M.A. Labor Studies thesis: US Immigration Law, The Evolution of Ethnic Economies, and Family and Class Relations
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US Immigration Law, The Evolution of Ethnic Economies, and Family and Class Relations
Stephen Cheng
City University of New York – Joseph S. Murphy Institute
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Introduction
Due to changes in the immigration policies of the United States government
during the later twentieth century, migratory social networks and ethnic economies took
shape as immigrant communities became established in urban environments such as the
one in New York City. The link between the migration networks on one hand and the
ethnic economies on the other hand is chain migration, in which fellow immigrants assist
one another with moving from the sending country into the host country. A process that is
somewhat akin to a relay race, it entails the ability of an immigrant who has already
settled into the host country to assist with the migration of subsequent newcomers.
Simultaneously and likewise, this pattern of migration, which constitutes the
networks of migration, allows for a form of economic integration in which newly arrived
immigrants work for employers who also have immigrant backgrounds, therefore
pointing to the basic relationships that form systems of ethnic economy. Concretely
speaking, the developments of such migration networks and these ethnic economies are
exemplified by Chinese, Indian, and Mexican immigration. All three immigration trends
also serve as case studies for the present paper. Additionally, the aforementioned
immigration policies affected these trends and thus the migratory networks and ethnic
economies that these same trends came to include.
Two laws, the Immigration and Nationality Act (INA) of 1965 and the
Immigration Reform and Control Act (IRCA) of 1986, will be the focus of this
paper. The paper will begin with sections that focus on the INA and the IRCA. With
regard to the laws, their histories and provisions will come in for special attention.
Included as well is a discussion on migratory social networks, followed by discussions of
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the case studies. Some concluding remarks and reflections round out this paper.
Chain migration and its relationship with the INA and the IRCA
A key feature of the migratory social networks is chain migration. It is a process
in which interpersonal ties such as family relationships allow an immigrant in the host
country to assist with the arrival of a fellow immigrant from the sending country
(Khandelwal, 2002, p. 32-33.). They serve as information conduits as to employment and
small business opportunities, thus producing and maintaining the ethnic economy, and
populate the enclaves. Although these networks can and have independently developed
due to the actions and relationships of immigrants, outside factors such as legal ones may
also play crucial roles.
Thus, in the cases of Chinese and Indian immigration since 1965, the INA played
no small role in contributing to chain migration and, accordingly, contributed to the
formation and evolution of Chinatown, Flushing, the Little Indias of Manhattan and
Queens boroughs, and other communities along with the formation of their systems of
ethnic economy. Indeed, the INA and its relationship to chain migration-based patterns
deeply influenced the way these communities presently exist.
As for Mexican immigration, such networks were established long before the
legislative changes of the 1980s. Since the early 20th century, labor recruitment efforts
transpired that were aimed at involving Mexican migrants in work such as farm labor
(Martinez, 2001, p. 7-13). The IRCA, through its offer of amnesty, reinforced those
networks. One may even say that the INA and the IRCA proved to be indispensable in
light of how the aforementioned communities began anew or remade themselves and how
New York City has changed in demographic and socioeconomic terms.
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For instance, if not for the INA’s 1965 passage and the subsequent end of the
national origins preferences of the previous McCarran-Walter Act of 1952, preferences
which exclusively favored northwestern European immigrants, Asian immigration would
not have increased so considerably. The Chinatown of Manhattan borough would have
probably remained a community of male immigrants who are single and/or supporting
families back in China via remittances. Likewise, Indian immigration would have
amounted to a mere trickle, thus preventing the substantial arrival of graduate students
and professionals that specialize in science and engineering along with the subsequent
migration of their relatives, some who may have similar academic and work backgrounds
and some who do not. The Indian immigrant enclaves of New York City, then, would not
have existed. Additionally, without the IRCA of 1986, a significant number of
immigrants from Mexico and other countries would have remained undocumented and
thus stay confined to the “underground” or “shadow” sectors of the ethnic and/or
mainstream economies
In general and in short, then, the immigration trends that these laws made possible
have been of fundamental importance in an evolving urban environment such as that of
New York City. However, the legislative history goes beyond the INA, the IRCA, and the
second half of the twentieth century. That history is the focus of the following section.
US immigration policies during the 19th and 20th centuries
Early US immigration policies, which is to say the policies of the late 19th and
early 20th centuries, became highly restrictive vis-à-vis the movement of migrants.
In the case of Asian immigration, some major examples include the Chinese Exclusion
Act (1882), the “gentleman’s agreement” with Japan (1907-1908), the policy of the
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“barred zone” in relation to most of Asia (1917), the Johnson-Reed Immigration Act
(1924), and the McCarran-Walter Act (1952) (Light and Bonacich 1988, p. 129). All
these laws maintained a basic exclusionary stance. The Chinese Exclusion Act set a ban
on additional Chinese immigrants whereas the “gentleman’s agreement” between the
Japanese and US governments, the “barred zone” policy, and the Johnson-Reed
Immigration Act maintained ongoing restrictions on Asian immigration in general.
Furthermore, the McCarran-Walter Act of 1952 gave official preference to northwestern
European immigration and thus consolidated the provisions and effects of the previous
laws. In a sense, one can say that these laws reflect a widely held consensus within
mainstream US society and government that was aimed at the exclusion of immigrants.
Examples include the various efforts by “native”-born citizens calling for the exclusion,
indeed expulsion, of immigrants of different Asian nationalities.
However, the general direction of US immigration policy changed after the
Second World War. Postwar public attitudes turned against the exclusionary nature of
the previous immigration legislation. Such perspectives, prominent during the 1950s and
early 1960s extended beyond the general public and into the legislative and executive
branches as then-US presidents such as Harry S. Truman, John F. Kennedy, and Lyndon
B. Johnson inveighed against the immigration restrictions, restrictions which appeared in
their most recent form via the McCarran-Walter Act. Truman, for one, said,
At the present time, this quota system keeps out the very people we want to bring in. It is incredible to me that, in this year of 1952, we should again be enacting into law such a slur on patriotism, the capacity, and the decency of a large part of our citizenry. (Reimers, 1992, p. 61)
But although Truman publicly stated his dissatisfaction with the McCarran-Walter
Act, no actual move towards immigration reform took place until the early-to-mid 1960s.
In those years, Kennedy saw through the reform efforts that culminated in the
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INA. In July 1963, he made a proposal for reform before the US Congress in which he
called for the end of the “discriminatory racial ancestry provisions” as well as the “small
Asian national quotas” over the span of five years and the introduction of the INA’s
provisions in due time (Reimers, 1992, p. 63). Within that five-year period, the national
quotas for Asian immigration would considerably increase. However, Kennedy did not
expand the quotas for immigration in the Western Hemisphere such as Latin America and
the Caribbean – in fact, the nonquota status for the Western Hemisphere remained
(Reimers, 1992, p. 63-64).
This dual aim of ending the ban on Asian immigration while blocking
immigration from the Western Hemisphere lasted into Johnson’s term, thus becoming
part of the final version of the INA (Reimers, 1992, p. 76). Also, coincidentally or not,
the bracero program ended in 1964 due to public outcry over its poor working
conditions. Nevertheless, Mexican immigration continued, but this time without
documentation. In this way, although US government leaders effectively set the stage for
increased Asian immigration, they also contributed to the limiting of Latin American
immigration. In terms of immigration from Latin America, the road was thus paved for
greater undocumented immigration. Certainly, immigration from Mexico was likely to be
of an undocumented nature, especially with the abolition of the bracero program.
The changing tide in public opinion, passionate legislative debate, and the openly
voiced stances of US officials thus culminated in the passage of the INA in 1965. This
law became a major turning point in the history of US immigration policy and, indeed,
the history of immigration to the country as the previously existing McCarran-Walter
Act’s preferences for northwestern European immigrants gave way to acceptance,
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although limited, of Asian immigration, such as immigrants from China and India.
Essentially, one quota system replaced another. Nevertheless, the consequences
were profound. As Yang (2010) writes,
Asian immigration has been an integral part of immigration to theUnited States since the mid-nineteenth century and one of the two dominant sources of
post-1965 immigration to America. Before the 1965 immigration reform, more than one million Asians have immigrated to this land of opportunity. Since 1965, over nine million Asians have immigrated to this land of opportunity. (p. 1)
Mexican immigration remained excluded due to the end of the bracero program in 1964.
But by the mid-1980s, the IRCA played a role in alleviating that exclusion to some
extent. It did so, namely, through the offering of amnesty to at least three million
immigrants who lacked documentation. A discussion of the relevant technical details of
these laws follows in the section below.
The technical details of the INA and the IRCA
The INA did away with the institutionalized preference for immigrants from
northwestern Europe. It therefore opened the doors for immigrants from other European
regions as well as non-European ones. In terms of the latter, or more precisely countries
that lie outside of Europe, China and India became major sending countries. One sign of
the prominence of China and India as two key sources of immigration since the INA’s
passage is the quantitative increase of post-1965 Chinese and Indian immigration. But,
qualitatively, Chinese and Indian immigration also became, in terms of socioeconomic
class divisions, multi-tiered phenomena.
