,, II i 7 111 ·wasbgon,J).C.. - - S . "" H i"- :J' '1, , "I J UNITED STATES DISTRICT COURT DISTRICT OF AON. Sandr Day O'Connor United Sa Courouse 401 W. Washington St., SPC 58 Suite623 l>alrid G. Campbell Phoeni, Aona 85003-2156 Telephone:. (602) 322-764 UnH:d Stt DitC Judg Fax: (602) 322-76 Setebe 3, 2004 (. 0 - (. - Commitee on Fitacial Disclo 0 (. 1- {�:;" o- Judcia Conerece of te Unitd States i-1 8.. - f. - "9 .. e- One Colubr; Cicle, N.E. ·::c . 0 � 2054 er ..;, R i - . .. .. . 0 . - - Re: R Calc:nda Yea 2003 fling 0 Q r De Comf tã: Tis let er wl respond to te Comtto's leter of August 25, 2004, requestng addtona ifo1ma:o concerg my 2003 fcia dsclosue reort. The sieond pagh of you leter nots two ero i Pa VI of my rort. I have atche a rvised Pa VI tat corct te er. The trd pagh of yoll lete conc ce asset tat wee listed i Attchet A tomy rone dted Jue 19, 2003, but tat wer not listed inmy2003 rpor. The exlaaton far ts f c be fud i Note 3 of Pa VI .of my 2003 reort. Please le:t me kow i you rqr adtoa ioro. A requested, I have provided te Comtee wt te coies of ts let. Davd G. Capbell DG/n'
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,,
I i: 111
·wasbington,,J).C.. -!.
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i"'fi-
: ' '1, , "I J
UNITED STATES DISTRICT COURT DISTRICT OF ARIZONA.
Sandra Day O'Connor United States Courthouse 401 W. Washington St., SPC 58
Suite623
l>alrid G. Campbell Phoenix, Arizona 85003-2156 Telephone:. (602) 322-7645 UnH:ed States DistriCt Judge Fax: (602) 322-7649
September 3, 2004
(/').0 -'!1 (J., -
Committee on Fittancial Disclosure 0 (;..)1-n {�::;"o-:;Judicial Conference of the United States it-1 ...._ - f'rl.- "'- .... e:-e:One Columbru; Circle, N.E. ·::;c; .s=
0 �:;: 20544
er-....,;, i: -
. .,..... 0..-:i-Re: Calc:ndar Year 2003 filing 0
rn
Dear Commftu :
This letter will respond to the Committoo's letter of August 25, 2004, requesting additional info1ma:tion concerning my 2003 financial disclosure report.
The siecond paragraph of your letter notes two errors in Part VII of my report. I have attached a revised Part VII that corrects these errors.
The third paragraph of yolll' letter concerns certain assets that were listed in AttachmentA to my response dated June 19, 2003, but that were not listed inmy2003 report. The explanation far this fact can be found in Note 3 of Part VIII .of my 2003 report.
Please le:t me know if you requilre additional information. As requested, I have provided the Committee with three copies of this letter.
-.Wheelcr Machinery No1te Pa;yable- · c Interest K T22.
23. B:ani' One Savings Account A Interest K ·T
-
24. Trwlt# 4 See note 1, Pa
-
Whlll ler Machinery Note Payable c Interest K T25. -
Bank. One Savings Account A ]Interest K. T26.
-
27. Trust# See note 1 Part
Whee:ler Machinery Note Pl)'able c Interest K T28.
K TBank: One Savings Account A Interest
-:star managed portfi>lio (mutual :funds)
ClilanIOSGrowthA None K. T Buy 8ll8 K31.
Buy32. Bail'OD Growth None K T 8/28 K
8/28AMR.0 Growth N None K T Buy
-
K
Buy34.
35. MFS Value A Dividend K T Buy 8ll8 K
LOallamirk I -
A Dividend L T Buy 812836.
KK TJa11us Midcap Value 1nwstor A Dividend 8/28
A.
D=scnpb
--
--
--
--
-- -
--
-
Amount Type
c.
(1)
-
D.
Jfnot disclosure (3) {4) (S)
Day
'
IC
40.
FINANCIAL DISCLOSURE REPORT Name of Person Reporting Date of Report
·page 3 of 11 Campbell, David G 11812004
VII. INVESTMENTS anci TRUSTS -income, vatue. transcations (includes those or spouse and dependent chilt1ren. See pp. 34-S7 offiling instructions.)
