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  • 7/25/2019 15 the Neuropsychology of Dreams: A Clinico-Anatomical Study

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    This article was downloaded by: [Gazi University]On: 18 August 2014, At: 06:24Publisher: RoutledgeInforma Ltd Registered in England and Wales Registered Number: 1072954 Registered office: MortimerHouse, 37-41 Mortimer Street, London W1T 3JH, UK

    Neuropsychoanalysis: An Interdisciplinary Journal

    for Psychoanalysis and the NeurosciencesPublication details, including instructions for authors and subscription information:http://www.tandfonline.com/loi/rnpa20

    The Neuropsychology of Dreams: A Clinico-

    Anatomical StudyRamon Greenberg M.D.

    a

    a11 Waverly Street, Brookline, MA 02146, e-mail:

    Published online: 09 Jan 2014.

    To cite this article:Ramon Greenberg M.D. (1999) The Neuropsychology of Dreams: A Clinico-Anatomical Study,Neuropsychoanalysis: An Interdisciplinary Journal for Psychoanalysis and the Neurosciences, 1:1, 128-130, DOI:

    10.1080/15294145.1999.10773253

    To link to this article: http://dx.doi.org/10.1080/15294145.1999.10773253

    PLEASE SCROLL DOWN FOR ARTICLE

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    128

    that Schacter is unaware of this, it gets scanted in

    the main part of

    Searching

    r

    Memory

    and is not

    adequately brought to bear in TheMemory Wars.

    The case for therapeutically recovered memories

    pales compared to the case against them. His cautions

    notwithstanding, Schacter's arguments of doubt are

    more than convincing to me, and can be made even

    stronger by including the role of social forces in influ

    encing memory. His efforts to identify shades of

    gray (p. 277) seemmore rhetorical than real, and the

    middle ground (p. 277) he hopes to mark out, more

    virtual than real.

    Searching

    r

    Memory

    is a magnificent book. Schacter

    draws from a richly textured and vast pallet of often

    conflicting information to paint a wonderfully detailed

    panorama

    of

    memory, the mind, and the brain

    as

    seen

    in the advances of the last several decades. His love

    for his subject, as well as his extraordinary erudition,

    are unmistakable. Judged from the standard

    of

    how

    many references I checked off to locate and read, it

    is a treasure trove. I only wish he had stated his perva

    sive doubts about the recovered memory issue less

    ambiguously, and hope I have not overestimated his

    skepticism in the process.

    References

    Andreason,

    N

    (1995), Posttraumatic stress disorder: Psy

    chology, biology, and the Manichaean warfare between

    false dichotomies.

    Amer.

    Psychiatry

    152:963 965

    Southwick, S., Morgan, A., Nicolaou, A., & Charney,

    D

    (1997), Consistency

    of

    memory for combat-related trau

    matic events in veterans of Operation Desert Storm.

    Amer. Psychiatry

    154:173 177

    Brooks Brenneis Ph.D.

    2700 Marshall Court

    Madison Wisconsin 53705

    e mail: [email protected].

    The Neuropsychology Dreams: A Clinico Ana-

    tomical Study by arkSolms. Hillsdale,

    NJ:

    Law

    rence Erlbaum, 1997, 292 pp., 55.95

    This book is a goldmine, full of many deep veins al

    though it also has a few shallow ones. The author

    provides an extremely rich view and review of the

    Book Reviews

    role of the cerebral cortex in dreams. He does this in

    three parts: (1) a comprehensive review

    of

    neurologic

    literature from the nineteenth century to the present;

    (2) his own study of 361

    cases with cerebral lesions

    and a group of symptomatic controls without CNS

    pathology; and (3) a series of hypotheses he develops

    which weave through the clinical material and help

    keep a focus on the meaning of the findings. The major

    impact

    of

    this book is how clearly the author demon

    strates the crucial role played by a number

    of

    telence

    phalic structures in the generation of dreams. This

    convincingly contradicts the long accepted notion that

    REM sleep and therefore dreaming is mainly the result

    of

    pontine activity. The pontine theory has contributed

    to the belief that dreams are inherently meaningless.