This differentiation in socioeconomic terms is attributable to provisions within the
INA. In point of fact, these provisions made the INA into a law of fundamental
importance in the history of immigration to the US. The provisions were the emphasis on
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the promotion of family unity and the aim of attracting immigrants with professional-
level backgrounds as well as immigrants who may work as unskilled or skilled workers
as per the demands, needs, and conditions of the US labor market and therefore the
country’s economy. The INA outlines these provisions via seven preferences:
1st preference: Unmarried sons and daughters of US citizens (20% maximum).2nd preference: Spouse and unmarried sons and daughters of aliens admitted for legal residence
(20% along with those not required under the first preference).3rd preference: Professionals, scientists, and artists of exceptional abilities (10% maximum).
4th preference: Married sons and daughters of US citizens (10% along with those not required under the first, second, and third preferences).
5th preference: Brothers and sisters of US citizens (24% along with those not required for the first four preferences).
6th preference: Skilled and unskilled workers for which US labor is in short supply (10% maximum).
7th preference: Refugees (6% maximum).(Khandelwal 2002, p. 11; Varma, 2006, p. 20-21)
The INA’s prioritization of family unity was grounded in the first, second, fourth, and
fifth preferences. Immigrants who became permanent residents or citizens could sponsor
the arrival of children, spouses, and siblings. The official goal of promoting family
unification thus permitted the growing prevalence of chain migration. Additionally,
despite the INA’s allowance of a maximum amount of 20,000 visas for applicants from
any country in a year, family members were not included in this quota (Varma, 2006, p.
21). Theoretically and practically, then, the INA did not impose limits on chain
migration. Accordingly, Chinese and Indian immigrants incorporated chain migration
into the migratory social networks that they used to relocate to the US. In statistical terms,
80 percent of the total number of immigrants who have entered the US due to the INA’s
family unification provision count themselves as members of the immediate family
household or as relatives of those who are already in the country as permanent residents
or citizens (Zhou, 1992, p. 49). The provision on bringing in immigrants based on their
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working backgrounds would also have significant effects.
As for the aim of bringing in immigrants with professional backgrounds, that goal
became clear in the third and sixth preferences. However, the sixth preference also
allowed for the entry of workers who may or will hold down “manual” or “blue collar”
employment positions, jobs that are generally classified as “working class.” In this way,
immigrants admitted under the INA came to have different socioeconomic backgrounds.
Depending on US economic conditions, immigrants could enter the country and work as
professionals, skilled workers, or unskilled workers. The results were the arrival of
immigrants with diverse socioeconomic backgrounds as well as the placement of these
immigrants in different positions within the US class system.
In practical terms, these preferences, all enshrined in the INA, greatly influenced
post-1965 Asian immigration processes. Indeed, the INA’s passage proved to be a
“significant milestone in the history of immigration to the United States” (Zhou, 1992, p.
41). This designation certainly applies to immigration from Asian countries such as
China and India to the US. However, immigration from countries in the Western
Hemisphere, or Latin America, such as Mexico turned out to be a different story.
In the case of Mexican immigration, at roughly the same time that the INA
became law, the bracero program came to an end. The program’s abolition contributed to
growing rates of undocumented immigration from Mexico to the US. By 1986, the IRCA
became a partial answer to the situation of immigrants who lacked documentation by
introducing a three-pronged approach. Those three core provisions were:
1) the stepping up of border control, 2) amnesty for around three million immigrants who lacked documentation, 3) the imposition of fines upon employers who knew that the immigrants they hired
were not documented.
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(Donato, Aguilera, Wakabayashi, 2005, p. 7-8)
The law’s own provisions made clear a dual approach that simultaneously excluded and
included immigrants. The exclusionary aspects are clear in the first and third provisions.
However, the second provision allowed for limited inclusion.
Such regulation did not amount to a complete shutdown of the country’s borders.
Some undocumented immigrants had legal permission to stay whereas others were not
allowed to do so. Nevertheless, some writers hailed this simultaneous opening and
closing of the borders via the IRCA as “the most sweeping revision of U.S. immigration
policy since 1965 when the national origins quota system was abolished” (Sorensen and
Bean, 1994, p. 2). The immigrants who benefited the most from the amnesty provision
were those with roots in Mexico. Out of the more than 3 million applications that came
in, there were 2.3 million applications which Mexican immigrants submitted (Sorensen
and Bean, 1994, p. 13). Furthermore, the provision of amnesty allowed immigrants to
travel freely across borders, thus allowing them to help with the migration of family
members, friends, etc. Through a single provision, the IRCA reinforced chain migration
patterns between Mexico and the US. These networks also assisted Mexican immigrants
in terms of finding employment, thus making relevant the questions of ethnic economy.
Likewise, these issues became just as relevant for Chinese and Indian immigrants as well
as immigrants from other countries.
Migratory social networks and ethnic economies
Although the INA and the IRCA admitted more immigrants, persistent prejudice
and the changing nature of the economy, or in the words of Rumbaut (1994), the
development of an “hourglass economy” (p. 583), meant that these laws were only of so
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much help to these immigrants. The laws provided entry but gave little in the way of
assistance for adjusting to the host society in general and finding employment within that
society in particular. Therefore, immigrants had to rely on means that lie within the
neighborhoods they have settled in.
Given the exclusion that immigrants face, the communities that they are likely to
be confined to can be considered “ethnic enclaves.” These enclaves provide a somewhat
friendlier and more suitable environment for immigrants to live and even thrive in,
especially in a host society that may not be particularly welcoming. One way is through
the availability of employment opportunities within the enclaves themselves, thus
pointing to the formation and existence of socioeconomic systems known as ethnic
economies in which immigrants work with and for immigrants. These enclaves also serve
as “gathering” and “receiving” points for recently arrived immigrants, thus working as
nodes and conduits for chain migration. Chain migration is, in turn, relevant to how the
ethnic economies operate.
One important way in which migratory social networks function in the ethnic
economies is through the exchange of information on employment and business
opportunities. The transmission of such information occurs through “word of mouth”
among colleagues, friends, relatives, and other people as well as through community
newspapers and posters and fliers on the walls of various local, enclave-based stores
(Khandelwal, 2002, p. 39-40). Indeed, this flow of information through informal,
personal networks has also translated into the use of connections so as to find work
and/or credit.
Beyond and aside from information, these networks thus provide a labor pool as
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well as informal access to credit for starting small businesses (Light and Bonacich, 1988,
p. 243-272). Taking one example that illustrates both of these functions, an immigrant
who decides to open a restaurant, a grocery store, or a stationery store may borrow
money from a rotating credit association and recruit family members (and possibly
immigrants of the same heritage) to assist with day-by-day operations. As a result, the
immigrant communities serve in part as sites for ethnic economies which exist
alongside the mainstream economy of the greater society. All the above details
corroborate a key and general observation that Roger Waldinger (2003) makes,
“Networks tying veterans to newcomers allow for rapid transmission of information
about openings in workplaces or opportunities for new business start-ups” (p. 343). This
insight has held true in the past as well as the present. Likewise and therefore, these
networks have long been indispensable for the activeness of ethnic economies.
In terms of US history, ethnic economies have existed since the late nineteenth
and twentieth centuries. During that time period, especially as the 1880s and 1890s
passed into the 1900s, 1910s, and 1920s, immigrants from southern and eastern Europe
moved to the country, settled into urban areas such as New York City’s Lower East Side,
and participated in an industrial capitalist society as wage laborers under sweatshop
conditions. The industries that they worked in included garment production. More often
than not, they worked under the supervision of immigrants from the same European
regions who ran the garment factories as well as other industrial worksites (Ewen, 1985,
p. 60-74 and p. 241-262; Takaki, 1993, p. 288-293). Similar patterns transpired in more
recent decades, during the later 20th century and early 21st century, on account of the
INA. This time, however, the US-bound immigration originated from other parts of the
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world. The IRCA also aided the trend of non-European immigration in the 1980s.
But setting aside the changes over time in the geographic origins of immigration
from the late 19th century to the mid-to-late 20th century, the developmental trends of
actually existing ethnic economies also differed. Examples include the case studies for
this paper: Chinese, Indian, and Mexican immigration. Before 1965, Chinese immigrants
established and managed hand laundries and restaurants. Yet soon after that year, they
also expanded into garment production. In fact, within New York City’s Chinatown,
garment making eclipsed the laundries. Real estate and finance became prominent as
well. As for Indian immigration, before 1965, the majority of the Indian immigrant
population in the country consisted of unskilled laborers and a small number of
professionals. After 1965, more professionals with specialties in science and engineering
arrived to the country, although there were also Indian newcomers who became small-
time entrepreneurs or “blue collar” workers. This process of a “sorting out” of the Indian
immigrant population certainly played out in New York City. Finally, as for Mexican
workers, they found work in industries such as garment manufacturing, restaurants, and
landscaping. In New York City, they worked in the first two industrial sectors among
others. Detailed discussion of these three case studies follows, beginning with Chinese
immigration.
Chinese immigration
Before 1965: A general historical overview
Substantial Chinese immigration to the US dates back to the 1840s and 1850s.
During those decades, Chinese immigrants from Guangzhou in the Guangdong Province
arrived upon the country’s shores. With the state of California as a key example, these
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immigrants worked in mining, railroad and building construction, farming, and
manufacturing (Kwong, 2001, p. 30-36). In light of the industries where they found
employment opportunities, 19th century Chinese immigrants occupied the lower rungs of
the country’s socioeconomic ladder and thus became part of the working class. They soon
also became targets of racial prejudice as US politicians, trade unionists, and other
individuals across the political spectrum treated them as economic scapegoats (Kwong,
2001, p. 22-26).
