Method and Validation basics — HPLC case study Hua YIN ( Assessor )
Nov 01, 2014
Method and Validation basics—HPLC case study
Hua YIN(Assessor)
The prequalification programme --Assessor's training | 19-20 January 20112 |
OutlineOutline
HPLC methodology
- Content of HPLC test procedure
- System Suitability Testing (SST)
- Relative Response Factor (RRF)
Validation of HPLC method
case study
The prequalification programme --Assessor's training | 19-20 January 20113 |
Information SourcesInformation Sources
FDA CDER reviewer guideline for validation of chromatographic methods (1994)
WHO TRS 937 Appendix 4 “Analytical Method Validation 2006
ICH Q2(R1) 2005
Compendial General Chapters
Methods and Validation presentation–Lynda Paleshnuik
The prequalification programme --Assessor's training | 19-20 January 20114 |
High Performance Liquid Chromatography (HPLC)High Performance Liquid Chromatography (HPLC)
HPLC is a separation technique based on a solid stationary phase and a liquid mobile phase. Separations are achieved by partition, adsorption, or ion-exchange processes, depending upon the type of stationary phase used.
Chiral Ion--exchange Ion--pair/affinity Normal phase Reversed phase Size exclusion
The reversed-phase HPLC with UV detection is most commonly used form of HPLC, is selected to illustrate the parameters of HPLC method and validation.
The prequalification programme --Assessor's training | 19-20 January 20115 |
A flow scheme for HPLC
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Content of HPLC test procedureContent of HPLC test procedure
Any analytical procedure submitted should be described in sufficient detail, includes:
Preparation of mobile phase
Chromatographic condition:– Column: type (e.g., C18 or C8), dimension (length, inner
diameter), particle size (10μm, 5 μm) – Detector: wavelength– Injection volume– column T– flow rate,
The prequalification programme --Assessor's training | 19-20 January 20117 |
Content of HPLC test procedureContent of HPLC test procedure
Elution procedure: isocratic or gradient elution
Preparation of standards and samples
Operation procedure: sequence of injections
System suitability testing (SST) and criteria
Calculations
QOS 2.3.R.2 analytical procedures and validation summaries
The prequalification programme --Assessor's training | 19-20 January 20118 |
Compendial methodsCompendial methods
When claim a compendial method, there should be no change in:
The type of column i.e the stationary phases
Detector wavelength
Components in Mobile phase
System suitability testing and criteria
Adjustments to ratio of components in mobile phase, flow rate, column temp, dimension of column, particle size (reduction only), may be necessary to achieve the system suitability criteria. The allowable variations for each parameter, see Int.Ph 1.14.4 or USP general chapter <621>.
The prequalification programme --Assessor's training | 19-20 January 20119 |
System suitability testing (SST)System suitability testing (SST)
Precision: – Assay: RSD ≤1% (API) or ≤ 2% (FPP), n ≥ 5– Impurities: in general, RSD ≤ 5% at the limit level, up to 10% or
higher at LOQ, n ≥ 6
Resolution (R): >2
The prequalification programme --Assessor's training | 19-20 January 201110 |
System suitability testing (SST)System suitability testing (SST)
Tailing factor/peak asymmetry: (≤ 2)
The prequalification programme --Assessor's training | 19-20 January 201111 |
System suitability testing (SST)System suitability testing (SST)
Number of theoretical plates (N): column efficiency ≥ 2000
Gradient elution is one way to increase the N
The prequalification programme --Assessor's training | 19-20 January 201112 |
System suitability testing (SST)System suitability testing (SST)
A SST should contain:
For Assay:
precision + one or more other parameter
For impurity test:
resolution + precision + one or more other parameter
The prequalification programme --Assessor's training | 19-20 January 201113 |
Relative Response Factor (RRF)Relative Response Factor (RRF)
Quantitation of Impurities
Against impurity RS’s: when reference standard available
Against API itself
Relative response factor should be considered
The prequalification programme --Assessor's training | 19-20 January 201114 |
Relative Response Factor (RRF)Relative Response Factor (RRF)
Response factor: the response (e.g. peak area) of drug substance or related substances per unit weight.