B.. Income dming Gross value at end of Tmmactions during reporting period
onofAssels rcpmtiug period reporting period (including trust assets)
exempt from (1) (2) (2) (1) (2)
Phice "(X)" afu:r each asset m:empt Value Value Type (e.g. Date:(e.g. Vaine Gain Identity cl'iium.prior disclosun: Mouth·Code 1 div. lCllt. Ir Codc2 Method buy, sell, Code2 Code! buycr/sc:ller
38. Viictory Diversified Stor.k A A Dividend IC T Buy 8128 K
-
39. n1ird Avenue Small-Cap Val!ue A Dividend K T Buy 8128 J
TCW Galileo Seiect Equjties N None K T Buy 8128 K
41. Ameil'ican Centwy Equity Income J£nc A Dividend K -T Buy 8128 K
42. ArltisilIll International A Dividend L T Buy 8128 K
-
43. T. IRo ve Price High-Yield Adv A Dividend K T Bny 8128 K
44. Scudder Managed Municipall lBonds A A Dividend K T Buy 8128 K
45. Va11guani High-Yield Tax-Exi:mpt A Dividend K T Bny 8128
-
46. JaU11is 1rax Exempt Money Mallicet A Diil'idend J T Bny 8/28 J
-
47. Merrill L Mutual Fund Advisor Account
-
48. AintSmall Cap Growth F111nd None Buy 8120 K
49. Sell 9/09 K A
SO. Cohunbia Acom USA Fund None K T Buy 9/09 J
-
s 1. J?reyftis Appreciation Fundl A Dividend K T Buy 8/20 K
-
52. Lord.At1belt Research Fund • SiM CAP A A - Dividend K T· Bny 8120 K
SJ. Partial sale 9/09 J A
54 MFSResearch Intematiomd Fw1d A A Dividend K T Buy 8120 IC .
-------
Date of Report ---i 71812004__j
66.
A. --
'I'
Transactions
(1)
c
(1) lfnot
(3) (4) (S) Gain Code 1
.
vm
-
57.
58.
59.
71.
--
(e.g.
FINANCIAL DISCLOSURE REPORT Name of Person Reporting
,Page4ofll Campbell, David G
vn. INVJESTMENTS: an.d TRUSTS - income, value, transcatioos (includes those of the spouse and dependent children. See pp. 34-57 of filing instructi011S.)
B. c. D. Income during Gross value at mi of TJaDSllCtiom c1uring reporting period I>escriptian ofAssets reparting period reporting period
(iim:luding trust ass_ets) exempt from disclosure(2) (2) (1)
('2}Place w· after each asset exmipli Valae Value Type (e.g. Date:Amount TJ!PC Value Identity of
FINANCJAL DISCLOSURE REPORT Name of Person Rep0ning Date of Report
:·Page 5of11 Campbell, David G 71812004
VII. INVEST11ENTS and TilUSTS - income, value, tram:cations (mclndcs those of the spouse and dependent children. See JIP. 34-57 of filing instructions.)
-A.
Income during Gross wlue at end of Transactions during rqmrting period •
Dcsmiptian af Assets reportingperiod reporting period (mchufing trust assets) If not exempt :from disclosure (2) {2)
(2)Type (e.g. Date:Pl11ce "(Xj after each asset exempt ValueValueType Vaine Gain Identity of (e.g.
FINANCIAL DISCLOSURE REPORT Name of Person Reporting Date of Page 6of11 Campbell, David G
VII. }JlirYESTMENTS and TRUSTS ·- income, value, transcations (includes those of the spouse and dependent children. See pp. 34-57 of filing instructions.)
B. c.A. 0. Income during Gross value at end of Transactions during reporting period
Description of Assets reporting period reporting period (including trust assets)
not exempt from (2) (I)(!) (2)
(I)
f ace "(X)" after each asset from prior disclosure
91.
92. Firnt Data Corp
Amount Code I (A-H)
A
l'ype (e.g. Value div. rent or Code2 int.) (J·P)
Dividend
Value Method Code3
( W)
Type (e.g. buy, sell, merger, redemption)
Sell
Sell
Date: Month -Day
Value Code2 (J-P)
Gain Code I
Identity of buye1,/seller (ifp ivate trans11ction)
7/22 J A
7/22 J A
Franklin Res Inc
Genl Dynamics Corp COM
Interactive Corp
A Dividend Sell
A Dividend Sell
None Buy
Sell
7122 J A
7fl2 J A
3/19 J
7/22 J A96.
A Dividend Sell 7/22 J AInte:l Corp
A Dividend Sell 7122 J A!ntl Paper Co 98.
99. Kimberly Clark
100. Kroger Co
101. !Lehman Bros Holdings
102.
103. l.ib my Media Corp
•.
104.
105. Merk&Co
106.
107. Microsoft Corp
108. Pep:sico Inc
1. IncomelGamc�es: (SeeCOJ 1111is Bl an .
2. Value Ccdiis: ·. ·
A
A
A
·.
A '
A
Dividend
None
Dividend
None
Dividend
·.
