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The Securities and Exchange Board of
India (frequently abbreviated SEBI) is
the regulator for the securities market in India.
It was established in the year 1988 and given
statutory powers on 12 April 1992 through
the SEBI Act, 1992.
Agency overview:Formed 12 April 1992
Jurisdiction Government of India
Headquarters Mumbai, Maharashtra
Employees 643 (2012)
Agency executive U. K. Sinha, Chairman
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A security is a tradable asset of any kind.Securities are broadly categorized into:
debt securities (such as banknotes, bonds
and debentures),equity securities, e.g.,
common stocks; and,derivative contracts, such as forwards,
futures, options and swaps.
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Reasons for the establishment of SEBI
1. The capital market had witnessed a tremendousgrowth during the 1980’s characterized by the
increasing participation of the public.
2. This ever expanding investor population and
market capitalization led to a variety ofmalpractices on the part of
companies,brokers,merchant bankers,
investment consultants and others involved inthe securities market.
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Reasons for the establishment of SEBI
3. The glaring examples of these malpractices includeexistence of self styled merchantbankers, unofficial
private placements, rigging of prices, unofficial premium
on new issues, non adherence of provisions of The
Companies Act, violation of rules and regulations of
stock exchanges and listing requirements, delay in
delivering shares etc.
4. These malpractices and unfair trade practices have
eroded investor confidence and multiplied investor
grievances
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Functions and responsibilities
1. Quasi-Legislative: Drafting of regulations
2. Quasi-Executive: Conducting investigation and conduction of
action3. Quasi-Judicial: Passing rulings and ordersThe Preamble of the Securities and Exchange Board of India describes the basic
functions of the Securities and Exchange Board of India as "...to protect the
interests of investors in securities and to promote the development of, and to
regulate the securities market and for matters connected therewith or incidentalthereto".SEBI has to be responsive to the needs of three groups, which
constitute the market:
the issuers of securities
the investors
the market intermediaries.
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The SEBI is managed by its members, which consists offollowing:
a) The chairman who is nominated by Union Government of
India.
b) Two members, i.e. Officers from Union Finance Ministry.c) One member from The Reserve Bank of India.
d) The remaining 5 members are nominated by Union
Government of India, out of them at least 3 shall be
whole-time members.
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SEBI has been vested with the following powers:
1.to approve by−laws of stock exchanges.sebi
2.to require the stock exchange to amend their by−laws.
3.inspect the books of accounts and call for periodicalreturns from recognized stock exchanges.
4.inspect the books of accounts of a financial
intermediaries.
5.compel certain companies to list their shares in one ormore stock exchanges.
6.registration brokers.
there are two types of brokers.
1.circuit broker 2.merchant broker
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The above were the 50 companies listed in NIFTY 50
and their market stratures when market closedyesterday.
The list is revised regularly. So if a company was
included in the list in 2012, it might be in the list today.
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KUSHAL WALIA
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