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    SEISMIC STRENGTHENING OF EXISTING BUILDINGS WITH

    CROSS LAMINATED TIMBER PANELS

    Iztok Sustersic1, Bruno Dujic

    2

    ABSTRACT: This paper deals with the issue of seismic retrofit and energy sanation of existing older buildings. A

    possibility for solving both problems at once by applying a new outer shell made of cross laminated timber (crosslam or

    XL) plates and effective aerogel insulation is presented. A seismic strengthening case study is presented on a 3 story

    reinforced concrete frame building. Thermal insulation properties of the insulated panels are presented.

    KEYWORDS:timber, seismic retrofit, energy

    1 INTRODUCTION 123A majority of the buildings on seismically active areas

    built before the nineteen sixties or seventies have two

    major problems first they are seismically unsafe

    because of the lack of seismic design codes at the time

    they were built. And second, they have a high energyconsumption because of lack of insulation, proper details

    etc. The proposed retrofit system deals with bothproblems at once; a new outer cross laminated timber

    wall stabilises a building against horizontal shear forces

    that are caused by earthquakes on one hand the timber

    panels have a low mass and therefore dont contributemuch to seismic forces, but are very stiff on the other

    hand [1] and provide high shear resistance. In addition

    the new outer wall if combined with an effective

    insulation provides a very good thermal insulation of

    the building a combination of a 95 mm cross laminated

    timber plate and 60 mm thermal Aerogel Spaceloftinsulation gives a U factor of 0,19 W/m2K [2]. Timber

    panels also store CO2. A 170 mm outer shell (including

    a facade) could therefore provide sufficient buildingthermal insulation and strengthen a reasonably sized

    building against earthquakes. The new outer shell couldbe integrated with windows, doors and a facade already

    in the manufacturing plant. Than the panels could be

    transported to sight and rapidly attached to the building

    (with proper detailing, subjected to earthquake

    demands). The system is still in development but so far

    seems to be most suitable for buildings up to 4 or 5floors, even floor plans, structures with stiff floor

    1Iztok Sustersic, CBD d.o.o. , Lopata 19G, 3000 Celje,

    Slovenia. e-mail: [email protected]. Bruno Duji, CBD d.o.o. , Lopata 19G, 3000 Celje,

    Slovenia. e-mail: [email protected]

    membranes and access to all outer walls. Another

    positive aspect of the outer shell is that there are no

    harsh interventions to a building and that people dont

    have to move out during the construction phase (unlike

    when using most of conventional methods for seismicretrofit). All together it makes a unique system that

    solves two major problems in older buildings on

    seismically active areas and therefore prolongs the

    lifespan of constructions, contributing to sustainability.In the following chapters the system is presented more in

    detail. Crosslam timber panels [1, 3, 4] are presented aswell as the Aerogel Spaceloft material [2]l. The

    background of seismic analysis and the performance

    based design N2 method [5] used for the evaluation of

    the seismic resistance of the case structure are discussed.

    Thermal properties of the outer crosslam shell combined

    with Spaceloft are presented as well as a comparisonwith conventional insulation.

    2 MATERIAL CHARACTERISTICS2.1 CROSS LAMINATED TIMBER PANELSCrosslam timber panels have been developed in Austria

    in the late 1990s. The panels are glued together from

    several (min. 3 and up to 9 layers for standard setups)

    layers of spruce boards where each layer (Fig 1) runs

    perpendicular to the neighbouring two (or occasionally

    the most outer two layers run parallel to achieve greater

    strength and stiffness in one direction).

    Due to the high stiffness, strength and in-plane stability,

    crosslam quickly gained popularity among architects due

    to the possibilities the system offered in construction

    design.

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    Figure 1:A 5layer crosslam panel

    The first publications regarding the panels mechanical

    properties and proposed methods for calculation were

    published in the beginning of this century. The first

    seismic tests were conducted in 2005 [1] and the firstmulti-storey (3-story) crosslam building (Fig 2) was

    tested in full scale on a shaking table in Japan in 2006

    [3] and another 7-story building in 2007. Unfortunately

    to date crosslam is not yet covered with Europes current

    standards and codes of practice [6, 7] for timber andseismic design.

