Transcript
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ETSI TS
Evolved UniversalPhysical
(3GPP TS 36.
TECHNICAL SPECIFICATIO
36 211 V13.1.0 (201
LTE;errestrial Radio Access (E-
hannels and modulation11 version 13.1.0 Release 1
N
6-04)
UTRA);
3)
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ETSI TS 136 211 V13.1.0 (2016-04)13GPP TS 36.211 version 13.1.0 Release 13
ReferenceRTS/TSGR-0136211vd10
Keywords
LTE
ETSI
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ETSI TS 136 211 V13.1.0 (2016-04)23GPP TS 36.211 version 13.1.0 Release 13
Intellectual Property Rights
IPRs essential or potentially essential to the present document may have been declared to ETSI. The information
pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found
in ETSI SR 000 314: "Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI inrespect of ETSI standards" , which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web
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Pursuant to the ETSI IPR Policy, no investigation, including IPR searches, has been carried out by ETSI. No guaranteecan be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web
server) which are, or may be, or may become, essential to the present document.
Foreword
This Technical Specification (TS) has been produced by ETSI 3rd Generation Partnership Project (3GPP).
The present document may refer to technical specifications or reports using their 3GPP identities, UMTS identities orGSM identities. These should be interpreted as being references to the corresponding ETSI deliverables.
The cross reference between GSM, UMTS, 3GPP and ETSI identities can be found under
http://webapp.etsi.org/key/queryform.asp.
Modal verbs terminology
In the present document "shall", "shall not", "should", "should not", "may", "need not", "will", "will not", "can" and
"cannot" are to be interpreted as described in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of
provisions).
"must" and "must not" are NOT allowed in ETSI deliverables except when used in direct citation.
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Contents
Intellectual Property Rights ................................................................................................................................ 2
Foreword ............................................................................................................................................................. 2
Modal verbs terminology .................................................................................................................................... 2
Foreword ............................................................................................................................................................. 7
1 Scope ........................................................................................................................................................ 8
2 References ................................................................................................................................................ 8
3 Symbols and abbreviations ....................................................................................................................... 83.1 Symbols .................................................... .......................................................... ................................................ 8
3.2 Abbreviations ............................................................. .......................................................... ............................ 11
4 Frame structure ....................................................................................................................................... 12
4.1 Frame structure type 1 ........................................................ ........................................................... ................... 124.2 Frame structure type 2 ........................................................ ........................................................... ................... 13
4.3 Frame structure type 3 ........................................................ ........................................................... ................... 14
5 Uplink ..................................................................................................................................................... 165.1 Overview ........................................................ ............................................................. ..................................... 16
5.1.1 Physical channels ...................................................... ............................................................... ................... 16
5.1.2 Physical signals ................................................. ............................................................... ........................... 16
5.2 Slot structure and physical resources............................................................... ................................................. 165.2.1 Resource grid ........................................................ ........................................................... ........................... 16
5.2.2 Resource elements ......................................................... ........................................................... .................. 18
5.2.3 Resource blocks ................................................... ........................................................... ............................ 18
5.2.4 Narrowbands .............................................. ...................................................... ........................................... 18
5.2.5 Guard period for narrowband retuning ............................................... ........................................................ 19
5.3 Physical uplink shared channel ............................................................. .......................................................... . 205.3.1 Scrambling ....................................................... ................................................................ ........................... 20
5.3.2 Modulation ............................................... ...................................................... ............................................. 21
5.3.2A Layer mapping .............................................. ...................................................... ........................................ 22
5.3.2A.1 Layer mapping for transmission on a single antenna port .................................................... ................. 22
5.3.2A.2 Layer mapping for spatial multiplexing ................................................. ............................................... 22
5.3.3 Transform precoding........................................................ ......................................................... .................. 235.3.3A Precoding ....................................................... ........................................................ ..................................... 23
5.3.3A.1 Precoding for transmission on a single antenna port .................................................. ........................... 23
5.3.3A.2 Precoding for spatial multiplexing ................................................................. ....................................... 23
5.3.4 Mapping to physical resources........................................................... ........................................................ . 26
5.4 Physical uplink control channel ................................................................. ...................................................... . 29
5.4.1 PUCCH formats 1, 1a and 1b ................................................... ......................................................... ......... 295.4.2 PUCCH formats 2, 2a and 2b ................................................... ......................................................... ......... 33
5.4.2A PUCCH format 3 .................................................. ...................................................... ................................ 34
5.4.2B PUCCH format 4 ................................................ ...................................................... .................................. 36
5.4.2C PUCCH format 5 .................................................. ...................................................... ................................ 36
5.4.3 Mapping to physical resources........................................................... ........................................................ . 375.5 Reference signals ......................................................... .......................................................... ........................... 40
5.5.1 Generation of the reference signal sequence .......................................................... ..................................... 40
5.5.1.1 Base sequences of length RBsc3 N or larger ................................................................................. ........... 40
5.5.1.2 Base sequences of length less thanRBsc3 N .................................................................... ........................ 41
5.5.1.3 Group hopping ........................................................ ........................................................... ................... 43
5.5.1.4 Sequence hopping ................................................... ........................................................... ................... 44
5.5.1.5 Determining virtual cell identity for sequence generation ....................................................... ............. 445.5.2 Demodulation reference signal ............................................................. ..................................................... . 45
5.5.2.1 Demodulation reference signal for PUSCH .................................................................. ........................ 45
5.5.2.1.1 Reference signal sequence ...................................................... ......................................................... 45
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5.5.2.1.2 Mapping to physical resources ...................................................... .................................................. 47
5.5.2.2 Demodulation reference signal for PUCCH ..................................................... ..................................... 47
5.5.2.2.1 Reference signal sequence ...................................................... ......................................................... 47
5.5.2.2.2 Mapping to physical resources ...................................................... .................................................. 49
5.5.3 Sounding reference signal ........................................................ ......................................................... .......... 50
5.5.3.1 Sequence generation......................................................... ........................................................... .......... 50
5.5.3.2 Mapping to physical resources ................................................. ............................................................. 505.5.3.3 Sounding reference signal subframe configuration ............................................... ................................ 53
5.6 SC-FDMA baseband signal generation .......................................................... .................................................. 54
5.7 Physical random access channel ............................................................. ......................................................... . 55
5.7.1 Time and frequency structure ..................................................... ...................................................... .......... 555.7.2 Preamble sequence generation ............................................................ ....................................................... . 61
5.7.3 Baseband signal generation.................................................... ........................................................... .......... 64
5.8 Modulation and upconversion ................................................... ............................................................. .......... 65
6 Downlink ................................................................................................................................................ 666.1 Overview ........................................................ ............................................................. ..................................... 66
6.1.1 Physical channels ...................................................... ............................................................... ................... 66