RF= peak area / concentration (mg/ml)
Relative response factor (RRF):
RRF=RF impurity / RF API, OR,
RRF=slope impurity / slope API
The prequalification programme --Assessor's training | 19-20 January 201115 |
Relative Response Factor (RRF)Relative Response Factor (RRF)
Rifampicine:
y =31.312 x + 4.963
Rifampicine Quinone:
y = 26.198 x + 1.154
RRF= 26.198 / 31.312
=0.84
The prequalification programme --Assessor's training | 19-20 January 201116 |
Relative Response Factor (RRF)Relative Response Factor (RRF)
To review:
a) RRF calculation, and
b) if RRF is properly used in the final calculation for % impurity
If RRF within 0.8-1.2, correction may not be necessay
Correction factor= 1/RRF, the reciprocal of the RRF
The prequalification programme --Assessor's training | 19-20 January 201117 |
Review points for HPLC methodReview points for HPLC method
is the analytical procedure described in detail including all the parameters ?
is SST well defined to ensure the consistency of system performance?
The preparation of solutions:– assay: concentration of reference standard should be close to the
sample solution– impurities: concentration of the reference standards should be close to
the limit
The way of quantitation of impuritiesIn case API is used as the reference, RRF should be used or justification of
exclusion should be provided. To check the determination of RRF, check the correction of calculation of
impurities
confirm/complete the QOS 2.3.R.2
The prequalification programme --Assessor's training | 19-20 January 201118 |
Validation – compendial methodsValidation – compendial methods
Assay – API
No validation generally required. Exception: specificity for major impurities not in the monograph.
Assay – FPP
Specificity, accuracy and precision (repeatability).
Purity – API and FPP
Full validation for specified impurities that are not included in the monograph (specificity, linearity, accuracy, repeatability, intermediate precision, LOD/LOQ)
Validation of the limit for individual unknowns, if tighter than that in the monograph: LOQ of the API should be below the limit for individual unknowns
The prequalification programme --Assessor's training | 19-20 January 201119 |
Non-compendial methodsNon-compendial methods
Full validation is required for purity, assay and dissolution methods (HPLC, UV) :
Specificity
Linearity
Accuracy
Repeatability
Intermediate precision
LOD/LOQ (not required for assay, dissolution)
Robustness (recommended)
The prequalification programme --Assessor's training | 19-20 January 201120 |
SpecificitySpecificity
Blank solution to show no interference
Placebo to demonstrate the lack of interference from excipients
Spiked samples to show that all known related substances are resolved from each other
Stressed sample of about 10 to 20% degradation is used to demonstrate the resolution among degradation products
– Check peak purity of drug substance by photodiode array detector (PDA): eg purity angle is lower than the purity threshold.
Representative chromatograms should be provided with time scale and attenuation indicated
The prequalification programme --Assessor's training | 19-20 January 201121 |
Linearity / RangeLinearity / Range
The working sample concentration and samples tested for accuracy should be in the linear range (concentrations Vs. Peak areas)
Minimum 5 concentrations
Dilute of stock solution or separate weighings
The prequalification programme --Assessor's training | 19-20 January 201122 |
Linearity / RangeLinearity / Range
Assay : 80-120% of the theoretical content of active
Content Uniformity: 70-130%
Dissolution: ±20% of limits; eg if limits cover from 20% to 90% l.c. (controlled release), linearity should cover 0-110% of l.c.
Impurities: reporting level to 120% of shelf life limit
Assay/Purity by a single method: reporting level of the impurities to 120% of assay limit
The prequalification programme --Assessor's training | 19-20 January 201123 |
Linearity / RangeLinearity / Range
Correlation coefficient (r)
API: ≥ 0.998
Impurities: ≥ 0.99
y-Intercept and slope should be indicated together with plot of the data
The prequalification programme --Assessor's training | 19-20 January 201124 |
AccuracyAccuracy
Assay
API: against an RS of known purity, or via an alternate method of known accuracy; analysis in triplicate.
