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    See discussions, stats, and author profiles for this publication at: http://www.researchgate.net/publication/13556557

    The Effects of Body Mass on Lung Volumes,Respiratory Mechanics, and Gas Exchange

    During General Anesthesia

     ARTICLE  in  ANESTHESIA & ANALGESIA · SEPTEMBER 1998

    Impact Factor: 3.47 · DOI: 10.1097/00000539-199809000-00031 · Source: PubMed

    CITATIONS

    256

    READS

    347

    7 AUTHORS, INCLUDING:

    Paolo Pelosi

    Università degli Studi di Genova

    508 PUBLICATIONS  13,913 CITATIONS 

    SEE PROFILE

    Alessia Pedoto

    Memorial Sloan-Kettering Cancer Center

    17 PUBLICATIONS  975 CITATIONS 

    SEE PROFILE

    Luciano Gattinoni

    Fondazione IRCCS Ca' Granda - Ospedale …

    457 PUBLICATIONS  17,834 CITATIONS 

    SEE PROFILE

    Available from: Luciano Gattinoni

    Retrieved on: 03 October 2015

    http://www.researchgate.net/profile/Luciano_Gattinoni?enrichId=rgreq-22ff6ba3-61c3-40a0-bde6-cc8860e9656f&enrichSource=Y292ZXJQYWdlOzEzNTU2NTU3O0FTOjE2NTk3OTcyNDE5Nzg4OUAxNDE2NTg0MDU4MjIx&el=1_x_4http://www.researchgate.net/profile/Luciano_Gattinoni?enrichId=rgreq-22ff6ba3-61c3-40a0-bde6-cc8860e9656f&enrichSource=Y292ZXJQYWdlOzEzNTU2NTU3O0FTOjE2NTk3OTcyNDE5Nzg4OUAxNDE2NTg0MDU4MjIx&el=1_x_5http://www.researchgate.net/profile/Luciano_Gattinoni?enrichId=rgreq-22ff6ba3-61c3-40a0-bde6-cc8860e9656f&enrichSource=Y292ZXJQYWdlOzEzNTU2NTU3O0FTOjE2NTk3OTcyNDE5Nzg4OUAxNDE2NTg0MDU4MjIx&el=1_x_5http://www.researchgate.net/profile/Luciano_Gattinoni?enrichId=rgreq-22ff6ba3-61c3-40a0-bde6-cc8860e9656f&enrichSource=Y292ZXJQYWdlOzEzNTU2NTU3O0FTOjE2NTk3OTcyNDE5Nzg4OUAxNDE2NTg0MDU4MjIx&el=1_x_5http://www.researchgate.net/profile/Paolo_Pelosi?enrichId=rgreq-22ff6ba3-61c3-40a0-bde6-cc8860e9656f&enrichSource=Y292ZXJQYWdlOzEzNTU2NTU3O0FTOjE2NTk3OTcyNDE5Nzg4OUAxNDE2NTg0MDU4MjIx&el=1_x_4http://www.researchgate.net/profile/Paolo_Pelosi?enrichId=rgreq-22ff6ba3-61c3-40a0-bde6-cc8860e9656f&enrichSource=Y292ZXJQYWdlOzEzNTU2NTU3O0FTOjE2NTk3OTcyNDE5Nzg4OUAxNDE2NTg0MDU4MjIx&el=1_x_4http://www.researchgate.net/profile/Alessia_Pedoto?enrichId=rgreq-22ff6ba3-61c3-40a0-bde6-cc8860e9656f&enrichSource=Y292ZXJQYWdlOzEzNTU2NTU3O0FTOjE2NTk3OTcyNDE5Nzg4OUAxNDE2NTg0MDU4MjIx&el=1_x_4http://www.researchgate.net/profile/Alessia_Pedoto?enrichId=rgreq-22ff6ba3-61c3-40a0-bde6-cc8860e9656f&enrichSource=Y292ZXJQYWdlOzEzNTU2NTU3O0FTOjE2NTk3OTcyNDE5Nzg4OUAxNDE2NTg0MDU4MjIx&el=1_x_4http://www.researchgate.net/publication/13556557_The_Effects_of_Body_Mass_on_Lung_Volumes_Respiratory_Mechanics_and_Gas_Exchange_During_General_Anesthesia?enrichId=rgreq-22ff6ba3-61c3-40a0-bde6-cc8860e9656f&enrichSource=Y292ZXJQYWdlOzEzNTU2NTU3O0FTOjE2NTk3OTcyNDE5Nzg4OUAxNDE2NTg0MDU4MjIx&el=1_x_3http://www.researchgate.net/publication/13556557_The_Effects_of_Body_Mass_on_Lung_Volumes_Respiratory_Mechanics_and_Gas_Exchange_During_General_Anesthesia?enrichId=rgreq-22ff6ba3-61c3-40a0-bde6-cc8860e9656f&enrichSource=Y292ZXJQYWdlOzEzNTU2NTU3O0FTOjE2NTk3OTcyNDE5Nzg4OUAxNDE2NTg0MDU4MjIx&el=1_x_3http://www.researchgate.net/publication/13556557_The_Effects_of_Body_Mass_on_Lung_Volumes_Respiratory_Mechanics_and_Gas_Exchange_During_General_Anesthesia?enrichId=rgreq-22ff6ba3-61c3-40a0-bde6-cc8860e9656f&enrichSource=Y292ZXJQYWdlOzEzNTU2NTU3O0FTOjE2NTk3OTcyNDE5Nzg4OUAxNDE2NTg0MDU4MjIx&el=1_x_3http://www.researchgate.net/publication/13556557_The_Effects_of_Body_Mass_on_Lung_Volumes_Respiratory_Mechanics_and_Gas_Exchange_During_General_Anesthesia?enrichId=rgreq-22ff6ba3-61c3-40a0-bde6-cc8860e9656f&enrichSource=Y292ZXJQYWdlOzEzNTU2NTU3O0FTOjE2NTk3OTcyNDE5Nzg4OUAxNDE2NTg0MDU4MjIx&el=1_x_3http://www.researchgate.net/publication/13556557_The_Effects_of_Body_Mass_on_Lung_Volumes_Respiratory_Mechanics_and_Gas_Exchange_During_General_Anesthesia?enrichId=rgreq-22ff6ba3-61c3-40a0-bde6-cc8860e9656f&enrichSource=Y292ZXJQYWdlOzEzNTU2NTU3O0FTOjE2NTk3OTcyNDE5Nzg4OUAxNDE2NTg0MDU4MjIx&el=1_x_3http://www.researchgate.net/publication/13556557_The_Effects_of_Body_Mass_on_Lung_Volumes_Respiratory_Mechanics_and_Gas_Exchange_During_General_Anesthesia?enrichId=rgreq-22ff6ba3-61c3-40a0-bde6-cc8860e9656f&enrichSource=Y292ZXJQYWdlOzEzNTU2NTU3O0FTOjE2NTk3OTcyNDE5Nzg4OUAxNDE2NTg0MDU4MjIx&el=1_x_3http://www.researchgate.net/publication/13556557_The_Effects_of_Body_Mass_on_Lung_Volumes_Respiratory_Mechanics_and_Gas_Exchange_During_General_Anesthesia?enrichId=rgreq-22ff6ba3-61c3-40a0-bde6-cc8860e9656f&enrichSource=Y292ZXJQYWdlOzEzNTU2NTU3O0FTOjE2NTk3OTcyNDE5Nzg4OUAxNDE2NTg0MDU4MjIx&el=1_x_3http://www.researchgate.net/publication/13556557_The_Effects_of_Body_Mass_on_Lung_Volumes_Respiratory_Mechanics_and_Gas_Exchange_During_General_Anesthesia?enrichId=rgreq-22ff6ba3-61c3-40a0-bde6-cc8860e9656f&enrichSource=Y292ZXJQYWdlOzEzNTU2NTU3O0FTOjE2NTk3OTcyNDE5Nzg4OUAxNDE2NTg0MDU4MjIx&el=1_x_3http://www.researchgate.net/publication/13556557_The_Effects_of_Body_Mass_on_Lung_Volumes_Respiratory_Mechanics_and_Gas_Exchange_During_General_Anesthesia?enrichId=rgreq-22ff6ba3-61c3-40a0-bde6-cc8860e9656f&enrichSource=Y292ZXJQYWdlOzEzNTU2NTU3O0FTOjE2NTk3OTcyNDE5Nzg4OUAxNDE2NTg0MDU4MjIx&el=1_x_3http://www.researchgate.net/?enrichId=rgreq-22ff6ba3-61c3-40a0-bde6-cc8860e9656f&enrichSource=Y292ZXJQYWdlOzEzNTU2NTU3O0FTOjE2NTk3OTcyNDE5Nzg4OUAxNDE2NTg0MDU4MjIx&el=1_x_1http://www.researchgate.net/profile/Luciano_Gattinoni?enrichId=rgreq-22ff6ba3-61c3-40a0-bde6-cc8860e9656f&enrichSource=Y292ZXJQYWdlOzEzNTU2NTU3O0FTOjE2NTk3OTcyNDE5Nzg4OUAxNDE2NTg0MDU4MjIx&el=1_x_7http://www.researchgate.net/institution/Fondazione_IRCCS_Ca_Granda-Ospedale_Maggiore_Policlinico?enrichId=rgreq-22ff6ba3-61c3-40a0-bde6-cc8860e9656f&enrichSource=Y292ZXJQYWdlOzEzNTU2NTU3O0FTOjE2NTk3OTcyNDE5Nzg4OUAxNDE2NTg0MDU4MjIx&el=1_x_6http://www.researchgate.net/profile/Luciano_Gattinoni?enrichId=rgreq-22ff6ba3-61c3-40a0-bde6-cc8860e9656f&enrichSource=Y292ZXJQYWdlOzEzNTU2NTU3O0FTOjE2NTk3OTcyNDE5Nzg4OU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    The Effects of Body Mass on lung Volumes, Respiratory