Dividend
Dividend
Sell
Sell
Buy
Sell
Buy
Sell
Buy
Sell
Sell
Sell
7/22 J A
7/22 J A
4/14 J
7/22 J A
6125 J
7122 J A
3/18 J
7/22 J A
7/22 J A
7/22 J A
J:;;. =S:t5,001-$50,000
._·::;i.,_;::
· 3; Valu M:1:t1!1> Code!]•
,;;!;;'; ';'.,;/; :,,:'if;
'.
:; :,; •.,i•,<!'i'c ,, ; · - ·
_______ ,
__j
--
.. Account
-
(2) (3) {4) (S) Gain
I
7/812004
(1)
FINANCJAL DISCLOSlURJ REPORT Name of Person Reporting Date of Report
Page7 ofll Campbell, David G
VII. INVESTMENTS and TRUSTS -income, value, transca1iions ("mcludes !hose of the spouse and dependent cbildren. See pp. 34-57 of filing instructions.)
-A. B. c. D.
Income during Gross value at end of Transactions during reporting period Desert·ption of Assets reporting period reporting period (includiogt111st assets)
If not exempt from disclosure (2) (1) (2) (1)
PhlCC from
"(X)" after each asset exempt prior disclosure
Amount Code 1 (A·H)
Type (e.g.div. rent or Int.)
Value Code2 (1-P)
Value Method Code3 (Q-\V)!
T)'pe (e.g. buy, sdJ. merger,redemption)
Date: Month-Day
Value Code2 (J-P)
Codcl (A-H)
Identity of bnyer/sc:llc:r ("lf'pri•llllllsaction)
109. Pfizer Inc Del PV $0.SO A Dividend Sell 7122 J A
110. PlraiaLir Inc A Dividend Sell 7122 1 A
Ill.
112.
Quest Diagnostics Inc
Schlu.mberger Ltd
-
-A
None
Dividend
Sell
Sell
7fJ:l.
7122
1
1
A
A
113.
114.
115.
116.
117.
TJIXC
Tairgct
oslncNEW
Corp COM -
-Vc:rizlm Communication Com
-Vc1dalbne Orp PLC Spn Adr
Vi:acom lncCLB --
A
A
A
A
A
Dividend
Dividend
Diividcnd
Dividend
Dividend
Sell
Sell
Sell
Sell
Sell
7122
7122
7fJ.2
7fl.2
7122
1
1
1
1
J
A
A
A
A
A
11&. ital Ltd CL AXJ..C1tp A Dividend Sell 1122 J A
119. W11Chc1viaCorpNE A Dividend Sell 7122 J A
120. WJ A DMdend Sell 7122 J A
121.
122.
Stocks 1 i'om Thompson Siegel
Abbott Labs -
A Dividend Sell 7/23 J A
See note 3,, Part vm
123. Anlldm:ko Pete Corp -
A Dividend Scll 7fl.3 J A
124. Bai:ik 0f America Corp A Dividend Sell 7fl.3 J A
FINANClAL DISCLOSURE REPORT Name of Person Reporting
139.
--
7123
7/23
7/23
7/23
70.3
DateofReport
VIL INVESTMENTS and TRUSTS -inc:mne, value, transcatiom fmcludes those of the spouse and dependent children.. See pp. 34-57 offilfuginstructions.)
B. c. D. Income duriug Gross value at end of Transactions during reporting period
I>escri"ption ofAssets reporting pc:riod reporting period (inclwfing trust ass.ets) not exempt from (1) (2) (I) (2) (I) (5)
Place "(X)" after each asset exempt Amouat Type (e.g. Value Value Type (e.g. Date: Value Identity of ii:mmprior disclasure Code! div. mn.or Code2 Method buy, sell, Month- Cocle2 buycrl!;eller
B. Spl[)u. e's Non-Investment llllcome - (If you were married during any portion of the reporting year, please complete this section. (dollar amount not required except for honoraria)
NONE (No reportable non-investment income.) -
AND mE
1.
N. REIMBURSEMENTS transportation, lodging, food, entertainment -
(Includes those to spou11e and dependent children. See pp. 25-27 of instructions.)
NONE - (No such repo1table reimbursements.)
SOURCE.
1.
DESCRIPTION
DESCRIPTION CODE
$5,693
FINANCIAL DISCLOSURE REPORT NameorPersonReporting
Camplbel David G
V, Glll"TS. (Includes those to spo1use and dependent children. See PIP· 28-31 of instructions.)
0 NONE · (No such n portable ! ifts.)
l. Os Jm Maledon (former law firm) Reception for my investiture ..
Date of Report
7/8/2004
VALUE
VI. LIABILITIES. (Includes tillose of spouse and dependent children. See pp. 32-34 of instructions.)
NONE (No reportable liabili1ties.)-
VALUE
1.
·------
f;;of Repo;--i 7/8/200
--B.
