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RESEARCH DESIGN
� Framework/Blueprint for research plan of action, giving a general statement of themethods to be used.
� Specifies the details.� Components (Specification of): ± Type of Design
± Information needed
± Measurement & Scaling Techniques
± Questionnaire construction & pretesting
± Sampling process & size
± Data Analysis Plan
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CLASSIFICATION
� EXPLORATORY RESEARCH
± To provide insight into, & an
understanding of, the problem (s) faced.
� CONCLUSIVE RESEARCH
± To assist in determining, evaluating, &
selecting the best course of action to take
in a given situation.
± DESCRIPTIVE RESEARCH
± CAUSAL RESERACH
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EXPLORATORY RESEARCH
DESIGN� To explore or search through the problem/situation for sharper focus of situation
� PURPOSES:
± Identification of problem ± Precise formulation of the problem
± Identify alternative courses of action
± Develop hypothesis
± Isolate key variables & their relationships� Not a conclusive study so design is flexible
& informal
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EXPLORATORY RESEARCH
DESIGN: METHODS� SURVEY OF SECONDARY DATA
� EXPERIENCE SURVEY
� QUALITATIVE RESEARCH� PILOT SURVEY
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EXPLORATORY RESEARCH DESIGN:
SURVEY OF SECONDARY DATA
� Existing Data or Literature
� Located & collected rapidly, easily & inexpensively
� A prerequisite to the collection of primary data
� May not provide solution but provide direction
� CLASSIFICATION:
± Internal
� Ready to Use
� Requires Further Processing
± External
� Published Material
� Computerized Databases
� Syndicated Services
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EXPERIENCE SURVEY
� Obtaining information from Experienced &
Knowledgeable persons
� Judgement Sampling + Referral Sampling
� Unstructured & Informal
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QUALITATIVE RESERACH
� An unstructured exploratory researchmethodology based on small sample thatprovides insights & understandings
� Quantitative research must be preceded byappropriate qualitative research
� Not possible/desirable to use structured/formalmethod: ± People are unwilling/unable to answer
± Unable to provide accurate answer toquestions that tap their subconscious
± Values, emotional drives, motivations aredisguised
� Not conclusive & should not be generalized.
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FOCUS GROUP INTERVIEWS
� Joint informal interview in the form of freeflowing group-discussions
� To gain insight by listening to people from
target group� Most important qualitative research
technique
� Group size- 8 to 12, Group composition-
homogeneous, prescreened, Time duration-1 to 3 hrs
� Role of Moderator
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DEPTH INTERVIEWS
� Unstructured direct, personal interview, on
one to one basis
� Single respondent is probed to uncover
underlying motivations, beliefs, attitudes &feelings on a problem/situation.
� Interviewing Techniques:
± Laddering: Issue characteristics User characteristics ± Hidden Issue Questioning
± Symbolic Analysis: Comparing with opposites.
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PROJECTIVE TECHNIQUES
� Unstructured, indirect form of questioning,encouraging respondents to project their underlying motivations, beliefs, attitudes etc
� Respondents are asked to interpret the behavior of others rather than own
� Classification:
± Association Techniques: Word Association
± Completion Techniques: Sentence Completion,Story Completion
± Construction Techniques: Picture Response,Cartoon Tests
± Expressive Techniques: Role Playing, Third-
Person Technique
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PILOT STUDY
� Small scale exploratory research survey
� Uses Sampling but rigid standards are not
applied.
� Primary data, Qualitative Analysis.