    Mechanics, and Gas Exchange During General Anesthesia

    Paolo Pelosi, MD, Massimo Croci, MD, Irene Ravagnan, MD, Stefano Tredici, MD,

    Alessia Pedoto,

    MD,

    Alfred0 Lissoni,

    MD,

    and Luciano Gattinoni,

    MD

    Istituto di Anestesia e Rianimazione, Universita’ di Milan0 and Servizio di Anestesia e Rianimazione, Ospedale Ma&ore,

    Istituto di Ricovero e Cura a Carattere Scientifico, Milan, Italy

    We investigated the eff ect s of body mass index (BMI) on

    functional residual capacity (FRC), respiratory me-

    chanics (compliance and resistance), gas exchange, and

    the inspiratory mechanical work done per liter of venti-

    lation during general anesthesia. We used the esopha-

    geal balloon technique, together with rapid airway oc-

    clusion during constant inspiratory flow, to partition

    the mechanics of the respiratory system into its pul-

    monary and chest wall components. FRC was meas-

    ured by using the helium dilution technique. We stud-

    ied 24 consecutive and unselected patients during

    general anesthesia, before surgical intervention, in

    the supine position (8 normal subjects with a BMI

    125 kg/m’, 8 moderately obese patients with a BMI

    >25 kg/m2 and ~40 kg/m’, and 8 morbidly obese pa-

    tients with a BMI 240 kg/m’). We found that, with in-

    creasing BMI:

    1. FRC decreased exponentially

    (Y

    = 0.86; P < 0.01)

    2. the compliance of the total respiratory system and of

    the lung decreased exponentially

    (Y

    = 0.86; P < 0.01

    and Y = 0.81; P < 0.01, respectively), whereas the

    compliance of the chest wall was only minimally af-

    fected

    (Y

    = 0.45; P < 0.05)

    3. the resistance of the total respiratory system and of

    the lung increased

    (Y

    = 0.81; P < 0.01 and Y = 0.84;

    P < 0.01, respectively), whereas the chest wall resis-

    tance was unaffected (r = 0.06; P = not significant)

    4. the oxygenationindex (Pao,/PAo,) decreased expo-

    nentially (Y = 0.81; P < 0.01) and was correlated with

    FRC

    (Y

    = 0.62; P < O.Ol), whereas Pace, was unaf-

    fected (r = 0.06; P = not significant)

    5. the work of breathing of the total respiratory system

    increased, mainly due to the lung component

    (Y

    = 0.88;

    P < 0.01 and

    Y

    = 0.81; P < 0.01, respectively).

    In conclusion, BMI is an important determinant of lung

    volumes, respiratory mechanics, and oxygenation during

    general anesthesia with patients in the supine position.

    Implications: The aim of this study was to investigate the

    influence of body mass on lung volumes, respiratory me-

    chanics, and gas exchange during general anesthesia.

    (Anesth Analg 1998;87:65460)

    F

    r patients in the supine position, general anes-

    thesia induces atelectasis formation, a reduction

    in lung volume, and respiratory mechanical im-

    pairment that may be combined with gas exchange

    abnormalities (1). The mechanisms responsible for the

    reduction in lung volume and atelectasis formation

    are unknown. It has been hypothesized that the loss of

    muscular tone combined with blood shift ing to the

    abdomen due to the anesthetic procedure causes an

    increase in intraabdominal pressure and a consequent

    cephalad diaphragmatic displacement (2). This would

    account for the occurrence of atelectasis in the most

    Accepted for publication May 29, 1998.

    Address correspondence and reprint requests to Dr. Paolo Pelosi,

    Istituto di Anestesia e Rianimazione, Universita’ di Milano-

    Ospedale Maggiore, IRCCS, via Francesco Sforza 35,20122 Milano,

    Italy.

    654

    Anesth Analg 1998;87:654-60

    dependent lung regions and is related to the oxygen-

    ation impairment after the induction of anesthesia (3).