6.1.2 Physical signals ................................................. ............................................................... ........................... 66
6.2 Slot structure and physical resource elements ......................................................... ......................................... 67
6.2.1 Resource grid ........................................................ ........................................................... ........................... 67
6.2.2 Resource elements ......................................................... ........................................................... .................. 686.2.3 Resource blocks ................................................... ........................................................... ............................ 69
6.2.3.1 Virtual resource blocks of localized type .................................................... .......................................... 69
6.2.3.2 Virtual resource blocks of distributed type ............................................... ............................................ 69
6.2.4 Resource-element groups .................................................. ........................................................ .................. 71
6.2.4A Enhanced Resource-Element Groups (EREGs) ....................................................... ................................... 726.2.5 Guard period for half-duplex FDD operation ................................................................. ............................ 72
6.2.6 Guard Period for TDD Operation ..................................................... .......................................................... 72
6.2.7 Narrowbands .............................................. ...................................................... ........................................... 72
6.2.8 Guard period for narrowband retuning ............................................... ........................................................ 72
6.3 General structure for downlink physical channels ...................................................... ...................................... 74
6.3.1 Scrambling ....................................................... ................................................................ ........................... 746.3.2 Modulation ............................................... ...................................................... ............................................. 75
6.3.3 Layer mapping .............................................. ...................................................... ........................................ 75
6.3.3.1 Layer mapping for transmission on a single antenna port .................................................... ................. 75
6.3.3.2 Layer mapping for spatial multiplexing ................................................. ............................................... 76
6.3.3.3 Layer mapping for transmit diversity ................................................... ................................................. 77
6.3.4 Precoding .................................................... .......................................................... ...................................... 776.3.4.1 Precoding for transmission on a single antenna port .................................................. ........................... 77
6.3.4.2 Precoding for spatial multiplexing using antenna ports with cell-specific reference signals ................ 77
6.3.4.2.1 Precoding without CDD ............................................... .......................................................... ......... 78
6.3.4.2.2 Precoding for large delay CDD ..................................................... .................................................. 78
6.3.4.2.3 Codebook for precoding and CSI reporting ............................................... ...................................... 79
6.3.4.3 Precoding for transmit diversity ............................................................ ................................................ 80
6.3.4.4 Precoding for spatial multiplexing using antenna ports with UE-specific reference signals................. 816.3.5 Mapping to resource elements ............................................................ ....................................................... . 82
6.4 Physical downlink shared channel ........................................................ ........................................................... . 83
6.4.1 Physical downlink shared channel for BL/CE UEs .................................................. .................................. 84
6.5 Physical multicast channel ................................................................. ............................................................ .. 85
6.6 Physical broadcast channel ............................................................ ........................................................ ........... 86
6.6.1 Scrambling ....................................................... ................................................................ ........................... 86
6.6.2 Modulation ............................................... ...................................................... ............................................. 86
6.6.3 Layer mapping and precoding .................................................. ......................................................... ......... 86
6.6.4 Mapping to resource elements ............................................................ ....................................................... . 86
6.7 Physical control format indicator channel .................................................................. ...................................... 88
6.7.1 Scrambling ....................................................... ................................................................ ........................... 88
6.7.2 Modulation ............................................... ...................................................... ............................................. 88
6.7.3 Layer mapping and precoding .................................................. ......................................................... ......... 886.7.4 Mapping to resource elements ............................................................ ....................................................... . 89
6.8 Physical downlink control channel ....................................................... ........................................................... . 90
6.8.1 PDCCH formats ................................................... ............................................................ ........................... 90
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6.8.2 PDCCH multiplexing and scrambling .................................................. ...................................................... 90
6.8.3 Modulation ............................................... ...................................................... ............................................. 90
6.8.4 Layer mapping and precoding .................................................. ......................................................... ......... 91
6.8.5 Mapping to resource elements ............................................................ ....................................................... . 91
6.8A Enhanced physical downlink control channel ................................................ .................................................. 92
6.8A.1 EPDCCH formats ................................................. ........................................................... ........................... 92
6.8A.2 Scrambling .......................................................... ............................................................. ........................... 936.8A.3 Modulation ................................................. ...................................................... ........................................... 93
6.8A.4 Layer mapping and precoding ............................................ ...................................................... .................. 94
6.8A.5 Mapping to resource elements ......................................................... .......................................................... . 94
6.8B MTC physical downlink control channel .......................................................... ............................................... 956.8B.1 MPDCCH formats .......................................................... .......................................................... .................. 95
6.8B.2 Scrambling .......................................................... ............................................................. ........................... 96
6.8B.3 Modulation ................................................. ...................................................... ........................................... 96
6.8B.4 Layer mapping and precoding ............................................ ...................................................... .................. 96
6.8B.5 Mapping to resource elements .......................................................... ......................................................... . 96
6.9 Physical hybrid ARQ indicator channel ........................................................... ................................................ 996.9.1 Modulation ............................................... ...................................................... ............................................. 99
6.9.2 Resource group alignment, layer mapping and precoding ................................................... ..................... 100
6.9.3 Mapping to resource elements ............................................................ ...................................................... 1026.10 Reference signals ....................................................... .......................................................... ........................... 104
6.10.1 Cell-specific Reference Signal (CRS)............................................................. .......................................... 104
6.10.1.1 Sequence generation........................................................... ........................................................ ......... 1046.10.1.2 Mapping to resource elements...................................................... ...................................................... . 104
6.10.2 MBSFN reference signals ....................................................... ......................................................... ......... 108
6.10.2.1 Sequence generation........................................................... ........................................................ ......... 108
6.10.2.2 Mapping to resource elements...................................................... ...................................................... . 108
6.10.3 UE-specific reference signals associated with PDSCH ............................................................... ............. 110
6.10.3.1 Sequence generation........................................................... ........................................................ ......... 1106.10.3.2 Mapping to resource elements...................................................... ...................................................... . 111
6.10.3A Demodulation reference signals associated with EPDCCH or MPDCCH ................................................ 116
6.10.3A.1 Sequence generation.............................................................. ..................................................... ......... 116
6.10.3A.2 Mapping to resource elements.................................................. .......................................................... . 1176.10.4 Positioning reference signals ....................................................... ............................................................ . 1196.10.4.1 Sequence generation........................................................... ........................................................ ......... 119
6.10.4.2 Mapping to resource elements...................................................... ...................................................... . 119
6.10.4.3 Positioning reference signal subframe configuration ....................................................... ................... 120
6.10.5 CSI reference signals ...................................................... ......................................................... ................. 122
6.10.5.1 Sequence generation........................................................... ........................................................ ......... 122