-
--
--
,,.._..
c.
(2)
tt from
(3) (4) Gain
(5)
4.
(2)
D.
FINANCIAL DISCLOSURE REPORT P,,,oo Roportiog Date of
Page 1 oJf ll Campbell, David G
VII. ..INVESTMENTS and TRUSTS - income, value, transcations (includes those of the spouse and dependent children. See pp. 34-57 of filing instructions.)
Transactions during reporting period
A. Income during Gross value at end of
Description of Asseb: reporting period reporting period (including trust assets)
(1) (2)
Place "(X)" after each asset exempt
(1) (1) not exempt disdosure
from prior disclosure Vlllue Type (e.g. Date:ValueAmount Type (e.g. Value Ideni:ityof
-American Funds Bond Fu 1d of Amer A E Dividend12.
American Funds Inc Fund of Amer A .F Dividend13.
-
14. Sch:wab Inst Adv. Money Market B Interest
IS. Gene al American Universal JL.ife Policy D Interest
16. Geneial American Variable Life Policy D Dividend
-
17. Tmst# I None
-Tmst#218.
K
K
0
0
L
L
M
N
M
L
L
N
w
w
Redemptio n
7/25 K c Osbom Maledon
T
w
T
T
T
T
T
T
T
w See noile I, Part vm
See no1:e I, Part vm
, ______ _
Date ofRepm;---i 7/8/200.
--
-
(I) (2) If
(3) (4) (5) Gain
..
#3
(I)
FINANCIAL DISCI,OSUltE REPORT Name of Person Reporting
Page 2 of-11 Campbell, David G
- income, value, transcations (includes those of the spouse and depeudent children. See pp. 34-57 offiling instructions.) VII. J.NVESTMENTS a.ttd TRUSTS
c.B. D.A. Gross value at end ofIncome during Transactions dilling reporting period
Description of Assets reporting periodreportin gperiodmcludingtrust assets)
- not exempt from disclosure (2) (I) (2)
!'lace "(X)" after each asset exempt rom prior disclosure
WIieeler Machinery Note Jl>ayable
-
19.
20. Ban k One Savings Ac<:ow1t
-
Amount Type (e.g. Code 1 div. rent or
(A-H) int.)
c Interest
A Interest
Value Value Code2 Method (J-P) "Code 3
(Q-W)
K T
K T
Type (e.g. buy, sell, merger, redemption)
Date: Value Iden1ity of Month- Code 2 Code l buyer/seller Day (S-P) (A-H) (ifpriYBte
lransaction)
T1rust21. See note l, Part
22. WIieeler Machineiy Note Payable
23.
24.
25.
26.
27.
28.
29.
Ba nk One Savings A1;cow1t
-Trust #4
-·. ...
-WIieeler Machinery Note Payable
Bank One Savings Al:cow1t
-T1ust #S
-WI1eeler Machinery Note Payable
-Baink One Savings Account
Mom ingstar managed portfollio (mutual funds) 30.
Calamos Growth A 31.
Bai ronGrowth 32.
AEN AMRO Growth N 33.
Jan,us Midcap Value Investor 34.
MF'S Value A 35.
Oailanark I36.
c Interest
A Interest
c Interest
A Interest
c Interest
A Interest
None
None
None
A Dividend
A Dividend
A Dividend
K T
K T
K 1r
K T
K T
K T
K T
K T
K T
K T
K T
L T
Buy
Buy
Buy
Buy
Buy
Buy
8128
8/28
8128
8/28
8/28
8128
K
K
K
K
K
L
vm
See note I, Part vm
See note I Part vm
, ______ _
Date ofRepo 7/8/200·
..
--
-
An:
-
e
MF
----���
- It from
Gain
merger,
FINANCIAL DISCl.OSURE REPORT Name of Person ReJiorting
. Page 3 of11 Campbell, David G
VII. .INVESTMENTS and TRUSTS -- income, value, transcations (includes those of the spou se and dependent children. See pp. 34-57 of filing instructions.)
-
37.
38.
39.
40.
41.
42.
43.
44.
45.
46.
47.
48.
49.
so.
51.
52.
53.
54.
A.
escription of Assets. D (including trust assets)
'lace "(X)" after each asset exem11t i'om prior disclosure
PBHG Clipper Focus
-:tory Diversified Stock A
Thiird Avenue Small-Cap Value
TCW Galileo Select Equities N
1erican Century Equity llncome Inc
Artisian International _ ... ---
T.R. owe Price High-Yield Adv
Set1dder Managed MlllllicqJai Bonds A
Vw !guard High-Yield Tax-,Ex mpt
-Janus Tax Exempt Mctney Market
-M1orriU Lynch Mutual Ftmd .Advisc>r Account
11 Small Cap Growth Fund
Col umbia Acom USA Fund
I)w/fus Appreciation Fund
Lord Abbett Research Fund • SM CAP A
S Research InternationaJ Fund A
B. Income during
reporting period
(I) (2)
Am ou nt Type (e.g. Code 1 div. rent or (A-H) int.)
