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LECTURE PRESENTATIONSFor CAMPBELL BIOLOGY, NINTH EDITION
Jane B. Reece, Lisa A. Urry, Michael L. Cain, Steven A. Wasserman, Peter V. Minorsky, Robert B. Jackson
© 2011 Pearson Education, Inc.
Lectures byErin Barley
Kathleen Fitzpatrick
Phylogeny and the Tree of Life
Chapter 26
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Overview: Investigating the Tree of Life
• Legless lizards have evolved independently in several different groups
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• Phylogeny is the evolutionary history of a species or group of related species
• The discipline of systematics classifies organisms and determines their evolutionary relationships
• Systematists use fossil, molecular, and genetic data to infer evolutionary relationships
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Concept 26.1: Phylogenies show evolutionary relationships
• Taxonomy is the ordered division and naming of organisms
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Binomial Nomenclature
• In the 18th century, Carolus Linnaeus published a system of taxonomy based on resemblances
• Two key features of his system remain useful today: two-part names for species and hierarchical classification
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• The two-part scientific name of a species is called a binomial
• The first part of the name is the genus • The second part, called the specific epithet, is
unique for each species within the genus • The first letter of the genus is capitalized, and the
entire species name is italicized• Both parts together name the species (not the
specific epithet alone)
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Hierarchical Classification
• Linnaeus introduced a system for grouping species in increasingly broad categories
• The taxonomic groups from broad to narrow are domain, kingdom, phylum, class, order, family, genus, and species
• A taxonomic unit at any level of hierarchy is called a taxon
• The broader taxa are not comparable between lineages
– For example, an order of snails has less genetic diversity than an order of mammals
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Figure 26.3
Species:Panthera pardus
Genus:Panthera
Family:Felidae
Order:Carnivora
Class:Mammalia
Phylum:Chordata
Domain:Bacteria
Kingdom:Animalia Domain:
ArchaeaDomain:Eukarya
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Linking Classification and Phylogeny
• Systematists depict evolutionary relationships in branching phylogenetic trees
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Figure 26.4 Order Family
Pantherapardus(leopard)
Genus Species
Canislatrans(coyote)
Taxideataxus(Americanbadger)
Lutra lutra(Europeanotter)
Canislupus(gray wolf)
Felid
ae
Carn
iv ora
Pan
the ra
Taxid
e a
Mu
stel idae
Lu
tra
Can
ida e
Can
is
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• Linnaean classification and phylogeny can differ from each other
• Systematists have proposed the PhyloCode, which recognizes only groups that include a common ancestor and all its descendents
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• A phylogenetic tree represents a hypothesis about evolutionary relationships
• Each branch point represents the divergence of two species
• Sister taxa are groups that share an immediate common ancestor
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• A rooted tree includes a branch to represent the last common ancestor of all taxa in the tree
• A basal taxon diverges early in the history of a group and originates near the common ancestor of the group
• A polytomy is a branch from which more than two groups emerge
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Figure 26.5
Branch point:where lineages diverge
ANCESTRALLINEAGE
This branch pointrepresents thecommon ancestor oftaxa A–G.
This branch point forms apolytomy: an unresolvedpattern of divergence.