Such discrimination gave way to outright exclusion via legislation such as the
Chinese Exclusion Act of 1882 along with the general expulsion of Chinese immigrant
workers from the mainstream economy. As Saxton (1995) writes, “The numerous
expulsions of Chinese from mine camps and the anti-Chinese ordinances written into the
codes of local mining districts duplicated actions already taken against blacks” (p. 19).
These immigrants, forced out of “respectable” US society, had no other choice but to
establish their own settlements within an unfriendly host country. As a result, this
socioeconomic reality contributed to the rise of “Chinatown” communities. The Chinese
immigrant ethnic economies arose within these Chinatowns. Furthermore, the
populations of the Chinatown communities mainly consisted of single men who intended
to save up their incomes and return to China and men who supported families through
remittances (Zhou, 1992, p. 18-40; Kwong, 2001, p. 88-91). The Chinatown of New York
City was no exception.
In New York City’s Chinatown, some immigrants became new small-time
entrepreneurs by founding ethnically owned and operated businesses such as hand
laundries and restaurants (Kwong, 2001, p. 45-91; Lin, 1998, p. 24-32; Zhou, 1992, p.
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33-36). Those immigrants who did not establish such businesses worked for those who
did. Thus, the Chinatown of New York City had its own small class of small business
owners and a working class, both bound by commonly held ethnic ties and existing
outside of the mainstream US economy and socioeconomic class system.
This state of affairs remained fairly consistent over the course of the first half of
the twentieth century, although in 1949 and shortly afterward there were cases of
additional Chinese immigration. A second wave of immigration transpired during the late
1940s and early 1950s when Chinese nationals from professional middle-class
backgrounds fled the nascent People’s Republic of China (acronym: PRC) because of
political problems such as repression by the government (Zhou, 1992, p. 36-37). Also, by
the mid-1960s, a third wave occurred due to the INA’s passage. The result was a drastic
change in the demographics of Chinatown.
Chinese immigration since 1965: General effects of the INA
The INA’s passage greatly altered the character of Chinese immigration. Ever
since the mid-1960s, Chinese immigrants of different socioeconomic and regional
backgrounds relocated to the US. The varied class backgrounds show the multi-tiered
structure of post-1965 Chinese immigration while the expanded range of regional origins
illustrate the growing demographic diversity of the migrant population. In the case of
New York City’s Chinatown, once consisting mostly of Cantonese-speaking immigrants
from the Guangdong Province, it began to have immigrants from Fuzhou in Fujian
Province, Wenzhou in Zhejiang Province, and other regions in China.
Furthermore, immigrants of Chinese origin did not just come from the PRC, but
also Hong Kong (still a British colony prior to its 1997 reunification with the PRC) and
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Taiwan (officially known as the Republic of China because of the aftermath and results
of the Chinese Civil War that concluded in the mid-to-late 1940s) (Zhou, 1992, p. 42-45).
However, Taiwanese immigrants tended to settle into Flushing, Queens (Zhou, 1992, p.
190-191; Chen, 1992, p. 41). The Flushing community developed independently of
Chinatown. However, Lin (1998) has referred to Flushing as a “satellite Chinatown” (p.
116-117). From one angle, then, Chinese immigration since the INA’s passage can be
thought of as a collection of trends in light of the various geographic origins of ethnically
Chinese newcomers. One way or the other, though, these trends share a common basis.
For instance, the post-1965 immigrants tended to come over with family members
and/or sponsored the later arrival of relatives. In this way, social networks of chain
migration vis-à-vis post-1965 Chinese immigration came into existence and operation
and helped with the increase of the number of immigrants in country. Such developments
occurred with the sanction of the INA and their efforts became felt in urban areas such as
New York City. According to Zhou (1992), the growth in the immigrant population was
considerable, “In New York City, the Chinese population grew from 33,000 in 1960 to
124,372 in 1980, by census count” (p. 45). There is little doubt that this population
increase affected the ethnic economy and the demographics of Chinatown.
Since the 1960s: Economic profiles of Chinatown and other Chinese immigrant communities along with a few observations on the geography of Chinese immigration
The INA affected the composition of the Chinatown population. Before 1965,
Chinatown was primarily a community of adult males who only planned on temporarily
staying in the US but after that year it began hosting more immigrant family households
(Zhou, 1992, p. 79-81). Furthermore, and not surprisingly, the post-1965 influx of
immigrants amounted to a burgeoning labor force and consumer base for Chinatown’s
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entrepreneurs (Zhou, 1992, p. 98-99). The Chinatown ethnic economy thus evolved after
1965 because of the INA. In the course of this evolutionary process, many immigrants
became wage laborers in the Chinatown ethnic economy. They were likely to work under
sweatshop conditions and, depending on how they planned and financed their journeys,
some of them were also at the mercy of “snakehead” human smugglers (Kwong, 1997, p.
69-90). Still others started and ran businesses.
In the years since 1965, then, more people became available to staff the garment
factories and restaurants among other industries. The hand laundries of pre-1965
Chinatown faded in significance while the restaurant industry continued to grow.
Simultaneously, real estate, finance, banking, garment production, street vending, and
grocery and gift sales became prominent (Wong, 2002, p. 37-56). The existence of
finance and real estate alongside the restaurant, retail, and garment making operations
demonstrates the multi-tiered nature of post-1965 Chinese immigration as well as the
existence of a dual labor market within Chinatown’s ethnic economy. While
professionals became involved in the former group of economic operations, small ethnic
entrepreneurs and workers became associated with the latter. As for the dual labor market,
finance and real estate made up the primary sector and restaurants, garment making, and
retail constituted the secondary sector (Piore, 1979, p. 35-43, p. 44-45, p. 47). Lin (1998)
has referred to this division between primary and secondary sector economic enterprises
as an indicator of Chinatown’s position as a “nexus of transnational and local capital” (p.
79).To set the above post-1965 economic developments in concrete terms,
garment production, one of the more prominent examples of local capital, has been
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located in Chinatown, but also in Sunset Park, Brooklyn, which became a working class
Chinese immigrant neighborhood (Lin, 1998, p. 117-120). As for transnational capital,
which generally encompasses industries such as finance and real estate, professional-
background immigrants from Hong Kong and Taiwan came to be important. In the case
of immigrants from Hong Kong, their move to the US helped contribute to the growing
prominence of Chinese-managed banking and real estate ventures, especially within
Manhattan (Lin, 1992, p. 87-88). Likewise, Taiwanese immigrants also contributed to the
growing prominence of financial and real estate investments (in the case of latter, hotel
development counts as one example) in Flushing, Queens (Lin, 1992, p. 116-117).
Yet even with these changes in the population and ethnic economy of Chinatown
and other Chinese immigrant communities, some of the “basics” remained. One of the
essentials is, namely, the ongoing importance of personal networks for employment
searches and/or starting businesses. The use of migratory social networks for economic
purposes also speaks to issues of ethnic economy and socioeconomic class.
Socioeconomic class relations of post-1965 Chinese immigration and the relevance of ethnic and family ties
Concerning the political economy of the Chinatowns that developed across the
US since the late 19th and early 20th centuries, Lin (1998) concisely and aptly refers to
these communities as having been, historically and currently, “enclaves of petty
capitalism and proletarian labor” alike (p. 23). This insight is important because of the
pre-1965 history of Chinatown, in which the then-predominant small hand laundry
businesses represented just such a combination. The entrepreneurs who opened and ran
the hand laundries were small business owners who usually sent their incomes to the
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home country as remittances (Kwong, 2001, p. 88-91). Furthermore, in his history of
Chinatown prior to 1965, Kwong (2001) observes that hand laundry owners tended to
work alongside their employees and in the process these employees were likely to
identify with their employers -- this collective self-identification stymied the organizing
efforts of left-wing political activists and trade unionists (p. 73-74). It also survived into
the later 20th century (Kwong, 1997, p. 113-124). But, at least in more recent decades,
despite immigrant employers’ appeals to cross-class ethnic solidarity, workers’ rebellions
still occurred due to issues such as abysmal wages, wage theft, enforcement (or lack
thereof) of labor laws, and poor working conditions (Lin, 1998, p. 57-78). Nevertheless,
working-class Chinatown residents were thus part of a socioeconomic structure defined
by socioeconomic divisions as well as ethnic, cultural, and national unity.
In light of Chinese immigrants’ positions within the ethnic economy, a
complicated set of socioeconomic class relationships developed. Such an evolution of
class relations is attributable in no small part to the fundamental link between family ties
and migratory networks. The connections that social networks based on chain migration
have proven to be highly useful, even invaluable, for landing a job within the Chinatown
ethnic economy. As Lin (1998) writes,
Strong ties of ethnicity, kinship, and paternalistic social relations nevertheless permeate workplace affairs in the garment and restaurant sweatshops. Immigrant Chinese workers obtain
employment largely through word of mouth and social connections. (p. 57)
Likewise, Kwong (1997) relates the importance of “kinship networks” to late 20th century
Chinese migration patterns, job seeking efforts among immigrants, and the establishment
of family-run immigrant businesses, all of which have come together in an interlocking
fashion (p. 13, p. 91-95). For instance, a Chinese immigrant entrepreneur may sponsor
the migration of relatives so as to help run a business. Wong (2002) sets this example in
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concrete terms, citing cases of family members (e.g., spouses, siblings, children) assisting
owners with the management of a restaurant or a garment production plant (p. 52-55). All
these cases confirm Zhou’s (1992) observation of the tendency of Chinatown-based
businesses to be family owned and run (p. 101). The general result has been the shaping
of an alternate economic system with its own set of class relations, defined by ethnic and
family ties. Similar developments informed post-1965 Indian immigration.
