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© Professor Rifat Atun. Imperial College London, 2008 Positive Synergies between Global Health Initiatives Professor Rifat Atun Professor of International Health Management, Imperial College London & Director Strategy, Policy and Performance Cluster, The Global Fund to Fight AIDS, TB & Malaria
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© Professor Rifat Atun. Imperial College London, 2008 Positive Synergies between Global Health Initiatives Professor Rifat Atun Professor of International.

Dec 31, 2015

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Page 1: © Professor Rifat Atun. Imperial College London, 2008 Positive Synergies between Global Health Initiatives Professor Rifat Atun Professor of International.

© Professor Rifat Atun. Imperial College London, 2008

Positive Synergies between Global Health Initiatives

Professor Rifat AtunProfessor of International Health Management, Imperial College London &Director Strategy, Policy and Performance Cluster, The Global Fund to Fight AIDS, TB & Malaria

Page 2: © Professor Rifat Atun. Imperial College London, 2008 Positive Synergies between Global Health Initiatives Professor Rifat Atun Professor of International.

© Professor Rifat Atun. Imperial College London, 2008

Key Research Questions

• What are the extent and nature of integration of GHIs (programmes they finance) and health systems to achieve synergies in varied contexts?

• Which factors influence the extent and nature of integration?

• How the varied health system designs and delivery structures influence outcomes?

Page 3: © Professor Rifat Atun. Imperial College London, 2008 Positive Synergies between Global Health Initiatives Professor Rifat Atun Professor of International.

© Professor Rifat Atun. Imperial College London, 2008Atun, Ohiri, Adeyi, 2008

Key variables affecting the nature and extent of integration

1. The Problem being addressed

2. The Intervention

3. The Adoption System

4. The Health System characteristics

5. The Broad Context

Page 4: © Professor Rifat Atun. Imperial College London, 2008 Positive Synergies between Global Health Initiatives Professor Rifat Atun Professor of International.

© Professor Rifat Atun. Imperial College London, 2008

Integrate or not to integrate: framework for analysis

InterventionAdoption

System

Broad Context

Broad Context

Health System Characteristics

Problem

Page 5: © Professor Rifat Atun. Imperial College London, 2008 Positive Synergies between Global Health Initiatives Professor Rifat Atun Professor of International.

© Professor Rifat Atun. Imperial College London, 2008

The Problem

• Necessity and Urgency • Burden– Economic and social

• Perceived and real• Social Narrative

• Transmission dynamics

Page 6: © Professor Rifat Atun. Imperial College London, 2008 Positive Synergies between Global Health Initiatives Professor Rifat Atun Professor of International.

© Professor Rifat Atun. Imperial College London, 2008

The Intervention

• Complexity

• Scalability

• Simpler to more complex*

• Replicability

* See next slide

Page 7: © Professor Rifat Atun. Imperial College London, 2008 Positive Synergies between Global Health Initiatives Professor Rifat Atun Professor of International.

© Professor Rifat Atun. Imperial College London, 2008

Intervention: simple versus complex

Single episode

Multiple episodes

Few elements

Multipleelements

Less complex

More complex

Atun and Kyratsis 2007

Page 8: © Professor Rifat Atun. Imperial College London, 2008 Positive Synergies between Global Health Initiatives Professor Rifat Atun Professor of International.

© Professor Rifat Atun. Imperial College London, 2008

Intervention: simple versus complex

Few stakeholders

Multiple stakeholders

Few levels

Multiplelevels

Less complex

More complex

Atun and Kyratsis 2007

Page 9: © Professor Rifat Atun. Imperial College London, 2008 Positive Synergies between Global Health Initiatives Professor Rifat Atun Professor of International.

© Professor Rifat Atun. Imperial College London, 2008

Intervention: simple versus complex

User engagement lower

User engagement higher

Technologydominates

Less complex

More complex

Atun and Kyratsis 2007

Behaviourdominates

Page 10: © Professor Rifat Atun. Imperial College London, 2008 Positive Synergies between Global Health Initiatives Professor Rifat Atun Professor of International.