Sistertaxa
Basaltaxon
Taxon A
Taxon B
Taxon C
Taxon D
Taxon E
Taxon F
Taxon G
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What We Can and Cannot Learn from Phylogenetic Trees
• Phylogenetic trees show patterns of descent, not phenotypic similarity
• Phylogenetic trees do not indicate when species evolved or how much change occurred in a lineage
• It should not be assumed that a taxon evolved from the taxon next to it
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Applying Phylogenies
• Phylogeny provides important information about similar characteristics in closely related species
• A phylogeny was used to identify the species of whale from which “whale meat” originated
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Minke (Southern Hemisphere)
Unknowns #1a, 2, 3, 4, 5, 6, 7, 8
Minke (North Atlantic)
Humpback (North Atlantic)
Humpback (North Pacific)
Gray
Blue
Unknowns #10, 11, 12
Unknown #13
Unknown #1b
Unknown #9
Fin (Mediterranean)
Fin (Iceland)
RESULTSFigure 26.6
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Concept 26.2: Phylogenies are inferred from morphological and molecular data
• To infer phylogenies, systematists gather information about morphologies, genes, and biochemistry of living organisms
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Morphological and Molecular Homologies
• Phenotypic and genetic similarities due to shared ancestry are called homologies
• Organisms with similar morphologies or DNA sequences are likely to be more closely related than organisms with different structures or sequences
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Sorting Homology from Analogy
• When constructing a phylogeny, systematists need to distinguish whether a similarity is the result of homology or analogy
• Homology is similarity due to shared ancestry• Analogy is similarity due to convergent evolution
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• Convergent evolution occurs when similar environmental pressures and natural selection produce similar (analogous) adaptations in organisms from different evolutionary lineages
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• Bat and bird wings are homologous as forelimbs, but analogous as functional wings
• Analogous structures or molecular sequences that evolved independently are also called homoplasies
• Homology can be distinguished from analogy by comparing fossil evidence and the degree of complexity
• The more complex two similar structures are, the more likely it is that they are homologous
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Evaluating Molecular Homologies
• Systematists use computer programs and mathematical tools when analyzing comparable DNA segments from different organisms
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Figure 26.8-1
1
2
1
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Figure 26.8-2
Deletion
Insertion
1
1
2
2
2
1
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Figure 26.8-3
Deletion
Insertion
1
1
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2
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Figure 26.8-4
Deletion
Insertion
1
1
1
1
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2
2
2
2
1
3
4
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• It is also important to distinguish homology from analogy in molecular similarities
• Mathematical tools help to identify molecular homoplasies, or coincidences
• Molecular systematics uses DNA and other molecular data to determine evolutionary relationships
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Concept 26.3: Shared characters are used to construct phylogenetic trees
• Once homologous characters have been identified, they can be used to infer a phylogeny
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Cladistics
• Cladistics groups organisms by common descent• A clade is a group of species that includes an
ancestral species and all its descendants• Clades can be nested in larger clades, but not all
groupings of organisms qualify as clades
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• A valid clade is monophyletic, signifying that it consists of the ancestor species and all its descendants
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Figure 26.10
(a) Monophyletic group (clade) (b) Paraphyletic group (c) Polyphyletic group
Group Ι
Group ΙΙ
Group ΙΙΙ
A
B
C
D
E
F
G
A
B
C
D
E
F
G
A
B
C
D
E
F
G
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Figure 26.10a
(a) Monophyletic group (clade)
Group Ι
A
B
C
D
E
F
G
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• A paraphyletic grouping consists of an ancestral species and some, but not all, of the descendants
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Figure 26.10b
(b) Paraphyletic group
Group ΙΙ
A
B
C
D
E
F
G
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• A polyphyletic grouping consists of various species with different ancestors
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Figure 26.10c
(c) Polyphyletic group
Group ΙΙΙ
A
B
C
D
E
F
G
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Shared Ancestral and Shared Derived Characters
