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    Copyright 2011 Huawei Technologies Co., Ltd. All rights reserved. Page1

    Foreword

    Handover is a key technology of mobile communication system andmake continued conversation possible.

    Handover algorithm in Huawei product is flexible and powerful.

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    Copyright 2011 Huawei Technologies Co., Ltd. All rights reserved. Page3

    Contents

    1. Introduction of Handover

    2. HO Algorithm Process

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    Contents

    1. Introduction of Handover

    2. HO Algorithm Process

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    Purposes of HO

    To keep a continuous communication with a moving MS

    To improve network service performance

    To reduce the call drop rate

    To reduce the congestion rate

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    Classification by Reason

    No DL MR Emergency HOTiming Advance (TA) HOInterference HOBad Quality (BQ) HO

    Emergency HO

    Enhanced Dual Band HO

    Load HO

    Normal HO

    1

    2

    3

    4

    Classification by

    ReasonEDGE HOPBGT HOLayer HO

    MS Fast Moving HOConcentric Cell HOAMR HO

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    Classification by Synchronization

    CELL

    Case 1

    Synchronous Handover: the target BTS shall not send PHY INFO message

    Case 2

    Asynchronous Handover: the target BTS shall send PHY INFO message

    Case 3 Case 4 Case 5

    MSC

    BSC

    BTS

    BSC BSC

    MSC

    BTS BTSBTS BTS

    NSS Network

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    Classification by Equipment andChannel

    SDCCH TCH (Direct Retry)

    SDCCH SDCCH

    Intra Cell HO

    Inter Cell HO

    Intra BSC HO

    Intra MSC HO

    Inter MSC HO

    TCH TCH

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    Contents

    1. Introduction of Handover

    2. HO Algorithm Process

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    Contents

    2. HO Algorithm Process

    2.1 General HO Process

    2.2 Measure and Measurement Result Report

    2.3 Measurement Report Preprocessing

    2.4 Handover Judgment

    2.5 Handover Implementation

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    General HO Process

    MS Goes into New Dedicated Mode

    MS Goes into Dedicated Mode

    Measure and Measurement Result Report1

    Measurement Report Preprocessing2

    Handover Judgment3

    Handover Implementation4

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    The downlink measurement reportof the neighbor cell (BCCH)

    Measurement Report

    Uplink MR includes uplink receiving level and quality.

    Downlink MR includes downlink receiving level, downlink

    receiving quality of the serving cell and other downlink receiving

    levels from the neighbor cells.

    Serving cell

    Neighbor cell

    The uplink MR

    The downlink MR

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    Measurement Report

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    Period of Measurement Report

    The downlink MR is sent to BTS in SACCH uplink

    The interval is 480ms/per time when MS is on TCH

    The interval is 470ms/per time when MS is on SDCCH

    12TCH 12TCH1SACCH 1 Idle

    480ms 4 TCH Multi-frames

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    General HO Process

    MS Goes into New Dedicated Mode

    MS Goes into Dedicated Mode

    Measurement Report Preprocessing

    Handover Judgment3

    Handover Implementation4

    Measure and Measurement Result Report1

    2

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    MR Preprocessing

    MR Preprocessing

    Interpolation

    Recover the lost

    measurement report

    Filtering

    Smooth the instantaneous

    fading point

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    MR Interpolation

    MR MR

    No. n

    No. n+4 MR

    MR MR

    Missing bysome reasons

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    MR Filtering

    MR

    MR MR

    MR

    MR

    Filter----Average severalconsecutive MRs

    MR

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    Data Configuration of MRPreprocessing

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    Data Configuration of MRPreprocessing

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    General HO Process

    MS Goes into NewDedicated Mode

    MS Goes intoDedicated Mode

    Measure and MeasurementResult Report1

    MR. Preprocessing2

    Handover Judgment3

    Handover Implementation4

    TA HO

    Interference HO

    Bad Quality HO

    Load HO

    Edge HO

    Layer HO

    PBGT HO

    AMR HO

    No DL MR HO

    Concentric Cell HO

    MS Fast Moving HO

    Enhanced Dual Band HO

    Penalty Processing

    Ranking Processing

    OM Forced HO

    Direct Retry

    Emergency HO

    Normal HO

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    Penalty Processing

    Intra-cellHO

    HO FailsEmergency(TA&BQ)HO

    MS FastMoving

    HO

    Concentric

    Cell HO

    Penalty

    Punish onthe target

    cell

    Punish on theoriginal cell

    Punish on other

    high priority layercells

    AMR HOFails

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    Penalty for Handover Failure

    Punish the target cell when a HO fails.

    This is to avoid the MS to select this cell again in next HO judgment.