Indian immigration
Pre-1965 Indian immigration: A general historical overview
Before the passage of the Immigration and Nationality Act of 1965, relatively few
Indian immigrants came to the US. The pre-1965 US-based Indian immigrant population
was thus miniscule. The “first phase” of Indian immigration began in the late 1700s and
lasted up to 1945 (Varma, 2006, p. 15-19). These Indian immigrants, a group that
included migrants from present-day Pakistan and Bangladesh, found themselves in urban
environments such as Harlem in New York City where they tended to become part of
communities consisting of other ethnic minorities (Bald, 2013. p. 1-10). Like their
Chinese immigrant counterparts, they also faced considerable ethnic and racial prejudice,
and thus exclusion. For the most part, that population consisted primarily of unskilled
workers (Varma, 2006, p. 15-19; Bald, 2013, p. 3-5). The socioeconomic profile of the
Indian immigrant population started to change with the passage of the Luce-Cellar
Act in 1946, when the US government established a yearly quota of 100 Indian
immigrants. As a result, between 1946 and 1964, Indian immigrants with scientific and
technical backgrounds came to the country (Varma, 2006, p. 19-24; Varma, 2010, p.
1064-1073). Soon after 1965, the demographic realities of Indian immigration changed
20
considerably as the INA greatly increased the quota. This time around, the quota per year
for any given country was 20,000. Additionally, the INA’s provisions allowed for the
entrance of Indian immigrants with professional backgrounds and the initiation of chain
migration patterns by these professionals via the sponsoring of family members.
Indian immigration since 1965: General effects of the INA
After the INA went into effect, Indian immigration increased tremendously. This
growth in immigration rates occurred from the 1960s to the 1990s. Citing some statistics,
Varma (2006) writes on the increase,
[B]etween 1965 and 1970, the percentage of immigrants born in India increased more than that of newcomers from any other country. For instance, the number of Asian Indian immigrants
skyrocketed from 467 in 1965 to 8,795 in 1970. Between 1971 and 1980, 164,134 Asian Indians were admitted, followed by another 250,786 between 1981 and 1990. The 1980 Census recorded 387,223 Asian Indians, whereas the 1990 Census recorded 815,447 Asian Indians, an increase of
125 percent. (p. 21)
Due to INA preferences for family unification and immigrants with professional abilities,
Indian immigrants with science and engineering credentials and/or working experience as
well as science and engineering graduate students arrived to the US. The case of post-
1965 Indian immigration to the US in general and New York City in particular became a
story of two different immigrant trends, with one happening after the other but still
sharing a common basis.
This twofold development has been as much a product of the INA’s preferences
in practice as it has been a result of the history, political economy, and the public
education system of mid-to-late 20th century India. The INA’s provisions, as mentioned
above, allowed for the entrance of immigrants with professional backgrounds as well as
the arrival of family members of legal residents and citizens. As for India, although that
country’s educational institutions retained Western scientific training and research, both
21
legacies of the British Empire, its underdeveloped economy at the time, during the 1950s
and 1960s, was unable to absorb, year after year, newly graduated students with high-
level backgrounds in the “STEM” fields: science, technology, engineering, and/or
mathematics (Varma, 2006, p. 38). For these budding scientists, the employment options
in India amounted to underemployment if not unemployment (Fisher, 1980, p. 12). The
alternate choice was emigration, although this begged the question as to where.
The INA’s passage provided just such an answer. As Varma (2006) notes,
[T]he 1965 Act gave priority to the economic needs of the United States by admitting immigrants based on their level of knowledge or ability to do jobs that U.S. employers had been unable to fill
with U.S. citizens. This change in immigration policy coincided with the introduction of the Sputnik program in the Soviet Union, the growth of a new generation of high-technology
industries, the high demand for technical labor, and a perceived shortage of skilled workers in the United States. (p. 21)
Although the Indian economy might not have had room for a burgeoning professional
class of research scientists, computer programmers, information technology specialists,
mathematicians, medical doctors, and engineers, the US economy did. Likewise, the US,
as a leading world power at this point in time, had to take into account Cold War rivalry
with the former Soviet Union and recruit all the help it needed. Therefore, the US
urgently needed immigrants with scientific and technical expertise. Its demand ran high.
Indian nationals with such backgrounds met that demand. Even Indian immigrants who
still had to or wished to complete graduate studies in the STEM subjects were welcome.
In fact, as Varma (2010) notes,
The United States, as the center of graduate education in [science and engineering] fields, has been pulling students from India. After China and Taiwan, India is the major country of origin for
foreign doctoral graduate students in the United States, with approximately 90 million in its college age cohort. Between 1985 and 2005, students from India have earned more than 18,500 S&E doctoral degrees at U.S. universities mainly in engineering, biological sciences, physical
sciences, and computer sciences. (p. 1072)
In a sense, India’s actually existing professional class, along with its professional class-
22
to-be in the form of STEM graduate students, became an export to the country.
As per INA preferences, then, many Indian immigrants entered the US as
professionals or as graduate students. Indian students themselves also considered
graduate-level STEM studies in the US to be advantageous for their careers, and so they
willingly migrated. Furthermore, given Indian immigrant professionals’ strong “human
capital” advantages, namely extensive science and engineering backgrounds coupled with
proficiency in the English language, mainstream US science and engineering firms
eagerly hired them.
The relative ease that these Indian professionals had in terms of finding
employment in the science and engineering industries did not translate into equal
opportunity and respect within the workplace. Implicit racial and ethnic discrimination
continued to exist in the form of glass ceilings, thus obstructing opportunities for
advancement. Many of these highly trained and educated Indian immigrants, frustrated
with the glass ceilings they faced in their workplaces, broke off and started their own
firms, specializing in information technology, computer programming, cellular phones,
engineering etc (Varma, 2010, p. 1064 and 1067-1068). Indeed, one can even say that, at
least as of the 1990s, an “entrepreneurial culture” developed among these Indian
immigrant professionals in science and engineering who became founders of their own
technology companies (Varma, 2010, p. 1066-1068).
The rise of this business-oriented culture among Indian immigrant professionals
also became evident in the kinds of social networks that they cultivated. Varma (2006)
touches on the ties these professionals share with their university-based US counterparts
as well as professional associations with either a worldwide reach or a focus on assisting
23
fellow Indian immigrants with professional backgrounds (e.g., the Indus Entrepreneurs
and the Silicon Valley Indian Professionals Association) (p. 41-42). The entrepreneurial
culture that flourished thus led to the growing interconnectedness of the social networks
that Indian professionals relied on as well as the consequent merging of formal and
informal aspects of those networks. The increase in social connectivity is already evident
in light of the involvement with professional associations, but the combination of formal
and informal social ties is significant. For instance, two colleagues who have been in
communication on workplace- and industry- related for several years may also join the
same professional association later on. In this way, a high-end, professional ethnic
economy becomes a reality.
However, not all Indian immigrants had such elite socioeconomic backgrounds.
Although the initial post-1965 wave of Indian immigrants did in fact consist of
professionals and STEM students who would become professionals, this state of affairs
changed in the following decades. The seeds of class division within the Indian
immigrant population were sown through chain migration. As the first post-1965 wave of
mostly professional immigrants sponsored the arrival of relatives who did not have such
elite backgrounds. Likewise, those Indian professionals who arrived some time after the
initial post-1965 wave did not necessarily find as much ample opportunities for finding
professional-level work, in light of “hourglass economy” conditions, and thus became
downwardly mobile. Beyond the mid-to-late 1960s and 1970s and into the 1980s and
1990s, the differences became more apparent as New York City’s Indian immigrant
communities encompassed wealthy entrepreneurs and professionals on one side and
working class and middle class people on the other (Khandelwal, 2002, p. 6).
24
Finally, the last significant piece of US immigration legislation that affected
Indian migration was the H-1B program that began in 1990. Essentially a guest worker
program for science and engineering professionals which Indian immigrants were able to
apply to, it granted 65,000 visas per year. However, the numbers of visas given yearly in
1999, 2000, 2001, and 2003 increased to six figures. 2002 saw a temporary return to the
original figure of 65,000 visas, whereas 2004 saw a permanent return. Although this
program, in effect, was certainly advantageous for the US information technology
industry in particular and the country’s economy in general, the existence of
“casualization” trends within the workplace and the labor process pointed to a different
set of socioeconomic conditions for immigrants themselves (Rudrappa, 2008, p. 295-298).