FPP: samples/placeboes spiked with API, across the range of 80-120% of the target concentration, 3 concentrations, in triplicate each.
Report per cent recovery (mean result and RSD): 100±2%
ICH Q2 states: accuracy may be inferred once precision, linearity and specificity have been established. (Demonstration preferred).
The prequalification programme --Assessor's training | 19-20 January 201125 |
AccuracyAccuracy
Impurities: API/FPP spiked with known impurities
Experienced in PQ:
Across the range of LOQ-150% of the target concentration (shelf life limit), 3-5 concentrations, in triplicate each. (LOQ, 50%, 100%, 150%)
Per cent recovery: in general, within 80-120%, depends on the level of limit
The prequalification programme --Assessor's training | 19-20 January 201126 |
PrecisionPrecision
System precision:
– by multiple injections (n ≥5) of a homogeneous sample (standard solution).
– RSD ≤ 1% is recommended for assay;
– RSD ≤ 5% is recommended for related substances (reference standards at the limit)
– Indicates the performance of the HPLC system
– As a system suitability test
The prequalification programme --Assessor's training | 19-20 January 201127 |
PrecisionPrecision
Repeatability (method precision)
– Multiple measurements of a sample by the same analyst
– A minimum of 6 determinations at the test concentration (6 times of a single batch), or
– 3 levels (80%, 100%, 120%) , 3 repetitions each (combined with accuracy)
– For Assay: RSD ≤ 2.0%
– For individual impurity above 0.05%, in general, RSD ≤ 10%
The prequalification programme --Assessor's training | 19-20 January 201128 |
PrecisionPrecision
Intermediate precision (part of ruggedness)– Test a sample on multiple days, analysts, equipments– Repeat the method precision by different analyst in
different equipment using different lot of column on different days
– RSD should be the same requirement as method precision
Reproducibility (inter-laboratory trial)– Not requested in the submission
The prequalification programme --Assessor's training | 19-20 January 201129 |
LOD/LOQLOD/LOQ
signal to noise ratio: LOD 3:1 , LOQ 10:1– May vary with lamp aging, model/manufacturer of detector, column
standard deviation of the response and the slope of the calibration curve at levels approximating the LOD /LOQ
σ = the standard deviation of the response, base on– the standard deviation of the blank– The calibration curve
should be validated by analysis of samples at the limits.
The prequalification programme --Assessor's training | 19-20 January 201130 |
LOD/LOQLOD/LOQ
LOD: below the reporting threshold
LOQ: at or below the specified limit
Not required for assay/dissolution methods.
Applicant should provide – the method of determination – the limits,– chromotograms
The prequalification programme --Assessor's training | 19-20 January 201131 |
RobustnessRobustness
The method's capability to remain unaffected by small but deliberate variations in method parameters
– Influence of variations of pH in a mobile phase
– Influence of variations in mobile phase composition
– Different columns (different lots and/or suppliers)
– Temperature
– Flow rate
Evaluate the System suitability parameters
The prequalification programme --Assessor's training | 19-20 January 201132 |
RobustnessRobustness
The prequalification programme --Assessor's training | 19-20 January 201133 |
ConclusionConclusion
HPLC methods play a critical role in analysis of pharmaceutical product
Validation of HPLC should demonstrate that the method is suitable for its intended use
Review the information in dossier against QOS 2.3.R.2
Data for acceptance, release, stability will only be trustworthy if the methods used are reliable
The prequalification programme --Assessor's training | 19-20 January 201134 |
Case StudyCase Study
Case Study 1--HPLC Method.doc
QOS 2.3.R.doc
Case Study 2 -- Validation of HPLC Method.doc