Security Management Security Management Practices Practices
Security Management Security Management PracticesPractices
Security Management PracticesSecurity Management Practices
Information Security ManagementInformation Security Management
The Big Three - CIAThe Big Three - CIA
The Information Classification processThe Information Classification process
Security Policy implementationSecurity Policy implementation
The roles and responsibilities of Security The roles and responsibilities of Security
AdministrationAdministration
Risk Management Assessment toolsRisk Management Assessment tools
Security Awareness trainingSecurity Awareness training
Information Security ManagementInformation Security Management
To protect an organization’s valuable resources, such as information, hardware, and software
Identification of an organization’s information assets
The development, documentation, and implementation of policies, standards, procedures, and guidelines
Ensure Availability, Integrity and Confidentiality
Information Security Management Information Security Management Cont…Cont…
Through the selection and application of appropriate safeguards, Information Security helps the organization’s mission by protecting its physical and financial resources, reputation, legal position, employees, and other tangible and intangible assets
Information systems are often critical assets that support the mission of an organization
However, including Information Security considerations in the management of information systems does not completely eliminate the possibility that these assets will be harmed.
Availability, Integrity and Confidentiality
Availability Availability is the assurance that a computer system is
accessible by authorized users whenever needed.
The Threat Denial of Service & Distributed Denial of Service Natural disasters (e.g., fires, floods, storms, or
earthquakes) Human actions (e.g., bombs or strikes)
Availability Cont…Availability Cont…
The Action Contingency planning — which may involve business
resumption planning, alternative-site processing, or simply disaster recovery planning — provides an alternative means of processing, thereby ensuring availability.
Physical, Technical, and Administrative controls are important aspects of security initiatives
The Physical controls Restrict unauthorized persons from coming into contact
with computing resources and Facilities
Availability Cont…Availability Cont…
The Technical controls Fault-tolerance mechanisms (e.g., hardware redundancy,
disk mirroring, and application checkpoint restart) Electronic vaulting (i.e., automatic backup to a secure, off-
site location) Access control software to prevent unauthorized users
The Administrative controls access control policies, operating procedures, contingency
planning, and user training
IntegrityIntegrity
Integrity Protection of Information System or Processes from
intentional or accidental unauthorized changes Protect the process or program used to manipulate the
data from unauthorized modification.
The Threat Hackers, Masqueraders, Unauthorized user activity Unprotected downloaded files, networks, and unauthorized
programs (e.g., Trojan horses and viruses) Authorized users can corrupt data and programs
accidentally or intentionally
Integrity Cont…Integrity Cont…
The Action Granting access on a need-to-know (least privilege) basis Separation of duties Rotation of duties
Need-to-Know Access (Least Privilege) Grant access only to those files and programs that they
absolutely need to perform their assigned job functions Restrict through use of well-formed transactions (recording
of data/program modifications in a log)
Integrity Cont…Integrity Cont…
Separation of Duties
No single employee has control of a transaction from beginning to end
Rotation of Duties
Change Job assignments periodically Works well when used in conjunction with a separation of
duties Helps organization when losing a key employee
“The security program must employ a careful balance between ideal security and practical productivity”
ConfidentialityConfidentiality
ConfidentialityConfidentiality Protection of information within systems so that
unauthorized people, resources, and processes cannot access that information
The Threat Hackers, Masqueraders, Unauthorized user activity Unprotected downloaded files, networks, and unauthorized
programs (e.g., Trojan horses and viruses) Social Engineering
The Action Granting access on a need-to-know (least privilege) basis Well-Formed Transaction AwarenessAwareness
Risk Analysis and Assessment
Risk Management
The processes of identifying, analyzing and assessing, mitigating, or transferring risk are generally characterized as Risk Management
Risk Management Process
What could happen (threat event)? If it happened, how bad could it be (threat impact)? How often could it happen (threat frequency, annualized)? How certain are the answers to the first three questions
(recognition of uncertainty)? What can be done (risk mitigation)? How much will it cost (annualized)? Is it cost-effective (cost/benefit analysis)?