A Dividend
A Dividend
A Dividend
None
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
None
None
A Dividend
A Dividend
A Dividend
c. D. Gros s valne at end af Transactions during reporting period reporting period
(1) (2) (I) not exempt disclosure
(2) (3) (4) (5) Value Value Type (e.g. Date: Value Identity of Code2 Method buy, sell, Month- Code2 Code1 buyeiiseller(J-P) Code3 Day (J-P) (A-H)1 (ifpriMlte
FINANCIAL DISCLOSUJlE REPORT Name of Person eporting
55.
57.
70.
· · ' · =$s;og'i s 5�000,., · ·
Date
Page 4 of11 Campbell, DavidG
VII. !VESTMENTS and TRUSTS - income, value, transcations (includes those of the spouse and dependent cliildren. See pp. 34-57 of filing instructions.) .
A. B. Income dwing
Description of Assets reporting period (including trust assets)
(1)
Place "(X)" after each asset exempt Amountfrom prior disclosure Code 1
(A·H)
(2)
Type (e.g. div. rent or int.)
c. D. Gross value at end of Transactions during reporting period reporting period
(!)
Value Code2 (J-P}
(2) (1)
Value Type (e.g. Method buy, sell, Code3 merger,..
redmnption}(Q.W)
not exempt from disclosure
(4) (5)Date: Value Gain Identity of Month- Code2 Code! buyetisellerDay {1-P) (A-H) (if private
transaction)
Phuenix-Engelman Srnall 11' Mid Cap GR Fund None J T Buy 9109 J CL A
56. TCW Galileo Select Equiti es I None K T Buy 8/20 K.
-
The: Oakmark Intl FUllld A Dividend K T Buy 8120 K
-
58. The: Oakmark Select Fund A
59. Van Kampen Comstock Fu iDd A
60. MFS Research Bond CL A A -·-
-
61. Pimco High Yield Fund CI ,A A
62. No'rthwestem Mutual whole Iife policy c
-
63. Mony Life Insurance Compa11 1y whole life policy A
-
64. North'westem Mutual 65l.ife policy A
65. Northwestem Mutual 65Life 1 01icy A
66. Northwesetem Mutual 65Life polic:y A
67. Northwestem Mutual 65][,ife policy A
68. No rth1,ivestem Mutual 65Life policy A
69. ns11ctions from Family Pru tnership
Dividend
Dividend
Dividend
Dividend
Dividend
Dividend
Dividend
Dividend
Dividend
Dividend
Dividend
K
K
K
K
K
J
J
J
J
J
T Buy
T Buy
T Buy
T Buy
T
T
T
T
T
T
T
8/20 K
8/20 K
8/20 K
8/20 J
See note 2, Part vm
See note 2, Part vm
See note 2, Part vm
See nole 2, Part vm
See nole 2, Part vm
See note 2, Part vm
See note 2, Part vm
See note 3, Part vm
S11ocks from Furman-Selz A c:count See note 3, Part vm
71. , 'er Intl Group Inc. A Dividend Sell 7/22 A
72. , :gen Inc Com PY None Buy 5n J
!. IncomelGainCodes: ..
: = ·: " ::·:: -z'" ; '
:. : :: : . ' ' ' ·- . U:\T:·· .·
·------
-
A.
- --
B. c.
JI
..
73.
74.
75.
(A-H)
3/6
FINANCIAL DISCL,OSU:RE REPORT Name ofPerson Reporting Date of Report
Page 5 of'll Campbell, David G 7/8/2004
VII. ;INVESTMENTS arlld 1RUSTS - income, value, transcations (includes those of the spouse and dependent children. See pp. 34-57 of filing instructions.) -
]Description of Assets (iim:luding trust assets)
P1ace "(X)" after each asset •exemi fi:om prior disclosure
Income during Gross value at end of reporting period reporting period
(I) (2) (1) (2)
Value Code 1 Amount Type (e.g. Value
Methoddliv. rent or Code2
A
A
A
A
A
Dividend
Dividend
Dividend
None
None
None
Dividend
Dividend
Sell
Sell
Sell
Sell
Sell
Sell
Sell
Sell
7/22 J A
7/16 J A
7/22 J A
7122 J A
7122 J A
7122 J A
7/22 J A
7122 J A
85. CA>nnoco Phillips DividendA Buy
-
86.
-
Chubb Corp 87.
Cisco Systems Inc. COM 88.
Dell Inc. 89.
Dominion Res Inc New Va90.