© Professor Rifat Atun. Imperial College London, 2008

The Adoption System

• Receptivity • Individual & organisational

• Political economy• Incentives

– agency/provider/user incentive alignment

• Legitimacy– Cognitive

– Technical

– Normative

– Economic

Page 11: © Professor Rifat Atun. Imperial College London, 2008 Positive Synergies between Global Health Initiatives Professor Rifat Atun Professor of International.

© Professor Rifat Atun. Imperial College London, 2008

Health System Characteristics

• Feasibility • Governance

• Structure and organization

• Financing

• Provider payment methods

• Resource availability

• Service delivery

• M&E system

Page 12: © Professor Rifat Atun. Imperial College London, 2008 Positive Synergies between Global Health Initiatives Professor Rifat Atun Professor of International.

© Professor Rifat Atun. Imperial College London, 2008

The Context

• Sustainability

• Attributability

• Fiscal space– Overall and health sector

specific

• Frailty

• Reporting needs

Page 13: © Professor Rifat Atun. Imperial College London, 2008 Positive Synergies between Global Health Initiatives Professor Rifat Atun Professor of International.

© Professor Rifat Atun. Imperial College London, 2008

The Context

• Opportunity

• Desirability

• Critical events– Visibility

• Synergy

• Technology / innovation

• Political economy

• Socio-cultural factors

Page 14: © Professor Rifat Atun. Imperial College London, 2008 Positive Synergies between Global Health Initiatives Professor Rifat Atun Professor of International.

© Professor Rifat Atun. Imperial College London, 2008

Analysing the extent and nature of integration

Page 15: © Professor Rifat Atun. Imperial College London, 2008 Positive Synergies between Global Health Initiatives Professor Rifat Atun Professor of International.

© Professor Rifat Atun. Imperial College London, 2008

Integration into Critical Health System Functions

1. Governance– Reporting– Accountability

2. Financing– Pooling– Provider payment

3. Planning – Needs assessment– Priority setting – Resource allocation

Page 16: © Professor Rifat Atun. Imperial College London, 2008 Positive Synergies between Global Health Initiatives Professor Rifat Atun Professor of International.

© Professor Rifat Atun. Imperial College London, 2008

Integration into Critical Health System Functions

4. Service Delivery– Structural

• Human resources, • Shared infrastructure

– Operational integration• Supply chain• Guidelines• Procurement

5. Monitoring and Evaluation– Data collection and analysis

6. Demand Generation– Financial incentives – e.g. CCT, insurance– Population interventions – e.g. education and promotion

Page 17: © Professor Rifat Atun. Imperial College London, 2008 Positive Synergies between Global Health Initiatives Professor Rifat Atun Professor of International.

© Professor Rifat Atun. Imperial College London, 2008

Some Initial Results

Page 18: © Professor Rifat Atun. Imperial College London, 2008 Positive Synergies between Global Health Initiatives Professor Rifat Atun Professor of International.

© Professor Rifat Atun. Imperial College London, 2008

Intervention Complexity

Few Many

Single

Multiple

Dengue - Cuba Malaria - Colombia

Schistosomiasis - Brazil, Burundi, Cameroon, China, Saudi Arabia, Uganda

Leprosy - India, Sri Lanka

Onchocerciasis - Uganda

Nutrition - Peru, etc.

IMCIICDS

Dular - India

FP/MCH - Matlab, Bangladesh

FP/MCH - Pakistan - LHWPFP/MCH - Nepal (Tuladhar)

HIV/AIDS - Haiti

STD - Mbofana

FP; STD - Lafort

Mental health - WhettenSubstance abuse - Friedmann

Intervention

elements

Intervention frequency/number of episodes

Page 19: © Professor Rifat Atun. Imperial College London, 2008 Positive Synergies between Global Health Initiatives Professor Rifat Atun Professor of International.

© Professor Rifat Atun. Imperial College London, 2008

Extent of integration & success as documented in studies

Fully integrated

Partially integrated

Not integrated

? Unknown

Most to all outcomes

Mixed outcomes

Few to no outcomes

? Unknown

Page 20: © Professor Rifat Atun. Imperial College London, 2008 Positive Synergies between Global Health Initiatives Professor Rifat Atun Professor of International.

© Professor Rifat Atun. Imperial College London, 2008

Page 21: © Professor Rifat Atun. Imperial College London, 2008 Positive Synergies between Global Health Initiatives Professor Rifat Atun Professor of International.