    For psychoanalysts such an idea should not make

    sense. Indeed, this reviewer's sense, as an analyst, that

    dreams could not be purely based on pontine activity

    led to a study (Greenberg, 1966) showing the im

    portant role of the visual association cortex in the pari

    etal area in the generation of the eye movements in

    REM sleep. At the same time animal studies also

    showed the cortical contributions (Jeannerod, Mouret,

    and Jouvet, 1965). Nonetheless, the belief in the cen

    tral role of the pons persisted. Solms' book should put

    an end to such thoughts as he shows, both in his review

    of

    the literature and from his own cases, the essential

    role

    of

    the cerebral cortex in the generation

    of

    and

    quality of dreams.

    Solms begins his presentation by describing the

    Charcot-Wilbrand syndrome based on case reports by

    Charcot and Wilbrand. These turn out to be two differ

    ent disorders although they have been lumped together

    as one. In the Charcot form the patient loses visual

    dreaming although dreams continue in other modal

    ities. Such patients also suffer from visual irreminis

    cence, a condition in which they lose all visual

    imagery in waking life. The Wilbrand variant seems

    to have complete cessation of dreaming. Interestingly,

    the lesions in these two forms of disorder are in differ

    ent locations and have differing waking symptoms.

    Charcot's variant and subsequent cases like it seem to

    have bilateral lesions in the medial occipital temporal

    areas, while Wilbrand's variety is most clearly the re

    sult of

    bilateral lesions in the medial basal frontal ar

    eas. As Solms provides his extremely comprehensive

    review one learns that lesions in a number of other

    cortical and subcortical areas can affect the subjective

    experience of dreaming. He describes increases in in

    tensity, decreases in intensity, and loss of some sen

    sory modalities in dreams. He clearly demonstrates

    how the effects on dreams are not the result of primary

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    Book Reviews

    sensory region impairment but are the result of dam

    age to areas where perceptions are integrated and pro

    cessed. The import is that dreams develop from the

    inner and private life

    o the mind, drawing on stored

    rather than currently impinging sensations. To put it

    succinctly, what the mind cannot experience, cannot

    be dreamed about. For those more interested in this

    aspect o dreams see Greenberg (1966) and Greenberg

    and Liederman (1966). Solms describes in great detail

    the many different areas o the brain where damage

    affects dreaming and where the defect in waking men

    tal life is clearly reflected in the disordered dreaming.

    This is a major observation which those interested in

    dreams must keep in mind, and the author provides

    ample evidence for this statement. In fact he provides

    more than he realizes, for there is another side to this

    connection between waking and dreaming mentation:

    the emotional life

    o

    the patient. While the author ac

    knowledges that some o the changes in dreams may

    be funct ional, I feel he doesn't fully present the

    possibility that nightmares, o increased or decreased

    intensity, or even in some cases cessation o awareness

    o dreams may stem from patients' reactions to the

    effects

    o

    their cortical lesions on their lives. As he

    described the sudden and traumatic occurrences, I

    found it hard to ignore this factor in the changes in

    patients' experience o their dreams. Adding this fac

    tor does make somewhat fuzzy the purity o the effect

    o the brain lesions. However, we must learn to deal

    with this additional complexity.