    2.2 AEROGEL SPACELOFTSpaceloft is a product of American Aspen Aerogels. It is

    classified as one of the so called nano insulations. It is

    basically a combination of a polymer fabric and the

    silica aerogel. With the term aerogel we generally defy amaterial that is formed directly from a fluid gel in a

    process that replaces the liquid in a gel with air. The

    polymerisation of molecules in the solution forms

    scattered nano-particles. Under the influence of catalysts

    the particles form chains that create a net of nano pores.

    In such state the liquid can no longer disperse though out

    the structure. It is removed in a process of super critical

    drying. The whole process is applied directly to the

    polymer fabric and dried in the end.

    Figure 2:Aerogel Spaceloft

    Table 1:Aerogel Spaceloft technical characteristics

    Margin Value Unit

    Thickness (basic) 0,01 m

    Density 150 kg/m3

    Thermal conductivity 0,014 W/m K

    Heat capacity 1046 J/kg K

    Water vapour diffusion 4,51 Ng/Pa s m

    Fire classification C -

    Compression strength 70 kPa

    Dynamic stiffness 23,7 MN/m3

    Table 2: Comparison of basic technical characteristics ofinsulations

    Aerogel

    Density kg/m3 150

    Thermal conductivity W/m K 0,014Heat capacity J/kg K 1,046

    Water vapour diffusion Ng/Pa s m 4,8

    Polistyren Rock wool

    Density 15 200

    Thermal conductivity 0,041 0,041

    Heat capacity 1,26 0,84

    Water vapour diffusion 25 4

    3 SEISMIC RETROFIT CASE STUDY3.1 SPEAR STRUCTUREIn the paper a case study of seismic retrofit shall be

    performed on a three-storey plan-asymmetric structure

    (Fig. 3). The structure was conceived as a representative

    of typical non-earthquake-resistant older constructions in

    Southern European countries. It was designed for

    vertical loads only, with the construction practice and

    materials commonly used in Southern Europe in the

    early 70s. This structure was pseudo-dynamically tested

    at full-scale and analysed within the scope of the

    European project SPEAR

    Figure 3: The SPEAR structure [8]

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    The typical reinforcement in columns and beams is

    shown in Figure 5. For the analysis in the paper the

    structure was initially modelled without any additional

    retrofitting systems. An elastic modal spectral analysis

    and more important a nonlinear static (pushover)

    analysis were performed. The latter serves as a basis for

    the application of the N2 method a performance baseddesign method with which structural damage can be

    assessed for different types of earthquake intensity. The

    N2 method is discussed more in detail in the next

    section.

    Figure 4: Floor plan and cross section of the SPEARstructure analysed

    Figure 5: Typical reinforcement in means and columns

    3.2 SEISMIC ANALYSISCurrent codes of practice suggest two different

    approaches for design of ductile structures in

    earthquake-prone regions [9]. The first approach, well-

    known and widely used [7], is referred to as the Force-Based Design (FBD) method since it mainly focuses on

    designing the strength of the structure. The objective is

    the evaluation of the behaviour factor q, which is

    employed to transform the elastic demand spectrum into

    an inelastic design spectrum. In this way a non-linear

    structure can be designed using a linear-elastic static or

    dynamic (modal response spectrum) analysis under

    seismic action, with the structural ductility only

    implicitly considered when evaluating the behaviour

    factor q. The second approach, which explicitly refers to

    the structural ductility in addition to the strength, is

    based on a Non-linear Static Analysis (NSA) procedure.

    The purpose of this approach is the evaluation of theactual structural response mainly in terms of ductility

    demand and, hence, ultimate displacement induced in the

    structure by the earthquake ground motion [4].