    However, studies have not confirmed this hypoth-

    esis, which suggests that atelectasis is related not only

    to changes in the position of the diaphragm, but also

    to a complex interaction of several factors, including

    the shape of the chest wall structures (thoracic and

    abdominal) and the volume or distribution of blood in

    the thorax (4,5). Other than lung volumes and oxygen-

    ation changes, anesthesia reduces respiratory system

    compliance and increases airflow resistance, mainly

    because of the reduction in lung volume (6).

    In awake obese patients in the supine position, the

    increased mass loading of the ventila tory system, par-

    ticularly on the thoracic and abdominal component of

    the chest wall, modifies lung volumes and gas ex-

    change (7). Anesthesia may thus produce more ad-

    verse effect s on respiratory function in obese subjects

    than in normal patients (8).

    01998 by the International Anesthesia Research Society

    0003-2999/98/ 5.00

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    ANESTH ANALG

    1998;87:654-60

    PELOSI ET AL. 655

    BODY MASS AND RESPIRATORY FUNCTION

    Methods

    The investigation was approved by our institutional

    ethics committee, and informed consent was obtained

    from each subject.

    We studied 24 consecutive subjects characterized by

    different body mass (8 normal patients, 8 moderately

    obese patients, and 8 morbidly obese patients). Body

    mass was evaluated using the body mass index (BMI),

    i.e., weight (in kilograms) X heigh? (in squared

    meters). Normal subjects had a BMI 525 kg/m’, mini-

    mal to moderately obese patients had a BMI

    >25 kg/m* and ~40 kg/m’, and morbidly obese pa-

    tients had a BMI ~40 kg/m2 (9). Inclusion criteria

    were age 40-75 yr, height 1.60-1.80 m, no history of

    smoking, and no previous cardiopulmonary disease.

    The preoperative pulmonary function data for each of

    the three groups are as follows: vita l capacity (VC)

    was 115 + 12, 104 + 11, and 97 t 7 percent of the

    predicted value, whereas the forced expiratory vol-

    ume in 1 s (FEVl)/VC was 101 2 3,100 + 4, and 99 ?

    6 percent of the predicted value, respectively. All the

    patients were scheduled for elective surgery (herniat-

    ed disc or gastric binding) and were studied before

    surgical intervention. Anesthesia was induced with IV

    propofol (l-3 mg/kg of ideal body weight). Muscle

    relaxation to facilitate endotracheal intubation was

    provided with succinylcholine (1 mg/kg of ideal body

    weight), and paralysis was maintained with pancuro-

    nium bromide. Patients’ tracheas were intubated with

    a Portex cuffed endotracheal tube (7-7.5 mm inner

    diameter) and mechanically ventilated. Anesthesia

    was maintained with a continuous infusion of propo-

    fol (6-12 mg * kg-’ * h-l). The ventilatory settings

    were as follows: tidal volume 10 mL/kg of ideal body

    weight (lo), respiratory rate 14 breaths/min, inspira-

    tory time 33%, inspiratory oxygen concentration 40%.

    No posit ive end-expiratory pressure was used.

    After 15 min of stabilization and before surgical

    intervention, measurements of gas exchange, respira-

    tory mechanics, and lung volumes were collected with

    patients in the supine position.

    Functional residual capacity (FRC) was measured at

    end-expiration using a simplified closed-circuit he-

    lium dilution method. Possible limitations of the pro-

    cedure have been fully discussed elsewhere (11).

    Briefly, an anesthesia bag fil led with 2 L of a known

    gas mixture (13% hel ium in oxygen) was connected to

    the airway opening at end-expiration and 10 deep

    (inflation of the entire bag volume) manual breaths

    were performed. The helium concentration in the an-

    esthesia bag was measured by using a hel ium analyzer

    (PK Morgan Ltd., Chatham, Kent, England), and the

    FRC was computed according to the following

    formula:

    FRC = Vi X ([He]i - [He]fin)/[He]i

    where Vi is the ini tia l gas volume in the anesthesia bag

    and [He]i and [Helfin are the init ial and final helium

    concentrations, respectively, in the anesthesia bag.

    Airway pressure (Pao,) was measured proximal to

    the endotracheal tube by using polyethylene tubing

    (2 mm inner diameter, 120 cm long), connected to a

    Bentley Trantec pressure transducer (Irvine, CA).

    Esophageal pressure (Pes) was measured by using an

    esophageal balloon (Bicore, Irvine, CA) modified to

    allow connection to the transducer. During measure-

    ments, the balloon was in flated with 0.5-l mL of air.

