple linear regression can be used to correlate the rates of formation of the metabolites with activi- ties of individual CYP enzymes of each microsomal preparation Many of the organizations provide predetermined activities of CYP enzymes for the human liver microsomes they supply.

7.4. Use of Selective Inhibitors and.Specific Antibodies

This approach determines the effects of known CYP enzyme inhibitors on the metabolism of drugs in human liver microsomes. However, most chemical inhibitors are selective for one CYP enzyme only at certain concentrations. For competitive inhibitors, specificity depends on the concentrations of both the inhibitor and the substrate as they relate to K, (inhibition constant) and Km (the substrate concentration at which the reaction velocity equals 50% Of vnlax [maximum velocity] in the absence of the inhibitor), respectively. Highly specific antibodies against selected CYP enzymes can inhibit selectively and noncompetitively metabolic reactions catalyzed by those enzymes; unfortunately, this meth- odology is restricted by the availability and high cost of specific inhibitory antibodies.

7.5. Enzyme Kinetic Studies

Enzyme kinetic parameters for the formation of metabolites can be estimated by incubating different concentrations of the drug in question with human liver microsomes. Kinetic analysis of the formation of metabolites can initially be evaluated by vrsual examination of Eadie-Hofstee plots to assess whether one or more enzymes is/are involved in the formation of a particular metabo- lite. The kinetic parameters (Vmax and I$,) estimated from this examination can then be used as initial estimates for a nonlinear

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regression analysis for apparent K,,, and apparent V,,, calculations, fitting the data to the equations outlined below (Ring et al., 1996).

v =v,,,*s / UC,,, + s) (1)

v = Cl,*, * s (2)

where CI,, = Vmax/K, ; CI,, = intrinsic clearance; and S = substrate concentration.

In instances where the formation of a metabolite is biphasic, as determined by inspection an Eadie-Hofstee plot, relationships (3) and (4) are used to analyze the data (Houston, 1994; Segal, 1975). Subscripts 1 and 2 represent, respectively, the high-affinity and low-affinity enzymes involved in the formation of a metabolite. Equation (3) is used when both the high- and low-affinity enzymes approach saturation conditions (S >Kml and K,,J. Equation (4) con- sists of a high-affinity, saturated enzyme and a low-affinity enzyme exhibiting linear formation kinetics (S < Kn,2) (Ring et al, 1996).

v = crv,,,, * SIIIK,, + Sl) + (Wm.& * SIIIK,,~Z + SI) (3)

v = Kllaul * Sl/[KINI + Sl + vqnU * Sl (4)

where qnt2 = vnlax4K,n2’ To estimate the percent formation of a particular metabolite

catalyzed by either the high- or low-affinity enzyme, the appar- ent kinetic parameters deduced for K,,,, Ifmax, and Cllntare substi- tuted into the above equations.

Inhibition of a particular metabolic pathway can be investigated in vitro by incubating different concentrations of a drug in the absence or presence of the potential inhibitors.

Data points of reaction velocities (V) at varying concentrations of the substrate and of inhibitors (I) in question are analyzed by derivative-free iterative nonlinear least-square regression. Data points are fitted to equation (5), which represents the relationship among the variables in a competitive inhibition model.

v = Lx * S/B + I(,, (1 +UK,)l (5)

Iterated variables are: Vmax, the maximum velocity; K,,, , the sub- strate concentration at which the reaction velocity equals 50% of Vm,, in the absence of the inhibitor; and K,, the inhibition constant.

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276 Coutts et a/.

At any given concentration of a substrate and a specific inhibitor, the percent inhibition of metabolite formation, compared to the rate with no inhibitor present, can be calculated as follows:

% inhibition = (V,- V)/Vc x 100 (6)

where V, is the reaction velocity in the presence of inhibitor, and V, is the control velocity with no inhibitor present.

7.6. Prediction of In Vivo Inhibition from In Vitro Data

To predict in vivo metabolic and pharmacokinetic profiles from in vitro studies is a cost-effective and important aspect of current research. Some successful predictions have been reported with this method with simple model compounds (e.g., Von Moltke et al., 1994; 1996). For example, the in vitro partition method, which assumes distribution via passive diffusion, has yielded accurate predictions of the in vivo inhibition of the 2-hydroxylation of DMI by fluoxetine and sertraline Won Moltke et al, 1994; 1996). In these studies, in vitro metabolism of the drug of interest was performed with human liver microsomes in the presence and absence of inhibitors (known and potential) of specific CYP isoenzymes. Their in vitro/in vivo scaling model then utilizes the in vitro K,value obtained, typical clinically relevant plasma concentrations of the inhibitors, and the presumed liver/plasma partition ratio (liver concentration = plasma concentration x liver/plasma partition coefficient) to predict the degree of clearance impairment of the drug of interest by the potential inhibitors under investigation.

Although the in vitro/in vivo correlation approach appears to be a useful one, there may be complicating factors. Partitioning of lipophilic drugs between plasma and hepatic tissue in vivo prob- ably is dependent on factors such as time after dosage, size of dose, route of administration, plasma protein binding, and plasma/red cell distribution. Partitioning may also vary among sites within the liver, as well as between extracellular water and the intracellular medium. A recent review article contains a com- prehensive discussion of factors to be considered in such an approach (Bertz and Granneman, 1997).

In the protocols described above, it is necessary to measure the concentrations of drugs and their metabolites at the end of a speci- fied incubation period. Space does not permit a comprehensive description of the analytical methods available for extraction or

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quantitation, but useful reviews are available (e.g., Boulton et al., 1988; Eap and Baumann, 1996) and published manuscripts deal- ing with specific drugs often contain comprehensive details on analytical procedures.

8. Summary

A knowledge of drug metabolism is essential since metabolites may contribute to the overall therapeutic and/or side effect pro- file of the drug of interest. In addition, polypharmacy (use of multiple drugs by patients) is not uncommon, and the risk for metabolic drug-drug interactions in such patients may be high. Numerous in vitro and in vivo techniques are now available for studying metabolism of drugs and potential metabolic drug-drug interactions, and these have been described in this chapter, par- ticularly as they relate to drugs used to treat psychiatric disorders.

Acknowledgments

Funding for the authors’ research was provided by the Alberta Heritage Foundation for Medical Research (Mental Health Research Fund), the Medical Research Foundation of Canada, and the Faculty of Medicine, University of Alberta. The authors are grateful to J. van Muyden, G. Rauw, and R. Strel for expert tech- nical assistance and to J. van Muyden and P. Wolfaardt for assis- tance in typing this manuscript.

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