6.10.5.2 Mapping to resource elements...................................................... ...................................................... . 1226.10.5.3 CSI reference signal subframe configuration ............................................... ....................................... 128
6.11 Synchronization signals ........................................................ ......................................................... ................. 129
6.11.1 Primary synchronization signal (PSS) ................................................................ ...................................... 129
6.11.1.1 Sequence generation........................................................... ........................................................ ......... 129
6.11.1.2 Mapping to resource elements...................................................... ...................................................... . 129
6.11.2 Secondary synchronization signal (SSS) ............................................................. ..................................... 1306.11.2.1 Sequence generation........................................................... ........................................................ ......... 130
6.11.2.2 Mapping to resource elements...................................................... ...................................................... . 132
6.11A Discovery signal ...................................................... ............................................................ ........................... 132
6.12 OFDM baseband signal generation .................................................. .............................................................. 134
6.13 Modulation and upconversion ..................................................... .......................................................... ......... 134
7 Generic functions ................................................................................................................................. 1357.1 Modulation mapper ................................................ ...................................................... .................................. 135
7.1.1 BPSK ................................................... .......................................................... ........................................... 135
7.1.2 QPSK .......................................................... ........................................................... ................................... 135
7.1.3 16QAM ............................................... ...................................................... ................................................ 136
7.1.4 64QAM ............................................... ...................................................... ................................................ 137
7.1.5 256QAM ............................................... ...................................................... .............................................. 1387.2 Pseudo-random sequence generation............................................................... ............................................... 141
8 Timing .................................................................................................................................................. 141
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8.1 Uplink-downlink frame timing ................................................... ........................................................... ......... 141
9 Sidelink................................................................................................................................................. 1419.1 Overview ........................................................ ............................................................. ................................... 1419.1.1 Physical channels ...................................................... ............................................................... ................. 141
9.1.2 Physical signals ................................................. .............................................................. .......................... 142
9.1.3 Handling of simultaneous sidelink and uplink/downlink transmissions ................................................. .. 142
9.2 Slot structure and physical resources............................................................... ............................................... 143
9.2.1 Resource grid ........................................................ .......................................................... .......................... 143
9.2.2 Resource elements ......................................................... .......................................................... ................. 1439.2.3 Resource blocks ................................................... ........................................................... .......................... 143
9.2.4 Resource pool ................................................. ...................................................... .................................... 144
9.2.5 Guard period ............................................... ...................................................... ........................................ 144
9.3 Physical Sidelink Shared Channel ................................................................... ............................................... 144
9.3.1 Scrambling ....................................................... ............................................................... .......................... 144
9.3.2 Modulation ............................................... ...................................................... ........................................... 1449.3.3 Layer mapping .............................................. ...................................................... ...................................... 144
9.3.4 Transform precoding........................................................ ........................................................ ................. 145
9.3.5 Precoding .................................................... .......................................................... .................................... 145
9.3.6 Mapping to physical resources........................................................... ....................................................... 145
9.4 Physical Sidelink Control Channel .............................................................. ................................................... 146
9.4.1 Scrambling ....................................................... ............................................................... .......................... 1469.4.2 Modulation ............................................... ...................................................... ........................................... 146
9.4.3 Layer mapping .............................................. ...................................................... ...................................... 146
9.4.4 Transform precoding........................................................ ........................................................ ................. 146
9.4.5 Precoding .................................................... .......................................................... .................................... 146
9.4.6 Mapping to physical resources........................................................... ....................................................... 1469.5 Physical Sidelink Discovery Channel............................................................................... .............................. 146
9.5.1 Scrambling ....................................................... ............................................................... .......................... 146
9.5.2 Modulation ............................................... ...................................................... ........................................... 147
9.5.3 Layer mapping .............................................. ...................................................... ...................................... 147
9.5.4 Transform precoding........................................................ ........................................................ ................. 147
9.5.5 Precoding .................................................... .......................................................... .................................... 1479.5.6 Mapping to physical resources........................................................... ....................................................... 147
9.6 Physical Sidelink Broadcast Channel .............................................................. ............................................... 147
9.6.1 Scrambling ....................................................... ............................................................... .......................... 147
9.6.2 Modulation ............................................... ...................................................... ........................................... 147
9.6.3 Layer mapping .............................................. ...................................................... ...................................... 148
9.6.4 Transform precoding........................................................ ........................................................ ................. 1489.6.5 Precoding .................................................... .......................................................... .................................... 148
9.6.6 Mapping to physical resources........................................................... ....................................................... 148
9.7 Sidelink Synchronization Signals .......................................................... ......................................................... 148
9.7.1 Primary sidelink synchronization signal ........................................................... ........................................ 148
9.7.1.1 Sequence generation......................................................... .......................................................... ......... 148
9.7.1.2 Mapping to resource elements............................................................. ................................................ 148
9.7.2 Secondary sidelink synchronization signal ................................................................ ............................... 1499.7.2.1 Sequence generation......................................................... .......................................................... ......... 149
9.7.2.2 Mapping to resource elements............................................................. ................................................ 149
9.8 Demodulation reference signals ............................................................... ..................................................... . 149
9.9 SC-FDMA baseband signal generation .......................................................... ................................................ 150
9.10 Timing .................................................. ...................................................... .................................................... 150
Annex A (informative): Change history ............................................................................................. 152
History ............................................................................................................................................................ 156
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Foreword
This Technical Specification has been produced by the 3rd Generation Partnership Project (3GPP).
The contents of the present document are subject to continuing work within the TSG and may change following formalTSG approval. Should the TSG modify the contents of the present document, it will be re-released by the TSG with an
identifying change of release date and an increase in version number as follows:
Version x.y.z
where:
x the first digit:
1 presented to TSG for information;
2 presented to TSG for approval;
3 or greater indicates TSG approved document under change control.
y the second digit is incremented for all changes of substance, i.e. technical enhancements, corrections,updates, etc.
z the third digit is incremented when editorial only changes have been incorporated in the document.
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1 Scope
The present document describes the physical channels for evolved UTRA.
2 References
The following documents contain provisions which, through reference in this text, constitute provisions of the present
document.