    Solms presents two other trains o thought which

    should be o interest to psychoanalysts. One that really

    impressed me followed his discussion o the move

    ment in dreams from abstract thought to concrete im

    ages. It brought to my mind Freud's (1900) discussion

    in chapter 7 o the regression in the perceptual system

    involved in the generation o dream images. Sure

    enough, Solms quoted this very passage on the next

    page. On the other hand, Solms would like to have us

    believe, on the basis o his findings, that dreams really

    are the guardians o sleep. It is with regard to this that

    I find the main shallow vein in this book. The discus

    sion o REM sleep research is limited to four pages

    plus interpolated referrals to REM studies in parts o

    the book. In many ways it is not fair to ask more o

    the author o such an encyclopedic book. However, I

    am afraid that while Solms clearly suggests further

    important REM sleep studies that still need to be done,

    he has failed to integrate many existing REM sleep

    studies. These make a strong case for the need for

    REM sleep and support the idea that sleep may be the

    29

    guardian o dreams. Furthermore, I think the absence

    o the consideration

    o

    a large body o REM sleep

    research has led to the author's too ready dismissal

    o any higher level functions for the dream process

    (Greenberg and Pearlman, 1993). Thus, in what is a

    superb contribution to our appreciation

    o

    the role

    o

    a complex cortical system to dreaming, we find the

    author falling into the camp

    o

    what Freud called the

    ,'physiologists who minimized the meaning and the

    function o dreams.

    To summarize, this is a superb book. Despite the

    enormous amount o detail involved in describing

    many different case reports, the book holds together

    because o the way Solms connects the findings with

    his hypotheses about the roles o different areas o the

    brain. The major areas that he pinpoints

    as

    playing

    crucial roles are the medial temporal occipital, the me

    dial basal frontal, and the lower parietal convexity.

    The book will be a major source for anyone interested

    in knowing about the role o the cortex in dreams.

    The book also points toward further research on the

    connections between REM sleep and dreaming and

    fits nicely with more recent work demonstrating brain

    activity by using PET scans (Hong, Gillin, Dow, Wu,

    and Buchsbaum, 1995). The findings show clearly the

    elaborate networks in the brain that are involved in

    dreaming. For me this book reinforces Freud's recog

    nition that the study o dreams clearly reveals mind

    and brain connections.

    References

    Freud,

    S

    (1900), The Interpretation o Dreams.

    Standard

    Edition

    4 5. London: Hogarth Press, 1953.

    Greenberg, R. (1966), Cerebral cortex lesions: The dream

    process and sleep spindles.

    Cortex 2:357 366.

    Liederman, H (1966), Perceptions, the dream pro

    cess and memory: An up-to-date version

    o

    Notes

    o

    a

    Mystic Writing Pad.

    Comprehen. Psychiatry 7:517 523.

    Pearlman, C. (1993), An integrated approach to

    dream theory: Contributions from sleep research and

    clinical practice. In:

    h Functions Dreaming

    ed. A.

    Moffit, M. Kramer,

    R

    Hoffman. Albany: New York

    State University Press.

    Hong, C. C., Gillin,

    J

    C., Dow,

    B

    M., Wu, J.,

    Buchs

    baum, M.

    S

    (1995), Localised and lateralized cerebral

    glucose metabolism associated with eye movements dur

    ing REM sleep and wakefulness: A positron emission

    tomagraphy (PET) study.

    Sleep 18:570 580.

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    130

    Jeannerod, M., Mouret , J., & Jouvet, M. (1965), Etude de

    Ia mortricite oculaire au cours de Ia phase paradoxale du

    sommeil chez Ie chat.

    Electroenceph. Clin. Neurophys-

    io1

    18:554 566.

    Ramon Greenberg M.D.

    11 Waverly Street

    Brookline MA 02146

    e mail:

    r m o n ~ r e e n e r g

    hms.harvard.edu

    The Symbolic Species: The Co Evolution Lan-

    guage and the Brain

    by Terence Deacon. New York:

    Norton, 1997, hardcover 29.95, paperback

    15.95

    A few years ago the UCLA neuroanatomist and psy

    chologistHarry Jerison asked, What is so great about

    being smart? with the implication that in our species'

    history, it is hard to conclude that our intelligence and

    our capacity for complex symbol use has done us more

    good than harm. What is ironic and prophetic, as Ter

    ence Deacon shows us in his extraordinary text, is that

    symbol use itself may be the only means available for

    shifting the balance toward a kind

    of

    positive outcome

    for ourselves, if not for the planet. The more we under

    stand about the nature and origin

    of

    our symbolic ca

    pacities, he claims, the better we can regulate our

    enormous cognitive potential. He wrote his mystery

    novel, as he calls it, with this goal of increasing our

    understanding about how symbol reference and lan

    guage came about, and ultimately,

    of

    who we are.