© Professor Rifat Atun. Imperial College London, 2008

Extent of integration & success as documented in studies

Success

Cuba (ToledoRomani2007)

Colombia (Rojas2001)Malaria

Dengue

Service deliv

ery

Finance

Governance

Demand generatio

n

Monitorin

g & E

valuation

?

Planning

Page 22: © Professor Rifat Atun. Imperial College London, 2008 Positive Synergies between Global Health Initiatives Professor Rifat Atun Professor of International.

© Professor Rifat Atun. Imperial College London, 2008

Extent of integration & success as documented in studies

Success

Service d

elivery

Finance

Governance

Demand g

eneratio

n

Monitorin

g & E

valuatio

n

Planning

Schistosomiasis control

Burundi (Engels1993,1995)

Cameroon (Bausch1995,Cline1996)

China (Sleigh1998)

Saudi Arabia (Ageel 1997)

Brazil (Filho1992)

?

?

?

?

?

?

?

?

?

?

?

Uganda (Kabatereine 2006)

Page 23: © Professor Rifat Atun. Imperial College London, 2008 Positive Synergies between Global Health Initiatives Professor Rifat Atun Professor of International.

© Professor Rifat Atun. Imperial College London, 2008

Extent of integration & success as documented in studies

Success

Service d

elivery

Finance

Steward

ship/G

overnance

Demand g

eneratio

n

Monitorin

g & E

valuatio

n

Planning

India (Rao 2002, Thakar 2003)

Leprosy

Sri-Lanka (Kasturiaratchi 2002)

??

Page 24: © Professor Rifat Atun. Imperial College London, 2008 Positive Synergies between Global Health Initiatives Professor Rifat Atun Professor of International.

© Professor Rifat Atun. Imperial College London, 2008

Extent of integration & success as documented in studies

Success

Service d

elivery

Finance

Governance

Demand g

eneratio

n

Monitorin

g & E

valuatio

n

Planning

Peru

Nutrition

Bangladesh (Hossain2005) ??

Various (Deitchler2004) ?

Page 25: © Professor Rifat Atun. Imperial College London, 2008 Positive Synergies between Global Health Initiatives Professor Rifat Atun Professor of International.

© Professor Rifat Atun. Imperial College London, 2008

Extent of integration & success as documented in studies

Success

Service d

elivery

Finance

Governance

Demand g

eneratio

n

Monitorin

g & E

valuatio

n

Planning

IMCI*

ICDS - India (Agarwal2000, Kapil1999)

Child health & development

Dular - India (Dubowitz2007)

?

?

?

Page 26: © Professor Rifat Atun. Imperial College London, 2008 Positive Synergies between Global Health Initiatives Professor Rifat Atun Professor of International.

© Professor Rifat Atun. Imperial College London, 2008

Extent of integration & success as documented in studies

Success

Service d

elivery

Finance

Governance

Demand g

eneratio

n

Monitorin

g & E

valuatio

n

Planning

Bangladesh – FPHSP (Philips1984, de Graff 1986)

Pakistan – LHWP (Douthwaite 2005)

Family Planning services

Nepal (Tuladhar 1982)

?

?

?

?

?

?

?

?

?

Page 27: © Professor Rifat Atun. Imperial College London, 2008 Positive Synergies between Global Health Initiatives Professor Rifat Atun Professor of International.

© Professor Rifat Atun. Imperial College London, 2008

Extent of integration & success as documented in studies

Success

Service d

elivery

Finance

Steward

ship/G

overnance

Demand g

eneratio

n

Monitorin

g & E

valuatio

n

Planning

Haiti (Peck 2003)

HIV/AIDS & STD services

? ??

Page 28: © Professor Rifat Atun. Imperial College London, 2008 Positive Synergies between Global Health Initiatives Professor Rifat Atun Professor of International.

© Professor Rifat Atun. Imperial College London, 2008

Conclusions

1. Extent and nature of integration varies

2. Context matters: complex adaptive systems at play

3. Reductionist approaches counterproductive: aim to ‘unpack’ what is meant by integration

Page 29: © Professor Rifat Atun. Imperial College London, 2008 Positive Synergies between Global Health Initiatives Professor Rifat Atun Professor of International.