    The NSA procedure is more complex than the FBD,

    however it allows the designer to take into account the

    actual dissipative behaviour of the structure.Furthermore, it can be used for Performance-Based

    Design (PBD), where the design is achieved for different

    performance levels such as no damage, limited structural

    damage, important structural damage without collapse,

    etc. Each level is generally linked to the structural

    displacement by defining a damage index (i.e. for r. c.

    beams and columns) and by assigning a limit value forevery performance level.

    The NSA procedures are generally based on the

    evaluation of the push-over curve, which represents the

    response of the structure under a lateral loading

    distribution schematising the seismic action. A numberof different methods have been proposed, including the

    modified version of the Fajfars N2 method [5], which

    has been adopted by the Eurocode 8 [7]. The aim of such

    methods is the evaluation of the seismic displacement,

    which is linked to the damage control of the structureand has to be kept below some reference values. The N2

    method considers a performance point defined in terms

    of both strength and displacement, where the structuralcapacity is compared with the demand of the seismic

    ground motion. The base shear force and the top

    displacement of a Multi-Degree-of-Freedom (MDOF)

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    system are first computed by means of a non-linear

    Push-Over Analysis (POA) and then converted

    respectively to the spectral acceleration and

    displacement of an equivalent Single-Degree-Of-

    Freedom (SDOF) system. The demand of the seismic

    ground motion is represented through the response

    spectrum in terms of pseudo-acceleration anddisplacement. Such an inelastic spectrum depends upon

    the cyclic behaviour of the SDOF system and the

    characteristics of the ground motion (peak ground

    acceleration and shape), and can be obtained from the

    elastic spectrum using suitable reduction factors. The N2

    method was found to provide the best approximation

    among various NSA methods for SDOF systems with

    different hysteretic models and for MDOF systems [10],

    however the N2 was never developed for the design of

    timber buildings with specific hysteretic behaviour.

    Therefore it must be noted that the results derived in this

    study could be non-conservative, because hysteresis

    loops with pinching, slip and strength degradation(typical for connections in timber structures discussed

    more in detail in the following sections) dissipate less

    energy than bilinear plastic loops with the same ductility.

    Figure 6: Relation between R T

    Nevertheless, it should be also pointed out that for both

    analysed retrofitted setups, the SDOF systems equivalent

    to the multi-storey building have periods longer than Tc

    which is usually the value from where the reduction

    factor (R) and ductility factor () are considered to be

    the same (Fig. 6), regardless the type of hysteresis loop.The results of these analyses should therefore be

    considered as a preliminary study aimed to investigate

    the effect of different retrofit panel setups on the seismicresistance of the case reinforced concrete frame building.

    3.2.1 Modelling of crosslam panelsCurrently Eurocode 8 [7] does not provide extensive

    seismic design guidelines for timber buildings. Crosslam

    structures are not even included in it as well as in the

    Eurocode 5 [6]. There are, however, some papers dealing

    with modelling of crosslam [1, 4, 11, 12].

    The complex panel layout can be modelled using anorthotropic, homogenised orthotropic or homogenised

    isotropic material, depending on the possibilities offered

    by the FEM software.

    Figure 7: Proposed [4] reduction coefficients formodelling crosslam wall panels

    The proposed [4] homogenised-orthotropic-plane stress-

    reduced cross section method, which is based on the

    reduction of a multilayer to a single layer section using

    the coefficients k3 and k4 in Figure 7 to modify the

    stiffnesses and strengths, is precise enough for the needsof seismic modelling, where building behaviour mostly

    depends on the behaviour of connections.By assuming a plane stress state, only two moduli of

    elasticity (E0 and E90), one shear modulus (G12) and

    one poissons coefficient (12) need to be defined. The

    thickness of the panels (finite elements) remains thesame as does the shear modulus. If the adjacent boards

    of individual layers are not glued along their thickness

    (i.e. for KLH panels), a 10% reduction in the shear

    modulus is suggested. The aforementioned method was

    used to defy the crosslam panels used in this study. 120

    mm (layers 40-40-40) plates were taken into account.