    The valid ity of Pes was verified using the occlusion

    test method of Baydur et al. (12), and the bal loon was

    fixed in that position. In obese subjects in the supine

    position, mediastinal organs may compress the esoph-

    agus and invalidate the translation of Pes into pleural

    pressure. However, no alternative methods are avail-

    able , and this technique was adopted to part ition re-

    spiratory mechanics in both awake (13) and paralyzed

    supine obese subjects (13,14). Gas flow was recorded

    by using a heated pneumotachograph connected to a

    Validyne MI’ 45-l different ial pressure transducer

    (Northridge, CA). Volume was obtained by dig ital

    integration of the flow signal. Both flow and pressure

    signals were recorded on a four-channel recorder (Bat-

    taglia Rangoni, Bologna, Italy) and processed via an

    analog to dig ita l converter (100 samples per second

    per channel) by a portable personal computer for stor-

    age and calculations. The pressure-flow relationships

    of endotracheal tubes were determined after each ex-

    periment by using the experimental gas mixture.

    These relationships were used to determine the resis-

    tive pressure drop caused by the endotracheal tubes

    for any given flow.

    To part ition the mechanics of the respiratory system

    into its pulmonary and chest wall components, we

    used the esophageal balloon technique, together with

    rapid airway occlusions during constant flow inf lation

    (15). The end-inspiratory hold button of the mechan-

    ica l ventilator was pressed for brief (3-4 s) airway

    occlusions. During this period, the contribution in

    pressures due to volume loss by cont inuing gas ex-

    change should be considered negligible. Occlusion

    was maintained until both Pao and Pes decreased

    from a maximal value (Pmax) to an apparent plateau

    (P2). After the occlusion, an immediate drop from

    Pmax to a smaller value (Pl) at flow 0 was appreciable

    in Pao, but not in Pes. The I’2 values of Pao and Pes

    were taken to represent the static end-inspiratory re-

    coil pressures of the respiratory system (Pst,rs) and

    chest wall (Pst,w), respectively. Simi larly , the end-

    expiratory airway pressure (PEst,rs) and the end-

    expiratory esophageal pressure (PEst,w) were re-

    corded during an end-expiratory occlusion. The static

    respiratory system (Cst,rs) and chest wall (Cst,w)

    compliances were obtained by dividing the tidal

    volume by the difference of Pst,rs - PEst,rs and

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    656

    PELOSI ET AL.

    BODY MASS AND RESPIRATORY FUNCTION

    ANESTH ANALG

    1998;87:654dO

    Table 1. Patients’ Characteristics

    n Gender M/F)

    Age yr)

    Height m) Weight kg) BMI kg/m’)

    Normal patients

    8 l/7 52 t 13 1.64 + 0.05 58.6 + 5.8 21.9 + 0.5

    Moderately obesepatients 8 l/7 54 2 15 1.62 + 0.05 87.9 + 10 33.6 -c 2.8

    Morbidly obesepatients

    8 l/7 50 k 10 1.65 + 0.09 130.8 I 18 48.2 + 8

    P NS NS NS co.01 co.01

    Data are expressed as mean 2 SD.

    NS = not significant.

    Pst,w - PEst,w, respectively. The static lung compli-

    ance Cst,L) was obtained from Cst,rs and Cst,w ac-

    cording to the following equation:

    tidal volume

    Cst,L =

    [ Pst,rs - Pst,w) - IJEst,rs - PESt,W)]’

    With the ventilator settings in use, the end-expiratory

    volume corresponded to the elastic equilibrium vol-

    ume in each patient, as evidenced by an expiratory

    pause zero flow) and by the absence of changes in

    Pao, after airway occlusion at end-expiration.

    Maximal Rmax,rs) and minimal Rmin,rs) resis-

    tance of the respiratory system were computed from

    Pao, as

    Pmax’ - P2)/Vi’ and Pmax’ - Pl)/Vi’

    where Pmax’ represents the new Pmax value obtained

    correcting Pao, for tube resistance see above) and Vi’

    is the flow immediately preceding the occlusion.

    Rmin,rs represents the “ohmic” flow-dependent)

    resistive component of the respiratory system, and

    Rmax,rs includes Rmin,rs plus the additional respira-

    tory resistance caused by stress relaxation and/or time

    constant inequalities within the respiratory system tis-

    sues. The difference between Rmax,rs and Rmin,rs

    was termed DR,rs. Because there was no appreciable

    decrease in Pes i.e., I’1 was not identifiable in the

    esophageal tracings) immediately after the occlusion,

    Rmin,rs essentially reflects airway resistance Rmin,L),

    and minimal chest wall resistance Rmin,w) can be con-

    sidered negligible. As a consequence, maximal chest

    wall resistance Rmax,w) is caused entirely by the vis-

    coelastic properties of the chest wall tissues i.e.,

    Rmax,w = DR,w). Additional resistance of the lung

    DR,L) was obtained as DR,rs - DR,w, whereas the sum

    of Rmin,L + DR,L gives the maximal lung resistance

    Rmax,L). DR,L and DR,w i.e., Rmax,w) are caused by

    stress relaxation and/or time constant inequalities

    within the lung and chest wall, respectively.