    BSC punishes Cell D bysignal level value

    Cell A

    Cell D

    HO fails X

    -80dBm

    -75dBm

    Within penalty time -75dBm-30dB=-105dBm

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    Data Configuration of Penalty forHandover Failure

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    Penalty for Emergency Handover

    Punish the original cell when an emergency HO ( due to BQ and

    TA) occurs.

    Cell A

    Cell D

    BQ or TA HO

    MS successfully handovers from cell A tocell D for BQ or TA, so original cell Ashould be punished-80dBm

    -75dBm

    Within penalty time -80dBm-63dB -143dBm

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    Data Configuration of Penalty forEmergency Handover

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    Back? No way!

    Umbrella

    Micro cell

    Penalty for MS Fast-moving Handover

    Giving penalty on the other three layers(Non-umbrella Layer ) after MShandovers to Umbrella cell by fast-moving-HO.

    This is to keep MS staying in the umbrella cell and avoid frequent HO.

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    Data Configuration of Penalty for MSFast-moving Handover

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    Underlaid

    Overlaid Do not attempt

    again duringpenalty timeafter one failed

    HO(OU)!

    Penalty for Concentric Cell

    A new concentric cell HO is prohibited within a penalty time after aconcentric cell HO failure.

    Do notattempt again

    after N failedHO(U->O)!

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    Data Configuration of Penalty forConcentric Cell

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    Underlaid

    Overlaid

    Do notattempt backtoo fast!

    Penalty for Enhanced Concentric Cell

    A new U O HO is prohibited within a penalty time after aO U HO is performed successfully.

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    Data Configuration of Penalty forEnhanced Concentric Cell

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    Penalty for Intra-cell HO

    A new intra-cell HO is prohibited if it occurs too frequently.

    3s 4s 5s 20s Duration (s)0

    Penalty time

    Intra-cellHO Time

    2nd.3rd.

    4th.

    Max. consecutive HO times: 3

    Forbidden time after Max. times: 20s

    Interval for consecutive HO Jud: 6s

    1st.

    TR X1

    TR X2

    TR X3

    TR X4

    TR X5

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    Data Configuration of Penalty forIntra-cell HO

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    Data Configuration of Penalty for AMRFR HR Handover Failure

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    General HO Process

    MS Goes into NewDedicated Mode

    MS Goes intoDedicated Mode

    Measure and MeasurementResult Report1

    MR. Preprocessing2

    Handover Judgment3

    Handover Implementation4

    TA HO

    Interference HO

    Bad Quality HO

    Load HO

    Edge HO

    Layer HO

    PBGT HO

    AMR HO

    No DL MR HO

    Concentric Cell HO

    MS Fast Moving HO

    Enhanced Dual Band HO

    Penalty Processing

    Ranking Processing

    OM Forced HO

    Direct Retry

    Emergency HO

    Normal HO

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    Ranking Processing

    M rule

    K rule

    Basic ranking

    16 bits ranking

    Network feature adjustment

    The ranking result: target cell selection of handover

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    M Rule

    Begin

    Finish to allneighbor cells?

    No

    Yes

    the cell overload ? Yes

    RX_LEV_DL(n) < [Min DL Poweron HO Candidate Cell](n)+

    [Min Access Level Offset](s->n)?

    RX_LEV_UL(n) < [Min UP Power on

    HO Candidate Cell](n)+[Min Access Level Offset](s->n)?

    Delete this cell fromthe cell list

    Yes

    No

    No

    No

    No

    End

    For service cell:Min Access Level Offset=0

    M rule will remove theunsuitablecells from the candidate cell listaccording to the flow.

    Yes

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    Data Configuration of M Rule

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    Data Configuration of M Rule

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    Network Feature Adjustment

    After network feature adjustment, all the candidate cells have theirown 16 bits value.

    The smaller the value is, the higher the handover priority and

    position of the cell are in the candidate cell list, then it is possible to

    be the candidate cell.

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    Network Feature Adjustment

    The 1st

    ~3rd

    bitsThe bit value indicates the priority of downlink receiving level

    according to the cell signal level and the penalty process taking place

    beforehand.

    The values come from max. 6 candidate cells and 1 serving cellaccording to the level ranges from 000~110. The value for the cell

    with the strongest signal level is 000, for the cell with second

    strongest signal level is 001 and so on.

    Actually that is the core of K rule.

    16 15 14 13 12 11 10 9 8 7 6 5 4 3 2 1

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    Cell A

    Cell B

    Cell C

    Cell D

    Cell E

    Cell F

    Cell S

    -85dBm

    -80dBm

    -90dBm

    -83dBm

    -75dBm

    -95dBm

    -70dBm

    3 2 1 RX_LEV Cell

    -70dBm F

    -75dBm D

    -80dBm B

    -83dBm C

    -85dBm S

    -90dBm A

    -95dBm E

    Candidate cell list

    high >low

    Question(The 1 st ~3 rd Bits)

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    Network Feature Adjustment

    The 4th

    bit: [Inter-cell HO hysteresis] bit.