    3.2.2 Reinforced concrete plastic hinge definitonIn the FE model used for the analysis, the plastic hingesthat form at the ends of beams and columns are set in

    accordance with Eurocode 8, part 3, that deals with the

    assessment and retrofit of buildings. The hinges in theFE model in SAP2000 software [13] and their plastic

    rotation capacity is set in accordance with the following

    expression:

    0,0145 (0,25) ,(,)

    , ,

    ,

    25

    (1,275) (1)

    The parameters in the expression mean the following: el

    for primary seismic elements is 1,8 is the normalised

    axial force in an element, is the mechanical

    reinforcement ratio of the tension and compression

    longitudinal reinforcement, fcand fyare the compression

    strength of concrete and the tension strength of

    reinforcement, Lvis taken as half of an elements length,

    h is the width of an element, is the confinement

    effectiveness factor, sx ratio of transverse steel

    parallel to the direction x of loading, fyw is the

    tension strength of the shear reinforcement and d theratio of the diagonal reinforcement. An additional

    reduction factor of 0,375 is used due to the use of

    smooth reinforcement bars.

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    Figure 8: Definition of limit states in relplastic hinges

    The plastic hinges are defined with a bil

    rotation-bending moment. The crac

    sections and a drop in load capacitcollapse (NC) state is neglected. The li

    following: DL (damage limitation) pre

    of reinforcement or the maximal elastic

    cross section. At this point the plastic

    remains 0. SD (significant damage) is

    of the full plastic rotation of a cross(near collapse presents a full plastic r

    section. A value of 3 um,pldefies the T

    state, though in our study it is merely

    only consider states up to NC.

    3.2.3

    Characteristics of connectionsconcrete frame and crosslam p

    The connections are modelled on the

    experimental response of a BMF 105 a

    ten 60 mm long 4 mm diameter nails.

    the response of the 3rd cycle is taken a

    slip-force relationship in a non-linear l

    in the FE model for connecting the R

    retrofitting XL panel.

    Figure 9: Calibration of the non-linear Fbackbone curve of the 3rd cycle of theresults of BMF105 brackets with 60 mmto shear force.

    tion to bending in

    inearised relation

    ing in the RC

    y after the nearmit states are the

    sents the yielding

    capacity of a r. c.

    rotation (um,pl )

    efined with 75%

    section. The NCtation in a cross

    C (total collapse)

    theoretical as we

    between theanels

    slipshear force

    ngle bracket with

    The backbone of

    the input for the

    ink element used

    C frame with the

    EM link on thexperimentalnails subjected

    Figure 10:A BMF105 angularpresumed XL panel r.c. plate cinside of the building is on the

    The reason for picking theaccount the accumulated da

    angular bracket. It is visible f

    1st cycle yields about 30% hi

    to the 3rd cycle. The connecti

    the same response is model

    horizontal direction. The cas

    structure being retrofitted (thethe possibility of accessing

    inside since the structure has

    a case of a real residential co

    probably have to be changed,

    it from the outside.

    3.2.4 Seismic resistance of tWith the use of the N2 metho

    building in the X directions

    The basic SPEAR structure,

    an earthquake with peak grou

    0,2 g has been retrofitted in toption was to try strengtheni

    panels. A BMF 105 bracket

    panel to the main structure at

    That resulted in a not partic

    the behaviour of the panels

    the short leverages to the co

    deformations. As a resultacceleration is raised by rough

    hand the long panels with l

    connectors resulted in an

    allowable ground acceleratioeasier to assemble as the pan

    doors as well as the facade

    production plant and hence n

    needed on the building.

    buildings floor height is ov

    transport can be necessary to

    bracket (left) and theonnection (right). Theright side.

    3rd cycle is to take intomage that occurs in the

    om Figure 9, that i. e. the

    gher peak strength oppose

    on is simplified and hence

    led for both vertical and

    e study presumes that the

    SPEAR construction) hasthe connections from the

    o outer walls or infills. In

    struction, the detail would

    in order to allow access to

    he SPEAR structure

    d seismic resistance of the

    is assessed.

    hich could itself withstand

    d acceleration of less than

    o different ways. The firstg it with shorter crosslam

    as used to attach the outer

    every 30 cm of the panel.

    larly stiff structure, since

    as mostly in bending and

    nections caused extensive

    the allowable groundly 21 percent. On the other

    nger leverages and more

    almost 90% increase in

    . Such a system is alsols allow the windows and

    to be assembled in the

    mayor additional work is

    owever if the existing

    r 2,95 m, an exceptional

    et the panels on site.

