1 10/12/ 2007 – Katowice, Poland EUROPEAN REGIONAL DEVELOPMENT FUND Preparing an INTERREG IVC application: Project Activity Benoît DALBERT, Project Officer, INTERREG IVC JTS Lead Applicant Seminar, Katowice, Poland
Mar 26, 2015
1 10/12/ 2007 – Katowice, Poland
EUROPEANREGIONALDEVELOPMENTFUND
Preparing an INTERREG IVC application:Project Activity
Benoît DALBERT, Project Officer, INTERREG IVC JTS
Lead Applicant Seminar, Katowice, Poland
2 10/12/ 2007 – Katowice, Poland
SummarySummary
1. INTERREG IVC main features
• Eligible Area & Objective
• Thematic Priorities
• Types of Interventions
2. Insight into the FAQs
3. Points of attention to applicants
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1. INTERREG IVC main features
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1 Programme for
27 Member States
+ CH
+ NOR
INTERREG IVC
1. Programme’s main features1. Programme’s main features
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1. Programme’s main features1. Programme’s main features
Overall Objective Improve the effectiveness of regional development policies
Contribute to economic modernisation and increased competitiveness of Europe
… by…
Enabling the exchange of experiences and knowledge
Matching less experienced with more advanced regions
Ensuring the transfer of identified good practice into mainstream programmes
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Programme Priorities
Innovation, Research & Technology Development Entrepreneurship and SMEs Information Society Employment, Human Resources and Education
Priority 1 (Lisbon strategy): Innovation and Knowledge Economy (ERDF 177 M€)
Priority 2 (Gothenburg strategy):Environment and Risk Prevention (ERDF 125 M€)
Natural and Technological Risks (incl. Climate Change) Water Management & Waste Prevention/Management Biodiversity and Preservation of Natural Heritage (incl. Air Quality) Energy and Sustainable Transport Cultural Heritage and Landscape
1. Programme’s main features1. Programme’s main features
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Regional Initiative Projects Exchange of experience dedicated to the identification, analysis,
dissemination and possible transfer of good practices
Intensity of cooperation
Capitalisation Projects, including Fast Track Projects Exchange of experience dedicated to the transfer of good practices
already identified into SF mainstream programmes
Final outcome: Action Plan for each participating regions
Fast Track projects: Capitalisation Projects benefiting from specific European Commission assistance and expertise in order to contribute to the “Regions for Economic Change” initiative
Types of Interventions
1. Programme’s main features1. Programme’s main features
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Type 1 ‘Regional Initiative Projects’Overview of Recommendations
Size of the partnership
Depends on the level of intensity of cooperation
- Basic level: min of 8 to max of 20 partners
- Medium level: max of 10 to 15 partners
- High level (mini-programmes): partnership must not exceed 8 partners
Duration 36 months (up to 48 months for mini-programmes)
Budget Min ERDF: EUR 500,000
Max ERDF: EUR 5 million (only in exceptional case)
1. Programme’s main features1. Programme’s main features
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Type 2 ‘Capitalisation Projects’Overview of Recommendations
Size of the partnership
Min n° of countries represented: 6
Max n° of countries represented: 10
Duration 24 months
Budget Min ERDF: EUR 300,000
Max ERDF: EUR 3 million
1. Programme’s main features1. Programme’s main features
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2. Frequently Asked Questions on IVC
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What is meant by ‘integrated approach’?
2. Programme FAQs2. Programme FAQs
Even if projects need to have a clear focus on one of the
programme’s sub-themes, it is appreciated when the way they
tackle this sub-theme has side effects on other themes covered
by the programme
Example: exchange of experiences on eco-construction cluster- Sub-priority addressed: ‘Entrepreneurship and SMEs’- Also related to Gothenburg strategy and more precisely on the ‘Energy and Sustainable Transport’ sub-priority
Integrated approach does not mean that projects should address at the same time different sub-themes of the programme
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Who is eligible?
2. Programme FAQs2. Programme FAQs
Regional and local authorities as main ‘target group’
In justified cases, also bodies governed by public law acc. to Directive 2004/18/EC
on public procurement rules, Art. 1:
(a) Meeting needs in general interest, no industrial or commercial character
(b) Having legal personality
(c) - Financed for the most part by the State, regional or local authorities or other bodies
governed by public law or
- Subject to management supervision of these bodies or
- Having administrative, managerial or supervisory board more than half of whose members
are appointed by these bodies
In case of doubts, each MS is responsible for confirming the legal status of partners
based on their territory
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What are the criteria for a Norwegian
organisation to be the Lead Partner?
2. Programme FAQs2. Programme FAQs
No specific criteria set by the programme
Possible justifications could include:
- this organisation has an deep experience in the policy field tackled by the project
- this organisation is the first financial contributor to the projects
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What is meant by ‘contributing partners’?