    16 15 14 13 12 11 10 9 8 7 6 5 4 3 2 1

    serving cell?

    Always set to 0

    No

    RX_LEV_DL (n) >=RX_LEV_DL (s) +

    [Inter-cell HO hysteresis] (s->n) ?

    Yes

    Set to 0 Yes

    Set to1

    No

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    Data Configuration of Inter-cell HO Hysteresis

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    Cell A

    Cell B

    Cell C

    Cell D

    Cell E

    Cell F

    Cell S

    -85dBm

    -80dBm

    -90dBm

    -83dBm

    -75dBm

    -95dBm

    -70dBm

    4 3 2 1 Current HO hys. RX_LEV Cell

    -70dBm F

    -75dBm D

    -80dBm B

    -83dBm C

    -85dBm S

    -90dBm A

    -95dBm E

    Candidate cell list

    high >low

    Question(The 4 th Bit)

    Suppose: [Inter-cell HO hysteresis] (s->n)=4

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    Network Feature AdjustmentThe 5 th~10 th bits

    The bit value is decided according to their position in Huawei hierarchical

    network structure.

    Huawei cell layers can be divided into 4 layers and each layer can be further

    divided into 16 different priorities (levels).

    So there are 64 different priorities in Huawei hierarchical cell structure.

    16 15 14 13 12 11 10 9 8 7 6 5 4 3 2 1

    P layer (0~3) P level (0~15)

    P layer_level (0~63)

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    Hierarchical Cell Structure

    GSM900 Cell

    Micro Cell

    Umbrella Cell GSM 900

    GSM1800 GSM1800GSM1800

    GSM 900

    GSM900GSM900

    GSM1800GSM1800

    GSM1800 Cell

    GSM 900

    GSM900GSM900

    GSM1800GSM1800

    Layer 4low

    Layer 3

    Layer 2

    Layer 1high

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    Data Configuration of Cell HierarchicalNetwork Structure

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    Cell A

    Cell B

    Cell C

    Cell D

    Cell E

    Cell F

    Cell S

    L3 P1L3 P1

    L2 P1

    L2 P5

    L1 P3

    L3 P4

    L2 P1

    10 9 8 7 6 5 4 3 2 1 Cell

    F

    D

    B

    C

    S

    A

    E

    Candidate cell listhigh >low

    Question(The 5 th~10 th Bits)

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    Network Feature Adjustment

    The 11th

    bit: The bit value is decided by cell-load-sharing criterion.This bit is affected by 14 th bit.

    16 15 14 13 12 11 10 9 8 7 6 5 4 3 2 1

    System load>=[System Flux Threshold for Load HO](s)or [Load HO Allowed](s) =No ?

    Yes 11 th bit isturned off

    serving cell?

    set to 0

    No Yes

    Cell load >= [LoadHO Threshold](s)?

    set to 1 set to 1

    cell load >=[ Load Req.on Candidate Cell](n)?

    set to 0

    Yes

    No

    Yes

    No

    No

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    Data Configuration of Cell-load-sharing

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    Data Configuration of Cell-load-sharing

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    Cell A

    Cell B

    Cell C

    Cell D

    Cell E

    Cell F

    Cell S

    11 10 9 8 7 6 5 4 3 2 1 Cell

    F

    D

    B

    C

    S

    A

    E

    Candidate cell listhigh >low

    Question(The 11 th Bit)Suppose system flow [Load Req. on Candidate Cell](n)serving cell: load(s) >= [Load HO Threshold](s)?

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    Network Feature Adjustment12 th bit and 13 th bit: Whether share the same BSC or MSC.

    16 15 14 13 12 11 10 9 8 7 6 5 4 3 2 1

    serving cell?NoYes

    Both 12 th and 13 th set to 0

    12 th set to 113 th set to 0

    Is [Co-BSC/MSC Adj](s)yes?

    Yes

    No

    Co-BSC?

    Co-MSC?

    No

    Yes

    12 th set to 113 th set to 1

    No

    Yes

    Turn off12 th &13 th bit

    12 th set to 013 th set to 0

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    Data Configuration of Co-BSC&MSC

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    Cell A

    Cell B

    Cell CCell E

    Cell F

    Cell S

    13 12 11 10 9 8 7 6 5 4 3 2 1 Cell

    F

    D

    B

    C

    S

    A

    E

    Candidate cell listhigh >low

    Question(The 12 th,13 th Bit)

    Cell D

    BSC1

    BSC2

    MSC

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    The 14 th bit: [Inter-layer HO Threshold/Hysteresis] adjustment bit.