The geography of Indian immigration in New York City and economic profiles of the Little Indias and other Indian immigrant communities
Members of the “first wave” of professional immigration settled into various,
disparate areas of the country such as Silicon Valley in California, upstate New York,
New Jersey, Connecticut, etc., all of which host engineering, information technology,
and/or computer industries (Lessinger, 1995, p. 17-20). In New York City, they
first moved to Lexington Avenue in Manhattan, home of the first “Little India,” before
they expanded into various neighborhoods in Queens such as Elmhurst, Jackson Heights
(home of the second “Little India”), Corona, and Flushing. They also moved onward into
nearby suburban communities in regions such as Long Island (Khandelwal, 2002, p. 7;
Lessinger, 1995, p. 17-20). Later Indian immigrants, or more precisely those who came
after the initial post-1965 wave, went directly to the communities in Queens
(Khandelwal, 2002, p. 12-33).
25
As previously mentioned, the socioeconomic range of post-1965 Indian
immigration became wider as the initial wave of professional immigrants sponsored the
arrival of relatives who would make up the subsequent migration waves. These family
members did not necessarily have high-level professional and academic backgrounds.
But even if they did have such backgrounds, the onset of the “hourglass economy”
phenomenon prevented them from achieving the success and the upward mobility that
their predecessors attained (Rumbaut, 1994, p. 583-588). The economic conditions, to say
nothing of discrimination that likely existed in the form of the glass ceiling, meant that
although these immigrants could keep trying in a mainstream context, other avenues
increasingly became of interest. Here, the ethnic economy becomes relevant as an
alternative. Those Indian immigrants who were not as successful in becoming part of the
mainstream US economy and society as science and engineering professionals or
entrepreneurs (for the latter, whether in terms of joining a respected, non-Indian-owned
firm specializing in software, information technology, engineering, medical science, etc.
or starting a firm specializing in any of the previously mentioned fields) could consider
becoming small business owners within the setting of an ethnic economy.
Consequently, the decision of an Indian immigrant with a professional
background to make the transition to small-time ethnic business ownership was nothing
out of the ordinary. Indeed, this was the case with Indian-owned grocery stores (some of
which became “chain” outlets, such as Laxmi Products, Shaheen’s, and Patel Brothers)
and stationery stores that started out in the late 1960s and early 1970s. More over and
initially, during the 1960s when the Indian immigrant community mostly consisted of
students, professionals, entrepreneurs, and government functionaries and employees
26
based in Manhattan, a handful of restaurants and grocery stores existed for their benefit
(Khandelwal, 2002, p. 13). The “Little Indias” along with the other Indian immigrant
neighborhoods hosted and continue to host grocery stores and restaurants that cater to
Indian immigrants, their consumer tastes and, in some ways, kept the various Indian
cultures alive. In the case of the last aspect, maintaining cultural connections, stores
would provide information on religious and cultural matters such as holidays, rent out
Indian movies, sell Indian newspapers and magazines, and post information on available
real estate options and open employment positions. (Khandelwal, 2002, p. 39-41)
Also, as Indian immigrants started relocating to Elmhurst, Jackson Heights,
Flushing, and Corona in Queens, still more Indian-owned grocery stores were established
in order to serve a growing consumer base of fellow immigrants (Khandelwal, 2002, p.
13, p. 15-16, p. 39-41). In this way, ethnic small business owners became an ethnically
defined lower middle class that filled an important niche within the Indian immigrant
ethnic economy. Additionally, and aside from businesses oriented toward food service
and retail, Indian immigrants were also able to carve out positions for themselves as
dealers and traders who specialize in jewelry and gemstones (Poros, 2011, p. 80-83).
However, those immigrants with professional credentials and backgrounds who were not
so fortunate in terms of establishing businesses along with immigrants who simply lacked
such credentials and backgrounds had few choices but to become part of an ethnic
working class socioeconomic formation. Accordingly, they took up jobs in restaurants,
retail stores, taxicab driving, newsstands, etc.
Socioeconomic class relations along with questions of family ties and ethnic heritage.
The two-tiered trend in post-1965 Indian immigration generally caused the
27
development of two differing socioeconomic strata. This has led to a situation in which
Indian immigrants operate on both ends of a dual labor market system (Piore, 1979, p.
35-43, p. 44-45, p. 47). Professionals and entrepreneurs found a way to become part of
the “primary” part of the labor market by way of joining or establishing science and
engineering firms. Likewise, the Indian immigrants who became “blue-collar” workers
such as those in food service, newsstands, taxicab driving, and retail make up part of the
“secondary” section of the labor market (Chatterji, 2013, p. 127-139; Khandelwal, 2002,
p.91-92, p. 106-112). That these strata, located on opposite ends of the dual labor market,
share common origins due to the history and workings of US immigration law, the
economic and educational conditions of the home and host countries alike, and family
ties and ethnic roots is, to say the least, a deep irony.
But just in terms of family ties and ethnic heritage, employer-employee relations,
certainly a set of capitalist socioeconomic relationships with capital on the one hand
(personified by the employer) and labor on the other hand (personified by the employee,
were outwardly cemented by personalized and pseudo- or quasi- familial ties within
workplaces such as restaurants. Miabi Chatterji (2013) writes of this perspective among a
few South Asian immigrant restaurateurs, who used the term “family” to describe their
working relationship vis-à-vis their employees (p. 128). The keyword to take into account
is “family,” which also rests upon a conception of ethnic ties held in common. This
approach is further underscored by another interview subject, also a restaurant manager,
whom Chatterji (2013) interviews,
“We immigrants, we’ve always had to rely on our families, the people we know, to run businesses here in America. It’s the same with the Chinese, the Jewish. We have to work with our
own. And that way, it’s safer for everyone, and you can rely on each other. Yes, it’s safer. It’s much easier for everyone when you work like a family, same background, same life.” (p. 131)
28
However, perhaps not surprisingly, workers take up opposing points of view in light of
experiences with workplace and hiring discrimination, poor working conditions, job-
related injuries, and/or the lack of health insurance (Chatterji, 2013, p. 132).
Nevertheless, and in an important way, the observations by Chatterji (2013)
mirror those of Kwong (1997, 2001). Just as Chinese immigrant employers tended to
emphasize ethnic and personal ties so as to develop unity with their workers, Indian
immigrant employers have used similar approaches through the pretexts of familial
relations and shared heritage. Given that the workers themselves are reliant on “word of
mouth” and other informal channels in order to find job opportunities within ethnic
enclaves, personalized socioeconomic relationships with employers can also present their
own problems. Certainly when compared to Chinese immigration, the case of Indian
immigration has similar characteristics. However, some differences show up when one
takes into account Mexican immigration during the second half of the 20th century.
Mexican immigration
Some key differences with the previous two case studies: General observations
This third section, which deals with Mexican migration to the US, differs to some
extent from the previous case studies on Chinese and Indian immigration since 1965.
Although the INA of 1965 was responsible for the latter cases, it did not directly account
for immigration from Mexico. Instead, just a year before the INA became law, the US
government abolished the bracero program, essentially a guest worker program
established in 1942 for agricultural purposes.
However, neither the termination of this program nor the formal exclusion of the
Western Hemisphere in the course of the INA’s formation precluded further immigration
29
from Mexico to the US. As a result, the issue of undocumented immigration became a
significant and longstanding problem as more immigrants entered the country. In
quantitative terms, the presence of so many undocumented immigrants, especially from
the Western Hemisphere or the generally Latin American nation-states such as Mexico,
provided the context for the construction of a “Latino threat narrative” in which the
mainstream US media, politicians, and political activists portrayed undocumented
immigrants from the Latin American nation-states as a threat to the structural integrity of
the US (Massey & Pren, 2012, p. 5-8; Nevins, 2001, p. 95-122).
This narrative gained currency within the public during the 1970s and 1980s
and influenced the US government’s policymaking (Massey & Pren, 2012, p. 5-8;
Nevins, 2001, p. 95-122). In this context, the IRCA in 1986 became law. Its provision of
amnesty for 3 million undocumented immigrants, was considered “the most sweeping
revision of U.S. immigration policy since 1965 when the national origins quota system
was abolished” (Sorensen & Bean, 1994, p. 2). Although the IRCA was not aimed at
any particular immigrant group, Mexican-origin immigrants benefited the most in
quantitative terms. Of the 3 million immigrants without documentation who were offered
amnesty, 2.3 million were of Mexican origin.
General historical background: Overview of Mexican immigration since the 19th century into the 20th century
Not unlike Chinese immigration, Mexican immigration also dates back to the
mid-1800s. Specifically, the year of interest is 1848, not long after the conclusion of the
Mexican-American War and the ratification of the Treaty of Guadalupe Hidalgo, with the
chance location of gold in the Sierra Nevada in Alta California and the resulting gold
rush of 1848 and 1849 that drew not just miners and prospectors throughout the US but
30
also those from Mexico as well as other countries in Europe, Asia, and South America. In
Mexico’s case, this gold rush brought forth miners from various constituent states such as
Sonora, Sinaloa, Chihuahua, Durango, and Michoacan who, especially those from
Sonora, had considerable experience in mining and, along with the advantage of early
arrival, came to occupy key positions in commerce and transportation within California’s
fledgling but growing economy (Mora-Torres, 2011, p. 6). As was the case with their
Chinese immigrant contemporaries, these Mexican immigrants soon found themselves
victims of racial, ethnic, and nativist prejudice from white US-American miners, thus
leading to downward socioeconomic mobility as well as exclusion from the mainstream
US economy and society (Mora-Torres, 2011, p. 7).
Nevertheless, other waves of Mexican immigration followed as indentured
servants of large plantation-like estates known as haciendas relocated to the US for
somewhat better economic compensation and working conditions (Mora-Torres, 2011, p.