Risk Analysis and Assessment Cont…Risk Analysis and Assessment Cont…
Risk Analysis
This term represents the process of analyzing a target environment and the relationships of its risk-related attributes
Qualitative / Quantitative
Quantitative risk analysis attempts to assign independently objective numeric numbers (i.e., monetary values) to all elements of the risk analysis
Qualitative risk analysis, on the other hand, does not attempt to assign numeric values at all, but rather is scenario oriented
Risk Analysis and Assessment Cont…Risk Analysis and Assessment Cont…
Risk Assessment
This term represents the assignment of value to assets, threat frequency (annualized), consequence (i.e., exposure factors), and other elements of chance
Information Asset Information is regarded as an intangible asset separate
from the media on which it resides Simple cost of replacing the information The cost of replacing supporting software Costs associated with loss of the information’s
confidentiality, availability, and integrity Supporting hardware and network
Risk Analysis and Assessment Cont…Risk Analysis and Assessment Cont…
Exposure Factor (EF) A measure of the magnitude of loss or impact on the value
of an asset A percent, ranging from 0 to 100%, of asset value loss
arising from a threat event
Single Loss ExpectancySingle Loss Expectancy = Asset Value X Exposure Factor
Annualized Rate of Occurrence (ARO) The frequency with which a threat is expected to occur For example, a threat occurring once in ten years has an
ARO of 1/10 or 0.1
Risk Analysis and Assessment Cont…Risk Analysis and Assessment Cont…
Annualized Loss Expectancy (ALE)
Annualized Loss Expectancy = Single Loss Expectancy X Annualized Rate of
Occurrence
Probability The chance or likelihood that an event will occur For example, the probability of getting a 6 on a single roll of
a die is 1/6, or 0.16667 The Probability can between 0 to 1
Safeguard Risk Analysis and Assessment Cont…Risk Analysis and Assessment Cont… occurrence of a
specified threat or category of threats
Risk Analysis and Assessment Cont…Risk Analysis and Assessment Cont…
Safeguard Effectiveness The degree, expressed as a percent, from 0 to 100%, to
which a safeguard can be characterized as effectively mitigating a vulnerability and reducing associated loss risks
Uncertainty The degree, expressed as a percent, from 0.0% to 100%,
to which there is less than complete confidence in the value of any element of the risk assessment
Tasks of Information Risk Management
Establish Information Risk Management Policy IRM policy should begin with a high-level policy statement and
supporting objectives, scope, constraints, responsibilities, and approach
Communicate and Enforce
Establish an IRM Team Top Down Approach will work well
Establish IRM Methodology and Tools Determine current status of Information Security Plan Strategic risk assessment
Identify and Measure Risk Perform Risk Assessment based on the IRM policy and IRM Perform Risk Assessment based on the IRM policy and IRM
methodology & toolsmethodology & tools
Information Protection EnvironmentInformation Protection Environment
Threat Analysis Asset Identification and Valuation Vulnerability Analysis Risk Evaluation Risk Evaluation Interim Reports and Recommendations Establish Risk Acceptance Criteria
Example : do not accept more than a 1 in 100 chance of losing $1,000,000
Mitigate Risk Safeguard Selection and Risk Mitigation Analysis Cost/Benefit Analysis Final Report Monitor Information Risk Management Performance
Security Technology and ToolsSecurity Technology and Tools
Qualitative versus Quantitative Approach
The Qualitative Approach is much more subjective approach to the valuation of information assets and the scaling of risk
In General the risks are described as “low,” “medium,” or “high”
The Quantitative is talks about real numbers Uses Algorithms ALE=ARO X (Asset Value X Exposure Factor = SLE)
Assume the asset value is $1M, the exposure factor is 50%, and the annualized rate of occurrence is 1/10 (once in ten years)
($1M X 50% = $500K) X 1/10 = $50K
Pros an Cons of Qualitative ApproachPros an Cons of Qualitative Approach
ProsPros Calculations, if any, are simple Usually not necessary to determine the monetary value of
Information (CIA) Not necessary to determine quantitative threat frequency and
impact data Not necessary to estimate the cost of recommended risk mitigation
measures and calculate cost/benefit because the process is not quantitative.