    Network Feature Adjustment

    16 15 14 13 12 11 10 9 8 7 6 5 4 3 2 1

    The 15 th/16 th bits are reserved

    Yes

    serving cell?

    set to 0

    NoYes

    Bit 14 th set to 1, and bit5 th ~13 th are turned off

    set to 0

    Yes

    RX_LEV_DL (s) >= [Inter-layer HOThreshold](s) [Inter-layer HO Hysteresis](s)?

    RX_LEV_DL (n) >= [Inter-layer HOThreshold](n) + [Adjacent Cell Inter-layer HO

    Hysteresis](s->n)?

    No No

    D t C fi ti f L HO

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    Data Configuration of Layer HOThreshold Adjustment

    D t C fi ti f L HO

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    Data Configuration of Layer HOThreshold Adjustment

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    -73dBm

    Cell A

    Cell B

    Cell CCell E

    Cell F

    Cell S

    Cell D

    -90dBm

    -80dBm

    -83dBm

    -75dBm

    -70dBm

    -85dBm

    Candidate cell listhigh >low

    [Inter-layer HO Threshold](s&n) 25

    [Inter-layer HO Hysteresis](s&n) 3dB

    Serving cells threshold -88dBm

    Neighbor cells threshold -82dBm

    Question(The 14 th Bit)

    14 13 12 11 10 9 8 7 6 5 4 3 2 1 Cell

    F

    D

    B

    C

    S

    A

    EGiven condition:

    Then we can get:

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    General HO Process

    MS Goes into NewDedicated Mode

    MS Goes into

    Dedicated Mode

    Measure and MeasurementResult Report1

    MR. Preprocessing2

    Handover Judgment3

    Handover Implementation4

    TA HO

    Interference HO

    Bad Quality HO

    Load HO

    Edge HO

    Layer HO

    PBGT HO

    AMR HO

    No DL MR HO

    Concentric Cell HO

    MS Fast Moving HO

    Enhanced Dual Band HO

    Penalty Processing

    Ranking Processing

    OM Forced HO

    Direct Retry

    Emergency HO

    Normal HO

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    No DL MR HO

    Serving Cell Neighboring Cell

    When the quality of Um interface become worse and worse, it isfor the worse uplink quality that MS can not deliver downlink MR,

    while the downlink quality is not bad enough for MS to receive the

    downlink message normally.

    Baduplink

    quality

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    Position of No DL MR HO

    MS Goes into NewDedicated Mode

    MS Goes intoDedicated Mode

    Measure and MeasurementResult Report

    1

    MR. Preprocessing2

    Handover Judgment3

    Handover Implementation4

    TA HO

    Interference HO

    Bad Quality HO

    Load HO

    Edge HO

    Layer HO

    PBGT HO

    AMR HO

    Concentric Cell HO

    MS Fast Moving HO

    Enhanced Dual Band HO

    Penalty Processing

    Ranking Processing

    OM Forced HO

    Direct Retry

    Emergency HO

    Normal HO

    No DL MR HO

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    No DL MR HO

    Begin

    Report 1 DL MR at least?

    [No Dl Mr. HOAllowed](s) Yes ?

    =[No Dl Mr.Ul Qual

    HO Limit](s)?

    Yes

    Only onecadidate cell?

    Within Penalty Time

    Yes

    No

    No

    Yes

    Yes

    Yes

    No

    [Intracell HO Allowed](s)?

    Yes

    No

    No

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    Data Configuration of No DL MR HO

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    TA(Time Advance) HO

    Serving Cell Neighboring Cell

    [TA Threshold](s)

    Time

    TA(s)

    HandoverTriggering

    [TA Threshold](n)

    or

    Handover Triggering ZoneTA(n)

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    Data Configuration of TA HO

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    TA=2

    Cell A

    Cell B

    Cell CCell E

    Cell F

    Cell S

    Cell D

    TA=3

    TA=5

    TA=4

    TA=3

    TA=0

    TA=1

    Question(TA HO)

    Candidate cell list high >low F S E D B C A

    Which cell is the target cell?

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    Interference Handover

    Lev_Thr

    Rx_Qual

    RX_Lev

    Qual_Thr

    InterferenceOrigin

    Serving Cell Neighboring Cell

    Handover TriggeringZone

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    Interference HOBegin

    UL or DL receiving

    Quality( s )>=A?

    [Interference HOAllowed] Yes ?

    serving cell?

    Select the cell with thehighest priority in the

    cadidate cell list

    Rx_Level( n )>=[Inter-layer HO Threshold]( n ) +

    [Inter-layer HO Hysteresis]( s->n )?

    End

    No

    No

    No

    No Yes

    None AMR FR:A = RXQUALn, 1

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    Data Configuration of Interference HO

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    Question(Interference HO)

    1 Suppose: Current call is a normal FR call, data is configured be default

    as before

    [Interference HO Allowed]=Yes,

    DL receiving level=-70dBm

    DL receiving quality=5,

    Question: Interference HO will be triggered or not?