    Arterial blood samples were analyzed for pH, Po2,

    and Pco,. Pulmonary oxygenation was assessedby

    the arterial to alveolar oxygen tension ratio PaoJ

    PAo,) and the alveolar to arterial difference [D A-

    a)O,]. The Pao,/PAo, ratio was calculated as:

    Pao,/ Pio, - PacoJ0.8)

    whereas the D A-a)O, value was calculated as:

    Pie,-PacoJ0.8) - Pao,

    where Pio, is the partial pressure of inspired 0, and

    0.8 is the respiratory quotient. PIO, was calculated by

    the formula: Pio, = FIO, @‘b-47), where FIO, is the

    fraction of inspired oxygen.

    Measurement of the work of ventilation during pas-

    sive inflation was obtained using a previously de-

    scribed and validated method 14), as briefly summa-

    rized below.

    The mechanical work performed by the ventilator to

    inflate the respiratory system Wtot,rs), excluding the

    endotracheal tube, was computed integrating the area

    of Pao, corrected for the resistive components of the

    endotracheal tube) during inspiration over the infla-

    tion volume. The mechanical work performed by the

    ventilator to inflate the chest wall Wtot,w) was com-

    puted, integrating the area subtended by Pes and vol-

    ume. Subtracting Wtot,w from the corresponding

    work of the total respiratory system, we obtained the

    total work of the lung Wtot,L).

    Values are expressed as mean + SD.The mean value

    of three breaths was used for each variable and for

    each experimental condition. To perform different fit-

    tings, we used GraphPad PrismTM version 2.0 software

    GraphPad Software, Inc, San Diego, CA). Different

    equations were used: linear regression, hyperbola,

    one-phase exponential decay, one-phase exponential

    association. Analysis between groups was performed

    by using analysis of variance.

    Results

    The general characteristics of the patients are pre-

    sented in Table 1. Patients in all three groups were

    comparable in gender distribution, age, and height

    P = not significant) and significantly differed in

    weight P < 0.01) and BMI P < 0.01). The average

    tidal volume and inspiratory flow were 0.619 + 0.062

    L and 0.470 -t- 0.090 L/s, 0.702 + 0.100 L and 0.490 +

    0.070 L/s, and 0.681 +- 0.069 L and 0.470 5 0.090 L/s

    for normal patients, moderately obese patients, and

    morbidly obese patients, respectively.

    The FRC decreased with BMI Figure 1). There was

    a major decrease in FRC with a moderate increase in

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    * .

    0

    0

    10 20 30 40 50 60 70

    BMI (kg .m-‘ )

    Figure 1. Relationsh ip between functional residual capacity (FRC)

    and body mass index (BMI).

    body mass (FRC = 11.97 X exp[-0.096 X BMI] + 0.46;

    Y = 0.86; P < 0.01).

    As shown in Figure 2, respiratory compliance de-

    creased with BMI, and decreases were evident with

    small increases in body mass (Cst,rs = 233.3 X

    exp[-0.086 X BMI] + 40; Y = 0.86; P < 0.01). The

    reduction in respiratory compliance with BMI was

    caused by a reduction in both lung compliance

    (Cst,L = 7198 X exp[-0.230 X BMI] + 71.5; r = 0.81;

    P < 0.01) and chest wall compliance (Cst,w = 257.7

    -2.078 X Cst,w; Y= 0.45; P < 0.05).

    As shown in Figure 3, total respiratory resistance

    markedly increased with BMI (Rmax,rs = 2.55 X

    exp[0.03 X BMI]; r = 0.81, P < O.Ol), and this increase

    was caused mainly by an increase in the resistance of

    the lung (Rmax,L = 1.78 X exp[0.03 X BMI]; Y = 0.84,

    P < 0.01). Chest wall resistance was not significantly

    correlated with BMI (r = 0.06). The increase in the

    resistance of the lung with BMI was caused mainly by

    the increase in airway resistance (Rmin,L = -3.6 +

    0.23 X BMI; r = 0.84) because the relationships of both

    DR,rs and DR,L with BMI were extremely weak (r =

    0.44; P < 0.05 and r = 0.46; P < 0.05, respectively).

    As shown in Figure 4, oxygenation (Pao,/PAo,)

    exponent ially decreased with increasing BMI (Pao,/

    PAo, = 1.23 X exp[-0.037 X BMI] + 0.196; r = 0.81;

    P < 0.01). Consequently, D(A-a)O, was linearly cor-

    related with BMI (D[A-a]O, = -7.15 + 3.37 X BMI;

    r = 0.84; P < 0.01). Pace, was not significantly related

    to BMI (r = 0.06).