• References are either specific (identified by date of publication, edition number, version number, etc.) ornon-specific.
• For a specific reference, subsequent revisions do not apply.
• For a non-specific reference, the latest version applies. In the case of a reference to a 3GPP document (includinga GSM document), a non-specific reference implicitly refers to the latest version of that document in the same
Release as the present document .
[1] 3GPP TR 21.905: "Vocabulary for 3GPP Specifications".
[2] 3GPP TS 36.201: "Evolved Universal Terrestrial Radio Access (E-UTRA); LTE physical layer;
General description".
[3] 3GPP TS 36.212: "Evolved Universal Terrestrial Radio Access (E-UTRA); Multiplexing and
channel coding".
[4] 3GPP TS 36.213: "Evolved Universal Terrestrial Radio Access (E-UTRA); Physical layer
procedures".
[5] 3GPP TS 36.214: "Evolved Universal Terrestrial Radio Access (E-UTRA); Physical layer;
Measurements".
[6] 3GPP TS 36.104: "Evolved Universal Terrestrial Radio Access (E-UTRA); Base Station (BS)
radio transmission and reception".
[7] 3GPP TS 36.101: "Evolved Universal Terrestrial Radio Access (E-UTRA); User Equipment (UE)
radio transmission and reception".
[8] 3GPP TS 36.321, "Evolved Universal Terrestrial Radio Access (E-UTRA); Medium Access
Control (MAC) protocol specification".
[9] 3GPP TS 36.331, 'Evolved Universal Terrestrial Radio Access (E-UTRA); Radio Resource
Control (RRC) Protocol specification'
[10] 3GPP TS 36.304, 'Evolved Universal Terrestrial Radio Access (E-UTRA); User Equipment (UE)procedures in idle mode'
3 Symbols and abbreviations
3.1 Symbols
For the purposes of the present document, the following symbols apply:
),( lk Resource element with frequency-domain index k and time-domain index l
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)(, plk a Value of resource element ),( lk [for antenna port p ]
D Matrix for supporting cyclic delay diversity
RA D Density of random access opportunities per radio frame
0 f Carrier frequency
RA f PRACH resource frequency index within the considered time-domain location
PRACHhopPRB, f PRACH frequency hopping offset, expressed as a number of resource blocks
PSBCHsc M Bandwidth for PSBCH transmission, expressed as a number of subcarriers
PSBCHRB M Bandwidth for PSBCH transmission, expressed as a number of resource blocks
PSCCHsc M Bandwidth for PSCCH transmission, expressed as a number of subcarriers
PSCCHRB M Bandwidth for PSCCH transmission, expressed as a number of resource blocks
PSDCHsc M Bandwidth for PSDCH transmission, expressed as a number of subcarriers
PSDCHRB M Bandwidth for PSDCH transmission, expressed as a number of resource blocks
PSSCHsc M Scheduled bandwidth for PSSCH transmission, expressed as a number of subcarriers
PSSCH
RB M Scheduled bandwidth for PSSCH transmission, expressed as a number of resource blocksPUSCHsc M Scheduled bandwidth for uplink transmission, expressed as a number of subcarriers
PUSCHRB M Scheduled bandwidth for uplink transmission, expressed as a number of resource blocks
(q) M bit Number of coded bits to transmit on a physical channel [for codeword q ]
(q) M symb Number of modulation symbols to transmit on a physical channel [for codeword q ]
layersymb M Number of modulation symbols to transmit per layer for a physical channel
apsymb M Number of modulation symbols to transmit per antenna port for a physical channel
N A constant equal to 2048 for kHz15=∆ f and 4096 for kHz5.7=∆ f
l N ,CP Downlink cyclic prefix length for OFDM symbol l in a slot
CS N Cyclic shift value used for random access preamble generation
(1)cs N Number of cyclic shifts used for PUCCH formats 1/1a/1b in a resource block with a mix of
formats 1/1a/1b and 2/2a/2b(2)RB N Bandwidth available for use by PUCCH formats 2/2a/2b, expressed in multiples of
RBsc N
HORB N The offset used for PUSCH frequency hopping, expressed in number of resource blocks (set by
higher layers)cellID N Physical layer cell identity
MBSFNID N MBSFN area identity
SLID N Physical layer sidelink synchronization identity
DLRB N Downlink bandwidth configuration, expressed in multiples of
RBsc N
DLmin,RB N Smallest downlink bandwidth configuration, expressed in multiples of
RBsc N
DLmax,RB N Largest downlink bandwidth configuration, expressed in multiples of
RBsc N
ULRB N Uplink bandwidth configuration, expressed in multiples of
RBsc N
ULmin,RB N Smallest uplink bandwidth configuration, expressed in multiples of
RBsc N
ULmax,RB N Largest uplink bandwidth configuration, expressed in multiples of
RBsc N
SLRB N Sidelink bandwidth configuration, expressed in multiples of
RBsc N
ULNB N Total number of uplink narrowbands
acc N Number of consecutive absolute subframes over which the scrambling sequence stays the same
PUSCHabs N Total number of absolute subframes a PUSCH with repetition spans , expressed as a number of
absolute subframesPUSCHrep N Number of repetititions of a PUSCH transmission
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RNTIn Radio network temporary identifier
SAIDn Sidelink group destination identity
f n System frame number
sn Slot number within a radio frame
abs
sf n Absolute subframe number
RA
sf n Index for subframes allowed for preamble transmission
P Number of antenna ports used for transmission of a channel
p Antenna port number
q Codeword number
RAr Index for PRACH versions with same preamble format and PRACH density
Qm Modulation order: 2 for QPSK, 4 for 16QAM, 6 for 64QAM and 8 for 256QAM transmissions
( )t s pl)(
Time-continuous baseband signal for antenna port p and OFDM symbol l in a slot
)0(RAt Radio frame indicator index of PRACH opportunity
)1(RAt Half frame index of PRACH opportunity within the radio frame
)2(RAt Uplink subframe number for start of PRACH opportunity within the half frame
f T Radio frame duration
sT Basic time unit
slotT Slot duration
W Precoding matrix for downlink spatial multiplexing
PRACH β Amplitude scaling for PRACH
PUCCH β Amplitude scaling for PUCCH
PUSCH β Amplitude scaling for PUSCH
SRS β Amplitude scaling for sounding reference symbols
f ∆ Subcarrier spacing
RA f ∆ Subcarrier spacing for the random access preamble
υ Number of transmission layers
3.2 Abbreviations
For the purposes of the present document, the abbreviations given in TR 21.905 [1] and the following apply.