A
A
Dividend
None
None
Dividend
. Sell
Sell
Sell
Sell
Buy
D. Transactions during reporting period
(1) (4)(2) (3) (S)
not exempt from disclosure
Type (e.g. Date: Identity of Value Gainbuy, sell, Month- buyerfsellerCode2 Code!
J A
7122 J A
7122 J A
7122 1 A
7/22 J A
3n J
, _____ _
ofRepo;----i 7/8/200·
- --
-
-
c.
1f
(3}
(Q-W)
]
: ::'.!'':·:,.:/'!:/:< =':
FINANCIAL DISCLOSUFtE REPORT Name of Person Reporting Date
Page 6 ofll Campbell, David G
Vll. INVESTMENTS and TRUSTS - income, value, transcations (includes those afthe spouse and dependent children. .SW pp. 34-57 of filing instructions.)
-
91.
92.
93.
94.
95.
96.
..
97.
98.
99.
100.
101.
102.
103.
104.
105.
106.
107.
108.
A.
:Description of Assets (im:luding trust assets)
Place "(X)" after each asset exem1rt firom prior disclosure
-Fin;t Data Corp
- -Franklin Res Inc
Genl Dynamics Corp COIY. [
Intc:ractive Corp
Intel Corp
Intl Paper Co
-Kimberly Clark
Kroger Co
Lehman Bros Holdings
ll..ib=rty Media Corp
Medc&Co
Microsoft Corp
Pep:;ico Inc
-
. ... ---
-
-
B. Income during
reporting period
(1) -
Amotmt Code I (A·H)
A
A
A
A
A
A
A
A
A
A
(2)
lf'ype (e.g.div. rent or int.) - .
Dividend
Dividend
Dividend
None
Dividend
Dividend
Dividend
None
Dividend
None
Dividend
Dividend
Dividend
D. Gross value at end of reporting period
Transactions during reporting period
(I) (2) (!) not exempt from disclosure (2) (4) (S)
Value Value Type (e.g. Date: Valoe Gain Identity of Code2 Method buy, sell, Month- Code2 Codel buym1seller(J-P) ..CodeJ merger, Day (J·P) (A·H)I (if priivate
FINANCIAL DISCLOSURE REPORT Name of Person Reporting Date of Report
Page 7 of-11 Campbell, David G 7/812004
vn. INVESTMENTS and TRUSTS -income, value, transcations (includes those of the spouse and dependent children. See pi;. 34-57 of filing instructions.)
-
B. c.A. D.
Income during Gross value at end of Transactions during reporting periodDescription of Assets reporting period reporting period including trust assets)
'lace"(X)" after each asset exempt rom prior disclosure
Pfii:er Inc.Del PV $0.50 109.
-
Praxair Inc HO.
-
111. Qu1est Diagnostics Inc
112. Sc 1lwnberger Ltd
113. TDCCoslncNEW
Target Corp COM 114. _ ...
-
Verizon Communication Com 115.
116. Voclafone Grp PLC Spn Adr
-
117. Viacominc CLB
118. XL Capital Ltd CL A
-
119. Wachovia Corp NE
120. Wy1eth
-
121. SltocJQi from Thompson Sieg·el Account
(1) (2) (!) (2)
Amount Value Code 1 div. n:nt or Code2
(A-H) int.) - (J-P)
A Dividend
A Dividend
None
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
not exempt from disclosure
(5) Identity of ,
Method buyeir/seller (if private trans1lction)
See note 3, Part vm
Value
.Code3
(Q-W)
Type (e.g. buy, sell, merger, redemption)
Sell
Sell
Sell
Sell
Sell
Sell
Sell
Sell
Sell
Sell
Sell
Sell
Date: Value Gain Month- Code2 Codel Day (J-P) (A·H)
7122 J A
7122 A
7122 J A
7122 J A
1122 J A
7122 J A
7122 J A
1122 J A
7/22 J A
7/22 J A
7/22 J A
7/22 J A
SellDividendAbtK>tt Labs J A122.
123. AnElliarko Pete Corp
124. Bank of America Corp
-
125. CVS Corp Delaware COM
126. Ciu·group Inc
-
A Dividend
A Dividend
A Dividend
A Dividend
Sell
Sell
Sell
Sell
1123 J A
7/23 J A
1123 A
7/23 J A
·.·1'3_,;;_iis.;li0(/p 1 so,ooq,oo() ... · ··$. ValneMcithQd Codes Q .·. R = cosi
(See ColUllll'.1 C2) . . ... ..
, _____ _
Date ofRepor 7/8/200•
r
-
r
r
r
rp
-
A
(1) 11 disclosure
--
/2
(2)
7/23
7/23
7/23
7fl.3
7/23
7/23
FINANCIAL DISCL,OSURE REPORT Name of Person Reporting
Page 8 ofll Campbell, David G
VII. INVESTMENTS atitd TRUSTS - income, value, lranscations (ii1cludes those of the spouse and dependent children. See pp. 34-57 of filing instructions.)