• In comparison with its ancestor, an organism has both shared and different characteristics
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• A shared ancestral character is a character that originated in an ancestor of the taxon
• A shared derived character is an evolutionary novelty unique to a particular clade
• A character can be both ancestral and derived, depending on the context
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Inferring Phylogenies Using Derived Characters
• When inferring evolutionary relationships, it is useful to know in which clade a shared derived character first appeared
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Figure 26.11
TAXA Lancelet(outgroup)
Lamprey
Bass
Frog
Turtle
Leopard
Vertebralcolumn
(backbone)
Four walkinglegs
Hinged jaws
Amnion
Hair
Vertebralcolumn
Hinged jaws
Four walking legs
Amnion
Hair
(a) Character table (b) Phylogenetic tree
CH
AR
AC
TE
RS
La
nc
ele
t(o
utg
rou
p)
La
mp
rey
Ba
ss
Fro
g
Tu
rtle
Le
op
ard
0
0
0
0
0
1
0
0
0
0
1
1
0
0
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1
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Figure 26.11aTAXA
Vertebralcolumn
(backbone)
Four walkinglegs
Hinged jaws
Amnion
Hair
(a) Character table
CH
AR
AC
TE
RS
La
nc
ele
t(o
utg
rou
p)
La
mp
rey
Bas
s
Fro
g
Tu
rtle
Leo
pa
rd
0
0
0
0
0
1
0
0
0
0
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Figure 26.11b
Lancelet(outgroup)
Lamprey
Bass
Frog
Turtle
Leopard
Vertebralcolumn
Hinged jaws
Four walking legs
Amnion
Hair
(b) Phylogenetic tree
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• An outgroup is a species or group of species that is closely related to the ingroup, the various species being studied
• The outgroup is a group that has diverged before the ingroup
• Systematists compare each ingroup species with the outgroup to differentiate between shared derived and shared ancestral characteristics
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• Characters shared by the outgroup and ingroup are ancestral characters that predate the divergence of both groups from a common ancestor
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Phylogenetic Trees with Proportional Branch Lengths
• In some trees, the length of a branch can reflect the number of genetic changes that have taken place in a particular DNA sequence in that lineage
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Figure 26.12
Lancelet
Drosophila
Zebrafish
Frog
Chicken
Human
Mouse
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• In other trees, branch length can represent chronological time, and branching points can be determined from the fossil record
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Figure 26.13
Mouse
Human
Chicken
Frog
Zebrafish
Lancelet
Drosophila
Present
CENOZOICMESOZOICPALEOZOIC
Millions of years ago542 251 65.5
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Maximum Parsimony and Maximum Likelihood
• Systematists can never be sure of finding the best tree in a large data set
• They narrow possibilities by applying the principles of maximum parsimony and maximum likelihood
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• Maximum parsimony assumes that the tree that requires the fewest evolutionary events (appearances of shared derived characters) is the most likely
• The principle of maximum likelihood states that, given certain rules about how DNA changes over time, a tree can be found that reflects the most likely sequence of evolutionary events
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Figure 26.14
Human
Human
Mushroom
Mushroom
Tulip
Tulip
0
0
0
30% 40%
40%
25%
15%
10%
5%
5%
15%
15%
20%
(a) Percentage differences between sequences
(b) Comparison of possible trees
Tree 1: More likely Tree 2: Less likely
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Figure 26.14a
Human
Human
Mushroom
Mushroom
Tulip
Tulip
0
0
0
30% 40%
40%
(a) Percentage differences between sequences
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Figure 26.14b
25%
15%
10%
5%
5%
15%
15%
20%
(b) Comparison of possible trees
Tree 1: More likely Tree 2: Less likely
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• Computer programs are used to search for trees that are parsimonious and likely
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Figure 26.15
Species Ι Species ΙΙ Species ΙΙΙ
Three phylogenetic hypotheses:1
2
3
4
TECHNIQUE
RESULTS
Species Ι
Species ΙΙ
Species ΙΙΙ
Ancestral sequence
Ι
ΙΙ
ΙΙΙ
1 2 3 4Site
C
C
A
A
A
A
C
C
T
G
T
T
T T
1/C1/C
1/C
1/C
1/C
3/A2/T
4/C
3/A4/C
4/C
4/C
4/C3/A3/A
3/A
2/T
2/T
2/T
2/T
6 events 7 events 7 events
G
T
Ι
ΙΙ
ΙΙΙ
Ι
ΙΙ
ΙΙΙ
Ι
ΙΙ
ΙΙΙ
Ι
ΙΙ
ΙΙΙ
Ι
ΙΙ
ΙΙΙ
Ι
ΙΙ
ΙΙΙ
Ι
ΙΙ
ΙΙΙ
Ι
ΙΙ
ΙΙΙΙ
ΙΙ
ΙΙΙ
Ι
ΙΙ
ΙΙΙ
Ι
ΙΙ
ΙΙΙ
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Figure 26.15a
1
TECHNIQUE
Three phylogenetic hypotheses:
Species Ι Species ΙΙ Species ΙΙΙ
Ι
ΙΙ
ΙΙΙΙ
ΙΙ
ΙΙΙ
Ι
ΙΙ
ΙΙΙ
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Figure 26.15b
TECHNIQUE
Species Ι
Species ΙΙ
Species ΙΙΙ
Ancestral sequence
1 2 3 4Site
C
C
A
A
A
A
C
C
T
G
T
T
T TG
T
2
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TECHNIQUE
1/C
3
4
RESULTS
1/C
1/C
1/C