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    Figure 11: The basic SPEAR structureboth cases of the seismically retrofittedmiddle the option with short panels andoption with long panels.

    n the left andtructure. In the

    on the right the

    Figure 22:AD format elastic sspectra and capacity diagramsdifferent retrofitted constructiosystems written next to capaci

    Table 3: Comparison of maxiacceleration with basic and ret

    Basic structure

    Retrofitted with short pane

    Retrofitted with long panel

    4 THERMAL INSULOF A CROSSLAM4.1 CROSSLAM PANELS

    SPACELOFT

    In Table 4 a comparison of d

    attached to a crosslam wall i

    thick XL wall panel was in

    polistyren, 18 cm thick rock w

    Spaceloft. Mass of a wall se

    (U), phase shift (t), temperat

    surface temperature (Tn,surf)

    Table 4: Comparison [2] of difwall insulation

    m [kg]

    Polistyren 18 cm 65

    Rock wool 18 cm 98

    Spaceloft 18 cm 89

    [-]

    Polistyren 18 cm 117

    Rock wool 18 cm 199

    Spaceloft 18 cm 1340

    The results show that when co

    with insulation just on the out

    of Spaceloft is primarily its s

    rather small mass, the pha

    ectra (for 0,3 g), inelasticfor the basic and the twos. Period values of SDOFy curves.

    um allowable groundrofitted structures

    Maximum

    allowable

    ground

    acceleration [g]

    0,197

    ls 0,239

    s 0,374

    ON PROPERTIESACKET

    INSULATED WITH

    fferent types of insulation

    s presented [2]. A 95 mm

    sulated with 18 cm thick

    ool and 6- and 18 cm thick

    up (m), heat conductivity

    re damping () and inner

    re compared.

    erent types of a crosslam

    U [W/mK] t [h]

    0,19 6,69

    0,19 12,37

    0,07 17,81

    Tn,surf [C]

    19,27

    19,27

    19,72

    mparing a basic wall setup

    r side, the main advantage

    mall thickness. Due to its

    se shift and temperature

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    damping are not as good as with conventional insulation.

    However it still performs better than polistyren, though

    the latter has an advantage in even lower mass (an

    important issue for seismic retrofit).

    But a choice between one of the insulations when using a

    crosslam outer jacket would significantly be influenced

    by the primary structure being retrofitted. If a heavymasonry structure is being considered, phase shift is not

    a really a problem due to the thermal capacity of the

    basic structure. In such a case one strives for a highly

    insulating and thin outer shell (not to push the windows

    even deeper into the building), which is exactly what a

    Spaceloft setup can provide.

    4.2 CROSSLAM PANELS COMPARED WITHOTHER TYPES OF WALL SETUPS

    INSULATED WITH SPACELOFT

    Zrim [2] has optimised each of the outer wall type setups

    (brick, concrete, timber), depending on the position and

    thickness of the outer and/or inner insulation. Thepreferred setups for each of the basic wall materials arepresented and evaluated in the following table. Mass

    (m), heat conductivity (U), phase shift (t), temperature

    damping () and inner surface temperature (Tn,surf) are

    compared in Table 5.

    Table 5: Comparison [2] of optimised wall setups fordifferent basic wall materials

    m [kg] U [W/mK]

    Masonry wall 418 0,15

    Crosslam wall 83 0,09

    Reinforced concrete wall 776 0,13

    t [h] [-] Tn,surf [C]

    14,68 2840 19,40

    14,09 1644 19,64

    12,04 4628 19,48

    The crosslam setup was generally pointed out as the

    most desirable, since it performed best on 3 out of 5

    compared criteria. It came out second on phase shift and

    finished last on temperature damping.