    2 If the call is AMR FR call, all the other is still the same, what will

    happen?

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    Question(Interference HO)

    Candidate cell list high >low S F E D B C A

    Suppose: Cell Ss quality is 7

    1) [Intracell HO Allowed](s) is Yeswhich is the target cell?

    2) [Intracell HO Allowed](s) is No

    which is the target cell?

    Cell A

    Cell B

    Cell C

    Cell D

    Cell E

    Cell F

    Cell S

    -85dBm

    -80dBm

    -90dBm

    -83dBm

    -75dBm

    -73dBm

    -70dBm

    [Inter-layer HO Threshold](s/n) 25[Inter-layer HO Hysteresis](s/n) 3dB

    Neighbor cell threshold -82dBm

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    BQ(Bad Quality) HO

    Begin

    Is [BQ HO Allowed] Yes ? Any neighbourexcluding serving

    cell exist ?

    Select the cell with the/nexthighest priority

    Yes

    No

    End

    No

    No

    Yes

    No

    Yes

    UL_Rx_Q( s )>=[UL Qual.

    Threshold](s) or DL _ Rx _ Q(s )>=[DL Qual. Threshold](s)?

    RX_LEV_DL ( n) > RX_LEV_DL ( s )+ [Inter-cell HO hysteresis( s->n )]

    -[BQ HO Margin( s->n )] ?

    [Intracell HO Allowed](s) yes & cell not punished?

    Suitable cellexist?

    TriggerBQ handover

    Yes

    YesNo

    No

    Mor than one neighbour? No

    Yes

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    Data Configuration of BQ HO

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    Data Configuration of BQ HO

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    Data Configuration of BQ HO

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    h d l d

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    Enhanced Dual Band HO

    Two single band cells which are configured as bi-directional neighbor cell

    relationship can be configured as enhanced dual band cell to each other.

    Purpose

    During the procedure of channel assignment and handover, the two single

    band cells can share their resource.

    Assign the channel with low load in UL to MS preferentially.

    Make MS handover from the high load cell to the low load cell.

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    Channel Assignment of Enhanced Dual Band

    RX_LEV_OL>= [Incoming OL Subcell HO level Threshold(dB)](o) andRX_LEV_UL RX_LEV (n) >[Distance Between Boundaries of UL and OL Subcells(dB)]Attention:RX_LEV (n): RX_LEV of the strongest neighboring cell which has the same frequency band and layerwith underlaid subcell, but locates in a different BTS. If there is no such a cell, this value is -110dBmIf [ATCBHoSwitch] is [Close], the second condition is turn off.

    A:

    TCH assignment (SDCCH channel in UL)Begin

    from UL

    [UL Subcell AssignmentOptimization (u) ?

    Cell load of UL >[UL Subcell General

    Overload Threshold(%)](u)?

    Yes

    A Yes

    No

    Any idle TCHAvailable in OL?

    Assign TCHin OL

    Yes

    No

    Yes

    Assign TCH in ULor direct retry identification

    or queuing

    No

    No

    Data Configuration of Channel

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    ata Co gu at o o C a e Assignment

    Data Configuration of Channel

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    g Assignment

    f

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    Beginfrom OL

    [OL Subcell AssignmentOptimization) No ?

    Cell load of UL= [Incoming OL Subcell HO level Threshold(dB)] (o) andRX_LEV_UL RX_LEV (n) > [Distance Between Boundaries of UL and OL Subcells(dB)]A:

    Cell load of UL>=[UL SubcellSerious Overload Threshold(%)](u)?

    Begin [Load HO Allowed](u) Yes ?

    Cell load of UL>=[UL SubcellGeneral Overload Threshold(%)](u)?

    No

    A & Satisfy P/N &not within penalty time?

    TriggerUL to OL

    Yes No

    Adjust HO zone basingon HO step and HO period

    Refresh cell loadper second

    BB-C

    Yes

    Any MS in HO zone?

    Yes

    No

    No

    Yes

    Yes No

    End

    Cell load of OL>=[Inner Cell Serious Overload

    Threshold(%)](o)? Yes

    No

    Data Configuration of Enhanced Dual

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    gBand HO(U O )

    Data Configuration of Enhanced Dual

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    gBand HO(U O )

    Enhanced Dual Band HO(O U )

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    Enhanced Dual Band HO(O U )Triggering condition for TCH HO from OL to UL for moving

    RX_LEV_OL

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    Band HO(O U )

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    Enhanced Dual Band HO(O U )

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    Enhanced Dual Band HO(O U )

    Triggering condition for TCH Load HO from OL to UL for low load in UL

    Enhanced Dual Band HO(O U )

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    Enhanced Dual Band HO(O U )Triggering condition for TCH Load HO from OL to UL for low load in UL

    HO zone : [Outgoing OL Subcell HO Level Threshold(dB)](o) ~ -47dBmHO step : [Step Length of OL Subcell Load HO(dB)](o)A: RX_LEV_UL >= Inter-layer HO Threshold(u) + Inter-layer HO Hysteresis(o->u)

    Begin

    [Load HO of OL Subcellto UL Subcell ](o) Yes ?