A. B. Income during
:Description of Assets reporting period (including trust assets)
(1) (2)
c. D. Gross value at end of Transactions during reporting period reporting period
not exempt from (2)(1) (3) (4) (5)
Place "(X)" after each asset exempt Date:Value Type (e.g.ValueAmount Type (e.g. Value Gain ldentiity of :litom prior disclosure Month-Code2 Method buy, sell, Codel div. rent or buyei1sellerCode2 Code 1
FINANCIAL DISCLOSURE REPORT Name of Person Reporting Date ofRep01t
Page 9 of-ll Campbell, David G 7/8/2004
VII. INVESTMENTS atld TRUSTS . - income, 113lue, transcations (includes those of the spouse and dependent children. See pp. 34-57 of filing instructions.)
c. D. Income during Gnus 113luc at end of Transactions during reporting period
Description of Assets ,reporting period reporting period(including trust assets}
-(1) (2) (1) (2) (1) (2) (4) (S)
Place "(X)" after each Type (e.g. asset exempt Date:Value ValueAmount Type Value Gain Identity of Code2 Code l buyer/sellerfrom prior disclosure Code2 Met.hocll buy, sell, Month-Code l div. rent or
A Dividend Sell 7123 J ASUJJ1trust Bks Inc CO M153.
A Dividend Sell 7/23 I A154. Target Corp COM
I AA Dividend Sell155. Travelers Ppty CAS C RPA
156. Unilever NC NEW
157. Union Pacific Corp
158.
159. Unc>eal Corp
160. '>I F Corporation
161. Wells Fargo & Co NE
162. Wachovia Corp NEW
A
A
A
A
A
A
Dividend
Dividend
Dividend
Dividend
Dividend
Dividend
Sell
Buy
Sell
Sell
Sell
Sell
Sell
7123 J A
3/12 J
7123 I A
7123 I A
7123 I A
7/23 J A
7123 J A
Date ofRepo;---i 7/8120<.
(2) (3) (4) (S)
- -
VlI1 .
-
- ..•
(1) -
(A·H)
7122
173.
175.
7fl.2
FINAl CIAL DISCl OSURE REPORT Name of Peraon Reporting
Page 10 ofll Campbell, David G
VII. J;NVESTMENT:S aitid TRUSTS - income, value, lranSl:ations (includes those of the spouse and dependent children. See pp. 34-57 of filing instructions.)
-
B. c. D.A. Income during Gross value at end of Transactions during reporting period Description of Assets reporting JiJCriod reporting period (including trust assets)
I not exempt from disclosure (2) (1) (2) (!)
Place "(X)" after each asset elCem.pt Amount Type (e.g. Value Value Type (e.g. Date: Value Gain Identity of from prior disclosure div. rent. or buy, sell,Code2 Method Month-Codel Code2 Code 1 buyc:l'/seller
164. St()(:ks from Kayne Andel'Sll nAc:count See note 3, Part
J A165. Allberto Culver Co CI. A A Dividend Sell
-
166. Alllied Capital Corp New
167. Black Box Corp DEL CO!
168. Certegy Inc \
169. Ce111twy\Tel Inc
170. Citm Fine! Corp Ohio
171. Cintas Corp Ohio
172. Devon Energy Corp New
A
A
A
A
A
A
A
Dividend
Dividend
Dividend
Dividend
Dividend
Dividend
Dividend
Sell
Sell
Sell
Sell
Sell
Sell
Sell
7122 J A
1fl.2 J A
7/22 J A
7/22 J A
7122 J A
1fl.2 J A
7122 J A
A Dividend Sell 7122 J AEaton Vance Corp NVT
A Dividend Sell 7122 J AEquifax Inc 174.
A Dividend Sell 7122 J AFederal Signal Corp
A Dividend Buy 5/19 J176. Gallagher Arthur J & Co
Sell 7122 J A177.
178. Graco Inc COM A Dividend Sell J A
A Dividend Sell 7122 J AJIMS Health Inc179.
None Sell 7122 I A180. King Pharmaceuticals Inc
·------
Date ofRepo1 7/81200
. (2) (1) lf uisclosure
--
.
-
; -c : i $1 t! i t i ; f '··=· lz;,,iJoll h ;'
(2) (3)
(Q-W)
Pi :,;, $1,oQO;!l01.$s,ooo,tio1t ; , $5,000,Gql SlSpOOlOOp
(4) Gain
n 4. , i 1{ 'C:OS!(Real£stiite ()ii!Yi', S/ ..;:Ais sSilleiit ='q
·•.w'•;,,. .;:;..
(S) (1)
(e.g.