    The crosslams low mass is extremely favourable forseismic retrofit, so we dont unnecessarily add more

    mass to the structure being retrofitted and hence enlarge

    the seismic forces.

    5 CONCLUSIONSIn the paper we have presented a new system for seismic

    retrofit and energy sanation of existing buildings. As far

    as the preliminary studies show it is most advisable to

    use longer (if possible) crosslam panels instead of

    shorter segments. If shorter segments are used, it would

    be advisable to join adjacent panels together on the

    vertical sides as well, though this option has not yet been

    explicitly analysed. As the crosslam jacket does not

    influence the structures ductility, just its stiffness and

    strength, it would be advisable to use stronger instead of

    more ductile connections. The ductility of the basic

    structure is still limited with the capacity of the primary

    construction system. There is of course a possibility to

    neglect the contribution of the latter and assume that all

    load is transferred to the outer crosslam shell though

    that option has not been investigated yet. The crosslam

    panels can be upgraded with various insulation types.

    The most efficient in terms of thickness is the AerogelSpaceloft. The small thickness is desirable when dealing

    with existing structures with thicker walls. In that case

    the temperature damping (which is a drawback of the

    light Spaceloft system) does not present a problem any

    more. Due to its light weight that does not contribute

    much to seismic forces, polistyren presents an interesting

    (and cheaper) option as well.

    ACKNOWLEDGEMENTThe research support provided to both authors by the EU

    through the European Social Fund 'Investing in your

    future' is gratefully acknowledged. The kind cooperationof Mr. Zrim is also acknowledged.

    REFERENCES[1] Dujic B, Klobcar S, Zarnic R., Influence of

    openings on shear capacity of wooden walls,

    Research report, 2005, University of Ljubljana and

    CBD Contemporary Building Design Ltd, Slovenia.[2] Zrim G., Applicability test of new nanotechnology

    thermal insulation spaceloft into building

    constructions, graduation thesis. University of

    Ljubljana, Faculty for civil and geodetic

    engineering, 2009, pp. 112..

    [3] Ceccoti A, New technologies for construction ofmedium-rise buildings in seismic regions: the

    XLAM case, IABSE Structural Engineering

    International, Special Edition on Tall Timber

    Buildings 2008, 18(2), pp. 156-165.

    [4] Blass HJ, Fellmoser P., Design of solid woodpanels with cross layers, 8th World Conference on

    Timber Engineering, WCTE 2004, Finland; pp.543-548.

    [5] Fajfar P, A nonlinear analysis method forperformance-based seismic design, Earthquake

    Spectra 2000; 16(3):573-592.

    [6] European Committee for Standardization (CEN),Eurocode 5 Design of timber structures Part 1-

    1: General rules and rules for building,; 2004,

    Brussels, Belgium.

    [7] European Committee for Standardization (CEN),Eurocode 8Design of structures for earthquake

    resistance. Part 1: General rules, seismic actions andrules for buildings, prEN 1998-1, Brussels, 2003.

    [8] Rozman, M., Fajfar, P. 2009. Seismic response of aRC frame building designed according to old and

    modern practices. Bull Earthquake Eng 7: 779-799.

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    [9] Chopra AK, Dynamics of structuresTheory andapplications to earthquake engineering, Upper

    Saddle River, NJ: Prentice Hall; 1995.

    [10]Fragiacomo M, Amadio C, Rajgelj S. Evaluation ofthe structural response under seismic actions using

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    & Structural Dynamics 2006; 35(12):1511-1531.[11]Jbstl R. A, Bogensperger TH, Schickhofer G. In-

    plane Shear Strength of Cross laminated Timber.

    2008. Meeting 41 of the Working Commission

    W18-Timber Structures, CIB; 2008, St. Andrews

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    [12]Moosbrugger T, Guggenberger W, Bogensperger T.Cross-Laminated Timber Wall Segments under

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    2006. WCTE 2006 - 9th World Conference on

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