An abbreviation defined in the present document takes precedence over the definition of the same abbreviation, if any,
in TR 21.905 [1].
CCE Control Channel Element
CDD Cyclic Delay Diversity
CRS Cell-specific Reference Signal
CSI Channel-State Information
DCI Downlink Control Information
DM-RS Demodulation Reference Signal
ECCE Enhanced Control Channel Element
EPDCCH Enhanced Physical Downlink Control CHannelEREG Enhanced Resource-Element Group
MPDCCH MTC Physical Downlink Control Channel
PBCH Physical Broadcast CHannel
PCFICH Physical Control Format Indicator CHannel
PDCCH Physical Downlink Control CHannel
PDSCH Physical Downlink Shared CHannelPHICH Physical Hybrid-ARQ Indicator CHannel
PMCH Physical Multicast CHannel
PRACH Physical Random Access CHannel
PRB Physical Resource Block
PRS Positioning Reference Signal
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PSBCH Physical Sidelink Broadcast CHannel
PSCCH Physical Sidelink Control CHannel
PSDCH Physical Sidelink Discovery CHannel
PSSCH Physical Sidelink Shared CHannel
PUCCH Physical Uplink Control CHannel
PUSCH Physical Uplink Shared CHannel
REG Resource-Element GroupSCG Secondary Cell Group
SRS Sounding Reference Signal
VRB Virtual Resource Block
4 Frame structure
Throughout this specification, unless otherwise noted, the size of various fields in the time domain is expressed as a
number of time units ( )2048150001s ×=T seconds.
Downlink, uplink and sidelink transmissions are organized into radio frames with ms10307200 sf =×= T T duration.
Three radio frame structures are supported:
- Type 1, applicable to FDD only,
- Type 2, applicable to TDD only,
- Type 3, applicable to LAA secondary cell operation only.
NOTE: LAA secondary cell operation only applies to frame structure type 3.
Transmissions in multiple cells can be aggregated where up to 31 secondary cells can be used in addition to the primary
cell. Unless otherwise noted, the description in this specification applies to each of the up to 32 serving cells. In case of
multi-cell aggregation, different frame structures can be used in the different serving cells.
4.1 Frame structure type 1
Frame structure type 1 is applicable to both full duplex and half duplex FDD only. Each radio frame is
ms10307200 sf =⋅= T T long and consists of 20 slots of length ms5.0T15360 sslot =⋅=T , numbered from 0 to 19. A
subframe is defined as two consecutive slots where subframe i consists of slots i2 and 12 +i . Subframe i in frame f n
has an absolute subframe number inn += f abssf 10 where f n is the system frame number.
For FDD, 10 subframes are available for downlink transmission and 10 subframes are available for uplink transmissions
in each 10 ms interval. Uplink and downlink transmissions are separated in the frequency domain. In half-duplex FDD
operation, the UE cannot transmit and receive at the same time while there are no such restrictions in full-duplex FDD.
Figure 4.1-1: Frame structure type 1
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4.2 Frame structure type 2
Frame structure type 2 is applicable to TDD only. Each radio frame of length ms10307200 sf =⋅= T T consists of two
half-frames of length ms5153600 s =⋅T each. Each half-frame consists of five subframes of length ms107203 s =⋅T .
Each subframe i is defined as two slots, i2 and 12 +i , of length ms5.015360 sslot
=⋅= T T each. Subframe i in frame
f n has an absolute subframe number inn += f abssf 10 where f n is the system frame number.
The uplink-downlink configuration in a cell may vary between frames and controls in which subframes uplink or
downlink transmissions may take place in the current frame. The uplink-downlink configuration in the current frame is
obtained according to Section 13 in [4].
The supported uplink-downlink configurations are listed in Table 4.2-2 where, for each subframe in a radio frame, "D"
denotes a downlink subframe reserved for downlink transmissions, "U" denotes an uplink subframe reserved for uplink
transmissions and "S" denotes a special subframe with the three fields DwPTS, GP and UpPTS. The length of DwPTS
and UpPTS is given by Table 4.2-1 subject to the total length of DwPTS, GP and UpPTS being equal to
ms107203 s =⋅T where X is the number of additional SC-FDMA symbols in UpPTS provided by the higher layer
parameter srs-UpPtsAdd if configured otherwise X is equal to 0. The UE is not expected to be configured with 2
additional UpPTS SC-FDMA symbols for special subframe configurations {3, 4, 7, 8} for normal cyclic prefix indownlink and special subframe configurations {2, 3, 5, 6} for extended cyclic prefix in downlink and 4 additional
UpPTS SC-FDMA symbols for special subframe configurations {1 2, 3, 4, 6, 7, 8} for normal cyclic prefix in downlink
and special subframe configurations {1, 2, 3, 5, 6} for extended cyclic prefix in downlink.
Uplink-downlink configurations with both 5 ms and 10 ms downlink-to-uplink switch-point periodicity are supported.
- In case of 5 ms downlink-to-uplink switch-point periodicity, the special subframe exists in both half-frames.
- In case of 10 ms downlink-to-uplink switch-point periodicity, the special subframe exists in the first half-frameonly.
Subframes 0 and 5 and DwPTS are always reserved for downlink transmission. UpPTS and the subframe immediately
following the special subframe are always reserved for uplink transmission.
In case multiple cells are aggregated, the UE may assume that the guard period of the special subframe in the cells using
frame structure type 2 have an overlap of at least s1456 T ⋅ .
In case multiple cells with different uplink-downlink configurations in the current radio frame are aggregated and theUE is not capable of simultaneous reception and transmission in the aggregated cells, the following constraints apply:
- if the subframe in the primary cell is a downlink subframe, the UE shall not transmit any signal or channel on a
secondary cell in the same subframe
- if the subframe in the primary cell is an uplink subframe, the UE is not expected to receive any downlink
transmissions on a secondary cell in the same subframe
- if the subframe in the primary cell is a special subframe and the same subframe in a secondary cell is a downlinksubframe, the UE is not expected to receive PDSCH/EPDCCH/PMCH/PRS transmissions in the secondary cell
in the same subframe, and the UE is not expected to receive any other signals on the secondary cell in OFDM
symbols that overlaps with the guard period or UpPTS in the primary cell.