    Cell load of UL

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    General HO Process

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    General HO Process

    MS Goes into NewDedicated Mode

    MS Goes intoDedicated Mode

    Measure and MeasurementResult Report1

    MR. Preprocessing2

    Handover Judgment3

    Handover Implementation4

    TA HO

    Interference HO

    Bad Quality HO

    Load HO

    Edge HO

    Layer HO

    PBGT HO

    AMR HO

    No DL MR HO

    Concentric Cell HO

    MS Fast Moving HO

    Enhanced Dual Band HO

    Penalty Processing

    Ranking Processing

    OM Forced HO

    Direct Retry

    Emergency HO

    Normal HO

    Load HO

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    Load HOHandover triggering zone

    [Load HO Threshold]

    Time

    Load of Serving Cell

    [Load Req. on Candidate Cell]

    Load of Neighboring Cell

    Congested Cell

    Congested Cell

    Congested CellNormal Cell

    Normal CellNormal Cell

    Normal Cell

    Load HO

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    Load HO

    As load HO may trigger several HOs, we need to consider

    the CPU load (system flow level) before triggering it. In

    addition, load HO is executed step by step, that is, the edge

    HO thrsh. raises according to certain step and period and

    will stop when out of the Load HO Zone.

    Load HO

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    Load HO

    Congested Cell

    Normal Cell

    Normal Cell

    Normal Cell

    Load HO

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    Begin

    [Load HO Allowed] (s) Yes ?

    BSC internal cell?

    Select the cell with the highestpriority in the cadidate cell list

    End

    No

    No

    Yes

    No Yes

    Yes

    Current system flux=[Load HO Threshold](s)?

    Yes

    No

    Yes

    Load HO timerT overflow?

    Yes

    Step Period

    T )1( [Load HO Bandwidth](s)

    B

    Yes

    serving cell?

    No

    No

    B: [Edge H O_DL_RX_LEV Threshod](s)= [Inter-layer HO Threshold](n) +

    [Inter-layer HO Hysteresis](s->n)D: load(n)< Load Req. on Candidate Cell(n)Step: [Load HO Step Level](s)Period: [Load HO Step Period](s)

    CNo

    A=

    No

    Yes

    Load HO timerT begin?

    No

    NoStar timer T

    Period Step

    T AStep )1Bandwidth]HO[Load

    (0 Bandwidth]HO[LoadA T

    Yes

    A=

    Data Configuration of Load HO

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    Data Configuration of Load HO

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    Edge Handover

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    Edge HandoverHandoverTriggering

    P / N

    Serving Cell Neighboring Cell

    P: Valid TimeN : Watch Tim e

    RX_LEV Thr

    Time

    RX_Lev

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    Data Configuration of Edge HO

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    Data Configuration of Edge HO

    Should be lower than the[Outgoing OLSubcell HO Level Threshold(dB)] in enhance

    dual band data table

    [Edge HO UL/DL RX-LEVThreshold]

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    Data Configuration of Edge HO

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    MS Fast-Moving Handover

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    MS Fast Moving Handover

    Handover

    Triggering

    Time Threshold

    Umbrella Cell

    Time

    P/NP: Valid CellsN: Watch Cells

    1 1 2 3

    Micro Cell

    Cells Number

    MS Fast-Moving Handover

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    MS Fast Moving HandoverBegin

    [MS Fast Moving HOAllowed](s) Yes ?

    End

    No

    Yes

    Yes

    the servingcell on layer 4?

    Satisfy P / N rule?No Select the neighbor cell with the highest priority &

    on the 4th layer & satisfy RX_LEV(n)>= [Inter-layerHO threshold](n) + [Inter-layer HO hysterisis](s->n)

    Any cell satisfy thecondition above?

    Trigger MS fast-moving handover

    No

    Yes

    Refresh timer(s)

    No

    Yes

    Data Configuration of MS Fast-movingH d

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    Handover

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    Layer HO

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    y

    Neighboring CellServing Cell

    GSM900 CellLay 3

    GSM1800 CellLay 2

    Layer HO

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    Begin

    [Level HOAllowed](s) Yes ?

    End

    No

    Yes

    Yes

    Any neighbor cell exit?