    For about a year several UCLA linguists, psycho

    analysts, and psychologists and I met weekly, reading,

    discussing, and debating The Symbolic Species:

    The Co Evolution Language and the Brain. We all

    concluded that this is a profound work, remarkable

    for its scholarship and extreme detail, and deserving

    dedicated study. Here, I will sketch out a broad and

    oversimplified overview

    of

    Deacon's complex evolu

    tionary scenario, and then discuss a few of his essen

    tial arguments.

    Somewhere in our fuzzy past there were groups

    of australophithescines who had already been bipedal

    for some time and who could communicate with con

    text-bound gestures and sounds. These foraging homi

    nids lived in the savannas of eastern and southern

    Africa. We can only marvel that they survived at all

    in what must have been a continuously perilous envi

    ronment. Except for their nascent evolutionary edge

    of symbolic reference, we might very well not be here,

    or might not know it. The time was about 2 million

    years ago; it had taken several more million years to

    get to that point from the great bifurcation that split

    Book Reviews

    man-to-be from the great apes. Then, something very

    strange happened. A shift in cognition, specifically in

    abstracting capacities and learning by logical and se

    mantic categorization, began to dominate the experi

    ence

    of

    these individuals and groups, which hitherto

    had been limited by mental representations

    of

    stimu

    lus-response associations to the mostly local context

    of

    rewards and punishments. Environmental events al

    ways had signal value about how to react for all ani

    mals, but if a new waterhole was associated with the

    possibility

    of

    reduced thirst, the only condition that

    guided the approach behavior of prehominids was the

    appraisal of immediate safety. But with a doubling of

    brain size in what was to be a shift from australo

    pithescines to true hominids like Homo habilis (tool

    man), a new condition and option became possible.

    With improved cognitive hardware the hominid could

    apply a system

    of

    divergent ideas and images based

    on principled rules. Homo habilis felt the urge to ap

    proach water, but instead of drinking, might con

    sciously wait for an animal to drink first, then follow

    the animal to see

    if

    the water was deadly or safe to

    drink. A logical theory had been conceptualized and

    tested. Many of his or her vertebrate ancestors could

    learn the stimulus-response associations that, together

    with instinctual responses, made survival possible. But

    this hominid and his kind also could learn

    the

    system

    of relationships of which these correlations were a

    part. If this individual's logical experimentation al

    lowed for survival and offspring later on, he or she

    could then carry the gradually developing genetic pre

    disposition for flexible rule-guided behavior into the

    next generation. Remarkably, in the initial nonre

    sponse, the stimulus to approach water was intention

    ally used against itself. He or she delayed gratification

    conditional upon reasoning, thinking, planning, vicari

    ous trial-and-error, long-term memory all

    of these

    nonautomatic capacities. This was possible because of

    a simple but effective gestural and guttural system

    of

    rule-based and communicated labels for objects and

    actions developed within groups

    of

    individuals. The

    neurobiological substrate for this advance in everyday

    experience of early hominids was actually not new;

    many primates can do a bit

    of

    this

    if

    given enough

    training and exposure in a controlled setting. But for

    more advanced hominids, it became a primary prob

    lem-solving tool and the natural thing to do. In its

    fullest developments it would provide humans with

    an

    unprecedented sort of autonomy or freedom from

    the constraints of concrete reference.

    The neurobiological cause and consequence for

    this symbolizing capacity, according to Deacon, is the

    property of an expanded prefrontal cortex (PFC) in