A general indication of significant areas of risk
ConsCons The risk assessment and results are essentially subjective in both
process and metrics The perception of value may not realistically reflect actual value at
risk Only subjective indication of a problem It is not possible to track risk management performance objectively
when all measures are subjective
Pros and Cons of Quantitative ApproachPros and Cons of Quantitative Approach
Pros Meaningful statistical analysis is supported The value of information (CIA), as expressed in monetary terms
with supporting rationale, is better understood. Thus, the basis for expected loss is better understood
Information security budget decision making is supported Risk management performance can be tracked and evaluated. Risk assessment results are derived and expressed in
management’s language, monetary value, percentages, and probability annualized. Thus, risk is better understood.
Cons Calculations are complex. Not practical to execute a quantitative risk assessment without
using a recognized automated tool and associated knowledge bases,
A substantial amount of information gathering is required Standard, independent Threat population and threat frequency
knowledgebase not yet developed and maintained, so vendor dependent
Information Classification
Information Protection Requirements
Data confidentiality, integrity, and availability are improved because appropriate controls are used for all data across the enterprise
The organization gets the most for its information protection dollar because protection mechanisms are designed and implemented where they are needed most, and less costly controls can be put in place for non-critical information
The quality of decisions is improved because the data upon which the decisions are made can be trusted
The company is provided with a process to review all business functions and informational requirements on a periodic basis to determine appropriate data classifications
Data ClassificationData Classification
Classification is part of a mandatory access control Classification is part of a mandatory access control model to ensure that sensitive data is properly model to ensure that sensitive data is properly controlled and securedcontrolled and secured
DoD multi-level security policy has 4 classifications:DoD multi-level security policy has 4 classifications: Top SecretTop Secret SecretSecret ConfidentialConfidential UnclassifiedUnclassified
Other levels in use are:Other levels in use are: Eyes onlyEyes only Officers onlyOfficers only Company confidentialCompany confidential PublicPublic
Data Classification Cont…Data Classification Cont…
Top SecretTop Secret - applies to the most sensitive business - applies to the most sensitive business information which is intended strictly for use within the information which is intended strictly for use within the organization. Unauthorized disclosure could seriously and organization. Unauthorized disclosure could seriously and adversely impact the company, stockholders, business adversely impact the company, stockholders, business partners, and/or its customerspartners, and/or its customers
Secret -Secret - Applies to less sensitive business information which Applies to less sensitive business information which is intended for use within a company. Unauthorized disclosure is intended for use within a company. Unauthorized disclosure could adversely impact the company, its stockholders, its could adversely impact the company, its stockholders, its business partners, and/or its customersbusiness partners, and/or its customers
Confidential -Confidential - Applies to personal information which is Applies to personal information which is intended for use within the company. Unauthorized disclosure intended for use within the company. Unauthorized disclosure could adversely impact the company and/or its employeescould adversely impact the company and/or its employees
Unclassified -Unclassified - Applies to all other information which does Applies to all other information which does not clearly fit into any of the above three classifications. not clearly fit into any of the above three classifications. Unauthorized disclosure isn’t expected to seriously or Unauthorized disclosure isn’t expected to seriously or adversely impact the companyadversely impact the company
Information Classification Cont…
Information Protection Environment Getting started: questions to ask
• Is there an executive sponsor for this project?• What are you trying to protect, and from what?• Are there any regulatory requirements to consider?• Has the business accepted ownership responsibilities for the
data?