    As shown in Figure 5, the work of breathing per-

    formed by the ventilator on the respiratory system

    linearly increased with increasing BMI (Wtot,rs = 0.10

    + 0.02 X BMI; r = 0.88; P < O.Ol), and it was related

    both to the lung component (Wtot,L = 0.23 X

    expI0.026 X BMI]; r = 0.81; P < 0.01) and to the chest

    wall component (Wtot,w = 0.58 X BMI/[51.0 + BMI];

    r = 0.47; P < 0.01).

    Discussion

    During general anesthesia with patients in the supine

    position, 1) body mass is an important determinant of

    PELOSI ET AL.

    BODY MASS AND RESPIRATORY FUNCTION

    657

    O/

    0 10 20 30

    40 50 60 70

    BMI (kg. m-*)

    ;. .

    r= 0.81

    /

    p < 0.01

    04

    0 IO 20 30 40 50

    60 70

    BMI (kg m-*)

    400

    q 300

    z

    0

    3 200

    L

    r= 0.45

    I

    < 0.05

    l

    s

    5 100

    l

    0-l I

    0 10 20 30 40 50 60 70

    BMI (kg-m-*)

    Figure 2. Relationsh ips between comp liance of the total respiratory

    system (Cst,rs), lung (Cst,L), and chest wall (Cst,w) and body m ass

    index (BMI).

    lung volumes, oxygenat ion and respiratory mechan-

    ics, mainly affecting the lung component; 2) alter-

    ations in respiratory mechanics are present not only in

    patients with severe obesity, but also in patients with

    moderate obesity; 3) the work of breath ing increases

    with body mass and was quite near or even greater

    than the commonly reported limits of muscle fatigue

    in most of the overweight patients (16).

    We found a linear relationship between the increase

    in BMI and the reduction in FRC. The FRC is reduced

    in recumbent adult humans after the induction of

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    1998;87:65&60

    25

    l

    10 20 30 40 50 60 70

    BMI (kg. m-*)

    0 10 20

    30 40 50

    60 70

    BMI (kg. m-*)

    l

    l l l

    l

    0 10 20 30 40

    50 60 70

    BMI (kg m-2)

    l

    l

    va

    l l

    l

    .

    l

    l

    l

    l

    l

    l

    l

    l

    Figure 3. Relations hips between the resistance of the total respira-

    Figure 4. Relationsh ips between the oxygenation index (PaoJ

    tory system (Rmax,rs), lung (Rmax,L), and chest wall (Rmax,w) and

    PAo,), the alveolar-a rterial oxygen differen ce (D[A-a]O,), and

    body mas s index (BMI).

    Pace, and body mass index (BMI).

    anesthesia, and the magnitude of its reduction-with

    consequent atelectasis formation-has been related to

    age, weight, and height (1). However, the mechanisms

    of FRC reduction and atelectasis formation during

    anesthesia are not completely understood.

    The formation of atelectasis has been ascribed to a

    decreased distribution of ventilation in the dependent

    lung zones during anesthesia and mechanical ventila-

    tion. The loss of the diaphragmatic tone induced by

    anesthetics makes the movement of the diaphragm

    passively dependent on the relative pressures present

    1.00

    0.75

    0”

    a4

    lN 0.50

    0

    a”

    0.25

    0.00

    0

    l

    B

    I

    E 150-

    5

    0”

    zgoo -

    3

    a

    50 -

    10 20 30 40 50 60 70

    BMI (kg - m-P)

    0-l

    0 10 20 30 40 50 60 70

    BMI (kg. m-*)

    l

    l

    l

    cl 10 20 30

    40 50 60 70

    BMI (kg m-*)

    at its thoracic and abdominal slices (2). Because there

    is a gravitational pressure gradient in the abdomen

    due to the presence of abdominal viscera, the distri-

    bution of ventilation is preferentially directed toward

    the nondependent lung regions. With increasing BMI,

    an increase in abdominal mass and intraabdominal

    pressure is expected (11). Consequently, the gravita-

    tional intraabdominal pressure gradient is likely in-

    creased, with an increased load particularly on the

    most dependent lung regions and a consequent, and

    more important, cephalad displacement and reduction

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    BODY MASS AND RESPIRATORY FUNCTION

    1 r=0.88 1

    0.0-l

    0 IO 20 30 40

    50 60 70

    BMI (kg m-“)

    0.0-l

    0 lo 20 30 40

    50 60 70

    BMI (kg m-2)

    r = 0.47

    I

    < 0.01

    0.00-l

    0

    10 20 30 40 50 60 70

    BMI (kg. m-2)

    Figure 5. Relations hips between the work of breathing of the total

    respiratory system (Wtot,rs) lung (Wtot,L), and chest wall (Wtot,w)

    and body mas s index (BMI).

    in the passive movements of the dependent part of the

    diaphragm. This preferential alteration of the dia-

    phragm likely favors the development of more atelec-

    tasis in the dependent lung regions 17,18). However,

    studies performed in normal subjects using a three-

    dimensional fast computed tomography scan ques-

    tioned the role of the diaphragm alone in determining

    atelectasis formation and reducing FRC 4,5). It is

    likely that the interaction of several potentially signif-

    icant factors, such as the thoracic spine, rib cage, and

    diaphragm, leads to a reduction in FRC and atelectasis

    formation.