9-11). At roughly this period, the late 19th century into the first few decades of the 20th
century, the developmental pathways of the Mexico and the US coincided in such a way
that the former country provided workers to the latter nation via immigration. As Massey,
Alarcon, Durand, and Gonzalez (1987) note, “Mexican development policies created a
highly mobile mass of impoverished rural workers, and in the United States integration of
the southwestern states into the national economy generated a sustained demand for low-
wage labor” (p. 39). The policies associated with the economic development of Mexico,
which the country’s leaders such as the head of state Porfirio Diaz (in office 1877-1880
and 1884-1911) implemented contributed to the concentration of land ownership into as
few hands as possible – a task accomplished through the establishment of haciendas
31
(essentially large landed estates) which the hacendados (the owners of those estates)
controlled (Mora-Torres, 2011, p.18-19; Massey, Alarcon, Durand, & Gonzalez, 1987, p.
39).
This centralization of land tenure in the Mexican countryside also resulted in the
dispossession of the peasantry on a massive scale. Massey, Alarcon, Durand & Gonzalez
(1987) provide a sobering statistical portrait, “Mexican peasants were displaced from
their lands in massive numbers, and by 1910, 97 percent of rural families were landless.
One-seventh of the entire country was owned by twenty-nine individuals and
companies” (p. 39). This steep socioeconomic inequality provided more than enough
reason for emigration. Simultaneously, from 1880 to 1910, as the US placed bans on
Asian immigration, its southwestern region became increasingly economically developed
due to advancements in agriculture, mining, and railroad construction but lacked an
adequately large labor force (Massey, Alarcon, Durand & Gonzalez, 1987, p. 40). In this
situation, the presence of landless Mexican nationals as migrant workers became a
welcome prospect for the southwestern US economy. More over, in a long-term,
historical sense, one can see the context within which the bracero program emerged.
The bracero program, established in 1942, brought 4.6 million Mexican
immigrant into the US on a temporary basis in order to work in the agricultural sector of
the US economy (FitzGerald, 2011, p. 182). Although this arrangement between Mexico
and the US appeared to be agreeable and indicative of equalized political and economic
ties between the two nation-states, word soon spread as to the poor salaries, working, and
living conditions of the bracero program along with the ongoing discrimination that
Mexican immigrants faced within the US (Snodgrass, 2011, p. 87). Indeed, the program
32
drew widespread criticism and opposition from the right and left wings of Mexican
politics alike as an example of Mexico’s political and economic subordination to the
agendas of the US government (Snodgrass, 2011, p. 86). Nevertheless, dispossessed
Mexican peasants greeted the same program with enthusiasm and their decision to take
advantage of it led to the establishment of migratory social networks between Mexico
and the US (Snodgrass, 2011, p. 88, 95). In the end, however, the bracero program ran its
course a little over two decades since its inception. By 1964, the US government
terminated it. Nevertheless, Mexican immigration continued. As a result, undocumented
immigration became a serious issue, thus leading to the passage of the IRCA (FitzGerald,
2011, p. 182-183). The effects of IRCA on Mexican immigration in the later 20th century and the relevance of New York City
The US government passed the IRCA in order to regulate the flow of
undocumented immigration. It did so through a combination of restriction and admission.
Thus, and as previously discussed, the IRCA had three provisions, of which the one on
amnesty is of particular interest. It is of interest given that, as already mentioned as well,
most of the undocumented immigrants, 2.3 million out of 3 million, who applied were of
Mexican origin. Additionally, through amnesty, Mexican immigrants became permanent
residents who could travel freely between host and home countries, thus bringing over
relatives (Smith, 2006, p. 22). The IRCA thus also strengthened already existing chain
migration networks. According to FitzGerald (2011), “A pattern of circular, mostly male
migration gave way to permanent migration of whole families.” (p. 183) These networks
along with the IRCA’s offer of amnesty contributed to expanded Mexican immigration
33
during the 1980s and 1990s. Most of these new immigrants from Mexico wound up in urban communities. In
terms of New York City, Bergad (2013) writes that it has the highest number of persons
with roots in Mexico, in spite of a slight decrease between 1990 and 2010 (p. 11). Still,
there is no reason to doubt that the statistics will change in a turbulent manner. Mexican
immigrants may still likely base themselves in the cities, as according to Saenz, Morales,
and Janie Filoteo (2004),
The Mexican population tends to be overwhelmingly located in metropolitan areas. Overall, approximately 90 percent of Mexicans make their homes in metropolitan areas, compared to
about 81 percent of the nation’s entire population. Mexicans tend to be concentrated in the central cities while the total population is more likely to reside in suburbs. Across the regions, Mexicans have the highest degree of metropolitan residence in the Northeast (98.2 percent) and Southwest
(91.2 percent). (p. 13-14)
The chain migration networks thus ended in the cities of the US, including New York
City.
However, even with chain migration and the legal breathing space that the IRCA
offered and granted, Mexican immigrants remained in working-class employment
positions such as restaurant and garment production work, more often than not working
for entrepreneurs of other ethnicities (e.g., Korean and Greek restaurant and delicatessen
owners) (Smith, 2006, p. 25-29). Therefore, chain migration proved important, although
the ethnic economy that the Mexican immigrant population work in, at least in New York
City, can be said to be in fact a “co-ethnic economy.” One can also plausibly conclude in
this regard that these immigrant workers were, for the most part, confined to the
secondary labor market (Waldinger & Der-Martirosian, 2001, p. 249-253; Portes & Bach,
1985, p. 252).
Conclusions
Comparison and contrast
34
When one sets this discussion’s case studies side by side for the purpose of
comparison and contrast, one is likely to notice the strong parallels between post-1965
Chinese and Indian immigration, with the arrival of migrants who became professionals,
small ethnic business owners, or workers. These three roles all came to be essential parts
of the socioeconomic arrangements of the Chinese and Indian enclaves, pointing to the
existence of two-tiered, or even multi-tiered, immigration trends.
More specifically, perhaps one of the most striking similarities is the fact that after
the INA’s 1965 passage, large numbers of Chinese and Indian immigrants with
professional backgrounds arrived to the US and settled in cities such as New York City.
Certainly, there are differences in specialization such as the fact that while Chinese
immigrant professionals tended to concentrate on finance and real estate, their Indian
counterparts focused on science and engineering. However, Indian immigrant
professionals in general seem to have held the advantage in terms of English language
proficiency, thus allowing them relatively greater opportunities to enter the mainstream
US economy. They could do so by joining established science and technology firms or
branching off to found their own firms. The latter, as previously mentioned, demonstrated
the growth of an entrepreneurial culture among Indian professionals. Additionally, the
existence of professional associations among these immigrants reinforces that culture.
Chinese immigrant professionals, on the other hand, were more likely to be confined to
operating in the enclaves. In the case of New York City’s Chinatown, among other
communities such as Sunset Park and Flushing, they established banking and real estate
firms that tapped into the consumer base that has been the Chinese immigrant population.
But returning momentarily to the case of the Indian professionals, their
35
cultivation of an entrepreneurial culture raises the question of how ethnic economic
relationships such as collaboration among fellow immigrants via an independent firm or a
professional association can nevertheless be conducive to integration into the mainstream
economy and society. Relevant as well is the possibility of a form of upward
socioeconomic advancement that operates in parallel to more conventional models of
upward socioeconomic mobility, especially in light of the “glass ceiling”-style exclusion
that Indian scientists, engineers, and programmers have faced. Accordingly, a subsequent
question arises as to whether ethnic economies are necessarily confined to the realm of
small businesses and “blue-collar” work. As for the working classes of the Chinese and
Indian immigrant enclaves such as those in New York City like Chinatown, Flushing,
Sunset Park, Jackson Heights, Corona, and others, they are certainly part of longstanding
historical trends that predate 1965. Before 1965, Chinese and Indian immigrants alike
found work as unskilled laborers. Afterward, significant numbers of these immigrants
continued to take on such a socioeconomic role.
However, in marked contrast to the two-tiered immigration patterns that the INA
contributed to vis-à-vis migration from China and India, immigrants from Mexico more
uniformly found themselves in working class and lower middle class socioeconomic
positions. This tendency is partially attributable to the restrictive legislation that the US
government approved and enforced in relation to undocumented immigration. Excluded
by such laws, to say nothing of the “Latino threat narrative,” these immigrants could not
enter the mainstream economy as easily. They therefore became compelled to seek work
in “blue collar” or “self-employment” sectors, not unlike Chinese and Indian immigrants
who found themselves at the lower tiers of the enclaves they inhabited as well as those of
36
the US social and economic hierarchies. Furthermore, at least in New York City,
Mexican immigrants have found themselves working for business owners of other
ethnic and national origins, thus pointing to the existence of co-ethnic economic relations.
All these case studies also expose the complicated nature of socioeconomic class
relations within immigrant populations and communities.
Complicated class relations
A complicated set of socioeconomic class relations, demarcated by familial and
ethnic lines, developed due to the provisions of the INA and IRCA in practice. Workers
may labor for employers who are fellow immigrants, thus exemplifying a fairly
straightforward socioeconomic class relationship between wage laborers and capitalists.