Policy• An essential tool in establishing a data classification scheme• Define information as an asset of the business unit• Declare local business managers as the owners of information• Establish IT as the custodians of corporate information• Clearly define roles and responsibilities of those involved in the
ownership and classification of information• Define the classifications and criteria that must be met for each• Determine the minimum range of controls to be established for
each classification
Information Classification Cont…
Risk Analysis Identify major functional areas of information Analyze the classification requirements Determine the risk associated Determine the effect of loss Build a table
Establishing classifications Public: information that, if disclosed outside the company,
would not harm the organization, its employees, customers, or business partners.
Internal Use Only: information that is not sensitive to disclosure within the organization, but could harm the company if disclosed externally.
Company Confidential: sensitive information that requires “need-toknow” before access is given
Information Classification Cont…
Defining roles and responsibilities Information owner - A business executive or business
manager who is responsible for a company business information asset
Information custodian - The information custodian, usually an information technology or operations person, is the system administrator or operator for the Information Owner, with primary responsibilities dealing with running the program for the owner and backup and recovery of the business information
Application owner - Manager of the business unit who is fully accountable for the performance of the business function served by the application
User manager - The immediate manager or supervisor of an employee
Information Classification Cont…
Defining roles and responsibilities Security administrator - Any company employee who
owns an “administrative” user ID that has been assigned attributes or privileges that are associated with any type of access control system
Security analyst - Person responsible for determining the data security directions (strategies, procedures, guidelines) to ensure information is controlled and secured based on its value, risk of loss or compromise, and ease of recoverability
Change control analyst - Person responsible for analyzing requested changes to the Information Technology infrastructure and determining the impact on applications
Data analyst - This person analyzes the business requirements to design the data structures and recommends data definition standards and physical platforms
Information Classification Cont…
► Defining roles and responsibilities Solution provider - Person who participates in the
solution (application) development and delivery processes in deploying business solutions
End user - Any employee, contractor, or vendor of the company who uses information systems resources as part of their job
Process owner - This person is responsible for the management, implementation, and continuous improvement of a process that has been defined to meet a business need
Product line manager - Person responsible for understanding business requirements and translating them into product requirements, working with the vendor/user area
Information Classification Cont…
Identifying owners The proper owner must be from the business Senior management support is a key success factor Information owners must be given the necessary authority
Classifying information and applications Collect the metadata about their business functions Review the definitions for the information classifications
Ongoing monitoring Ensure compliance with policy and established procedures periodically review the data to ensure they are still
appropriately classified
Policies, Procedures, Standards, Baselines
Policy - An information security policy contains senior management’s directives to create an information security program, establish its goals, measures, and target and assign responsibilities
Standards - Standards are mandatory activities, actions, rules, or regulations designed to provide policies with the support structure and specific direction they require to be meaningful and effective
Procedures - Procedures spell out the step-by-step specifics of how the policy and the supporting standards and guidelines will actually be implemented in an operating environment
Guidelines - Guidelines are more general statements designed to achieve the policy’s objectives by providing a framework within which to implement controls not covered by procedures
The Policy Chart The Policy Chart
Awareness Program
Security policies, standards, procedures, baselines, and guidelines
Threats to physical assets and stored information Threats to open network environments Laws and regulations they are required to follow Specific organization or department policies they are
required to follow How to identify and protect sensitive (or classified)
information How to store, label, and transport information Who they should report security incidents to, regardless
of whether it is just a suspected or an actual incident Email/Internet policies and procedures Social engineering
Implementation (Delivery) Options
Posters Posting motivational and catchy slogans Videotapes Classroom instruction Computer-based delivery, such as CD-ROM, DVD,
intranet access, Web-based access, etc. Brochures/flyers Pens/pencils/keychains (any type of trinket) with
motivational slogans Post-it notes with a message on protecting the
Information Technology system Stickers for doors and bulletin boards
Implementation (Delivery) Options Cont…
Cartoons/articles published monthly or quarterly in an in-house newsletter or specific department notices
Special topical bulletins (security alerts in this instance)
Monthly email notices related to security issues or email broadcasts of security advisories
Security banners or pre-logon messages that appear on the computer monitor
Distribution of items as an incentive
??