� To identify and eliminate potential problems
in research administration
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DESCRIPTIVE RESEARCH
DESIGN� To know the characteristics of certain groups
or situations
� To facilitate description & inference building
about parameters & their relationships.� Uncover causal relationship but not
established
� Assumes prior knowledge about the problem
situation� Structured & formal design
� Methods: Quantitative Analysis of Secondarydata, Surveys, Panels, Observational Study
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DESCRIPTIVE RESEARCH
DESIGN: CLASSIFICATION� LONGITUDINAL RESEARCH / PANEL
RESEARCH DESIGN
� CROSS-SECTIONAL RESEARCHDESIGN
± SINGLE CROSS-SECTIONAL DESIGN
± MULTIPLE CROSS-SECTIONALDESIGN
� COHORT ANALYSIS
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LONGITUDINAL RESEARCH
� Based on PANEL DATA & PANEL METHOD
� Continual or periodic collection of information from fixed sample of respondents
� Related to repeated measurement of thesame variable (s)
� To detect changes because of repeatedmeasurements
� OMNIBUS PANEL: ± Information collected from fixed sample
may vary over time or may vary betweenindividuals
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LONGITUDINAL RESEARCH(Cross-Sectional Data)
Brand
Purchased
Period 1 Survey Period 2 Survey
Brand A 200 200
Brand B 300 300
Brand C 500 500
Total 1000 1000
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LONGITUDINAL RESEARCH(Longitudinal Data: Brand-Switching Matrix)
Brand Purchased
in Period 1
Brand Purchased in Period 2
Brand A Brand B Brand C Total
Brand A 100 50 50 200
Brand B 25 100 175 300
Brand C 75 150 275 500
Total 200 300 500 1000
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CROSS-SECTIONAL DESIGN
� Aimed at taking one time stock of thesituation
� Collection of information only once
� Most frequently used DescriptiveDesign.
� SINGLE CROSS-SECTIONAL DESIGN:
± One sample of respondents &information is obtained from the sampleonly once
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CROSS-SECTIONAL DESIGN
� MULTIPLE CROSS-SECTIONAL DESIGN:
± Two or more samples of respondents &information is obtained from each sample
only once (Information at different times) ± Allows comparison at the aggregate level
but not at the individual level
± COHORT ANALYSIS:
� Series of surveys at appropriate timeinterval from the groups of respondents(Cohorts) who experience the sameevent within the same time interval
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COHORT ANALYSIS:EXAMPLE(Consumption of Soft Drink by various Age Groups)
Age 1980 1990 2000 2010
10-19 53 63 73 81
20-29 45 61 76 76
30-39 34 47 68 71
40-49 23 41 59 68
50+ 18 29 50 52
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CAUSALITY
� The basis of classification in betweenExperimental & Non-Experimental designs
� Conditions for making Causal Statement:
± Concomitant Variation ± Time Sequence
± Absence of Extraneous Factor (s)
� Control of Extraneous Variables:
± Physical Control
± Randomization
± Experimental Design
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EXPERIMENTATION
� Manipulation of variable (s) and control
of other variables and examining their
effect
ELEMENTS
INPUTS OUTPUT
EXPLAN ATORY & DEPE NDENTEXTRANEOUS VARIABLE
VARIABLES
TEST UNITS
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VALIDITY OF EXPERIMENT
� INTERNAL VALIDITY
� EXTERNAL VALIDITY
� Factors affecting Validity: ± HISTORY
± MATURATION
± TESTING EFFECT
± INTRUMENTATION
± SELECTION BIAS
± TEST UNIT MORTALITY
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EXPERIMENTAL DESIGN
� Stronger & more reliable basis for the
existence of Causal Relationship
� All extraneous variables are eliminated
through the Use of Randomization & ControlGroup (s)
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TYPES OF EXPERIMENTAL DESIGN
AFTER ONLY WITH ONE CONTROL GROUP
BEFORE-AFTER WITH ONE CONTROL GROUP
EX-POST FACTO DESIGN
SIMULATED BEFORE AFTER DESIGN
SOLOMON¶S FOUR GROUPS DESIGN
MULTIPLE TIME SERIES DESIGN
C.R.D.
R.B.D.
L.S.D.