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Figure 4.2-1: Frame structure type 2 (for 5 ms switch-point periodicity)
Table 4.2-1: Configuration of special subframe (lengths of DwPTS/GP/UpPTS)
Specialsubframe
configuration
Normal cyclic prefix in downlink Extended cyclic prefix in downlinkDwPTS UpPTS DwPTS UpPTS
Normal cyclicprefix
in uplink
Extended cyclicprefix
in uplink
Normal cyclicprefix in uplink
Extended cyclicprefix in uplink
0 s6592 T ⋅
( ) s1 X 2192 T + ⋅ ⋅ ( ) s1 X 2560 T + ⋅ ⋅
s7680 T ⋅
( ) s1 X 2192 T + ⋅ ⋅ ( ) s1 X 2560 T + ⋅ ⋅ 1 s19760 T ⋅ s20480 T ⋅
2 s21952 T ⋅ s23040 T ⋅
3 s24144 T ⋅ s25600 T ⋅
4 s26336 T ⋅ s7680 T ⋅
( ) s2 X 2192 T + ⋅ ⋅
( ) s2 X 2560 T + ⋅ ⋅
5 s6592 T ⋅
( ) s2 X 2192 T + ⋅ ⋅ ( ) s2 X 2560 T + ⋅ ⋅
s20480 T ⋅
6 s19760 T ⋅ s23040 T ⋅
7 s21952 T ⋅ s12800 T ⋅
8 s24144 T ⋅ - - -
9 s13168 T ⋅ - - -
Table 4.2-2: Uplink-downlink configurations
Uplink-downlinkconfiguration
Downlink-to-UplinkSwitch-point periodicity
Subframe number0 1 2 3 4 5 6 7 8 9
0 5 ms D S U U U D S U U U
1 5 ms D S U U D D S U U D
2 5 ms D S U D D D S U D D3 10 ms D S U U U D D D D D4 10 ms D S U U D D D D D D5 10 ms D S U D D D D D D D6 5 ms D S U U U D S U U D
4.3 Frame structure type 3
Frame structure type 3 is applicable to LAA secondary cell operation with normal cyclic prefix only. Each radio frame
is ms10307200 sf =⋅= T T long and consists of 20 slots of length ms5.0T15360 sslot =⋅=T , numbered from 0 to 19. A
subframe is defined as two consecutive slots where subframe i consists of slots i2 and 12 +i .
The 10 subframes within a radio frame are available for downlink transmissions. Downlink transmissions occupy one or
more consecutive subframes, starting anywhere within a subframe and ending with the last subframe either fully
occupied or following one of the DwPTS durations in Table 4.2-1.
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5 Uplink
5.1 Overview
The smallest resource unit for uplink transmissions is denoted a resource element and is defined in clause 5.2.2.
5.1.1 Physical channels
An uplink physical channel corresponds to a set of resource elements carrying information originating from higher
layers and is the interface defined between 3GPP TS 36.212 [3] and the present document 3GPP TS 36.211.The following uplink physical channels are defined:
- Physical Uplink Shared Channel, PUSCH
- Physical Uplink Control Channel, PUCCH
- Physical Random Access Channel, PRACH
5.1.2 Physical signals
An uplink physical signal is used by the physical layer but does not carry information originating from higher layers.
The following uplink physical signals are defined:
- Reference signal
5.2 Slot structure and physical resources
5.2.1 Resource grid
The transmitted signal in each slot is described by one or several resource grids of RBscULRB N N subcarriers and
ULsymb N
SC-FDMA symbols. The resource grid is illustrated in Figure 5.2.1-1. The quantity ULRB N depends on the uplink
transmission bandwidth configured in the cell and shall fulfil
ULmax,RB
ULRB
ULmin,RB N N N ≤≤
where 6ULmin,RB = N and 110ULmax,
RB = N are the smallest and largest uplink bandwidths, respectively, supported by the
current version of this specification. The set of allowed values for ULRB N is given by 3GPP TS 36.101 [7].
The number of SC-FDMA symbols in a slot depends on the cyclic prefix length configured by the higher layerparameter UL-CyclicPrefixLength and is given in Table 5.2.3-1.
An antenna port is defined such that the channel over which a symbol on the antenna port is conveyed can be inferred
from the channel over which another symbol on the same antenna port is conveyed. There is one resource grid per
antenna port. The antenna ports used for transmission of a physical channel or signal depends on the number of antenna
ports configured for the physical channel or signal as shown in Table 5.2.1-1. The index p~ is used throughout clause 5
when a sequential numbering of the antenna ports is necessary.
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ULsymb N S C - F D M A s y m b o l s
O n e u p l i n k s l o t slotT
0=l 1ULsymb −= N l
R B
s c
U L R B
N
N
× R B
s c
N
RBsc
ULsymb N N ×
R e s o u r c e
b l o c k
r e s o u r c e
e l e m e n t s
R e s o u r c e
e l e m e n t
),( lk
0=k
1RBscULRB −= N N k
Figure 5.2.1-1: Uplink resource grid
Table 5.2.1-1: Antenna ports used for different physical channels and signals
Physical channel or signal Index p~
Antenna port number p as a function of
the number of antenna ports configuredfor the respective physical channel/signal
1 2 4
PUSCH
0 10 20 401 - 21 41
2 - - 423 - - 43
SRS
0 10 20 401 - 21 412 - - 42
3 - - 43
PUCCH0 100 200 -
1 - 201 -
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5.2.2 Resource elements
Each element in the resource grid is called a resource element and is uniquely defined by the index pair ( )lk , in a slot
where 1,...,0 RBscULRB −= N N k and 1,...,0
ULsymb −= N l are the indices in the frequency and time domains, respectively.
Resource element ( )lk , on antenna port p corresponds to the complex value )( , plk a .
When there is no risk for confusion, or no particular antenna port is specified, the index p may be dropped.
Quantities)(
, plk a corresponding to resource elements not used for transmission of a physical channel or a physical signal
in a slot shall be set to zero.
5.2.3 Resource blocks
A physical resource block is defined as ULsymb N consecutive SC-FDMA symbols in the time domain andRBsc N consecutive
subcarriers in the frequency domain, where ULsymb N andRBsc N are given by Table 5.2.3-1.
A physical resource block in the uplink thus consists of RBscULsymb N N × resource elements, corresponding to one slot in
the time domain and 180 kHz in the frequency domain.