1/C
4/C
4/C
4/C
4/C
4/C3/A
3/A
3/A3/A
2/T2/T
2/T
2/T
2/T3/A
7 events6 events 7 events
Ι
ΙΙ
ΙΙΙΙ
ΙΙ
ΙΙΙ
Ι
ΙΙ
ΙΙΙ
Ι
ΙΙ
ΙΙΙΙ
ΙΙ
ΙΙΙ
Ι
ΙΙ
ΙΙΙ
Ι
ΙΙ
ΙΙΙ
Ι
ΙΙ
ΙΙΙ
Ι
ΙΙ
ΙΙΙ
Figure 26.15c
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Phylogenetic Trees as Hypotheses
• The best hypotheses for phylogenetic trees fit the most data: morphological, molecular, and fossil
• Phylogenetic bracketing allows us to predict features of an ancestor from features of its descendents– For example, phylogenetic bracketing allows us to
infer characteristics of dinosaurs
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Figure 26.16
Lizards and snakes
Crocodilians
Ornithischiandinosaurs
Saurischiandinosaurs
Birds
Commonancestor ofcrocodilians,dinosaurs,and birds
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• Birds and crocodiles share several features: four-chambered hearts, song, nest building, and brooding
• These characteristics likely evolved in a common ancestor and were shared by all of its descendents, including dinosaurs
• The fossil record supports nest building and brooding in dinosaurs
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Animation: The Geologic Record
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Figure 26.17
Front limb
Hind limb
Eggs (a) Fossil remains of Oviraptor and eggs
(b) Artist’s reconstruction of the dinosaur’s posture based on the fossil findings
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Front limb
Hind limb
Eggs (a) Fossil remains of Oviraptor and eggs
Figure 26.17a
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Figure 26.17b
(b) Artist’s reconstruction of the dinosaur’s posture based on the fossil findings
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Concept 26.4: An organism’s evolutionary history is documented in its genome
• Comparing nucleic acids or other molecules to infer relatedness is a valuable approach for tracing organisms’ evolutionary history
• DNA that codes for rRNA changes relatively slowly and is useful for investigating branching points hundreds of millions of years ago
• mtDNA evolves rapidly and can be used to explore recent evolutionary events
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Gene Duplications and Gene Families
• Gene duplication increases the number of genes in the genome, providing more opportunities for evolutionary changes
• Repeated gene duplications result in gene families• Like homologous genes, duplicated genes can be
traced to a common ancestor
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• Orthologous genes are found in a single copy in the genome and are homologous between species
• They can diverge only after speciation occurs
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Figure 26.18
Formation of orthologous genes:a product of speciation
Formation of paralogous genes:within a species
Ancestral gene Ancestral gene
Ancestral species Species C
Speciation withdivergence of gene
Gene duplication and divergence
Orthologous genes Paralogous genes
Species A Species B Species C after many generations
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Formation of orthologous genes:a product of speciation
Ancestral gene
Ancestral species
Speciation withdivergence of gene
Orthologous genes
Species A Species B
Figure 26.18a
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• Paralogous genes result from gene duplication, so are found in more than one copy in the genome
• They can diverge within the clade that carries them and often evolve new functions
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Figure 26.18bFormation of paralogous genes:within a species
Ancestral gene
Species C
Gene duplication and divergence
Paralogous genes
Species C after many generations
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Genome Evolution
• Orthologous genes are widespread and extend across many widely varied species– For example, humans and mice diverged about 65
million years ago, and 99% of our genes are orthologous
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• Gene number and the complexity of an organism are not strongly linked– For example, humans have only four times as many
genes as yeast, a single-celled eukaryote
• Genes in complex organisms appear to be very versatile, and each gene can perform many functions
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Concept 26.5: Molecular clocks help track evolutionary time
• To extend molecular phylogenies beyond the fossil record, we must make an assumption about how change occurs over time
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Molecular Clocks
• A molecular clock uses constant rates of evolution in some genes to estimate the absolute time of evolutionary change
• In orthologous genes, nucleotide substitutions are proportional to the time since they last shared a common ancestor
• In paralogous genes, nucleotide substitutions are proportional to the time since the genes became duplicated
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• Molecular clocks are calibrated against branches whose dates are known from the fossil record
• Individual genes vary in how clocklike they are