However, in terms of the economic ladder of mainstream society, immigrant employers
may only occupy the lower rungs. Their employees would be further beneath them. Here,
the dual labor market is relevant, as immigrants, such as those from the case studies, find
themselves in the secondary labor market where they hold down unskilled, manual jobs
(Piore, 1979, p. 35-43). Also, the possibility, indeed reality, of immigrant employers
working alongside their employees can blur class lines (Kwong, 2001, p. 73-74).
Thus, there are the questions of why and how shared ethnic ties between
employers and employees can contribute to the perception of commonly held interests
among both of these groups. The claim to heritage is relevant and important in light of
employers’ efforts to build a connection with their employees and thus inculcate and
command loyalty. These attempts tend to take on two forms that are not necessarily
unrelated: 1) the emphasis on “family” (whether or not the employers and employees are
in fact of the same family household is another question) and 2) the emphasis on shared
37
cultural, ethnic, or national orientation. Both forms may discourage immigrant workers
from seeking outside aid and information in the event of a human rights or a labor rights
abuse and encourage them to place more trust in their own employers. The development
of these complex, perhaps even “ethnicized,” class relationships, also reflects the way in
which chain migration networks, which usually involve people of the same ethnic,
national, and/or familial roots, contribute to such realities in the first place.
Counterargument
With regard to counterarguments, Rumbaut (1994) presents a point of view that is
worth taking up. The counterargument is as follows, although a law such as the INA has
proven to be a watershed in the history, the changes in immigration towards the US since
the 1960s are not entirely attributable to US government policies but also to social,
economic, political, historical and other structural conditions (Rumbaut, 1994, p. 588). In
brief, one cannot practice a legal form of reductionism when studying the reasons and
circumstances of immigration.
Although there is no disagreement to be had with the core of this perspective, one
may note in reply that the INA and IRCA both developed out of the political and
economic conditions that existed in the time leading to their passage and enforcement.
The INA became law because of the growing public disapproval of exclusionary
national-origins preferences as outlined in the McCarran-Walter Act and the political and
economic priorities of the US, which favored the arrival of professionals (especially those
with science and engineering backgrounds) among others. Indeed, the US government’s
priorities, which influenced and maybe even took the form of the provisions of the INA,
accounted for the quantitative increase and qualitative depth of late 20th century Indian
38
immigration. In qualitative terms, if the INA had not become law, few if any Indian
professionals would have entered the US. The IRCA arose as a partial answer to the
question of undocumented immigration. Although the IRCA continued to maintain a
basic exclusionary stance, it nevertheless allowed for a concession by way of amnesty for
a limited number of immigrants without documentation. This concession deeply affected
Mexican immigration to the US in the late 1980s and the 1990s.
Reflections
The question of how immigrants find work is, in essence, the issue of how ethnic
economies develop. The evolution of these ethnic economies also relates to the causes,
the conditions, and the processes of the immigrants’ arrival. The causes include the
political economy of the sending countries as well as the immigration policies and laws
of the host countries. In the case of Indian immigration, professionals and students
migrated because they believed that the employment and educational opportunities would
be better in countries such as the US. They were able to do so because of a law such as
the INA. The conditions include the ongoing forms of exclusion vis-à-vis immigrants. All
the immigrants from the case studies have encountered popular prejudice, discriminatory
legislation, etc. The processes encompass migratory social networks. The answer to the
question, then, of how immigrants become economically integrated as workers (or as
small ethnic entrepreneurs, for that matter) is threefold. The causes for migration
underscore the priorities of immigrant workers, the conditions point to the types of
employment these immigrants obtain, and the processes show how immigrants find such
work in the first place. The ethnic economy therefore develops and evolves in light of the
causes, conditions, and processes of immigration.
39
But returning to the causes, legal measures have proven to be important
contributors to the onset, alteration, or continuation of immigrant trends. To take two
obvious and primary examples discussed in this paper, the INA of 1965 and the IRCA of
1986 contributed, quantitatively, to the increase of immigration to the United States as
well as, qualitatively, to the existence of new immigrant communities and the re-
fashioning of old ones. The qualitative results became especially evident in urban settings
such as those of New York City.
These laws produced such effects through the encouragement of social networks
based on chain migration. The INA, which had as one of its aims the promotion of family
unification, directly spurred the evolution of chain-based migratory networks. The IRCA
achieved the same result in an indirect way through an offer of amnesty for 3 million
undocumented immigrants. Through amnesty these immigrants became permanent and
legal residents of the US. In this way, they were able to travel between host and sending
countries and bring over family members.
However, the chain migration patterns which the INA and the IRCA enabled did
not merely serve as ways of transporting immigrants across borders. These migratory
social networks also became sources of information about employment and
entrepreneurial (generally in the form of small businesses) opportunities alike. The result
was that at least certain numbers of immigrants faced relatively fewer restrictions as they
settled into various urban neighborhoods and, accordingly, found work, started
businesses, and/or assisted with the arrival of relatives.
This consequence was certainly the case with immigrants in cities like New York
City. As they settled into the neighborhoods that they came to inhabit, they also remade
40
those neighborhoods. In the process, the establishment and/or the remaking of urban
communities along with the dual function of the migratory social networks contributed to
the growth of ethnic economies which involve immigrants as small entrepreneurs and as
employees.
Important and pertinent examples of such new or renewed immigrant
neighborhoods along with the roles of migratory social networks and ethnic economies
within New York City include Chinatown, Flushing, the Little India enclaves on
Lexington Avenue in Murray Hill, Manhattan, and on 74th Street in Jackson Heights,
Queens,, Spanish Harlem (also known as El Barrio, literally “The Neighborhood” in
Spanish), and several more. All of these examples are reflective of immigration trends
that were the historical results of the INA and the IRCA in force. In the case of the INA,
those trends include Chinese immigration and Indian immigration. As for the IRCA, the
major trend is Mexican immigration. These trends therefore serve as appropriate case
studies for the effects of the INA and the IRCA on chain migration and ethnic economies
in general and within the context of New York City. More over and finally, they are also
models, albeit historically and geographically specific ones, for the understanding of
current and future trends of immigration to the US as well as the ways in which
immigrants form communities and go about the daily task of making livelihoods.
Bibliography (organized by areas of interest)
41
Sources on immigration law, immigration history, ethnic economies, etc.
Donato, K.M., Aguilera, M., & Wakabayashi, C. (2005). Immigration policy and employment conditions of US immigrants from Mexico, Nicaragua, and the Dominican Republic. International Migration, 43(5), 5-29.
Donato, K.M. & Massey, D. (September 1993). Effect of the Immigration Reform and Control Act on the wages of Mexican migrants. Social Science Quarterly, 74(3), 523-541.
Ewen, E. (1985). Immigrant women in the land of dollars: Life and culture on the Lower East Side, 1890-1925. New York, NY: Monthly Review Press.
Light, I. & Bonacich, E. (1988). Immigrant entrepreneurs: Koreans in Los Angeles, 1965-1982. Los Angeles, CA: University of California Press.
Piore, M. (1979). Birds of passage: Migrant labor and industrial societies. New York, NY: Cambridge University Press.
Reimers, D.M. (1992). Still the golden door: The Third World comes to America. New York, NY: Columbia University Press.
Rumbaut, R.G. (1994). Origins and destinies: Immigration to the United States since World War II, Sociological Forum, 9(4), 583-621.
Sorensen, E., & Bean, F.D. (March 1994). The Immigration Reform and Control Act and the wages of Mexican origin workers: Evidence from current population surveys. Social Science Quarterly, 75(1), 1-17.
Takaki, R. (1993). A different mirror: A history of multicultural America. New York, NY: Little, Brown and Company.
Waldinger, R. (2003). Networks and niches: the continuing significance of ethnic connections. In G. Loury, T. Modood, and S. Teles (Eds.), Race, ethnicity and social mobility in the US and UK (pp. 342-362). New York, NY: Columbia University Press.
Waldinger, R. & C. Der-Martirosian. (2001). The immigrant niche: Pervasive, persistent, diverse. In R. Waldinger (Ed.), Strangers at the gates: New immigrants in urban America (pp. 228-271). Los Angeles, CA: University of California Press.
Yang, P.Q. (February 2010). A theory of Asian immigration to the United States. JAAS, 1-34.
Chinese immigration
Chen, H. (1992). Chinatown no more: Taiwan immigrants in contemporary New York. Ithaca, NY: Cornell University Press.
42
Kwong, P. (2001). Chinatown, New York.: Labor and politics, 1930-1950 (2nd ed.). New York, NY: The New Press.
Kwong, P. (1997). Forbidden workers: Illegal Chinese immigrants and American labor. New York, NY: The New Press.
Lin, J. (1998). Reconstructing Chinatown: Ethnic enclave, global change. Minneapolis, MN: University of Minnesota Press.
Saxton, A. (1995). The indispensable enemy: Labor and the anti-Chinese movement in California (2nd ed.). Los Angeles, LA: University of California Press.
Wong, B.P. (2002). Chinatown: Economic adaptation and ethnic identity of the Chinese. Belmont, CA: Wadsworth/Thomson Learning.
Zhou, M. (1992). Chinatown: The socioeconomic potential of an urban enclave. Philadelphia, PA: Temple University Press.
Indian immigration sources
Bald, V. (2013). Bengali Harlem and the lost histories of South Asian America. Cambridge, MA: Harvard University Press.