© Professor Rifat Atun. Imperial College London, 2008

Empirical Research

Page 30: © Professor Rifat Atun. Imperial College London, 2008 Positive Synergies between Global Health Initiatives Professor Rifat Atun Professor of International.

© Professor Rifat Atun. Imperial College London, 2008

Case Study Approach

• Exploratory

• Descriptive

• Explanatory

Page 31: © Professor Rifat Atun. Imperial College London, 2008 Positive Synergies between Global Health Initiatives Professor Rifat Atun Professor of International.

© Professor Rifat Atun. Imperial College London, 2008

Design

Logic of design key

Single Multiple

Holistic

Embedded

Russia TB

Estonia PHC

Russia HIV

Africa HIV

Euro PHC

Tech adoption

Baltic PPP

Page 32: © Professor Rifat Atun. Imperial College London, 2008 Positive Synergies between Global Health Initiatives Professor Rifat Atun Professor of International.

© Professor Rifat Atun. Imperial College London, 2008

Embedded units

• HIV

• TB

• Malaria

• NTDs

• Regions

Page 33: © Professor Rifat Atun. Imperial College London, 2008 Positive Synergies between Global Health Initiatives Professor Rifat Atun Professor of International.

© Professor Rifat Atun. Imperial College London, 2008

Analytic vs. Statistical Generalisation

• Cases not sampling units but each akin to an individual ‘experiment’

• Analytic generalisation using theory developed a prioriReplication logic– n number of case studies support the same theory– n number of case studies do not support a rival theory

• Statistical generalisationSampling logic

Page 34: © Professor Rifat Atun. Imperial College London, 2008 Positive Synergies between Global Health Initiatives Professor Rifat Atun Professor of International.

© Professor Rifat Atun. Imperial College London, 2008

Careful case selection

• Literal replication– Each predict similar results (n=4)

• Theoretical replication– Predict contrasting results --- but for predictable

reasons (n=4)

Page 35: © Professor Rifat Atun. Imperial College London, 2008 Positive Synergies between Global Health Initiatives Professor Rifat Atun Professor of International.

© Professor Rifat Atun. Imperial College London, 2008

Theoretical framework and propositions key

• State the conditions under which particular phenomena are likely to be found– Allows literal replication

• State the conditions when particular phenomena are not likely to be found– Allows theoretical replication

Page 36: © Professor Rifat Atun. Imperial College London, 2008 Positive Synergies between Global Health Initiatives Professor Rifat Atun Professor of International.

© Professor Rifat Atun. Imperial College London, 2008

Closed vs. flexible design

• Closed but with inductive analysis– Retain replication logic– Build theory as an output– Test ‘additional’ new/alternative propositions

• Flexible and inductive– Risk of drift

Page 37: © Professor Rifat Atun. Imperial College London, 2008 Positive Synergies between Global Health Initiatives Professor Rifat Atun Professor of International.

© Professor Rifat Atun. Imperial College London, 2008

One or two tail design

• Good outcome

• Good and poor outcome

Page 38: © Professor Rifat Atun. Imperial College London, 2008 Positive Synergies between Global Health Initiatives Professor Rifat Atun Professor of International.

© Professor Rifat Atun. Imperial College London, 2008

Data

• Mixed methods

• Multiple sources

• Inductive

• Iterative

• Triangulation

Page 39: © Professor Rifat Atun. Imperial College London, 2008 Positive Synergies between Global Health Initiatives Professor Rifat Atun Professor of International.

© Professor Rifat Atun. Imperial College London, 2008

Process

Agree theory

Generate

propositions

Analytical tools

approach & d/base

Pilot cases

Case studies Case studies

Refine tools

Literal replication Theoretical replication

Explanatory theory & Evidence

Propositions Rival propositions

Construct validity Reliability

Construct validity

Internal validity

Internal validity External validity

Page 40: © Professor Rifat Atun. Imperial College London, 2008 Positive Synergies between Global Health Initiatives Professor Rifat Atun Professor of International.

© Professor Rifat Atun. Imperial College London, 2008

Cases

Africa

• Tanzania

• Ghana

SE Asia

• Thailand

• Viet Nam

Embedded units of analysis

• NTDs + malaria + TB + HIV

• NTDs + malaria + TB + HIV

• Malaria, TB, HIV?

• Malaria, TB, HIV?