2. Programme FAQs2. Programme FAQs
Only three options to be involved in a IVC project:
If the organisation is eligible and contributes, it can directly be involved as a partner and appear in the Application Form (see Section 2.3.3 of the Programme Manual)
The organisation can intervene as external expert under the conditions that public procurement rules are respected (this organisation is then fully paid by one of the partners on the basis of a contract and invoices)
The organisation participates at its own costs
“Sub-partners” or “observers” are not possible under IVC
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Financial size of the Components?
2. Programme FAQs2. Programme FAQs
No specific recommendation except for Component 1 whose
costs should not exceed 20% of total costs
Components 2 and 3 are core Components but their
financial size will depend on the approach proposed by each
project
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Mini-programme: not a priority Focus on IVC thematic priorities Project limited to a maximum of to
8 partners and 12 sub-projects No private involvement
Sub-projects in line with IVC rationale (exchange of experience)
Transparent and open calls for proposals for sub-projects selection
RFOs: priority of the programme Broad approach possible No fixed limit in terms of
partnership and project number Possible involvement of private
participants in sub-projects Possible ‘implementation
oriented’ sub-projects Transparent and open calls for
proposals for sub-projects selection
INTERREG IVC mini-programmesINTERREG IIIC RFOs
Main differences & similarities between IIIC RFOs and IVC mini-programmes?
2. Programme FAQs2. Programme FAQs
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Capitalisation Projects
2. Programme FAQs2. Programme FAQs
How should the MA be involved?
- ideally the MA should be partner in the project (‘deep delegation’)
- if not, its involvement needs to be precisely described in the AF
Does the OP of each region have to be modified to ensure that it can
finance the good practices? No, two scenarios:
- it already includes a priority or a measure on ‘Regions for Economic
Change’ (RfEC) which can support the good practice
- it is very likely that an existing measure of the OP would correspond
to the theme of the good practices to be financed
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3. Points of attention to applicants
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General advice
3. Points of attention3. Points of attention
To always keep in mind the programme’s rationale
Strategic objective of the programme: improvement of regional policies
INTERREG IVC = ‘capitalisation’ programme
Interregional cooperation ≠ cross-border cooperation
Interregional cooperation ≠ transnational cooperation
Capitalisation: process of optimising the results achieved in a specific
domain of regional policy. Capitalisation activities consist
of the collection, analysis, dissemination and transfer of
good practices in a certain policy area.
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General advice
3. Points of attention3. Points of attention
Key elements derives from this programme’s rationale:
Local & regional authorities = ‘natural’ target group of IVC
Other bodies may be involved only if their link with regional
and local policies is clearly demonstrated
Exchange of experiences = core activities of all IVC projects;
Pilot actions / experimentations possible only under very strict
conditions - closely related to the exchange of experiences
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General advice
3. Points of attention3. Points of attention
Proposed activities have to respect 3 fundamental conditions:
Relevance to the programmeActivities have to be clearly in line with the overall objective of the
programme (i.e. contribute to the improvement of policies)
InterregionalityActivities should be interregional. Example for pilot experimentation:
- transfer from one region to another
- pilot experimentation benefiting all the partners
Additionality Activities would not be supported without the INTERREG support
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Specific advice
3. Points of attention3. Points of attention
January
June
2009
Activities - Steering group meeting- Activity report & financial claim
Outputs SC minutes
To be as precise as possible in the Application Form
Example of weak description
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3. Points of attention3. Points of attention
January
June
2009
Activities The LP will sign the subsidy contract and appoint a project co-ordinator and organise internal financial management. This Project Secretariat (PS) will be in place in March 2009. It will make the arrangements for the project's initial meeting in April 2009 in Livorno and liase for simultaneous translation into/from Italian. At this meeting, the project's International Management Group (IMG) will be convened, with one representative from each region. The IMG will agree upon the working and financial arrangements, laid out in the Co-operation Agreement, a draft version of which will be introduced at the meeting. The PS will develop a set of guidelines for the partners, to aid the smooth running of the project.
Outputs 1 subsidy contract signed; 1 partnership agreement signed; 1 IMG meeting; 1 set of guidelines produced
Example of good description
Specific advice
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New context of INTERREG IVC
3. Points of attention3. Points of attention
Increased competition:
Similar budget to INTERREG IIIC (around ERDF 300 M€)
Two new Member States (Bulgaria and Romania)
Longer operational period (6.5 years vs. 9 years)
Higher co-financing rates (75%-85% instead of 50%-75%)
Mechanically, less projects will be approved!
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www.interreg4c.net
Reference Documents
- Operational Programme
- Programme Manual
- Application Pack
- FAQ List
Additional InformationAdditional Information
Thank you for your attention!