Table 5.2.3-1: Resource block parameters
Configuration RBsc N ULsymb N
Normal cyclic prefix 12 7Extended cyclic prefix 12 6
The relation between the physical resource block number PRBn in the frequency domain and resource elements ),( lk in
a slot is given by
=RBsc
PRB N
k n
5.2.4 Narrowbands
A narrowband is defined as six non-overlapping consecutive physical resource blocks in the frequency domain. The
total number of uplink narrowbands in the uplink transmission bandwidth configured in the cell is given by
=6
ULRBUL
NB
N N
The narrowbands are numbered 1,...,0ULNBNB −= N n in order of increasing physical resource-block number where
narrowband NBn is composed of physical resorce-block indices
≥=+++
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5.2.5 Guard period for narrowband retuning
For BL/CE UEs, a guard period is created for Tx-to-Tx frequency retuning between two consecutive subframes.
- If the UE retunes from a first narrowband carrying PUSCH to a second narrowband carrying PUSCH, or if the
UE retunes from a first narrowband carrying PUCCH to a second narrowband carrying PUCCH,
- a guard period is created by the UE not transmitting the last SC-FDMA symbol in the first subframe and the
first SC-FDMA symbol in the second subframe.
- If the UE retunes from a first narrowband carrying PUCCH to a second narrowband carrying PUSCH,
- if the PUCCH uses a shortened PUCCH format, a guard period is created by the UE not transmitting the firstSC-FDMA symbol in the second subframe,
- otherwise a guard period is created by the UE not transmitting the first two SC-FDMA symbols in the second
subframe.
- If the UE retunes from a first narrowband carrying PUSCH to a second narrowband carrying PUCCH,
- a guard period is created by the UE not transmitting the last two SC-FDMA symbols in the first subframe.
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5.3 Physical uplink shared channel
The baseband signal representing the physical uplink shared channel is defined in terms of the following steps:
- scrambling
- modulation of scrambled bits to generate complex-valued symbols
- mapping of the complex-valued modulation symbols onto one or several transmission layers
- transform precoding to generate complex-valued symbols
- precoding of the complex-valued symbols
- mapping of precoded complex-valued symbols to resource elements
- generation of complex-valued time-domain SC-FDMA signal for each antenna port
Figure 5.3-1: Overview of uplink physical channel processing
5.3.1 Scrambling
For each codeword q , the block of bits )1(),...,0()(
bit
)()(−
qqq M bb , where
)(
bit
q M is the number of bits transmitted in
codeword q on the physical uplink shared channel in one subframe, shall be scrambled with a UE-specific scrambling
sequence prior to modulation, resulting in a block of scrambled bits )1(~
),...,0(~ (q)
bit)()(
− M bb qq
according to the
following pseudo code
Set i = 0
while)(
bitq
M i <
if x)()( =ib q // ACK/NACK or Rank Indication placeholder bits
1)(~ )(
=ib q
else
if y)()( =ib q // ACK/NACK or Rank Indication repetition placeholder bits
)1(~
)(~ )()(
−= ibib qq
else // Data or channel quality coded bits, Rank Indication coded bits or ACK/NACK coded bits
( 2mod)()()(~ )()()( icibib qqq +=
end if
end if
i = i + 1
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end while
where x and y are tags defined in 3GPP TS 36.212 [3] clause 5.2.2.6 and where the scrambling sequence )()( ic q is
given by clause 7.2. The scrambling sequence generator shall be initialised with
cellID
9s
1314RNTIinit 2222 N nqnc +⋅+⋅+⋅= at the start of each subframe where RNTIn corresponds to the RNTI
associated with the PUSCH transmission as described in clause 8 in 3GPP TS 36.213 [4].
For BL/CE UEs, the same scrambling sequence is applied per subframe to PUSCH for a given block of acc N
subframes. For the th j block of acc N subframes, the scrambling sequence generator shall be initialised with
( )[ ] cellID9
acc01314
RNTIinit 210mod22 N N j jqnc +⋅++⋅+⋅=
where
acc00
0acc
PUSCHabs0 1,...,1,0
N i j
j N
N i j
=
−
−+=
and 0i is the absolute subframe number of the first uplink subframe intended for PUSCH. The PUSCH transmission
spans PUSCHabs N consecutive subframes including invalid subframes where the UE postpones the PUSCH transmission.
For a BL/CE UE configured in CEModeA, 1acc = N . For a BL/CE UE configured with CEModeB, 4acc = N for frame
structure type 1 and 5acc = N for frame structure type 2.
Up to two codewords can be transmitted in one subframe, i.e., { }1,0∈q . In the case of single-codeword transmission,0=q .
5.3.2 Modulation
For each codeword q , the block of scrambled bits )1(~
),...,0(~ (q)
bit)()(
− M bb qq
shall be modulated as described in
clause 7.1, resulting in a block of complex-valued symbols )1(),...,0()(
symb)()(
−qqq
M d d . Table 5.3.2-1 specifies the
modulation mappings applicable for the physical uplink shared channel.
Table 5.3.2-1: Uplink modulation schemes
Physical channel Modulation schemes
PUSCH QPSK, 16QAM, 64QAM
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5.3.2A Layer mapping
The complex-valued modulation symbols for each of the codewords to be transmitted are mapped onto one or two
layers. Complex-valued modulation symbols )1(),...,0()(
symb)()(
−qqq
M d d for codeword q shall be mapped onto the
layers [ ]
T
i xi xi x )(...)()(
)1()0( −=
υ
, 1,...,1,0
layer
symb −=
M i where υ is the number of layers and
layer
symb M is the number ofmodulation symbols per layer.
5.3.2A.1 Layer mapping for transmission on a single antenna port
For transmission on a single antenna port, a single layer is used, 1=υ , and the mapping is defined by
)()( )0()0( id i x =
with (0)symblayersymb M M = .
5.3.2A.2 Layer mapping for spatial multiplexingFor spatial multiplexing, the layer mapping shall be done according to Table 5.3.2A.2-1. The number of layers υ is less
than or equal to the number of antenna ports P used for transmission of the physical uplink shared channel.The case of a single codeword mapped to multiple layers is only applicable when the number of antenna ports used for
PUSCH is four.
