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Truphone Mobile Recording - Infographic

Jan 09, 2017

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  • Recording regulation by year

    FinancialSupervisory Authority

    Norway

    2009

    FinancialConduct Authority

    UK

    2010

    Dodd-Frank Act

    US

    2013

    FinancialSecurities &Investments

    FinancialMarketAuthority

    SwitzerlandFinancialMarket Supervisory Authority

    Japan Australia

    2016 and beyond

    MIFID IIEU

    2015

    Truphone Mobile Recording (TMR)

    Truphone Mobile Recording facts

    Mobile recording regulations are going globalFrom Norway to Australia, more and more countries are introducing recording regulation. Regulation is moving from being local to global.

    Truphone Mobile RecordingIn-network recording on any device, anywhere. Global compliance to meet your needs.

    Trusted by 5 of the worlds largest investment banks

    Top 5Of all calls were made when roaming

    20%

    Global customers

    100+Recorded each month

    200,000texts

    250,000calls Recorded each month

    Global compliance. Global productivity.

    Find out how Truphone Mobile Recording can help you comply globally. truphone.com/tmr

    Sources 1 http://www.navigant.com/~/media/WWW/Site/Insights/Financial%20Services/DI_SECReportsIncreaseInFCPATipsAndComplaints_TL_0114.ashx2 http://www.economonitor.com/blog/2014/01/the-king-is-dead-the-cftc-limps-on/3 http://www.independent.co.uk/news/business/news/the-fca-racks-up-a-record-total-of-472m-in-fines-in-its-first-year-9025378.html4 http://www.freshfields.com/en/news/2013_sees_FCA_fines_soar_but_total_case_numbers_drop_as_big-ticket_cases_eat_into_resource/?LanguageId=2057 Total regulatory fines issued An estimate of total fines for market abuse. This is NOT fines for mobile recording, but showing a general trend in increased fines

    $1.7 billionTotal regulatory fines issued in 2013 by the US (DFA-CFTC)2,

    472.3 millionTotal regulatory fines issued in 2013 by the UK (FCA)3, 4,

    4m fineWinterflood Securities: Traders communicated with brokers via mobile phones without trades being recorded.Finextra

    WhistleblowersSecurities and Exchange Commission: Notified congress Tip-offs increased 35% from 2012-13 relating to the FCPA Act1.

    +35%

    Search and analyse your recordings

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