Chatterji, M. (2013). Putting the ‘family’ to work: Managerial discourses of control in the immigrant service sector. In V. Bald, M. Chatterji, S. Reddy, and M. Vimalassery (ed.), The sun never sets: South Asian migrants in an age of U.S. power (pp. 127-155). New York, NY: New York University Press.
Fisher, M.P. (1980). Indians of New York City. New Delhi: Heritage.
Khandelwal, M.S. (2002). Becoming American, being Indian: An immigrant community in New York City. Ithaca, NY: Cornell University Press.
Lessinger, J. (1995). From the Ganges to the Hudson: Indian immigrants in New York City. Boston, MA: Allyn and Bacon.
Poros, M.V. (2011). Modern migrations: Gujarati Indian networks in New York and London. Stanford, CA: Stanford University Press.
Rudrappa, S. (2008). Braceros and techno-braceros: Guest workers in the United States, and the commodification of low-wage and high-wage labour. In S. Koshy and R. Radhakrishnan (ed.), Transnational South Asians: The making of a neo-diaspora (pp. 291-322). New York, NY: Oxford University Press.
Varma, R. (2006). Harbingers of global change: India’s techno-immigrants in the United States. Lexington Books.
43
Varma, R. (2010). India-born in the U.S. science and engineering workforce. American Behavioral Scientist, 53(7), 1064-1078.
Mexican immigration sources
Bergad, L.W. (September 2010). Demographic, economic and social transformations in the Mexican-origin population in the New York City metropolitan area, 1990-2010. Latino Data Project, Report 49.
FitzGerald, D. (2011). Mexican migration and the law. In M. Overmyer-Velazquez (Ed.), Beyond la frontera: The history of Mexico-U.S. migration (pp. 179-203). New York, NY: Oxford University Press.
Massey, D., R. Alarcon, J. Durand, & H. Gonzalez. (1987). Return to Aztlan: The social progress of international migration from western Mexico. Berkeley, CA: University of California Press.
Mora-Torres, J. (2011). “Los de casa se van, los de fuera no vienen”: The first Mexican immigrants, 1848-1900. In M. Overmyer-Velazquez (Ed.), Beyond la frontera: The history of Mexico-U.S. migration (pp. 3-27). New York, NY: Oxford University Press.
Nevins, J. (2002). Operation Gatekeeper: The rise of the “illegal alien” and the making of the U.S.-Mexico boundary. New York, NY: Routledge.
Portes, A. & R. Bach. (1985). Latin journey: Cuban and Mexican immigrants in the United States. Los Angeles, CA: University of California Press.
Saenz, R., Morales, M.C., & Filoteo, J. (2004). The demography of Mexicans in the United States.” In R.M. De Anda (Ed.), Chicanas & Chicanos in Contemporary Society (pp. 3-20). Rowman & Littlefield Publishers, Inc.
Smith, R.V. (2006). Mexican New York: Transnational lives of new immigrants. Berkeley, CA: University of California Press.
Snodgrass, M. (2011). The Bracero program, 1942-1964. In M. Overmyer-Velazquez (Ed.), Beyond la frontera: The history of Mexico-U.S. migration (pp. 79-102). New York, NY: Oxford University Press.
General bibliography
44
Bald, V. (2013). Bengali Harlem and the lost histories of South Asian America. Cambridge, MA: Harvard University Press.
Bergad, L.W. (September 2010). Demographic, economic and social transformations in the Mexican-origin population in the New York City metropolitan area, 1990-2010. Latino Data Project, Report 49.
Chen, H. (1992). Chinatown no more: Taiwan immigrants in contemporary New York. Ithaca, NY: Cornell University Press.
Chatterji, M. (2013). Putting the ‘family’ to work: Managerial discourses of control in the immigrant service sector. In V. Bald, M. Chatterji, S. Reddy, and M. Vimalassery (ed.), The sun never sets: South Asian migrants in an age of U.S. power (pp. 127-155). New York, NY: New York University Press.
Donato, K.M., Aguilera, M., & Wakabayashi, C. (2005). Immigration policy and employment conditions of US immigrants from Mexico, Nicaragua, and the Dominican Republic. International Migration, 43(5), 5-29.
Donato, K.M. & Massey, D. (September 1993). Effect of the Immigration Reform and Control Act on the wages of Mexican migrants. Social Science Quarterly, 74(3), 523-541.
Ewen, E. (1985). Immigrant women in the land of dollars: Life and culture on the Lower East Side, 1890-1925. New York, NY: Monthly Review Press.
Fisher, M.P. (1980). Indians of New York City. New Delhi: Heritage.
FitzGerald, D. (2011). Mexican migration and the law. In M. Overmyer-Velazquez (Ed.), Beyond la frontera: The history of Mexico-U.S. migration (pp. 179-203). New York, NY: Oxford University Press.
Khandelwal, M.S. (2002). Becoming American, being Indian: An immigrant community in New York City. Ithaca, NY: Cornell University Press.
Kwong, P. (2001). Chinatown, New York.: Labor and politics, 1930-1950 (2nd ed.). New York, NY: The New Press.
Kwong, P. (1997). Forbidden workers: Illegal Chinese immigrants and American labor. New York, NY: The New Press.
Lessinger, J. (1995). From the Ganges to the Hudson: Indian immigrants in New York City. Boston, MA: Allyn and Bacon.
Light, I. & Bonacich, E. (1988). Immigrant entrepreneurs: Koreans in Los Angeles, 1965-1982. Los Angeles, CA: University of California Press.
45
Lin, J. (1998). Reconstructing Chinatown: Ethnic enclave, global change. Minneapolis, MN: University of Minnesota Press.
Massey, D., R. Alarcon, J. Durand, & H. Gonzalez. (1987). Return to Aztlan: The social progress of international migration from western Mexico. Berkeley, CA: University of California Press.
Mora-Torres, J. (2011). “Los de casa se van, los de fuera no vienen”: The first Mexican immigrants, 1848-1900. In M. Overmyer-Velazquez (Ed.), Beyond la frontera: The history of Mexico-U.S. migration (pp. 3-27). New York, NY: Oxford University Press.
Nevins, J. (2002). Operation Gatekeeper: The rise of the “illegal alien” and the making of the U.S.-Mexico boundary. New York, NY: Routledge.
Piore, M. (1979). Birds of passage: Migrant labor and industrial societies. New York, NY: Cambridge University Press.
Poros, M.V. (2011). Modern migrations: Gujarati Indian networks in New York and London. Stanford, CA: Stanford University Press.
Portes, A. & R. Bach. (1985). Latin journey: Cuban and Mexican immigrants in the United States. Los Angeles, CA: University of California Press.
Reimers, D.M. (1992). Still the golden door: The Third World comes to America. New York, NY: Columbia University Press.
Rudrappa, S. (2008). Braceros and techno-braceros: Guest workers in the United States, and the commodification of low-wage and high-wage labour. In S. Koshy and R. Radhakrishnan (ed.), Transnational South Asians: The making of a neo-diaspora (pp. 291-322). New York, NY: Oxford University Press.
Rumbaut, R.G. (1994). Origins and destinies: Immigration to the United States since World War II, Sociological Forum, 9(4), 583-621.
Saenz, R., Morales, M.C., & Filoteo, J. (2004). The demography of Mexicans in the United States.” In R.M. De Anda (Ed.), Chicanas & Chicanos in Contemporary Society (pp.3-20). Rowman & Littlefield Publishers, Inc.
Saxton, A. (1995). The indispensable enemy: Labor and the anti-Chinese movement in California (2nd ed.). Los Angeles, LA: University of California Press.
Smith, R.V. (2006). Mexican New York: Transnational lives of new immigrants. Berkeley, CA: University of California Press.
46
Snodgrass, M. (2011). The Bracero program, 1942-1964. In M. Overmyer-Velazquez (Ed.), Beyond la frontera: The history of Mexico-U.S. migration (pp. 79-102). New York, NY: Oxford University Press.
Sorensen, E., & Bean, F.D. (March 1994). The Immigration Reform and Control Act and the wages of Mexican origin workers: Evidence from current population surveys. Social Science Quarterly, 75(1), 1-17.
Takaki, R. (1993). A different mirror: A history of multicultural America. New York, NY: Little, Brown and Company.
Varma, R. (2006). Harbingers of global change: India’s techno-immigrants in the United States. Lexington Books.
Varma, R. (2010). India-born in the U.S. science and engineering workforce. American Behavioral Scientist, 53(7), 1064-1078.
Waldinger, R. (2003). Networks and niches: the continuing significance of ethnic connections. In G. Loury, T. Modood, and S. Teles (Eds.), Race, ethnicity and social mobility in the US and UK (pp. 342-362). New York, NY: Columbia University Press.
Waldinger, R. & C. Der-Martirosian. (2001). The immigrant niche: Pervasive, persistent, diverse. In R. Waldinger (Ed.), Strangers at the gates: New immigrants in urban America (pp. 228-271). Los Angeles, CA: University of California Press.
Wong, B.P. (2002). Chinatown: Economic adaptation and ethnic identity of the Chinese. Belmont, CA: Wadsworth/Thomson Learning.
Yang, P.Q. (February 2010). A theory of Asian immigration to the United States. JAAS, 1-34.
Zhou, M. (1992). Chinatown: The socioeconomic potential of an urban enclave. Philadelphia, PA: Temple University Press.
47
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