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Figure 26.19
Divergence time (millions of years)
Nu
mb
er o
f m
uta
tio
ns
90
60
30
30 60 90 1200
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Neutral Theory
• Neutral theory states that much evolutionary change in genes and proteins has no effect on fitness and is not influenced by natural selection
• It states that the rate of molecular change in these genes and proteins should be regular like a clock
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Problems with Molecular Clocks
• The molecular clock does not run as smoothly as neutral theory predicts
• Irregularities result from natural selection in which some DNA changes are favored over others
• Estimates of evolutionary divergences older than the fossil record have a high degree of uncertainty
• The use of multiple genes may improve estimates
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Applying a Molecular Clock: The Origin of HIV
• Phylogenetic analysis shows that HIV is descended from viruses that infect chimpanzees and other primates
• HIV spread to humans more than once• Comparison of HIV samples shows that the virus
evolved in a very clocklike way• Application of a molecular clock to one strain of
HIV suggests that that strain spread to humans during the 1930s
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Figure 26.20
Year
HIV
Range
Adjusted best-fit line(accounts for uncertaindates of HIV sequences)
0.20
0.15
0.10
0.05
01900 1920 1940 1960 1980 2000
Ind
ex o
f b
ase
chan
ges
bet
wee
n H
IV g
ene
seq
uen
ces
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Concept 26.6: New information continues to revise our understanding of the tree of life
• Recently, we have gained insight into the very deepest branches of the tree of life through molecular systematics
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From Two Kingdoms to Three Domains
• Early taxonomists classified all species as either plants or animals
• Later, five kingdoms were recognized: Monera (prokaryotes), Protista, Plantae, Fungi, and Animalia
• More recently, the three-domain system has been adopted: Bacteria, Archaea, and Eukarya
• The three-domain system is supported by data from many sequenced genomes
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Animation: Classification Schemes
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Figure 26.21
Archaea
Bacteria
Eukarya
COMMONANCESTOR
OF ALLLIFE
Land plants
Green algae
Red algae
ForamsCiliates
Dinoflagellates
Cellular slime moldsAmoebas
Animals
Fungi
EuglenaTrypanosomes
Leishmania
Sulfolobus
Thermophiles
Halophiles
Methanobacterium
Greennonsulfur bacteria
(Mitochondrion)
Spirochetes
Chlamydia
Cyanobacteria
Greensulfur bacteria
(Plastids, includingchloroplasts)
Diatoms
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Figure 26.21a
Bacteria
Greennonsulfur bacteria
(Mitochondrion)
Spirochetes
Chlamydia
Cyanobacteria
Greensulfur bacteria
(Plastids, includingchloroplasts)
COMMONANCESTOR
OF ALLLIFE
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Figure 26.21b
Sulfolobus
Methanobacterium
Thermophiles
Halophiles
Archaea
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Figure 26.21c
Eukarya
Land plants
Green algae
Red algae
ForamsDinoflagellates
Ciliates Diatoms
Cellular slime moldsAmoebas
Animals
Fungi
TrypanosomesEuglena
Leishmania
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A Simple Tree of All Life
• The tree of life suggests that eukaryotes and archaea are more closely related to each other than to bacteria
• The tree of life is based largely on rRNA genes, as these have evolved slowly
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• There have been substantial interchanges of genes between organisms in different domains
• Horizontal gene transfer is the movement of genes from one genome to another
• Horizontal gene transfer occurs by exchange of transposable elements and plasmids, viral infection, and fusion of organisms
• Horizontal gene transfer complicates efforts to build a tree of life
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Figure 26.22
Bacteria
Eukarya
Archaea
Billions of years ago
4 3 2 1 0
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• Some researchers suggest that eukaryotes arose as an fusion between a bacterium and archaean
• If so, early evolutionary relationships might be better depicted by a ring of life instead of a tree of life
Is the Tree of Life Really a Ring?
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Figure 26.23
Archaea
Eukarya
Bacteria
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Figure 26.UN01
A
A A
B
B
BC C
C
D
D
D
(a) (b) (c)
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Figure 26.UN02
Branch point
Most recentcommonancestor
Polytomy
Sister taxa
Basal taxon
Taxon A
Taxon B
Taxon C
Taxon D
Taxon E
Taxon F
Taxon G
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Figure 26.UN03
Monophyletic group Polyphyletic group
Paraphyletic group
A
B
C
D
E
F
G
A
B
C
D
E
F
G
A
B
C
D
E
F
G
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Figure 26.UN04
Salamander
Lizard
Goat
Human