FACTORIAL DESIGN
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AFTER-ONLY WITH ONE
CONTROL GROUP
� Treatment Effect = O1 - O2
� Very widely used in marketing
� Control over µTesting¶ & µInstrument Effect¶
� No pre- observations so large samples are
required
EXPERIMENTAL GROUP: R X O1
CONTROL GROUP : R O2
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BEFORE-AFTER WITH ONE
CONTROL GROUP
� TREATMENT EFFECT = (O2 O1) (O4 O3)
� Treatment Effect contains µTesting Effect¶
� Effective relative comparison
EXPERIMENTAL GROUP: R O1 X O2
CONTROL GROUP : R O3 O4
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EX-POST FACTO DESIGN
� TREATMENT EFFECT = O1 O2
� Used in Advt. Study & study of Commercial
Media
� No µTesting Effect¶ & more realistic study
EXPERIMENTAL GROUP: X R O1
CONTROL GROUP : R O2
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SIMULATED BEFORE-AFTER
DESIGN
� TREATMENT EFFECT = O2 O1
� No µ Testing Effect ¶
� Used in Advt. Research
EXPERIMENTAL GROUP: R X O2
CONTROL GROUP : R O1
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SOLOMON¶S FOUR ± GROUP
DESIGN
� Also known as FOUR GROUP SIX STUDY
DESIGN
EXPERIMENTAL GROUP 1 : R O1 X O2
CONTROL GROUP 1 : R O3 O4
EXPERIMENTAL GROUP 2 : R X O5
CONTROL GROUP 2 : R O6
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SOLOMON¶S FOUR ± GROUP
DESIGN� Combination of µBEFORE-AFTER WITH ONE
CONTROL GROUP¶ & µAFTER-ONLY WITH ONECONTROL GROUP¶ Designs. So also known as µTHEIDEAL CONTROL EXPERIMENT¶
� Not very commonly used because of high cost &high efforts
� TREATMENT EFFECT = O5 O6
� TESTING EFFECT = (O2 O1) (O4 O1 + O3)
2� EXTRANEOUS EFFECT = O6 ( O1 + O3 )
2
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MULTIPLE TIME SERIES DESIGN
EXPERIMENTAL GR: O1 O2 O3«..X«. O4 O5 O6
CONTROL GR : O1 O2 O3«. ...«. O4 O5 O6
� Extension of BEFORE-AFTER WITH ONE
CONTROL GROUP DESIGN
� Also known as µCONTINUOUS DIARY PANEL
DESIGN� Better analysis of trend
� Higher cost.
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MANIPULATION / CONTROL OF MORE
THAN ONE LEVELS OF TREATMENTS
COMPLETELY RANDOMIZEDDESIGN (C.R.D.)
� To study the effect of different levels/categories (Treatment) of explanatory
variable on dependent variable� Treatment are assigned completely at
random to experimental units
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COMPLETELY RANDOMIZED
DESIGN (C.R.D.)
� Uses only the principles of Replication
& Randomization but ignores Local
Control
� Useful only in small preliminary
experiments where experimental units
are homogeneous
� Analysis - ONE WAY CLASSIFICATION
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RANDOMIZED BLOCK DESIGN
(R.B.D.)
� It is possible to separate out the effectof one extraneous factor
� All three principles: RANDOMIZATION,
REPLICATION & LOCAL CONTROL areused.
� There are µm¶ treatments, each being
replicated µn¶ times. So, N= m.nexperimental units & units are nothomogeneous.
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RANDOMIZED BLOCK DESIGN
(R.B.D.)
� R.B.D. consists of two steps :
STEP 1
� The experimental units are allocated toµn¶ homogeneous BLOCKS, number of units within a block = number of treatments.
STEP 2� Assign treatments at random to units of
a block.
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RANDOMIZED BLOCK DESIGN
(R.B.D.)
� By restricting randomization to a blockcontrol over extraneous factor (error) isobtained.
� Most popular but block size ( no. of treatments ) should be small o.w.blocks may not be internallyhomogeneous.
� Analysis: TWO WAY CLASSIFICATIONof the data & may be used to examinedifferent levels of two factors.
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LATIN SQUARE DESIGN (LSD)
� Principle of LOCAL CONTROL is used
by grouping the units in two ways:
Rows & Columns
� Each way corresponding to a source of
variation among the units.
� It allows the control & measurement of
effect of two extraneous variables on
dependent variable.
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LATIN SQUARE DESIGN (LSD)
� Condition : Two extraneous variables
have same number of categories as that
of treatments. So number of treatments
= number of replications = m
� Total number of experimental units = m2
( arranged in m rows & m columns,
according to two sources of variation )
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LATIN SQUARE DESIGN (LSD)
� The m treatments are allotted to these m2
units at random s.t. each treatment occursonce & only once in each row & eachcolumn. This is incomplete 3 ± way layout
C1 C2 C3 C4 C5
Ex. R1 A E D C B
R2 D B A E C
R3 B A C D E
R4 C D E B A
R5 E C B A D