    16 bit value( n )n)

    Yes

    Identify the next cell

    No

    y

    Data Configuration of Layer HO

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    g y

    Data Configuration of Layer HO

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    g y

    Data Configuration of Layer HO

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    g y

    PBGT HO

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    Serving Cell Neighboring Cell

    PBGT HOThreshold

    Time

    Path Loss (dB)

    126dB 119dB

    5

    126 -119 =7dB>5dB

    HandoverTriggering

    P / N P: Valid Time

    N : Watch Time

    PBGT HO

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    Begin[PBGT HO

    Allowed] (s)Yes ?

    End

    No

    Yescurrent channel

    signaling channel?

    Satisfy P / N rule?

    No

    Yes

    Search nextneighborcell

    layer(n)=layer(s)&level(n)=level(s)?

    Path loss (s) Path loss (n)>[PBGT HO Threshold](s->n)

    Refresh timer(s)

    TriggerPBGT HO

    Yes

    No

    Yes

    No

    Yes

    No

    NOTES: whichever the greater of the[inter-cell HO hysteresis] and

    [PBGT HO threshold], that value will be

    used in the PBGT HO.

    Data Configuration of PBGT HO

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    g

    Data Configuration of PBGT HO

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    g

    Concentric Cell

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    Purposes

    Maximize coverage area

    Reduce interference and improve frequency reuse density

    Construction methods

    Different combiner lossDifferent propagation loss

    Modify the transmission power of TRX, the down tilt of antennas, etc.

    By HO parameters

    Overlaid

    Underlaid

    Classification and HO Judgment ofC t i C ll

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    Concentric Cell

    Receiving level

    Time advance

    Quality

    Receiving level

    Time advance

    Quality

    ATCB

    Cell load of underlaid

    Normal concentric cell Enhance concentric cell

    Data Configuration of Concentric Cell

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    Normal Concentric Cell HO

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    Division of underlaid and overlaid is decided by MS downlink

    receive level ,TA value and quality.

    underlaid

    overlaid

    Receiving Level Threshold

    Receiving Level Hysteresis

    Receiving Qaulityl Threshold

    TA Threshold

    TA Hysteresis

    Normal Concentric Cell HO

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    U to O O to U

    Normal Concentric Cell HO(O U )

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    Flow for TCH HO from overlaid to underlaid

    Begin within Penalty Time End Yes

    No

    [RX_LEV for UOHO Allowed] Yes?

    Yes

    [OL to UL HOAllowed] Yes ?

    No Yes

    [RX_QUAL for UOHO Allowed] Yes?

    Yes

    Rx_Dl_Quality>=[RX_QUAL Treshold]? Current TA>=[TA Threshold]+[TA Hysteresis]?

    [TA for UO HOAllowed] Yes?

    Trigger OL to UL

    P/N rule?

    Yes Yes

    Yes

    Yes

    No

    NoNo

    No No No

    End

    Rx_Dl_Level

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    Criterion for TCH HO from underlaid to overlaid

    Begin

    With Penalty Time ? End Yes

    No

    Current TA=[RX_LEV Threshold] +

    [RX_LEV Hysteresis]No

    [TA for UO HOAllowed] Yes?

    Rx_Dl_Qual

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    Concentric Cell HO

    Enhance Concentric Cell HO

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    Division of underlaid and overlaid is decided by MS downlink

    receive level, quality, TA value and cell load of underlaid.

    underlaid

    overlaid

    U to O HO Receiving Level Threshold

    O to U HO Receiving Level Hysteresis

    Receiving Qaulityl Threshold

    TA Threshold

    TA Hysteresis

    Enhance Concentric Cell HO

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    Classification of TCH HO in enhance concentric cell HO

    O to Ufor low load in U

    U to Ofor high load in U

    O to Ufor moving

    Enhance Concentric Cell HO(U O )Flow for TCH HO from underlaid to overlaid for high load in UL

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    A: RX_LEV_UL RX_LEV (n) >[Distance Between Boundaries of UL and OL Subcells(dB)]RX_LEV (n): RX_LEV of the strongest neighboring cell which has the same frequency band and layerwith underlaid subcell, but locates in a different BTS. If there is no such a cell, this value is -110dBm

    Begin

    Within Penalty Time ? End Yes

    No

    Current TA[UtoO HOReceived Level Threshold]

    No

    A Yes

    No

    [TA for UO HOAllowed] Yes?

    Rx_Dl_Qual=[En Iuo OutCell Serious OverLoad Thred]?

    Begin[UtoO Traffice

    HO Allowed] Yes ?

    Cell load of UL>=[En Iuo OutCell General OverLoad Thred]?

    TriggerUL to OL

    Yes No

    Adjust HO zone basingon HO step and HO period

    Refresh cell loadper second

    B(B-1)/second

    YesB=[Underlay HO Step Period(s)]HO step : [Underlay HO Step Level]HO period: B-x or BHO zone : begin from -47dBm

    Any MS in HO zone?