    We found that the reduction in respiratory compli-

    ance with increasing BMI was caused mainly by the

    lung component, with chest wall compliance only

    weakly dependent on the BMI. Similar results were

    obtained by Hedenstierna and Santesson 13) and Van

    Lith et al. 19), who found approximately normal val-

    ues of chest wall compliance in anesthetized and par-

    alyzed obese subjects. The most likely cause of the

    reduction in lung compliance with BMI is simply the

    reduction in FRC, with the intrinsic mechanical char-

    acteristics of the lung being approximately normal.

    From our data, it is quite clear that chest wall com-

    pliance is only weakly influenced by the increase in

    BMI. Several factors may, however, explain the slight

    influence of BMI on chest wall compliance: the pres-

    ence of the pressure-volume curve of the chest wall on

    a flatter section of the elastic recoil of the chest wall,

    due to a greater reduction in the total thoracic volume

    in overweight patients; or the presence of a progres-

    sively increased mass added to the chest wall and/or

    abdomen in patients with an increased BMI. Both of

    these factors explain the reduction in chest wall com-

    pliance in obese subjects 20).

    We found that respiratory system resistance in-

    creased with increasing BMI, mainly because of an

    increase in lung resistance, whereas chest wall resis-

    tance seemed unaffected. The increase in lung resis-

    tance was caused mainly by the airway resistance

    component, whereas the viscoelastic component was

    only weakly dependent on BMI.

    Using body plethysmography, Zerah et al. 21)

    found airway resistance values comparable to ours in

    awake seated patients with different severity of obe-

    sity. Moreover, they also observed that airway resis-

    tance was approximately twice as high in patients

    with severe obesity compared with those with mini-

    mal obesity. One hypothesis to explain the increase in

    airway resistance with BMI is that the large decrease

    in FRC and/or an intrinsic narrowing of the airways

    in obesity are responsible for these abnormalities. In-

    deed, Briscoe and Dubois 22) showed that airway

    conductance, i.e., the reciprocal of airway resistance,

    was linearly related to lung volume, in normal awake

    subjects. We found that DR,rs and DR,L were only

    weakly associated with BMI. This is in line with the

    results of Zerah et al. 21), who found that the differ-

    ence between the resistance of the total respiratory

    system and airway resistance equivalent to DR,rs in

    our study) was little affected by increasing BMI.

    We found that oxygenation, expressed as Pao,/

    PAo, ratio, decreased with increasing BMI. The major

    cause of this decrease is likely related to the reduction

    in FRC. Moderate to severe hypoxemia has been re-

    ported in supine obese subjects during both spon-

    taneous breathing and anesthesia and paralysis

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    (8,17,13). Moreover ventilation-perfusion mismatch

    has been reported even in awake, seated, obese sub-

    jects (23). The lung bases are well perfused, but they

    are underventila ted because of airway closure and

    alveolar collapse. This effect is likely more pro-

    nounced and enhanced in obese subjects in the supine

    position during anesthesia and paralysis.

    In contrast, Pco, was not correlated to BMI, as pre-

    viously reported in awake and anesthetized obese

    subjects without obesity hypovent ilation syndrome

    (13).

    We found that the work of breathing of the total

    respiratory system increased with BMI. The increase

    was due to both the lung and chest wall components,

    but the former was more significant.

    Measurements of the work performed by the venti-

    lator during passive inflation may be an index of the

    actual work performed by the respiratory muscles

    during spontaneous breathing (14). Our results are in

    line with those of Suratt et al. (24), who hypothesized

    a predominant effect of the lung, not the chest wall, in

    determining the work of breathing in awake, obese,

    upright subjects. On the contrary, other authors found

    a prevalent increase in the respiratory work of breath-

    ing due to the chest wall component (25), and others

    did not find any increase in the work of breathing with

    increasing BMI (26). However, in these latter studies,

    no attempt was made to assure complete relaxation of

    the respiratory muscles. Thus, the role of the chest

    wall in determining the work of breath ing may have

    been overestimated.

    In conclusion, we found that the BMI is an impor-

    tant determinant of lung volumes, respiratory me-

    chanics, and oxygenation in anesthetized patients in

    the supine position.

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