(J-P)
Q =Appjrai : · .:•:.:, .u .•·:=Book:\/alu�e_.
FINA1'1C1AL DISCLOSURE REPORT Name of Person Reporting
. Page 1l of 11 Campbell, David G
VII. ThrYESTivIENTS mid TRUSTS - income, value, transcations (includes those of the spouse and dependent children. See. pp. 34-57 of filing instructions.)
B. c. D.A. Gross value at end ofIncome during Transactions during reporting period Description of Assets reporting period reporting period (ineluding trust assets)
not exempt from (I) (2) place "(X)" after each asset exemJ>t from prior disclosure
Dam: Value Identity of buyeir/seller
Type (e.g.Value Value Code2
Amount Typediv. rent or MethodCode I buy, sell, Month- Code2 Code!
Coclc:Jint.) Day (J·P) (A-H)merger, (if private ttansaction)
(A-H) . redemption)
181. Z-Boy Inc Michigan La-
--182. L11111caster Colony CP Ohio
183. National Commerce Fin C<>r
-184. Pol1uis Industries COM
185. lty Inc CRP MD Rea
186. - ... ---
187. Rey nolds & Reynolds A
-188. Rei 1isurance Grp America
189. RP .1 International Inc
-t9o. s vart WP and Co Ud
-191. c:flex Inc Tel
192. Valspar Corp
193. hington Fedl Inc Was
194. c:y John & Sons CL A Wil
-195.
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
Sell
Sell
Sell
Sell
Buy
Sell
Sell
Sell
Sell
Sell
Sell
Sell
Sell
Buy
Sell
7/22
1122
1122
7122
119
7122
7/22
1122
7/22
1122
1122
7122
1122
4/23
7123
J A
J A
J A
J A
J
J A
J A
J A
J A
J A
J A
J A
J A
J
J A
.·:::...
·• '• ·· · ·: .. :::t,:::=s1s;ool�$$'o'.-0tio' !; N = S250 0()0·:sso�'.ao0' . o' :: •;. $50().0Q!:.St,060,000 ·, '
FINANCIAL DISCLOSURE REPORT Name of Person Reporting
Campbell, David G
VIII. ADDffiONAL INFORMATION OR EXPLANATIONS (Indicate part of Report.)
Date of
Note 1: Trusf# 1 is that holds our personal residence and automobiles. Other reportable assets held by the trust are included separately in Part VIL T1111Sts 2-5 edu1catio11 trusts that hold the assets listed below each trust.
Note 2: Thil; includes that -ntly were ommitted from last year's disclosure. These policies were purchased th lives s listed as one of the owners of these policies, they have been included in this Repc1rt. · - . . ·
Note 3: I Wll:s appointed to the bench laSt year. My nomination Financial Dislosure Report was dated 3/14!03 and included vestment partnership in Part Yil, with assets listed in the names of three account managers (see Part VIl Lines 23-25 of last year's report). After receiving a request for·ation from the Committee . I amended the Financial Disclosure Report with a letter dated July 19, 2003 that attached a list of all stocks owned by · the 11rtnerhip in the accoun s managed by the three investment advisors.
-liq11:idated her interest in thelllliartnership before I was sworn in on July 31, 2003. She invested the money from the liquidation in mutual funds listed in tliis Report. In liquidating her-e partnership did not sell a portion of every stock it held, but instead sold selected stocks until it had reali2:ed the funds necessmy to liquidate nterest. Thus, many of the partnership stocks listed in my July 19, 2003 letter were not sold by the
be ·
'nterest
partnership a.nd presumably are still owned by the partnership for investment purposes. I have not listed these stocks in Part y wife no longer has an intere:st in the partnership that owns tliem, and I have not shown transactions for them because they were not sold terest was
liquidated. I have shown transactions in.lPart VII of this Report only for the stocks that were actually sold to liquidate
In collecting infunnation for this repo1t, I learned that some of tile stocks sold to liquidate -inter st were purobased by tile partnership either after or shortly before the 3/14/03 date of my nomination Financial Disclosure Report. I was not aware of these stocks when I filed my July 19, 2003 letter, so tlley are not included in the attachment to that letter. For these stocks, I show both the purohase and sale in Part VII of this Report.
The stock transactions described abcweiue shown on lines 69-195 of Part Vil of this Report and are organized in three groups reflecting tile partnership's three inve:stment advisors. This way they can be compared more easily to the attachment to my July 19, 2003 letter "Which was also organized by tile three
investment advisors.
718/2004
Name or Person Reporting Dat!: of Report FINANCIAL DISCLOSURE REPORT
Campbell, David G
IX. CERTIFICATION.
I cettify that all inforrnaticm given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and cori1plete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.
I furthe.r certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance wi:th th.e provisions of 5 U.S.C. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.
Signature:
- .
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)