    Yes

    No

    Yes

    No

    End

    No

    Enhance Concentric Cell HO(O U )

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    Flow for TCH HO from overlaid to underlaid for low load in underlaid

    HO period: [En Iuo in Cell Load Classification HO Period]HO step : [En Iuo in Cell Load Classification HO Step]HO zone : begin from [OtoU HO Received Level Threshold] to -47dBm

    Begin[[OL to UL HOAllowed] Yes ?

    Cell load of UL

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    Flow for TCH HO from overlaid to underlaid for moving

    No

    Begin With Penalty Time ? End Yes

    No

    [ATCBHoSwitch]Open?

    No[RX_LEV for UO

    HO Allowed] Yes?

    Rx_Dl_Level[RX_QUAL Treshold]? Current TA>[TA Threshold]+[TA Hysteresis]?

    [TA for UO HO

    Allowed] Yes?

    Trigger OL to UL

    P/N rule?

    Select the underlaid subcell orthe neighbour cell with thehighst priority in 16 bits list

    Yes Yes Yes

    Yes

    No

    Yes

    No No

    No No

    NoEnd

    A: RX_LEV_UL RX_LEV (n) < [Distance Between Boundaries of UL and OL Subcells(dB)] [Distance Hysteresis Between Boundaries of UL and OL Subcells(dB)]

    Data Configuration of EnhanceConcentric Cell HO

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    Concentric Cell HO

    Data Configuration of EnhanceConcentric Cell HO

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    Concentric Cell HO

    Data Configuration of EnhanceConcentric Cell HO

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    Concentric Cell HO

    Data Configuration of EnhanceConcentric Cell HO

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    Concentric Cell HO

    Data Configuration of EnhanceConcentric Cell HO

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    Concentric Cell HO

    Data Configuration of EnhanceConcentric Cell HO

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    Concentric Cell HO

    Channel Assignment strategies ofConcentric Cell

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    Channel Assignment Strategies of Concentric Cell

    ImmediateAssignment Assignment

    Intra-BSCInter-cell

    Handover

    IncomingCell

    Handover

    Immediate Assignment

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    The preferred SDCCH channel in two layers is controlled by

    parameter TA pref. Of Imme - Assign Allowed

    If "No", system prefers the channel in Underlaid subcell

    If Yes", system prefers the channel according to in Channel

    Request message

    TA smallerTA bigger

    Data Configuration of Immediate Assignment

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    g

    Assignment

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    Preferred assignment in the overlay or underlay cell

    Assign the channel of overlay or underlay cell according

    to the Rx_level and TA in the measurement report

    TA smaller andRx level higher

    g

    Data Configuration of Assignment

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    Intra-BSC Inter-Cell Handover

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    In the case of intra-BSC inter-cell handover, the MS can be

    handed over to the underlay or overlay cell first.

    If System Optimization is selected, the preferred assignment is

    conducted according to the level value in the measurement report.

    overlaidUnderlaid

    OverlaidAccording to the Rx-level

    Data Configuration of Intra-BSC Inter-Cell Handover

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    Inter-BSC Handover

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    For the inter-BSC Handover, if the target cell is concentric cell , the

    channel of underlay cell should be assigned first.

    overlaid

    Underlaid

    Overlaid

    BSC1 BSC2

    Assign underlaid first

    Data Configuration of Inter-BSC Inter-Cell Handover

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    AMR Handover Flow

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    Begin

    Intracell F-H HOAllowed Yes ?

    Yes

    Is current channelTCH & version3?

    No

    A: Cell load > [AMR TCH/H PriorCell Load Threshold]

    During [Penalty Timeafter AMR TCHF-H HOFail(s)]?

    Yes

    Yes

    current channel is FR

    Satisfy P/N rule? Trigger internal cellAMR handover

    Yes

    NoEnd

    RQI/2 >[F2H HO th] & A RQI/2

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    Data Configuration of AMR HO

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    General HO Process

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    MS Goes into New Dedicated Mode

    MS Goes into Dedicated Mode

    Measure and Measurement Result Report1

    Measurement Report Preprocessing2

    Handover Judgment3

    Handover Implementation4

    Handover Implementation

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    Begin

    [Power Forecast Allowed (s) Yes ?

    BSC predict power

    YesNo

    BSC send HOCommand to MS

    HO execute

    MS uses the highestpower to access For MS

    MS will use this predictpower to access thetarget cell

    Data Configuration of HandoverImplementation(MS)

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    Summary

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    In this course, we have learned:

    Classification of HO

    HO general procedure

    HO judgment algorithm

    HO implementation process

    HO data configuration

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    Thank youwww.huawei.com