Table 5.3.2A.2-1: Codeword-to-layer mapping for spatial multiplexing
Number of layers Number of codewordsCodeword-to-layer mapping
1,...,1,0layersymb −= M i
1 1 )()()0()0(
id i x = )0(
symblayersymb M M =
2 1)12()(
)2()()0()1(
)0()0(
+=
=
id i x
id i x 2)0(
symblayersymb M M =
2 2)()( )0()0( id i x = )1(
symb)0(
symblayersymb M M M ==
)()( )1()1( id i x =
3 2
)()( )0()0( id i x =
)12()(
)2()()1()2(
)1()1(
+=
=
id i x
id i x
2)1(
symb)0(
symblayersymb M M M ==
4 2)12()(
)2()()0()1(
)0()0(
+=
=
id i x
id i x
22 )1(symb)0(
symblayersymb M M M ==
)12()(
)2()()1()3(
)1()2(
+=
=
id i x
id i x
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5.3.3 Transform precoding
For each layer 1,...,1,0 −= υ λ the block of complex-valued symbols )1(),...,0( layersymb)()(
− M x x λ λ is divided into
PUSCHsc
layersymb M M sets, each corresponding to one SC-FDMA symbol. Transform precoding shall be applied according
to
1,...,0
1,...,0
)(1
)(
PUSCHsc
layersymb
PUSCHsc
1
0
2
PUSCHsc
)(
PUSCHsc
PUSCHsc
)(
PUSCHsc
PUSCHsc
−=
−=
+⋅=+⋅ ∑−
=
−
M M l
M k
ei M l x
M
k M l y
M
i
M
ik j
π
λ λ
resulting in a block of complex-valued symbols )1(),...,0(layersymb
)()(− M y y
λ λ . The variableRBsc
PUSCHRB
PUSCHsc N M M ⋅= ,
wherePUSCHRB M represents the bandwidth of the PUSCH in terms of resource blocks, and shall fulfil
ULRB
PUSCHRB
532 532 N M ≤⋅⋅= α α α
where 532 ,, α α α is a set of non-negative integers.
5.3.3A Precoding
The precoder takes as input a block of vectors [ ]T i yi y )(...)( )1()0( −υ , 1,...,1,0 layersymb −= M i from the transform
precoder and generates a block of vectors [ ]T P i zi z )()( )1()0( −K , 1,...,1,0 apsymb −= M i to be mapped onto resourceelements.
5.3.3A.1 Precoding for transmission on a single antenna port
For transmission on a single antenna port, precoding is defined by
)()()0()0(
i yi z =
where 1,...,1,0apsymb −= M i ,
layersymb
apsymb M M = .
5.3.3A.2 Precoding for spatial multiplexing
Precoding for spatial multiplexing is only used in combination with layer mapping for spatial multiplexing as described
in clause 5.3.2A.2. Spatial multiplexing supports 2=
P or 4=
P antenna ports where the set of antenna ports used forspatial multiplexing is { }21,20∈ p and { }43,42,41,40∈ p , respectively.
Precoding for spatial multiplexing is defined by
=
−− )(
)(
)(
)(
)1(
)0(
)1(
)0(
i y
i y
W
i z
i z
P υ
M M
where 1,...,1,0 apsymb −= M i ,layersymb
apsymb M M = .
The precoding matrix W of size υ ×P is given by one of the entries in Table 5.3.3A.2-1 for 2=P and by Tables
5.3.3A.2-2 through 5.3.3A.2-5 for 4=P where the entries in each row are ordered from left to right in increasing orderof codebook indices.
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ETSI TS 136 211 V13.1.0 (2016-04)243GPP TS 36.211 version 13.1.0 Release 13
Table 5.3.3A.2-1: Codebook for transmission on antenna ports { }21,20
Codebook indexNumber of layers
1=υ 2=υ
0
1
1
2
1
10
01
2
1
1
−1
1
2
1 -
2
j
1
2
1 -
3
− j
1
2
1 -
4
0
1
2
1 -
5
1
0
2
1 -
Table 5.3.3A.2-2: Codebook for transmission on antenna ports { }43,42,41,40 with 1=υ
Codebook index Number of layers 1=υ
0 – 7
−1
1
1
1
2
1
j
j
1
1
2
1
−
1
1
1
1
2
1
−
−
j
j
1
1
2
1
j
j
1
1
2
1
1
1
2
1
j
j
−
−
j
j
1
1
2
1
−
−
1
1
2
1
j
j
8 – 15
−
1
1
1
1
2
1
−
−
j
j
1
1
2
1
−
−
−
1
1
1
1
2
1
−
−
j
j
1
1
2
1
−
−
j
j
1
1
2
1
−
−
1
1
2
1
j
j
−
−
j
j
1
1
2
1
−
−
1
1
2
1
j
j
16 – 23
0
1
0
1
2
1
−
0
1
0
1
2
1
0
0
1
2
1
j
−
0
0
1
2
1
j
1
0
1
0
2
1
−1
0
1
0
2
1
j
0
1
0
2
1
− j
0
1
0
2
1
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ETSI
ETSI TS 136 211 V13.1.0 (2016-04)253GPP TS 36.211 version 13.1.0 Release 13
Table 5.3.3A.2-3: Codebook for transmission on antenna ports { }43,42,41,40 with 2=υ
Codebook index Number of layers 2=υ
0 – 3
− j010
01
01
2
1
j010
01
01
2
1
−
1010
0
01
2
1 j
−
−
1010
0
01
2
1 j
4 – 7
−
−
j0
10
01
01
2
1
−
j0
10
01
01
2
1
10
10
0
01
2
1 j
−10
10
0
01
2
1 j
8 – 11
10
01
10
01
2
1
−10
01
10
01
2
1
−
10
01
10
01
2
1
−
−
10
01
10
01
2
1
12 – 15
01
10
10
01
2
1
−
01
10
10
01
2
1
− 01
10
10
01
2
1
−
−
01
10
10
01
2
1
Table 5.3.3A.2-4: Codebook for transmission on antenna ports { }43,42,41,40 with 3=υ
Codebook index Number of layers 3=υ
0 – 3
100
010
001
001
2
1
−
100
010
001
001
2
1
100
001
010
001
2
1
−
100
001
010
001
2
1
4 – 7
001
100
010
001
2
1
− 001
100
010
001
2
1
100
001
001
010
2
1
−
100
001
001
010
2
1
8 – 11
001
100
001
010
2
1
− 001
100
001
010
2
1
001
001
100
010
2
1
− 001
001
100
010
2
1
Table 5.3.3A.2-5: Codebook for transmission on antenna ports { }43,42,41,40 with 4=υ
Codebook index Number of layers 4=υ
0
1000
0100
0010
0001
2
1
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ETSI
ETSI TS 136 211 V13.1.0 (2016-04)263GPP TS 36.211 version 13.1.0 Release 13
5.3.4 Mapping to physical resources
For each antenna port p used for transmission of the PUSCH in a subframe the block of complex-valued symbols
)1(),...,0(apsymb
)~()~(− M z z
p p shall be multiplied with the amplitude scaling factor PUSCH β in order to confo
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